Report (2021-06-04)

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STATE OF UTAH
_______

SINGLE AUDIT REPORT
FISCAL YEAR ENDED JUNE 30, 2020

_______

Report No. 20-36

OFFICE OF THE
STATE AUDITOR

OFFICE OF THE
STATE AUDITOR

Utah State Capitol Complex, East Office Building, Suite E310  •  Salt Lake City, Utah 84114-2310  •  Tel: (801) 538-1025  •  auditor.utah.gov

June 4, 2021

The Members of the Utah State Legislature
The Honorable Spencer J. Cox, Governor, State of Utah

We are pleased to submit the Single Audit Report of federal financial assistance for the State of Utah
for the year ended June 30, 2020.  The audit was conducted in accordance with the requirements of
Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements,
Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).

This report contains the following:
•
Our reports on compliance and on internal control, at the financial statement level and at the
major federal program level, and on the Schedule of Expenditures of Federal Awards.
•
The Schedule of Expenditures of Federal Awards.
•
The Schedule of Findings and Questioned Costs, together with the views of responsible
officials.
•
Management’s corrective action plans.
•
The Summary Schedule of Prior Audit Findings.

The results of this report are critical since the State of Utah continues to have a heavy dependence
on federal financial assistance, which amounted to $6.7 billion in federal expenditures and $1.2 billion
in loans, loan guarantees, endowments, and nonmonetary assistance for the fiscal year ended June
30, 2020.

The State of Utah’s Comprehensive Annual Financial Report for the year ended June 30, 2020
and our report thereon, dated December 18, 2020, have been issued under separate cover.

We express our appreciation to the State agencies’ and institutions’ program and accounting
personnel and to the State Division of Finance who continue to demonstrate professionalism and
competence in administering and accounting for the complexities of federal financial assistance.

Sincerely,

John Dougall
State Auditor

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i
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
TABLE OF CONTENTS
Page

INTRODUCTION
1

INDEPENDENT STATE AUDITOR’S REPORT ON INTERNAL CONTROL OVER
FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS
BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN
ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS
3

INDEPENDENT STATE AUDITOR’S REPORT ON:
•
COMPLIANCE FOR EACH MAJOR PROGRAM
•
INTERNAL CONTROL OVER COMPLIANCE
•
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY UNIFORM GUIDANCE
5

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
9

Presented by Federal Agency:

     Research and Development Programs
10

     Cluster Programs
81

     Other Programs
90

Presented by State Agency:

     Primary Government
134

     Component Units
153

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
223

SCHEDULE OF FINDINGS AND QUESTIONED COSTS:
232

Part I.
Summary of Auditor’s Results
233

Part II.
Findings Related to the Financial Statements
235

Federal

Program
State Agency
Type Page

2020-001. Errors In Preparation Of State’s Comprehensive
n/a
Administrative Services
B
235

Annual Financial Report Identified & Corrected

2020-002. Multiple Corrections Required to Accurately Report
n/a
Various
B
235

Schedule of Expenditures of Federal Awards and

Summary Schedule of Prior Audit Findings

2020-003. Oversight of Federal Programs Administered
Various
Workforce Services
B
237

 in HCD & ASD Should be Strengthened (see #2020-040)
TYPE OF FINDING AND RELATED AUDITOR’S REPORT:

Report on Compliance and on Internal Control Over Financial Reporting – Government Auditing Standards
A. Material Weakness in internal control – basic financial statement level.
B. Significant Deficiency of internal control – basic financial statement level.
C. Material Noncompliance – basic financial statement level.
D. Reportable instance of noncompliance or other matter – noncompliance with provisions of laws,
regulations, contract, or grant agreements; fraud; or abuse.

 State of Utah
Single Audit Report
For the Year Ended June 30, 2020
TABLE OF CONTENTS
Part III.  Findings and Questioned Costs for Federal Awards

238

Federal
Program

State Agency

Type

Page
U.S. DEPARTMENT OF AGRICULTURE:

2020-004.
SNAP Benefit Issuance Reconciliation Differences
Go Unresolved
SNAP
Workforce Services
F
238
U.S. DEPARTMENT OF EDUCATION:

2020-005.
Contract Addendum Noncompliant with Federal
Procurement Regulations
Education
Stabilization Program
Snow College
F
239

2020-006.
Reported Expenditures Not Supported by Underlying
Reimbursement Requests
Education
Stabilization Program
Utah State Board of
Education
E, H
241
U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES:

2020-007.
Medicaid Program Review Accuracy Rates 9 Points
Below Target
Federal Program
Health; Workforce
Services
F,H
243

2020-008.
Use of Appropriate National Correct Coding
Initiative (NCCI) Edit Files Not Verified
Federal Program
Health
F,H
245

2020-009.
LIHEAP CARES Act Benefit Policy Development
and Deployment Did Not Align with Award Terms
and Conditions
Low-Income Energy
Assistance Program
Workforce Services
E, G
245

2020-010.
LIHEAP Benefit Overpayments Due to Improper
Eligibility Decisions
Low-Income Energy
Assistance Program
Workforce Services
F, H
247
2020-011. LIHEAP Reporting Errors and Untimely Submissions Low-Income Energy
Assistance Program
Workforce Services
F
248
2020-012. Inadequate Internal Controls over Preparation of
Federal Reports
Head Start
Southern Utah
University
F
249
2020-013. Improper Reporting to Those Charged with
Governance
Head Start
Southern Utah
University
F
250
TYPE OF FINDING AND RELATED AUDITOR’S REPORT:

Report on Compliance and on Internal Control Over Compliance – Single Audit
E. Material weakness in internal control – major program level.
F. Significant deficiency in internal control – major program level.
G. Material or possible material instance of noncompliance – major program level.
H. Other finding or questioned cost required to be reported under section 200.516 of Uniform Guidance.

iii
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
TABLE OF CONTENTS
Part III.  Findings and Questioned Costs for Federal Awards (continued)

Federal
Program

State Agency

Type

Page
U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT:

2020-014. Untimely Identification and Resolution of HOME
Loan Reconciliation Differences
HOME Investment
Partnership Program
Administrative
Services; Workforce
Services
F
252

2020-015. Failure to Comply with HOME Sub-Recipient
Monitoring Requirements
HOME Investment
Partnership Program
Workforce Services
E,G
254

2020-016. Unallowable HOME Loan Write-Off and Other
Improper Accounting Errors
HOME Investment
Partnership Program
Workforce Services
E,H
255

2020-017. HOME Eligibility and Housing Quality Inspections
Not Performed in Accordance with Policy
HOME Investment
Partnership Program
Workforce Services
E
257
U.S. DEPARTMENT OF JUSTICE:

2020-018. Oversight of Federal Programs Should Be
Strengthened
Crime Victim
Assistance; Crime
Victim Compensation
CCJJ
E
259

2020-019. UOVC Does Not Monitor Grant Expenditures to
Ensure Spending in the Proper Period
Crime Victim
Compensation
CCJJ
E,G
261

2020-020. Crime Victim Reparations Determined and Paid
without Independent Review
Crime Victim
Compensation
CCJJ
E, H
262

2020-021. Administrative Expenditures Exceeded the
Allowable 5% Threshold
Crime Victim
Compensation
CCJJ
F
263

2020-022. Claims Management System Unable to Provide
Accurate Performance Report Data
Crime Victim
Compensation
CCJJ
F
264

2020-023. Design of Subrecipient Monitoring Procedures
Does Not Ensure Compliance with Federal
Regulations
Crime Victim
Assistance
CCJJ
E
265

2020-024. Federal Cash Draws Calculated Using Employee-
Prepared Spreadsheet Instead of General Ledger
Crime Victim
Assistance
CCJJ
E
267

2020-025. Subrecipient-Reported Information Not Adequately
Verified
Crime Victim
Assistance
CCJJ
F
268

2020-026. Grant Expenditures Recorded Outside the
Allowable Spending Period
Crime Victim
Assistance
CCJJ
F
269

2020-027. Quarterly Financial Report Did Not Agree to
Accounting System
Crime Victim
Assistance
CCJJ
F
270
U.S. DEPARTMENT OF LABOR:

2020-028. Mandatory Benefit Overpayment Detection
Matches Not Performed for Pandemic
Unemployment Assistance
Unemployment
Insurance
Workforce Services
F
272

iv
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
TABLE OF CONTENTS
Part III.  Findings and Questioned Costs for Federal Awards (continued)

Federal
Program

State Agency

Type

Page

2020-029. Incorrect Calculation of Pandemic Unemployment
Assistance Benefits Results in Overpayment
Unemployment
Insurance
Workforce Services
F,H
273
U.S. DEPARTMENT OF THE TREASURY:

2020-030.
Oversight of Federal Program Should Be
Strengthened
Coronavirus Relief
Fund
Governor’s Office of
Management and
Budget
F
275

2020-031.
Weaknesses in Monitoring of Local Governments’
Coronavirus Relief Fund Activity
Coronavirus Relief
Fund
Governor’s Office of
Management and
Budget
E,G
276

2020-032.
Errors in Reimbursement to State Agencies
Coronavirus Relief
Fund
Governor’s Office of
Management and
Budget
F
280
U.S. ENVIRONMENTAL PROTECTION AGENCY

2020-033. Inadequate Controls Over and Noncompliance with
Subrecipient Monitoring Requirements
Congressionally
Mandated Projects
Environmental
Quality
F
282

2020-034. Lack of Control Over Suspension and Debarment
Congressionally
Mandated Projects
Environmental
Quality
F
283

2020-035. Incorrect Sub-Recipient and Contractor
Determinations
Congressionally
Mandated Projects
Environmental
Quality
F
284
VARIOUS FEDERAL AGENCIES:

2020-036. Working Capital Reserves in Excess of Federal
Guidelines
Various
Administrative
Services
H
286

2020-037. Working Capital Reserves in Excess of Federal
Guidelines
Various
Human Resource
Management
H
287

2020-038. Working Capital Reserves in Excess of Federal
Guidelines
Various
Technology Services
H
288

2020-039. Working Capital Reserves in Excess of Federal
Guidelines
Various
Public Employees
Health Program
H
289

2020-040. Oversight of Federal Programs Administered in the
HCD and ASD Divisions Should Be Strengthened
Various
Workforce Services
E
291

2020-041. Cost Allocation Plan Implementation Errors
Various
Workforce Services
F,H
294
CORRECTIVE ACTION PLAN
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS

297
315

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1
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
INTRODUCTION
Background

The Federal Government requires the State of Utah to have an entity-wide audit of its financial
statements and its federal programs as a condition of receiving federal financial assistance. The
federally-required audit is commonly referred to as the “single audit.” The single audit focuses
on testing compliance with laws and regulations and related internal controls over compliance
for major programs. The requirements for performing the single audit are stated in Subpart F of
Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements,
Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).

Scope

Uniform Guidance requires a risk-based approach to auditing federal programs. Under the risk-
based approach, programs are classified as Type A or Type B programs based on a dollar level
computed in accordance with Uniform Guidance. Type A programs for the State are those
programs which exceeded $23,700,000 in federal awards expended for the fiscal year ended June
30, 2020. All other programs are classified as Type B. For the year ended June 30, 2020, 13
Type A and 6 Type B programs were audited as major programs in accordance with Uniform
Guidance requirements. The State had 24 Type A programs and hundreds of Type B programs in
fiscal year 2020. (See the Type A vs Type B Programs chart on the following page.)

Presentation

This report includes all required information for the single audit except the State’s financial
statements and our report thereon, which were issued under separate cover. A Schedule of
Expenditures of Federal Awards by federal agency is presented as required. An optional Schedule
sorted by state agency is also presented. The required summary of our audit results, including a list
of the major programs audited, is presented on pages 233–234. In addition, management’s corrective
action plan and summary schedule of prior audit findings are presented in separate sections of
the report. The type of each finding and the auditor’s report(s) to which it relates are listed in the
foregoing Table of Contents.

2
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
INTRODUCTION
Type B Programs
 $0.604 Billion
7.65%
Type A Programs
 $7.300 Billion
92.35%

TYPE A vs TYPE B PROGRAMS
TOTAL FEDERAL ASSISTANCE
FOR THE FISCAL YEAR ENDED JUNE 30, 2020
(includes loan balances and disbursements)

OFFICE OF THE
STATE AUDITOR

Utah State Capitol Complex, East Office Building, Suite E310  •  Salt Lake City, Utah 84114-2310  •  Tel: (801) 538-1025  •  auditor.utah.gov
3
INDEPENDENT STATE AUDITOR’S REPORT ON INTERNAL CONTROL OVER
FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF
FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS

To the Members of the Utah State Legislature

and
The Honorable Spencer J. Cox
Governor, State of Utah
We have audited, in accordance with the auditing standards generally accepted in the United
States of America and the standards applicable to financial audits contained in Government
Auditing Standards issued by the Comptroller General of the United States, the financial
statements of the governmental activities, the business-type activities, the aggregate discretely
presented component units, each major fund, and the aggregate remaining fund information of
the State of Utah (State), as of and for the year ended June 30, 2020, and the related notes to the
financial statements, which collectively comprise the State’s basic financial statements, and have
issued our report thereon dated December 18, 2020. Our report includes a reference to other
auditors who audited the financial statements of the School and Institutional Trust Funds Office,
Student Assistance Programs, Public Employees Health Program, Utah Transit Authority,
University of Utah Hospitals and Clinics, the University of Utah’s component units, Utah State
University Space Dynamics Laboratory, Utah Retirement Systems, and Utah Educational
Savings Plan dba my529, as described in our report on the State’s financial statements. This report
includes our consideration of the results of the other auditors’ testing of internal control over
financial reporting and compliance and other matters that are reported on separately by those
other auditors. However, this report, insofar as it relates to the results of the other auditors, is
based solely on the reports of the other auditors.
Internal Control Over Financial Reporting
In planning and performing our audit of the financial statements, we considered the State’s
internal control over financial reporting (internal control) to determine the audit procedures that
are appropriate in the circumstances for the purpose of expressing our opinions on the financial
statements, but not for the purpose of expressing an opinion on the effectiveness of the State’s
internal control. Accordingly, we do not express an opinion on the effectiveness of the State’s
internal control.
A deficiency in internal control exists when the design or operation of a control does not allow
management or employees, in the normal course of performing their assigned functions, to prevent
or to detect and correct misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control such that there is a reasonable possibility that a
material misstatement of the entity’s financial statements will not be prevented, or detected and
corrected on a timely basis. A significant deficiency is a deficiency, or a combination of

4
deficiencies, in internal control that is less severe than a material weakness, yet important enough
to merit attention by those charged with governance.
Our consideration of internal control was for the limited purpose described in the first paragraph of
this section and was not designed to identify all deficiencies in internal control that might be material
weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies
may exist that have not been identified. Given these limitations, during our audit, we did not identify
any deficiencies in internal control that we consider to be material weaknesses. We did identify
certain deficiencies in internal control, as described in the accompanying schedule of findings and
recommendations, as items 2020-001, 2020-002, and 2020-003 that we consider to be significant
deficiencies.
Compliance and Other Matters
As part of obtaining reasonable assurance about whether the State’s basic financial statements
are free from material misstatement, we performed tests of its compliance with certain provisions
of laws, regulations, contracts, and grant agreements, noncompliance with which could have a
direct and material effect on the determination of financial statement amounts. However,
providing an opinion on compliance with those provisions was not an objective of our audit, and
accordingly, we do not express such an opinion. The results of our tests and those of the other
auditors disclosed no instances of noncompliance or other matters that are required to be reported
under Government Auditing Standards.
The State’s Response to Findings
The State’s written responses to and corrective action plans for the findings identified in our
audit are described in the accompanying “Schedule of Findings and Questioned Costs” and
“Corrective Action Plan.” The State’s responses and corrective action plans were not subjected
to the auditing procedures applied in the audit of the financial statements and, accordingly, we
express no opinion on them.
Purpose of this Report
The purpose of this report is solely to describe the scope of our testing of internal control and
compliance and the results of that testing, and not to provide an opinion on the effectiveness of
the entity’s internal control or on compliance. This report is an integral part of an audit
performed in accordance with Government Auditing Standards in considering the entity’s
internal control and compliance. Accordingly, this communication is not suitable for any other
purpose.  However, pursuant to Utah Code Title 63G Chapter 2, this report is a matter of public
record, and, as such, its distribution is not limited.

Office of the State Auditor
April 30, 2021

OFFICE OF THE
STATE AUDITOR

Utah State Capitol Complex, East Office Building, Suite E310  •  Salt Lake City, Utah 84114-2310  •  Tel: (801) 538-1025  •  auditor.utah.gov
5
INDEPENDENT STATE AUDITOR’S REPORT ON:
• COMPLIANCE FOR EACH MAJOR FEDERAL PROGRAM
• INTERNAL CONTROL OVER COMPLIANCE
• SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY UNIFORM
GUIDANCE

To the Members of the Utah State Legislature

and
The Honorable Spencer J. Cox
Governor, State of Utah
Report on Compliance for Each Major Federal Program
We have audited the State of Utah’s (State’s) compliance with the types of compliance
requirements described in the 2020 OMB Compliance Supplement that could have a direct and
material effect on each of the State’s major federal programs for the year ended June 30, 2020.
The State’s major federal programs are identified in the Summary of Auditor’s Results section of
the accompanying “Schedule of Findings and Questioned Costs.”
We did not audit the Federal Family Education Loan Program (CFDA 84.032). This program
was audited by other auditors whose report thereon has been furnished to us, and our opinion,
insofar as it relates to compliance requirements for this program, is based solely on the report of
the other auditors.
The State’s basic financial statements include the operations of Utah Transit Authority (UTA), a
discretely presented component unit. UTA expended $86.2 million in federal awards for its fiscal
year ended December 31, 2019.  Its federal awards were audited by other auditors in accordance
with the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform
Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards
(Uniform Guidance).  The results of that audit are reported separately.
Management’s Responsibility
Management is responsible for compliance with federal statutes, regulations, and the terms and
conditions of the federal awards applicable to its federal programs.
Auditor’s Responsibility
Our responsibility is to express an opinion on compliance for each of the State’s major federal
programs based on our audit of the types of compliance requirements referred to above. We
conducted our audit of compliance in accordance with auditing standards generally accepted in the
United States of America; the standards applicable to financial audits contained in Government
Auditing Standards, issued by the Comptroller General of the United States; and the audit

6
requirements of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative
Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance).
Those standards and Uniform Guidance require that we plan and perform the audit to obtain
reasonable assurance about whether noncompliance with the types of compliance requirements
referred to above that could have a direct and material effect on a major federal program
occurred. An audit includes examining, on a test basis, evidence about the State’s compliance
with those requirements and performing such other procedures as we considered necessary in the
circumstances.
We believe that our audit provides a reasonable basis for our qualified and unmodified opinions
on compliance for major federal programs. However, our audit does not provide a legal
determination of the State’s compliance.
Basis for Qualified Opinions on CFDA 14.239 HOME Investment Partnership Program, CFDA
93.568 Low-Income Home Energy Assistance Program, CFDA 21.019 Coronavirus Relief Fund
CFDA, and 16.576 Crime Victim Compensation
As described in the accompanying “Schedule of Findings and Questioned Costs,” the State did not
comply with:
• CFDA 14.239 HOME Investment Partnership Program Subrecipient Monitoring as
described in Finding 2020-015;
• CFDA 93.568 Low-Income Energy Assistance Program, Allowable Activities, Allowable
Costs, and Eligibility as described in Finding 2020-009; and
• CFDA 21.019 Coronavirus Relief Fund  Allowable Activities, Allowable Costs, Period of
Performance, and Subrecipient Monitoring as described in Finding 2020-031.
Compliance with such requirements is necessary, in our opinion, for the State to comply with the
requirements applicable to those programs.
Furthermore, as described in the accompanying “Schedule of Findings and Questioned Costs,”
we were unable to obtain sufficient appropriate audit evidence supporting the State’s compliance
with CFDA 16.576 Crime Victim Compensation Period of Performance requirements as described
in finding 2020-019. Consequently, we were unable to determine whether the State complied with
those requirements applicable to those programs.
Qualified Opinions on CFDA 14.239 HOME Investment Partnership Program, CFDA 93.568
Low-Income Home Energy Assistance Program, CFDA 21.019 Coronavirus Relief Fund, and
CFDA 16.576 Crime Victim Compensation
In our opinion, except for the noncompliance related to findings 2020-009, 2020-015, and 2020-
031 and for the possible effects of the matters noted in finding 2020-019, as described in the
Basis for Qualified Opinion paragraphs, the State complied, in all material respects, with the
types of compliance requirements referred to above that could have a direct and material effect
on CFDA 14.239 HOME Investment Partnership Program, CFDA 93.568 Low-Income Home
Energy Assistance Program, CFDA 21.019 Coronavirus Relief Fund, and CFDA 16.576 Crime
Victim Compensation for the year ended June 30, 2020.

7
Unmodified Opinion on Each of the Other Major Federal Programs
In our opinion, the State complied, in all material respects, with the types of compliance
requirements referred to above that could have a direct and material effect on each of its other
major federal programs identified in the Summary of Auditor’s Results section of the
accompanying “Schedule of Findings and Questioned Costs” for the year ended June 30, 2020.
Other Matters
The results of our auditing procedures disclosed other instances of noncompliance, which are
required to be reported in accordance with Uniform Guidance and which are identified as
Type H in the foregoing “Table of Contents” and described in the accompanying “Schedule of
Findings and Questioned Costs.”  Our opinion on each major federal program is not modified
with respect to these matters.
The State’s responses to and corrective action plans for the noncompliance findings identified in
our audit are described in the accompanying “Schedule of Findings and Questioned Costs” and
“Corrective Action Plan.” The State’s responses and corrective action plans were not subjected to
the auditing procedures applied in the audit of compliance and, accordingly, we express no
opinion on them.
Report on Internal Control Over Compliance
Management of the State is responsible for establishing and maintaining effective internal control
over compliance with the types of compliance requirements referred to above.  In planning and
performing our audit of compliance, we considered the State’s internal control over compliance
with the types of requirements that could have a direct and material effect on each major federal
program to determine the auditing procedures that are appropriate in the circumstances for the
purpose of expressing an opinion on compliance for each major federal program and to test and
report on internal control over compliance in accordance with Uniform Guidance, but not for the
purpose of expressing an opinion on the effectiveness of internal control over compliance.
Accordingly, we do not express an opinion on the effectiveness of the State’s internal control
over compliance.
Our consideration of internal control over compliance was for the limited purpose described in
the preceding paragraph and was not designed to identify all deficiencies in internal control over
compliance that might be material weaknesses or significant deficiencies and therefore, material
weaknesses or significant deficiencies may exist that were not identified. However, as discussed
below, we identified certain deficiencies in internal control over compliance that we consider to
be material weaknesses and significant deficiencies.
A deficiency in internal control over compliance exists when the design or operation of a control
over compliance does not allow management or employees, in the normal course of performing
their assigned functions, to prevent or to detect and correct noncompliance with a type of
compliance requirement of a federal program on a timely basis. A material weakness in internal
control over compliance is a deficiency, or combination of deficiencies, in internal control over
compliance, such that there is a reasonable possibility that material noncompliance with a type of
compliance requirement of a federal program will not be prevented, or detected and corrected on
a timely basis. We consider the deficiencies in internal control over compliance identified in the

8
foregoing “Table of Contents” as Type E and described in the accompanying “Schedule of
Findings and Questioned Costs” to be material weaknesses.
A significant deficiency in internal control over compliance is a deficiency, or a combination of
deficiencies, in internal control over compliance with a type of compliance requirement of a
federal program that is less severe than a material weakness in internal control over compliance,
yet important enough to be reported under Uniform Guidance. We consider the deficiencies in
internal control over compliance identified in the foregoing “Table of Contents” as Type F and
described in the accompanying ”Schedule of Findings and Questioned Costs” to be significant
deficiencies.
The State’s responses to and corrective action plans for the internal control over compliance
findings identified in our audit are described in the accompanying “Schedule of Findings and
Questioned Costs” and “Corrective Action Plan.” The State’s responses and corrective action
plans were not subjected to the auditing procedures applied in the audit of compliance and,
accordingly, we express no opinion on them.
The purpose of this report on internal control over compliance is solely to describe the scope of
our testing of internal control over compliance and the results of that testing based on the
requirements of Uniform Guidance. Accordingly, this report is not suitable for any other purpose.
However, pursuant to Utah Code Title 63G Chapter 2, this report is a matter of public record,
and as such, its distribution is not limited.
Report on Schedule of Expenditures of Federal Awards Required by Uniform Guidance
We have audited the financial statements of the State as of and for the year ended June 30, 2020,
and have issued our report thereon dated December 18, 2020, which contained an unmodified
opinion on those financial statements. Our audit was conducted for the purpose of forming
opinions on the financial statements as a whole. The accompanying “Schedule of Expenditures of
Federal Awards” is presented for purposes of additional analysis as required by Uniform
Guidance and is not a required part of the financial statements. Such information is the
responsibility of management and was derived from and relates directly to the underlying
accounting and other records used to prepare the financial statements. The information has been
subjected to the auditing procedures applied by us in the audit of the financial statements and
certain additional procedures, including comparing and reconciling such information directly to
the underlying accounting and other records used to prepare the financial statements or to the
financial statements themselves, and other additional procedures in accordance with auditing
standards generally accepted in the United States of America. The accompanying “Schedule of
Expenditures of Federal Awards” does not include UTA’s $86.2 million in federal awards
expended for its fiscal year ended December 31, 2019, as these expenditures were reported on
separately.   In our opinion, the “Schedule of Expenditures of Federal Awards” is fairly stated in
all material respects in relation to the financial statements as a whole.

Office of the State Auditor
April 30, 2021 (except for our report on the Schedule of Expenditures and Federal Awards, for

which the date is December 18, 2020)

9

SCHEDULE OF EXPENDITURES

OF FEDERAL AWARDS

By Federal Agency

• Research and Development Programs
Page 10
• Cluster Programs
Page 81
• Other Programs
Page 90

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
AGENCY FOR INTERNATIONAL DEVELOPMENT
Agency for International Development
UNR-17-41
University of Nevada at Reno
USU
17,439
98.001

2000008307
NATIONAL ACADEMY OF
SCIENCES
UOU
100,527
98.001

USAID 72026319CA00001
The American Universtity in Cairo
USU
297,003
98.001

Subtotal Research and Development Programs– Agency for International Development
414,969
Subtotal Research and Development Programs– AGENCY FOR INTERNATIONAL DEVELOPMENT
414,969
AGRICULTURE, DEPARTMENT OF
Agricultural Research Service
VARIOUS
UOU
29,740
10.001

VARIOUS
USU
367,131
10.001

Subtotal Research and Development Programs– Agricultural Research Service
396,871
Animal and Plant Health Inspection Service
K2702
Washington State Department of
Agriculture
USU
10,198
10.025

VARIOUS
USU
326,618
10.025

VARIOUS
USU
113,190
10.028

Subtotal Research and Development Programs– Animal and Plant Health Inspection Service
450,006
Department of Agriculture
VARIOUS
UVU
12,246
10

Subtotal Research and Development Programs– Department of Agriculture
12,246
Forest Service
NONE 10043712
US ENDOWMENT FOR
FORESTRY & COMMUNITIES
UOU
-21
10

0786941-17762 GRANT AB211
UNIVERSITY OF ILLINOIS
URBANA-CHAMPAIGN
UOU
10,373
10

VARIOUS
UOU
48,521
10

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
10

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
USU
329,950
10

VARIOUS
USU
7,856
10.652

VARIOUS
USU
9,295
10.674

VARIOUS
USU
4,485
10.680

VARIOUS
UOU
33,725
10.680

663.7275.01
DESERT RESEARCH INSTITUTE
UOU
-3,501
10.694

VARIOUS
USU
388,365
10.699

VARIOUS
USU
28,804
10.707

Subtotal Research and Development Programs– Forest Service
857,852
National Institute of Food and Agriculture
VARIOUS
USU
289,039
10.202

VARIOUS
USU
2,589,776
10.203

VARIOUS
USU
32,593
10.207

2018-33610-28543
Acclima
USU
413
10.212

G223-19-W7502
Montana State University
USU
4,636
10.215

G219-19-W7502
Montana State University
USU
8,768
10.215

VARIOUS
USU
3,130,910
2,687,848
10.215

VARIOUS
UOU
5,504
10.217

VARIOUS
USU
465,343
10.303

F0008724402014
Purdue University
USU
2,267
10.304

128314_G003756
Washington State University
USU
85,242
10.307

VARIOUS
USU
448,638
106,670
10.307

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
11

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
133321-G004112
Washington State University
USU
5,154
10.309

2017-0398-04
North Carolina State University
USU
42,321
10.309

SUB00001765
UGA Research Foundation, Inc.
USU
65,455
10.309

79611-10751
Cornell University
USU
69,016
10.309

133336-G003923
WASHINGTON STATE
UNIVERSITY
UOU
104,291
10.309

200961-437
UTAH STATE UNIVERSITY
UOU
7,089
10.310

UNR-17-54
University of Nevada at Reno
USU
13,082
10.310

1319858-G003955
WASHINGTON STATE
UNIVERSITY
UOU
22,859
10.310

S000213-USDA
Penn State University
USU
34,088
10.310

2015-69007-23190 SUB:UNR-15-
68
University of Nevada at Reno
USU
85,249
10.310

1556406
University of Colorado at Boulder
USU
107,518
10.310

VARIOUS
UOU
374,877
10.310

VARIOUS
USU
1,359,026
102,495
10.310

SA18-4060-08
University of California Division of
Agriculture and Natural Resources
USU
29,812
10.329

C00059074-1
University of Missouri at Columbia
USU
37,773
10.329

VARIOUS
USU
73,923
35,849
10.329

203224USU
University of Notre Dame
USU
-3,100
10.330

3200002567-20-022
University of Kentucky Research
Foundation
USU
3,100
10.330

376429
University of Arizona
USU
14,185
10.330

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
12

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
G222-19-W7430
Montana State University
USU
16,876
10.330

A19-1564-S001
University of California at Davis
USU
21,138
10.330

VARIOUS
USU
169,717
66,077
10.330

VARIOUS
USU
35,778
10.336

AD3943-SB-884792
University of Idaho
USU
10,145
10.500

134194 G004016
Washington State University
USU
17,158
10.500

VARIOUS
USU
125,639
10.500

Subtotal Research and Development Programs– National Institute of Food and Agriculture
9,905,298
2,998,939
Natural Resources Conservation Service
68-3A75-16-736
Pheasants Forever, Inc.
USU
1,051
10.902

VARIOUS
American Farmland Trust
USU
2,752
10.902

VARIOUS
Pheasants Forever, Inc.
USU
68,057
10.902

3-580990.USU1
Oklahoma State University
USU
459
10.912

Subtotal Research and Development Programs– Natural Resources Conservation Service
72,319
Risk Management Agency
VARIOUS
Custom Ag Solutions, Inc.
USU
55,669
5,455
10.458

Subtotal Research and Development Programs– Risk Management Agency
55,669
5,455
Subtotal Research and Development Programs– AGRICULTURE, DEPARTMENT OF
11,750,261
3,004,394
COMMERCE, DEPARTMENT OF
Economic Development Administration
ED17DEN3030013
UTAH ADVANCED MATERLS
MANUFAC IINITIATV
UOU
-1,015
11.303

VARIOUS
UOU
97,300
25,180
11.307

Subtotal Research and Development Programs– Economic Development Administration
96,285
25,180
National Oceanic and Atmospheric Administration (NOAA)
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
13

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
505184-78050
NORTHEASTERN UNIVERSITY
UOU
22,560
11.011

VARIOUS
UOU
159,816
11.431

AC-00106
BERING SEA FISHERMEN'S
ASSOCIATION
UOU
-4,230
11.438

AC-1705B
BERING SEA FISHERMEN'S
ASSOCIATION
UOU
-412
11.438

VARIOUS
UOU
100,105
2,121
11.459

VARIOUS
UOU
470,694
158,341
11.468

Subtotal Research and Development Programs– National Oceanic and Atmospheric Administration (NOAA)
748,533
160,462
Subtotal Research and Development Programs– COMMERCE, DEPARTMENT OF
844,818
185,642
DEPARTMENT OF DEFENSE
Advanced Research Projects Agency
S4628 (PO 194184)
MASSACHUSETTS INSTITUTE
OF TECHNOLOGY
UOU
102,925
12

P00171650
LEIDOS
UOU
116,217
12

1(GG012664)
COLUMBIA UNIVERSITY
UOU
563,634
303,391
12

VARIOUS
UOU
616,793
47,940
12

X0220A-A
OREGON STATE UNIVERSITY
UOU
169,500
12.910

VARIOUS
UOU
2,476,581
442,984
12.910

Subtotal Research and Development Programs– Advanced Research Projects Agency
4,045,650
794,315
Defense Threat Reduction Agency
A11961 (A008823)
EMORY UNIVERSITY
UOU
255
12.351

5711-UU-DTRA-0056
PENNSYLVANIA STATE
UNIVERSITY
UOU
126,141
12.351

VARIOUS
UOU
141,686
12.351

Subtotal Research and Development Programs– Defense Threat Reduction Agency
268,082
Department of Defense
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
14

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
HQ0147-11-D-0052-0031
Missile Defense Agency
USU
-7,654
12

954572
Sandia Laboratories
USU
-2,991
12

ATA ATP/FA9453-07-D-0189
Applied Technology Associates
Aerospace
USU
-847
12

PO 4201443453 and PO
4201455979 / FA9453-17-C-0077
Raytheon Corp General
USU
-457
12

JL190326
L3HARRIS Technologies, Inc.
USU
-273
12

HQ0147-11-D-0052-0003
Missile Defense Agency
USU
-205
12

HQ0147-11-D-0052-0028
Missile Defense Agency
USU
-81
12

202136-636 / Prime 2011633
Sandia Laboratories
USU
-25
12

SC1519205(PSyCHIC)
CHARLES RIVER ANALYTICS
UOU
-12
12

HQ0147-11-D-0052-0027
Missile Defense Agency
USU
348
12

20JDM00015 / FA8810-18-C-0005
Ball Aerospace and Tech
USU
609
12

7000416856
Massachusetts Institute of
Technology (MIT)
USU
651
12

HQ0147-16-D-0002, HQ0147-17-
F-0081
Missile Defense Agency
USU
2,933
12

WU-20-221
WASHINGTON UNIVERSITY IN
ST LOUIS
UOU
3,089
12

D8537-S1 / HQ0147-16-D-
0001/HQ014718F0029
Georgia Institute of Technology
USU
3,197
12

SIS180377
Jacobs Technology, Inc.
USU
3,285
12

1077-08/FA8650-06-C-1077
Sensing Strategies, Inc.
USU
3,295
12

4202201262
Raytheon Space and Airborne
Systems
USU
3,891
12

VARIOUS
Gannett Fleming, Inc.
USU
5,042
12

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
15

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
HQ0147-11-D-0052-0034
Missile Defense Agency
USU
5,324
12

SCF1136306/SP0700-99-D-0301
Alion Science and Technology
Corporation
USU
6,114
12

18-7900-0003-02-C9 TO# 0003
Universal Technology Corporation
USU
8,129
12

3302000579
L3HARRIS Technologies, Inc.
USU
9,192
12

SDL10-100 / FA9453-12-D-0285
TO 10
Applied Technology Associates
Aerospace
USU
9,302
12

HQ0147-11-D-0052-0023
Missile Defense Agency
USU
10,515
12

TSC-1100-33006/N68335-15-C-
0176
Technology Service Corporation
USU
10,761
1,327
12

2004366418
JOHNS HOPKINS UNIVERSITY
UOU
11,437
12

VARIOUS
Box Elder Innovations, LLC
USU
15,256
12

124-AY-1C-PO4435
ELECTRONIC BIOSCIENCE INC
UOU
18,663
12

HQ0147-11-D-0052-0022
Missile Defense Agency
USU
20,287
12

142411-0000003-19-02-C13
Universal Technology Corporation
USU
22,932
12

259-0248/PO-0007907 / FA8811-
19-F-0003
Parsons Infrastructure &
Technology Group, Inc.
USU
25,970
12

PO19-02201 /
GS00Q14OADU431
KBR, Inc.
USU
27,158
12

XXXXXX-13-D-0490 0008
Misc Federal Sponsors
USU
27,646
12

HQ0147-16-D-0002, HQ0147-18-
F-0042
Missile Defense Agency
USU
28,658
12

SUBCON002137
University Corporation for
Atmospheric Research
USU
28,910
12

Subcontract 1018440 / Prime 16-
D-7322
BAE Systems
USU
30,857
12

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
16

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
Subcontract TSC-1222-60218 /
FA8650-20-C-1117
Technology Service Corporation
USU
31,310
12

MSA 19S23530AU22 - PO 111302
AECOM Technical Services, Inc.
USU
35,143
12

Subcontract TSC-1152-60056/
W56KGU-17-C-0091
Technology Service Corporation
USU
35,956
173
12

10050327
NEVADA NANOTECH SYSTEMS
INC
UOU
36,422
12

PO 2962894 /FA8620-15-D-
3009/TO FA8620-18F-1005
Northrop Grumman Systems
Corporation
USU
36,556
12

N00173-12-D-2004 0004
Naval Research Laboratory
USU
37,575
12

ROYALL DOD-UNIVERSITY OF
UTAH
FDTN FOR ADVNCNG
VETERANS HLTH RESH
UOU
38,132
12

USU-17-D-0005 / FA8622-15-F-
8111
HX5, LLC
USU
38,292
12

HQ0147-11-D-0052-0017
Missile Defense Agency
USU
39,070
12

18-S8401-12-C1
Universal Technology Corporation
USU
44,638
12

HQ0147-16-D-0002,
HQ085420F0017
Missile Defense Agency
USU
45,527
12

SC-2174-6777
Faraday Technology, Inc.
USU
46,951
12

6835
Arizona Optical Systems, LLC
USU
53,222
12

HQ0147-11-D-0052-0007
Missile Defense Agency
USU
54,467
12

01-20190328
SEOPS, LLC
USU
56,912
12

CONTRACT 19-05
MILITARY & HEALTH
RESEARCH FOUNDATION
UOU
57,608
12

162642-20-27-C1
Universal Technology Corporation
USU
59,754
12

S901059BAH / FA8750-17-F-0105
Booz Allen Hamilton, Inc.
USU
60,238
12

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
17

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
Subcontract TSC-1169-60077 /
FA8650-18-C-1142
Technology Service Corporation
USU
71,739
12

W81XWH-18-1-0617
TRANSLATIONAL GENOMIC
RESEARCH INSTITUTE
UOU
73,185
12

W911QY-17-C-0032
ESPIRA
UOU
73,365
12

GG12196.PO#2150693 / FA9453-
19-1-007
University of Virginia
USU
77,514
12

10046058
WASATCH MOLECULAR INC
UOU
81,405
12

HQ0147-11-D-0052-0013
Missile Defense Agency
USU
84,911
12

50005310 / N00173-15-F-2001
KeyW Corporation
USU
89,540
7,836
12

10303 / FA8650-17-C-1026
Defense Engineering Corporation
USU
90,000
12

TXS0150731
KBRWYLE
UOU
126,721
12

Subcontract TSC-1216-60191 /
W56KGU-19-C-0057
Technology Service Corporation
USU
131,241
134
12

HQ0147-16-D-0002, HQ0147-19-
F-0004
Missile Defense Agency
USU
140,432
12

WSU#16368
WICHITA STATE UNIVERSITY
UOU
142,331
12

1013370_UUT
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
147,900
12

H98230-18-C-0172
Maryland Procurement Office
USU
165,015
12

HQ0147-16-D-0002, HQ0147-17-
F-0052
Missile Defense Agency
USU
166,368
15,966
12

PO-0003348 / W15P7T-13-D-
Aberdeen Proving Ground
USU
188,028
12

201219 / F9453-14-D-0312 TO07
(7247-103)
Applied Technology Associates
Aerospace
USU
196,478
12

HQ0147-11-D-0052-0016
Missile Defense Agency
USU
203,798
12

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
18

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
HQ0147-16-D-0002,
HQ085420F0026
Missile Defense Agency
USU
205,606
4,410
12

4666 PO953258 HJF65544
HENRY M. JACKSON FNDT
ADVNCMNT MIL MED
UOU
209,801
12

1038-05-13-01 / N68936-16-D-
0016
Jacobs Technology, Inc.
USU
218,507
12

PROJECT 60615310
AECOM Technical Services, Inc.
USU
219,381
12

PO SC20190009 / Prime N00173-
16-F-6402
Praxis, Inc.
USU
228,533
12

HQ0147-16-D-0002,
HQ014718F0014
Missile Defense Agency
USU
229,809
12

HQ0147-16-D-0002, HQ0854-20-
F-0030
Missile Defense Agency
USU
232,145
12

PO0088/EPACC-PTCRA
MILITARY & HEALTH
RESEARCH FOUNDATION
UOU
238,431
12

HQ0147-16-D-0002-0009
Missile Defense Agency
USU
313,018
12

USU-19-F-8136 / FA8622-19-F-
8136
HX5, LLC
USU
331,328
12

HQ0147-16-D-0002, HQ0147-18-
F-0020
Missile Defense Agency
USU
379,270
12

HQ0147-16-D-0002, HQ0147-17-
F-0017
Missile Defense Agency
USU
387,106
12

SUB1138235 TO001
Serco, Inc.
USU
390,400
12

Subcontract 42193 / FA8750-19-
C-1511
SRI International
USU
439,725
12

1554466
UNIVERSITY OF COLORADO
AT BOULDER
UOU
440,395
12

HQ0147-16-D-0002, HQ0147-17-
F-0032
Missile Defense Agency
USU
462,256
205,322
12

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
19

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
FP00009533_SA004
VIRGINIA COMMONWEALTH
UNIVERSITY
UOU
501,065
12

XXXXXX-16-D-0243 0005
Misc Federal Sponsors
USU
596,115
12

N00173-19-C-2013
Naval Research Laboratory
USU
656,339
12

19S-0155 / Prime W9113M-19-F-
0016
Radiance Technologies, Inc.
USU
669,835
12

7500166459 / FA8750-17-F-0131
Northrop Grumman Mission
Systems
USU
801,472
12

HQ0147-16-D-0002, HQ0147-17-
F-0076
Missile Defense Agency
USU
814,729
12

HQ0147-16-D-0002, HQ0147-17-
F-0023
Missile Defense Agency
USU
1,135,011
12

HQ0147-16-D-0002, HQ0147-19-
F-0134
Missile Defense Agency
USU
1,290,537
12

HQ0147-16-D-0002, HQ0147-17-
F-0044
Missile Defense Agency
USU
1,326,739
12

HQ0147-16-D-0002, HQ0147-19-
F-5020
Missile Defense Agency
USU
1,599,577
12

N00173-12-D-2004, N00173-17-F-
6704
Naval Research Laboratory
USU
1,734,669
12

M67854-19-D-2039/M67854-19-F-
2078
Marine Corp
USU
1,885,802
10,135
12

HQ0147-16-D-0002, HQ0147-17-
F-0078
Missile Defense Agency
USU
2,057,585
510,012
12

