Defendants’ Reply Brief Appendix in Support
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Defendants' Reply Brief Appendix in Support of their Motion for a Partial Stay Pending Appeal, dated February 2, 2022, in Navy SEALs 1-3, et al. v. Lloyd Austin, III, et al., Case No. 4:21-cv-01236-O (Northern District of Texas). The table of appendix lists a Declaration of Captain Christopher D. Brown (App001-App014) and Department of Defense Instruction 1332.45 (App015-App038). The instruction, titled Retention Determinations for Non-Deployable Service Members, is shown as effective July 30, 2018, with Change 1 effective April 27, 2021. The instruction states that all Service members are expected to be deployable and that those non-deployable for more than 12 consecutive months will be evaluated for a retention determination. The signature block shows /s/ Andrew E. Carmichael.
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“Defendants’ Reply Brief Appendix in Support.”
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IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF TEXAS NAVY SEALS 1-3, et al., Plaintiffs, v. LLOYD AUSTIN, III, in his official capacity as Secretary of Defense, et al., Defendants. Case No. 4:21-cv-01236-O DEFENDANTS’ REPLY BRIEF APPENDIX IN SUPPORT OF THEIR MOTION FOR A PARTIAL STAY PENDING APPEAL Table of Appendix Bates Stamps Description App001–App014 Declaration of Captain Christopher D. Brown App015–App038 Department of Defense Instruction 1332.45 Dated: February 2, 2022 Respectfully submitted, BRIAN M. BOYNTON Acting Assistant Attorney General ALEXANDER K. HAAS Director, Federal Programs Branch ANTHONY J. COPPOLINO Deputy Director /s/Andrew E. Carmichael ANDREW E. CARMICHAEL (VA Bar. No. 76578) AMY E. POWELL Senior Trial Counsel STUART J. ROBINSON Senior Counsel ZACHARY A. AVALLONE COURTNEY D. ENLOW LIAM C. HOLLAND Trial Attorney Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 1 of 40 PageID 3118 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 1 of 40 PageID 3118 United States Department of Justice Civil Division, Federal Programs Branch 1100 L Street, N.W. Washington, DC 20005 Tel: (202) 514-3346 Fax: (202) 616-8470 Email: Andrew.e.carmichael@usdoj.gov Counsel for Defendants Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 2 of 40 PageID 3119 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 2 of 40 PageID 3119 Exhibit 1 App001 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 3 of 40 PageID 3120 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 3 of 40 PageID 3120 App002 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 4 of 40 PageID 3121 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 4 of 40 PageID 3121 App003 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 5 of 40 PageID 3122 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 5 of 40 PageID 3122 App004 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 6 of 40 PageID 3123 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 6 of 40 PageID 3123 App005 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 7 of 40 PageID 3124 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 7 of 40 PageID 3124 App006 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 8 of 40 PageID 3125 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 8 of 40 PageID 3125 App007 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 9 of 40 PageID 3126 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 9 of 40 PageID 3126 App008 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 10 of 40 PageID 3127 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 10 of 40 PageID 3127 App009 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 11 of 40 PageID 3128 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 11 of 40 PageID 3128 App010 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 12 of 40 PageID 3129 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 12 of 40 PageID 3129 App011 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 13 of 40 PageID 3130 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 13 of 40 PageID 3130 App012 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 14 of 40 PageID 3131 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 14 of 40 PageID 3131 App013 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 15 of 40 PageID 3132 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 15 of 40 PageID 3132 App014 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 16 of 40 PageID 3133 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 16 of 40 PageID 3133 Exhibit 2 App015 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 17 of 40 PageID 3134 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 17 of 40 PageID 3134 DOD INSTRUCTION 1332.45 RETENTION DETERMINATIONS FOR NON-DEPLOYABLE SERVICE MEMBERS Originating Component: Office of the Under Secretary of Defense for Personnel and Readiness Effective: July 30, 2018 Change 1 Effective: April 27, 2021 Releasability: Cleared for public release. Available on the Directives Division Website at https://www.esd.whs.mil/DD/. Incorporates and Cancels: Office of the Under Secretary of Defense for Personnel and Readiness Memorandum, “DoD Retention Policy for Non-Deployable Service Members,” February 14, 2018 Approved by: Robert L. Wilkie, Under Secretary of Defense for Personnel and Readiness Change 1 Approved by: Virginia S. Penrod, Acting Under Secretary of Defense for Personnel and Readiness Purpose: In accordance with the authority in DoD Directive 5124.02, this issuance: • Establishes policy, assigns responsibilities, and provides direction for retention determinations for non-deployable Service members. • Provides guidance and instructions for reporting deployability data for the Total Force. App016 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 18 of 40 PageID 3135 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 18 of 40 PageID 3135 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 TABLE OF CONTENTS 2 TABLE OF CONTENTS SECTION 1: GENERAL ISSUANCE INFORMATION .............................................................................. 