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Blue Flame v. Chain Bridge — JPMorgan Responses to Interrogatories (Exhibit 97)

Date
2021-05-07

Summary

JPMorgan Chase Bank, N.A.'s Responses to Chain Bridge's First Set of Interrogatories, filed May 7, 2021 as Exhibit 97 (Document 131-32) in Blue Flame Medical LLC v. Chain Bridge Bank, N.A., et al., Civil Action No. 1:20-cv-00658 (LMB/IDD), in the U.S. District Court for the Eastern District of Virginia. JPMC, the third-party defendant, answers interrogatories about whether it cancelled a wire transfer to Chain Bridge on March 26, 2020. It contends that it sent no communication cancelling the Wire Transfer, that a 1:37 p.m. call and a Fedwire Recall Message accommodated Chain Bridge's own cancellation request, and that it is not liable under U.C.C. § 4A-211(f). JPMC also argues that the parties' agreement included no indemnity and that Chain Bridge cannot establish causation. A verification executed March 31, 2021 and a certificate of service follow.

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Full text

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                     EXHIBIT 97
DocuSign Envelope ID: A551669D-714C-4844-8719-0FCF0F9A5A73
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                                      IN THE UNITED STATES DISTRICT COURT
                                      FOR THE EASTERN DISTRICT OF VIRGINIA
                                                (Alexandria Division)


              BLUE FLAME MEDICAL LLC,

                                                Plaintiff,
                                                                 Civil Action No. 1:20-cv-00658 (LMB/IDD)
              v.

              CHAIN BRIDGE BANK, N.A.,
              JOHN J. BROUGH, and
              DAVID M. EVINGER,

                                                Defendants.


              CHAIN BRIDGE BANK, N.A.,

                                       Third-Party Plaintiff,

              v.

              JPMORGAN CHASE BANK, N.A.,

                                       Third-Party Defendant.


                                JPMORGAN CHASE BANK, N.A.’S RESPONSES TO
                               CHAIN BRIDGE’S FIRST SET OF INTERROGATORIES

                     Third-Party Defendant JPMorgan Chase Bank, N.A. (“JPMC”) sets forth the following

            responses to Third-Party Plaintiff Chain Bridge Bank, N.A.’s (“Chain Bridge” or “Third-Party

            Plaintiff”) First Set of Interrogatories to JPMC under Federal Rule of Civil Procedure 33 (each

            interrogatory therein, individually, an “Interrogatory” and collectively, the “Interrogatories”),

            which Chain Bridge served on March 1, 2021. JPMC hereby incorporates each of its General

            Objections and Specific Objections to the Interrogatories, as set forth in JPMC’s Objections to

            Third-Party Plaintiff’s First Set of Interrogatories to JPMC, previously served on March 16, 2021
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            (the “Objections”). Each of the following Responses incorporate the Objections by reference

            and as though restated therein.

                                                             RESPONSES

            INTERROGATORY NO. 1:

                     State whether You contend that JPMorgan never transmitted to Chain Bridge Bank, N.A.,
                     either orally, electronically, or in writing, a communication cancelling the Wire Transfer.

            RESPONSE TO INTERROGATORY NO. 1:

                     JPMC contends that it did not transmit to Chain Bridge any communication cancelling

            the Wire Transfer, and refers Chain Bridge to JPMC’s Responses to Interrogatory Nos. 2-5 for

            further detail.

            INTERROGATORY NO. 2:

                     If You contend that JPMorgan never transmitted to Chain Bridge Bank, N.A., either
                     orally, electronically, or in writing, a communication cancelling the Wire Transfer, then
                     identify with specificity all factual and legal grounds supporting why Timothy Coffey’s
                     statements during his telephone call with John Brough and David Evinger, at or about
                     1:37 p.m. ET on March 26, 2020, were not the transmission of an oral communication
                     cancelling the Wire Transfer.

            RESPONSE TO INTERROGATORY NO. 2:

                     JPMC contends that Timothy Coffey’s statements during the telephone call with John

            Brough and David Evinger, at or about 1:37 p.m. ET on March 26, 2020, were not a

            communication cancelling the Wire Transfer, and refers Chain Bridge to JPMC’s Responses to

            Interrogatory Nos. 1, 3-5 for further detail.