HQ0147-16-D-0002, HQ0147-17-
F-0039
Missile Defense Agency
USU
2,071,943
172,067
12

HQ0147-16-D-0002, HQ0147-18-
F-0117
Missile Defense Agency
USU
2,339,987
12

VARIOUS
UOU
2,730,224
38,096
12

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
20

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
HQ0147-16-D-0002, HQ0147-18-
F-0052
Missile Defense Agency
USU
3,636,264
1,251,705
12

VARIOUS
USU
124,185,846
30,253,059
12

Subtotal Research and Development Programs– Department of Defense
158,348,100
32,470,242
Department of the Air Force, Materiel Command
SP0022325PROJ0007153
NORTHWESTERN UNIVERSITY
UOU
-23,005
12.800

VARIOUS
USU
3,983
12.800

47261-A
MEDGAR EVERS COLLEGE
UOU
88,461
12.800

P0284835
UNIVERSITY OF CENTRAL
FLORIDA
UOU
105,225
12.800

VARIOUS
UOU
1,193,141
479,639
12.800

Subtotal Research and Development Programs– Department of the Air Force, Materiel Command
1,367,805
479,639
Department of the Navy, Office of the Chief of Naval Research
65016354-01
UNIVERSITY OF CENTRAL
FLORIDA
UOU
74,013
12.300

UNIV59880
VANDERBILT UNIVERSITY
UOU
95,644
12.300

088513-16628
UNIVERSITY OF IL AT URBANA-
CHAMPAIGN
UOU
137,987
12.300

203349UU
UNIVERSITY OF NOTRE DAME
UOU
146,441
12.300

2002694588
JOHNS HOPKINS UNIVERSITY
UOU
177,542
12.300

VARIOUS
USU
913,702
111,204
12.300

VARIOUS
UOU
2,969,112
660,847
12.300

Subtotal Research and Development Programs– Department of the Navy, Office of the Chief of Naval Research
4,514,441
772,051
Office of Economic Adjustment
VARIOUS
UOU
1,571,843
1,072,960
12.617

Subtotal Research and Development Programs– Office of Economic Adjustment
1,571,843
1,072,960
Office of the Secretary of Defense
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
21

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
UOU
2,449,108
1,419,153
12.630

Subtotal Research and Development Programs– Office of the Secretary of Defense
2,449,108
1,419,153
U.S. Army Materiel Command
VARIOUS
Autonomous Solutions, Inc.
USU
13,240
12.431

VARIOUS
USU
45,297
12.431

00001271
BROWN UNIVERSITY
UOU
68,007
12.431

VARIOUS
UOU
1,150,959
649,285
12.431

Subtotal Research and Development Programs– U.S. Army Materiel Command
1,277,503
649,285
U.S. Army Medical Command
RP952654
JOHNS HOPKINS UNIVERSITY
UOU
-3,096
12.420

WSU17069
WAYNE STATE UNIVERSITY
UOU
513
12.420

16-0231/2300179
MASSACHUSETTS EYE AND
EAR INFIRMARY
UOU
1,468
12.420

9012699 (411975-2)
UNIVERSITY OF PITTSBURGH
UOU
1,746
12.420

NONE 10054520
MILITARY SUICIDE RESEARCH
CONSORTIUM
UOU
2,000
12.420

ARJUHP02002478754
JOHNS HOPKINS UNIVERSITY
UOU
9,185
12.420

NTI-CLOTT17-17
NATIONAL TRAUMA INSTITUTE
UOU
16,397
12.420

S-1579-01
THE GENEVA FOUNDATION
UOU
44,769
12.420

JHUPO:2003945663
JOHNS HOPKINS UNIVERSITY
UOU
57,374
12.420

PO GENFD0001337840
BOSTON CHILDREN'S
HOSPITAL
UOU
58,033
12.420

PO883714 / 3459
HENRY M. JACKSON FNDT
ADVNCMNT MIL MED
UOU
58,308
12.420

USM-GR05777.001
UNIVERSITY OF SOUTHERN
MISSISSIPPI
UOU
70,415
12.420

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
22

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
576708
UNIVERSITY OF
PENNSYLVANIA
UOU
81,772
12.420

0031471(408294-6)
UNIVERSITY OF PITTSBURGH
UOU
107,153
12.420

A18-1929-S001
UNIVERSITY OF CALIFORNIA
DAVIS
UOU
108,193
12.420

3828
HENRY M. JACKSON FNDT
ADVNCMNT MIL MED
UOU
180,529
12.420

MSRC-FY18-04
DENVER RESEARCH INSTITUTE
UOU
419,061
177,036
12.420

FP00004035_SA021
VIRGINIA COMMONWEALTH
UNIVERSITY
UOU
465,561
12.420

VARIOUS
UOU
8,996,055
538,284
12.420

Subtotal Research and Development Programs– U.S. Army Medical Command
10,675,436
715,320
Uniformed Services University of the Health Sciences
S-10507-02
The Geneva Foundation
USU
5,968
12.750

3338P0881181
HENRY M. JACKSON FNDT
ADVNCMNT MIL MED
UOU
23,506
12.750

S-1104402
THE GENEVA FOUNDATION
UOU
36,654
12.750

S-10507-01
THE GENEVA FOUNDATION
UOU
219,740
12.750

VARIOUS
UOU
461,898
30,126
12.750

Subtotal Research and Development Programs– Uniformed Services University of the Health Sciences
747,766
30,126
Subtotal Research and Development Programs– DEPARTMENT OF DEFENSE
185,265,734
38,403,091
DEPARTMENT OF HOMELAND SECURITY
Department of Homeland Security
VARIOUS
UOU
334,923
97

860333   PO# U0196112
DREXEL UNIVERSITY
UOU
23,440
97.044

VARIOUS
UOU
324,523
97.077

Subtotal Research and Development Programs– Department of Homeland Security
682,886
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
23

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
Subtotal Research and Development Programs– DEPARTMENT OF HOMELAND SECURITY
682,886
EDUCATION, DEPARTMENT OF
Department of Education
R305H170005
AMER COUNCILS FOR INTNL
EDUCATION
UOU
15,199
84

Subtotal Research and Development Programs– Department of Education
15,199
Institute of Education Sciences
VARIOUS
USU
948,266
532,523
84.305

FY2019-005
UNIVERSITY OF KANSAS
UOU
94,091
84.324

VARIOUS
WSU
109,319
84.324

Subtotal Research and Development Programs– Institute of Education Sciences
1,151,676
532,523
Office of Elementary and Secondary Education
s12-174 MOD 6
WESTED
UOU
39,172
84.283

S-00017208
WESTED
UOU
152,380
84.283

Subtotal Research and Development Programs– Office of Elementary and Secondary Education
191,552
Office of Federal Student Aid
VARIOUS
USU
95,336
84.033

Subtotal Research and Development Programs– Office of Federal Student Aid
95,336
Office of Special Education and Rehabilitative Services
VARIOUS
USU
105,328
84.129

0000000517
University of Wisconsin at
Madison
USU
14,352
84.264

VARIOUS
USU
30,177
84.325

Subtotal Research and Development Programs– Office of Special Education and Rehabilitative Services
149,857
Subtotal Research and Development Programs– EDUCATION, DEPARTMENT OF
1,603,620
532,523
ENERGY, DEPARTMENT OF
Department of Energy
10029234 AISI
AMERICAN IRON AND STEEL
INSTITUTE
UOU
-11
81

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
24

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
SA-17-07
SUSTAINABLE
MANUFACTURING INNOV
ALLNCE
UOU
594
81

8266-2
REACTION ENGINEERING INTL
UOU
2,198
81

213985
Battelle Energy Alliance, LLC
USU
16,288
81

10051673
REACTION ENGINEERING INTL
UOU
17,525
81

217672
Battelle Energy Alliance, LLC
USU
18,705
81

225228
Battelle Energy Alliance, LLC
USU
30,588
81

10051010
VISUS LLC
UOU
38,345
81

274628
Battelle
USU
38,399
81

8F-30118
Argonne Laboratory
USU
43,304
81

SA-19-02
SUSTAINABLE
MANUFACTURING INNOV
ALLNCE
UOU
43,326
81

SC0019548-UTAH 10054516
RNET TECHNOLOGIES INC
UOU
61,363
81

SA-19-26
SUSTAINABLE
MANUFACTURING INNOV
ALLNCE
UOU
65,520
81

SA-18-01
SUSTAINABLE
MANUFACTURING INNOV
ALLNCE
UOU
74,377
81

127120076
Kenworth Truck Company
USU
82,197
81

NONE 10043459
PACIFICORP
UOU
103,663
81

10049682-BIOLOGICALLY
INSPIRED AMMONIA
FULCRUM BIOSCIENCES
UOU
143,415
81

131568
Fluor Marine Propulsion, LLC
USU
165,766
81

REI-8262-1
REACTION ENGINEERING INTL
UOU
182,901
81

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
25

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
USU
312,862
81

VARIOUS
Wireless Advanced Vehicle
Electrification, Inc.
USU
330,850
81

VARIOUS
UOU
4,245,935
373,483
81

10049506
ALTAROCK ENERGY
UOU
1,069
81.049

UWSC9285 (BPO17507)
University of Washington
USU
2,020
81.049

131471967
SOUTHERN CALIFORNIA
EARTHQUAKE CENTER
UOU
6,491
81.049

SC0019548-UTAH 10055359
RNET TECHNOLOGIES INC
UOU
8,194
81.049

VARIOUS
Life-E, LLC
USU
22,262
81.049

417664G/UR FAO GR511022
UNIVERSITY OF ROCHESTER
UOU
38,313
81.049

695K656
UNIVERSITY OF WISCONSIN-
MADISON
UOU
42,660
81.049

17284Z7181006
UNIVERSITY OF MARYLAND
UOU
45,903
81.049

10051529
WASATCH MOLECULAR INC
UOU
57,904
81.049

Z17-90030
UNIVERSITY CORP FOR
ATMOSPHERIC RESEARCH
UOU
68,424
81.049

134124-G003972
Washington State University
USU
81,253
81.049

10054494 / GTL-001
TECHNOLOGY HOLDINGS LLC
UOU
89,988
81.049

134124-G003970
WASHINGTON STATE
UNIVERSITY
UOU
105,667
81.049

201603457-06
University of California
USU
122,692
81.049

10048835
PARTICLE FLUX ANALYTICS
UOU
242,009
81.049

VARIOUS
USU
799,743
81.049

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
26

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
UOU
5,926,650
1,494,012
81.049

429399-19138
Virigina Tech Polytechnic Institute
USU
175,327
81.086

3300001466
Pacificorp
USU
253,548
81.086

100054 (205CAL628)
PORTLAND STATE UNIVERSITY
UOU
40,106
81.087

10052331
HOTROCK ENERGY
RESEARCH ORGANIZATION
UOU
117,247
81.087

VARIOUS
USU
149,072
84,979
81.087

VARIOUS
UOU
5,453,984
1,406,085
81.087

P0012449
NEW MEXICO INSTITUTE OF
MINING & TECH
UOU
-192
81.089

PO019687
NEW MEXICO INSTITUTE OF
MINING & TECH
UOU
4,624
3,032
81.089

PO 170624-401183-5801
COLORADO SCHOOL OF MINES
UOU
120,363
81.089

3200003079-20-155
UNIVERSITY OF KENTUCKY
UOU
159,040
81.089

8250-1
REACTION ENGINEERING INTL
UOU
184,836
81.089

GENDSWT20
NEW MEXICO INSTITUTE OF
MINING & TECH
UOU
759,514
81.089

VARIOUS
UOU
1,630,908
341,872
81.089

18-S20
GEORGE WASHINGTON
UNIVERSITY
UOU
54,844
81.112

60049182
OHIO STATE UNIVERSITY
RESEARCH FNDTN
UOU
-379
81.121

20-0549
BRIGHAM YOUNG UNIVERSITY
UOU
4,062
81.121

1557174 PO#1001094525
UNIVERSITY OF COLORADO
AT BOULDER
UOU
57,755
81.121

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
27

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
18-023
UNIVERSITY OF NEW
HAMPSHIRE
UOU
148,592
81.121

VARIOUS
USU
857,384
725,570
81.121

VARIOUS
UOU
1,072,164
81,885
81.121

VARIOUS
UOU
91,619
81.122

VARIOUS
UOU
2,111,195
203,302
81.124

118115448
University of California at San
Diego
USU
170,456
81.135

VARIOUS
UOU
919,388
157,713
81.135

Subtotal Research and Development Programs– Department of Energy
28,214,809
4,871,933
Subtotal Research and Development Programs– ENERGY, DEPARTMENT OF
28,214,809
4,871,933
ENVIRONMENTAL PROTECTION AGENCY
63-USU-000
Great Lakes Environmental
Center, Inc.
USU
7,443
66

Subtotal Research and Development Programs–
7,443
Office of Research and Development (ORD)
VARIOUS
USU
32,462
66.509

LCASW3SG16
WATER RESEARCH
FOUNDATION
UOU
32,506
66.511

VARIOUS
UOU
101,661
66.511

VARIOUS
UOU
-36
66.514

Subtotal Research and Development Programs– Office of Research and Development (ORD)
166,593
Office of Solid Waste and Emergency Response
N0NE 10040457
rFRIENDS OF GREAT SALT
LAKE
UOU
8,648
66.806

Subtotal Research and Development Programs– Office of Solid Waste and Emergency Response
8,648
Office of Water
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
28

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
USU
41,425
66.461

Subtotal Research and Development Programs– Office of Water
41,425
Subtotal Research and Development Programs– ENVIRONMENTAL PROTECTION AGENCY
224,109
FEDERAL COUNCIL ON THE ARTS AND THE HUMANITIES
Institute of Museum and Library Services
VARIOUS
USU
55,212
45.313

Subtotal Research and Development Programs– Institute of Museum and Library Services
55,212
National Endowment for the Arts
VARIOUS
UOU
25,590
45.024

Subtotal Research and Development Programs– National Endowment for the Arts
25,590
National Endowment for the Humanities
VARIOUS
UOU
2,298
45.160

VARIOUS
UOU
36,347
45.161

Subtotal Research and Development Programs– National Endowment for the Humanities
38,645
Subtotal Research and Development Programs– FEDERAL COUNCIL ON THE ARTS AND THE HUMANITIES
119,447
HEALTH AND HUMAN SERVICES, DEPARTMENT OF
Administration for Community Living
VARIOUS
UOU
46,576
93.048

0000000462
University of Wisconsin at
Madison
USU
26,676
93.433

VARIOUS
USU
324,839
62,207
93.433

Subtotal Research and Development Programs– Administration for Community Living
398,091
62,207
Agency for Healthcare Research and Quality
0039806 (124759-2)
UNIVERSITY OF PITTSBURGH
UOU
698
93.226

CNVA00053096
UNIVERSITY OF PITTSBURGH
UOU
3,890
93.226

WU-20-225
WASHINGTON UNIVERSITY IN
ST LOUIS
UOU
5,437
93.226

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
29

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
568241
UNIVERSITY OF
PENNSYLVANIA
UOU
6,499
93.226

111456
BRIGHAM & WOMENS
HOSPITAL
UOU
20,165
93.226

2133-209-2012832
CLEMSON UNIVERSITY
UOU
29,906
93.226

5R18HS025072
UNIVERSITY OF PITTSBURGH
UOU
36,214
93.226

SUBK00010964 PO3005782711
UNIVERSITY OF MICHIGAN
UOU
38,068
93.226

3000301409 (A18-0236-S004)
CAROLINAS HEALTHCARE
SYSTEM
UOU
38,293
93.226

2312021528152594L
RTI INTERNATIONAL
UOU
41,850
93.226

5001451461
MEDSTAR HEALTH
UOU
128,649
93.226

VARIOUS
UOU
3,365,611
611,357
93.226

Subtotal Research and Development Programs– Agency for Healthcare Research and Quality
3,715,280
611,357
Centers for Disease Control and Prevention
44978
ABT ASSOCIATES INC
UOU
-188
93

T.O. 49775
ABT ASSOCIATES INC
UOU
2,597
93

75D30120P07910
UOU
11,013
93
COVID-19
20-SA-313301A-631
NATL ALLNCE OF ST AND
TERRITRL AIDS DIR
UOU
14,655
93

10054011
URBAN INDIAN CENTER OF
SALT LAKE
UOU
15,380
93

75D301-19-C-05998
HARVARD PILGRIM
HEALTHCARE INST
UOU
25,839
93

1901002Z1 (P0103797)
MICHIGAN TECHNOLOGICAL
UNIVERSITY
UOU
33,626
93

EGS0045
EAGLE GLOBAL SCIENTIFIC
LLC
UOU
35,886
93

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
30

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
TASK ORDER 49970
ABT ASSOCIATES INC
UOU
43,859
93

NONE 10051889
THE TASK FORCE FOR
GLOBAL HEALTH
UOU
87,838
93

VARIOUS
UOU
2,601,395
329,176
93

S00427-01
UNIVERSITY OF IOWA
UOU
11,105
93.073

VARIOUS
UOU
419,804
93.073

231295 YEAR 1
MASSACHUSETTS GENERAL
HOSPITAL
UOU
3,530
93.084

1902999
UNIVERSITY OF MARYLAND
UOU
56,397
93.084

2004040591
JOHNS HOPKINS HOSPITAL
UOU
62,087
93.084

VARIOUS
UOU
1,835,462
910,983
93.084

1600184A 2026
UNIVERSITY OF MARYLAND
BALTIMORE
UOU
29,184
93.136

VARIOUS
UOU
997,968
445,606
93.136

SUB00001631
UNIVERSITY OF FLORIDA
UOU
-3
93.262

183405351
UNIVERSITY OF WISCONSIN-
MILWAUKEE
UOU
7,652
93.262

G-61105-03
COLORADO STATE
UNIVERSITY
UOU
13,896
93.262

VARIOUS
UOU
1,447,108
7,255
93.262

44306  / T.O. 50771
ABT ASSOCIATES INC
UOU
199
93.283

PO 3333
THE TASK FORCE FOR
GLOBAL HEALTH
UOU
12,410
93.283

PO 3073 / PI-CD32-ICBD
THE TASK FORCE FOR
GLOBAL HEALTH
UOU
54,195
93.283

VARIOUS
UOU
619,371
376,020
93.283

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
31

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
NONE 10035084
INTERMOUNTAIN HEALTHCARE
UOU
311
93.315

VARIOUS
UOU
392,927
93.315

00003179
MD ANDERSON CANCER
CENTER
UOU
170,864
93.354

1082020 222-1402-2
NATL ASSOCIATION OF
CHRONIC DISEASE
UOU
28,068
93.421

VARIOUS
UOU
311,053
93.898

Subtotal Research and Development Programs– Centers for Disease Control and Prevention
9,345,488
2,069,040
Department of Health and Human Services
10014935
AXON MEDICAL INC
UOU
158
93

0901
NATIONAL MARROW DONOR
PROGRAM
UOU
8,774
93

10045855 /13541
THE EMMES COMPANY LLC
UOU
10,864
93

VARIOUS
UOU
32,315
93

6119114400E
UNIVERSITY OF SOUTH
FLORIDA
UOU
95,852
93

Subtotal Research and Development Programs– Department of Health and Human Services
147,963
Food and Drug Administration
3003792592
UNIVERSITY OF MICHIGAN
UOU
566
93.103

UFOCR00012081
(UFDSP0011718)
UNIVERSITY OF FLORIDA
UOU
10,578
93.103

ZAD00000
UNIVERSITY OF KANSAS
UOU
24,532
93.103

VARIOUS
UOU
113,524
10,766
93.103

Subtotal Research and Development Programs– Food and Drug Administration
149,200
10,766
Health Resources and Services Administration
VARIOUS
UOU
31,195
93

VARIOUS
UOU
317,902
93.059

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
32

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
UOU
298,593
223,058
93.107

VARIOUS
UOU
787,001
582,307
93.110

201503204-1
UNIVERSITY OF CALIFORNIA
DAVIS
UOU
-16,314
93.127

PO 10041358
MEDICAL COLLEGE OF
WISCONSIN
UOU
1,939
93.127

R1192435
UNIVERSITY AT BUFFALO
UOU
14,552
93.127

1016191_UUT
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
27,917
93.127

A20-1236-S001
UNIVERSITY OF CALIFORNIA
DAVIS
UOU
123,515
93.127

VARIOUS
UOU
3,585,321
93.127

UWSC8703
UNIVERSITY OF WASHINGTON
UOU
3,520
93.145

UWSC11302 BPO#42137
UNIVERSITY OF WASHINGTON
UOU
137,682
93.145

VARIOUS
UOU
387,193
93.153

VARIOUS
UOU
461,961
93.178

VARIOUS
UOU
248,796
93.186

1GA5RH37461-01
UOU
78
93.211
COVID-19
VARIOUS
UOU
248,874
93.211

VARIOUS
UOU
-8,133
93.236

VARIOUS
UOU
390,230
12,089
93.247

1H4CHS37362-01
UOU
10,582
93.253
COVID-19
VARIOUS
UOU
147,433
93.253

VARIOUS
UOU
189,000
93.264

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
33

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
UOU
78,740
93.342

VARIOUS
UOU
625,521
89,234
93.359

FY19.641.003
UNIVERSITY OF COLORADO
AT DENVER
UOU
99,080
93.516

VARIOUS
UOU
182,271
93.732

15-218A-RPA003
Idaho State University
USU
17,315
93.884

VARIOUS
UOU
288,142
93.884

VARIOUS
UOU
820,261
93.918

VARIOUS
UOU
772,302
244,364
93.969

Subtotal Research and Development Programs– Health Resources and Services Administration
10,272,469
1,151,052
Indian Health Service
UU10054435
ALBUQUERQUE AREA INDIAN
HLTH BRD INC
UOU
78,269
93.231

Subtotal Research and Development Programs– Indian Health Service
78,269
National Institutes of Health
10051908
NEOTHERMA ONCOLOGY
UOU
-9,688
93

N0NE 10037819
BIOFIRE DIAGNOSTICS INC
UOU
-699
93

10052282
REGENSTRIEF INSTITUTE, INC
UOU
-16
93

N0NE 10038017
ECOG-ACRIN CANCER
RESEARCH GROUP
UOU
146
93

NRN: 0216392
RTI INTERNATIONAL
UOU
791
93

1503014
RECURSION
PHARMACEUTICALS LLC
UOU
820
93

NONE 10042955
LAM FOUNDATION
UOU
1,041
93

ROCH$ANHL1131
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
1,600
93

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
34

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
19-84105-09 (17-074)
UNIVERSITY OF TEXAS
MEDICAL BRANCH
UOU
1,773
93

N0NE 10040309
MAYO CLINIC ROCHESTER
UOU
2,523
93

10045509
INTERMOUNTAIN HEALTHCARE
UOU
2,808
93

UGICA189955
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
2,961
93

N0NE 10016682
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
4,584
93

N0NE 10035406
ALL CHILDREN'S RESEARCH
INSTITUTE
UOU
4,881
93

3002875927
UNIVERSITY OF MICHIGAN
UOU
5,649
93

1802
NATIONAL MARROW DONOR
PROGRAM
UOU
7,844
93

RC103694UT
MICHIGAN STATE UNIVERSITY
UOU
9,823
93

UOU-195385
MAYO CLINIC ROCHESTER
UOU
12,589
93

N0NE 10035080
NEW ENGLAND RESEARCH
INSTITUTES
UOU
13,096
93

NONE 10042415
CINCINNATI CHILDRENS
HOSPITAL MED CTR
UOU
15,464
93

6426-509
WESTAT
UOU
16,099
93

PO 65497845 / MCR-0131-CPN
MAYO CLINIC ROCHESTER
UOU
17,211
93

1U10NS077305-01
MASSACHUSETTS GENERAL
HOSPITAL
UOU
22,141
93

HHSN268201700021C
TECHNOLOGY HOLDINGS LLC
UOU
24,774
93

N0NE 10037982
JAEB CENTER FOR HEALTH
RESEARCH
UOU
24,912
3,108
93

FY18.903.001
UNIVERSITY OF COLORADO
AT DENVER
UOU
27,848
93

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
35

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
A032446 SPS#226749
DUKE UNIVERSITY
UOU
37,683
93

1U01HL131003-3
CINCINNATI CHILDRENS
HOSPITAL MED CTR
UOU
37,739
93

N0NE 10033707
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
45,013
93

UU442019
HEALTH RHYTHMS
UOU
47,332
93

VARIOUS
USU
60,806
93
COVID-19
A003630302
UNIVERSITY OF MINNESOTA
UOU
68,906
93

SUB#950008021512C
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
119,415
93

000513373-SP004-001
UNIVERSITY OF ALABAMA AT
BIRMINGHAM
UOU
690,920
93

VARIOUS
USU
3,651,000
664,210
93

VARIOUS
UOU
8,033,424
579,929
93

00005077
MD ANDERSON CANCER
CENTER
UOU
154
93.077

WFUHS 552908
WAKE FOREST UNIVERSITY
UOU
34
93.113

10054189
NEW ENGLAND RESEARCH
INSTITUTES
UOU
320
93.113

UFDSP00011534
UNIVERSITY OF FLORIDA
UOU
66,608
93.113

VARIOUS
UOU
717,282
93.113

10033827
GLYCOMIRA LLC
UOU
9,284
93.121

ASUB00000129
ARIZONA STATE UNIVERSITY
UOU
13,105
93.121

VARIOUS
UOU
3,207,622
391,039
93.121

0011233A and 0011234A
UNIVERSITY OF TEXAS AT
HOUSTON
UOU
330,332
93.142

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
36

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
400763-5802
COLORADO SCHOOL OF MINES
UOU
109,133
93.143

1R43HG009868-01
FRAMESHIFT LABS LLC
UOU
-1,237
93.172

OOS030229-UTAH-84068
KAISER FOUNDATION
RESEARCH INSTITUTE
UOU
17,545
93.172

1R41HG009629-01
FRAMESHIFT LABS LLC
UOU
24,177
93.172

20000.044.02-06
HUDSONALPHA INSTITUTE OF
BIOTECHNOLOGY
UOU
60,226
93.172

2R44HG009096-02
FRAMESHIFT LABS LLC
UOU
85,551
93.172

CNVA00055110(129583-1)
UNIVERSITY OF PITTSBURGH
UOU
93,262
93.172

5114653 (5111267)
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
UOU
98,941
93.172

5001020-5500001047
BROAD INSTITUTE
UOU
350,266
93.172

VARIOUS
UOU
4,583,017
13,199
93.172

R1172292
RESEARCH FOUNDATION OF
SUNY
UOU
25,378
93.173

10052265
BLACKROCK MICROSYSTEMS
UOU
27,689
93.173

A20-0069-S001
MEDICAL UNIVERSTIY OF
SOUTH CAROLINA
UOU
44,288
93.173

1008367_UUT
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
49,742
93.173

GMO 17510
UNIV OF TEXAS
SOUTHWESTERN MEDICAL
CTR
UOU
52,855
93.173

VARIOUS
USU
112,720
44,346
93.173

18-0526
BRIGHAM YOUNG UNIVERSITY
UOU
117,868
93.173

UMS-1163
UNIVERSITY OF MAINE AT
FORT KENT
UOU
132,199
93.173

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
37

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
18-0523
BRIGHAM YOUNG UNIVERSITY
UOU
179,431
93.173

110445A 2058 SR00005457
UNIVERSITY OF MARYLAND
UOU
302,733
93.173

VARIOUS
UOU
4,660,817
387,532
93.173

570169
UNIVERSITY OF
PENNSYLVANIA
UOU
7,236
93.213

GR107787(CON-800002024)
YALE UNIVERSITY
UOU
11,872
93.213

11-19630-99-01-G2
MOFFITT CANCER CENTER
UOU
16,255
93.213

17-A0-00-008501        PO#
M200274468
NYU LANGONE MEDICAL
CENTER
UOU
16,311
93.213

0255-C501-4609
ICAHN SCHOOL OF MEDICINE
AT MOUNT SINAI
UOU
18,805
93.213

2004336294
JOHNS HOPKINS UNIVERSITY
UOU
18,843
93.213

1279 (0752)
RUTGERS UNIVERSITY
UOU
36,096
93.213

VARIOUS
UOU
1,242,931
367,454
93.213

VARIOUS
UOU
387,449
69,223
93.233

VARIOUS
USU
692,393
543,593
93.233

3004544101
UNIVERSITY OF MICHIGAN
UOU
-14,928
93.242

3004134601
UNIVERSITY OF MICHIGAN
UOU
-521
93.242

496K952
UNIVERSITY OF WISCONSIN-
MADISON
UOU
2,486
93.242

UWSC8570
UNIVERSITY OF WASHINGTON
UOU
4,159
93.242

2017-0154
PSYCTECH LTD
UOU
7,933
93.242

17717
UNIVERSITY OF ILLINOIS AT
CHICAGO
UOU
19,978
93.242

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
38

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
18-M23
GEORGE WASHINGTON
UNIVERSITY
UOU
21,137
93.242

18-M32
GEORGE WASHINGTON
UNIVERSITY
UOU
35,239
93.242

5111756
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
UOU
38,457
93.242

2004512570
JOHNS HOPKINS UNIVERSITY
UOU
54,941
93.242

UU442018
HEALTH RHYTHMS
UOU
60,086
93.242

3004653606
UNIVERSITY OF MICHIGAN
UOU
75,852
93.242

5115883
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
UOU
76,656
93.242

3003298612 3005638697
UNIVERSITY OF MICHIGAN
UOU
113,486
93.242

690K922
UNIVERSITY OF WISCONSIN-
MADISON
UOU
548,007
93.242

VARIOUS
UOU
4,791,632
298,823
93.242

7017137290-1
RHODE ISLAND HOSPITAL
UOU
14,100
93.273

16345
UNIVERSITY OF ILLINOIS AT
CHICAGO
UOU
29,390
93.273

S-001070
UNIVERSITY OF CALIFORNIA
RIVERSIDE
UOU
36,515
93.273

A00-3115-S001 (MUSC18-025-
8C712)
MEDICAL UNIVERSTIY OF
SOUTH CAROLINA
UOU
38,057
93.273

UWSC9335
UNIVERSITY OF WASHINGTON
UOU
99,617
93.273

VARIOUS
USU
1,014,172
798,278
93.273

VARIOUS
UOU
1,156,231
6,227
93.273

15116-1
HENNEPIN HEALTHCARE
RESEARCH INSTITUTE
UOU
-14,203
93.279

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
39

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
009942-025
UNIVERSITY OF CINCINNATI
UOU
-9,787
93.279

140401
BRIGHAM YOUNG UNIVERSITY
UOU
-3,885
93.279

FY19.778.003
UNIVERSITY OF COLORADO
AT DENVER
UOU
885
93.279

10158SC
University of California at San
Francisco
USU
2,982
93.279

SC37730-1 (P0160021)
COLORADO SEMINARY
UOU
3,982
93.279

00057127(130219-3)
UNIVERSITY OF PITTSBURGH
UOU
7,110
93.279

PO 65661L
RTI INTERNATIONAL
UOU
8,511
93.279

A19-0019-S001
MEDICAL UNIVERSTIY OF
SOUTH CAROLINA
UOU
15,647
93.279

0000000204
UNIVERSITY OF WISCONSIN-
MADISON
UOU
18,637
93.279

9920180084
RAND CORPORATION
UOU
21,088
93.279

115327068 MP INVOICE#
S9002304
UNIVERSITY OF CALIFORNIA
SAN DIEGO
UOU
28,839
93.279

AWD00000068(132578-6)
UNIVERSITY OF PITTSBURGH
UOU
29,519
93.279

VARIOUS
USU
63,879
93.279

401655
THE MCLEAN HOSPITAL
CORPORATION
UOU
87,800
93.279

32661 UTAH
BARROW NEUROLOGICAL
INSTITUTE
UOU
116,706
93.279

VARIOUS
UOU
7,850,555
672,634
93.279

5-40513
UNIVERSITY OF MEMPHIS
UOU
12,183
93.286

URK87
FLORIDA ATLANTIC
UNIVERSITY
UOU
17,276
93.286

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
40

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
11171SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
33,095
93.286

122367359
UNIVERSITY OF SOUTHERN
CALIFORNIA
UOU
75,642
93.286

VARIOUS
UOU
2,830,891
166,814
93.286

UTA17-0001145
UNIVERSITY OF TEXAS AT
AUSTIN
UOU
-392
93.307

11-19002-99-01-G2
MOFFITT CANCER CENTER
UOU
10,779
93.307

18-A1-00-007896 PROJ#110387
NEW YORK UNIVERSITY
UOU
30,420
93.307

VARIOUS
UOU
1,058,349
455,463
93.307

000519041-007
UNIVERSITY OF ALABAMA AT
BIRMINGHAM
UOU
-17,054
93.310

94745352
UNIVERSITY OF SOUTHERN
CALIFORNIA
UOU
-1,464
93.310

10053351
NEW ENGLAND RESEARCH
INSTITUTES
UOU
297
93.310

226141289C
UNIVERSITY OF TEXAS AT EL
PASO
UOU
7,225
93.310

10052860
NEW ENGLAND RESEARCH
INSTITUTES
UOU
8,218
93.310

5U2COD023375
DUKE UNIVERSITY
UOU
16,253
93.310

5101964-1
BOSTON COLLEGE
UOU
32,351
32,296
93.310

VARIOUS
UOU
4,515,919
184,060
93.310

000518169-006
UNIVERSITY OF ALABAMA AT
BIRMINGHAM
UOU
2,371
93.350

MUSC19-013-8D533 (MUSC17-
020-8C706)
MEDICAL UNIVERSTIY OF
SOUTH CAROLINA
UOU
9,539
93.350

VUMC 59240
VANDERBILT UNIVERSITY
UOU
26,445
93.350

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
41

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
AWD00000243
UNIVERSITY OF PITTSBURGH
UOU
38,125
93.350

2037876
DUKE CLINICAL RESEARCH
INSTITUTE
UOU
41,311
93.350

203-7853
DUKE CLINICAL RESEARCH
INSTITUTE
UOU
49,911
93.350

60044737UU
NORTHWESTERN UNIVERSITY
UOU
88,375
93.350

VARIOUS
UOU
10,483,225
374,635
93.350

SBIR-II-UU-SUB-02
3HELIX INC
UOU
10,563
93.351

VARIOUS
UOU
2,223,252
18,271
93.351

1178701 2019-0372
DANA FARBER CANCER
INSTITUTE
UOU
1,928
93.353

VARIOUS
UOU
4,605,413
2,313,022
93.353

FY19.961.001
UNIVERSITY OF COLORADO
AT DENVER
UOU
-90
93.361

EP2952370 PR8503090-V2
VIRGINIA COMMONWEALTH
UNIVERSITY
UOU
4,580
93.361

UA15-060
UNIVERSITY OF ALABAMA
UOU
19,162
93.361

2017-3499
UNIVERSITY OF CALIFORNIA
IRVINE
UOU
20,543
93.361

A032608
DUKE UNIVERSITY
UOU
51,366
93.361

A031183 (2035600)
DUKE UNIVERSITY
UOU
72,082
93.361

VARIOUS
UOU
1,988,813
291,107
93.361

VARIOUS
UOU
1,226,380
93.368

RS20152192-06
UNIVERSITY OF OKLAHOMA
UOU
-4,360
93.393

0000813360
FRED HUTCHINSON CANCER
RESEARCH CENTER
UOU
-479
93.393

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
42

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
10052126
WESTAT
UOU
2,289
93.393

BD523231
MEMORIAL SLOAN-KETTERING
CANCER CTR
UOU
4,835
93.393

10-20216-99-01-G2
MOFFITT CANCER CENTER
UOU
9,300
93.393

RS20160790-05
UNIVERSITY OF OKLAHOMA
UOU
12,950
93.393

GB10524
UNIVERSITY OF VIRGINIA
UOU
13,415
93.393

D007018701
University of Minnesota
USU
18,755
93.393

11000720-012 (4102-81790)
PURDUE UNIVERSITY
UOU
19,326
93.393

VUMC73753
VANDERBILT UNIVERSITY
MEDICAL CENTER
UOU
20,111
93.393

SP00013766-01
GEORGIA STATE UNIVERSITY
UOU
20,903
93.393

SUB2158
MD ANDERSON CANCER
CENTER
UOU
35,341
93.393

2(GG012814-02) [S(GG012814-
01)]
COLUMBIA UNIVERSITY
UOU
36,955
93.393

N006612801
UNIVERSITY OF MINNESOTA
UOU
47,701
93.393

SUB#835528
FRED HUTCHINSON CANCER
RESEARCH CENTER
UOU
86,309
93.393

1557 G 2A332 PTE-441356 RJ
29590
UNIVERSITY OF CALIFORNIA
LOS ANGELES
UOU
95,104
93.393

3(GG013725-01) / SAPO: G12765
COLUMBIA UNIVERSITY
UOU
156,163
93.393

92275293 S9001779
UNIVERSITY OF CALIFORNIA
SAN DIEGO
UOU
190,479
49,718
93.393

VARIOUS
UOU
7,279,012
2,268,980
93.393

7000000941 (7R01CA211892)
BAYLOR COLLEGE OF
MEDICINE
UOU
25,219
93.394

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
43

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
2016-45
UNIVERSITY OF OKLAHOMA
UOU
78,047
93.394

00004322
MD ANDERSON CANCER
CENTER
UOU
125,227
93.394

VARIOUS
UOU
2,422,840
322,374
93.394

U10CA18082002
ECOG-ACRIN MEDICAL
RESEARCH FDTN
UOU
-1,214
93.395

5R01CA184798-05
MEDICAL COLLEGE OF
WISCONSIN
UOU
1,595
93.395

CA29605
JOHN WYNE CNCR INST@ST
JHN'S HLTH CR CTR
UOU
1,978
93.395

09560003-323342
VETERANS MEDICAL
RESEARCH FOUNDATION
UOU
14,829
93.395

1013080_UUTAH
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
24,491
93.395

53261.2003487.669304
BECKMAN RESH INST OF CITY
OF HOPE
UOU
28,313
93.395

PO 20104920-RSUB
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
29,082
93.395

10045310
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
30,000
93.395

10052250
PEEL THERAPEUTICS
UOU
73,601
93.395

10054509
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
76,407
93.395

R01 CA221197 PO# 7000000513
BAYLOR COLLEGE OF
MEDICINE
UOU
82,613
93.395

1013080_UTAH_GROSSMAN
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
83,410
93.395

10044354
THERA TARGET INC
UOU
86,166
93.395

745001
PROTEOGENOMICS RESH
INST FOR SYS MED
UOU
97,986
93.395

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
44

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
UTT-194321  PO#66186213
MAYO CLINIC ROCHESTER
UOU
129,141
93.395

00062660
BIOMIMETIX JV LLC
UOU
177,446
93.395

SUBK00008225
UNIVERSITY OF MICHIGAN
UOU
293,840
93.395

WU-19-77 / WU-20-165
WASHINGTON UNIVERSITY IN
ST LOUIS
UOU
356,069
93.395

VARIOUS
UOU
3,567,832
610,760
93.395

152454.5097127.0103
HARVARD UNIVERSITY
UOU
-352
93.396

BD525426
MEMORIAL SLOAN-KETTERING
CANCER CTR
UOU
21,179
93.396

PO#3001052861 SUB00003640
MD ANDERSON CANCER
CENTER
UOU
75,153
93.396

576726
UNIVERSITY OF
PENNSYLVANIA
UOU
151,378
93.396

VARIOUS
UOU
4,973,598
181,275
93.396

10047645
CITY OF HOPE NATIONAL
MEDICAL CENTER
UOU
302,547
93.397

ASUB00000013
ARIZONA STATE UNIVERSITY
UOU
328,338
93.397

VARIOUS
UOU
3,753,292
30,000
93.397

VARIOUS
UOU
2,429,500
93.398

VARIOUS
UOU
951,235
374,006
93.399

CIRT
BRIGHAM & WOMENS
HOSPITAL
UOU
-61,819
93.837

3004153447
UNIVERSITY OF MICHIGAN
UOU
-19,560
93.837

KEY1795-02
NORTHERN CALIFORNIA INST
RESH & EDUC
UOU
-463
93.837

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
45

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
10053462
NEW ENGLAND RESEARCH
INSTITUTES
UOU
1,241
93.837

SITE #LF700
DUKE UNIVERSITY
UOU
1,532
93.837

60060457-60041988
OHIO STATE UNIVERSITY
RESEARCH FNDTN
UOU
1,752
93.837

U01HL130204
BRIGHAM & WOMENS
HOSPITAL
UOU
2,808
93.837

R01HL125918
YALE UNIVERSITY
UOU
3,833
93.837

U10HL068270
NEW ENGLAND RESEARCH
INSTITUTES
UOU
4,565
93.837

WSU14109
WAYNE STATE UNIVERSITY
UOU
6,078
93.837

10052584
NEW ENGLAND RESEARCH
INSTITUTES
UOU
6,312
93.837

60064759
OHIO STATE UNIVERSITY
RESEARCH FNDTN
UOU
6,786
93.837

100035
JOSLIN DIABETES CENTER
UOU
7,157
93.837

N006187431 (N006187407)
UNIVERSITY OF MINNESOTA
UOU
7,268
93.837

696038UOU01
GEISINGER HEALTH SYSTEM
UOU
8,293
93.837

10052093
NEW ENGLAND RESEARCH
INSTITUTES
UOU
10,625
93.837

VARIOUS
Navigen Pharmaceuticals, Inc.
USU
11,418
93.837

138281
CINCINNATI CHILDRENS
HOSPITAL MED CTR
UOU
11,960
93.837

U24HL135691
NEW ENGLAND RESEARCH INC
UOU
12,053
5,460
93.837

U2HL135691
NEW ENGLAND RESEARCH INC
UOU
14,862
93.837

0056306 (130264-1)
UNIVERSITY OF PITTSBURGH
UOU
16,906
93.837

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
46

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
U24HL140168
GEORGE WASHINGTON
UNIVERSITY
UOU
17,302
93.837

11580SUB
SEATTLE CHILDREN'S
HOSPITAL
UOU
17,434
93.837

2020 CVDC 138275 CHAIR
CINCINNATI CHILDRENS
HOSPITAL MED CTR
UOU
21,157
93.837

0214047
RTI INTERNATIONAL
UOU
21,287
20,170
93.837

5U10HL125511
YALE UNIVERSITY SCHOOL OF
MEDICINE
UOU
21,461
93.837

TEAM 4 GROWTH
NEW ENGLAND RESEARCH
INSTITUTES
UOU
22,971
93.837

431976-19122
VIRGINIA POLYTECHNIC
INSTITUTE & ST UNIV
UOU
26,347
93.837

60073460
OHIO STATE UNIVERSITY
RESEARCH FNDTN
UOU
28,988
93.837

60043010 UTAH
NORTHWESTERN UNIVERSITY
UOU
30,513
93.837

GR106666 (CON-80001811)
YALE UNIVERSITY SCHOOL OF
MEDICINE
UOU
31,952
93.837

3004342614
UNIVERSITY OF MICHIGAN
UOU
44,115
93.837

228707
MASSACHUSETTS GENERAL
HOSPITAL
UOU
45,451
93.837

13-312-0214047-52919 L
RTI INTERNATIONAL
UOU
45,891
93.837

0138281 PCGC-PROTOCOL
CINCINNATI CHILDRENS
HOSPITAL MED CTR
UOU
49,448
93.837

N005339721
UNIVERSITY OF MINNESOTA
UOU
49,770
93.837

20112501A
NATIONAL JEWISH HEALTH
UOU
52,181
93.837

10045841
NEW ENGLAND RESEARCH
INSTITUTES
UOU
57,756
93.837

NIH U24HL135691
NEW ENGLAND RESEARCH INC
UOU
64,707
8,351
93.837

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
47

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
G13744 6(GG012850-1)
COLUMBIA UNIVERSITY
UOU
66,380
93.837