4 1.1. Applicability. .................................................................................................................... 4 1.2. Policy. ............................................................................................................................... 4 1.3. Information Collections. ................................................................................................... 4 1.4. Summary of Change 1. ..................................................................................................... 4 SECTION 2: RESPONSIBILITIES ......................................................................................................... 6 2.1. Under Secretary of Defense for Personnel and Readiness (USD(P&R)). ........................ 6 2.2. Assistant Secretary of Defense for Manpower and Reserve Affairs (ASD(M&RA)). ..... 6 2.3. Assistant Secretary of Defense for Health Affairs. ........................................................... 6 2.4. Secretaries of the Military Departments. .......................................................................... 6 SECTION 3: PROCEDURES ................................................................................................................ 8 3.1. Tracking. ........................................................................................................................... 8 3.2. Reporting........................................................................................................................... 8 3.3. Deployable with Limitations............................................................................................. 9 3.4. Training and Transient. ..................................................................................................... 9 a. Initial Entry Training...................................................................................................... 9 b. Cadets and Midshipman. .............................................................................................. 10 c. All Other Training. ....................................................................................................... 10 d. Transient. ..................................................................................................................... 10 3.5. Temporary Non-Deployable Categories. ........................................................................ 10 a. Medical. ........................................................................................................................ 10 b. Legal. ........................................................................................................................... 11 c. Administrative. ............................................................................................................. 11 3.6. Permanent Non-Deployable Categories. ......................................................................... 13 a. Medical. ........................................................................................................................ 13 b. Administrative.............................................................................................................. 13 c. Approved for Retention................................................................................................ 14 3.7. IMR Deficits. .................................................................................................................. 14 a. Overdue PHA. .............................................................................................................. 14 b. Dental Readiness (Dental Class 3). .............................................................................. 14 c. Overdue Dental Screening (Dental Class 4). ............................................................... 14 d. Additional IMR Categories. ......................................................................................... 15 3.8. Prioritization of Service Members by Category. ............................................................ 15 a. Deployed. ..................................................................................................................... 15 b. Deployable with Limitations........................................................................................ 15 c. Approved for Retention................................................................................................ 15 d. Permanent Non-Deployable. ........................................................................................ 15 e. Training and Transient. ................................................................................................ 16 f. Temporary Non-Deployable. ........................................................................................ 16 g. IMR Deficits. ............................................................................................................... 16 SECTION 4: RETENTION DETERMINATION ..................................................................................... 18 4.1. Retention Authority for Non-Deployable Service Members. ......................................... 18 App017 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 19 of 40 PageID 3136 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 19 of 40 PageID 3136 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 TABLE OF CONTENTS 3 4.2. Retention Determination. ................................................................................................ 18 4.3. Special Categories. .......................................................................................................... 19 SECTION 5: AUTHORITIES FOR SEPARATIONS AND RETIREMENTS ................................................. 20 GLOSSARY ..................................................................................................................................... 21 G.1. Acronyms. ...................................................................................................................... 