            INTERROGATORY NO. 3:

                     If You contend that JPMorgan never transmitted to Chain Bridge Bank, N.A., either
                     orally, electronically, or in writing, a communication cancelling the Wire Transfer, then
                     identify with specificity all factual and legal grounds supporting why the Fedwire service
                     message attached as Exhibit B to Chain Bridge Bank, N.A.’s Third-Party Complaint in
                     this Action and sent from JPMorgan to Chain Bridge Bank, N.A. at or about 2:05 p.m.
                     ET on March 26, 2020, was not the transmission of an electronic or written
                     communication cancelling the Wire Transfer.
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            RESPONSE TO INTERROGATORY NO. 3:

                     JPMC contends that the Fedwire service message bearing the Fedwire “Type/Subtype

            Code” “1001” and sent from JPMorgan to Chain Bridge at or about 2:05 p.m. ET on March 26,

            2020 (the “Recall Message”), was not a communication cancelling the Wire Transfer, and refers

            Chain Bridge to JPMC’s Responses to Interrogatory Nos. 1-2, 4-5 for further detail.

            INTERROGATORY NO. 4:

                     State whether You contend that JPMorgan is not liable to Chain Bridge Bank, N.A. under
                     UCC Section 4A-211(f) for any loss or expenses, including reasonable attorney’s fees,
                     incurred by Chain Bridge Bank, N.A. as a result of the cancellation of the Wire Transfer.

            RESPONSE TO INTERROGATORY NO. 4:

                     JPMC contends that it is not liable to Chain Bridge under U.C.C. Section 4A-211(f) for

            any loss or expenses, including reasonable attorney’s fees, incurred by Chain Bridge as a result

            of the cancellation of the Wire Transfer—which, as already stated and for avoidance of any

            doubt, JPMC contends it did not cancel—and refers Chain Bridge to JPMC’s Responses to

            Interrogatory Nos. 1-3, 5 for further detail.

            INTERROGATORY NO. 5:

                     If You contend that JPMorgan is not liable to Chain Bridge Bank, N.A. under UCC
                     Section 4A-211(f) for any loss or expenses, including reasonable attorney’s fees, incurred
                     by Chain Bridge Bank, N.A. as a result of the cancellation of the Wire Transfer, then
                     identify with specificity all factual and legal grounds supporting that contention.

            RESPONSE TO INTERROGATORY NO. 5:

                     JPMC is not liable under Section 4A-211(f) for numerous reasons, including: (1) Chain

            Bridge cancelled the Wire Transfer, not JPMC, and thus Section 4A-211(f) is inapplicable;

            moreover, Section 4A-211(f) would be inapplicable even if the reversal of the Wire Transfer had

            been a joint decision by Chain Bridge and JPMC because, in that event, the cancellation would

            not be initiated “by the sender,” as required by Section 4A-211(f); (2) there was an agreement


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            between JPMC and Chain Bridge, reached through their discussions and course of conduct, and

            the agreement did not include any obligation by JPMC to indemnify Chain Bridge; and (3) Chain

            Bridge cannot establish causation to recover damages.

                     Chain Bridge cancelled the Wire Transfer. The record evidence to date shows that Chain

            Bridge—after placing a hold on the Wire Transfer on its own initiative and informing JPMC that

            it had not credited the funds to Blue Flame—sought and obtained the cancellation of the Wire

            Transfer. Thus, Section 4A-211(f) is inapplicable because that provision applies only “if the

            receiving bank … agrees to cancellation … of the order by the sender.” U.C.C. § 4A-211(f)

            (emphasis added). Here, Chain Bridge (the receiving bank) is responsible for cancelling the

            Wire Transfer—not JPMC (the sender). Moreover, even assuming that the cancellation had been

            a joint decision by Chain Bridge and JPMC, Section 4A-211(f) would also be inapplicable

            because a cancellation in that scenario would not be initiated “by the sender,” as required by

            Section 4A-211(f).