CNVA00056243 (130146-1)
P00424130
UNIVERSITY OF PITTSBURGH
UOU
74,165
93.837

20162680-03
UNIVERSITY OF CALIFORNIA
DAVIS
UOU
80,152
93.837

PO #20094367-RSUB
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
84,852
93.837

000515877-001
UNIVERSITY OF ALABAMA
UOU
113,046
93.837

511765 (5111704)
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
UOU
114,310
93.837

000503570-SC009
UNIVERSITY OF ALABAMA
UOU
118,649
10,567
93.837

GENFD0001319815
BOSTON CHILDREN'S
HOSPITAL
UOU
140,433
93.837

1(GG011659)
COLUMBIA UNIVERSITY
UOU
144,068
93.837

3200170321P0962194RSUB
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
149,183
93.837

10051191
MICROSURGICAL
INNOVATIONS
UOU
154,524
93.837

10044713
NEW ENGLAND RESEARCH
INSTITUTES
UOU
174,852
93.837

138275 CVDC-DATA HUB
CINCINNATI CHILDRENS
HOSPITAL MED CTR
UOU
193,025
93.837

R912
DARTMOUTH COLLEGE
UOU
194,925
93.837

1079SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
213,186
93.837

VARIOUS
UOU
12,248,936
254,303
93.837

10041714
NANOSYNTH MATERIALS AND
SENSORS INC
UOU
-31
93.838

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
48

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
ROUTE KEY 3201160619
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
2
93.838

3201160619
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
2
93.838

5R01HL 132358-03  PO#0108688
INDIANA UNIVERSITY
UOU
191
93.838

9012549 (128373-22)
UNIVERSITY OF PITTSBURGH
UOU
1,000
93.838

002
COPD FOUNDATION
UOU
1,000
93.838

003(5u01hl128954-03)
COPD FOUNDATION
UOU
1,743
93.838

001-AMEND 1
COPD FOUNDATION
UOU
1,880
93.838

003
COPD FOUNDATION
UOU
2,000
93.838

N0NE 10039228
INTERMOUNTAIN HEALTHCARE
UOU
27,874
93.838

2-AR-20 (1-AF-20)
GEORGE WASHINGTON
UNIVERSITY
UOU
42,604
93.838

5(GG015835-01)
COLUMBIA UNIVERSITY
UOU
44,198
93.838

SUB10033029
INTERMOUNTAIN HEALTHCARE
UOU
56,786
93.838

11317SUB
SEATTLE CHILDREN'S
RESEARCH INSTITUTE
UOU
57,390
93.838

5U01HL128954
UNIVERSITY OF PITTSBURGH
UOU
62,298
93.838

474337
UNIVERSITY OF ARIZONA
UOU
67,509
93.838

MFMU-ALPS FOLLOWUP
GEORGE WASHINGTON
UNIVERSITY
UOU
101,246
93.838

5111456
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
UOU
111,301
93.838

UWSC10605 BPO33124
UNIVERSITY OF WASHINGTON
UOU
112,276
93.838

VUMC73919
VANDERBILT UNIVERSITY
UOU
118,226
93.838

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
49

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
FP00003678-SA004
VIRGINIA COMMONWEALTH
UNIVERSITY
UOU
144,340
93.838

10461SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
474,453
93.838

VARIOUS
UOU
1,420,746
54,527
93.838

WU-17-100
WASHINGTON UNIVERSITY IN
ST LOUIS
UOU
-15,145
93.839

PT105889-SC102422
VIRGINIA COMMONWEALTH
UNIVERSITY
UOU
-5,595
93.839

U10HL069294
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
162
93.839

0801
NATIONAL MARROW DONOR
PROGRAM
UOU
10,626
93.839

1175-SUB
CLEVELAND CLINIC
FOUNDATION
UOU
12,699
93.839

WU-20-376
WASHINGTON UNIVERSITY IN
ST LOUIS
UOU
32,649
93.839

1U01HL143477-01
MEDICAL COLLEGE OF
WISCONSIN
UOU
46,257
93.839

S00006
UNIVERSITY OF IOWA
UOU
323,159
93.839

VARIOUS
UOU
2,497,881
330,544
93.839

RG760-G1
GEORGIA INSTITUTE OF
TECHNOLOGY
UOU
-21,342
93.846

572644 CUTIS
UNIVERSITY OF
PENNSYLVANIA
UOU
162
93.846

572644-ARAMIS
UNIVERSITY OF
PENNSYLVANIA
UOU
162
93.846

578142
UNIVERSITY OF
PENNSYLVANIA
UOU
642
93.846

560224
UNIVERSITY OF
PENNSYLVANIA
UOU
1,025
93.846

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
50

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
001
HOSPITAL FOR SPECIAL
SURGERY
UOU
4,077
93.846

A030247
DUKE UNIVERSITY
UOU
14,720
93.846

572644
UNIVERSITY OF
PENNSYLVANIA
UOU
28,888
93.846

572080
UNIVERSITY OF
PENNSYLVANIA
UOU
58,005
93.846

217180C
UNIVERSITY OF OREGON
UOU
114,532
93.846

VARIOUS
UOU
2,325,904
5,430
93.846

20143114
UNIVERSITY OF CALIFORNIA
IRVINE
UOU
-3,592
93.847

10047199
NAVIGEN
UOU
-1,146
93.847

224717
MASSACHUSETTS GENERAL
HOSPITAL
UOU
-910
93.847

UWSC8920
UNIVERSITY OF WASHINGTON
UOU
728
93.847

32307-1
AUGUSTA UNIVERSITY
UOU
1,033
93.847

FP068366-01 J
UNIVERSITY OF CHICAGO
UOU
2,271
93.847

025538374609
ICAHN SCHOOL OF MEDICINE
AT MOUNT SINAI
UOU
3,278
93.847

UWSC9604-BPO20743
UNIVERSITY OF WASHINGTON
UOU
5,729
93.847

701-7137304-1
RHODE ISLAND HOSPITAL
UOU
5,734
93.847

NONE 10047398
ARBOR RESEARCH
COLLABORATIVE FOR HEALTH
UOU
6,789
93.847

S00546 (W000937002)
UNIVERSITY OF IOWA
UOU
9,290
93.847

S00567-01
UNIVERSITY OF IOWA
UOU
9,992
93.847

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
51

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
FY19.344.001/PRO-25-A7271
UNIVERSITY OF COLORADO
AT DENVER
UOU
13,417
93.847

2004017126
JOHNS HOPKINS HOSPITAL
UOU
16,539
93.847

3004918540
UNIVERSITY OF MICHIGAN
UOU
17,982
93.847

2003108669
JOHNS HOPKINS UNIVERSITY
UOU
19,546
93.847

10043586
STREAMDX INC
UOU
23,677
93.847

CNVA00060589 (131753-3)
UNIVERSITY OF PITTSBURGH
UOU
26,375
93.847

3001370490
MD ANDERSON CANCER
CENTER
UOU
27,544
93.847

SPC-001310
UNIVERSITY OF MIAMI
UOU
28,134
93.847

701K816
UNIVERSITY OF WISCONSIN-
MADISON
UOU
46,385
93.847

GB10510
UNIVERSITY OF VIRGINIA
UOU
53,224
93.847

10051344
POTRERO HILL THERAPEUTICS
UOU
58,781
93.847

203-7932
DUKE CLINICAL RESEARCH
INSTITUTE
UOU
58,802
93.847

10053353
STREAMDX INC
UOU
72,971
93.847

0255-B222-4609
ICAHN SCHOOL OF MEDICINE
AT MOUNT SINAI
UOU
107,111
93.847

150801  GMO 150801
PO#000000659E
UNIV OF TEXAS
SOUTHWESTERN MEDICAL
CTR
UOU
130,177
93.847

WU13237PO2917459W
WASHINGTON UNIVERSITY IN
ST LOUIS
UOU
144,989
93.847

VARIOUS
UOU
10,715,074
648,363
93.847

114928
BRIGHAM & WOMENS
HOSPITAL
UOU
-1,697
93.853

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
52

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
G012275.157195
UNIVERSITY OF VIRGINIA
UOU
-1,249
93.853

9957SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
-378
93.853

51953335
UNIVERSITY OF CALIFORNIA
SAN DIEGO
UOU
-42
93.853

8444SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
-3
93.853

SUBK10410CSPR-002
(CSPR#002)
UNIVERSITY OF MICHIGAN
UOU
945
93.853

17-009595 A00
University of Massachusetts
USU
1,468
93.853

GC12107146770
UNIVERSITY OF VIRGINIA
UOU
1,731
93.853

11625SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
2,113
93.853

679K615 - 137943 - 17-8525
UNIVERSITY OF WISCONSIN-
MADISON
UOU
2,831
93.853

012340-135733
UNIVERSITY OF CINCINNATI
UOU
2,934
93.853

417096/URFAO:GR510660
UNIVERSITY OF ROCHESTER
UOU
3,963
93.853

010785-135733
UNIVERSITY OF CINCINNATI
UOU
5,953
93.853

012043-135733
UNIVERSITY OF CINCINNATI
UOU
6,648
93.853

UTA-232483
MAYO CLINIC JACKSONVILLE
UOU
8,143
93.853

3202030620
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
8,834
93.853

012044-135733 (INSTITUTE
22(R22)
UNIVERSITY OF CINCINNATI
UOU
10,267
93.853

FP066261-E
UNIVERSITY OF CHICAGO
UOU
13,226
93.853

752218
UNIVERSITY OF WASHINGTON
UOU
13,341
93.853

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
53

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
1006969_UTAH
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
16,087
93.853

192656-1
WEILL CORNELL MEDICINE
UOU
16,101
93.853

UOU-224063-01
MAYO CLINIC JACKSONVILLE
UOU
17,671
93.853

9748SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
18,266
93.853

011266-135733
UNIVERSITY OF CINCINNATI
UOU
19,696
93.853

R41NS100184
THERA TARGET INC
UOU
22,651
93.853

REF #228383
MASSACHUSETTS GENERAL
HOSPITAL
UOU
23,465
93.853

GB10094
UNIVERSITY OF VIRGINIA
UOU
27,523
93.853

230537
MASSACHUSETTS GENERAL
HOSPITAL
UOU
35,409
93.853

011337-135733
UNIVERSITY OF CINCINNATI
UOU
37,252
93.853

532506
UNIVERSITY OF ARIZONA
UOU
49,693
93.853

138078-5105159
HARVARD UNIVERSITY
UOU
52,141
93.853

121799
BRIGHAM & WOMENS
HOSPITAL
UOU
56,659
93.853

970614
RESH INST AT NATIONWIDE
CHLDRNS HOSP
UOU
63,688
93.853

417333/URFAO:GR 510789
UNIVERSITY OF ROCHESTER
UOU
76,536
93.853

30005472-02
ALL CHILDREN'S RESEARCH
INSTITUTE
UOU
80,278
93.853

121807
BRIGHAM & WOMENS
HOSPITAL
UOU
81,554
93.853

2020-1261
UNIVERSITY OF CALIFORNIA
IRVINE
UOU
96,174
93.853

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
54

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
223171
MASSACHUSETTS GENERAL
HOSPITAL
UOU
101,377
93.853

11829SUB
SEATTLE CHILDREN'S
HOSPITAL
UOU
119,676
93.853

1213-SUB
CLEVELAND CLINIC
FOUNDATION
UOU
135,023
93.853

3RDR7
UNIVERSITY OF NEW MEXICO
UOU
154,896
93.853

184028-04 170541-04  [15101628-
04]
WEILL CORNELL MEDICINE
UOU
181,918
93.853

FP00007840
VIRGINIA COMMONWEALTH
UNIVERSITY
UOU
203,014
93.853

VARIOUS
USU
203,505
93.853

502063UU
FEINSTEIN INSTITUTE FOR
MEDICAL RESEARCH
UOU
210,212
93.853

2R44NS097047-02
NEUROENE THERAPEUTICS
UOU
226,120
93.853

121805
BRIGHAM & WOMENS
HOSPITAL
UOU
235,493
93.853

A006795101
UNIVERSITY OF MINNESOTA
UOU
259,632
93.853

VARIOUS
UOU
14,827,869
964,839
93.853

6863RADICALS IIA
DUKE CLINICAL RESEARCH
INSTITUTE
UOU
-31,208
93.855

9858SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
-5,511
93.855

PRO-00045657
DUKE UNIVERSITY
UOU
-2,813
93.855

9295SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
225
93.855

11861SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
270
93.855

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
55

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
5109738
University of North Carolina at
Chapel Hill
USU
275
93.855

10043348
NAVIGEN
UOU
1,299
93.855

21F139-01
Texas Tech University
USU
8,845
93.855

16-A0-00-007002-01
NEW YORK UNIVERSITY
UOU
14,632
93.855

VUMC61446
VANDERBILT UNIVERSITY
UOU
17,567
93.855

GM0150311
UNIV OF TEXAS
SOUTHWESTERN MEDICAL
CTR
UOU
20,371
93.855

17-M32
GEORGE WASHINGTON
UNIVERSITY
UOU
22,764
93.855

21F162-01
Texas Tech University
USU
28,891
93.855

2038233  PTE UM1AI104681
DUKE UNIVERSITY
UOU
48,455
93.855

PG20-61120-01
University of Montana
USU
52,570
93.855

10050996
BRIGHAM & WOMENS
HOSPITAL
UOU
58,060
93.855

R34AI136783-03
UNIVERSITY OF CALGARY
UOU
60,783
93.855

2301GVE795
UNIVERSITY OF CALIFORNIA
LOS ANGELES
UOU
68,460
93.855

20083701
NATIONAL JEWISH HEALTH
UOU
77,061
93.855

200441512
JOHNS HOPKINS UNIVERSITY
UOU
89,160
93.855

SUBAGREEMENT NO. 100
Kineta, Inc.
USU
99,217
93.855

31116A
Albert Einstein College of
Medicine
USU
102,826
93.855

VARIOUS
USU
107,658
93.855

10035912
BIOFIRE DIAGNOSTICS INC
UOU
109,729
93.855

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
56

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
A182273 (T813799)
EMORY UNIVERSITY
UOU
119,417
93.855

202980UU
UNIVERSITY OF NOTRE DAME
UOU
135,519
93.855

25281-08-324
THE WISTAR INSTITUTE
UOU
141,658
93.855

10049369
GLYCOMIRA LLC
UOU
145,821
93.855

5956012798UTAH
SANFORD-BURNHAM MEDICAL
RESEARCH INST
UOU
150,891
93.855

STTR18042019
Sab Capra, LLC
USU
251,906
93.855

VARIOUS
UOU
10,820,008
1,133,783
93.855

WU1685P02928460A
WASHINGTON UNIVERSITY IN
ST LOUIS
UOU
-2,538
93.859

C15A12080(A10183)
Yale University
USU
13,124
93.859

111479-5115797
HARVARD UNIVERSITY
UOU
19,125
93.859

AWD00001240(133730-1)
UNIVERSITY OF PITTSBURGH
UOU
30,244
93.859

F300738-1 REF#2850
UNIVERSITY OF MARYLAND
UOU
30,925
93.859

VARIOUS
UVU
31,981
93.859

GB10602.PO #2141113
UNIVERSITY OF VIRGINIA
UOU
67,100
93.859

FCCC 15107-04
FOX CHASE CANCER CENTER
UOU
153,818
93.859

VARIOUS
USU
526,983
93.859

VARIOUS
UOU
26,129,370
3,670,142
93.859

0254-3544-4609
ICAHN SCHOOL OF MEDICINE
AT MOUNT SINAI
UOU
-3,305
93.865

3200720719
CHILDRENS HOSPITAL
PHILADELPHIA
UOU
-1,036
93.865

M16A12517 (A10541)
YALE UNIVERSITY
UOU
-88
93.865

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
57

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
1R44HD095355-01
NANONC INC
UOU
-53
93.865

VUMC 53375
VANDERBILT UNIVERSITY
MEDICAL CENTER
UOU
119
93.865

10050207
RTI INTERNATIONAL
UOU
639
93.865

FWA00003745
DUKE UNIVERSITY
UOU
654
93.865

5107013
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
UOU
1,154
93.865

10041405
RTI INTERNATIONAL
UOU
2,009
93.865

11449SUB
SEATTLE CHILDREN'S
HOSPITAL
UOU
3,562
93.865

GENFD0001754387
BOSTON CHILDREN'S
HOSPITAL
UOU
7,057
93.865

UTHHD089922DF
PENNSYLVANIA STATE
UNIVERSITY
UOU
8,796
93.865

FY20.812.003 2-5-A9096
UNIVERSITY OF COLORADO
AT DENVER
UOU
9,315
93.865

HD 036790 / 0212456
RTI INTERNATIONAL
UOU
10,460
93.865

11000764-046
Purdue University
USU
10,472
93.865

1014948_UUT_A
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
11,431
93.865

UTAHD-089922
PENNSYLVANIA STATE
UNIVERSITY
UOU
13,075
93.865

R012017UTAH
SHARP HEALTHCARE
FOUNDATION
UOU
17,331
93.865

10050208
RTI INTERNATIONAL
UOU
17,422
93.865

TULHSC4671314
TULANE UNIVERSITY
UOU
23,556
93.865

GB 10584.PO #2150591
UNIVERSITY OF VIRGINIA
UOU
27,310
93.865

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
58

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
SUBK00011597
UNIVERSITY OF MICHIGAN
UOU
32,427
93.865

10042856
RTI INTERNATIONAL
UOU
35,162
93.865

1423
MAGEE-WOMENS RESH INST &
FDTN
UOU
40,868
93.865

60047828 UTAH
NORTHWESTERN UNIVERSITY
UOU
48,731
93.865

10041397
RTI INTERNATIONAL
UOU
64,343
93.865

305632
CINCINNATI CHILDRENS
HOSPITAL MED CTR
UOU
64,721
93.865

10049599
RTI INTERNATIONAL
UOU
66,719
93.865

3004685885
UNIVERSITY OF MICHIGAN
UOU
67,896
93.865

10053891
B&W TEK
UOU
68,207
93.865

M-R012019 UTAH
SHARP HEALTHCARE
FOUNDATION
UOU
69,042
93.865

700017-1118-00
RESH INST AT NATIONWIDE
CHLDRNS HOSP
UOU
74,021
93.865

VUMC63064
VANDERBILT UNIVERSITY
MEDICAL CENTER
UOU
80,905
93.865

10055192
NANONC INC
UOU
81,910
93.865

1009131_UUT
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
85,359
93.865

30004942-11
CHILDREN'S NATIONAL
MEDICAL CENTER
UOU
89,556
93.865

100508302 MP-INV-59001897
UNIVERSITY OF CALIFORNIA
SAN DIEGO
UOU
137,976
93.865

R01HD091302
MEDICAL COLLEGE OF
WISCONSIN
UOU
139,869
93.865

202531-658
UTAH STATE UNIVERSITY
UOU
160,961
93.865

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
59

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
700171-0720-00
RESH INST AT NATIONWIDE
CHLDRNS HOSP
UOU
174,981
93.865

10046105
RTI INTERNATIONAL
UOU
190,153
125,604
93.865

789K740
UNIVERSITY OF WISCONSIN-
MILWAUKEE
UOU
198,975
102,300
93.865

1015587_UTAH
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
230,736
93.865

OSP2018139
UNIVERSITY OF
MASSACHUSETTS
UOU
278,882
93.865

1007823_UTAH
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
303,501
93.865

60046347 UTAH
NORTHWESTERN UNIVERSITY
UOU
308,487
93.865

VARIOUS
USU
754,388
305,752
93.865

21050
GEORGE WASHINGTON
UNIVERSITY
UOU
1,059,790
548,931
93.865

VARIOUS
UOU
9,793,047
1,338,113
93.865

SUB AWARD 38
ELIMU THERPEUTICS INC
UOU
-22,382
93.866

16091646
WEILL CORNELL MEDICINE
UOU
948
93.866

1310-SUB
CLEVELAND CLINIC
FOUNDATION
UOU
1,892
93.866

0253-1181-4609
ICAHN SCHOOL OF MEDICINE
AT MOUNT SINAI
UOU
6,168
93.866

A03-3102
DUKE CLINICAL RESEARCH
INSTITUTE
UOU
6,384
93.866

WFUHS 115478
WAKE FOREST UNIVERSITY
UOU
16,717
93.866

A03-1438 (203-5780)
DUKE UNIVERSITY
UOU
25,900
93.866

UNI-234899
MAYO CLINIC ROCHESTER
UOU
47,480
93.866

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
60

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
93026191
UNIVERSITY OF SOUTHERN
CALIFORNIA
UOU
52,338
93.866

WU-20-329
WASHINGTON UNIVERSITY IN
ST LOUIS
UOU
60,753
93.866

OSP2018107/PO#WA00740129
UNIVERSITY OF
MASSACHUSETTS
UOU
62,565
93.866

F0452-02
NEW YORK UNIVERSITY
UOU
190,681
93.866

VARIOUS
USU
237,605
93.866

10052173
RECURSION
PHARMACEUTICALS LLC
UOU
240,595
93.866

16-0483
Brigham Young University
USU
287,364
93.866

16-0484
BRIGHAM YOUNG UNIVERSITY
UOU
474,424
93.866

VARIOUS
UOU
6,499,338
242,014
93.866

1011464-UUT
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
-18
93.867

11323SC
UNIVERSITY OF CALIFORNIA
SAN FRANCISCO
UOU
1,374
93.867

1288910
JAEB CENTER FOR HEALTH
RESEARCH
UOU
1,918
93.867

2004664672
JOHNS HOPKINS UNIVERSITY
UOU
6,603
93.867

2004258457
JOHNS HOPKINS UNIVERSITY
UOU
6,827
93.867

R01EY025718
MEDICAL COLLEGE OF
WISCONSIN
UOU
17,706
93.867

025577115609
ICAHN SCHOOL OF MEDICINE
AT MOUNT SINAI
UOU
22,946
93.867

A031507 (A030429)
DUKE UNIVERSITY
UOU
34,114
93.867

2002459427
JOHNS HOPKINS UNIVERSITY
UOU
39,967
93.867

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
61

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
100595816
UNIVERSITY OF SOUTHERN
CALIFORNIA
UOU
73,873
93.867

500664-78050
NORTHEASTERN UNIVERSITY
UOU
76,975
93.867

VARIOUS
USU
82,092
93.867

1013001_UUT
OREGON HEALTH & SCIENCE
UNIVERSITY
UOU
90,974
93.867

VARIOUS
UOU
8,126,510
29,126
93.867

2035841
DUKE UNIVERSITY
UOU
-180
93.879

65585-Z0149202
UNIVERSITY OF MARYLAND
UOU
109,409
93.879

VARIOUS
UOU
2,992,363
610,625
93.879

VARIOUS
UOU
580,281
170,833
93.989

Subtotal Research and Development Programs– National Institutes of Health
233,404,862
23,092,153
Substance Abuse and Mental Health Services Administration
330 SAMHSA PROJECT; 200668
The Family Place
USU
59,971
93.243

NONE 10052176
THE ROAD HOME
UOU
63,709
93.243

VARIOUS
UOU
1,044,273
53,444
93.243

VARIOUS
USU
520,147
26,792
93.788

Subtotal Research and Development Programs– Substance Abuse and Mental Health Services Administration
1,688,100
80,236
Subtotal Research and Development Programs– HEALTH AND HUMAN SERVICES, DEPARTMENT OF
259,199,722
27,076,811
INTERIOR, DEPARTMENT OF THE
Bureau of Indian Affairs and Bureau of Indian Education
VARIOUS
USU
6,764
15.041

Subtotal Research and Development Programs– Bureau of Indian Affairs and Bureau of Indian Education
6,764
Bureau of Land Management
NONE 10056226
G2 ARCHAEOLOGY
UOU
29
15

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
62

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
USU
177,971
15

VARIOUS
USU
17,536
15.224

VARIOUS
UOU
29,090
15.224

NPCD-005
Department of Wildlife
USU
20,698
15.231

VARIOUS
UOU
27,978
15.231

2503.16.055535
National Fish and Wildlife
Foundation
USU
48,270
15.231

VARIOUS
USU
525,009
97,840
15.231

G-45072-02
Colorado State University
USU
1,611
15.232

125073_G003498
WASHINGTON STATE
UNIVERSITY
UOU
6,029
15.232

UNR-17-28/117GC000024
University of Nevada at Reno
USU
10,070
15.232

L0196B-B
Oregon State University
USU
12,162
15.232

VARIOUS
UOU
62,596
27,351
15.232

VARIOUS
USU
73,122
2,060
15.232

VARIOUS
USU
18,727
7,188
15.233

VARIOUS
USU
133,542
15.236

VARIOUS
USU
12,371
15.237

VARIOUS
USU
8
15.238

VARIOUS
USU
101,258
15.243

VARIOUS
USU
517,980
15.244

VARIOUS
USU
27,916
15.246

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
63

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
USU
25,808
15.247

Subtotal Research and Development Programs– Bureau of Land Management
1,849,781
134,439
Bureau of Reclamation
01292018-5060
The Nature Conservancy
USU
-1,958
15.508

VARIOUS
USU
67,893
15.511

VARIOUS
USU
44,758
15.517

VARIOUS
USU
579,090
15.529

VARIOUS
USU
64,183
15.557

VARIOUS
USU
105,699
15.560

Subtotal Research and Development Programs– Bureau of Reclamation
859,665
Fish and Wildlife Service
VARIOUS
USU
24,866
15.608

170000108
State of Alaska Department of
Fish and Game
USU
-2,878
15.611

002873
Wyoming Game and Fish
Department
USU
955
15.611

IDFG-FY18-243
State of Idaho Department of Fish
and Game
USU
1,866
15.611

002997
Wyoming Game and Fish
Department
USU
8,800
15.611

VARIOUS
State of Idaho Department of Fish
and Game
USU
65,287
15.611

SG19-04
Department of Wildlife
USU
76,878
15.611

19-146
State of Alaska Department of
Fish and Game
USU
100,139
15.611

USU-001
Department of Wildlife
USU
118,438
15.611

F16AF00613
State of North Dakota
USU
136,626
12,000
15.611

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
64

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
002811
Wyoming Game and Fish
Department
USU
54,572
15.628

VARIOUS
USU
5,234
15.631

VARIOUS
USU
16,241
15.635

VARIOUS
UVU
66,288
15.657

G-50042-01 / F17AC00326
Colorado State University
USU
9,392
15.678

Subtotal Research and Development Programs– Fish and Wildlife Service
682,704
12,000
National Park Service
462688-19138
Virigina Tech Polytechnic Institute
USU
8,607
15.945

PK131A-A/P17AC00106
Oregon State University
USU
9,146
15.945

VARIOUS
UOU
17,308
15.945

S17172
KANSAS STATE UNIVERSITY
UOU
35,127
15,855
15.945

VARIOUS
USU
507,211
15.945

VARIOUS
DNR
11,008
15.954

VARIOUS
USU
11,385
15.954

Subtotal Research and Development Programs– National Park Service
599,792
15,855
U.S. Geological Survey
VARIOUS
USU
119,821
7,092
15.805

VARIOUS
UOU
3,904
15.807

118071441 (19233)
SOUTHERN CALIFORNIA
EARTHQUAKE CENTER
UOU
4,443
15.807

VARIOUS
USU
17,439
15.807

118071441 TASK19078
SOUTHERN CALIFORNIA
EARTHQUAKE CENTER
UOU
32,028
15.807

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
65

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
USU
173,059
15.808

VARIOUS
USU
50,344
15.812

AV18-UT-01
America View
USU
30,551
15.815

AV18-UT-02
America View
USU
77,279
15.815

563462
University of Arizona
USU
4,623
15.820

563709
University of Arizona
USU
15,449
15.820

476116/G18AC00320
University of Arizona
USU
51,603
15.820

Subtotal Research and Development Programs– U.S. Geological Survey
580,543
7,092
Subtotal Research and Development Programs– INTERIOR, DEPARTMENT OF THE
4,579,249
169,386
JUSTICE, DEPARTMENT OF
National Institute of Justice
VARIOUS
UOU
175,292
16.560

Subtotal Research and Development Programs– National Institute of Justice
175,292
Violence Against Women Office
2017-VF-GX-K141
UTAH LEGAL SERVICES
UOU
5,062
16.556

Subtotal Research and Development Programs– Violence Against Women Office
5,062
Subtotal Research and Development Programs– JUSTICE, DEPARTMENT OF
180,354
MISCELLANEOUS
P106069
BAE Systems Information
Solutions, Inc.
USU
64
99

Letter Contract P18-222207
Lockheed Martin Space Systems
USU
3,325
99

4201577870
Raytheon Corp General
USU
8,399
99

20JDM00016 / 19-C-0064
Ball Aerospace and Tech
USU
10,097
99

10DS-0004-UT
Misc Other
USU
13,950
99

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
66

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
19JDM00007
Ball Aerospace and Tech
USU
31,589
99

20JDM00018
Ball Aerospace and Tech
USU
42,335
99

4202095828
Raytheon Corp General
USU
74,133
99

4202160039
Raytheon Intelligence and
Information Systems
USU
77,272
99

19SLM00034 / 18-C-0155
Ball Aerospace and Tech
USU
139,726
99

A000533041
L3HARRIS Technologies, Inc.
USU
147,407
99

Subcontract 10DS-0002-UT
Misc Other
USU
197,847
99

No B640809 / DE-AC52-
07NA27344
Lawrence Livermore National
Laboratory
USU
601,593
99

Subcontract A000411652
Harris Corporation
USU
1,432,155
99

XXX61
Lockheed Martin Space Systems
USU
5,830,107
99

VARIOUS
USU
10,562,279
533,152
99

Subtotal Research and Development Programs–
19,172,278
533,152
Subtotal Research and Development Programs– MISCELLANEOUS
19,172,278
533,152
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
National Aeronautics and Space Administration
1546854 &1552770
NASA Jet Propulsion Laboratory
USU
-70,235
43

P3053601 and P3097333
Virginia Polytechnic University
USU
-23
43

880361/NNL14AQ00C
Exelis, Inc.
USU
-13
43

P0121586 and P0121981
Northwest Nazarene University,
Inc.
USU
-6
43

BB00749230
University of California at Berkeley
USU
-6
43

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
67

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
T00616 FY16 (1601-TEAMS2-
USU) / NNL12AA09C
Analytical Mechanics Associates,
Inc.
USU
27
43

BB00688501
University of California at Berkeley
USU
40
43

GATS_SC_180002 / Hampton 03-
11/ Prime NASA5-03132
GATS
USU
87
43

BB00720109
University of California at Berkeley
USU
101
43

BB00703943
University of California at Berkeley
USU
105
43

BB00682577
University of California at Berkeley
USU
147
43

Subcontract 21101-14-
023/NNL11AA00B
Science Systems and
Applications, Inc.
USU
154
43

PO BB00636725
University of California at Berkeley
USU
194
43

BB00673342
University of California at Berkeley
USU
195
43

PO-1080
Surrey Satellite Technology US,
LLC
USU
453
43

4103762939 / Prime
80LARC17C0001
Lockheed Martin Space Systems
USU
463
43

HST-GO-14654.003-A
Space Telescope Science Institute
UVU
1,667
43

HST-GO-14051.008-A
Space Telescope Science Institute
UVU
2,148
43

22003-20-021 / 80GSFC20C0044
(HBG)
Science Systems and
Applications, Inc.
USU
2,152
43

1618674
NASA Jet Propulsion Laboratory
USU
2,319
43

HST-GO-14742.002-A
SPACE TELESCOPE SCIENCE
INSTITUTE
UOU
2,634
43

PO-04840
Blue Canyon Technologies, LLC
USU
3,181
43

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
68

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
BMSSA-01
BLUE MARBLE SPACE
INSTITUTE OF SCIENCE
UOU
3,290
43

SUBK00011783
University of Michigan
USU
3,397
43

4600006502
Aerospace Corporation
DSU
3,489
43

170725 / Prime NNG15CR64C
Applied Technology Associates
Aerospace
USU
3,571
43

PO No. 1651602 /
80NMO0018D0004
NASA Jet Propulsion Laboratory
USU
3,804
43

HST-GO-14626.002-A
Space Telescope Science Institute
UVU
4,487
43

PO 39356/NNG12FD67C
The University of Arizona
USU
4,547
43

Subcontract 1585396
NASA Jet Propulsion Laboratory
USU
5,764
43

1627213
NASA Jet Propulsion Laboratory
USU
9,162
43

HST-GO-14626.003-A
Space Telescope Science Institute
UVU
9,397
43

2016-0010 RLS 6 / NNA10DF16B
Millennium Engineering and
Integration Company
USU
10,393
43

UWSC9766 BPO 23128
UNIVERSITY OF WASHINGTON
UOU
12,447
43

PO # MF200017
L3HARRIS Technologies, Inc.
USU
13,655
43

VARIOUS
Nevada Institute for Autonomous
Systems
USU
14,140
43

21410-15-032/NNG15HQ01C
Science Systems and
Applications, Inc.
USU
14,389
43

1651396
NASA Jet Propulsion Laboratory
USU
16,380
43

HST-GO-14924.001
SPACE TELESCOPE SCIENCE
INSTITUTE
UOU
17,770
43

HST-GO-14610.012-A
SPACE TELESCOPE SCIENCE
INSTITUTE
UOU
20,265
43

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
69

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
Subcontract 418UC-
SSL/NNG12FA45C
University of California at Berkeley
USU
22,899
43

4104493024
Lockheed Martin Space Systems
USU
25,744
43

162933 / 1569206
Johns Hopkins University Applied
Physics Laboratory, LLC
USU
25,757
43

PO No. 1646627 /
80NM0018D0004
NASA Jet Propulsion Laboratory
USU
26,623
43

1588228 / NNH16ZDA005O
NASA Jet Propulsion Laboratory
USU
30,414
43

232-01
Atmospheric & Space Technology
Research Associates, LLC
USU
30,993
43

PO No. 1650785 /
80NMO0018D0004
NASA Jet Propulsion Laboratory
USU
35,534
43

HST-GO-15133.002-A
SPACE TELESCOPE SCIENCE
INSTITUTE
UOU
40,945
43

426709-19906 / 80NSSC19K0815
Virginia Polytechnic University
USU
44,169
43

4104544535 / 1558326
Lockheed Martin Space Systems
USU
48,389
43

2019-01
CHEMTRONERGY LLC
UOU
50,328
43

08600-019
Universities Space Research
Association
USU
56,872
43

SUBK00011176 PO#3005658575
UNIVERSITY OF MICHIGAN
UOU
57,716
43

Subgrant PO 394122
The University of Arizona
USU
62,283
43

 '05-17
Hampton University
USU
65,545
43

NNH17CV05C-UTAH
SIMPSON WEATHER
ASSOCIATES
UOU
70,552
43

2016-0010 TO 2/NNA11AA15T
Millennium Engineering and
Integration Company
USU
75,328
43

T804046
WYLE INTEGRATED SCIENCE
AND ENG GRP
UOU
77,323
43

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
70

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
17BCL00001 / NNX16AC18G
Ball Aerospace and Tech
USU
96,452
3,140
43

20SC-002 / 80NSSC19C0628
Advanced Space, LLC
USU
98,513
43

Subcontract
1484857/NNN12AA01C
NASA Jet Propulsion Laboratory
USU
112,753
43

0000013264/NNX13AN11G
University of Maryland Baltimore
County
USU
114,407
43

515451 / 80NSSC19K0671
The University of Arizona
USU
151,189
43

19JDM00011 / 80GSFC18C0083
Ball Aerospace and Tech
USU
179,631
43

VARIOUS
UOU
189,934
43

517706 / 80NSSC19K0683
The University of Arizona
USU
325,818
43

HQ0147-16-D-0002, HQ0147-17-
F-0050
Missile Defense Agency
USU
542,386
43

ASUB00000160 / NNX15AV71G
Arizona State University
USU
779,040
43

Sub #1573576
NASA Jet Propulsion Laboratory
USU
1,264,917
43

1591746
NASA Jet Propulsion Laboratory
USU
2,435,686
796,001
43

18RKB00947
Ball Aerospace and Tech
USU
7,383,190
1,031,241
43

VARIOUS
USU
14,309,069
2,410,228
43

G07-18117X
SMITHSONIAN
ASTROPHYSICAL
OBSERVATORY
UOU
10,195
43.001

GO9-20113X
SMITHSONIAN
ASTROPHYSICAL
OBSERVATORY
UOU
18,255
43.001

RR175-280/S001041
UNIVERSITY OF GEORGIA
UOU
21,525
43.001

775K795
UNIVERSITY OF WISCONSIN-
MADISON
UOU
25,319
43.001

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
71

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
SV9-89021
SMITHSONIAN
ASTROPHYSICAL
OBSERVATORY
UOU
32,030
43.001

VARIOUS
DSU
36,575
14,500
43.001

1554135
University of Colorado
USU
43,772
43.001

G-01869-02
COLORADO STATE
UNIVERSITY
UOU
51,846
43.001

16-08
TEXAS A&M UNIVERSITY
UOU
80,359
43.001

A19-0117-S006 (P0259854)
RENSSELAER POLYTECHNIC
INSTITUTE
UOU
85,573
43.001

R53782
William Marsh Rice University
USU
109,825
43.001

00010196 (BB01305223)
UNIVERSITY OF CALIFORNIA
BERKELEY
UOU
131,678
43.001

RES512750
CASE WESTERN RESERVE
UNIVERSITY
UOU
160,005
43.001

1552611
UNIVERSITY OF COLORADO
AT BOULDER
UOU
240,938
43.001

SUB62720162
AMERICAN MUSEUM OF
NATURAL HISTORY
UOU
270,625
43.001

VARIOUS
USU
446,919
2,858
43.001

VARIOUS
UOU
2,022,213
75,107
43.001

VARIOUS
USU
50,815
43.002

M1703311
Texas AandM University
USU
59,321
43.002

VARIOUS
USU
196,112
43.012

00009566
University of California at Berkeley
USU
536,340
37,983
43.012

Subtotal Research and Development Programs– National Aeronautics and Space Administration
33,576,770
4,371,058
Subtotal Research and Development Programs– NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
33,576,770
4,371,058
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
72

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
NATIONAL SCIENCE FOUNDATION
National Science Foundation
17192062009949
CLEMSON UNIVERSITY
UOU
-584
47

86000020995
BOSTON UNIVERSITY
UOU
-5
47

10018547
HEAVYSTONE LABORATORY
LLC
UOU
10,930
47

VARIOUS
USU
62,157
47

VARIOUS
UOU
169,003
47

1933502
University of North Texas
DSU
488
47.041

2029515
UOU
4,162
47.041
COVID-19
2012-106707
NORTH CAROLINA STATE
UNIVERSITY
UOU
12,768
47.041

10051769
REROUTING LLC
UOU
19,379
47.041

123524860 - MP INVOICE/PO
S9002437
UNIVERSITY OF CALIFORNIA
SAN DIEGO
UOU
20,093
47.041

2004383416
JOHNS HOPKINS UNIVERSITY
UOU
24,762
47.041

2030359
UOU
27,530
47.041
COVID-19
2012-1067-12
NORTH CAROLINA STATE
UNIVERSITY
UOU
69,659
47.041

VARIOUS
USU
707,687
27,457
47.041

VARIOUS
UOU
4,507,521
281,909
47.041

2(GG012343)
The Trustees of Columbia
University in the City of New York
USU
357
47.049

UU-1828168
BARNARD UNIVERSITY
UOU
4,298
47.049

20143123
UNIVERSITY OF CALIFORNIA
IRVINE
UOU
30,746
47.049

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
73

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
1552269
UNIVERSITY OF COLORADO
AT BOULDER
UOU
36,742
47.049

1123266-388709
CARNEGIE MELLON
UNIVERSITY
UOU
40,012
47.049

203643UU
UNIVERSITY OF NOTRE DAME
UOU
48,000
47.049

NS1609
TUFTS UNIVERSITY
UOU
56,165
47.049

VARIOUS
UVU
65,893
47.049

CHE1700982
EMORY UNIVERSITY
UOU
81,490
47.049

VARIOUS
USU
671,661
47.049

VARIOUS
UOU
9,095,062
231,550
47.049

A17-0253-S007
UNIVERSITY OF CALIFORNIA
DAVIS
UOU
-1,709
47.050

91264235
UNIVERSITY OF SOUTHERN
CALIFORNIA
UOU
-1
47.050

47(GG009393) PO# G11677
The Trustees of Columbia
University in the City of New York
USU
1,859
47.050

28D(GG009393)
COLUMBIA UNIVERSITY
UOU
3,245
47.050

91264401
University of Southern California
USU
8,183
47.050

28C(GG009393)
COLUMBIA UNIVERSITY
UOU
13,054
47.050

VARIOUS
UVU
21,788
47.050

N0NE 10036615
UNIVERSITY OF ARIZONA
UOU
35,477
47.050

128413-G03666
Washington State University
USU
43,059
47.050

VARIOUS
WSU
73,590
47.050

VARIOUS
SLCC
119,965
47.050

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
74

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
USU
1,269,611
129,709
47.050

VARIOUS
UOU
3,426,598
656,626
47.050

3200000590-18.256
UNIVERSITY OF KENTUCKY
UOU
-173
47.070

UTA19-001215
UNIVERSITY OF TEXAS AT
AUSTIN
UOU
641
47.070

067846-1707
UNIVERSITY OF IL AT URBANA-
CHAMPAIGN
UOU
2,581
47.070

521373-UT
COLLEGE OF CHARLESTON
UOU
2,777
47.070

P0235476
UNIVERSITY OF ARIZONA
UOU
2,997
47.070

VARIOUS
National 4-H Council
USU
9,000
47.070

5115828
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
UOU
12,352
47.070

093054-17401
University of Illinois
USU
15,523
47.070

502648-78051
NORTHEASTERN UNIVERSITY
UOU
26,472
47.070

1836742
UNIVERSITY OF KENTUCKY
UOU
39,968
47.070

1554921
UNIVERSITY OF COLORADO
AT BOULDER
UOU
84,976
47.070

1003107-06
Northern Arizona University
USU
91,137
47.070

FP066185-B
UNIVERSITY OF CHICAGO
UOU
345,927
47.070

110331201
UNIVERSITY OF SOUTHERN
CALIFORNIA
UOU
375,288
47.070

VARIOUS
USU
1,303,455
689,331
47.070

CNS-182688
US IGNITE
UOU
3,028,418
684,892
47.070

VARIOUS
UOU
8,311,858
1,071,835
47.070

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
75

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
USU001-0000597686
Battelle
USU
-81
47.074