21 G.2. Definitions. ..................................................................................................................... 21 REFERENCES .................................................................................................................................. 23 App018 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 20 of 40 PageID 3137 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 20 of 40 PageID 3137 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 1: GENERAL ISSUANCE INFORMATION 4 SECTION 1: GENERAL ISSUANCE INFORMATION 1.1. APPLICABILITY. This issuance applies to OSD, the Military Departments, the Office of the Chairman of the Joint Chiefs of Staff and the Joint Staff, the Combatant Commands, the Office of Inspector General of the Department of Defense, the Defense Agencies, the DoD Field Activities, and all other organizational entities within the DoD (referred to collectively in this issuance as the “DoD Components”). 1.2. POLICY. It is DoD policy that: a. To maximize the lethality and readiness of the joint force, all Service members are expected to be deployable. b. Service members who are considered non-deployable for more than 12 consecutive months will be evaluated for: (1) A retention determination by their respective Military Departments. (2) As appropriate, referral into the Disability Evaluation System (DES) in accordance with DoD Instruction (DoDI) 1332.18 or initiation of processing for administrative separation in accordance with DoDI 1332.14 or DoDI 1332.30. This policy on retention determinations for non-deployable Service members does not supersede the policies and processes concerning referral to the DES or the initiation of administrative separation proceedings found in these issuances. c. Implementation for this policy is October 1, 2018. 1.3. INFORMATION COLLECTIONS. The Monthly Non-deployable Report, referred to in Paragraph 3.2. of this issuance, has been assigned report control symbol DD-P&R(M)2671 in accordance with the procedures in Volume 1 of DoD Manual 8910.01. The expiration date of this collection is listed in the DoD Information Collections Website at https://www.esd.whs.mil/Directives/collections_int/. 1.4. SUMMARY OF CHANGE 1. The changes to this issuance: a. Reflect updates to reporting tracking procedures (Paragraph 3.1. of this issuance) and timelines (Paragraph 3.2. of this issuance). App019 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 21 of 40 PageID 3138 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 21 of 40 PageID 3138 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 1: GENERAL ISSUANCE INFORMATION 5 b. Provide additional clarity for reporting temporary non-deployable categories (Paragraph 3.5. of this issuance) and individual medical readiness (IMR) deficits (Paragraph 3.7. of this issuance). c. Update the formatting according to new issuance template guidelines. App020 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 22 of 40 PageID 3139 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 22 of 40 PageID 3139 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 2: RESPONSIBILITIES 6 SECTION 2: RESPONSIBILITIES 2.1. UNDER SECRETARY OF DEFENSE FOR PERSONNEL AND READINESS (USD(P&R)). The USD(P&R) establishes and oversees policy on retention determinations for non-deployable Service members. 2.2. ASSISTANT SECRETARY OF DEFENSE FOR MANPOWER AND RESERVE AFFAIRS (ASD(M&RA)). Under the authority, direction, and control of the USD(P&R), the ASD(M&RA): a. Develops policy on the retention of non-deployable Service members. b. Monitors the implementation of this guidance. c. Tracks the number of non-deployable Service members and those non-deployable Service members retained in military service and the justification for such retention, in accordance with Section 3 of this issuance. 2.3. ASSISTANT SECRETARY OF DEFENSE FOR HEALTH AFFAIRS. Under the authority, direction, and control of the USD(P&R), the Assistant Secretary of Defense for Health Affairs: a. Develops policy recommendations to the USD(P&R) for uniform retention medical standards in coordination with the Secretaries of the Military Departments. b. Provides oversight of related medical policies and programs. 2.4. SECRETARIES OF THE MILITARY DEPARTMENTS. The Secretaries of the Military Departments: a. Will: (1) Determine the deployability status of Service members. (2) Make retention determinations consistent with this issuance for Service members who have been non-deployable for more than 12 consecutive months. (3) Submit monthly reports identifying the number of non-deployable Service members for all components within their Departments to the Office of the USD(P&R) in accordance with Paragraph 3.2. of this issuance. App021 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 23 of 40 PageID 3140 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 23 of 40 PageID 3140 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 2: RESPONSIBILITIES 7 (4) Monitor compliance with requirements established in DoDI 6025.19 to ensure required evaluations, assessments, and other medically related actions are accomplished to improve individual and overall unit readiness. b. May: (1) Retain in service those Service members whose period of non-deployability exceeds the 12 consecutive month limit in Paragraph 1.2. of this issuance if determined to be in the best interest of the Military Service. (2) Delegate the authority in Paragraph 2.4.