                     Specifically, during a phone call on March 26, 2020, at 1:34 p.m. ET, Mr. Evinger sought

            cancellation of the Wire Transfer when he asked Rakesh Korpal if “there [was] any way for

            JPMorgan to issue a recall for the wire.” Shortly after this 1:34 p.m. call with Chain Bridge,

            Mr. Korpal instructed Mr. Coffey to call Mr. Evinger and accommodate Mr. Evinger’s request to

            cancel the Wire Transfer. Thus, at 1:37 p.m. ET, within approximately two minutes of

            Mr. Evinger’s oral cancellation request and at the direction of Mr. Korpal, Mr. Coffey called

            Mr. Evinger, with John Brough also on the line, and indicated that JPMC would issue the

            requested recall notice. Mr. Coffey’s statements during the 1:37 p.m. ET telephone call with

            Mr. Evinger and Mr. Brough were not communications indicating that JPMC was initiating a




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            cancellation of the Wire Transfer. Instead, they were statements by JPMC of an accommodation

            to Mr. Evinger’s oral cancellation request.

                     Likewise, JPMC’s Recall Message was not a communication cancelling the Wire

            Transfer. As explained above, JPMC’s actions were an accommodation to Chain Bridge’s

            cancellation request. JPMC did not, on its own volition, issue the Recall Message; rather, the

            Recall Message was directed by Chain Bridge. During the 1:37 p.m. ET telephone call between

            Chain Bridge and Mr. Coffey, Mr. Brough asked Mr. Coffey “if [he] could send [the Recall

            Message] over the Fedline platform.” Mr. Coffey agreed, saying, “Not a problem.” JPMC’s

            issuance of the Recall Message was an accommodation to Chain Bridge’s oral cancellation

            request, not an independent communication by JPMC seeking to cancel the Wire Transfer.

                     In addition to contemporaneous communications between JPMC and Chain Bridge,

            JPMC’s contention that Chain Bridge cancelled the Wire Transfer is also supported by other

            portions of the evidentiary record developed to date through discovery. Namely, the record

            shows that Chain Bridge had a number of powerful incentives for cancelling the Wire Transfer.

            For example, Chain Bridge was concerned about the Wire Transfer’s impact on its capital ratios

            and that the Wire Transfer could deplete its capital and cause it to fail. Likewise, Chain Bridge

            deprived Blue Flame of the Wire Transfer by placing a hold on the Wire Transfer upon receipt

            and before ever speaking to JPMC, and according to Mr. Brough, Chain Bridge would not have

            made the Wire Transfer available to Blue Flame even in the absence of a recall. Indeed, Chain

            Bridge’s wire transfer policy required that it return the funds to California because Chain Bridge

            had reasonable doubts concerning Blue Flame’s entitlement to the funds. Moreover, Chain

            Bridge wanted to avoid the reputational risk of being associated with a party purportedly seeking

            to exploit a global pandemic, which would have likely resulted in the unwelcome interest of



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            regulators and law enforcement. Furthermore, Chain Bridge’s actions were motivated by its own

            concerns that the Wire Transfer would run afoul of the Bank Secrecy Act (“BSA”).

                     Notwithstanding the above, assuming that Chain Bridge’s oral request for a recall does

            not constitute a cancellation request within the meaning of Section 4A-211(f), indemnification

            pursuant to Section 4A-211(f) would nevertheless be inapplicable because the reversal of the

            Wire Transfer would have alternatively been a joint decision by Chain Bridge and JPMC, and

            not a cancellation request “by the sender.”

                     The parties’ agreement did not include any obligation by JPMC to indemnify Chain

            Bridge. Based on the parties’ communications and interactions on March 26, 2020, there was an

            agreement between JPMC and Chain Bridge as to how to proceed with the Wire Transfer and it

            did not include an indemnity, as reflected by their discussions and course of conduct.

                     JPMC executed the Wire Transfer at 11:55 a.m. ET on March 26, 2020. During a

            12:30 p.m. ET telephone call with Mr. Evinger, JPMC learned that Chain Bridge had placed a

            hold on the Wire Transfer, had not credited the beneficiary, and had directly and unilaterally

            contacted the State of California, JPMC’s client, to raise concerns about Blue Flame and the

            legitimacy of the underlying transaction. JPMC learned that Chain Bridge had taken these

            actions without ever speaking to JPMC or knowing whether JPMC had any concerns about the

            Wire Transfer. Chain Bridge’s independent and unilateral actions made clear to JPMC that,

            upon receipt of the Wire Transfer and based on pre-existing concerns regarding its own client,

            Blue Flame, Chain Bridge had decided not to move forward with the Wire Transfer and was

            seeking to reverse it.