75822-10654
Cornell University
USU
3,584
47.074

VARIOUS
UVU
4,681
47.074

52820/ 1637459
Marine Biological laboratory-
Wood Hold, Mass
USU
8,697
47.074

S-001212
UNIVERSITY OF CALIFORNIA
RIVERSIDE
UOU
29,666
47.074

A19-0587-S001
UNIVERSITY OF CALIFORNIA
DAVIS
UOU
36,206
47.074

1557433
UNIVERSITY OF COLORADO
AT BOULDER
UOU
37,751
47.074

S1776A-D
Oregon State University
USU
43,148
47.074

1003088-02
Northern Arizona University
USU
70,199
47.074

US001-0000731765
Battelle
USU
89,317
47.074

316602
UNIVERSITY OF ARIZONA
UOU
308,166
47.074

VARIOUS
USU
929,965
108,059
47.074

VARIOUS
UOU
3,755,647
144,960
47.074

VARIOUS
UVU
1,662
47.075

28214-04124 SO1
Syracuse University
WSU
3,666
47.075

S-001006
UNIVERSITY OF CALIFORNIA
RIVERSIDE
UOU
9,337
47.075

SUBAWD001496
University Corporation for
Atmospheric Research
USU
19,955
47.075

SUBAWARD NO. 4101-81928
Purdue University
USU
32,611
47.075

VARIOUS
USU
117,166
5,268
47.075

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
76

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
UOU
561,126
54,505
47.075

CC0342-PG8675-22-59/SUB
ARIZONA STATE UNIVERSITY
UOU
504
47.076

F19UR035/F2019ur0049
ARIZONA STATE UNIVERSITY
UOU
657
47.076

VARIOUS
Pennsylvania State University
SLCC
4,400
47.076

VARIOUS
SNOW
13,986
47.076

R-18-0004
 University of Houston
SUU
30,359
47.076

VARIOUS
BATC
55,258
47.076

VARIOUS
National Federation of the Blind
USU
58,836
47.076

VARIOUS
WSU
76,792
47.076

VARIOUS
SLCC
218,547
47.076

VARIOUS
UVU
614,262
47.076

VARIOUS
UOU
2,888,898
157,247
47.076

VARIOUS
USU
2,935,841
225,661
47.076

VARIOUS
USU
2,530
47.078

SB28089-A
MONTANA TECH
UOU
58,979
47.078

VARIOUS
UOU
15,777
47.079

7141560C /GR06613
UNIVERSITY OF NEVADA LAS
VEGAS
UOU
61,616
47.079

012454-002
University of Cincinnati
USU
58,973
47.083

Subtotal Research and Development Programs– National Science Foundation
47,592,576
4,469,009
Subtotal Research and Development Programs– NATIONAL SCIENCE FOUNDATION
47,592,576
4,469,009
NUCLEAR REGULATORY COMMISSION
Nuclear Regulatory Commission
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
77

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
UOU
128,237
77.008

VARIOUS
USU
143,642
77.008

Subtotal Research and Development Programs– Nuclear Regulatory Commission
271,879
Subtotal Research and Development Programs– NUCLEAR REGULATORY COMMISSION
271,879
SMITHSONIAN INSTITUTION
VARIOUS
USU
3,229
60

Subtotal Research and Development Programs–
3,229
Subtotal Research and Development Programs– SMITHSONIAN INSTITUTION
3,229
STATE, DEPARTMENT OF
Bureau of Educational and Cultural Affairs
NONE 10051772
BINATIONAL FULBRIGHT
COMM IN EGYPT
UOU
39,449
19.401

Subtotal Research and Development Programs– Bureau of Educational and Cultural Affairs
39,449
Subtotal Research and Development Programs– STATE, DEPARTMENT OF
39,449
TRANSPORTATION, DEPARTMENT OF
Department of Transportation
10044592
APPLIED ENGINEERING
MANAGEMENT CORP
UOU
-375
20

NITC2016-UU-21 (1349)
PORTLAND STATE UNIVERSITY
UOU
15,656
20

NITC2016-UU-19(1336)
PORTLAND STATE UNIVERSITY
UOU
22,664
20

NITC2016-UU-20(1343)
PORTLAND STATE UNIVERSITY
UOU
40,387
20

NITC2016-UU-18-1222
PORTLAND STATE UNIVERSITY
UOU
47,210
20

Subtotal Research and Development Programs– Department of Transportation
125,542
Federal Aviation Administration (FAA)
VARIOUS
UOU
162,367
20.109

Subtotal Research and Development Programs– Federal Aviation Administration (FAA)
162,367
Federal Highway Administration (FHWA)
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
78

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
VARIOUS
DOT
1,606,097
20.200

VARIOUS
DOT
7,127,954
183,570
20.205

Subtotal Research and Development Programs– Federal Highway Administration (FHWA)
8,734,051
183,570
Federal Railroad Administration (FRA)
095429-17694 AG992
UNIVERSITY OF ILLINOIS
URBANA-CHAMPAIGN
UOU
22,749
20.313

Subtotal Research and Development Programs– Federal Railroad Administration (FRA)
22,749
Federal Transit Administration (FTA)
VARIOUS
UOU
3,814
20

7SK00020CH
SRA International, Inc.
USU
37,959
20

4918-001/490-220-001S1
CALSTART
USU
11,401
20.514

Subtotal Research and Development Programs– Federal Transit Administration (FTA)
53,174
Office of the Secretary (OST) Administration Secretariate
FAR0023138
NORTH DAKOTA STATE
UNIVERSITY
UOU
-2,884
20.701

NITC2016-UU-08
PORTLAND STATE UNIVERSITY
UOU
-20
20.701

NITC2016-UU-10
PORTLAND STATE UNIVERSITY
UOU
920
20.701

FAR0023140
North Dakota State University
USU
4,719
20.701

NITC2016-UU-17/1264
PORTLAND STATE UNIVERSITY
UOU
4,742
20.701

NITC2016-UU-04
PORTLAND STATE UNIVERSITY
UOU
13,828
13,828
20.701

NITC2016-UU-22 -1281
PORTLAND STATE UNIVERSITY
UOU
17,825
20.701

NITC2016-UU-24 (1298)
PORTLAND STATE UNIVERSITY
UOU
20,945
20.701

NITC2016-UU-25
NATL INST FOR TRANSPORT
AND COMMUNITIES
UOU
21,041
20.701

NITC2016-UU-23-1328
PORTLAND STATE UNIVERSITY
UOU
21,956
20.701

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
79

RESEARCH AND DEVELOPMENT PROGRAMS
Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
Federal Agency and Major Subdivision
COVID-19
NITC2016-UU-07
PORTLAND STATE UNIVERSITY
UOU
41,594
21,764
20.701

NITC2016-UU-15-1217
PORTLAND STATE UNIVERSITY
UOU
45,891
20.701

NITC2016-UU-16
PORTLAND STATE UNIVERSITY
UOU
49,725
20.701

S1988078; 5233; 451718; 681190
Rutgers The State University of
New Jersey
USU
52,433
20.701

FAR0028684
NORTH DAKOTA STATE
UNIVERSITY
UOU
187,430
20.701

FAR0028869
North Dakota State University
USU
199,116
20.701

Subtotal Research and Development Programs– Office of the Secretary (OST) Administration Secretariate
679,261
35,592
Subtotal Research and Development Programs– TRANSPORTATION, DEPARTMENT OF
9,777,144
219,162
VETERANS AFFAIRS, DEPARTMENT OF
Department of Veterans Affairs
VARIOUS
UOU
178,404
64.034

Subtotal Research and Development Programs– Department of Veterans Affairs
178,404
VA Health Administration Center
VARIOUS
UOU
7,704
64

Subtotal Research and Development Programs– VA Health Administration Center
7,704
Subtotal Research and Development Programs– VETERANS AFFAIRS, DEPARTMENT OF
186,108
603,699,411
Total Research and Development
83,836,161
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
80

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
CLUSTER PROGRAMS
COVID-19
AGING CLUSTER
93.044
2001UTSSC3
(COVID-19) Title III B CARES Supportive
Services
• Health and Human Services, Department of
DHS
1,109,045
1,109,045
COVID-19
93.044
VARIOUS
Special Programs for the Aging_Title III, Part
B_Grants for Supportive Services and Senior
Centers
• Health and Human Services, Department of

DHS
1,973,136
1,865,075

93.045
VARIOUS
(COVID-19) Title III  Home Delivered Meals
• Health and Human Services, Department of
DHS
2,714,208
2,714,208
COVID-19
93.045
VARIOUS
Special Programs for the Aging_Title III, Part
C_Nutrition Services
• Health and Human Services, Department of
DHS
3,606,189
3,129,963

93.053
VARIOUS
Nutrition Services Incentive Program
• Health and Human Services, Department of

DHS
1,319,685
1,319,685

Subtotal – Aging Cluster
10,722,263
10,137,976
CCDF CLUSTER
93.575
BJ17164
SLCO 4-H Entheos Kearns/Magna
• Health and Human Services, Department of
Salt Lake County
USU
-7

93.575
2001UTCCC3
(COVID-19) - Child Care Discretionary, Disaster
Relief
• Health and Human Services, Department of
DWS
19,205,212
31,466
COVID-19
93.575
VARIOUS
Child Care and Development Block Grant
• Health and Human Services, Department of

DWS
53,568,626
5,134,086

93.596
VARIOUS
Child Care Mandatory and Matching Funds of
the Child Care and Development Fund
• Health and Human Services, Department of

DWS
32,625,738

Subtotal – CCDF Cluster
105,399,569
5,165,552
CHILD NUTRITION CLUSTER
10.553
VARIOUS
School Breakfast Program
• Agriculture, Department of

PED
15,173,150
15,173,150

10.553
206UT411N8503
(COVID-19) School Breakfast Program
• Agriculture, Department of
PED
16,836,518
16,836,518
COVID-19
10.555
In-kind Commodities
National School Lunch Program
• Agriculture, Department of
PED
15,932,922
15,932,922

10.555
206UT411N8503
(COVID-19) National School Lunch Program
• Agriculture, Department of
PED
43,793,504
43,793,504
COVID-19
10.555
VARIOUS
National School Lunch Program
• Agriculture, Department of
PED
85,891,462
85,757,577

10.556
206UT411N8503
(COVID-19) Special Milk Program
• Agriculture, Department of
PED
870
870
COVID-19
10.556
VARIOUS
Special Milk Program for Children
• Agriculture, Department of

PED
24,232
24,232

10.559
VARIOUS
Summer Food Service Program for Children
• Agriculture, Department of

PED
440,828
416,195

10.559
206UT411N8503
(COVID-19) Summer Food Service Program
• Agriculture, Department of
PED
630,530
630,530
COVID-19
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
81

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
CLUSTER PROGRAMS
COVID-19
Subtotal – Child Nutrition Cluster
178,724,016
178,565,498
CLEAN WATER STATE REVOLVING FUND CLUSTER
66.458
VARIOUS
Capitalization Grants for Clean Water State
Revolving Funds
• Environmental Protection Agency

DEQ
8,660,619
8,366,000

Subtotal – Clean Water State Revolving Fund Cluster
8,660,619
8,366,000
DISABILITY INSURANCE/SSI CLUSTER
96.001
VARIOUS
Social Security_Disability Insurance
• Social Security Administration

DWS
13,065,299

Subtotal – Disability Insurance/SSI Cluster
13,065,299
DRINKING WATER STATE REVOLVING FUND CLUSTER
66.468
VARIOUS
Capitalization Grants for Drinking Water State
Revolving Funds
• Environmental Protection Agency

DEQ
11,454,533
8,618,000

Subtotal – Drinking Water State Revolving Fund Cluster
11,454,533
8,618,000
ECONOMIC DEVELOPMENT CLUSTER
11.307
VARIOUS
Economic Adjustment Assistance
• Commerce, Department of

WSU
37,245

11.307
05-79-05891
Economic Adjustment Assistance
• Commerce, Department of

DSU
379,312

Subtotal – Economic Development Cluster
416,557
EMPLOYMENT SERVICE CLUSTER
17.207
VARIOUS
Employment Service/Wagner-Peyser Funded
Activities
• Labor, Department of

DWS
5,193,339

17.801
VARIOUS
Disabled Veterans' Outreach Program (DVOP)
• Labor, Department of

DWS
967,784

17.804
VARIOUS
Local Veterans' Employment Representative
Program
• Labor, Department of

DWS
146,816

Subtotal – Employment Service Cluster
6,307,939
FEDERAL MOTOR CARRIER SAFETY ASSISTANCE PROGRAM
20.218
VARIOUS
Motor Carrier Safety Assistance
• Transportation, Department of

DOT
3,208,554

Subtotal – Federal Motor Carrier Safety Assistance Program
3,208,554
FEDERAL TRANSIT CLUSTER
20.526
VARIOUS
Bus and Bus Facilities Formula Program
• Transportation, Department of

DOT
228,321
1,919,736

Subtotal – Federal Transit Cluster
228,321
1,919,736
FISH AND WILDLIFE CLUSTER
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
82

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
CLUSTER PROGRAMS
COVID-19
15.605
VARIOUS
Sport Fish Restoration
• Interior, Department of the

DNR
7,270,803

15.611
VARIOUS
Wildlife Restoration and Basic Hunter Education
• Interior, Department of the

DNR
12,976,836

Subtotal – Fish and Wildlife Cluster
20,247,639
FOOD DISTRIBUTION CLUSTER
10.565
6UT810819
Commodity Supplemental Food Program
• Agriculture, Department of

DOH
291,769

10.568
VARIOUS
Emergency Food Assistance Program
(Administrative Costs)
• Agriculture, Department of

PED
777,191
777,191

10.569
In-kind Commodities
Emergency Food Assistance Program (Food
Commodities)
• Agriculture, Department of

PED
14,340,276
14,340,276

Subtotal – Food Distribution Cluster
15,409,236
15,117,467
HEAD START CLUSTER
93.600
08CD004037-04-00
Head Start
• Health and Human Services, Department of

DWS
125,000

93.600
VARIOUS
Head Start
• Health and Human Services, Department of

SUU
6,023,728

Subtotal – Head Start Cluster
6,148,728
HIGHWAY PLANNING AND CONSTRUCTION CLUSTER
20.205
VARIOUS
Highway Planning and Construction
• Transportation, Department of

DOT
430,524,225
6,959,011

20.219
VARIOUS
Recreational Trails Program
• Transportation, Department of
DNR
51,740

20.219
VARIOUS
Recreational Trails Program
• Transportation, Department of

DNR
1,287,222
1,287,222

Subtotal – Highway Planning and Construction Cluster
431,863,187
8,246,233
HIGHWAY SAFETY CLUSTER
20.600
VARIOUS
State and Community Highway Safety
• Transportation, Department of

DPS
2,241,081
489,059

20.616
VARIOUS
National Priority Safety Programs
• Transportation, Department of

DPS
1,946,049
600,999

Subtotal – Highway Safety Cluster
4,187,130
1,090,058
MEDICAID CLUSTER
93.775
VARIOUS
State Medicaid Fraud Control Units
• Health and Human Services, Department of

AG
1,750,508

93.777
VARIOUS
State Survey and Certification of Health Care
Providers and Suppliers (Title XVIII) Medicare
• Health and Human Services, Department of

DOH
4,029,348

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
83

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
CLUSTER PROGRAMS
COVID-19
93.778
2005UT5MAP (COVID19)
(COVID-19) (MED) Title 19 Medical Assistance
Payments
• Health and Human Services, Department of
DOH
85,769,287
1,194,893
COVID-19
93.778
VARIOUS
Medical Assistance Program
• Health and Human Services, Department of

DOH
2,234,492,739
23,151,408

Subtotal – Medicaid Cluster 2,326,041,882
24,346,301
SNAP CLUSTER
10.551
VARIOUS
(COVID-19) Supplemental Nutrition Assistance
Program
• Agriculture, Department of

DWS
23,512,157
COVID-19
10.551
VARIOUS
Supplemental Nutrition Assistance Program
• Agriculture, Department of

DWS
218,769,270

10.561
VARIOUS
State Administrative Matching Grants for the
Supplemental Nutrition Assistance Program
• Agriculture, Department of

DWS
18,937,043

Subtotal – SNAP Cluster
261,218,470
SPECIAL EDUCATION CLUSTER (IDEA)
84.027
19-5011
Idaho TASK12 FY19
• Education, Department of
State of Idaho Department of
Education
USU
2,271

84.027
12927
Oregon Jobs Alike Workgroups
• Education, Department of
Oregon Department of Education
USU
3,549

84.027
20190357
Washington Special Education A
• Education, Department of
Office of Superintendent of Public
Instruction
USU
3,600

84.027
10792
Oregon Dispute Resolution
• Education, Department of
Oregon Department of Education
USU
5,408

84.027
20-5049
Idaho Indicator Survey Work
• Education, Department of
State of Idaho Department of
Education
USU
6,188

84.027
11461
Oregon Interagency Coordinatin
• Education, Department of
Oregon Department of Education
USU
7,489

84.027
VARIOUS
Tuba City SEAP Training
• Education, Department of
Tuba City Unified School District
USU
10,796

84.027
20-5014
Idaho TASK12 and Dispute Resol
• Education, Department of
State of Idaho Department of
Education
USU
11,724

84.027
10740
Oregon TASK12 FY17-19
• Education, Department of
Oregon Department of Education
USU
12,542

84.027
PON2 540 1900000748
Kentucky Complaint Investigati
• Education, Department of
State of Kentucky
USU
31,285

84.027
19-5042
Idaho Indicator Survey Work
• Education, Department of
State of Idaho Department of
Education
USU
33,858

84.027
VARIOUS
Training and Assessment System
• Education, Department of
New Hampshire Department of
Education
USU
42,761

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
84

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
CLUSTER PROGRAMS
COVID-19
84.027
IGA #16-19-ED PART 2
Arizona Technical Assistance F
• Education, Department of
State of Arizona Department of
Education
USU
65,337

84.027
10797
Oregon Technical Assistance
• Education, Department of
Oregon Department of Education
USU
81,203

84.027
PON2 5401900003851
Kentucky Technical Assistance
• Education, Department of
State of Kentucky
USU
126,896

84.027
IGA #16-19-ED PART 1
Arizona Recruitment/Retention
• Education, Department of
State of Arizona Department of
Education
USU
290,604

84.027
652-15-1862
KANSAS TASN PROJECT
• Education, Department of
Kansas Department of Education
USU
322,186

84.027
VARIOUS
Special Education_Grants to States
• Education, Department of

PED
119,066,719
111,142,034

84.173
VARIOUS
Special Education_Preschool Grants
• Education, Department of

PED
3,474,279
3,471,710

Subtotal – Special Education Cluster (IDEA)
123,598,695
114,613,744
STUDENT FINANCIAL ASSISTANCE PROGRAMS
84.007
P007A198959
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

MATC
9,000

84.007
E-P007A167112
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

DATC
42,535

84.007
P007A196314
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

OWATC
59,101

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

SNOW
73,324

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

DSU
188,558

84.007
P007A154213
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

SUU
250,847

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

SLCC
472,739

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

WSU
490,891

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

USU
803,681

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

UOU
898,779

84.007
P007A194219
Federal Supplemental Educational Opportunity
Grants
• Education, Department of

UVU
916,717

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
85

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
CLUSTER PROGRAMS
COVID-19
84.033
E-P033A167112
Federal Work-Study Program
• Education, Department of

DATC
11,830

84.033
P033A196314
Federal Work-Study Program
• Education, Department of

OWATC
45,543

84.033
P033A194212
Federal Work-Study Program
• Education, Department of

SNOW
95,411

84.033
P033A154213
Federal Work-Study Program
• Education, Department of

SUU
249,764

84.033
VARIOUS
Federal Work-Study Program
• Education, Department of

DSU
274,032

84.033
VARIOUS
Federal Work-Study Program
• Education, Department of

SLCC
286,218

84.033
VARIOUS
Federal Work-Study Program
• Education, Department of

WSU
808,221

84.033
VARIOUS
Federal Work-Study Program
• Education, Department of

USU
845,832

84.033
P033A194219
Federal Work-Study Program
• Education, Department of

UVU
913,498

84.033
VARIOUS
Federal Work-Study Program
• Education, Department of

UOU
1,816,484

84.038
VARIOUS
Federal Perkins Loan Program
• Education, Department of

SUU
71,034

84.038
VARIOUS
Federal Perkins Loan Program
• Education, Department of

C&U
30,873,403

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

UVU
35,367

84.063
P063P14342
Federal Pell Grant Program
• Education, Department of

UBATC
118,282

84.063
P063P17041915
Federal Pell Grant Program
• Education, Department of

TATC
257,426

84.063
P063P195928
Federal Pell Grant Program
• Education, Department of

SWATC
407,142

84.063
P063P195818
Federal Pell Grant Program
• Education, Department of

MATC
620,997

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

DXATC
669,023

84.063
P063P194239
Federal Pell Grant Program
• Education, Department of

OWATC
918,777

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

DATC
946,298

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

BATC
980,874

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

SNOW
6,908,686

84.063
P063P152352
Federal Pell Grant Program
• Education, Department of

SUU
15,237,134

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
86

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
CLUSTER PROGRAMS
COVID-19
84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

DSU
15,493,925

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

SLCC
25,225,195

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

UOU
27,951,838

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

WSU
28,052,535

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

USU
37,718,795

84.063
VARIOUS
Federal Pell Grant Program
• Education, Department of

UVU
55,970,986

84.268
VARIOUS
Federal Direct Student Loans
• Education, Department of

C&U
334,003,262

84.379
VARIOUS
Teacher Education Assistance for College and
Higher Education Grants (TEACH Grants)
• Education, Department of

UOU
-11,256

84.379
VARIOUS
Teacher Education Assistance for College and
Higher Education Grants (TEACH Grants)
• Education, Department of

USU
105,555

84.408
VARIOUS
Postsecondary Education Scholarships for
Veteran's Dependents
• Education, Department of

UVU
2,179

93.264
VARIOUS
Nurse Faculty Loan Program (NFLP) - Loans
Made
• Health and Human Services, Department of
C&U
80,590

93.264
VARIOUS
Nurse Faculty Loan Program (NFLP) - Beginning
Loan Balance
• Health and Human Services, Department of
C&U
632,627

93.342
VARIOUS
Health Professions Student Loans - Loans Made
• Health and Human Services, Department of
C&U
10,000

93.342
VARIOUS
Health Professions Student Loans - Beginning
Loan Balance
• Health and Human Services, Department of
C&U
3,466,293

93.364
VARIOUS
Nursing Student Loans - Loans Made
• Health and Human Services, Department of
C&U
85,750

93.364
VARIOUS
Nursing Student Loans - Beginning Loan Balance
• Health and Human Services, Department of
C&U
522,766

Subtotal – Student Financial Assistance Programs
596,908,488
TRANSIT SERVICES PROGRAMS CLUSTER
20.513
VARIOUS
Enhanced Mobility of Seniors and Individuals
with Disabilities
• Transportation, Department of

DOT
442,755
285,995

20.516
VARIOUS
Job Access and Reverse Commute Program
• Transportation, Department of

DOT
64,933
64,933

20.521
VARIOUS
New Freedom Program
• Transportation, Department of

DOT
64,934
64,934

Subtotal – Transit Services Programs Cluster
572,622
415,862
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
87

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
CLUSTER PROGRAMS
COVID-19
TRIO CLUSTER
84.042
P042A151382
TRIO_Student Support Services
• Education, Department of

UVU
267,805

84.042
P042A150265
TRIO_Student Support Services
• Education, Department of

SUU
286,139

84.042
P042A150069
TRIO_Student Support Services
• Education, Department of

DSU
345,364

84.042
VARIOUS
TRIO_Student Support Services
• Education, Department of

SNOW
371,008

84.042
VARIOUS
TRIO_Student Support Services
• Education, Department of

UOU
397,623

84.042
VARIOUS
TRIO_Student Support Services
• Education, Department of

WSU
421,181

84.042
VARIOUS
TRIO_Student Support Services
• Education, Department of

SLCC
548,985

84.042
VARIOUS
TRIO_Student Support Services
• Education, Department of

USU
932,347

84.044
VARIOUS
TRIO_Talent Search
• Education, Department of

WSU
246,139

84.044
VARIOUS
TRIO_Talent Search
• Education, Department of

SUU
313,064

84.044
VARIOUS
TRIO_Talent Search
• Education, Department of

SLCC
341,849

84.044
VARIOUS
TRIO_Talent Search
• Education, Department of

USU
413,626

84.044
P044A160060
TRIO_Talent Search
• Education, Department of

DSU
439,477

84.047
VARIOUS
TRIO_Upward Bound
• Education, Department of

USU
67,994

84.047
VARIOUS
TRIO_Upward Bound
• Education, Department of

SNOW
335,833

84.047
P047A170502
TRIO_Upward Bound
• Education, Department of

DSU
367,111

84.047
P047A171293
TRIO_Upward Bound
• Education, Department of

UVU
396,091

84.047
VARIOUS
TRIO_Upward Bound
• Education, Department of

SUU
443,543

84.047
VARIOUS
TRIO_Upward Bound
• Education, Department of

UOU
443,680

84.047
VARIOUS
TRIO_Upward Bound
• Education, Department of

USU
565,886

84.047
VARIOUS
TRIO_Upward Bound
• Education, Department of

WSU
712,387

84.066
P066A160329
TRIO_Educational Opportunity Centers
• Education, Department of

UVU
214,952
51,666

Subtotal – TRIO Cluster
8,872,084
51,666
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
88

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
CLUSTER PROGRAMS
COVID-19
WIOA CLUSTER
17.258
VARIOUS
WIOA Adult Program
• Labor, Department of

DWS
2,120,522

17.259
VARIOUS
WIOA Youth Activities
• Labor, Department of

DWS
1,824,272

17.278
VARIOUS
WIOA Dislocated Worker Formula Grants
• Labor, Department of

DWS
4,490,690

Subtotal – WIOA Cluster
8,435,484
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
89

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
AGENCY FOR INTERNATIONAL DEVELOPMENT
98
VARIOUS
U.S. Agency for International Development

UOU
1,874,480
463,923

1,874,480
Subtotal – 98
463,923
1,874,480
463,923
Subtotal – Agency for International Development
AGRICULTURE, DEPARTMENT OF
10
13-MU-11040700-023
Special Collections

SUU
3,300

10
18-FI-11046000-046
Utah Dispatch Systems

DNR
4,677

10
19-FP-11046000-025
Supplemental Fire Project Agreement (FBS)

DNR
7,221

10
1284JC18P0003
USDA Forest Service Scanning

DNR
14,720

10
17-PA-11041000-020
TCN Manti-LaSal RAP 2017
The Corps Network
USU
24,336

10
VARIOUS
Department of Agriculture

UOU
34,141

10
19-CS-11041000-007
Coal Hollow & Pole Creek Landslide
Inventory Mapping

DNR
38,027

10
VARIOUS
Department of Agriculture

WSU
40,039

10
None
US Forest Service

DAG
60,000

10
VARIOUS
Department of Agriculture

USU
64,231

10
19-CS-11242305-075
Information Management Solutions for
NIMAC, DATIM, and FIA

SUU
194,180

10
VARIOUS
Department of Agriculture

DWS
419,026

10
15-CS-11242305-126
Forest Service Northern Research Station

SUU
439,517

1,343,415
Subtotal – 10
10.001
VARIOUS
Agricultural Research_Basic and Applied
Research

WSU
8,344

10.001
VARIOUS
Agricultural Research_Basic and Applied
Research

USU
19,895

28,239
Subtotal – 10.001
10.025
VARIOUS
Plant and Animal Disease, Pest Control,
and Animal Care

USU
142,714

10.025
VARIOUS
Plant and Animal Disease, Pest Control,
and Animal Care

DAG
316,651

459,365
Subtotal – 10.025
10.069
68-8D43-17-506
Conservation Reserve Program

DAG
219,088

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
90

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
219,088
Subtotal – 10.069
10.162
VARIOUS
Inspection Grading and Standardization

DAG
58,734

58,734
Subtotal – 10.162
10.163
12-34-A-507
Market Protection and Promotion

DAG
158,343

158,343
Subtotal – 10.163
10.168
VARIOUS
Farmers' Market and Local Food Promotion
Program

USU
126,413
2,417

126,413
Subtotal – 10.168
2,417
10.170
VARIOUS
Specialty Crop Block Grant Program - Farm
Bill

DAG
237,844
227,990

237,844
Subtotal – 10.170
227,990
10.178
VARIOUS
Trade Mitigation Program Eligible Recipient
Agency Operational Funds

PED
342,000
342,000

342,000
Subtotal – 10.178
342,000
10.215
G138-20-W7504
Enhancing business management
Montana State University
USU
7,103
7,103

10.215
G235-19-W7500
Identifying Stacked Conservati
Montana State University
USU
10,071
10,071

10.215
G235-19-W7500
Identifying Stacked Conservati
Montana State University
USU
10,331
10,331

10.215
G158-19-W7506
Utah Western SARE PDP State Pr
Montana State University
USU
16,258

10.215
G235-19-W7500
Identifying Stacked Conservati
Montana State University
USU
21,548
21,548

10.215
G138-20-W7504
Enhancing business management
Montana State University
USU
22,547

10.215
G235-19-W7500
Identifying Stacked Conservati
Montana State University
USU
40,471

128,329
Subtotal – 10.215
49,053
10.223
2015-38422-24059 (04)
FUTURE HISPANIC ENGINEERS
UNIVERSITY OF TEXAS- PAN
AMERICAN
UOU
2,500

2,500
Subtotal – 10.223
10.304
201603796-06
Utah Plant Pest Diagnostic Lab
University of California
USU
20,324

20,324
Subtotal – 10.304
10.310
VARIOUS
Agriculture and Food Research Initiative
(AFRI)

USU
106,668

106,668
Subtotal – 10.310
10.311
VARIOUS
Beginning Farmer and Rancher
Development Program

USU
232,316
135,019

232,316
Subtotal – 10.311
135,019
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
91

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
10.318
2018-38503-28803
Women and Minorities in Science,
Technology, Engineering, and Mathematics
Fields

SUU
18,101

18,101
Subtotal – 10.318
10.329
VARIOUS
Crop Protection and Pest Management
Competitive Grants Program

USU
123,780

123,780
Subtotal – 10.329
10.331
20197003030405
Food Insecurity Nutrition Incentive Grants
Program

DOH
18,959

18,959
Subtotal – 10.331
10.433
VARIOUS
Rural Housing Preservation Loans -
Beginning Loan Balance

DWS
1,934,378

1,934,378
Subtotal – 10.433
10.435
1552-003-087600545
State Mediation Grants

DAG
5,349

5,349
Subtotal – 10.435
10.447
VARIOUS
Rural Development Loans- Beginning Loan
Balance

DWS
3,566,936

3,566,936
Subtotal – 10.447
10.460
VARIOUS
Risk Management Education Partnerships

USU
67,175

67,175
Subtotal – 10.460
10.475
VARIOUS
Cooperative Agreements with States for
Intrastate Meat and Poultry Inspection

DAG
1,357,362

1,357,362
Subtotal – 10.475
10.500
A00-0983-S078
2020 Air Force 4-H Partnership
Kansas State University
USU
287

10.500
A00-0983-S045
2020 4-H Military Partnership
Kansas State University
USU
3,716

10.500
134194-G004010
Risk Management Education for
Washington State University
USU
5,000
5,000

10.500
S19158
Davis County 4-H Take Flight D
Kansas State University
USU
5,681

10.500
35-5420-2004-003
Safety in Agriculture for Yout
University of Nebraska
USU
9,010

10.500
S19070
USU Extension 4-H Military Par
Kansas State University
USU
22,169

10.500
134194-G004010
Risk Management Education for
Washington State University
USU
35,000

10.500
VARIOUS
Cooperative Extension Service
Washington State University
SNOW
47,658

10.500
VARIOUS
Cooperative Extension Service

USU
174,324
50,863

10.500
VARIOUS
Cooperative Extension Service

USU
363,915

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
92

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
10.500
VARIOUS
Cooperative Extension Service

USU
2,548,533

3,215,293
Subtotal – 10.500
55,863
10.516
VARIOUS
Rural Health and Safety Education
Competitive Grants Program

USU
97,543
5,199

97,543
Subtotal – 10.516
5,199
10.534
188UT014N7604
CACFP Meal Service Training Grants

PED
-2,174

-2,174
Subtotal – 10.534
10.545
3UT400373
Farmers’ Market Supplemental Nutrition
Assistance Program Support Grants

DWS
6,652
6,652

6,652
Subtotal – 10.545
6,652
10.557
VARIOUS
Special Supplemental Nutrition Program for
Women, Infants, and Children

DOH
33,909,986
31,420,364

33,909,986
Subtotal – 10.557
31,420,364
10.558
VARIOUS
Child and Adult Care Food Program

SUU
184,205

10.558
VARIOUS
Child and Adult Care Food Program

PED
2,197,555
2,197,555

2,381,760
Subtotal – 10.558
2,197,555
10.560
VARIOUS
State Administrative Expenses for Child
Nutrition

PED
2,475,658

2,475,658
Subtotal – 10.560
10.578
VARIOUS
WIC Grants to States (WGS)

DOH
3,710,439
41,660

3,710,439
Subtotal – 10.578
41,660
10.579
183UT608N8103
Child Nutrition Discretionary Grants Limited
Availability

PED
79,783
79,783

79,783
Subtotal – 10.579
79,783
10.582
VARIOUS
Fresh Fruit and Vegetable Program

PED
2,853,355
2,853,355

2,853,355
Subtotal – 10.582
2,853,355
10.652
VARIOUS
Forestry Research

USU
21,048

10.652
13-PA-11040700-054
Forestry Research

SUU
32,315

53,363
Subtotal – 10.652
10.664
VARIOUS
Cooperative Forestry Assistance

SUU
24,530

10.664
VARIOUS
Cooperative Forestry Assistance

DNR
4,097,778
262,421

4,122,308
Subtotal – 10.664
262,421
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
93

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
10.674
VARIOUS
Wood Utilization Assistance

USU
11,522

11,522
Subtotal – 10.674
10.675
VARIOUS
Urban and Community Forestry Program

SUU
443,650

443,650
Subtotal – 10.675
10.676
VARIOUS
Forest Legacy Program

DNR
943,069

943,069
Subtotal – 10.676
10.680
VARIOUS
Forest Health Protection

DNR
20,187

20,187
Subtotal – 10.680
10.691
VARIOUS
Good Neighbor Authority

DNR
2,237,044

2,237,044
Subtotal – 10.691
10.699
VARIOUS
Partnership Agreements

DNR
1

10.699
17-PA-11046000-008
THE CORPS NETWORK - USFS RAP 2
The Corps Network
USU
111,267

10.699
VARIOUS
Partnership Agreements

USU
174,845

286,113
Subtotal – 10.699
10.855
UTAH 715-A16
Distance Learning and Telemedicine Loans
and Grants

SNOW
9,509

10.855
VARIOUS
Distance Learning and Telemedicine Loans
and Grants

USU
127,605

137,114
Subtotal – 10.855
10.902
VARIOUS
Soil and Water Conservation

DNR
205,269

205,269
Subtotal – 10.902
10.914
VARIOUS
Wildlife Habitat Incentive Program

DNR
66,212

66,212
Subtotal – 10.914
10.916
VARIOUS
Watershed Rehabilitation Program

DNR
246,060

246,060
Subtotal – 10.916
10.932
VARIOUS
Regional Conservation Partnership Program

DNR
1,819,321

1,819,321
Subtotal – 10.932
69,875,145
37,679,331
Subtotal – Agriculture, Department of
COMMERCE, DEPARTMENT OF
11
VARIOUS
Department of Commerce

UOU
22,431

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
94

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
11
S2017-0132;
National Mesonet Program
Synoptic Data Corporation
USU
155,848

178,279
Subtotal – 11
11.303
ED18DEN3030035
Economic Development_Technical
Assistance

DSU
194,836

194,836
Subtotal – 11.303
11.431
VARIOUS
Climate and Atmospheric Research

UOU
25,589

11.431
SUBAED001350
Assessing Drought Impacts for
University Corporation for
Atmospheric Research
USU
27,434

53,023
Subtotal – 11.431
11.549
49-10-S18049
State and Local Implementation Grant
Program
UCA
175,663

175,663
Subtotal – 11.549
11.611
VARIOUS
Manufacturing Extension Partnership

UOU
585,235
261,528

585,235
Subtotal – 11.611
261,528
1,187,036
261,528
Subtotal – Commerce, Department of
CORPORATION FOR NATIONAL AND COMMUNITY SERVICE
94.002
VARIOUS
Retired and Senior Volunteer P
Sunshine Terrace Foundation
USU
19,874

19,874
Subtotal – 94.002
94.003
VARIOUS
State Commissions

DHA
288,710

288,710
Subtotal – 94.003
94.006
TIP_UCC_2019
TCN AmeriCorps TIP 2020
The Corps Network
USU
65,172

94.006
13NDHMA0010101
YOUTH BUILD AMERICORP
YOUTHBUILD USA
OWATC
94,138

94.006
18NDHDC002
TCN AmeriCorps TIP 2019
The Corps Network
USU
230,713

94.006
VARIOUS
AmeriCorps

DHA
4,277,178
4,196,640

4,667,201
Subtotal – 94.006
4,196,640
94.007
None
Program Development and Innovation
Grants

SLCC
119,995

119,995
Subtotal – 94.007
94.009
VARIOUS
Training and Technical Assistance

DHA
337,482
9,946

337,482
Subtotal – 94.009
9,946
94.013
11VSPUT001
Volunteers in Service to America

DWS
17,546

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
95

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
94.013
VARIOUS
Volunteers in Service to America

USU
414,550

432,096
Subtotal – 94.013
94.020
VARIOUS
CNCS Disaster Response Cooperative
Agreement

USU
251,112

251,112
Subtotal – 94.020
94.024
10049772
SOCIAL FINANCE COST SHARE
SOCIAL FINANCE
UOU
-36

94.024
VARIOUS
Social Innovation Fund Pay for Success

UOU
114,922

114,886
Subtotal – 94.024
94.027
VARIOUS
AmeriCorps VISTA Recruitment Support

USU
8,806

8,806
Subtotal – 94.027
6,240,162
4,206,586
Subtotal – Corporation for National and Community Service
DEPARTMENT OF DEFENSE
12
 418357-19138
NAVFAC Manual Update--Chapter-
Virigina Tech Polytechnic Institute
USU
1,268

12
VARIOUS
Department of Defense

USU
2,500

12
TSC-1191-60000
2019 AFRL University Design Ch
Technology Services Corporation
USU
4,817

12
MON001-S-016-07
2020 AFRL University Design Ch
DZYNE Technologies
USU
5,586

12
STAMP02-WSU-2020
Department of Defense
Edaptive Computing Inc.
WSU
65,045

12
9737-AM05 / 10039795
COMPOSITE DAMPING TESTING
MATERIALS SCIENCES
CORPORATION
UOU
100,756

12
D16PC00183-UTAH
PERFORMANCE PORTABLE
FRAMEWORK
RNET TECHNOLOGIES INC
UOU
109,652

12
VARIOUS
Department of Defense

UOU
174,035

463,659
Subtotal – 12
12.002
VARIOUS
Procurement Technical Assistance For
Business Firms

GOED
510,881

510,881
Subtotal – 12.002
12.113
VARIOUS
State Memorandum of Agreement Program
for the Reimbursement of Technical
Services

DEQ
589,450

589,450
Subtotal – 12.113
12.300
1702
BMT CTN 1702
NATIONAL MARROW DONOR
PROGRAM
UOU
2,171

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
96

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
12.300
209163
RITN FY15
NATIONAL MARROW DONOR
PROGRAM
UOU
8,000

12.300
10053814
HARP STTR
HARP ENGINEERING LLC
UOU
23,377

33,548
Subtotal – 12.300
12.357
PGO1801-UTAH-18
LANGUAGE TRAINING CENTER
INSTITUTE OF INTERNATIONAL
EDUCATION
UOU
231,397

231,397
Subtotal – 12.357
12.400
VARIOUS
Military Construction, National Guard

UNG
977,733

977,733
Subtotal – 12.400
12.401
VARIOUS
National Guard Military Operations and
Maintenance (O&M) Projects

UNG
42,338,151

42,338,151
Subtotal – 12.401
12.610
VARIOUS
Community Economic Adjustment
Assistance for Compatible Use and Joint
Land Use Studies

GOE
41,826
41,826

41,826
Subtotal – 12.610
41,826
12.630
ITRC-16-UT
ECOS
Environmental Council of States
DEQ
4,268

4,268
Subtotal – 12.630
12.900
VARIOUS
Language Grant Program

UOU
66,136

66,136
Subtotal – 12.900
12.901
VARIOUS
Mathematical Sciences Grants Program

USU
9,854

9,854
Subtotal – 12.901
45,266,903
41,826
Subtotal – Department of Defense
DEPARTMENT OF HOMELAND SECURITY
97
Accrual for 1262-RR-6347
EMAC Deployment (Hurricane Harvey)
State of Texas
DPS
16,033
16,033

97
Accrual for 1519-RR-8332
EMAC Deployment (Hurricane Michael)
State of Florida
DPS
39,101
39,101

97
1470RR7926-7914
EMAC Deployment (July 2018 Mendocino
Fire)
State of California
DPS
269,281
269,281

324,415
Subtotal – 97
324,415
97.008
EMW2018UA00041
Non-Profit Security Program

DPS
45,955
45,955

45,955
Subtotal – 97.008
45,955
97.012
3311FA110149
Boating Safety Financial Assistance

DNR
1,327,875

1,327,875
Subtotal – 97.012
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
97

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
97.023
EMD2019CA00001
Community Assistance Program State
Support Services Element (CAP-SSSE)

DPS
104,690

104,690
Subtotal – 97.023
97.024
VARIOUS
Emergency Food and Shelter National
Board Program

DWS
2,508

2,508
Subtotal – 97.024
97.032
4525DRUTISCC
Crisis Counseling

DPS
72,143
70,283

72,143
Subtotal – 97.032
70,283
97.036
FEMA-4311DRUTP1
Disaster Grants - Public Assistance
(Presidentially Declared Disasters)

DPS
1,008,885
1,008,885

1,008,885
Subtotal – 97.036
1,008,885
97.039
4311DRUTP5UT500
Hazard Mitigation Grant

DPS
72,628
72,628

72,628
Subtotal – 97.039
72,628
97.041
VARIOUS
National Dam Safety Program

DNR
110,124

110,124
Subtotal – 97.041
97.042
VARIOUS
Emergency Management Performance
Grants

DPS
4,839,619
1,639,964

4,839,619
Subtotal – 97.042
1,639,964
97.044
VARIOUS
Assistance to Firefighters Grant