(b)(1) of this issuance to retain in service those Service members whose period of non-deployability exceeds the 12 consecutive month limit. Such a delegation must be in writing, and may only be made to Presidentially Appointed, Senate-Confirmed officials; Senior Executive Service members; or general/flag officers serving at the Military Department or Service headquarters. (3) Initiate administrative separation processing, or referral to the DES, as appropriate, prior to a non-deployable Service member being in a non-deployable status for 12 months when the Military Service determines there is a reasonable expectation that the reason will not be resolved and the Service member will not become deployable. App022 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 24 of 40 PageID 3141 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 24 of 40 PageID 3141 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 8 SECTION 3: PROCEDURES 3.1. TRACKING. a. The Military Departments will monitor and track the number of Service members by Military Service that are: (1) Non-deployable in accordance with the categories established in Paragraphs 3.5. and 3.6. of this issuance. (2) Deployable with limitations in accordance with Paragraph 3.3. of this issuance. (3) Deployable but have IMR deficits in accordance with Paragraph 3.7. of this issuance. (4) In training or in a transient status in accordance with the category defined in Paragraph 3.4. of this issuance. b. To ensure accurate and consistent accounting across the DoD, Military Services will account for Service members in only one category. (1) If a Service member can be accounted for in more than one category, the Service member will be counted only once and in the category with the highest priority listed in accordance with Paragraph 3.8. of this issuance. (2) This restriction does not apply to Service members who may also be counted as IMR deficits in accordance with Paragraph 3.7. of this issuance. In addition to the categories listed in Paragraphs 3.3. through 3.6. of this issuance, Service members with IMR deficits will also be counted in accordance with Paragraph 3.8.g. of this issuance. 3.2. REPORTING. a. The Secretaries of the Military Departments will report to the ASD(M&RA) the number of non-deployable personnel (and other categories as provided in this section) for all Military Services, and their respective components, on a monthly basis. (1) The format for the Monthly Non-deployable Report can be found at https://prhome.defense.gov/M-RA/Inside-M-RA/MPP/OEPM/. (2) Reports are due no later than the 20th of each month with data current as of the last day of the previous month. For example, the May Non-deployable Report is due by June 20th with non-deployable data as of May 31st. Reports will be accepted earlier if available. b. The number of non-deployable Service members is reported by categories, either temporary or permanent, and grouped into medical, legal, or administrative sub-categories. Each sub-category is further broken down to account for the specific reasons or conditions that make a Service member non-deployable. App023 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 25 of 40 PageID 3142 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 25 of 40 PageID 3142 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 9 c. The number of Service members who are deployable with limitations, in accordance with Paragraph 3.3. of this issuance, will be categorized separately on the monthly report. Such Service members are not to be counted in the non-deployable populations. d. The number of Service members who require urgent or emergent dental treatment for dental readiness (Dental Class 3), are overdue for annual dental screening (Dental Class 4), or are overdue for a Periodic Health Assessment (PHA) are reported as IMR Deficits in accordance with Paragraph 3.7. of this issuance. Such Service members are not counted in the non- deployable populations. e. The number of Service members who are in a training or transient status are reported in one of the four categories listed in Paragraph 3.4. of this issuance. 3.3. DEPLOYABLE WITH LIMITATIONS. Service members with a medical condition that requires additional medical screening, or Combatant Command approval prior to deployment outside the continental United States, will be categorized as Deployable with Limitations. This includes, but is not limited to, conditions referred to in DoDI 6490.07. 3.4. TRAINING AND TRANSIENT. The Training and Transient category provides a means to track the human resources necessary to maintain a healthy force, within current end strength constraints. This category contains Service members who are not immediately ready for deployment and fall into one of the following four categories: a. Initial Entry Training. These Service members are: (1) Enlisted Service members at recruit training, initial skill training, and other proficiency or developmental training accomplished before moving to the member’s first permanent duty assignment. This includes all in-transit time commencing upon entry into active service, through completion of the final course of initial entry training that terminates enlisted trainee status. (2) Enlisted trainees who enter officer candidate school, officer training school, and Service academy preparatory school following enlistment on active duty. These members will be considered: (a) Enlisted trainees from initial entry on active duty until commissioning. (b) Upon commissioning, officer accession students and will remain in the initial entry training category for any subsequent initial entry training, or until they begin travel to their first permanent duty assignment. App024 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 26 of 40 PageID 3143 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 26 of 40 PageID 3143 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 10 (3) Officers at officer basic courses, and all initial skill and proficiency training taken before travel to the Service member’s first permanent duty assignment. This includes all in- transit time from entry on active duty until completion of the last initial entry course of instruction. (4) Reserve Component (RC) Service members (enlisted and officer) who enter the Ready Reserve and are awaiting initial entry training. b. Cadets and Midshipman. These are individuals currently attending the U.S. Military Academy, the U.S. Air Force Academy, or the U.S. Naval Academy. In accordance with Section 115 of Title 10, United States Code (U.S.C.), cadets and midshipman are counted in the active duty end strength for their respective Service, but by policy are non-deployable while attending school. c. All Other Training. These are Service members who are attending training that is 20 weeks or more in length, and is conducted after their initial entry training. Examples include Command and Staff Colleges, Senior Service College, the United States Army Sergeants Major Academy, medical residencies, and all other post-graduate professional education opportunities. d. Transient. These are Service members who are not available for duty while executing permanent change of station orders at the time of the report. This category does not include military personnel who are: (1) On temporary duty for training between permanent duty stations, or; (2) Moving between entry-level courses of instruction, specifically Service members who have departed from one duty station and are in transit but have not yet reported for duty at the next permanent duty station. 