                     Moreover, during the course of communications with JPMC, Chain Bridge indicated that

            it did not “like the smell” of the transaction because, among other things, (1) the size of Wire



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            Transfer was unusual for its own client, (2) the Blue Flame account had just been opened, and

            (3) the account was owned by a lobbyist without experience in the PPE industry. The

            substantive concerns that Chain Bridge communicated to JPMC, along with Chain Bridge’s

            independent and unilateral actions upon receipt of the Wire Transfer, made clear to JPMC that

            Chain Bridge’s actions were motivated by concerns that the Wire Transfer would run afoul of the

            BSA.

                     Finally, after having communicated with JPMC, Chain Bridge’s actions reiterated to

            JPMC that Chain Bridge intended to reverse the Wire Transfer regardless of JPMC’s actions.

            For example, as already discussed, Chain Bridge transmitted to JPMC an oral communication

            requesting cancellation of the Wire Transfer. Moreover, despite receiving confirmation from the

            State of California that the Wire Transfer was authorized and for the benefit of Blue Flame,

            Chain Bridge continued to hold the funds and unilaterally contacted additional departments

            within the State of California to raise the concerns it had about Blue Flame.

                     Chain Bridge’s decision to reverse the Wire Transfer was thus based on its own

            substantive concerns regarding its own client, Blue Flame—as underscored by Chain Bridge’s

            unilateral decision to close Blue Flame’s accounts—and it was understood that JPMC’s

            accommodation of Chain Bridge’s cancellation request would not result in JPMC assuming

            liability pursuant to Section 4A-211(f). In sum, as the record evidence to date shows, there was

            an agreement between JPMC and Chain Bridge reached through their discussions and course of

            conduct, and the agreement did not include any obligation by JPMC to indemnify Chain Bridge.

                     Notwithstanding the above, assuming that the parties did not have such an agreement,

            JPMC would not be obligated to indemnify Chain Bridge pursuant to Section 4A-211(f) because




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            the reversal of the Wire Transfer would have alternatively been a joint decision by Chain Bridge

            and JPMC, and not a cancellation request “by the sender.”

                     Chain Bridge cannot establish causation. Assuming Chain Bridge can successfully rely

            on and/or invoke Section 4A-211(f), JPMC contends that, pursuant to Section 4A-211(f), Chain

            Bridge cannot recover losses that are not “a result of the cancellation.” Here, the evidentiary

            record shows that Blue Flame’s damages, if any, are not a result of the Wire Transfer’s

            cancellation. Instead, Blue Flame’s damages, if any, are a result of conduct by Third-Party

            Plaintiff Chain Bridge, non-party State of California, non-parties news media, and/or Blue

            Flame’s own conduct. By consequence, Chain Bridge’s losses and expenses, if any, are a result

            of its own conduct, and the conduct of non-party State of California, non-parties news media,

            and Blue Flame’s own conduct, not a result of the Wire Transfer’s cancellation.

                     For example, among other things, Chain Bridge failed to conduct due diligence on its

            own client, Blue Flame. Chain Bridge’s failure to know its client, including being generally

            unaware of Blue Flame’s business dealings and disbelieving that Blue Flame would in fact

            receive a wire transfer that constituted half of Chain Bridge’s assets, led Chain Bridge to receive

            the Wire Transfer and to immediately take steps to seek its reversal. Moreover, Chain Bridge—

            before communicating with JPMC and without JPMC’s involvement whatsoever—placed the

            Wire Transfer on hold, and directly contacted JPMC’s client, the State of California, to raise

            concerns about Blue Flame and the legitimacy of the underlying transaction. As a result of

            Chain Bridge’s independent actions, Blue Flame never had access to the funds, and in fact, Chain

            Bridge never intended to make the Wire Transfer available to Blue Flame. Indeed, Mr. Brough

            testified that Chain Bridge would have deprived Blue Flame of the funds regardless of JPMC’s

            actions, and Chain Bridge’s own internal wire transfer policy required that it return the Wire