UVU
147,500

147,500
Subtotal – 97.044
97.045
VARIOUS
Cooperating Technical Partners

DPS
2,217,608

2,217,608
Subtotal – 97.045
97.046
VARIOUS
Fire Management Assistance Grant

DPS
677,159
677,159

677,159
Subtotal – 97.046
677,159
97.047
VARIOUS
Pre-Disaster Mitigation

DPS
2,175,541
1,905,482

2,175,541
Subtotal – 97.047
1,905,482
97.050
4548DRUT
Presidential Declared Disaster Assistance
to Individuals and Households - Other
Needs

DPS
73,126
21,976

73,126
Subtotal – 97.050
21,976
97.067
VARIOUS
Homeland Security Grant Program

DPS
3,418,370
2,841,103

3,418,370
Subtotal – 97.067
2,841,103
97.082
EMD2019CA00009
Earthquake Consortium

DPS
26,651
1,721

26,651
Subtotal – 97.082
1,721
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
98

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
16,644,797
8,609,571
Subtotal – Department of Homeland Security
EDUCATION, DEPARTMENT OF
84
VARIOUS
Department of Education

UOU
5,811

84
VARIOUS
National Assessment of Educational
Progress

PED
169,763

84
652-15-1870
Kansas Technical Assistance
Kansas Department of Education
USU
266,051

441,625
Subtotal – 84
84.002
VARIOUS
Adult Education - Basic Grants to States

PED
3,909,409
3,410,979

3,909,409
Subtotal – 84.002
3,410,979
84.010
VARIOUS
Title I Grants to Local Educational Agencies

PED
87,251,911
86,228,168

87,251,911
Subtotal – 84.010
86,228,168
84.011
VARIOUS
Migrant Education_State Grant Program

PED
1,450,595
1,249,421

1,450,595
Subtotal – 84.011
1,249,421
84.013
VARIOUS
Title I State Agency Program for Neglected
and Delinquent Children and Youth

PED
947,790
743,875

947,790
Subtotal – 84.013
743,875
84.015
VARIOUS
National Resource Centers Program for
Foreign Language and Area Studies or
Foreign Language and International
Studies Program and Foreign Language
and Area Studies Fellowship Program

UOU
1,546,976
678,781

1,546,976
Subtotal – 84.015
678,781
84.016
VARIOUS
Undergraduate International Studies and
Foreign Language Programs

WSU
92,469

92,469
Subtotal – 84.016
84.031A
P031A140224
Higher Education_Institutional Aid

UVU
238,897

84.031
VARIOUS
Higher Education_Institutional Aid

USU
322,294

84.031
P031A160253
Higher Education_Institutional Aid

SLCC
430,087

84.031
VARIOUS
Higher Education_Institutional Aid

WSU
524,708

1,515,986
Subtotal – 84.031
84.032
VARIOUS
STUDENT LOAN PURCHASE PROGRAM,
NET
SAP
-15,131,765

84.032
VARIOUS
STUDENT LOAN GUARANTEE
PROGRAM FEES
SAP
643,073

84.032
VARIOUS
Federal Family Education Loans
Reinsurance - Guarantees Made
SAP
12,985,528

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
99

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
84.032
VARIOUS
Federal Family Education Loans
Reinsurance - Beginning Guarantee Amount
SAP
684,578,679

683,075,515
Subtotal – 84.032
84.037
VARIOUS
Perkins Loan Cancellations

UVU
95,106

95,106
Subtotal – 84.037
84.048
VARIOUS
Perkins Spring FY20 Special Project
San Juan School District
USU
74,150

84.048
VARIOUS
2020 SE Region Perkins Pathway
San Juan School District
USU
100,851

84.048
VARIOUS
USU Perkins FY20
Box Elder County School District
USU
118,135

84.048
VARIOUS
Career and Technical Education -- Basic
Grants to States

PED
15,357,216
13,998,962

15,650,352
Subtotal – 84.048
13,998,962
84.126
VARIOUS
Rehabilitation Services_Vocational
Rehabilitation Grants to States

DWS
27,556,069
1,752,920

27,556,069
Subtotal – 84.126
1,752,920
84.129
VARIOUS
Rehabilitation Long-Term Training

USU
565,328

565,328
Subtotal – 84.129
84.144F
VARIOUS
Migrant Education_Coordination Program

PED
68,000

68,000
Subtotal – 84.144
84.177
VARIOUS
Rehabilitation Services_Independent Living
Services for Older Individuals Who are Blind

DWS
224,595
224,595

224,595
Subtotal – 84.177
224,595
84.181A
H181A190111
Special Education-Grants for Infants and
Families

DOH
5,689,730
4,668,371

5,689,730
Subtotal – 84.181
4,668,371
84.187
VARIOUS
Supported Employment Services for
Individuals with the Most Significant
Disabilities

DWS
274,048

274,048
Subtotal – 84.187
84.196
VARIOUS
Education for Homeless Children and Youth

PED
416,024
316,810

416,024
Subtotal – 84.196
316,810
84.229
VARIOUS
Language Resource Centers

UOU
148,729

148,729
Subtotal – 84.229
84.287
VARIOUS
Twenty-First Century Community Learning
Centers

PED
5,638,102
5,345,158

5,638,102
Subtotal – 84.287
5,345,158
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
100

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
84.323
16-02-EDSG
Arizona Web Project
State of Arizona Department of
Education
USU
8,364

84.323
16-01-EDSG
Arizona State Personnel Develo
State of Arizona Department of
Education
USU
159,526

84.323
H323A170024
Special Education - State Personnel
Development

PED
825,985
454,120

993,875
Subtotal – 84.323
454,120
84.325A
H325A120003
Collaboration for Educator Development,
Accountability, and Reform (CEEDAR)
University of Florida
PED
6,868

84.325
VARIOUS
Special Education - Personnel
Development to Improve Services and
Results for Children with Disabilities

USU
187,880

84.325
VARIOUS
Special Education - Personnel
Development to Improve Services and
Results for Children with Disabilities

UOU
733,212
10,564

84.325
VARIOUS
Special Education - Personnel
Development to Improve Services and
Results for Children with Disabilities

USU
1,051,536

1,979,496
Subtotal – 84.325
10,564
84.326
H326T180005
Special Education_Technical Assistance
and Dissemination to Improve Services and
Results for Children with Disabilities

PED
117,687

117,687
Subtotal – 84.326
84.334
P334A150032
Gaining Early Awareness and Readiness
for Undergraduate Programs

SUU
27,429

84.334
MOU
Gaining Early Awareness and Readiness
for Undergraduate Programs
Ogden City School District
WSU
150,577

84.334S
VARIOUS
Gaining Early Awareness and Readiness
for Undergraduate Programs

UVU
4,700,995
411,887

84.334
VARIOUS
Gaining Early Awareness and Readiness
for Undergraduate Programs

USU
7,213,433
4,790,412

12,092,434
Subtotal – 84.334
5,202,299
84.335A
P335A130200
Child Care Access Means Parents in School

SUU
91,164

84.335A
VARIOUS
Child Care Access Means Parents in School

UOU
200,471

84.335A
VARIOUS
Child Care Access Means Parents in School

UVU
203,399

84.335
VARIOUS
Child Care Access Means Parents in School

SLCC
347,793

842,827
Subtotal – 84.335
84.358B
VARIOUS
Rural Education

PED
-7,194
-7,494

84.358
VARIOUS
Rural Education

USU
29,800

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
101

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
22,606
Subtotal – 84.358
-7,494
84.365
VARIOUS
English Language Acquisition State Grants

PED
4,713,588
4,534,662

4,713,588
Subtotal – 84.365
4,534,662
84.367
VARIOUS
Supporting Effective Instruction State
Grants

PED
12,881,994
12,295,930

12,881,994
Subtotal – 84.367
12,295,930
84.369
VARIOUS
Grants for State Assessments and Related
Activities

PED
6,141,353

6,141,353
Subtotal – 84.369
84.372A
R372A150014
Statewide Longitudinal Data Systems

PED
1,882,244

1,882,244
Subtotal – 84.372
84.373
100041.Y4.001-TAES01
NTAC - Improve State Capacity for IDEA
Part B & C Fiscal Data
Applied Engineering Management
Corporation
USU
2,748

84.373
S-00015246
NTAC - Improve State Capacity for IDEA
Part B & C Fiscal Data
WestEd
USU
105,653

108,401
Subtotal – 84.373
84.377
VARIOUS
School Improvement Grants

PED
-100,105
-133,224

-100,105
Subtotal – 84.377
-133,224
84.407
VARIOUS
Transition Programs for Students with
Intellectual Disabilities into Higher

USU
248,922

248,922
Subtotal – 84.407
84.418
H418P140002
Promoting Readiness of Minors in
Supplemental Security Income

DWS
298,012
44,946

298,012
Subtotal – 84.418
44,946
84.424
19-924-00180
New Mexico Multi-Layered Syste
State of New Mexico Department of
Education
USU
47,005

84.424A
VARIOUS
Student Support and Academic Enrichment
Program

PED
3,703,958
3,605,902

3,750,963
Subtotal – 84.424
3,605,902
84.425F
P425F200249
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion

TATC
10,142
COVID-19
84.425E
E-P425E201822
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion

DATC
57,752
COVID-19
84.425F
P425F201712
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion
SWATC
68,547
COVID-19
84.425E
P425E201637
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
SWATC
68,548
COVID-19
84.425N
P425N200397
(COVID-19) Education Stabilization Fund:
Fund for the Improvement of
Postsecondary Education (FIPSE)
DXATC
71,680
COVID-19
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
102

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
84.425F
P425F201749
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion
UBATC
83,682
COVID-19
84.425E
P425E201804
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
UBATC
83,683
COVID-19
84.425F
P425F201572
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion
BATC
83,803
COVID-19
84.425E
P425E201354
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
BATC
98,708
COVID-19
84.425E
P425E203946
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
DXATC
101,403
COVID-19
84.425N
P425E204702
(COVID-19) Education Stabilization Fund:
Fund for the Improvement of
Postsecondary Education (FIPSE)
TATC
133,042
COVID-19
84.425M
P425M200281
(COVID-19) Education Stabilization Fund:
Strengthening Instutions Program (SIP)
SLCC
203,182
COVID-19
84.425N
P425N200087
(COVID-19) Education Stabilization Fund:
Fund for the Improvement of
Postsecondary Education (FIPSE)
UBATC
232,016
COVID-19
84.425F
P425F201274
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion

OWATC
298,022
COVID-19
84.425E
P425E202491
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion

OWATC
298,022
COVID-19
84.425E
P425E200877
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
SNOW
299,100
COVID-19
84.425F
P425F201257
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion
SNOW
299,100
COVID-19
84.425M
P425M200131
(COVID-19) Education Stabilization Fund:
Strengthening Instutions Program (SIP)
DSU
303,304
COVID-19
84.425E
P425E204777
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion

MATC
304,741
COVID-19
84.425F
P425F204262
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion

MATC
304,741
COVID-19
84.425E
P425E200119
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion

UOU
354,300
COVID-19
84.425E
P425E201490
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
SUU
399,440
COVID-19
84.425M
P425M200542
(COVID-19) Education Stabilization Fund:
Strengthening Instutions Program (SIP)
WSU
580,432
COVID-19
84.425F
P425F201605
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion
WSU
595,637
COVID-19
84.425F
P425F201626
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion
DSU
670,058
COVID-19
84.425E
P425E201179
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
WSU
930,483
COVID-19
84.425F
P425F201784
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion
UVU
943,411
COVID-19
84.425C
S425C200031
(COVID-19) Governor’s Emergency
Education Relief (GEER) Fund

PED
1,097,968
1,097,968
COVID-19
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
103

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
84.425E
P425E201701
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
DSU
1,167,000
COVID-19
84.425F
P425F202127
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion
SUU
1,798,529
COVID-19
84.425F
P425F201700
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion
SLCC
2,146,921
COVID-19
84.425F
P425F200889
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Institutional Portion

USU
2,264,661
COVID-19
84.425E
P425E200941
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
SLCC
2,800,055
COVID-19
84.425E
P425E200089
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion

USU
4,085,535
COVID-19
84.425E
P425E200688
(COVID-19) Higher Education Emergency
Relief Fund (HEERF) Student Aid Portion
UVU
7,546,850
COVID-19
84.425D
S425D200032
(COVID-19) Elementary and Secondary
School Emergency Relief (ESSER) Fund

PED
18,472,742
18,436,754
COVID-19
49,257,240
Subtotal – 84.425
19,534,722
931,789,896
164,160,467
Subtotal – Education, Department of
ELECTION ASSISTANCE COMMISSION
90.401
VARIOUS
Help America Vote Act Requirements
Payments

GOV
901,501
899,448

901,501
Subtotal – 90.401
899,448
901,501
899,448
Subtotal – Election Assistance Commission
ENERGY, DEPARTMENT OF
81
VARIOUS
Department of Energy

USU
2,117

81
223228
INL SSHAC level 3 study: Resou
Battelle Energy Alliance, LLC
USU
6,000

81
FELL0WSHIPN0BLE
NANOSCALE LUBRICANT MECHANICS
KRELL INSTITUTE
UOU
6,000

81
None
Alliance for Sustainable Energy

WSU
10,766

81
232060
Joint Appointment work with Pa
Battelle
USU
31,112

81
VARIOUS
Department of Energy

UOU
294,927

350,922
Subtotal – 81
81.041
VARIOUS
State Energy Program

GOE
467,393
89,230

81.041
VARIOUS
State Energy Program Loans - Beginning
Loan Balance

GOV
1,379,443

1,846,836
Subtotal – 81.041
89,230
81.042
EE0007953
Weatherization Assistance for Low-Income
Persons

DWS
2,426,710
2,105,272

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
104

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
2,426,710
Subtotal – 81.042
2,105,272
81.106
30-312-08 WIPP
Waste Isolation Pilot Plant
Western Governor's Association
DEQ
57,739

57,739
Subtotal – 81.106
81.117
VARIOUS
Energy Efficiency and Renewable Energy
Information Dissemination, Outreach,
Training and Technical Analysis/Assistance

UOU
365,429

365,429
Subtotal – 81.117
81.119
VARIOUS
State Energy Program Special Projects

GOE
255,073
243,409

255,073
Subtotal – 81.119
243,409
81.121
VARIOUS
Nuclear Energy Research, Development
and Demonstration

UOU
52,501

81.121
VARIOUS
Nuclear Energy Research, Development
and Demonstration

USU
114,535

167,036
Subtotal – 81.121
81.136
DEFG0107LM00113
Long-Term Surveillance and Maintenance

DEQ
12,528

81.136
DE-LM0000461
Long-Term Surveillance and Maintenance

DNR
27,323

39,851
Subtotal – 81.136
81.502
ITRC-16-UT
ECOS
Environmental Council of States
DEQ
4,268

4,268
Subtotal – 81.502
5,513,864
2,437,911
Subtotal – Energy, Department of
ENVIRONMENTAL PROTECTION AGENCY
66.034
XA-83720001
Surveys, Studies, Research, Investigations,
Demonstrations, and Special Purpose
Activities Relating to the Clean Air Act

WSU
49,670

66.034
VARIOUS
Surveys, Studies, Research, Investigations,
Demonstrations, and Special Purpose
Activities Relating to the Clean Air Act

DEQ
483,537

533,207
Subtotal – 66.034
66.039
VARIOUS
National Clean Diesel Emissions Reduction
Program

DEQ
598,828

598,828
Subtotal – 66.039
66.040
VARIOUS
State Clean Diesel Grant Program

DEQ
3,926

3,926
Subtotal – 66.040
66.202
VARIOUS
Congressionally Mandated Projects

DEQ
3,888,729
644,300

3,888,729
Subtotal – 66.202
644,300
66.204
96880401
Multipurpose Grants to States and Tribes

DNR
17,572

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
105

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
17,572
Subtotal – 66.204
66.419
VARIOUS
Water Pollution Control State, Interstate,
and Tribal Program Support

DEQ
419,959

419,959
Subtotal – 66.419
66.433
G00842619
State Underground Water Source Protection

DNR
83,000

83,000
Subtotal – 66.433
66.454
C6008567-19
Water Quality Management Planning

DEQ
107,069

107,069
Subtotal – 66.454
66.460
VARIOUS
Nonpoint Source Implementation Grants

DEQ
894,841
576,304

894,841
Subtotal – 66.460
576,304
66.461
CD968526-01
Regional Wetland Program Development
Grants

DEQ
113,734

66.461
VARIOUS
Regional Wetland Program Development
Grants

DNR
159,765

273,499
Subtotal – 66.461
66.514
VARIOUS
Science to Achieve Results (STAR)
Fellowship Program

UOU
4,506

4,506
Subtotal – 66.514
66.605
VARIOUS
Performance Partnership Grants

DEQ
7,988,164
396,510

7,988,164
Subtotal – 66.605
396,510
66.608
VARIOUS
Environmental Information Exchange
Network Grant Program and Related
Assistance

DNR
92,412

66.608
VARIOUS
Environmental Information Exchange
Network Grant Program and Related
Assistance

DEQ
179,715

272,127
Subtotal – 66.608
66.700
VARIOUS
Consolidated Pesticide Enforcement
Cooperative Agreements

DAG
530,760

530,760
Subtotal – 66.700
66.716
SA-2020-34
Pesticide Applicator Safety Tr
eXtension Foundation
USU
8,600

66.716
SA-2019-11
Pesticide Safety Education Man
eXtension Foundation
USU
12,595

21,195
Subtotal – 66.716
66.802
VARIOUS
Superfund State, Political Subdivision, and
Indian Tribe Site-Specific Cooperative
Agreements

DEQ
1,428,441

1,428,441
Subtotal – 66.802
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
106

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
66.804
VARIOUS
Underground Storage Tank Prevention,
Detection and Compliance Program

DEQ
316,605

316,605
Subtotal – 66.804
66.805
VARIOUS
Leaking Underground Storage Tank Trust
Fund Corrective Action Program

DEQ
776,420

776,420
Subtotal – 66.805
66.813
ITRC-16-UT
ECOS
Environmental Council of States
DEQ
4,268

4,268
Subtotal – 66.813
66.817
VARIOUS
State and Tribal Response Program Grants

DEQ
577,636

577,636
Subtotal – 66.817
66.956
VARIOUS
Targeted Air Sheds Grant Program

DEQ
65,057
62,109

65,057
Subtotal – 66.956
62,109
18,805,809
1,679,223
Subtotal – Environmental Protection Agency
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
30.001
VARIOUS
Employment Discrimination_Title VII of the
Civil Rights Act of 1964

LBR
350,402

350,402
Subtotal – 30.001
350,402
Subtotal – Equal Employment Opportunity Commission
EXECUTIVE OFFICE OF THE PRESIDENT
95.001
VARIOUS
High Intensity Drug Trafficking Areas
Program

DPS
654,708
319,246

654,708
Subtotal – 95.001
319,246
654,708
319,246
Subtotal – Executive Office Of The President
FEDERAL COUNCIL ON THE ARTS AND THE HUMANITIES
45.024
VARIOUS
Promotion of the Arts_Grants to
Organizations and Individuals

USU
866

45.024
VARIOUS
Promotion of the Arts_Grants to
Organizations and Individuals

SUU
39,989

45.024
VARIOUS
Promotion of the Arts_Grants to
Organizations and Individuals

UOU
112,840

153,695
Subtotal – 45.024
45.025
VARIOUS
Promotion of the Arts_Partnership
Agreements

DHA
1,086,980
1,233,295

1,086,980
Subtotal – 45.025
1,233,295
45.129
1202055251062016
(COVID-19) General Operating Support for
Utah Humanities Council
USU
62
COVID-19
62
Subtotal – 45.129
45.149
VARIOUS
Promotion of the Humanities_Division of
Preservation and Access

SUU
2,909

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
107

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
2,909
Subtotal – 45.149
45.163
VARIOUS
Promotion of the Humanities_Professional
Development

SUU
14,926

45.163
VARIOUS
Promotion of the Humanities_Professional
Development

UOU
40,481

55,407
Subtotal – 45.163
45.169
HAA26906720
Promotion of the Humanities_Office of
Digital Humanities

UVU
12,851

12,851
Subtotal – 45.169
45.310
LS-246562-OLS-20
(COVID-19) State Grants
DHA
118,227
118,227
COVID-19
45.310
VARIOUS
Grants to States

DHA
2,221,408
705,220

2,339,635
Subtotal – 45.310
823,447
45.312
VARIOUS
National Leadership Grants

UOU
3,404

3,404
Subtotal – 45.312
3,654,943
2,056,742
Subtotal – Federal Council on the Arts and the Humanities
GENERAL SERVICES ADMINISTRATION
39.003
VARIOUS
Donation of Federal Surplus Personal
Property

DAS
433,561

433,561
Subtotal – 39.003
433,561
Subtotal – General Services Administration
HEALTH AND HUMAN SERVICES, DEPARTMENT OF
93
None
Association of Food and Drug Officials

DAG
4,572

93
2005-UT-5002
Department of Health and Human Services

DOH
198,798

203,370
Subtotal – 93
93.041
18AAUTT7EA
Special Programs for the Aging_Title VII,
Chapter 3_Programs for Prevention of
Elder Abuse, Neglect, and Exploitation

DHS
6,185

6,185
Subtotal – 93.041
93.042
VARIOUS
Special Programs for the Aging_Title VII,
Chapter 2_Long Term Care Ombudsman
Services for Older Individuals

DHS
94,974
69,363

93.042
2001UTOMC3
(COVID-19) Title VII CARES Ombudsman
Services
DHS
125,917
125,917
COVID-19
220,891
Subtotal – 93.042
195,280
93.043
VARIOUS
Special Programs for the Aging_Title III,
Part D_Disease Prevention and Health
Promotion Services

DHS
154,204
154,204

154,204
Subtotal – 93.043
154,204
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
108

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
93.048
VARIOUS
Special Programs for the Aging_Title
IV_and Title II_Discretionary Projects

USU
19,071

93.048
VARIOUS
Special Programs for the Aging_Title
IV_and Title II_Discretionary Projects

DHS
218,641
183,314

237,712
Subtotal – 93.048
183,314
93.052
2001UTFCC3
(COVID-19) Title III E CARES Caregiver
DHS
577,989
577,989
COVID-19
93.052
VARIOUS
National Family Caregiver Support, Title III,
Part E

DHS
866,136
866,136

1,444,125
Subtotal – 93.052
1,444,125
93.065
5NU88EH001324-02
Laboratory Leadership, Workforce Training
and Management Development, Improving
Public Health Laboratory Infrastructure

DOH
294,809

294,809
Subtotal – 93.065
93.068
5NU58DP001005-04
Chronic Diseases: Research, Control, and
Prevention

DOH
134,583

134,583
Subtotal – 93.068
93.069
1NU90TP922027-01
Public Health Emergency Preparedness

DOH
6,669,578
4,380,023

6,669,578
Subtotal – 93.069
4,380,023
93.070
VARIOUS
Environmental Public Health and
Emergency Response

DOH
1,630,311
246,936

1,630,311
Subtotal – 93.070
246,936
93.071
VARIOUS
Medicare Enrollment Assistance Program

DHS
152,609
135,000

152,609
Subtotal – 93.071
135,000
93.073
6NU50DD004948-04
Birth Defects and Developmental
Disabilities - Prevention and Surveillance

DOH
179,246

179,246
Subtotal – 93.073
93.079
5NU87PS004342-02
Cooperative Agreements to Promote
Adolescent Health through School-Based
HIV/STD Prevention and School-Based
Surveillance

DOH
85,599

85,599
Subtotal – 93.079
93.086
A02435
DHS: BYU Relationship Relationship
Program
 Brigham Young University
SUU
21,425

93.086
VARIOUS
Healthy Marriage Promotion and
Responsible Fatherhood Grants

USU
1,515,063
108,772

1,536,488
Subtotal – 93.086
108,772
93.092
1801UTPREP
Affordable Care Act (ACA) Personal
Responsibility Education Program

DOH
551,760
433,357

551,760
Subtotal – 93.092
433,357
93.103
VARIOUS
Food and Drug Administration_Research

DAG
1,406,750

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
109

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
1,406,750
Subtotal – 93.103
93.110
VARIOUS
Maternal and Child Health Federal
Consolidated Programs

DOH
507,621
256,654

93.110
VARIOUS
Maternal and Child Health Federal
Consolidated Programs

USU
1,456,849
80,000

1,964,470
Subtotal – 93.110
336,654
93.116
1NU52PS910197-01
Project Grants and Cooperative
Agreements for Tuberculosis Control
Programs

DOH
209,034
60,290

209,034
Subtotal – 93.116
60,290
93.127
5H33MC06680-14
Emergency Medical Services for Children

DOH
105,616
96,626

105,616
Subtotal – 93.127
96,626
93.130
6U68HP11436-11
Cooperative Agreements to
States/Territories for the Coordination and
Development of Primary Care Offices

DOH
174,641
6,838

174,641
Subtotal – 93.130
6,838
93.136
VARIOUS
Injury Prevention and Control Research and
State and Community Based Programs

DOH
4,772,903
631,765

4,772,903
Subtotal – 93.136
631,765
93.150
19SM16045A
Projects for Assistance in Transition from
Homelessness (PATH)

DHS
557,741
549,273

557,741
Subtotal – 93.150
549,273
93.165
5H56HP31914-02
Grants to States for Loan Repayment
Program

DOH
157,500

157,500
Subtotal – 93.165
93.184
5NU27DD000003-04
Disabilities Prevention

DOH
154,368

154,368
Subtotal – 93.184
93.211
GA1RH33545
HRSA: Rural Opioid Response
SW Utah Community Healthcare
Centers, Four Corners Behavioral
Health, Utah Support Advocates for
Recovery Awareness
SUU
20,969

93.211
GA1RH33544
HRSA: Rural Opioid Response
 SW Utah Community Healthcare
Centers, Four Corners Behavioral
Health, Utah Support Advocates for
Recovery Awareness
SUU
63,359

93.211
G25RH32477
HRSA: Rural Opioid Response

SUU
84,495

168,823
Subtotal – 93.211
93.234
90TBSG0043-02
Traumatic Brain Injury State Demonstration
Grant Program

DOH
106,625

106,625
Subtotal – 93.234
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
110

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
93.235
1901UTSRAE
Affordable Care Act (ACA) Abstinence
Education Program

DOH
348,258
265,059

348,258
Subtotal – 93.235
265,059
93.240
6NU61TS000279-03
State Capacity Building

DOH
276,425

276,425
Subtotal – 93.240
93.241
VARIOUS
State Rural Hospital Flexibility Program

DOH
397,972
144,394

397,972
Subtotal – 93.241
144,394
93.243
VARIOUS
Substance Abuse and Mental Health
Services_Projects of Regional and National
Significance

USU
87,576

93.243
VARIOUS
Substance Abuse and Mental Health
Services_Projects of Regional and National
Significance

WSU
105,541

93.243
VARIOUS
Substance Abuse and Mental Health
Services_Projects of Regional and National
Significance

PED
1,699,940
1,491,238

93.243
VARIOUS
Substance Abuse and Mental Health
Services_Projects of Regional and National
Significance

DHS
6,753,543
4,207,965

8,646,600
Subtotal – 93.243
5,699,203
93.251
KC281200
Family Support Workshops
Idaho Department of Health and
Welfare
USU
8,179

93.251
HRSA-2019-01-USU SKI-HI
Guam Deaf Mentor Basic Trainin
University of Guam
USU
17,277

93.251
KC281300
Care Coordination Workshop
Idaho Department of Health and
Welfare
USU
30,705

93.251
VARIOUS
Universal Newborn Hearing Screening

DOH
254,919
66,043

311,080
Subtotal – 93.251
66,043
93.262
G-71107-01
Agricultural Safety Education
Colorado State University
USU
978
978

93.262
G-71102-01
Train the Trainer: Building Ca
Colorado State University
USU
6,012

93.262
G-71107-01
Agricultural Safety Education
Colorado State University
USU
9,247
9,247

93.262
G-71107-01
Agricultural Safety Education
Colorado State University
USU
60,912

77,149
Subtotal – 93.262
10,225
93.268
VARIOUS
Immunization Cooperative Agreements

DOH
29,535,339
27,157,615

29,535,339
Subtotal – 93.268
27,157,615
93.270
VARIOUS
Adult Viral Hepatitis Prevention and Control

DOH
326,429
600

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
111

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
326,429
Subtotal – 93.270
600
93.283
6NU50OE000085-04
Centers for Disease Control and
Prevention_Investigations and Technical
Assistance

DOH
55,055
13,375

55,055
Subtotal – 93.283
13,375
93.286
VARIOUS
Discovery and Applied Research for
Technological Innovations to Improve
Human Health

WSU
11,785

11,785
Subtotal – 93.286
93.296
5STTMP151108-05
State Partnership Grant Program to
Improve Minority Health

DOH
145,137
14,950

145,137
Subtotal – 93.296
14,950
93.301
VARIOUS
Small Rural Hospital Improvement Grant
Program

DOH
212,616
91,686

93.301
1H3JRH37424-01
(COVID-19) Coronavirus State Hospital
Improvement Program
DOH
923,761
920,880
COVID-19
1,136,377
Subtotal – 93.301
1,012,566
93.305
VARIOUS
National State Based Tobacco Control
Programs

DOH
1,114,422
431,310

1,114,422
Subtotal – 93.305
431,310
93.314
6NUR3DD000089-03
Early Hearing Detection and Intervention
Information System (EHDI-IS) Surveillance
Program

DOH
150,763

150,763
Subtotal – 93.314
93.323
6NU50CK000536-01
(COVID-19) Epidemiology and Lab
Capacity for Infectious Disease (ELC)
DOH
342,844
14,766
COVID-19
93.323
5NU50CK000372-05
Epidemiology and Laboratory Capacity for
Infectious Diseases (ELC)
DOH
4,670,428
258,145

5,013,272
Subtotal – 93.323
272,911
93.324
VARIOUS
State Health Insurance Assistance Program

DHS
309,519
204,789

309,519
Subtotal – 93.324
204,789
93.336
6NU58DP006051-05
Behavioral Risk Factor Surveillance System

DOH
526,229

526,229
Subtotal – 93.336
93.354
6NU90TP921966-01
Public Health Emergency Response:
Cooperative Agreement for Emergency
Response: Public Health Crisis Response

DOH
1,440,584
169,303

93.354
1NU90TP922119-01
(COVID-19) Cooperative Agreement for
Emergency Response:Public Health Crisis
Response
DOH
2,907,722
245,000
COVID-19
4,348,306
Subtotal – 93.354
414,303
93.369
19-1825
SILC: Training and Technical A
TIRR Memorial Herman
USU
122,203

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
112

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
93.369
VARIOUS
ACL Independent Living State Grants

DWS
337,094
337,094

93.369
2020-YR3-1812-UTAHSTATEU-
CILNE
CIL: Training and Technical As
TIRR Memorial Herman
USU
394,867

854,164
Subtotal – 93.369
337,094
93.380
6NU58DP006698-01
The CDC Public Health Cancer Genomics
Program: Translating Research into Public
Health Practice

DOH
212,436

212,436
Subtotal – 93.380
93.421
VARIOUS
Act Early Ambassadors
Association of University Centers on
Disabilities
USU
2,712

2,712
Subtotal – 93.421
93.426
6NU58DP006512-02
Improving the Health of Americans through
Prevention and Management of Diabetes
and Heart Disease and Stroke-Financed in
part by 2018 Prevention and Public Health
Funds

DOH
1,581,181
273,228

1,581,181
Subtotal – 93.426
273,228
93.432
19-1590
CIL: Training and Technical As
TIRR Memorial Herman
USU
3,380

3,380
Subtotal – 93.432
93.434
90TP0049-01-02
Every Student Succeeds Act/Preschool
Development Grants

DWS
240,024

240,024
Subtotal – 93.434
93.435
6NU58DP006609-02
Innovative State and Local Public Health
Strategies to prevent and Manage Diabetes
and Heart Disease and Stroke-

DOH
1,867,867
1,140,688

1,867,867
Subtotal – 93.435
1,140,688
93.436
5NU58DP006652-02
WELL-INTEGRATED SCREENING AND
EVALUATION FOR WOMEN ACROSS
THE NATION (WISEWOMAN)

DOH
1,064,976
330,701

1,064,976
Subtotal – 93.436
330,701
93.439
5NU58DP006496-02
State Physical Activity and Nutrition (SPAN

DOH
905,068
233,542

905,068
Subtotal – 93.439
233,542
93.449
HHSF223201810011C
Ruminant Feed Ban Support Project

DAG
32,171

32,171
Subtotal – 93.449
93.464
VARIOUS
ACL Assistive Technology

USU
537,572

537,572
Subtotal – 93.464
93.472
2001UTPSGP
Title IV-E Prevention and Family Services
and Programs

DHS
165,916

165,916
Subtotal – 93.472
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
113

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
93.478
1NU58DP006685-01
Preventing Maternal Deaths: Supporting
Maternal Mortality Review Committees

DOH
164,569
5,720

164,569
Subtotal – 93.478
5,720
93.521
6U50CK000372-04
The Affordable Care Act: Building
Epidemiology, Laboratory, and Health
Information Systems Capacity in the
Epidemiology and Laboratory Capacity for
Infectious Disease (ELC) and Emerging
Infections Program (EIP) Cooperative
Agreements;PPHF

DOH
25,666

25,666
Subtotal – 93.521
93.556
VARIOUS
Promoting Safe and Stable Families

DHS
2,040,527
100,000

2,040,527
Subtotal – 93.556
100,000
93.558
VARIOUS
Temporary Assistance for Needy Families

DWS
50,452,731

50,452,731
Subtotal – 93.558
93.563
VARIOUS
Child Support Enforcement

DHS
24,780,331

24,780,331
Subtotal – 93.563
93.566
VARIOUS
Refugee and Entrant Assistance_State
Administered Programs

DWS
5,890,539
3,893,655

5,890,539
Subtotal – 93.566
3,893,655
93.568
2001UTE5C3
(COVID-19) - Low-Income Home Energy
Assistance Program
DWS
4,818,050
COVID-19
93.568
VARIOUS
Low-Income Home Energy Assistance

DWS
26,093,575
9,934,104

30,911,625
Subtotal – 93.568
9,934,104
93.569
2001UTCSC3
(COVID-19) - Community Services Block
Grant
DWS
29,400
29,400
COVID-19
93.569
VARIOUS
Community Services Block Grant

DWS
3,682,258
3,527,274

3,711,658
Subtotal – 93.569
3,556,674
93.576
90RX0305-03
Refugee and Entrant
Assistance_Discretionary Grants

DOH
57,705
57,705

57,705
Subtotal – 93.576
57,705
93.586
VARIOUS
State Court Improvement Program

JUD
429,985

429,985
Subtotal – 93.586
93.590
VARIOUS
Community-Based Child Abuse Prevention
Grants

DHS
373,046

373,046
Subtotal – 93.590
93.597
1901UTSAVP
Grants to States for Access and Visitation
Programs

JUD
100,000

100,000
Subtotal – 93.597
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
114

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
93.599
VARIOUS
Chafee Education and Training Vouchers
Program (ETV)

DHS
195,172

195,172
Subtotal – 93.599
93.603
VARIOUS
Adoption and Legal Guardianship Incentive
Payments

DHS
630,174

630,174
Subtotal – 93.603
93.630
VARIOUS
Developmental Disabilities Basic Support
and Advocacy Grants

DHS
769,537
60,528

769,537
Subtotal – 93.630
60,528
93.631
VARIOUS
Developmental Disabilities Projects of
National Significance

USU
253,781

253,781
Subtotal – 93.631
93.632
PO 7800004501
Serious Mental Illness Nationa
University of Kentucky Research
Foundation
USU
77,863

93.632
3200002810-20-087
Serious Mental Illness Nationa
University of Kentucky Research
Foundation
USU
220,085

93.632
VARIOUS
University Centers for Excellence in
Developmental Disabilities Education,
Research, and Service

USU
507,718

805,666
Subtotal – 93.632
93.643
G1801UTCJA1
Children's Justice Grants to States

AG
224,453

224,453
Subtotal – 93.643
93.645
VARIOUS
Stephanie Tubbs Jones Child Welfare
Services Program

DHS
3,946,700

3,946,700
Subtotal – 93.645
93.658
VARIOUS
Foster Care_Title IV-E

DHS
30,892,030

30,892,030
Subtotal – 93.658
93.659
VARIOUS
Adoption Assistance

DHS
12,708,347

12,708,347
Subtotal – 93.659
93.665
20FG00265AC3
(COVID-19) Utah Emergency (COVID-19)
Program for Mental Health/Substance Use
Disorders

DHS
100,678
87,108
COVID-19
100,678
Subtotal – 93.665
87,108
93.667
VARIOUS
Bridgerland Literacy/BRAG
Bear River Association of
Governments
USU
1,432

93.667
G-1901UTSOSR
Social Services Block Grant

DWS
15,000

93.667
VARIOUS
Social Services Block Grant

DHS
22,358,088
2,182,788

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
115

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
22,374,520
Subtotal – 93.667
2,182,788
93.669
1801UTNCAN
Child Abuse and Neglect State Grants

DHS
563,618

563,618
Subtotal – 93.669
93.671
1901UTFVPS
Family Violence Prevention and
Services/Domestic Violence Shelter and
Supportive Services

DHS
1,295,758

1,295,758
Subtotal – 93.671
93.674
1901UTCILP
Chafee Foster Care Independence Program

DHS
790,957

790,957
Subtotal – 93.674
93.732
17M01HP31269
Mental and Behavioral Health Education
and Training Grants

DHS
248,874

248,874
Subtotal – 93.732
93.734
VARIOUS
Empowering Older Adults and Adults with
Disabilities through Chronic Disease Self-
Management Education Programs –
financed by Prevention and Public Health
Funds (PPHF)

DOH
216,037

216,037
Subtotal – 93.734
93.735
6NU58DP005339-04
State Public Health Approaches for
Ensuring Quitline Capacity – Funded in part
by Prevention and Public Health Funds
(PPHF)

DOH
77,760

77,760
Subtotal – 93.735
93.747
90EJSG004201
Elder Abuse Prevention Interventions
Program

DHS
82,581

82,581
Subtotal – 93.747
93.761
90FPSG0007-01
Evidence-Based Falls Prevention Programs
Financed Solely by Prevention and Public
Health Funds (PPHF)

DOH
191,875
78,081

191,875
Subtotal – 93.761
78,081
93.767
VARIOUS
Children's Health Insurance Program

DOH
125,538,837
391,431

125,538,837
Subtotal – 93.767
391,431
93.788
VARIOUS
Opioid STR

DHS
10,942,696
7,599,845

10,942,696
Subtotal – 93.788
7,599,845
93.815
6NU50CK000372-01
Domestic Ebola Supplement to the
Epidemiology and Laboratory Capacity for
Infectious Diseases (ELC).