3.5. TEMPORARY NON-DEPLOYABLE CATEGORIES. a. Medical. Service members are considered temporarily non-deployable for one of three reasons: (1) Patient. In accordance with DoDI 1120.11, Service members who are hospitalized and are projected to heal, recover, and return to full duty in less than 12 months are temporarily non- deployable. App025 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 27 of 40 PageID 3144 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 27 of 40 PageID 3144 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 11 (2) Medical Condition That Limits Full Duty. Service members who have temporary profiles or are in limited duty status are counted as temporarily non-deployable. Light duty will not be reported as non-deployable unless the duration exceeds 30 days, with discretion given to the medical officer to extend light duty status for up to 60 days, making light duty no longer than 90 days for conditions expected to recover or stabilize within that time. Service members who are considered to be classified as light duty are considered deployable and expected to be able to deploy, at the local commander’s discretion, despite the medical condition causing their light duty status. (3) Pregnancy (including post-partum). Service members who are pregnant or in the post-partum phase are temporarily non- deployable. The post-partum phase ranges from 6 to 12 months after childbirth for female Service members and is determined by individual Service policy. b. Legal. Service members are considered temporarily non-deployable for one of two reasons: (1) Prisoner. Service members convicted by civilian or military authorities and sentenced to confinement of more than 30 days, but for 6 months or less, are temporarily non-deployable. Service members confined for more than 6 months are not included in end strength numbers and will not be included in the monthly non-deployability report. (2) Legal Action. Service members who are under arrest, confined 30 days or less, pending military or civil court action, under investigation, a material witness, on commander directed hold, pending non- judicial punishment action under Section 815 of Title 10, U.S.C., also known as Article 15 of the Uniformed Code of Military Justice (UCMJ), or pending discharge based on action under the UCMJ are temporarily non-deployable. c. Administrative. These Service members are considered temporarily non-deployable for one of eight reasons: (1) Absent Without Leave or Unauthorized Absence. Service members who are absent without leave, as defined in Section 886 of Title 10, U.S.C., also known as Article 86 of the UCMJ, will be considered as temporarily non- deployable. App026 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 28 of 40 PageID 3145 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 28 of 40 PageID 3145 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 12 (2) Family Care Plan. In accordance with DoDI 1342.19, Service members required but failing to have a family care plan in place are temporarily non-deployable. (3) Adoption. Service members who are single parents or one member of a dual military couple and are adopting a child are temporarily non-deployable. They are non-deployable for at least 6 months after the child is placed in the home, or longer dependent on the administrative stabilization period prescribed by the jurisdiction in which the adoption occurred. (4) Service Member Under 18. Service members who are not yet 18 years of age are temporarily non-deployable. The Child Soldier Prevention Act of 2007 prohibits Service members under the age of 18 from taking part in hostilities as a member of governmental armed forces. (5) Humanitarian Assignment. Service members assigned to a location to provide support to a family member are temporarily non-deployable. These Service members typically receive 12 to 24 months stabilization by Military Service policy. (6) Service Discretion. Military Services may designate Service members temporarily non-deployable when the previous categories do not apply. Examples include: (a) Simultaneous Membership Program or Officer Candidate School. (b) Education stabilization; mobilization deferral for affiliation after release from Active Component. (7) Pending Administrative Separation. Service members being processed for administrative separation are temporarily non- deployable. (8) Unsatisfactory Participants or Administrative Action Pending (RC Only). Service members who are determined to be unsatisfactory participants (defined in DoDI 1215.13 as a Service member that has nine unexcused absences within a 12-month period or fail to perform prescribed periods of active duty for training), are considered temporarily non- deployable, after the 90 day recovery period has elapsed. The Military Services will have no more than 90 days to recover the unsatisfactory participant before the unsatisfactory participant is counted as temporarily non-deployable. The Military Services will determine when an RC App027 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 29 of 40 PageID 3146 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 29 of 40 PageID 3146 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 13 Service member who was classified as an unsatisfactory participant is considered recovered, and no longer counted as non-deployable. 