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            Transfer to California regardless of JPMC’s actions. The record is clear that Blue Flame would

            have never accessed the Wire Transfer and that Chain Bridge would have cancelled the Wire

            Transfer regardless of JPMC’s actions. Because any and all damages alleged by Blue Flame in

            this case would have followed even in the absence of JPMC’s alleged cancellation, Blue Flame’s

            damages, if any, are “a result of” Chain Bridge’s actions, not JPMC’s. By consequence, Chain

            Bridge’s losses and expenses, if any, are not “a result of” JPMC’s alleged cancellation because

            they would exist even in the absence of any such cancellation.

                     Likewise, the State of California—having learned concerning information about Blue

            Flame directly from Chain Bridge—decided not to reissue the Wire Transfer or move forward

            with the Blue Flame transaction. California’s decision not to move forward with the Blue Flame

            transaction caused Blue Flame’s damages, if any. By consequence, Chain Bridge’s losses and

            expenses, if any, are not “a result of” JPMC’s alleged cancellation, but rather, California’s

            intervening and superseding actions.

                     Similarly, months later, the news media began reporting on the events that transpired on

            March 26, 2020, including allegedly portraying Blue Flame as a party seeking to exploit a global

            pandemic and allegedly injuring Blue Flame’s reputation. Blue Flame’s damages, if any, are “a

            result of” such press coverage, which JPMC had nothing to do with—not “a result of” JPMC’s

            alleged cancellation. Therefore, Chain Bridge’s losses and expenses, if any, are not “a result of”

            the Wire Transfer’s cancellation, but rather, the intervening and superseding actions by the news

            media.

                     To the extent Blue Flame prevails on its surviving state law claims, Chain Bridge’s losses

            and expenses for those claims also would not be a result of the cancellation. Instead, Chain

            Bridge’s losses and expenses would result from conduct falling outside the scope of the U.C.C.,



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            including but not limited to Chain Bridge’s alleged defamatory statements regarding Blue Flame

            and Chain Bridge’s alleged interference with Blue Flame’s contract with the State of California

            and others. Accordingly, JPMC would not be liable for losses and expenses resulting from Blue

            Flame’s non-U.C.C. claims. And to the extent Chain Bridge incurred losses and expenses in

            connection with Blue Flame’s non-U.C.C. claims, Chain Bridge cannot recover such losses and

            expenses from JPMC because Chain Bridge would have incurred such losses and expenses in the

            absence of JPMC’s purported cancellation.

                     Equitable estoppel. Even if Chain Bridge establishes that some damages are a result of

            JPMC’s alleged cancellation, JPMC contends that Chain Bridge is equitably estopped from

            invoking Section 4A-211(f) because, unlike JPMC, Chain Bridge benefitted from the reversal of

            the Wire Transfer (see Response to Interrogatory No. 7), and Chain Bridge’s actions led JPMC

            to believe that indemnification was inapplicable in this case (see supra discussion regarding the

            parties’ agreement, which did not include an indemnity).

            INTERROGATORY NO. 6:

                     State whether You contend that JPMorgan is not liable to Chain Bridge Bank, N.A. for
                     unjust enrichment in the event that any judgment is entered in favor of Blue Flame
                     Medical on its claims against Chain Bridge Bank, N.A. in this Action.

            RESPONSE TO INTERROGATORY NO. 6:

                     As stated in its Objections, JPMC reiterates that it cannot adequately respond to this

            Interrogatory without speculating as to the basis for any potential unjust enrichment award, and

            specifically reserves its right to supplement this response in the event a relevant judgment is

            entered for Blue Flame. In any event, JPMC contends that it is not liable to Chain Bridge for

            unjust enrichment in the event that any judgment is entered in favor of Blue Flame, and

            respectfully refers Chain Bridge to JPMC’s Response to Interrogatory No. 7 for further detail.



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            INTERROGATORY NO. 7:

                     If You contend that JPMorgan is not liable to Chain Bridge Bank, N.A. for unjust
                     enrichment in the event that any judgment is entered in favor of Blue Flame Medical on
                     its claims against Chain Bridge Bank, N.A. in this Action, then identify with specificity all
                     factual and legal grounds supporting that contention.