DOH
119,933

119,933
Subtotal – 93.815
93.817
6U3REP150501-01
Hospital Preparedness Program (HPP)
Ebola Preparedness and Response
Activities

DOH
174,039
168,245

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
116

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
174,039
Subtotal – 93.817
168,245
93.870
1X10MC32223-01
Maternal, Infant and Early Childhood Home
Visiting Grant Program

DOH
2,559,289
2,117,030

2,559,289
Subtotal – 93.870
2,117,030
93.889
6UREP190560-01
(COVID-19) National Bioterrorism Hospital
Preparedness Program (HPP)
DOH
70,841
70,841
COVID-19
93.889
1U3REP190560-01
National Bioterrorism Hospital
Preparedness Program

DOH
1,867,164
1,350,855

1,938,005
Subtotal – 93.889
1,421,696
93.898
6NU58DP006321-03
Cancer Prevention and Control Programs
for State, Territorial and Tribal
Organizations

DOH
3,013,081
202,200

3,013,081
Subtotal – 93.898
202,200
93.912
VARIOUS
Rural Health Care Services Outreach,
Rural Health Network Development and
Small Health Care Provider  Quality
Improvement Program

USU
141,829
14,654

141,829
Subtotal – 93.912
14,654
93.913
6H95RH00129-29
Grants to States for Operation of State
Offices of Rural Health

DOH
166,041
5,625

166,041
Subtotal – 93.913
5,625
93.917
1X7CHA36914-01
(COVID-19) Ryan White HIV/AIDS
Program Part B
DOH
18,158
COVID-19
93.917
VARIOUS
HIV Care Formula Grants

DOH
7,848,861
411,903

7,867,019
Subtotal – 93.917
411,903
93.940
6NU62PS924568-02
HIV Prevention Activities_Health
Department Based

DOH
954,549
64,641

954,549
Subtotal – 93.940
64,641
93.945
6NU58DP006454-02
Assistance Programs for Chronic Disease
Prevention and Control

DOH
258,486

258,486
Subtotal – 93.945
93.946
VARIOUS
Cooperative Agreements to Support State-
Based Safe Motherhood and Infant Health
Initiative Programs

DOH
318,999

318,999
Subtotal – 93.946
93.958
VARIOUS
Block Grants for Community Mental Health
Services

DHS
5,570,488
4,283,830

5,570,488
Subtotal – 93.958
4,283,830
93.959
018000.340888.02
Partnership and Community Coll
Mississippi State University
USU
70,113

93.959
VARIOUS
Block Grants for Prevention and Treatment
of Substance Abuse

DHS
19,370,293
17,025,277

19,440,406
Subtotal – 93.959
17,025,277
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
117

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
93.977
VARIOUS
Preventive Health Services_Sexually
Transmitted Diseases Control Grants

DOH
564,340
34,247

564,340
Subtotal – 93.977
34,247
93.991
6NB01OT009217-01
Preventive Health and Health Services
Block Grant

DOH
1,488,512
1,067,436

1,488,512
Subtotal – 93.991
1,067,436
93.994
1B04MC33870-01
Maternal and Child Health Services Block
Grant to the States

DOH
6,139,328
1,784,261

6,139,328
Subtotal – 93.994
1,784,261
93.997
16SM63545A
Assisted Outpatient Treatment

DHS
729,307
626,481

729,307
Subtotal – 93.997
626,481
466,709,609
104,160,218
Subtotal – Health and Human Services, Department of
HOUSING AND URBAN DEVELOPMENT, DEPARTMENT OF
14.169
VARIOUS
Housing Counseling Assistance Program

USU
54,254

54,254
Subtotal – 14.169
14.228
VARIOUS
(COVID-19) - Community Development
Block Grant - CDBG-CV
DWS
1,160,303
1,160,303
COVID-19
14.228
VARIOUS
Community Development Block
Grants/State's Program and Non-
Entitlement Grants in Hawaii

DWS
6,060,277
5,738,513

7,220,580
Subtotal – 14.228
6,898,816
14.230
VARIOUS
Rental Housing Rehabilitation - Beginning
Loan Balance

DWS
214,787

214,787
Subtotal – 14.230
14.231
E-20-DW-49-0001
(COVID-19) - Emergency Solutions Grant
(ESG)
DWS
386,081
38,286
COVID-19
14.231
VARIOUS
Emergency Solutions Grant Program

DWS
1,301,879
1,119,314

1,687,960
Subtotal – 14.231
1,157,600
14.239
VARIOUS
HOME INVESTMENT PARTNERSHIP
DWS
472,044
126,040

14.239
PROGRAM INCOME
Program Income - HOME INVESTMENT
PARTNERSHIP
DWS
4,596,429
1,495,000

14.239
VARIOUS
HOME Investment Partnerships Program
Loans  - Loans Made
DWS
7,011,220

14.239
VARIOUS
HOME Investment Partnerships Program
Loans  - Beginning Loan Balance
DWS
75,651,329

87,731,022
Subtotal – 14.239
1,621,040
14.241
VARIOUS
Housing Opportunities for Persons with
AIDS

DWS
202,256
195,686

202,256
Subtotal – 14.241
195,686
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
118

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
14.267
VARIOUS
Continuum of Care Program

DWS
402,420

402,420
Subtotal – 14.267
14.275
VARIOUS
Housing Trust Fund

DWS
293,940

14.275
VARIOUS
Housing Trust Fund Loans - Beginning
Loan Balance
DWS
2,350,000

14.275
VARIOUS
Housing Trust Fund Loans  - Loans Made
DWS
4,935,832

7,579,772
Subtotal – 14.275
14.401
FF208K198003
Fair Housing Assistance Program_State
and Local

LBR
261,700

261,700
Subtotal – 14.401
105,354,751
9,873,142
Subtotal – Housing and Urban Development, Department of
INTERIOR, DEPARTMENT OF THE
15
VARIOUS
Cheyenne Eagle Butte School Se
Cheyenne Eagle Butte School
USU
2,000

15
VARIOUS
Department of the Interior

UOU
8,353

15
VARIOUS
Department of the Interior

USU
15,899

15
VARIOUS
Tuba City Training
Tuba City Boarding School
USU
24,500

15
None
BLM Taylor Grazing

DAG
117,588

168,340
Subtotal – 15
15.224
VARIOUS
Cultural and Paleontological Resources
Management

DNR
28,352

15.224
VARIOUS
Cultural and Paleontological Resources
Management

DHA
58,250

15.224
VARIOUS
Cultural and Paleontological Resources
Management

SUU
81,224

167,826
Subtotal – 15.224
15.225
VARIOUS
Recreation Resource Management

USU
-1,132

15.225
VARIOUS
Recreation Resource Management

DNR
23,852

15.225
VARIOUS
Recreation Resource Management

SUU
57,527

80,247
Subtotal – 15.225
15.228
VARIOUS
BLM Wildland Urban Interface Community
Fire Assistance

DNR
128,343

128,343
Subtotal – 15.228
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
119

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
15.231
VARIOUS
Fish, Wildlife and Plant Conservation
Resource Management

SUU
105,498

15.231
VARIOUS
Fish, Wildlife and Plant Conservation
Resource Management

DNR
6,824,972

6,930,470
Subtotal – 15.231
15.233
VARIOUS
Forests and Woodlands Resource
Management

DNR
4,803,050

4,803,050
Subtotal – 15.233
15.236
L16AC00228
Environmental Quality and Protection
Resource Management

DEQ
66,957

15.236
L17AC00178
Environmental Quality and Protection
Resource Management

DNR
891,698

958,655
Subtotal – 15.236
15.237
VARIOUS
Rangeland Resource Management

USU
2,890

2,890
Subtotal – 15.237
15.238
L14AC00352
Challenge Cost Share

DNR
52,562

52,562
Subtotal – 15.238
15.243
VARIOUS
BLM Youth Conservation

USU
75,834

15.243
VARIOUS
BLM Youth Conservation

SUU
470,942

546,776
Subtotal – 15.243
15.250
S19AP20036-0001-G310
Regulation of Surface Coal Mining and
Surface Effects of Underground Coal Mining

DNR
1,805,181

1,805,181
Subtotal – 15.250
15.252
VARIOUS
Abandoned Mine Land Reclamation (AMLR)

DNR
3,122,056

3,122,056
Subtotal – 15.252
15.427
D16AC00009
Federal Oil and Gas Royalty Management
State and Tribal Coordination

TAX
558,333

558,333
Subtotal – 15.427
15.503
09PG490017
B.O.R. - Olsen Neihart
DEQ
653

653
Subtotal – 15.503
15.504
11-FC-UT-1810
Diamond Fork Mitiagation Project
DNR
3,748

15.504
18FCUT-2270
Bluehead Sucker Propagation
DNR
9,940

15.504
10-FC-UT-1670
Provo River Restoration PRRP
DNR
15,959

15.504
15FC-UT-2070
Native Cutthroat Trout conservation
DNR
15,960

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
120

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
15.504
20FCUT-2370
Establishment of the Provo River Delta
DNR
20,783

15.504
16FCUT-2060
Southern Leatherside Chub Conservation
DNR
25,537

15.504
20FCUT-2390
Provo River Restoration PRRP
DNR
27,653

15.504
10-FC-UT-1660
Admin and Management
DNR
27,654

15.504
20FCUT-2380
Interim Management of Mitigation Properties
DNR
37,886

15.504
20FCUT-2360
Utah Lake Wetland Preserve
DNR
80,106

15.504
10-FC-UT-1650
Utah Lake Wetland Preserve/Juab Co
DNR
172,125

437,351
Subtotal – 15.504
15.509
R16AC0023
BOR/COLORADO RIVER BASIN SALINITY
DAG
409,898
253,554

409,898
Subtotal – 15.509
253,554
15.511
R16AC00094
BOR Data Sharing
DHA
5,015

15.511
R16AP00020
CURATION OF BOR COLLECTIONS
UOU
27,240

32,255
Subtotal – 15.511
15.517
VARIOUS
Native Species Conservation
DNR
176,747

176,747
Subtotal – 15.517
15.524
R14AC00071
BOR Steinaker/Red Fleet
DNR
393,902

15.524
R18AP00051
BOR Echo
DNR
430,815

824,717
Subtotal – 15.524
15.529
R16AP00164
Razor Back Sucker
DNR
60,551

15.529
R14AP00007
Upper Colorado River Recovery
DNR
63,204

15.529
R18AC00053
San Juan Non-native Lower San Juan
DNR
198,646

15.529
R19AP00059
Upper Colorado River Recovery
DNR
973,375

1,295,776
Subtotal – 15.529
15.535
R19AC00017
Upper Colorado River Basin Fish and
Wildlife Mitigation

DNR
170,200

170,200
Subtotal – 15.535
15.608
VARIOUS
Fish and Wildlife Management Assistance

DNR
295,385

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
121

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
295,385
Subtotal – 15.608
15.615
VARIOUS
Cooperative Endangered Species
Conservation Fund

DNR
3,137,340

3,137,340
Subtotal – 15.615
15.634
VARIOUS
State Wildlife Grants

DNR
688,056

688,056
Subtotal – 15.634
15.654
F20AC00200
National Wildlife Refuge System
Enhancements

DSU
1,829

1,829
Subtotal – 15.654
15.655
VARIOUS
Migratory Bird Monitoring, Assessment and
Conservation

DNR
27,214

27,214
Subtotal – 15.655
15.670
VARIOUS
Adaptive Science

DNR
250,000

250,000
Subtotal – 15.670
15.678
VARIOUS
Cooperative Ecosystem Studies Units

UOU
-2,062

15.678
F20AC00259
Cooperative Ecosystem Studies Units

WSU
336

-1,726
Subtotal – 15.678
15.807
VARIOUS
Earthquake Hazards Reduction Program

DNR
62,631

15.807
VARIOUS
Earthquake Hazards Reduction Program

UOU
726,706

789,337
Subtotal – 15.807
15.808
VARIOUS
U.S. Geological Survey_ Research and
Data Collection

UOU
296,491

296,491
Subtotal – 15.808
15.810
VARIOUS
National Cooperative Geologic Mapping

DNR
146,848

146,848
Subtotal – 15.810
15.814
G19AP00089
National Geological and Geophysical Data
Preservation

DNR
93,322

93,322
Subtotal – 15.814
15.817
G20AC00110
National Geospatial Program: Building The
National Map

DTS
600,000

600,000
Subtotal – 15.817
15.818
VARIOUS
Volcano Hazards Program Research and
Monitoring

UOU
309,387

309,387
Subtotal – 15.818
15.904
VARIOUS
Historic Preservation Fund Grants-In-Aid

DHA
849,654
182,937

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
122

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
849,654
Subtotal – 15.904
182,937
15.916
VARIOUS
Outdoor Recreation_Acquisition,
Development and Planning

DNR
1,078,491

1,078,491
Subtotal – 15.916
15.931
VARIOUS
Conservation Activities by Youth Service
Organizations

USU
196,232

196,232
Subtotal – 15.931
15.944
VARIOUS
Natural Resource Stewardship

DNR
65,609

65,609
Subtotal – 15.944
15.945
P18AC01342
Cooperative Research and Training
Programs – Resources of the National Park
System

DNR
27,600

15.945
P15AC01869
Cooperative Research and Training
Programs – Resources of the National Park
System

DSU
32,375

15.945
VARIOUS
Cooperative Research and Training
Programs – Resources of the National Park
System

UOU
35,793

15.945
VARIOUS
Cooperative Research and Training
Programs – Resources of the National Park
System

SUU
858,782

954,550
Subtotal – 15.945
15.980
VARIOUS
National Ground-Water Monitoring Network

DNR
9,919

9,919
Subtotal – 15.980
32,460,264
436,491
Subtotal – Interior, Department of the
JUSTICE, DEPARTMENT OF
16
JLEOTFS4
DOJ/US Marshal's Joint Law Enforcement
Operations Task Force

AG
780

16
VARIOUS
National Mentoring Program 10
National 4-H Council
USU
914

16
VARIOUS
Department of Justice

INS
5,971

16
NONE 10050538
RIC-AAU TRAFFICKING
ASIAN ASSOCIATION OF UTAH
UOU
7,062

16
VARIOUS
JLTC Contract - DOJ, DEA

UNG
5,341,909

5,356,636
Subtotal – 16
16.017
VARIOUS
Sexual Assault Services Formula Program

GOV
354,316
345,516

354,316
Subtotal – 16.017
345,516
16.034
2020-VDBX-0025
(COVID-19) Emergency Supplemental
Funding Program

GOV
597
COVID-19
597
Subtotal – 16.034
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
123

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
16.320
N0NE 10040944
AAU TIP
ASIAN ASSOCIATION OF UTAH
UOU
-1

16.320
2018-VT-BX-K085
Services for Trafficking Victims

AG
227,723

227,722
Subtotal – 16.320
16.525
VARIOUS
Grants to Reduce Domestic Violence,
Dating Violence, Sexual Assault, and
Stalking on Campus

UOU
16,283
3,294

16.525
VARIOUS
Grants to Reduce Domestic Violence,
Dating Violence, Sexual Assault, and
Stalking on Campus

USU
41,129

57,412
Subtotal – 16.525
3,294
16.529
2018-FW-AX-K006
Education, Training, and Enhanced
Services to End Violence Against and
Abuse of Women with Disabilities

DHS
84,870
1,600

84,870
Subtotal – 16.529
1,600
16.540
VARIOUS
Juvenile Justice and Delinquency
Prevention_Allocation to States

GOV
300,475
246,089

300,475
Subtotal – 16.540
246,089
16.543
2018-MC-FX-K022
Missing Children's Assistance

AG
371,131

371,131
Subtotal – 16.543
16.550
VARIOUS
State Justice Statistics Program for
Statistical Analysis Centers

GOV
367,694
329,471

367,694
Subtotal – 16.550
329,471
16.560
2019NEBX0001
National Institute of Justice Research,
Evaluation, and Development Project
Grants

DPS
7,090
7,090

7,090
Subtotal – 16.560
7,090
16.575
VARIOUS
Crime Victim Assistance

GOV
23,113,840
20,306,393

23,113,840
Subtotal – 16.575
20,306,393
16.576
VARIOUS
Crime Victim Compensation

GOV
2,387,672

2,387,672
Subtotal – 16.576
16.582
2019-V3-GX-0013
Crime Victim Assistance/Discretionary
Grants

DHS
50,680

16.582
VARIOUS
Crime Victim Assistance/Discretionary
Grants

GOV
148,619

199,299
Subtotal – 16.582
16.585
2017-DC-BX-0015
Drug Court Discretionary Grant Program

DHS
512,539
339,558

512,539
Subtotal – 16.585
339,558
16.588
VARIOUS
Violence Against Women Formula Grants

GOV
1,759,146
1,469,806

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
124

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
1,759,146
Subtotal – 16.588
1,469,806
16.593
VARIOUS
Residential Substance Abuse Treatment for
State Prisoners

GOV
146,551
143,399

146,551
Subtotal – 16.593
143,399
16.606
VARIOUS
State Criminal Alien Assistance Program

DOC
568,492

568,492
Subtotal – 16.606
16.726
VARIOUS
National Mentoring Program 10
National 4-H Council
USU
4,065

16.726
2018-JU-FX-0005
4-H Mentoring NMP Lead Advisor
National 4-H Council
USU
16,963

16.726
2018-JU-FX-0005 (SUB)
National Mentoring Program 9
National 4-H Council
USU
32,691

16.726
2018-JU-FX-0005 (SUB)
4-H Health Rocks! Mentoring Pi
National 4-H Council
USU
32,785

16.726
VARIOUS
Juvenile Mentoring Program

USU
261,793

348,297
Subtotal – 16.726
16.734
2016FUCXK068
Special Data Collections and Statistical
Studies

DPS
11,056

11,056
Subtotal – 16.734
16.738
VARIOUS
Edward Byrne Memorial Justice Assistance
Grant Program

GOV
1,525,012
1,432,797

1,525,012
Subtotal – 16.738
1,432,797
16.741
VARIOUS
DNA Backlog Reduction Program

DPS
276,503

276,503
Subtotal – 16.741
16.742
VARIOUS
Paul Coverdell Forensic Sciences
Improvement Grant Program

DPS
129,463
45,569

129,463
Subtotal – 16.742
45,569
16.751
VARIOUS
Edward Byrne Memorial Competitive Grant
Program

GOV
47,602
47,602

47,602
Subtotal – 16.751
47,602
16.754
VARIOUS
Harold Rogers Prescription Drug Monitoring
Program

DOH
891,089
210,053

891,089
Subtotal – 16.754
210,053
16.758
SALT-UT--3QIAA20
OJJDP FY18 Victims of Child Abuse
(VOCA) Children's Advocay Centers
National Subgrants Program
National Children's Alliance
AG
132,008
84,000

132,008
Subtotal – 16.758
84,000
16.812
2017-MU-MU-0027
Second Chance Act Reentry Initiative

DHS
290,541

16.812
VARIOUS
Second Chance Act Reentry Initiative

DOC
960,781

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
125

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
1,251,322
Subtotal – 16.812
16.813
2018-NSBX-K019
NICS Act Record Improvement Program

GOV
74,010
74,010

74,010
Subtotal – 16.813
74,010
16.816
2019-RJ-BX-0014
John R. Justice Prosecutors and Defenders
Incentive Act

AG
36,457

36,457
Subtotal – 16.816
16.833
VARIOUS
National Sexual Assault Kit Initiative

GOV
1,103,314
1,028,711

1,103,314
Subtotal – 16.833
1,028,711
16.922
VARIOUS
Equitable Sharing Program

AG
1,665

16.922
UTEQ00030
Equitable Sharing Program (Palantir
System)
Salt Lake City Police Department
DPS
207,503

209,168
Subtotal – 16.922
41,850,783
26,114,958
Subtotal – Justice, Department of
LABOR, DEPARTMENT OF
17
VARIOUS
Jobs for Veterans' State Grant:
Consolidated DVOP LVER

DWS
40,616

40,616
Subtotal – 17
17.002
VARIOUS
Labor Force Statistics

DWS
1,123,926

1,123,926
Subtotal – 17.002
17.005
VARIOUS
Compensation and Working Conditions

LBR
96,793

96,793
Subtotal – 17.005
17.225
VARIOUS
Unemployment Insurance
DWS
26,738,927
148,939

17.225
VARIOUS
STATE FUNDED UNEMPLOYMENT
EXPENDITURES UI
DWS
447,269,147

17.225
VARIOUS
(COVID-19) - Unemployment Insurance
DWS
712,808,706
COVID-19
1,186,816,780
Subtotal – 17.225
148,939
17.235
AD-33714O60
Senior Community Service Employment
Program

DHS
477,857
456,857

477,857
Subtotal – 17.235
456,857
17.245
VARIOUS
Trade Adjustment Assistance

DWS
972,393

972,393
Subtotal – 17.245
17.268
VARIOUS
H-1B Job Training Grants

SUU
44,899

17.268
HG33045-19-60-A-49
H-1B Job Training Grants

WSU
93,485
24,906

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
126

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
138,384
Subtotal – 17.268
24,906
17.271
VARIOUS
Work Opportunity Tax Credit Program
(WOTC)

DWS
143,198

143,198
Subtotal – 17.271
17.273
VARIOUS
Temporary Labor Certification for Foreign
Workers

DWS
213,275

213,275
Subtotal – 17.273
17.274
YB-21310-11-60-A-49
Youthbuild

OWATC
432,186

432,186
Subtotal – 17.274
17.285
AP-29333-16-55-A-49
Apprenticeship USA Grants

DWS
150,686

150,686
Subtotal – 17.285
17.503
VARIOUS
Occupational Safety and Health_State
Program

LBR
1,646,300

1,646,300
Subtotal – 17.503
17.504
VARIOUS
Consultation Agreements

LBR
678,000

678,000
Subtotal – 17.504
17.600
VARIOUS
Mine Health and Safety Grants

USU
262,497

262,497
Subtotal – 17.600
1,193,192,891
630,702
Subtotal – Labor, Department of
MISCELLANEOUS
99
VARIOUS
Miscellaneous

USU
6,127

99
VARIOUS
(COVID-19) CARES Act CPB Funding
CPB
USU
112,136
COVID-19
118,263
Subtotal – 99
118,263
Subtotal – Miscellaneous
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
43
GT ABRADCON2
ABGRADCON 2
GEORGIA INSTITUTE OF
TECHNOLOGY
UOU
24,064

43
433324
Los Alamos National Security

SUU
33,166

43
VARIOUS
National Aeronautics and Space
Administration

UOU
58,547

115,777
Subtotal – 43
43.001
VARIOUS
Science

USU
16,618

43.001
NNX15AN37G
Science

WSU
22,243

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
127

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
43.001
VARIOUS
Science

USU
41,392

80,253
Subtotal – 43.001
43.008
VARIOUS
Education

UOU
764,528
572,306

764,528
Subtotal – 43.008
572,306
43.012
VARIOUS
Space Technology

UOU
12,278

43.012
1607060Z10
US-COMP INSTITUTE
MICHIGAN TECHNOLOGICAL
UNIVERSITY
UOU
377,587
21,295

389,865
Subtotal – 43.012
21,295
1,350,423
593,601
Subtotal – National Aeronautics and Space Administration
NATIONAL ARCHIVES AND RECORDS ADMINISTRATION
89.003
VARIOUS
National Historical Publications and
Records Grants

DAS
33,716
21,915

33,716
Subtotal – 89.003
21,915
33,716
21,915
Subtotal – National Archives and Records Administration
NATIONAL SCIENCE FOUNDATION
47.050
EAR-1347558
Geosciences

WSU
7,553

7,553
Subtotal – 47.050
47.076
VARIOUS
Education and Human Resources

DHA
42,614

42,614
Subtotal – 47.076
50,167
Subtotal – National Science Foundation
NUCLEAR REGULATORY COMMISSION
77.008
VARIOUS
U.S. Nuclear Regulatory Commission
Scholarship and Fellowship Program

UOU
142,315

142,315
Subtotal – 77.008
142,315
Subtotal – Nuclear Regulatory Commission
SECURITIES AND EXCHANGE COMMISSION
58
MOD24000-16-0001 MODOCAFY
18IPAHANSEN
Securities and Exchange Commission

WSU
8,470

8,470
Subtotal – 58
8,470
Subtotal – Securities and Exchange Commission
SMALL BUSINESS ADMINISTRATION
59.037
VARIOUS
(COVID-19) Small Business Development
Centers

USU
3,218
COVID-19
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
128

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
59.037
VARIOUS
Small Business Development Centers

USU
1,268,719
989,278

1,271,937
Subtotal – 59.037
989,278
1,271,937
989,278
Subtotal – Small Business Administration
SOCIAL SECURITY ADMINISTRATION
96
VARIOUS
Social Security Administration

DWS
2,504,005
44,515

2,504,005
Subtotal – 96
44,515
96.008
WIP1605048605
Social Security - Work Incentives Planning
and Assistance Program

DWS
110,000

110,000
Subtotal – 96.008
2,614,005
44,515
Subtotal – Social Security Administration
STATE, DEPARTMENT OF
19.009
UGRAD-PAKISTAN FY17 3073-01
UGRAD SP19-FA19
INTL RESEARCH & EXCHANGES
BOARD
UOU
101,404

101,404
Subtotal – 19.009
101,404
Subtotal – State, Department of
TRANSPORTATION, DEPARTMENT OF
20
UT STC FTE 1(649)(01)
Motor Fuel Tax Compliance

TAX
1,381

20
VARIOUS
Department of Transportation

UOU
2,117,980

2,119,361
Subtotal – 20
20.106
VARIOUS
Airport Improvement Program

DOT
499,386

499,386
Subtotal – 20.106
20.200
VARIOUS
Highway Research and Development
Program

DOT
115,950

115,950
Subtotal – 20.200
20.215
VARIOUS
Highway Training and Education

DOT
140,610

140,610
Subtotal – 20.215
20.232
FMCDL026717
Commercial Driver's License Program
Improvement Grant

DPS
6,896

6,896
Subtotal – 20.232
20.237
VARIOUS
Motor Carrier Safety Assistance High
Priority Activities Grants and Cooperative
Agreements

DOT
516,462

516,462
Subtotal – 20.237
20.505
VARIOUS
Metropolitan Transportation Planning and
State and Non-Metropolitan Planning and
Research

DOT
101,426
95,032

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
129

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
101,426
Subtotal – 20.505
95,032
20.509
VARIOUS
Formula Grants for Rural Areas

DOT
4,755,789
5,573,380

4,755,789
Subtotal – 20.509
5,573,380
20.528
VARIOUS
Rail Fixed Guideway Public Transportation
System State Safety Oversight Formula
Grant Program

DOT
233,211

233,211
Subtotal – 20.528
20.614
VARIOUS
National Highway Traffic Safety
Administration (NHTSA) Discretionary
Safety Grants

DPS
79,565

79,565
Subtotal – 20.614
20.700
DOT-GB-90041
Pipeline Safety Program State Base Grant

CRC
344,680

344,680
Subtotal – 20.700
20.703
VARIOUS
Interagency Hazardous Materials Public
Sector Training and Planning Grants

DPS
313,215
48,583

313,215
Subtotal – 20.703
48,583
20.933
VARIOUS
National Infrastructure Investments

DOT
3,627,685

3,627,685
Subtotal – 20.933
12,854,236
5,716,995
Subtotal – Transportation, Department of
TREASURY, DEPARTMENT OF THE
21
UT018015A
Treasury Equitable Sharing Forfeiture

AG
10,149

10,149
Subtotal – 21
21.008
VARIOUS
Low Income Taxpayer Clinics

UOU
34,681

34,681
Subtotal – 21.008
21.019
None
(COVID-19) Interest Earned on Advanced
Funds
GOV
2,101,266
COVID-19
21.019
None
(COVID-19) Relief Fund - Loans Made

GOV
10,955,000
COVID-19
21.019
None
(COVID-19) Relief Fund

GOV
138,986,234
54,782,366
COVID-19
152,042,500
Subtotal – 21.019
54,782,366
152,087,330
54,782,366
Subtotal – Treasury, Department of the
VETERANS AFFAIRS, DEPARTMENT OF
64
VARIOUS
Department of Veterans Affairs

DSU
2,960

64
VARIOUS
Department of Veterans Affairs

USU
16,391

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
130

Provided to
Subrecipients
Expenditures
Agency
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards
For the Year Ended June 30, 2020
OTHER PROGRAMS
COVID-19
64
660-C64019
Department of Veterans Affairs

DEQ
54,152

64
V101 (223C) P-5459
Department of Veterans Affairs

DVA
204,384

64
VARIOUS
VA Interagency Personnel Agreement (IPA)

UOU
10,799,188

11,077,075
Subtotal – 64
64.012
VA259-14-D-0317
Veterans Prescription Service

DVA
844,800

844,800
Subtotal – 64.012
64.015
None
Veterans State Nursing Home Care

DVA
33,117,041

33,117,041
Subtotal – 64.015
64.034
VARIOUS
VA Assistance to United States Paralympic
Integrated Adaptive Sports Program

UOU
32,596

64.034
VARIOUS
VA Assistance to United States Paralympic
Integrated Adaptive Sports Program

USU
44,923

77,519
Subtotal – 64.034
64.101
None
Burial Expenses Allowance for Veterans

DVA
253,021

253,021
Subtotal – 64.101
45,369,456
Subtotal – Veterans Affairs, Department of
TOTAL FEDERAL EXPENDITURES 7,904,153,953
886,670,237
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
131

132

(This page intentionally left blank)

133

SCHEDULE OF EXPENDITURES

OF FEDERAL AWARDS

By State Agency

• Primary Government
Page 123
• Component Units
Page 158

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
ADMINISTRATIVE SERVICES, DEPARTMENT OF
39.003
VARIOUS
Donation of Federal Surplus Personal Property

433,561

89.003
VARIOUS
National Historical Publications and Records
Grants

33,716
21,915

Subtotal – Administrative Services, Department Of
467,277
21,915
AGRICULTURE AND FOOD, DEPARTMENT OF
10
None
US Forest Service

60,000

10.025
VARIOUS
Plant and Animal Disease, Pest Control, and
Animal Care

316,651

10.069
68-8D43-17-506
Conservation Reserve Program

219,088

10.162
VARIOUS
Inspection Grading and Standardization

58,734

10.163
12-34-A-507
Market Protection and Promotion

158,343

10.170
VARIOUS
Specialty Crop Block Grant Program - Farm Bill

237,844
227,990

10.435
1552-003-087600545
State Mediation Grants

5,349

10.475
VARIOUS
Cooperative Agreements with States for
Intrastate Meat and Poultry Inspection

1,357,362

15
None
BLM Taylor Grazing

117,588

15.509
R16AC0023
BOR/COLORADO RIVER BASIN SALINITY

409,898
253,554

66.700
VARIOUS
Consolidated Pesticide Enforcement
Cooperative Agreements

530,760

93
None
Association of Food and Drug Officials

4,572

93.103
VARIOUS
Food and Drug Administration_Research

1,406,750

93.449
HHSF223201810011C
Ruminant Feed Ban Support Project

32,171

Subtotal – Agriculture And Food, Department Of
4,915,110
481,544
ATTORNEY GENERAL
16
JLEOTFS4
DOJ/US Marshal's Joint Law Enforcement
Operations Task Force

780

16.320
2018-VT-BX-K085
Services for Trafficking Victims

227,723

16.543
2018-MC-FX-K022
Missing Children's Assistance

371,131

16.758
SALT-UT--3QIAA20
OJJDP FY18 Victims of Child Abuse (VOCA)
Children's Advocay Centers National Subgrants
Program
National Children's Alliance

132,008
84,000

16.816
2019-RJ-BX-0014
John R. Justice Prosecutors and Defenders
Incentive Act

36,457

16.922
VARIOUS
Equitable Sharing Program

1,665

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
134

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
21
UT018015A
Treasury Equitable Sharing Forfeiture

10,149

93.643
G1801UTCJA1
Children's Justice Grants to States

224,453

93.775
VARIOUS
State Medicaid Fraud Control Units

1,750,508

Subtotal – Attorney General
2,754,874
84,000
COMMERCE, DEPARTMENT OF
20.700
DOT-GB-90041
Pipeline Safety Program State Base Grant

344,680

Subtotal – Commerce, Department Of
344,680
CORRECTIONS, DEPARTMENT OF
16.606
VARIOUS
State Criminal Alien Assistance Program

568,492

16.812
VARIOUS
Second Chance Act Reentry Initiative

960,781

Subtotal – Corrections, Department Of
1,529,273
EDUCATION, UTAH STATE BOARD OF
10.178
VARIOUS
Trade Mitigation Program Eligible Recipient
Agency Operational Funds

342,000
342,000

10.534
188UT014N7604
CACFP Meal Service Training Grants

-2,174

10.553
VARIOUS
School Breakfast Program

15,173,150
15,173,150

10.553
206UT411N8503
(COVID-19) School Breakfast Program

16,836,518
16,836,518
COVID-19
10.555
In-kind Commodities
National School Lunch Program

15,932,922
15,932,922

10.555
206UT411N8503
(COVID-19) National School Lunch Program

43,793,504
43,793,504
COVID-19
10.555
VARIOUS
National School Lunch Program

85,891,462
85,757,577

10.556
206UT411N8503
(COVID-19) Special Milk Program

870
870
COVID-19
10.556
VARIOUS
Special Milk Program for Children

24,232
24,232

10.558
VARIOUS
Child and Adult Care Food Program

2,197,555
2,197,555

10.559
VARIOUS
Summer Food Service Program for Children

440,828
416,195

10.559
206UT411N8503
(COVID-19) Summer Food Service Program

630,530
630,530
COVID-19
10.560
VARIOUS
State Administrative Expenses for Child Nutrition

2,475,658

10.568
VARIOUS
Emergency Food Assistance Program
(Administrative Costs)

777,191
777,191

10.569
In-kind Commodities
Emergency Food Assistance Program (Food
Commodities)

14,340,276
14,340,276

10.579
183UT608N8103
Child Nutrition Discretionary Grants Limited
Availability

79,783
79,783

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
135

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
10.582
VARIOUS
Fresh Fruit and Vegetable Program

2,853,355
2,853,355

84
VARIOUS
National Assessment of Educational Progress

169,763

84.002
VARIOUS
Adult Education - Basic Grants to States

3,909,409
3,410,979

84.010
VARIOUS
Title I Grants to Local Educational Agencies

87,251,911
86,228,168

84.011
VARIOUS
Migrant Education_State Grant Program

1,450,595
1,249,421

84.013
VARIOUS
Title I State Agency Program for Neglected and
Delinquent Children and Youth

947,790
743,875

84.027
VARIOUS
Special Education_Grants to States

119,066,719
111,142,034

84.048
VARIOUS
Career and Technical Education -- Basic Grants
to States

15,357,216
13,998,962

84.144F
VARIOUS
Migrant Education_Coordination Program

68,000

84.173
VARIOUS
Special Education_Preschool Grants

3,474,279
3,471,710

84.196
VARIOUS
Education for Homeless Children and Youth

416,024
316,810

84.287
VARIOUS
Twenty-First Century Community Learning
Centers

5,638,102
5,345,158

84.323
H323A170024
Special Education - State Personnel
Development

825,985
454,120

84.325A
H325A120003
Collaboration for Educator Development,
Accountability, and Reform (CEEDAR)
University of Florida

6,868

84.326
H326T180005
Special Education_Technical Assistance and
Dissemination to Improve Services and Results
for Children with Disabilities

117,687

84.358B
VARIOUS
Rural Education

-7,194
-7,494

84.365
VARIOUS
English Language Acquisition State Grants

4,713,588
4,534,662

84.367
VARIOUS
Supporting Effective Instruction State Grants

12,881,994
12,295,930

84.369
VARIOUS
Grants for State Assessments and Related
Activities

6,141,353

84.372A
R372A150014
Statewide Longitudinal Data Systems

1,882,244

84.377
VARIOUS
School Improvement Grants

-100,105
-133,224

84.424A
VARIOUS
Student Support and Academic Enrichment
Program

3,703,958
3,605,902

84.425C
S425C200031
(COVID-19) Governor’s Emergency Education
Relief (GEER) Fund

1,097,968
1,097,968
COVID-19
84.425D
S425D200032
(COVID-19) Elementary and Secondary School
Emergency Relief (ESSER) Fund

18,472,742
18,436,754
COVID-19
93.243
VARIOUS
Substance Abuse and Mental Health
Services_Projects of Regional and National
Significance

1,699,940
1,491,238

Subtotal – Education, Utah State Board Of
490,974,496
466,838,631
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
136

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
ENVIRONMENTAL QUALITY, DEPARTMENT OF
12.113
VARIOUS
State Memorandum of Agreement Program for
the Reimbursement of Technical Services

589,450

12.630
ITRC-16-UT
ECOS
Environmental Council of States

4,268

15.236
L16AC00228
Environmental Quality and Protection Resource
Management

66,957

15.503
09PG490017
B.O.R. - Olsen Neihart

653

64
660-C64019
Department of Veterans Affairs

54,152

66.034
VARIOUS
Surveys, Studies, Research, Investigations,
Demonstrations, and Special Purpose Activities
Relating to the Clean Air Act

483,537

66.039
VARIOUS
National Clean Diesel Emissions Reduction
Program

598,828

66.040
VARIOUS
State Clean Diesel Grant Program

3,926

66.202
VARIOUS
Congressionally Mandated Projects

3,888,729
644,300

66.419
VARIOUS
Water Pollution Control State, Interstate, and
Tribal Program Support

419,959

66.454
C6008567-19
Water Quality Management Planning

107,069

66.458
VARIOUS
Capitalization Grants for Clean Water State
Revolving Funds

8,660,619
8,366,000

66.460
VARIOUS
Nonpoint Source Implementation Grants

894,841
576,304

66.461
CD968526-01
Regional Wetland Program Development Grants

113,734

66.468
VARIOUS
Capitalization Grants for Drinking Water State
Revolving Funds

11,454,533
8,618,000

66.605
VARIOUS
Performance Partnership Grants

7,988,164
396,510

66.608
VARIOUS
Environmental Information Exchange Network
Grant Program and Related Assistance

179,715

66.802
VARIOUS
Superfund State, Political Subdivision, and
Indian Tribe Site-Specific Cooperative
Agreements

1,428,441

66.804
VARIOUS
Underground Storage Tank Prevention,
Detection and Compliance Program

316,605

66.805
VARIOUS
Leaking Underground Storage Tank Trust Fund
Corrective Action Program

776,420

66.813
ITRC-16-UT
ECOS
Environmental Council of States

4,268

66.817
VARIOUS
State and Tribal Response Program Grants

577,636

66.956
VARIOUS
Targeted Air Sheds Grant Program

65,057
62,109

81.106
30-312-08 WIPP
Waste Isolation Pilot Plant
Western Governor's Association

57,739

81.136
DEFG0107LM00113
Long-Term Surveillance and Maintenance

12,528

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
137

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
81.502
ITRC-16-UT
ECOS
Environmental Council of States

4,268

Subtotal – Environmental Quality, Department Of
38,752,096
18,663,223
GOVERNOR'S OFFICE
16.017
VARIOUS
Sexual Assault Services Formula Program

354,316
345,516

16.034
2020-VDBX-0025
(COVID-19) Emergency Supplemental Funding
Program

597
COVID-19
16.540
VARIOUS
Juvenile Justice and Delinquency
Prevention_Allocation to States

300,475
246,089

16.550
VARIOUS
State Justice Statistics Program for Statistical
Analysis Centers

367,694
329,471

16.575
VARIOUS
Crime Victim Assistance

23,113,840
20,306,393

16.576
VARIOUS
Crime Victim Compensation

2,387,672

16.582
VARIOUS
Crime Victim Assistance/Discretionary Grants

148,619

16.588
VARIOUS
Violence Against Women Formula Grants

1,759,146
1,469,806

16.593
VARIOUS
Residential Substance Abuse Treatment for
State Prisoners

146,551
143,399

16.738
VARIOUS
Edward Byrne Memorial Justice Assistance
Grant Program

1,525,012
1,432,797

16.751
VARIOUS
Edward Byrne Memorial Competitive Grant
Program

47,602
47,602

16.813
2018-NSBX-K019
NICS Act Record Improvement Program

74,010
74,010

16.833
VARIOUS
National Sexual Assault Kit Initiative

1,103,314
1,028,711

21.019
None
(COVID-19) Interest Earned on Advanced Funds

2,101,266
COVID-19
21.019
None
(COVID-19) Relief Fund - Loans Made

10,955,000
COVID-19
21.019
None
(COVID-19) Relief Fund

138,986,234
54,782,366
COVID-19
81.041
VARIOUS
State Energy Program Loans - Beginning Loan
Balance

1,379,443

90.401
VARIOUS
Help America Vote Act Requirements Payments

901,501
899,448

Subtotal – Governor's Office
185,652,292
81,105,608
GOVERNOR'S OFFICE OF ECONOMIC DEVELOPMENT
12.002
VARIOUS
Procurement Technical Assistance For Business
Firms

510,881

Subtotal – Governor's Office Of Economic Development
510,881
GOVERNOR'S OFFICE OF ENERGY
12.610
VARIOUS
Community Economic Adjustment Assistance
for Compatible Use and Joint Land Use Studies

41,826
41,826

81.041
VARIOUS
State Energy Program

467,393
89,230

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
138

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
81.119
VARIOUS
State Energy Program Special Projects

255,073
243,409

Subtotal – Governor's Office Of Energy
764,292
374,465
HEALTH, DEPARTMENT OF
10.331
20197003030405
Food Insecurity Nutrition Incentive Grants
Program

18,959

10.557
VARIOUS
Special Supplemental Nutrition Program for
Women, Infants, and Children

33,909,986
31,420,364

10.565
6UT810819
Commodity Supplemental Food Program

291,769

10.578
VARIOUS
WIC Grants to States (WGS)

3,710,439
41,660

16.754
VARIOUS
Harold Rogers Prescription Drug Monitoring
Program

891,089
210,053

84.181A
H181A190111
Special Education-Grants for Infants and
Families

5,689,730
4,668,371

93
2005-UT-5002
Department of Health and Human Services

198,798

93.065
5NU88EH001324-02
Laboratory Leadership, Workforce Training and
Management Development, Improving Public
Health Laboratory Infrastructure

294,809

93.068
5NU58DP001005-04
Chronic Diseases: Research, Control, and
Prevention

134,583

93.069
1NU90TP922027-01
Public Health Emergency Preparedness

6,669,578
4,380,023

93.070
VARIOUS
Environmental Public Health and Emergency
Response

1,630,311
246,936

93.073
6NU50DD004948-04
Birth Defects and Developmental Disabilities -
Prevention and Surveillance

179,246

93.079
5NU87PS004342-02
Cooperative Agreements to Promote Adolescent
Health through School-Based HIV/STD
Prevention and School-Based Surveillance

85,599

93.092
1801UTPREP
Affordable Care Act (ACA) Personal
Responsibility Education Program

551,760
433,357

93.110
VARIOUS
Maternal and Child Health Federal Consolidated
Programs

507,621
256,654

93.116
1NU52PS910197-01
Project Grants and Cooperative Agreements for
Tuberculosis Control Programs

209,034
60,290

93.127
5H33MC06680-14
Emergency Medical Services for Children

105,616
96,626

93.130
6U68HP11436-11
Cooperative Agreements to States/Territories for
the Coordination and Development of Primary
Care Offices

174,641
6,838

93.136
VARIOUS
Injury Prevention and Control Research and
State and Community Based Programs

4,772,903
631,765

93.165
5H56HP31914-02
Grants to States for Loan Repayment Program

157,500

93.184
5NU27DD000003-04
Disabilities Prevention

154,368

93.234
90TBSG0043-02
Traumatic Brain Injury State Demonstration
Grant Program

106,625

93.235
1901UTSRAE
Affordable Care Act (ACA) Abstinence
Education Program

348,258
265,059

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
139

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
93.240
6NU61TS000279-03
State Capacity Building

276,425

93.241
VARIOUS
State Rural Hospital Flexibility Program

397,972
144,394

93.251
VARIOUS
Universal Newborn Hearing Screening

254,919
66,043

93.268
VARIOUS
Immunization Cooperative Agreements

29,535,339
27,157,615

93.270
VARIOUS
Adult Viral Hepatitis Prevention and Control

326,429
600

93.283
6NU50OE000085-04
Centers for Disease Control and
Prevention_Investigations and Technical
Assistance

55,055
13,375

93.296
5STTMP151108-05
State Partnership Grant Program to Improve
Minority Health

145,137
14,950

93.301
VARIOUS
Small Rural Hospital Improvement Grant
Program

212,616
91,686

93.301
1H3JRH37424-01
(COVID-19) Coronavirus State Hospital
Improvement Program

923,761
920,880
COVID-19
93.305
VARIOUS
National State Based Tobacco Control Programs

1,114,422
431,310

93.314
6NUR3DD000089-03
Early Hearing Detection and Intervention
Information System (EHDI-IS) Surveillance
Program

150,763

93.323
6NU50CK000536-01
(COVID-19) Epidemiology and Lab Capacity for
Infectious Disease (ELC)

342,844
14,766
COVID-19
93.323
5NU50CK000372-05
Epidemiology and Laboratory Capacity for
Infectious Diseases (ELC)

4,670,428
258,145

93.336
6NU58DP006051-05
Behavioral Risk Factor Surveillance System

526,229

93.354
6NU90TP921966-01
Public Health Emergency Response:
Cooperative Agreement for Emergency
Response: Public Health Crisis Response

1,440,584
169,303

93.354
1NU90TP922119-01
(COVID-19) Cooperative Agreement for
Emergency Response:Public Health Crisis
Response

2,907,722
245,000
COVID-19
93.380
6NU58DP006698-01
The CDC Public Health Cancer Genomics
Program: Translating Research into Public
Health Practice

212,436

93.426
6NU58DP006512-02
Improving the Health of Americans through
Prevention and Management of Diabetes and
Heart Disease and Stroke-Financed in part by
2018 Prevention and Public Health Funds

1,581,181
273,228

93.435
6NU58DP006609-02
Innovative State and Local Public Health
Strategies to prevent and Manage Diabetes and
Heart Disease and Stroke-

1,867,867
1,140,688

93.436
5NU58DP006652-02
WELL-INTEGRATED SCREENING AND
EVALUATION FOR WOMEN ACROSS THE
NATION (WISEWOMAN)

1,064,976
330,701

93.439
5NU58DP006496-02
State Physical Activity and Nutrition (SPAN

905,068
233,542

93.478
1NU58DP006685-01
Preventing Maternal Deaths: Supporting
Maternal Mortality Review Committees

164,569
5,720

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
140

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
93.521
6U50CK000372-04
The Affordable Care Act: Building Epidemiology,
Laboratory, and Health Information Systems
Capacity in the Epidemiology and Laboratory
Capacity for Infectious Disease (ELC) and
Emerging Infections Program (EIP) Cooperative
Agreements;PPHF

25,666

93.576
90RX0305-03
Refugee and Entrant Assistance_Discretionary
Grants

57,705
57,705

93.734
VARIOUS
Empowering Older Adults and Adults with
Disabilities through Chronic Disease Self-
Management Education Programs – financed by
Prevention and Public Health Funds (PPHF)

216,037

93.735
6NU58DP005339-04
State Public Health Approaches for Ensuring
Quitline Capacity – Funded in part by Prevention
and Public Health Funds (PPHF)

77,760

93.761
90FPSG0007-01
Evidence-Based Falls Prevention Programs
Financed Solely by Prevention and Public Health
Funds (PPHF)

191,875
78,081

93.767
VARIOUS
Children's Health Insurance Program

125,538,837
391,431

93.777
VARIOUS
State Survey and Certification of Health Care
Providers and Suppliers (Title XVIII) Medicare

4,029,348

93.778
2005UT5MAP (COVID19)
(COVID-19) (MED) Title 19 Medical Assistance
Payments

85,769,287
1,194,893
COVID-19
93.778
VARIOUS
Medical Assistance Program

2,234,492,739
23,151,408

93.815
6NU50CK000372-01
Domestic Ebola Supplement to the
Epidemiology and Laboratory Capacity for
Infectious Diseases (ELC).