3.6. PERMANENT NON-DEPLOYABLE CATEGORIES. a. Medical. Service members are considered non-deployable for one of three reasons listed below. (1) Permanent Limited Duty. Service members with a medical condition that permanently prevents deployment are non-deployable. This includes Service members processed through the DES who are not deployable and were retained in the Military Service. In accordance with Section 1214a of Title 10, U.S.C., Service members cannot be involuntarily administratively separated or denied reenlistment due to unsuitability based solely on the medical condition considered in the evaluation unless the request to separate the Service member is approved by the Secretary of Defense. The Military Service may direct the Service member to reenter the DES process to be reconsidered for retirement or separation for disability. (2) Enrolled in DES. In accordance with DoDI 1332.18, Service members currently enrolled in the DES process are non-deployable. That includes those pending separation or retirement after receiving a “not fit for duty” determination through the DES. (3) Permanent Profile Non-duty Related Action Needed (RC). Those RC Service members who have a permanent profile and are pending a decision on a line of duty determination are non-deployable. b. Administrative. These Service members are considered non-deployable for one of three reasons: (1) Sole Survivor, Surviving Family Member, or Deferred from Hostile Fire Zone. Service members who acquired the status in accordance with DoDI 1315.15 are non- deployable. (2) Unable to Carry a Firearm. Service members who are subject to the provisions of Section 922 of Title 18, U.S.C. are non-deployable. App028 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 30 of 40 PageID 3147 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 30 of 40 PageID 3147 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 14 (3) Conscientious Objector. Service members who are granted restriction of military duties in accordance with DoDI 1300.06 are non-deployable. c. Approved for Retention. This category accounts for Service members who are retained by the Military Department despite being in a non-deployable status for 12 months or longer. Service members who the Military Departments retained in Service and are considered non-deployable for one of two reasons: (1) Combat Wounded. These are Service members whose injuries were the result of hostile action, meet the criteria for awarding of the Purple Heart, and whose injuries were not the result of their own misconduct. (2) Other. These are Service members who are not designated as combat wounded but are non- deployable and retained in the Military Service by the Secretary of the Military Department in accordance with Paragraph 2.4. of this issuance. 3.7. IMR DEFICITS. These IMR categories are not considered non-deployable conditions. While Service members who do not have a current PHA (completed) or whose dental readiness assessment is classified as either Dental Class 3 or Dental Class 4 are not medically ready to deploy, they will not be reported in the non-deployable population. Components are expected to immediately correct all IMR deficits to ensure Service members are medically ready to deploy. a. Overdue PHA. These Service members are not compliant with the requirement to complete a PHA in accordance with DoDI 6025.19. b. Dental Readiness (Dental Class 3). Service members who require urgent or emergent dental treatment. c. Overdue Dental Screening (Dental Class 4). Service members who are not compliant with the requirement to complete a dental screening in accordance with DoDI 6025.19. App029 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 31 of 40 PageID 3148 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 31 of 40 PageID 3148 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 15 d. Additional IMR Categories. In addition to dental categories (Dental Classes 3 and 4) and PHAs, the Military Departments track three additional areas of IMR: immunization status, medical readiness and laboratory studies, and individual medical equipment. In accordance with DoDI 6025.19, Service members who are not current in these areas are considered partially-medically ready. 3.8. PRIORITIZATION OF SERVICE MEMBERS BY CATEGORY. This paragraph sets the prioritization for the grouping of Service members into categories to provide consistent reporting among the Military Departments, in accordance with Paragraph 3.1.b. of this issuance. With the exception of Service members who may be accounted for in IMR deficits, in accordance with Paragraph 3.1.b.(2) of this issuance, Service members will be counted only once, in a single category; Service members who may fall into more than one category will be reported in the priorities established in this paragraph. These categories are listed below in descending order of priority. a. Deployed. This category includes Service members who are currently deployed. These Service members will not be counted in any other category (including deployable with limitations or approved for retention). b. Deployable with Limitations. c. Approved for Retention. (1) Combat wounded – Non-deployable but retained. (2) Other – Non-deployable but retained. d. Permanent Non-Deployable. (1) Medical permanent limited duty. (2) Administrative. (a) Sole survivor, surviving family member, or deferred from hostile fire zone. (b) Unable to carry a firearm (e.g., Lautenberg Amendment). (c) Conscientious objector. (d) Ex-prisoner of war. (3) Medical Enrolled in DES. (4) Permanent profile non-duty related action needed (RC). App030 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 32 of 40 PageID 3149 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 32 of 40 PageID 3149 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 16 e. Training and Transient. (1) Initial entry training. (2) Cadets or Midshipmen. (3) All other training. (4) Transient (permanent change of station). f. Temporary Non-Deployable. (1) Medical. (a) Patient (assigned to “Individuals Account”). (b) Medical