            RESPONSE TO INTERROGATORY NO. 7:

                     As stated in its Objections, JPMC reiterates that it cannot adequately respond to this

            Interrogatory without speculating as to the basis for any potential unjust enrichment award, and

            specifically reserves its right to supplement this response in the event a relevant judgment is

            entered for Blue Flame. In any event, JPMC is not liable for unjust enrichment for numerous

            reasons, including because the claim fails on each element.

                     First, Chain Bridge did not confer any benefit on JPMC—indeed, JPMC did not benefit

            in any way from the Wire Transfer’s return to the State of California. By contrast, Chain Bridge

            was incentivized to reverse the Wire Transfer (see Response to Interrogatory 5) and benefitted

            from the reversal in multiple ways. The benefits Chain Bridge obtained by returning the funds,

            include but are not limited to the following: Chain Bridge no longer had to resolve the issue of

            dealing with a transaction it had already determined was a “scam,” including by consulting

            regulators or law enforcement regarding how to proceed with the Wire Transfer; Chain Bridge

            was able to get the Wire Transfer off its books, effectively eliminating its concerns regarding

            how to comply with capital and reserve requirements; Chain Bridge was able to proceed with

            closing Blue Flame’s account, drawing away unwanted attention from regulators; returning the

            funds to California eliminated an existential threat to Chain Bridge—that is, any error in

            handling the Wire Transfer, which was half of the bank’s assets, could easily deplete Chain

            Bridge’s capital and cause it to fail; Chain Bridge prevented the reputational harm of being

            perceived as working alongside a party seeking to exploit a global pandemic; and, Chain Bridge


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            avoided additional legal exposure through the reversal of the Wire Transfer because it complied

            with its own wire transfer policy, which required Chain Bridge to return the Wire Transfer

            because it had substantial doubts about Blue Flame’s right to payment.

                     Second, JPMC knew of no benefit it would gain (conferred by Chain Bridge or

            otherwise) from issuing the requested recall notice and subsequently returning the funds to

            California, and reasonably did not expect to have to pay Chain Bridge. As explained in the

            preceding paragraph, Chain Bridge did not confer any benefit on JPMC as a result of the Wire

            Transfer reversal. Chain Bridge was the party that requested and benefitted from the return of

            the funds, not JPMC (which, as already explained, did not benefit in any way from the reversal).

            Moreover, as set forth in more detail in Response to Interrogatory No. 5, JPMC and Chain

            Bridge agreed, based on their discussions and course of conduct, that JPMC would not have to

            indemnify Chain Bridge for any losses or expenses that resulted from the reversal of the Wire

            Transfer.

                     Third, JPMC did not accept or retain any benefit (conferred by Chain Bridge or

            otherwise) without paying for its value—let alone accept or retain a benefit in circumstances that

            render it inequitable for JPMC to retain the (nonexistent) benefit without paying for its value.

            Again, Chain Bridge did not confer any benefit on JPMC—indeed, JPMC did not benefit as a

            result of the Wire Transfer reversal at all—whereas Chain Bridge benefitted in multiple ways.

            Notably, JPMC returned the Wire Transfer in full to California and retained $0. Chain Bridge

            cannot credibly argue that JPMC retained any benefit from the reversal of the Wire Transfer.

            Nor can Chain Bridge credibly argue that the circumstances are inequitable, especially where, as

            here, Chain Bridge sought the cancellation of the Wire Transfer and benefitted from the

            cancellation of the Wire Transfer.



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                     Fourth, even assuming Chain Bridge could establish liability for unjust enrichment,

            JPMC contends that Chain Bridge may not recover damages from JPMC under this theory of

            liability. The measure of recovery for unjust enrichment is generally limited to the benefit

            realized and retained by the defendant. Here, the record is clear: JPMC returned the Wire

            Transfer in full to California on March 26, 2020. JPMC therefore retained no benefit from the

            cancellation because it retained no portion of the Wire Transfer. Under these circumstances,

            Chain Bridge cannot recover from JPMC for unjust enrichment.