119,933

93.817
6U3REP150501-01
Hospital Preparedness Program (HPP) Ebola
Preparedness and Response Activities

174,039
168,245

93.870
1X10MC32223-01
Maternal, Infant and Early Childhood Home
Visiting Grant Program

2,559,289
2,117,030

93.889
6UREP190560-01
(COVID-19) National Bioterrorism Hospital
Preparedness Program (HPP)

70,841
70,841
COVID-19
93.889
1U3REP190560-01
National Bioterrorism Hospital Preparedness
Program

1,867,164
1,350,855

93.898
6NU58DP006321-03
Cancer Prevention and Control Programs for
State, Territorial and Tribal Organizations

3,013,081
202,200

93.913
6H95RH00129-29
Grants to States for Operation of State Offices
of Rural Health

166,041
5,625

93.917
1X7CHA36914-01
(COVID-19) Ryan White HIV/AIDS Program Part
B

18,158
COVID-19
93.917
VARIOUS
HIV Care Formula Grants

7,848,861
411,903

93.940
6NU62PS924568-02
HIV Prevention Activities_Health Department
Based

954,549
64,641

93.945
6NU58DP006454-02
Assistance Programs for Chronic Disease
Prevention and Control

258,486

93.946
VARIOUS
Cooperative Agreements to Support State-
Based Safe Motherhood and Infant Health
Initiative Programs

318,999

93.977
VARIOUS
Preventive Health Services_Sexually
Transmitted Diseases Control Grants

564,340
34,247

93.991
6NB01OT009217-01
Preventive Health and Health Services Block
Grant

1,488,512
1,067,436

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
141

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
93.994
1B04MC33870-01
Maternal and Child Health Services Block Grant
to the States

6,139,328
1,784,261

Subtotal – Health, Department Of 2,585,830,839
106,380,744
HERITAGE AND ARTS, DEPARTMENT OF
15.224
VARIOUS
Cultural and Paleontological Resources
Management

58,250

15.511
R16AC00094
BOR Data Sharing

5,015

15.904
VARIOUS
Historic Preservation Fund Grants-In-Aid

849,654
182,937

45.025
VARIOUS
Promotion of the Arts_Partnership Agreements

1,086,980
1,233,295

45.310
LS-246562-OLS-20
(COVID-19) State Grants

118,227
118,227
COVID-19
45.310
VARIOUS
Grants to States

2,221,408
705,220

47.076
VARIOUS
Education and Human Resources

42,614

94.003
VARIOUS
State Commissions

288,710

94.006
VARIOUS
AmeriCorps

4,277,178
4,196,640

94.009
VARIOUS
Training and Technical Assistance

337,482
9,946

Subtotal – Heritage And Arts, Department Of
9,285,518
6,446,265
HUMAN SERVICES, DEPARTMENT OF
16.529
2018-FW-AX-K006
Education, Training, and Enhanced Services to
End Violence Against and Abuse of Women with
Disabilities

84,870
1,600

16.582
2019-V3-GX-0013
Crime Victim Assistance/Discretionary Grants

50,680

16.585
2017-DC-BX-0015
Drug Court Discretionary Grant Program

512,539
339,558

16.812
2017-MU-MU-0027
Second Chance Act Reentry Initiative

290,541

17.235
AD-33714O60
Senior Community Service Employment Program

477,857
456,857

93.041
18AAUTT7EA
Special Programs for the Aging_Title VII,
Chapter 3_Programs for Prevention of Elder
Abuse, Neglect, and Exploitation

6,185

93.042
VARIOUS
Special Programs for the Aging_Title VII,
Chapter 2_Long Term Care Ombudsman
Services for Older Individuals

94,974
69,363

93.042
2001UTOMC3
(COVID-19) Title VII CARES Ombudsman
Services

125,917
125,917
COVID-19
93.043
VARIOUS
Special Programs for the Aging_Title III, Part
D_Disease Prevention and Health Promotion
Services

154,204
154,204

93.044
2001UTSSC3
(COVID-19) Title III B CARES Supportive
Services

1,109,045
1,109,045
COVID-19
93.044
VARIOUS
Special Programs for the Aging_Title III, Part
B_Grants for Supportive Services and Senior
Centers

1,973,136
1,865,075

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
142

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
93.045
VARIOUS
(COVID-19) Title III  Home Delivered Meals

2,714,208
2,714,208
COVID-19
93.045
VARIOUS
Special Programs for the Aging_Title III, Part
C_Nutrition Services

3,606,189
3,129,963

93.048
VARIOUS
Special Programs for the Aging_Title IV_and
Title II_Discretionary Projects

218,641
183,314

93.052
2001UTFCC3
(COVID-19) Title III E CARES Caregiver

577,989
577,989
COVID-19
93.052
VARIOUS
National Family Caregiver Support, Title III, Part
E

866,136
866,136

93.053
VARIOUS
Nutrition Services Incentive Program

1,319,685
1,319,685

93.071
VARIOUS
Medicare Enrollment Assistance Program

152,609
135,000

93.150
19SM16045A
Projects for Assistance in Transition from
Homelessness (PATH)

557,741
549,273

93.243
VARIOUS
Substance Abuse and Mental Health
Services_Projects of Regional and National
Significance

6,753,543
4,207,965

93.324
VARIOUS
State Health Insurance Assistance Program

309,519
204,789

93.472
2001UTPSGP
Title IV-E Prevention and Family Services and
Programs

165,916

93.556
VARIOUS
Promoting Safe and Stable Families

2,040,527
100,000

93.563
VARIOUS
Child Support Enforcement

24,780,331

93.590
VARIOUS
Community-Based Child Abuse Prevention
Grants

373,046

93.599
VARIOUS
Chafee Education and Training Vouchers
Program (ETV)

195,172

93.603
VARIOUS
Adoption and Legal Guardianship Incentive
Payments

630,174

93.630
VARIOUS
Developmental Disabilities Basic Support and
Advocacy Grants

769,537
60,528

93.645
VARIOUS
Stephanie Tubbs Jones Child Welfare Services
Program

3,946,700

93.658
VARIOUS
Foster Care_Title IV-E

30,892,030

93.659
VARIOUS
Adoption Assistance

12,708,347

93.665
20FG00265AC3
(COVID-19) Utah Emergency (COVID-19)
Program for Mental Health/Substance Use
Disorders

100,678
87,108
COVID-19
93.667
VARIOUS
Social Services Block Grant

22,358,088
2,182,788

93.669
1801UTNCAN
Child Abuse and Neglect State Grants

563,618

93.671
1901UTFVPS
Family Violence Prevention and
Services/Domestic Violence Shelter and
Supportive Services

1,295,758

93.674
1901UTCILP
Chafee Foster Care Independence Program

790,957

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
143

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
93.732
17M01HP31269
Mental and Behavioral Health Education and
Training Grants

248,874

93.747
90EJSG004201
Elder Abuse Prevention Interventions Program

82,581

93.788
VARIOUS
Opioid STR

10,942,696
7,599,845

93.958
VARIOUS
Block Grants for Community Mental Health
Services

5,570,488
4,283,830

93.959
VARIOUS
Block Grants for Prevention and Treatment of
Substance Abuse

19,370,293
17,025,277

93.997
16SM63545A
Assisted Outpatient Treatment

729,307
626,481

Subtotal – Human Services, Department Of
160,511,326
49,975,798
INSURANCE, DEPARTMENT OF
16
VARIOUS
Department of Justice

5,971

Subtotal – Insurance, Department Of
5,971
JUDICIAL BRANCH
93.586
VARIOUS
State Court Improvement Program

429,985

93.597
1901UTSAVP
Grants to States for Access and Visitation
Programs

100,000

Subtotal – Judicial Branch
529,985
LABOR COMMISSION
14.401
FF208K198003
Fair Housing Assistance Program_State and
Local

261,700

17.005
VARIOUS
Compensation and Working Conditions

96,793

17.503
VARIOUS
Occupational Safety and Health_State Program

1,646,300

17.504
VARIOUS
Consultation Agreements

678,000

30.001
VARIOUS
Employment Discrimination_Title VII of the Civil
Rights Act of 1964

350,402

Subtotal – Labor Commission
3,033,195
NATURAL RESOURCES, DEPARTMENT OF
10
18-FI-11046000-046
Utah Dispatch Systems

4,677

10
19-FP-11046000-025
Supplemental Fire Project Agreement (FBS)

7,221

10
1284JC18P0003
USDA Forest Service Scanning

14,720

10
19-CS-11041000-007
Coal Hollow & Pole Creek Landslide Inventory
Mapping

38,027

10.664
VARIOUS
Cooperative Forestry Assistance

4,097,778
262,421

10.676
VARIOUS
Forest Legacy Program

943,069

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
144

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
10.680
VARIOUS
Forest Health Protection

20,187

10.691
VARIOUS
Good Neighbor Authority

2,237,044

10.699
VARIOUS
Partnership Agreements

1

10.902
VARIOUS
Soil and Water Conservation

205,269

10.914
VARIOUS
Wildlife Habitat Incentive Program

66,212

10.916
VARIOUS
Watershed Rehabilitation Program

246,060

10.932
VARIOUS
Regional Conservation Partnership Program

1,819,321

15.224
VARIOUS
Cultural and Paleontological Resources
Management

28,352

15.225
VARIOUS
Recreation Resource Management

23,852

15.228
VARIOUS
BLM Wildland Urban Interface Community Fire
Assistance

128,343

15.231
VARIOUS
Fish, Wildlife and Plant Conservation Resource
Management

6,824,972

15.233
VARIOUS
Forests and Woodlands Resource Management

4,803,050

15.236
L17AC00178
Environmental Quality and Protection Resource
Management

891,698

15.238
L14AC00352
Challenge Cost Share

52,562

15.250
S19AP20036-0001-G310
Regulation of Surface Coal Mining and Surface
Effects of Underground Coal Mining

1,805,181

15.252
VARIOUS
Abandoned Mine Land Reclamation (AMLR)

3,122,056

15.504
11-FC-UT-1810
Diamond Fork Mitiagation Project

3,748

15.504
18FCUT-2270
Bluehead Sucker Propagation

9,940

15.504
10-FC-UT-1670
Provo River Restoration PRRP

15,959

15.504
15FC-UT-2070
Native Cutthroat Trout conservation

15,960

15.504
20FCUT-2370
Establishment of the Provo River Delta

20,783

15.504
16FCUT-2060
Southern Leatherside Chub Conservation

25,537

15.504
20FCUT-2390
Provo River Restoration PRRP

27,653

15.504
10-FC-UT-1660
Admin and Management

27,654

15.504
20FCUT-2380
Interim Management of Mitigation Properties

37,886

15.504
20FCUT-2360
Utah Lake Wetland Preserve

80,106

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
145

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
15.504
10-FC-UT-1650
Utah Lake Wetland Preserve/Juab Co

172,125

15.517
VARIOUS
Native Species Conservation

176,747

15.524
R14AC00071
BOR Steinaker/Red Fleet

393,902

15.524
R18AP00051
BOR Echo

430,815

15.529
R16AP00164
Razor Back Sucker

60,551

15.529
R14AP00007
Upper Colorado River Recovery

63,204

15.529
R18AC00053
San Juan Non-native Lower San Juan

198,646

15.529
R19AP00059
Upper Colorado River Recovery

973,375

15.535
R19AC00017
Upper Colorado River Basin Fish and Wildlife
Mitigation

170,200

15.605
VARIOUS
Sport Fish Restoration

7,270,803

15.608
VARIOUS
Fish and Wildlife Management Assistance

295,385

15.611
VARIOUS
Wildlife Restoration and Basic Hunter Education

12,976,836

15.615
VARIOUS
Cooperative Endangered Species Conservation
Fund

3,137,340

15.634
VARIOUS
State Wildlife Grants

688,056

15.655
VARIOUS
Migratory Bird Monitoring, Assessment and
Conservation

27,214

15.670
VARIOUS
Adaptive Science

250,000

15.807
VARIOUS
Earthquake Hazards Reduction Program

62,631

15.810
VARIOUS
National Cooperative Geologic Mapping

146,848

15.814
G19AP00089
National Geological and Geophysical Data
Preservation

93,322

15.916
VARIOUS
Outdoor Recreation_Acquisition, Development
and Planning

1,078,491

15.944
VARIOUS
Natural Resource Stewardship

65,609

15.945
P18AC01342
Cooperative Research and Training Programs –
Resources of the National Park System

27,600

15.954
P18AC01435
National Park Service Conservation, Protection,
Outreach, and Education
R&D
11,008

15.980
VARIOUS
National Ground-Water Monitoring Network

9,919

20.219
VARIOUS
Recreational Trails Program

51,740

20.219
VARIOUS
Recreational Trails Program

1,287,222
1,287,222

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
146

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
66.204
96880401
Multipurpose Grants to States and Tribes

17,572

66.433
G00842619
State Underground Water Source Protection

83,000

66.461
VARIOUS
Regional Wetland Program Development Grants

159,765

66.608
VARIOUS
Environmental Information Exchange Network
Grant Program and Related Assistance

92,412

81.136
DE-LM0000461
Long-Term Surveillance and Maintenance

27,323

97.012
3311FA110149
Boating Safety Financial Assistance

1,327,875

97.041
VARIOUS
National Dam Safety Program

110,124

Subtotal – Natural Resources, Department Of
59,582,538
1,549,643
PUBLIC SAFETY, DEPARTMENT OF
16.560
2019NEBX0001
National Institute of Justice Research,
Evaluation, and Development Project Grants

7,090
7,090

16.734
2016FUCXK068
Special Data Collections and Statistical Studies

11,056

16.741
VARIOUS
DNA Backlog Reduction Program

276,503

16.742
VARIOUS
Paul Coverdell Forensic Sciences Improvement
Grant Program

129,463
45,569

16.922
UTEQ00030
Equitable Sharing Program (Palantir System)
Salt Lake City Police Department

207,503

20.232
FMCDL026717
Commercial Driver's License Program
Improvement Grant

6,896

20.600
VARIOUS
State and Community Highway Safety

2,241,081
489,059

20.614
VARIOUS
National Highway Traffic Safety Administration
(NHTSA) Discretionary Safety Grants

79,565

20.616
VARIOUS
National Priority Safety Programs

1,946,049
600,999

20.703
VARIOUS
Interagency Hazardous Materials Public Sector
Training and Planning Grants

313,215
48,583

95.001
VARIOUS
High Intensity Drug Trafficking Areas Program

654,708
319,246

97
Accrual for 1262-RR-6347
EMAC Deployment (Hurricane Harvey)
State of Texas

16,033
16,033

97
Accrual for 1519-RR-8332
EMAC Deployment (Hurricane Michael)
State of Florida

39,101
39,101

97
1470RR7926-7914
EMAC Deployment (July 2018 Mendocino Fire)
State of California

269,281
269,281

97.008
EMW2018UA00041
Non-Profit Security Program

45,955
45,955

97.023
EMD2019CA00001
Community Assistance Program State Support
Services Element (CAP-SSSE)

104,690

97.032
4525DRUTISCC
Crisis Counseling

72,143
70,283

97.036
FEMA-4311DRUTP1
Disaster Grants - Public Assistance
(Presidentially Declared Disasters)

1,008,885
1,008,885

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
147

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
97.039
4311DRUTP5UT500
Hazard Mitigation Grant

72,628
72,628

97.042
VARIOUS
Emergency Management Performance Grants

4,839,619
1,639,964

97.045
VARIOUS
Cooperating Technical Partners

2,217,608

97.046
VARIOUS
Fire Management Assistance Grant

677,159
677,159

97.047
VARIOUS
Pre-Disaster Mitigation

2,175,541
1,905,482

97.050
4548DRUT
Presidential Declared Disaster Assistance to
Individuals and Households - Other Needs

73,126
21,976

97.067
VARIOUS
Homeland Security Grant Program

3,418,370
2,841,103

97.082
EMD2019CA00009
Earthquake Consortium

26,651
1,721

Subtotal – Public Safety, Department Of
20,929,919
10,120,117
STUDENT ASSISTANCE PROGRAMS
84.032
VARIOUS
STUDENT LOAN PURCHASE PROGRAM, NET

-15,131,765

84.032
VARIOUS
STUDENT LOAN GUARANTEE PROGRAM
FEES

643,073

84.032
VARIOUS
Federal Family Education Loans Reinsurance -
Guarantees Made

12,985,528

84.032
VARIOUS
Federal Family Education Loans Reinsurance -
Beginning Guarantee Amount

684,578,679

Subtotal – Student Assistance Programs
683,075,515
TAX COMMISSION
15.427
D16AC00009
Federal Oil and Gas Royalty Management State
and Tribal Coordination

558,333

20
UT STC FTE 1(649)(01)
Motor Fuel Tax Compliance

1,381

Subtotal – Tax Commission
559,714
TECHNOLOGY SERVICES, DEPARTMENT OF
15.817
G20AC00110
National Geospatial Program: Building The
National Map

600,000

Subtotal – Technology Services, Department Of
600,000
TRANSPORTATION, DEPARTMENT OF
20.106
VARIOUS
Airport Improvement Program

499,386

20.200
VARIOUS
Highway Research and Development Program

115,950

20.200
VARIOUS
Highway Research and Development Program
R&D
1,606,097

20.205
VARIOUS
Highway Planning and Construction
R&D
7,127,954
183,570

20.205
VARIOUS
Highway Planning and Construction

430,524,225
6,959,011

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
148

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
20.215
VARIOUS
Highway Training and Education

140,610

20.218
VARIOUS
Motor Carrier Safety Assistance

3,208,554

20.237
VARIOUS
Motor Carrier Safety Assistance High Priority
Activities Grants and Cooperative Agreements

516,462

20.505
VARIOUS
Metropolitan Transportation Planning and State
and Non-Metropolitan Planning and Research

101,426
95,032

20.509
VARIOUS
Formula Grants for Rural Areas

4,755,789
5,573,380

20.513
VARIOUS
Enhanced Mobility of Seniors and Individuals
with Disabilities

442,755
285,995

20.516
VARIOUS
Job Access and Reverse Commute Program

64,933
64,933

20.521
VARIOUS
New Freedom Program

64,934
64,934

20.526
VARIOUS
Bus and Bus Facilities Formula Program

228,321
1,919,736

20.528
VARIOUS
Rail Fixed Guideway Public Transportation
System State Safety Oversight Formula Grant
Program

233,211

20.933
VARIOUS
National Infrastructure Investments

3,627,685

Subtotal – Transportation, Department Of
453,258,292
15,146,591
UTAH NATIONAL GUARD
12.400
VARIOUS
Military Construction, National Guard

977,733

12.401
VARIOUS
National Guard Military Operations and
Maintenance (O&M) Projects

42,338,151

16
VARIOUS
JLTC Contract - DOJ, DEA

5,341,909

Subtotal – Utah National Guard
48,657,793
VETERANS’ AND MILITARY AFFAIRS, DEPARTMENT OF
64
V101 (223C) P-5459
Department of Veterans Affairs

204,384

64.012
VA259-14-D-0317
Veterans Prescription Service

844,800

64.015
None
Veterans State Nursing Home Care

33,117,041

64.101
None
Burial Expenses Allowance for Veterans

253,021

Subtotal – Veterans’ And Military Affairs, Department Of
34,419,246
WORKFORCE SERVICES, DEPARTMENT OF
10
VARIOUS
Department of Agriculture

419,026

10.433
VARIOUS
Rural Housing Preservation Loans - Beginning
Loan Balance

1,934,378

10.447
VARIOUS
Rural Development Loans- Beginning Loan
Balance

3,566,936

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
149

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
10.545
3UT400373
Farmers’ Market Supplemental Nutrition
Assistance Program Support Grants

6,652
6,652

10.551
VARIOUS
(COVID-19) Supplemental Nutrition Assistance
Program

23,512,157
COVID-19
10.551
VARIOUS
Supplemental Nutrition Assistance Program

218,769,270

10.561
VARIOUS
State Administrative Matching Grants for the
Supplemental Nutrition Assistance Program

18,937,043

14.228
VARIOUS
(COVID-19) - Community Development Block
Grant - CDBG-CV

1,160,303
1,160,303
COVID-19
14.228
VARIOUS
Community Development Block Grants/State's
Program and Non-Entitlement Grants in Hawaii

6,060,277
5,738,513

14.230
VARIOUS
Rental Housing Rehabilitation - Beginning Loan
Balance

214,787

14.231
E-20-DW-49-0001
(COVID-19) - Emergency Solutions Grant (ESG)

386,081
38,286
COVID-19
14.231
VARIOUS
Emergency Solutions Grant Program

1,301,879
1,119,314

14.239
VARIOUS
HOME INVESTMENT PARTNERSHIP

472,044
126,040

14.239
PROGRAM INCOME
Program Income - HOME INVESTMENT
PARTNERSHIP

4,596,429
1,495,000

14.239
VARIOUS
HOME Investment Partnerships Program
Loans  - Loans Made

7,011,220

14.239
VARIOUS
HOME Investment Partnerships Program
Loans  - Beginning Loan Balance

75,651,329

14.241
VARIOUS
Housing Opportunities for Persons with AIDS

202,256
195,686

14.267
VARIOUS
Continuum of Care Program

402,420

14.275
VARIOUS
Housing Trust Fund

293,940

14.275
VARIOUS
Housing Trust Fund Loans - Beginning Loan
Balance

2,350,000

14.275
VARIOUS
Housing Trust Fund Loans  - Loans Made

4,935,832

17
VARIOUS
Jobs for Veterans' State Grant: Consolidated
DVOP LVER

40,616

17.002
VARIOUS
Labor Force Statistics

1,123,926

17.207
VARIOUS
Employment Service/Wagner-Peyser Funded
Activities

5,193,339

17.225
VARIOUS
Unemployment Insurance

26,738,927
148,939

17.225
VARIOUS
STATE FUNDED UNEMPLOYMENT
EXPENDITURES UI

447,269,147

17.225
VARIOUS
(COVID-19) - Unemployment Insurance

712,808,706
COVID-19
17.245
VARIOUS
Trade Adjustment Assistance

972,393

17.258
VARIOUS
WIOA Adult Program

2,120,522

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
150

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
17.259
VARIOUS
WIOA Youth Activities

1,824,272

17.271
VARIOUS
Work Opportunity Tax Credit Program (WOTC)

143,198

17.273
VARIOUS
Temporary Labor Certification for Foreign
Workers

213,275

17.278
VARIOUS
WIOA Dislocated Worker Formula Grants

4,490,690

17.285
AP-29333-16-55-A-49
Apprenticeship USA Grants

150,686

17.801
VARIOUS
Disabled Veterans' Outreach Program (DVOP)

967,784

17.804
VARIOUS
Local Veterans' Employment Representative
Program

146,816

81.042
EE0007953
Weatherization Assistance for Low-Income
Persons

2,426,710
2,105,272

84.126
VARIOUS
Rehabilitation Services_Vocational
Rehabilitation Grants to States

27,556,069
1,752,920

84.177
VARIOUS
Rehabilitation Services_Independent Living
Services for Older Individuals Who are Blind

224,595
224,595

84.187
VARIOUS
Supported Employment Services for Individuals
with the Most Significant Disabilities

274,048

84.418
H418P140002
Promoting Readiness of Minors in Supplemental
Security Income

298,012
44,946

93.369
VARIOUS
ACL Independent Living State Grants

337,094
337,094

93.434
90TP0049-01-02
Every Student Succeeds Act/Preschool
Development Grants

240,024

93.558
VARIOUS
Temporary Assistance for Needy Families

50,452,731

93.566
VARIOUS
Refugee and Entrant Assistance_State
Administered Programs

5,890,539
3,893,655

93.568
2001UTE5C3
(COVID-19) - Low-Income Home Energy
Assistance Program

4,818,050
COVID-19
93.568
VARIOUS
Low-Income Home Energy Assistance

26,093,575
9,934,104

93.569
2001UTCSC3
(COVID-19) - Community Services Block Grant

29,400
29,400
COVID-19
93.569
VARIOUS
Community Services Block Grant

3,682,258
3,527,274

93.575
2001UTCCC3
(COVID-19) - Child Care Discretionary, Disaster
Relief

19,205,212
31,466
COVID-19
93.575
VARIOUS
Child Care and Development Block Grant

53,568,626
5,134,086

93.596
VARIOUS
Child Care Mandatory and Matching Funds of
the Child Care and Development Fund

32,625,738

93.600
08CD004037-04-00
Head Start

125,000

93.667
G-1901UTSOSR
Social Services Block Grant

15,000

94.013
11VSPUT001
Volunteers in Service to America

17,546

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
151

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
PRIMARY GOVERNMENT
COVID-19
96
VARIOUS
Social Security Administration

2,504,005
44,515

96.001
VARIOUS
Social Security_Disability Insurance

13,065,299

96.008
WIP1605048605
Social Security - Work Incentives Planning and
Assistance Program

110,000

97.024
VARIOUS
Emergency Food and Shelter National Board
Program

2,508

Subtotal – Workforce Services, Department Of 1,819,950,595
37,088,060
6,606,895,717
Subtotal – Primary Government
794,276,604
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
152

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
BRIDGERLAND TECHNICAL COLLEGE
47.076
1801154
Education and Human Resources
R&D
55,258

84.063
VARIOUS
Federal Pell Grant Program

980,874

84.425F
P425F201572
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

83,803
COVID-19
84.425E
P425E201354
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

98,708
COVID-19
Subtotal – Bridgerland Technical College
1,218,643
COLLEGE AND UNIVERSITY
84.038
VARIOUS
Federal Perkins Loan Program

30,873,403

84.268
VARIOUS
Federal Direct Student Loans

334,003,262

93.264
VARIOUS
Nurse Faculty Loan Program (NFLP) - Loans
Made

80,590

93.264
VARIOUS
Nurse Faculty Loan Program (NFLP) - Beginning
Loan Balance

632,627

93.342
VARIOUS
Health Professions Student Loans - Loans Made

10,000

93.342
VARIOUS
Health Professions Student Loans - Beginning
Loan Balance

3,466,293

93.364
VARIOUS
Nursing Student Loans - Loans Made

85,750

93.364
VARIOUS
Nursing Student Loans - Beginning Loan Balance

522,766

Subtotal – College And University
369,674,691
DAVIS TECHNICAL COLLEGE
84.007
E-P007A167112
Federal Supplemental Educational Opportunity
Grants

42,535

84.033
E-P033A167112
Federal Work-Study Program

11,830

84.063
VARIOUS
Federal Pell Grant Program

946,298

84.425E
E-P425E201822
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

57,752
COVID-19
Subtotal – Davis Technical College
1,058,415
DIXIE STATE UNIVERSITY
11.303
ED18DEN3030035
Economic Development_Technical Assistance

194,836

11.307
05-79-05891
Economic Adjustment Assistance

379,312

15.654
F20AC00200
National Wildlife Refuge System Enhancements

1,829

15.945
P15AC01869
Cooperative Research and Training Programs –
Resources of the National Park System

32,375

43
4600006502
Aerospace - Daily Atmospheric Ionospheric Lim
Imager (DAILI) Mission
Aerospace Corporation
R&D
3,489

43.001
80NSSC18K0697
Competed, GUVI Extended Mission Investigation
R&D
36,575
14,500

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
153

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
DIXIE STATE UNIVERSITY
47.041
1933502
High Surface Area Reverse Electrowetting
Mechanoelectrical Transduction
University of North Texas
R&D
488

64
VARIOUS
Department of Veterans Affairs

2,960

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants

188,558

84.033
VARIOUS
Federal Work-Study Program

274,032

84.042
P042A150069
TRIO_Student Support Services

345,364

84.044
P044A160060
TRIO_Talent Search

439,477

84.047
P047A170502
TRIO_Upward Bound

367,111

84.063
VARIOUS
Federal Pell Grant Program

15,493,925

84.425M
P425M200131
(COVID-19) Education Stabilization Fund:
Strengthening Instutions Program (SIP)

303,304
COVID-19
84.425F
P425F201626
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

670,058
COVID-19
84.425E
P425E201701
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

1,167,000
COVID-19
Subtotal – Dixie State University
19,900,693
14,500
DIXIE TECHNICAL COLLEGE
84.063
VARIOUS
Federal Pell Grant Program

669,023

84.425N
P425N200397
(COVID-19) Education Stabilization Fund: Fund
for the Improvement of Postsecondary Education
(FIPSE)

71,680
COVID-19
84.425E
P425E203946
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

101,403
COVID-19
Subtotal – Dixie Technical College
842,106
MOUNTAINLAND TECHNICAL COLLEGE
84.007
P007A198959
Federal Supplemental Educational Opportunity
Grants

9,000

84.063
P063P195818
Federal Pell Grant Program

620,997

84.425E
P425E204777
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

304,741
COVID-19
84.425F
P425F204262
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

304,741
COVID-19
Subtotal – Mountainland Technical College
1,239,479
OGDEN-WEBER TECHNICAL COLLEGE
17.274
YB-21310-11-60-A-49
Youthbuild

432,186

84.007
P007A196314
Federal Supplemental Educational Opportunity
Grants

59,101

84.033
P033A196314
Federal Work-Study Program

45,543

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
154

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
OGDEN-WEBER TECHNICAL COLLEGE
84.063
P063P194239
Federal Pell Grant Program

918,777

84.425E
P425E202491
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

298,022
COVID-19
84.425F
P425F201274
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

298,022
COVID-19
94.006
13NDHMA0010101
YOUTH BUILD AMERICORP
YOUTHBUILD USA

94,138

Subtotal – Ogden-weber Technical College
2,145,789
SALT LAKE COMMUNITY COLLEGE
47.050
VARIOUS
Geosciences
R&D
119,965

47.076
VARIOUS
NSF Nano Tech Professional Development
Pennsylvania State University
R&D
4,400

47.076
VARIOUS
Education and Human Resources
R&D
218,547

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants

472,739

84.031
P031A160253
Higher Education_Institutional Aid

430,087

84.033
VARIOUS
Federal Work-Study Program

286,218

84.042
VARIOUS
TRIO_Student Support Services

548,985

84.044
VARIOUS
TRIO_Talent Search

341,849

84.063
VARIOUS
Federal Pell Grant Program

25,225,195

84.335
VARIOUS
Child Care Access Means Parents in School

347,793

84.425M
P425M200281
(COVID-19) Education Stabilization Fund:
Strengthening Instutions Program (SIP)

203,182
COVID-19
84.425F
P425F201700
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

2,146,921
COVID-19
84.425E
P425E200941
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

2,800,055
COVID-19
94.007
None
Program Development and Innovation Grants

119,995

Subtotal – Salt Lake Community College
33,265,931
SNOW COLLEGE
10.500
VARIOUS
Cooperative Extension Service
Washington State University

47,658

10.855
UTAH 715-A16
Distance Learning and Telemedicine Loans and
Grants

9,509

47.076
1601397
Education and Human Resources
R&D
13,986

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants

73,324

84.033
P033A194212
Federal Work-Study Program

95,411

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
155

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
SNOW COLLEGE
84.042
VARIOUS
TRIO_Student Support Services

371,008

84.047
VARIOUS
TRIO_Upward Bound

335,833

84.063
VARIOUS
Federal Pell Grant Program

6,908,686

84.425E
P425E200877
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

299,100
COVID-19
84.425F
P425F201257
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

299,100
COVID-19
Subtotal – Snow College
8,453,615
SOUTHERN UTAH UNIVERSITY
10
13-MU-11040700-023
Special Collections

3,300

10
19-CS-11242305-075
Information Management Solutions for NIMAC,
DATIM, and FIA

194,180

10
15-CS-11242305-126
Forest Service Northern Research Station

439,517

10.318
2018-38503-28803
Women and Minorities in Science, Technology,
Engineering, and Mathematics Fields

18,101

10.558
VARIOUS
Child and Adult Care Food Program

184,205

10.652
13-PA-11040700-054
Forestry Research

32,315

10.664
VARIOUS
Cooperative Forestry Assistance

24,530

10.675
VARIOUS
Urban and Community Forestry Program

443,650

15.224
VARIOUS
Cultural and Paleontological Resources
Management

81,224

15.225
VARIOUS
Recreation Resource Management

57,527

15.231
VARIOUS
Fish, Wildlife and Plant Conservation Resource
Management

105,498

15.243
VARIOUS
BLM Youth Conservation

470,942

15.945
VARIOUS
Cooperative Research and Training Programs –
Resources of the National Park System

858,782

17.268
VARIOUS
H-1B Job Training Grants

44,899

43
433324
Los Alamos National Security

33,166

45.024
VARIOUS
Promotion of the Arts_Grants to Organizations
and Individuals

39,989

45.149
VARIOUS
Promotion of the Humanities_Division of
Preservation and Access

2,909

45.163
VARIOUS
Promotion of the Humanities_Professional
Development

14,926

47.076
R-18-0004
IUSE: EHR: From Discovery to Market
 University of Houston
R&D
30,359

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
156

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
SOUTHERN UTAH UNIVERSITY
84.007
P007A154213
Federal Supplemental Educational Opportunity
Grants

250,847

84.033
P033A154213
Federal Work-Study Program

249,764

84.038
VARIOUS
Federal Perkins Loan Program

71,034

84.042
P042A150265
TRIO_Student Support Services

286,139

84.044
VARIOUS
TRIO_Talent Search

313,064

84.047
VARIOUS
TRIO_Upward Bound

443,543

84.063
P063P152352
Federal Pell Grant Program

15,237,134

84.334
P334A150032
Gaining Early Awareness and Readiness for
Undergraduate Programs

27,429

84.335A
P335A130200
Child Care Access Means Parents in School

91,164

84.425E
P425E201490
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

399,440
COVID-19
84.425F
P425F202127
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

1,798,529
COVID-19
93.086
A02435
DHS: BYU Relationship Relationship Program
 Brigham Young University

21,425

93.211
GA1RH33545
HRSA: Rural Opioid Response
SW Utah Community Healthcare
Centers, Four Corners Behavioral
Health, Utah Support Advocates for
Recovery Awareness

20,969

93.211
GA1RH33544
HRSA: Rural Opioid Response
 SW Utah Community Healthcare
Centers, Four Corners Behavioral
Health, Utah Support Advocates for
Recovery Awareness

63,359

93.211
G25RH32477
HRSA: Rural Opioid Response

84,495

93.600
VARIOUS
Head Start

6,023,728

Subtotal – Southern Utah University
28,462,082
SOUTHWEST TECHNICAL COLLEGE
84.063
P063P195928
Federal Pell Grant Program

407,142

84.425F
P425F201712
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

68,547
COVID-19
84.425E
P425E201637
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

68,548
COVID-19
Subtotal – Southwest Technical College
544,237
TOOELE TECHNICAL COLLEGE
84.063
P063P17041915
Federal Pell Grant Program

257,426

84.425F
P425F200249
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

10,142
COVID-19
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
157

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
TOOELE TECHNICAL COLLEGE
84.425N
P425E204702
(COVID-19) Education Stabilization Fund: Fund
for the Improvement of Postsecondary Education
(FIPSE)

133,042
COVID-19
Subtotal – Tooele Technical College
400,610
UINTAH BASIN TECHNOLOGY COLLEGE
84.063
P063P14342
Federal Pell Grant Program

118,282

84.425F
P425F201749
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

83,682
COVID-19
84.425E
P425E201804
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

83,683
COVID-19
84.425N
P425N200087
(COVID-19) Education Stabilization Fund: Fund
for the Improvement of Postsecondary Education
(FIPSE)

232,016
COVID-19
Subtotal – Uintah Basin Technology College
517,663
UNIVERSITY OF UTAH
10
NONE 10043712
DEVELOPMENT OF BUCKLING RESTRA
US ENDOWMENT FOR FORESTRY
& COMMUNITIES
R&D
-21

10
0786941-17762 GRANT AB211
LARGE LOTS - STUDENT SUPPORT
UNIVERSITY OF ILLINOIS URBANA-
CHAMPAIGN
R&D
10,373

10
VARIOUS
Department of Agriculture

34,141

10
VARIOUS
Department of Agriculture
R&D
48,521

10.001
VARIOUS
Agricultural Research_Basic and Applied
Research
R&D
29,740

10.217
VARIOUS
Higher Education - Institution Challenge Grants
Program
R&D
5,504

10.223
2015-38422-24059 (04)
FUTURE HISPANIC ENGINEERS
UNIVERSITY OF TEXAS- PAN
AMERICAN

2,500

10.309
133336-G003923
SCRI: FRAME
WASHINGTON STATE UNIVERSITY
R&D
104,291

10.310
200961-437
WATER FOR AG
UTAH STATE UNIVERSITY
R&D
7,089

10.310
1319858-G003955
TECHNOLOGY FOR TRADE
WASHINGTON STATE UNIVERSITY
R&D
22,859

10.310
VARIOUS
Agriculture and Food Research Initiative (AFRI)
R&D
374,877

10.680
VARIOUS
Forest Health Protection
R&D
33,725

10.694
663.7275.01
INVERSION WRF
DESERT RESEARCH INSTITUTE
R&D
-3,501

11
VARIOUS
Department of Commerce

22,431

11.011
505184-78050
SUBMARINE FOREST
NORTHEASTERN UNIVERSITY
R&D
22,560

11.303
ED17DEN3030013
ADVANCED COMPOSITES MANUFACTUR
UTAH ADVANCED MATERLS
MANUFAC IINITIATV
R&D
-1,015

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
158

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
11.307
VARIOUS
Economic Adjustment Assistance
R&D
97,300
25,180

11.431
VARIOUS
Climate and Atmospheric Research

25,589

11.431
VARIOUS
Climate and Atmospheric Research
R&D
159,816

11.438
AC-00106
KUSKOKWIM BASELINE
BERING SEA FISHERMEN'S
ASSOCIATION
R&D
-4,230

11.438
AC-1705B
YUKON OTOLITHS
BERING SEA FISHERMEN'S
ASSOCIATION
R&D
-412

11.459
VARIOUS
Weather and Air Quality Research
R&D
100,105
2,121

11.468
VARIOUS
Applied Meteorological Research
R&D
470,694
158,341

11.611
VARIOUS
Manufacturing Extension Partnership

585,235
261,528

12
SC1519205(PSyCHIC)
CAUSE
CHARLES RIVER ANALYTICS
R&D
-12

12
WU-20-221
NERVE TRANSFERS
WASHINGTON UNIVERSITY IN ST
LOUIS
R&D
3,089

12
2004366418
PROGENITOR CELLS - METRC
JOHNS HOPKINS UNIVERSITY
R&D
11,437

12
124-AY-1C-PO4435
EBS SUBCONTRACT: ICR
ELECTRONIC BIOSCIENCE INC
R&D
18,663

12
10050327
UAS CBRNE SENSORS
NEVADA NANOTECH SYSTEMS INC
R&D
36,422

12
ROYALL DOD-UNIVERSITY OF UTAH
FAVHR -LATENT MODELING IN TBI
FDTN FOR ADVNCNG VETERANS
HLTH RESH
R&D
38,132

12
CONTRACT 19-05
VENTRIGHT
MILITARY & HEALTH RESEARCH
FOUNDATION
R&D
57,608

12
W81XWH-18-1-0617
HARI_DOD_TGEN_SUB
TRANSLATIONAL GENOMIC
RESEARCH INSTITUTE
R&D
73,185

12
W911QY-17-C-0032
ESPIRA ARMY PHASE II SUBCON
ESPIRA
R&D
73,365

12
10046058
STRUCTURAL REACTIVE MATERIALS
WASATCH MOLECULAR INC
R&D
81,405

12
9737-AM05 / 10039795
COMPOSITE DAMPING TESTING
MATERIALS SCIENCES
CORPORATION

100,756

12
S4628 (PO 194184)
GENETIC CIRCUIT DESIGN FOR EX
MASSACHUSETTS INSTITUTE OF
TECHNOLOGY
R&D
102,925

12
D16PC00183-UTAH
PERFORMANCE PORTABLE FRAMEWORK
RNET TECHNOLOGIES INC

109,652

12
P00171650
DARPA STOIC LEIDOS PROPOSAL
LEIDOS
R&D
116,217

12
TXS0150731
WYLE
KBRWYLE
R&D
126,721

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
159

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
12
WSU#16368
COMPOSITE REPAIR AND MODELING
WICHITA STATE UNIVERSITY
R&D
142,331

12
1013370_UUT
DUAL-TASK TURNING MEASURES
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
147,900

12
VARIOUS
Department of Defense

174,035

12
4666 PO953258 HJF65544
ISOSCAPES FOR HUMAN PROVENANC
HENRY M. JACKSON FNDT
ADVNCMNT MIL MED
R&D
209,801

12
PO0088/EPACC-PTCRA
MHRF JOHNSEN 2019 19-05
MILITARY & HEALTH RESEARCH
FOUNDATION
R&D
238,431

12
1554466
REASSESSMENT OF PTE MODELS
UNIVERSITY OF COLORADO AT
BOULDER
R&D
440,395

12
FP00009533_SA004
LIMBIC
VIRGINIA COMMONWEALTH
UNIVERSITY
R&D
501,065

12
1(GG012664)
DARPA NESD: BISC INTERFACE
COLUMBIA UNIVERSITY
R&D
563,634
303,391

12
VARIOUS
Department of Defense
R&D
616,793
47,940

12
VARIOUS
Department of Defense
R&D
2,730,224
38,096

12.300
1702
BMT CTN 1702
NATIONAL MARROW DONOR
PROGRAM

2,171

12.300
209163
RITN FY15
NATIONAL MARROW DONOR
PROGRAM

8,000

12.300
10053814
HARP STTR
HARP ENGINEERING LLC

23,377

12.300
65016354-01
MULTI-LEVEL PHASE PLATES FOR G
UNIVERSITY OF CENTRAL FLORIDA
R&D
74,013

12.300
UNIV59880
AFFORDANCES FOR MEASURES
VANDERBILT UNIVERSITY
R&D
95,644

12.300
088513-16628
SECURING SOFTWARE SYSTEMS
UNIVERSITY OF IL AT URBANA-
CHAMPAIGN
R&D
137,987

12.300
203349UU
C-FOG
UNIVERSITY OF NOTRE DAME
R&D
146,441

12.300
2002694588
METALLOID CLUSTER NETWORKS
JOHNS HOPKINS UNIVERSITY
R&D
177,542

12.300
VARIOUS
Basic and Applied Scientific Research
R&D
2,969,112
660,847

12.351
A11961 (A008823)
SYNTHETIC ACHE FUNCTION
EMORY UNIVERSITY
R&D
255

12.351
5711-UU-DTRA-0056
RADIATION DAMAGE IN GAN
PENNSYLVANIA STATE UNIVERSITY
R&D
126,141

12.351
VARIOUS
Basic  Scientific Research - Combating
Weapons of Mass Destruction
R&D
141,686

12.357
PGO1801-UTAH-18
LANGUAGE TRAINING CENTER
INSTITUTE OF INTERNATIONAL
EDUCATION

231,397

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
160

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
12.420
RP952654
THE MAJOR EXTREMITY TRAUMA
RESEARCH CONSORTIUM
JOHNS HOPKINS UNIVERSITY
R&D
-3,096