condition that limits full duty. (c) Pregnancy (including post-partum). (2) Legal. (a) Prisoner. (b) Legal Action. (3) Administrative. (a) Absence without leave. (b) Family Care Plan. (c) Adoption. (d) Service member under 18. (e) Humanitarian assignment. (f) Service Discretion. (g) Pending Administrative Separation. (h) Unsatisfactory participants or admin action pending (RC). g. IMR Deficits. Service members with IMR deficits may be counted as both overdue PHA and as either Dental Class 3 or Dental Class 4. (1) Overdue PHA. App031 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 33 of 40 PageID 3150 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 33 of 40 PageID 3150 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 3: PROCEDURES 17 (2) Dental readiness (Dental Class 3). (3) Overdue dental screening (Dental Class 4). App032 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 34 of 40 PageID 3151 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 34 of 40 PageID 3151 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 4: RETENTION DETERMINATION 18 SECTION 4: RETENTION DETERMINATION 4.1. RETENTION AUTHORITY FOR NON-DEPLOYABLE SERVICE MEMBERS. In accordance with Paragraph 2.4. of this issuance, the Secretaries of the Military Departments have retention authority. 4.2. RETENTION DETERMINATION. a. The Secretaries of the Military Departments may retain Service members who are non- deployable in excess of 12 consecutive months, on a case-by-case basis, if determined to be in the best interest of the Service, based on: (1) The Service member’s ability to perform appropriate military duties commensurate with his or her office, grade, rank, or skill. (2) The likelihood that the Service member will resolve the condition or reason that is the underlying cause of his or her non-deployable status. b. The Secretaries of the Military Departments may approve retention for Service members who are non-deployable in excess of 12 consecutive months for up to: (1) The length of time remaining on a Service member’s enlistment contract; or (2) Three years for officers, including warrant officers, and those enlisted members serving on indefinite contracts. (3) Upon expiration of the retention period, the Secretary of the Military Department concerned may renew retention for a Service member on a case-by-case basis for periods stated in this paragraph. c. The Secretaries of the Military Departments may establish procedures for Service members who are or will be non-deployable for 12 months or longer due to an administrative reason to request retention consideration. d. Approval of the retention for Service members who are non-deployable for 12 months or longer will only be made for individual Service members, not an entire cohort or skill set of Service members. e. Except as required by DoDI 1332.18, the Secretaries of the Military Departments may request from the Secretary of Defense the authority to automatically exempt Service members serving in specified positions from the requirement for a retention determinations pursuant to Paragraph 2.4.b. App033 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 35 of 40 PageID 3152 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 35 of 40 PageID 3152 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 4: RETENTION DETERMINATION 19 f. When appropriate, Service members not recommended for further retention will be considered for processing for administrative separation in accordance with DoDI 1332.14 or DoDI 1332.30, or referral for disability separation in accordance with DoDI 1332.18. 4.3. SPECIAL CATEGORIES. a. Pregnant and post-partum Service members, as a group, are exempt from Paragraph 2.4.a., for pregnancy-related health conditions during pregnancy through the post-partum period. b. The Secretaries of the Military Departments have the authority to retain combat wounded Service members who have been evaluated through the DES and whose reason for non- deployability is a direct result of their combat wounds, if requested by the Service member. (1) Disapproval of retention for non-deployable combat wounded Service members, who wish to be retained and whose reason for non-deployability is a direct result of their combat wounds, may not be delegated. (2) Retention will be authorized in accordance with Paragraph 4.2.b. c. Unless found unfit for duty through the DES, Service members serving in specified positions approved by the Secretary of Defense pursuant to Paragraph 4.2.e. are exempt from requiring a retention determination based solely on being in a non-deployable status for 12 months or longer. Upon reassignment, these Service members will again require a retention determination in accordance with Paragraph 4.2.a. d. Unless sooner discharged or retired under another provision of law, or discharged due to misconduct or sub-standard performance, the Secretaries of the Military Departments may retain those Service members who are, or will be, non-deployable for 12 months or longer due to administrative reasons and who have attained such years of creditable service so as to be within 3 years of qualifying for: (1) Regular retirement (or in the case of enlisted members of the Navy or Marine Corps, transfer to the Fleet Reserve or Fleet Marine Corps Reserve, as the case may be) pursuant to Sections 3911, 3914, 6323, 6330, 8911, or 8914 of Title 10, U.S.C.; or (2) Non-regular retirement (but for age) pursuant to Sections 12731 and 12735 of Title 10, U.S.C., if, in the case of RC members other than RC members within 3 years of qualifying for regular retirement, they have attained at least 17 years of qualifying creditable service as computed in accordance with Section 12732 of Title 10, U.S.C., and continue to attain qualifying creditable service as computed under Section 12732 of Title 10, U.S.C. to become eligible for non-regular retirement within the 3-year period. App034 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 36 of 40 PageID 3153 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 36 of 40 PageID 3153 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 SECTION 5: AUTHORITIES FOR SEPARATIONS AND RETIREMENTS 20 SECTION 5: AUTHORITIES FOR SEPARATIONS AND RETIREMENTS 5.1. In accordance with Paragraph 1.2. of this issuance, a Service member who has been non- deployable for an administrative reason (not medical or legal) for more than 12 consecutive months, will be processed for administrative separation in accordance with DoDI 1332.14 or DoDI 1332.30. Military Services should ensure expeditious administrative separation proceedings in accordance with Military Department and Military Service policies. 