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              AS TO OBJECTIONS AND LEGAL                       WILMER CUTLER PICKERING HALE
              CONTENTIONS:                                     AND DORR LLP

              Dated: March 31, 2021                            /s/ Meredith K. Loretta
                                                               Meredith K. Loretta (92369)
                                                               Albinas J. Prizgintas (pro hac vice)
                                                               1875 Pennsylvania Ave NW
                                                               Washington, DC 20006
                                                               Tel.: (202) 663-6981
                                                               meredith.loretta@wilmerhale.com

                                                               Alan E. Schoenfeld (pro hac vice)
                                                               7 World Trade Center
                                                               250 Greenwich Street
                                                               New York, NY 10007
                                                               Tel.: (212) 230-8800
                                                               alan.schoenfeld@wilmerhale.com

                                                               Margarita M. Botero (pro hac vice)
                                                               1225 17th Street, Suite 2600
                                                               Denver, CO 80202
                                                               Tel.: (720) 274-3135
                                                               margarita.botero@wilmerhale.com

                                                               Attorneys for Third-Party Defendant
                                                               JPMorgan Chase Bank, N.A.




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              Case 1:20-cv-00658-LMB-IDD                Document 131-32     Filed 05/07/21      Page 16 of 18
                                                          PageID# 2368



                                  VERIFICATION OF INTERROGATORY ANSWERS

                     I, Rakesh Korpal, verify under penalty of perjury that the factual statements in the

            foregoing interrogatory answers are true and correct to the best of my knowledge, information

            and belief, and based on reasonable inquiry.



                                                                   Executed on March 31, 2021




                                                                   Rakesh Korpal
                                                                   Executive Director
DocuSign Envelope ID: A551669D-714C-4844-8719-0FCF0F9A5A73
              Case 1:20-cv-00658-LMB-IDD                Document 131-32     Filed 05/07/21      Page 17 of 18
                                                          PageID# 2369



                                                 CERTIFICATE OF SERVICE

                     I certify that, on March 31, 2021, I caused the aforementioned document to be served

            electronically by email on the following counsel:

                    Gary A. Orseck                                   Peter H. White
                    Matthew M. Madden                                Jason T. Mitchell
                    Donald Burke                                     Gregory Ketcham-Colwill
                    ROBBINS, RUSSELL, ENGLERT,                       SCHULTE ROTH & ZABEL LLP
                       ORSECK, UNTEREINER                            901 Fifteenth Street, NW, Suite 800
                       & SAUBER LLP                                  Washington, DC 20005
                    2000 K Street, NW, 4th Floor                     pete.white@srz.com
                    Washington, DC 20006                             jason.mitchell@srz.com
                    gorseck@robbinsrussell.com                       gregory.ketcham-colwill@srz.com
                    mmadden@robbinsrussell.com
                    dburke@robbinsrussell.com                        William H. Gussman, Jr.
                                                                     SCHULTE ROTH & ZABEL LLP
                           Counsel for Defendants,                   919 Third Avenue
                            Third-Party Plaintiff                    New York, New York 10022
                                                                     bill.gussman@srz.com

                                                                              Counsel for Plaintiff



              Dated: March 31, 2021                            WILMER CUTLER PICKERING
                                                                 HALE AND DORR LLP

                                                               /s/ Meredith K. Loretta
                                                               Meredith K. Loretta (92369)
                                                               Albinas J. Prizgintas (pro hac vice)
                                                               1875 Pennsylvania Ave NW
                                                               Washington, DC 20006
                                                               Tel.: (202) 663-6981
                                                               meredith.loretta@wilmerhale.com

                                                               Alan E. Schoenfeld (pro hac vice)
                                                               7 World Trade Center
                                                               250 Greenwich Street
                                                               New York, NY 10007
                                                               Tel.: (212) 230-8800
                                                               alan.schoenfeld@wilmerhale.com
DocuSign Envelope ID: A551669D-714C-4844-8719-0FCF0F9A5A73
              Case 1:20-cv-00658-LMB-IDD                Document 131-32     Filed 05/07/21    Page 18 of 18
                                                          PageID# 2370




                                                               Margarita M. Botero (pro hac vice)
                                                               1225 17th Street, Suite 2600
                                                               Denver, CO 80202
                                                               Tel.: (720) 274-3135
                                                               margarita.botero@wilmerhale.com


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