5.2. A Service member who has been non-deployable due to a physical disability that makes him or her potentially unfit for the duties of his or her office, grade, rank, or rating for more than 12 consecutive months will be referred into the DES in accordance with DoDI 1332.18. App035 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 37 of 40 PageID 3154 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 37 of 40 PageID 3154 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 GLOSSARY 21 GLOSSARY G.1. ACRONYMS. ACRONYM MEANING ASD(M&RA) Assistant Secretary of Defense for Manpower and Reserve Affairs DES Disability Evaluation System DoDI DoD instruction IMR individual medical readiness PHA periodic health assessment RC Reserve Component UCMJ Uniformed Code of Military Justice U.S.C. United States Code USD(P&R) Under Secretary of Defense for Personnel and Readiness. G.2. DEFINITIONS. Unless otherwise noted, these terms and their definitions are for the purpose of this issuance. TERM DEFINITION active duty Defined in the DoD Dictionary of Military and Associated Terms. active service Defined in Section 101(d)(3) of Title 10, U.S.C. active status Defined in Section 101(d)(4) of Title 10, U.S.C. combat wounded Service members whose injuries were the result of hostile action, who meet the criteria for awarding of the Purple Heart, and whose injuries were not the result of their own misconduct. deployable A Service member who does not have a Service-determined reason that precludes him or her from deployment. App036 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 38 of 40 PageID 3155 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 38 of 40 PageID 3155 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 GLOSSARY 22 TERM DEFINITION deployment The movement of personnel into and out of an operational area or in support of operations. Deployment encompasses all activities from origin or home station through destination, specifically including inter-theater, and intra-theater movement legs, staging, and holding areas. Military Departments The Departments of the Army, Navy, and Air Force. Military Service Headquarters Headquarters, United States Army; Headquarters, United States Navy; Headquarters, United States Air Force; and Headquarters, United States Marine Corps. Military Services The United States Army, the United States Navy, the United States Air Force, the United States Space Force, and the United States Marine Corps. military specialty A military occupational specialty in the Army and the Marine Corps; an Air Force specialty code in the Air Force; or a rating or Navy enlisted classification in the Navy. non-deployable A Service member who has a Service-determined reason that precludes him or her from deployment. permanently non- deployable A Service member who has a reason that precludes them from deployment, and there is a Service expectation that the reason will not be resolved and the Service member will never be deployable. profile A document used to communicate to commanders the individual medical restrictions for Soldiers and Airmen. Ready Reserve Defined in the DoD Dictionary of Military and Associated Terms. reason code The term used to define non-deployable categories. separation A general term that includes discharge, release from active duty, release from custody and control of the Military Services, transfer to the Individual Ready Reserve, and similar changes in Active and Reserve status. temporarily non- deployable A Service member who has a reason or reasons that precludes him or her from deployment, and there is a Service expectation that the reason or reasons will be resolved and the Service member will be deployable. App037 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 39 of 40 PageID 3156 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 39 of 40 PageID 3156 DoDI 1332.45, July 30, 2018 Change 1, April 27, 2021 REFERENCES 23 REFERENCES DoD Directive 5124.02, “Under Secretary of Defense for Personnel and Readiness (USD(P&R)),” June 23, 2008 DoD Instruction 1120.11, “Programming and Accounting for Active Component (AC) Military Manpower,” March 17, 2015 DoD Instruction 1215.13, “Ready Reserve Member Participation Policy” May 5, 2015 DoD Instruction 1300.06, “Conscientious Objectors,” July 12, 2017 DoD Instruction 1315.15, “Special Separation Policies for Survivorship,” May 19, 2017 DoD Instruction 1332.14, “Enlisted Administrative Separations,” January 27, 2014, as amended DoD Instruction 1332.18, “Disability Evaluation System (DES),” August 5, 2014, as amended DoD Instruction 1332.30, “Commissioned Officer Administrative Separations,” May 11, 2018, as amended DoD Instruction 1342.19, “Family Care Plans,” May 7, 2010, as amended DoD Instruction 6025.19, “Individual Medical Readiness (IMR),” June 9, 2014, as amended DoD Instruction 6490.07. “Deployment-Limiting Medical Conditions for Service Members and DoD Civilian Employees” February 5, 2010 DoD Manual 8910.01, Volume 1, “DoD Information Collections Manual: Procedures for DoD Internal Information Collections,” June 30, 2014, as amended Office of the Chairman of the Joint Chiefs of Staff, “DoD Dictionary of Military and Associated Terms,” current edition The Child Soldier Prevention Act of 2007, 110th Congress, S.1175 United States Code, Title 10 United States Code, Title 18 App038 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 40 of 40 PageID 3157 Case 4:21-cv-01236-O Document 103 Filed 02/02/22 Page 40 of 40 PageID 3157
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