12.420
WSU17069
HDRA AA BREAST PROSTATE CANCER
WAYNE STATE UNIVERSITY
R&D
513

12.420
16-0231/2300179
PHASE II TRIAL ASPIRIN DOD
MASSACHUSETTS EYE AND EAR
INFIRMARY
R&D
1,468

12.420
9012699 (411975-2)
STAAMP (FIXED PRICE)
UNIVERSITY OF PITTSBURGH
R&D
1,746

12.420
NONE 10054520
SUICIDAL THOUGHTS & ATTEMPTS
MILITARY SUICIDE RESEARCH
CONSORTIUM
R&D
2,000

12.420
ARJUHP02002478754
AGARWAL JOHN HOPKINS J14146
JOHNS HOPKINS UNIVERSITY
R&D
9,185

12.420
NTI-CLOTT17-17
CLOTT
NATIONAL TRAUMA INSTITUTE
R&D
16,397

12.420
S-1579-01
GENEVA FOUNDATION KNEE INJURIE
THE GENEVA FOUNDATION
R&D
44,769

12.420
JHUPO:2003945663
METALS II
JOHNS HOPKINS UNIVERSITY
R&D
57,374

12.420
PO GENFD0001337840
LAL BCH SUB OCT 2016
BOSTON CHILDREN'S HOSPITAL
R&D
58,033

12.420
PO883714 / 3459
HO STUDY - DEPT ARMY
HENRY M. JACKSON FNDT
ADVNCMNT MIL MED
R&D
58,308

12.420
USM-GR05777.001
PROJECT SAFE GUARD
UNIVERSITY OF SOUTHERN
MISSISSIPPI
R&D
70,415

12.420
576708
EMA LEJEUNE STUDY
UNIVERSITY OF PENNSYLVANIA
R&D
81,772

12.420
0031471(408294-6)
TBI BIOLOGICAL DIAGNOSIS
UNIVERSITY OF PITTSBURGH
R&D
107,153

12.420
A18-1929-S001
UC DAVIS TBI BURN
UNIVERSITY OF CALIFORNIA DAVIS
R&D
108,193

12.420
3828
MINIPIG BRAIN PROPERTIES
HENRY M. JACKSON FNDT
ADVNCMNT MIL MED
R&D
180,529

12.420
MSRC-FY18-04
COUPLES CRISIS PLANNING
DENVER RESEARCH INSTITUTE
R&D
419,061
177,036

12.420
FP00004035_SA021
CENC
VIRGINIA COMMONWEALTH
UNIVERSITY
R&D
465,561

12.420
VARIOUS
Military Medical Research and Development
R&D
8,996,055
538,284

12.431
00001271
FRACTIONAL PDES
BROWN UNIVERSITY
R&D
68,007

12.431
VARIOUS
Basic Scientific Research
R&D
1,150,959
649,285

12.617
VARIOUS
Economic Adjustment Assistance for State
Governments
R&D
1,571,843
1,072,960

12.630
VARIOUS
Basic, Applied, and Advanced Research in
Science and Engineering
R&D
2,449,108
1,419,153

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
161

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
12.750
3338P0881181
HJF HO STUDY - CRSR
HENRY M. JACKSON FNDT
ADVNCMNT MIL MED
R&D
23,506

12.750
S-1104402
DE JONG GENEVA SUB OCT 2018
THE GENEVA FOUNDATION
R&D
36,654

12.750
S-10507-01
BLUE LIGHT PROJECT
THE GENEVA FOUNDATION
R&D
219,740

12.750
VARIOUS
Uniformed Services University Medical Research
Projects
R&D
461,898
30,126

12.800
SP0022325PROJ0007153
Electrochemical Probes
NORTHWESTERN UNIVERSITY
R&D
-23,005

12.800
47261-A
MITOCHONDRIAL BIOHYBRID ELECTR
MEDGAR EVERS COLLEGE
R&D
88,461

12.800
P0284835
PT-symmetric materials
UNIVERSITY OF CENTRAL FLORIDA
R&D
105,225

12.800
VARIOUS
Air Force Defense Research Sciences Program
R&D
1,193,141
479,639

12.900
VARIOUS
Language Grant Program

66,136

12.910
X0220A-A
OPICS
OREGON STATE UNIVERSITY
R&D
169,500

12.910
VARIOUS
Research and Technology Development
R&D
2,476,581
442,984

15
NONE 10056226
LINCOLN COUNTY BRM
G2 ARCHAEOLOGY
R&D
29

15
VARIOUS
Department of the Interior

8,353

15.224
VARIOUS
Cultural and Paleontological Resources
Management
R&D
29,090

15.231
VARIOUS
Fish, Wildlife and Plant Conservation Resource
Management
R&D
27,978

15.232
125073_G003498
AIRPACT-FIRE
WASHINGTON STATE UNIVERSITY
R&D
6,029

15.232
VARIOUS
Wildland Fire Research and Studies
R&D
62,596
27,351

15.511
R16AP00020
CURATION OF BOR COLLECTIONS

27,240

15.678
VARIOUS
Cooperative Ecosystem Studies Units

-2,062

15.807
VARIOUS
Earthquake Hazards Reduction Program
R&D
3,904

15.807
118071441 (19233)
THERMAL MODEL
SOUTHERN CALIFORNIA
EARTHQUAKE CENTER
R&D
4,443

15.807
118071441 TASK19078
SCEC 2019
SOUTHERN CALIFORNIA
EARTHQUAKE CENTER
R&D
32,028

15.807
VARIOUS
Earthquake Hazards Reduction Program

726,706

15.808
VARIOUS
U.S. Geological Survey_ Research and Data
Collection

296,491

15.818
VARIOUS
Volcano Hazards Program Research and
Monitoring

309,387

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
162

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
15.945
VARIOUS
Cooperative Research and Training Programs –
Resources of the National Park System
R&D
17,308

15.945
S17172
KSU THRO SUBCONTRACT
KANSAS STATE UNIVERSITY
R&D
35,127
15,855

15.945
VARIOUS
Cooperative Research and Training Programs –
Resources of the National Park System

35,793

16
NONE 10050538
RIC-AAU TRAFFICKING
ASIAN ASSOCIATION OF UTAH

7,062

16.320
N0NE 10040944
AAU TIP
ASIAN ASSOCIATION OF UTAH

-1

16.525
VARIOUS
Grants to Reduce Domestic Violence, Dating
Violence, Sexual Assault, and Stalking on
Campus

16,283
3,294

16.556
2017-VF-GX-K141
UT LEGAL SERVICES EVALUATION
UTAH LEGAL SERVICES
R&D
5,062

16.560
VARIOUS
National Institute of Justice Research,
Evaluation, and Development Project Grants
R&D
175,292

19.009
UGRAD-PAKISTAN FY17 3073-01
UGRAD SP19-FA19
INTL RESEARCH & EXCHANGES
BOARD

101,404

19.401
NONE 10051772
EGYPT FOOD-WATER FULBRIGHT
BINATIONAL FULBRIGHT COMM IN
EGYPT
R&D
39,449

20
10044592
CASUAL CARPOOLING
APPLIED ENGINEERING
MANAGEMENT CORP
R&D
-375

20
VARIOUS
Department of Transportation
R&D
3,814

20
NITC2016-UU-21 (1349)
NITC STUDENT GROUP 2019-20
PORTLAND STATE UNIVERSITY
R&D
15,656

20
NITC2016-UU-19(1336)
NITC EXECUTIVE COMMITTEE 2020
PORTLAND STATE UNIVERSITY
R&D
22,664

20
NITC2016-UU-20(1343)
NITC STUDENT SCHOLARSHIPS '20
PORTLAND STATE UNIVERSITY
R&D
40,387

20
NITC2016-UU-18-1222
ELECTRIC BUS
PORTLAND STATE UNIVERSITY
R&D
47,210

20
VARIOUS
Department of Transportation

2,117,980

20.109
VARIOUS
Air Transportation Centers of Excellence
R&D
162,367

20.313
095429-17694 AG992
RAIL STRESS ESTIMATION
UNIVERSITY OF ILLINOIS URBANA-
CHAMPAIGN
R&D
22,749

20.701
FAR0023138
UTC - MPC
NORTH DAKOTA STATE
UNIVERSITY
R&D
-2,884

20.701
NITC2016-UU-08
LIFE-SPACE MOBILITY AND AGING
PORTLAND STATE UNIVERSITY
R&D
-20

20.701
NITC2016-UU-10
NITC TRAVEL 2018
PORTLAND STATE UNIVERSITY
R&D
920

20.701
NITC2016-UU-17/1264
UTAH TRAJECTORY DATA
PORTLAND STATE UNIVERSITY
R&D
4,742

20.701
NITC2016-UU-04
SOCIAL-TRANSPORTATION ANALYTIC
PORTLAND STATE UNIVERSITY
R&D
13,828
13,828

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
163

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
20.701
NITC2016-UU-22 -1281
MICRO-MOBILITY SAFETY
PORTLAND STATE UNIVERSITY
R&D
17,825

20.701
NITC2016-UU-24 (1298)
MULTIMODAL
PORTLAND STATE UNIVERSITY
R&D
20,945

20.701
NITC2016-UU-25
CONSTRUCTION WORKZONE
NATL INST FOR TRANSPORT AND
COMMUNITIES
R&D
21,041

20.701
NITC2016-UU-23-1328
TOD & AFFORDABLE HOUSING
PORTLAND STATE UNIVERSITY
R&D
21,956

20.701
NITC2016-UU-07
DISRUPTIVE TRAFFIC EVENTS
PORTLAND STATE UNIVERSITY
R&D
41,594
21,764

20.701
NITC2016-UU-15-1217
POLYCENTRICITY
PORTLAND STATE UNIVERSITY
R&D
45,891

20.701
NITC2016-UU-16
CV SYSTEM DESIGN
PORTLAND STATE UNIVERSITY
R&D
49,725

20.701
FAR0028684
MPC TRANSPORTATION CENTER
NORTH DAKOTA STATE
UNIVERSITY
R&D
187,430

21.008
VARIOUS
Low Income Taxpayer Clinics

34,681

43
HST-GO-14742.002-A
IMPROVING BH MASS MEASUREMENTS
SPACE TELESCOPE SCIENCE
INSTITUTE
R&D
2,634

43
BMSSA-01
ASTROBIOLOGY TO INCARCERATED
BLUE MARBLE SPACE INSTITUTE
OF SCIENCE
R&D
3,290

43
UWSC9766 BPO 23128
WINGS SURVEY
UNIVERSITY OF WASHINGTON
R&D
12,447

43
HST-GO-14924.001
BLACK HOLE DIVERSITY
SPACE TELESCOPE SCIENCE
INSTITUTE
R&D
17,770

43
HST-GO-14610.012-A
M33 SURVEY
SPACE TELESCOPE SCIENCE
INSTITUTE
R&D
20,265

43
GT ABRADCON2
ABGRADCON 2
GEORGIA INSTITUTE OF
TECHNOLOGY

24,064

43
HST-GO-15133.002-A
GALAXY  BULGES
SPACE TELESCOPE SCIENCE
INSTITUTE
R&D
40,945

43
2019-01
AIRCRAFT ENERGY STORAGE
CHEMTRONERGY LLC
R&D
50,328

43
SUBK00011176 PO#3005658575
NASA CYGNSS SCIENCE
UNIVERSITY OF MICHIGAN
R&D
57,716

43
VARIOUS
National Aeronautics and Space Administration

58,547

43
NNH17CV05C-UTAH
NASA CPEX WITH DAWN
SIMPSON WEATHER ASSOCIATES
R&D
70,552

43
T804046
ACTIVE SHIELDING
WYLE INTEGRATED SCIENCE AND
ENG GRP
R&D
77,323

43
VARIOUS
National Aeronautics and Space Administration
R&D
189,934

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
164

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
43.001
G07-18117X
A VIOLENT MERGER IN THE CLUSTE
SMITHSONIAN ASTROPHYSICAL
OBSERVATORY
R&D
10,195

43.001
GO9-20113X
CHANDRA OBSERVATION OF A2345
SMITHSONIAN ASTROPHYSICAL
OBSERVATORY
R&D
18,255

43.001
RR175-280/S001041
NASA URBAN WATER-ENERGY-FOOD
UNIVERSITY OF GEORGIA
R&D
21,525

43.001
775K795
U WISC (NASA) SUB
UNIVERSITY OF WISCONSIN-
MADISON
R&D
25,319

43.001
SV9-89021
PLUTO'S LOW MASS SATELLITES
SMITHSONIAN ASTROPHYSICAL
OBSERVATORY
R&D
32,030

43.001
G-01869-02
WRF-SFIRE FOR FIRE DECISIONS
COLORADO STATE UNIVERSITY
R&D
51,846

43.001
16-08
VALIDATION GPM PRECIPITATION
TEXAS A&M UNIVERSITY
R&D
80,359

43.001
A19-0117-S006 (P0259854)
RENSSELAER/NASA SUBCONTRACT
RENSSELAER POLYTECHNIC
INSTITUTE
R&D
85,573

43.001
00010196 (BB01305223)
ENCELADUS ORGANIC ANALYZER
UNIVERSITY OF CALIFORNIA
BERKELEY
R&D
131,678

43.001
RES512750
ANTARCTIC SEARCH FOR METEORITE
CASE WESTERN RESERVE
UNIVERSITY
R&D
160,005

43.001
1552611
ROCK-POWERED LIFE
UNIVERSITY OF COLORADO AT
BOULDER
R&D
240,938

43.001
SUB62720162
OPENSPACE: DYNAMIC VISUALIZAT
AMERICAN MUSEUM OF NATURAL
HISTORY
R&D
270,625

43.001
VARIOUS
Science
R&D
2,022,213
75,107

43.008
VARIOUS
Education

764,528
572,306

43.012
VARIOUS
Space Technology

12,278

43.012
1607060Z10
US-COMP INSTITUTE
MICHIGAN TECHNOLOGICAL
UNIVERSITY

377,587
21,295

45.024
VARIOUS
Promotion of the Arts_Grants to Organizations
and Individuals
R&D
25,590

45.024
VARIOUS
Promotion of the Arts_Grants to Organizations
and Individuals

112,840

45.160
VARIOUS
Promotion of the Humanities_Fellowships and
Stipends
R&D
2,298

45.161
VARIOUS
Promotion of the Humanities_Research
R&D
36,347

45.163
VARIOUS
Promotion of the Humanities_Professional
Development

40,481

45.312
VARIOUS
National Leadership Grants

3,404

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
165

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
47
17192062009949
CONDO OF CONDO
CLEMSON UNIVERSITY
R&D
-584

47
86000020995
EVOLVABLE LIVING COMPUTING
BOSTON UNIVERSITY
R&D
-5

47
10018547
TESTING AND EVALUATION OF
FUNCTIONALLY GRADED WC-CO - CO
HEAVYSTONE LABORATORY LLC
R&D
10,930

47
VARIOUS
National Science Foundation
R&D
169,003

47.041
2029515
(COVID-19) Virus Wastewater research
R&D
4,162
COVID-19
47.041
2012-106707
ENERGY HARVESTING FOR WEARABLE
NORTH CAROLINA STATE
UNIVERSITY
R&D
12,768

47.041
10051769
RRAMFPGASUBTITUTE
REROUTING LLC
R&D
19,379

47.041
123524860 - MP INVOICE/PO
S9002437
MODULAR TESTBED BUILDING
UNIVERSITY OF CALIFORNIA SAN
DIEGO
R&D
20,093

47.041
2004383416
IWASA NSF SUPP SUBCONTRACT
JOHNS HOPKINS UNIVERSITY
R&D
24,762

47.041
2030359
(COVID-19) Virus Rapid Testing Research
R&D
27,530
COVID-19
47.041
2012-1067-12
DUAL MODE ENERGY HARVESTING
NORTH CAROLINA STATE
UNIVERSITY
R&D
69,659

47.041
VARIOUS
Engineering Grants
R&D
4,507,521
281,909

47.049
UU-1828168
MRI SCT UTAH SUBCONTRACT
BARNARD UNIVERSITY
R&D
4,298

47.049
20143123
PLASMONIC NANOCRESCENT ANTENNA
UNIVERSITY OF CALIFORNIA IRVINE
R&D
30,746

47.049
1552269
MRSEC-SOFT MATERIALS
UNIVERSITY OF COLORADO AT
BOULDER
R&D
36,742

47.049
1123266-388709
HIGH-THROUGHPUT HEDM AT APS
CARNEGIE MELLON UNIVERSITY
R&D
40,012

47.049
203643UU
CCI ND SYNTHESIS
UNIVERSITY OF NOTRE DAME
R&D
48,000

47.049
NS1609
SINGLET OXYGEN-RESPONSIVE FLUO
TUFTS UNIVERSITY
R&D
56,165

47.049
CHE1700982
SELECTIVE CH
EMORY UNIVERSITY
R&D
81,490

47.049
VARIOUS
Mathematical and Physical Sciences
R&D
9,095,062
231,550

47.050
A17-0253-S007
CIG
UNIVERSITY OF CALIFORNIA DAVIS
R&D
-1,709

47.050
91264235
SOUTHERN CALIFORNIA H/V RATIO
UNIVERSITY OF SOUTHERN
CALIFORNIA
R&D
-1

47.050
28D(GG009393)
SCHLANGER AWARD
COLUMBIA UNIVERSITY
R&D
3,245

47.050
28C(GG009393)
ECORD 381 - PEA REQUEST
COLUMBIA UNIVERSITY
R&D
13,054

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
166

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
47.050
N0NE 10036615
SNOW, ENERGY & CARBON IN ZONE
UNIVERSITY OF ARIZONA
R&D
35,477

47.050
VARIOUS
Geosciences
R&D
3,426,598
656,626

47.070
3200000590-18.256
INSTAGENI MAINTENANCE
UNIVERSITY OF KENTUCKY
R&D
-173

47.070
UTA19-001215
FUTURE EXASCALE SYSTEMS
UNIVERSITY OF TEXAS AT AUSTIN
R&D
641

47.070
067846-1707
BLUE WATER FELLOWSHIP
UNIVERSITY OF IL AT URBANA-
CHAMPAIGN
R&D
2,581

47.070
521373-UT
A CURRICULAR DESIGN COMMUNITY
COLLEGE OF CHARLESTON
R&D
2,777

47.070
P0235476
NSF: DIBBS INTELLIGENCE
UNIVERSITY OF ARIZONA
R&D
2,997

47.070
5115828
FABRIC
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
R&D
12,352

47.070
502648-78051
RACKET
NORTHEASTERN UNIVERSITY
R&D
26,472

47.070
1836742
ENTER
UNIVERSITY OF KENTUCKY
R&D
39,968

47.070
1554921
CC* CI WORKFLOW FACILITATOR
UNIVERSITY OF COLORADO AT
BOULDER
R&D
84,976

47.070
FP066185-B
SLATE - MOBILITY OF CAPABILITY
UNIVERSITY OF CHICAGO
R&D
345,927

47.070
110331201
CYBERINFRASTRUCTURE COE PILOT
UNIVERSITY OF SOUTHERN
CALIFORNIA
R&D
375,288

47.070
CNS-182688
POWDER
US IGNITE
R&D
3,028,418
684,892

47.070
VARIOUS
Computer and Information Science and
Engineering
R&D
8,311,858
1,071,835

47.074
S-001212
URBAN TREES
UNIVERSITY OF CALIFORNIA
RIVERSIDE
R&D
29,666

47.074
A19-0587-S001
UC DAVIS SUB-RESUB
UNIVERSITY OF CALIFORNIA DAVIS
R&D
36,206

47.074
1557433
IWASA UC BOULDER SUBAWARD
UNIVERSITY OF COLORADO AT
BOULDER
R&D
37,751

47.074
316602
MAIZE ENDOSPERM
UNIVERSITY OF ARIZONA
R&D
308,166

47.074
VARIOUS
Biological Sciences
R&D
3,755,647
144,960

47.075
S-001006
REGIONAL INEQUALITY
UNIVERSITY OF CALIFORNIA
RIVERSIDE
R&D
9,337

47.075
VARIOUS
Social, Behavioral, and Economic Sciences
R&D
561,126
54,505

47.076
CC0342-PG8675-22-59/SUB
HOST SOCIAL STATUS
ARIZONA STATE UNIVERSITY
R&D
504

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
167

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
47.076
F19UR035/F2019ur0049
PATHOGEN DIVERSITY
ARIZONA STATE UNIVERSITY
R&D
657

47.076
VARIOUS
Education and Human Resources
R&D
2,888,898
157,247

47.078
SB28089-A
SUN SPEARS
MONTANA TECH
R&D
58,979

47.079
VARIOUS
Office of International Science and Engineering
R&D
15,777

47.079
7141560C /GR06613
ADVANCED ARTIFICIAL MUSCLES
UNIVERSITY OF NEVADA LAS
VEGAS
R&D
61,616

64
VARIOUS
Department of Veterans Affairs
R&D
7,704

64
VARIOUS
VA Interagency Personnel Agreement (IPA)

10,799,188

64.034
VARIOUS
VA Assistance to United States Paralympic
Integrated Adaptive Sports Program

32,596

64.034
VARIOUS
VA Assistance to United States Paralympic
Integrated Adaptive Sports Program
R&D
178,404

66.511
LCASW3SG16
CLASIC
WATER RESEARCH FOUNDATION
R&D
32,506

66.511
VARIOUS
Office of Research and Development
Consolidated Research/Training/Fellowships
R&D
101,661

66.514
VARIOUS
Science to Achieve Results (STAR) Fellowship
Program
R&D
-36

66.514
VARIOUS
Science to Achieve Results (STAR) Fellowship
Program

4,506

66.806
N0NE 10040457
MAGCORP
rFRIENDS OF GREAT SALT LAKE
R&D
8,648

77.008
VARIOUS
U.S. Nuclear Regulatory Commission
Scholarship and Fellowship Program
R&D
128,237

77.008
VARIOUS
U.S. Nuclear Regulatory Commission
Scholarship and Fellowship Program

142,315

81
10029234 AISI
A NOVEL FLASH IRONMAKING PROCESS
AMERICAN IRON AND STEEL
INSTITUTE
R&D
-11

81
SA-17-07
REMADE DEPUTY NODE LEADER
SUSTAINABLE MANUFACTURING
INNOV ALLNCE
R&D
594

81
8266-2
LOS SENSOR
REACTION ENGINEERING INTL
R&D
2,198

81
FELL0WSHIPN0BLE
NANOSCALE LUBRICANT MECHANICS
KRELL INSTITUTE

6,000

81
10051673
SBIR EROSION OIL AND GAS
REACTION ENGINEERING INTL
R&D
17,525

81
10051010
FAST SCALABLE DATA MOVEMENT
VISUS LLC
R&D
38,345

81
SA-19-02
TIRE RECYCLING
SUSTAINABLE MANUFACTURING
INNOV ALLNCE
R&D
43,326

81
SC0019548-UTAH 10054516
TCOM
RNET TECHNOLOGIES INC
R&D
61,363

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
168

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
81
SA-19-26
E-WASTE RECYCLING
SUSTAINABLE MANUFACTURING
INNOV ALLNCE
R&D
65,520

81
SA-18-01
RAPID SORTING OF SCRAP METALS
SUSTAINABLE MANUFACTURING
INNOV ALLNCE
R&D
74,377

81
NONE 10043459
DOE: WESTSMARTEV
PACIFICORP
R&D
103,663

81
10049682-BIOLOGICALLY INSPIRED
AMMONIA
BIOLOGICALLY INSPIRED AMMONIA
FULCRUM BIOSCIENCES
R&D
143,415

81
REI-8262-1
REI - FLARES PHASE II
REACTION ENGINEERING INTL
R&D
182,901

81
VARIOUS
Department of Energy

294,927

81
VARIOUS
Department of Energy
R&D
4,245,935
373,483

81.049
10049506
ALTA ROCK
ALTAROCK ENERGY
R&D
1,069

81.049
131471967
SCEC2020
SOUTHERN CALIFORNIA
EARTHQUAKE CENTER
R&D
6,491

81.049
SC0019548-UTAH 10055359
EXTREME SCALE LINEAR ALGEBRA
RNET TECHNOLOGIES INC
R&D
8,194

81.049
417664G/UR FAO GR511022
QUANTUM BEHAVIOR HED
UNIVERSITY OF ROCHESTER
R&D
38,313

81.049
695K656
COLD PRECIPITATION DATA
UNIVERSITY OF WISCONSIN-
MADISON
R&D
42,660

81.049
17284Z7181006
ENERGY FRONTIERS
UNIVERSITY OF MARYLAND
R&D
45,903

81.049
10051529
MEMBRANES  FOR  SOLAR  FUELS
WASATCH MOLECULAR INC
R&D
57,904

81.049
Z17-90030
STOCHASTIC MICROPHYSICS PARAM
UNIVERSITY CORP FOR
ATMOSPHERIC RESEARCH
R&D
68,424

81.049
10054494 / GTL-001
SUBCONTRACT TO GTL REACTOR
TECHNOLOGY HOLDINGS LLC
R&D
89,988

81.049
134124-G003970
BETCY EFRC
WASHINGTON STATE UNIVERSITY
R&D
105,667

81.049
10048835
HOTPLATE SENSOR
PARTICLE FLUX ANALYTICS
R&D
242,009

81.049
VARIOUS
Office of Science Financial Assistance Program
R&D
5,926,650
1,494,012

81.087
100054 (205CAL628)
PV SOLAR ENERGY
PORTLAND STATE UNIVERSITY
R&D
40,106

81.087
10052331
ZONAL ISOLATION
HOTROCK ENERGY RESEARCH
ORGANIZATION
R&D
117,247

81.087
VARIOUS
Renewable Energy Research and Development
R&D
5,453,984
1,406,085

81.089
P0012449
Tracer Testing Farnsworth, TX
NEW MEXICO INSTITUTE OF
MINING & TECH
R&D
-192

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
169

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
81.089
PO019687
REGIONAL CCUS DEPLOYMENT
NEW MEXICO INSTITUTE OF
MINING & TECH
R&D
4,624
3,032

81.089
PO 170624-401183-5801
INTEGRATION OF GEOPHYSICAL SIM
COLORADO SCHOOL OF MINES
R&D
120,363

81.089
3200003079-20-155
PRODUCTION-RARE EARTH OXIDES
UNIVERSITY OF KENTUCKY
R&D
159,040

81.089
8250-1
REI DOE HP OXY-COAL 2016
REACTION ENGINEERING INTL
R&D
184,836

81.089
GENDSWT20
SWP CARBON SEQUESTRATION; PHASE III
NEW MEXICO INSTITUTE OF
MINING & TECH
R&D
759,514

81.089
VARIOUS
Fossil Energy Research and Development
R&D
1,630,908
341,872

81.112
18-S20
HIGH P-T DEFORMATION MECHANISM
GEORGE WASHINGTON
UNIVERSITY
R&D
54,844

81.117
VARIOUS
Energy Efficiency and Renewable Energy
Information Dissemination, Outreach, Training
and Technical Analysis/Assistance

365,429

81.121
60049182
ALPHA SPECTROSCOPY OF SALTS
OHIO STATE UNIVERSITY
RESEARCH FNDTN
R&D
-379

81.121
20-0549
HYBRID NUCLEAR ENERGY
BRIGHAM YOUNG UNIVERSITY
R&D
4,062

81.121
VARIOUS
Nuclear Energy Research, Development and
Demonstration

52,501

81.121
1557174 PO#1001094525
NEUP-CU BOULDER 2018
UNIVERSITY OF COLORADO AT
BOULDER
R&D
57,755

81.121
18-023
BISON CAPABILITIES
UNIVERSITY OF NEW HAMPSHIRE
R&D
148,592

81.121
VARIOUS
Nuclear Energy Research, Development and
Demonstration
R&D
1,072,164
81,885

81.122
VARIOUS
Electricity Delivery and Energy Reliability,
Research, Development and Analysis
R&D
91,619

81.124
VARIOUS
Predictive Science Academic Alliance Program
R&D
2,111,195
203,302

81.135
VARIOUS
Advanced Research Projects Agency - Energy
R&D
919,388
157,713

84
VARIOUS
Department of Education

5,811

84
R305H170005
DLI & STUDENT ACHIEVEMENT
AMER COUNCILS FOR INTNL
EDUCATION
R&D
15,199

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants

898,779

84.015
VARIOUS
National Resource Centers Program for Foreign
Language and Area Studies or Foreign
Language and International Studies Program
and Foreign Language and Area Studies
Fellowship Program

1,546,976
678,781

84.033
VARIOUS
Federal Work-Study Program

1,816,484

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
170

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
84.042
VARIOUS
TRIO_Student Support Services

397,623

84.047
VARIOUS
TRIO_Upward Bound

443,680

84.063
VARIOUS
Federal Pell Grant Program

27,951,838

84.229
VARIOUS
Language Resource Centers

148,729

84.283
s12-174 MOD 6
WCC EVALUATION
WESTED
R&D
39,172

84.283
S-00017208
REGION 15 CC EVALUATION
WESTED
R&D
152,380

84.324
FY2019-005
BEHAVIORAL OUTCOMES
UNIVERSITY OF KANSAS
R&D
94,091

84.325
VARIOUS
Special Education - Personnel Development to
Improve Services and Results for Children with
Disabilities

733,212
10,564

84.335A
VARIOUS
Child Care Access Means Parents in School

200,471

84.379
VARIOUS
Teacher Education Assistance for College and
Higher Education Grants (TEACH Grants)

-11,256

84.425E
P425E200119
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

354,300
COVID-19
93
10051908
QUANTIFIABLE THERMAL THERAPY
NEOTHERMA ONCOLOGY
R&D
-9,688

93
N0NE 10037819
PAVIA BFD GI PANEL SUB FEB '15
BIOFIRE DIAGNOSTICS INC
R&D
-699

93
44978
FLU PANDEMIC
ABT ASSOCIATES INC
R&D
-188

93
10052282
INDIAN HEALTH SERVICES PROJ
REGENSTRIEF INSTITUTE, INC
R&D
-16

93
N0NE 10038017
ECOG-ACRIN LAPS PURCHASE AGREE
ECOG-ACRIN CANCER RESEARCH
GROUP
R&D
146

93
10014935
IMPROVED PATIENT RECOVERY AFTER
ANESTHESIA WITH HYPERCAP
AXON MEDICAL INC
R&D
158

93
NRN: 0216392
YODER.CYCLED PHOTO.7.19
RTI INTERNATIONAL
R&D
791

93
1503014
DRUG REPURPOSING PLATFROM
RECURSION PHARMACEUTICALS
LLC
R&D
820

93
NONE 10042955
MIDAS
LAM FOUNDATION
R&D
1,041

93
ROCH$ANHL1131
ANHL1131
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
1,600

93
19-84105-09 (17-074)
LUMBAR SURGERY LOW BACK PAIN
UNIVERSITY OF TEXAS MEDICAL
BRANCH
R&D
1,773

93
N0NE 10040309
ALLIANCE NCORP RESEARCH BASE
MAYO CLINIC ROCHESTER
R&D
2,523

93
T.O. 49775
CDC FLU PANDEMIC 2 TO49775
ABT ASSOCIATES INC
R&D
2,597

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
171

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93
10045509
VIOLET-PETAL
INTERMOUNTAIN HEALTHCARE
R&D
2,808

93
UGICA189955
NIH COG NCORP (UG1CA189955)
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
2,961

93
N0NE 10016682
CTSU PHASE II SUPPLEMENTAL
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
4,584

93
N0NE 10035406
KIDS-DOTT
ALL CHILDREN'S RESEARCH
INSTITUTE
R&D
4,881

93
3002875927
REVIVE IT
UNIVERSITY OF MICHIGAN
R&D
5,649

93
1802
BMT CTN 1802
NATIONAL MARROW DONOR
PROGRAM
R&D
7,844

93
0901
A RANDOMIZED, MULTI-CENTER, PHASE III
STUDY OF ALLOGENEI
NATIONAL MARROW DONOR
PROGRAM
R&D
8,774

93
RC103694UT
MSU SUBCONTRACT
MICHIGAN STATE UNIVERSITY
R&D
9,823

93
10045855 /13541
EYEGENE SUB
THE EMMES COMPANY LLC
R&D
10,864

93
75D30120P07910
(COVID-19) MIND
R&D
11,013
COVID-19
93
UOU-195385
BREAST CANCER TESTING PANELS
MAYO CLINIC ROCHESTER
R&D
12,589

93
N0NE 10035080
BEST-CLI TRIAL
NEW ENGLAND RESEARCH
INSTITUTES
R&D
13,096

93
20-SA-313301A-631
PLUMB NASTAD SSP DEC 2019
NATL ALLNCE OF ST AND
TERRITRL AIDS DIR
R&D
14,655

93
10054011
AI/AN HEALTH EQUITY INITIATIV
URBAN INDIAN CENTER OF SALT
LAKE
R&D
15,380

93
NONE 10042415
CEGIR 7802
CINCINNATI CHILDRENS HOSPITAL
MED CTR
R&D
15,464

93
6426-509
PLCO/CDCC
WESTAT
R&D
16,099

93
PO 65497845 / MCR-0131-CPN
FAP - ERLOTINIB - MAYO
MAYO CLINIC ROCHESTER
R&D
17,211

93
1U10NS077305-01
NN 108
MASSACHUSETTS GENERAL
HOSPITAL
R&D
22,141

93
HHSN268201700021C
TREATMENT OF ASTHMA
TECHNOLOGY HOLDINGS LLC
R&D
24,774

93
N0NE 10037982
ROP1
JAEB CENTER FOR HEALTH
RESEARCH
R&D
24,912
3,108

93
75D301-19-C-05998
SURVEILLANCE OF PNEUMONIA
HARVARD PILGRIM HEALTHCARE
INST
R&D
25,839

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
172

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93
FY18.903.001
CCN-DENVER
UNIVERSITY OF COLORADO AT
DENVER
R&D
27,848

93
VARIOUS
Department of Health and Human Services
R&D
31,195

93
VARIOUS
Department of Health and Human Services
R&D
32,315

93
1901002Z1 (P0103797)
RESPIRABLE CHARACTERIZATION
MICHIGAN TECHNOLOGICAL
UNIVERSITY
R&D
33,626

93
EGS0045
BOTTO CDC JAN 2020
EAGLE GLOBAL SCIENTIFIC LLC
R&D
35,886

93
A032446 SPS#226749
WATT DUKE SUB SEPT 2019
DUKE UNIVERSITY
R&D
37,683

93
1U01HL131003-3
CVDC POSTDOC SUPPORT
CINCINNATI CHILDRENS HOSPITAL
MED CTR
R&D
37,739

93
TASK ORDER 49970
FLUE PANDEMIC 2
ABT ASSOCIATES INC
R&D
43,859

93
N0NE 10033707
SWOG CONTRACT
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
45,013

93
UU442019
HEALTHRHYTHMS LOVE
HEALTH RHYTHMS
R&D
47,332

93
A003630302
DVAS
UNIVERSITY OF MINNESOTA
R&D
68,906

93
NONE 10051889
BOTTO TFGH CDC SUB 2018-2019
THE TASK FORCE FOR GLOBAL
HEALTH
R&D
87,838

93
6119114400E
TRIALNET MAJOR AFFILIATE
UNIVERSITY OF SOUTH FLORIDA
R&D
95,852

93
SUB#950008021512C
NIH NCTN GRANT (U10CA180886)
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
119,415

93
000513373-SP004-001
INTEGRATING NOVEL MECHANISMS
UNIVERSITY OF ALABAMA AT
BIRMINGHAM
R&D
690,920

93
VARIOUS
Department of Health and Human Services
R&D
2,601,395
329,176

93
VARIOUS
Department of Health and Human Services
R&D
8,033,424
579,929

93.048
VARIOUS
Special Programs for the Aging_Title IV_and
Title II_Discretionary Projects
R&D
46,576

93.059
VARIOUS
Training in General, Pediatric, and Public Health
Dentistry
R&D
317,902

93.073
S00427-01
FELDKAMP UOFI SUB FEB 2018
UNIVERSITY OF IOWA
R&D
11,105

93.073
VARIOUS
Birth Defects and Developmental Disabilities -
Prevention and Surveillance
R&D
419,804

93.077
00005077
NICOTINE CONTENT
MD ANDERSON CANCER CENTER
R&D
154

93.084
231295 YEAR 1
GLOBAL TRAVEPINET PROGRAM
MASSACHUSETTS GENERAL
HOSPITAL
R&D
3,530

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
173

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.084
1902999
EPICENTER CHART REVIEW
UNIVERSITY OF MARYLAND
R&D
56,397

93.084
2004040591
JHMI SUBCONTRACT
JOHNS HOPKINS HOSPITAL
R&D
62,087

93.084
VARIOUS
Prevention of Disease, Disability, and Death by
Infectious Diseases
R&D
1,835,462
910,983

93.103
3003792592
PHASE 3 IVFAT PNAC FDA SUB
UNIVERSITY OF MICHIGAN
R&D
566

93.103
UFOCR00012081 (UFDSP0011718)
DCA IN PDC DEFICIENCY
UNIVERSITY OF FLORIDA
R&D
10,578

93.103
ZAD00000
ARIMOCLOMOL IN IBM
UNIVERSITY OF KANSAS
R&D
24,532

93.103
VARIOUS
Food and Drug Administration_Research
R&D
113,524
10,766

93.107
VARIOUS
Area Health Education Centers Point of Service
Maintenance and Enhancement Awards
R&D
298,593
223,058

93.110
VARIOUS
Maternal and Child Health Federal Consolidated
Programs
R&D
787,001
582,307

93.113
WFUHS 552908
TAYLOR R01
WAKE FOREST UNIVERSITY
R&D
34

93.113
10054189
OXANDROLONE PERCEPTIONS STUDY
NEW ENGLAND RESEARCH
INSTITUTES
R&D
320

93.113
UFDSP00011534
QUINLAN UF RESUBMIT 2016
UNIVERSITY OF FLORIDA
R&D
66,608

93.113
VARIOUS
Environmental Health
R&D
717,282

93.121
10033827
PERIO PHASE 2
GLYCOMIRA LLC
R&D
9,284

93.121
ASUB00000129
UNIV. OF ARIZONA SUBCONTRACT
ARIZONA STATE UNIVERSITY
R&D
13,105

93.121
VARIOUS
Oral Diseases and Disorders Research
R&D
3,207,622
391,039

93.127
201503204-1
NELSON UCD PECARN SUB REN 2015
UNIVERSITY OF CALIFORNIA DAVIS
R&D
-16,314

93.127
PO 10041358
MANN MCW SUB JAN 2016
MEDICAL COLLEGE OF WISCONSIN
R&D
1,939

93.127
R1192435
MANN BUFFALO SUB FEB 2019
UNIVERSITY AT BUFFALO
R&D
14,552

93.127
1016191_UUT
MANN OHSU SUB MARCH 2019
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
27,917

93.127
A20-1236-S001
NELSON UCD SUB FEB 2019
UNIVERSITY OF CALIFORNIA DAVIS
R&D
123,515

93.127
VARIOUS
Emergency Medical Services for Children
R&D
3,585,321

93.136
1600184A 2026
UMB CDC SUBCONTRACT
UNIVERSITY OF MARYLAND
BALTIMORE
R&D
29,184

93.136
VARIOUS
Injury Prevention and Control Research and
State and Community Based Programs
R&D
997,968
445,606

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
174

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.142
0011233A and 0011234A
HAZARDOUS MATERIALS TRAINING
UNIVERSITY OF TEXAS AT
HOUSTON
R&D
330,332

93.143
400763-5802
A SYSTEMS BIOLOGY APPROACH
COLORADO SCHOOL OF MINES
R&D
109,133

93.145
UWSC8703
NATIONAL AIDS EDU & TRAIN CTR.
UNIVERSITY OF WASHINGTON
R&D
3,520

93.145
UWSC11302 BPO#42137
AETC
UNIVERSITY OF WASHINGTON
R&D
137,682

93.153
VARIOUS
Coordinated Services and Access to Research
for Women, Infants, Children, and Youth
R&D
387,193

93.172
1R43HG009868-01
MARTH/FRAMESHIFT-NOVEL IBIO
FRAMESHIFT LABS LLC
R&D
-1,237

93.172
OOS030229-UTAH-84068
VALIDATION OF CSER
KAISER FOUNDATION RESEARCH
INSTITUTE
R&D
17,545

93.172
1R41HG009629-01
FRAMESHIFT STTR SUB 2016
FRAMESHIFT LABS LLC
R&D
24,177

93.172
20000.044.02-06
SOUTH SEQ
HUDSONALPHA INSTITUTE OF
BIOTECHNOLOGY
R&D
60,226

93.172
2R44HG009096-02
MARTH/FRAMESHIFT SBIR II 2017
FRAMESHIFT LABS LLC
R&D
85,551

93.172
CNVA00055110(129583-1)
PHENOTYPIC CONVERGENCE
UNIVERSITY OF PITTSBURGH
R&D
93,262

93.172
5114653 (5111267)
THE CLINICAL GENOME RESOURCE
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
R&D
98,941

93.172
5001020-5500001047
QUINLAN BROAD RESUBMIT 2016
BROAD INSTITUTE
R&D
350,266

93.172
VARIOUS
Human Genome Research
R&D
4,583,017
13,199

93.173
R1172292
SALIVARY PROTEIN
RESEARCH FOUNDATION OF SUNY
R&D
25,378

93.173
10052265
SIC ENCAPSULATION FOR ANI
BLACKROCK MICROSYSTEMS
R&D
27,689

93.173
A20-0069-S001
SPARC SUBCONTRACT
MEDICAL UNIVERSTIY OF SOUTH
CAROLINA
R&D
44,288

93.173
1008367_UUT
OLFACTORY DYSFUNCTION CRS
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
49,742

93.173
GMO 17510
SIMULATOR FOR PHONOSURGERY
UNIV OF TEXAS SOUTHWESTERN
MEDICAL CTR
R&D
52,855

93.173
18-0526
NIH R01 THOMSON NIDCD
BRIGHAM YOUNG UNIVERSITY
R&D
117,868

93.173
UMS-1163
SIMULATING VOICE DISORDERS
UNIVERSITY OF MAINE AT FORT
KENT
R&D
132,199

93.173
18-0523
R01 RESUB TANNER BYU JULY2017
BRIGHAM YOUNG UNIVERSITY
R&D
179,431

93.173
110445A 2058 SR00005457
UMD SUBCONTRACT
UNIVERSITY OF MARYLAND
R&D
302,733

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
175

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.173
VARIOUS
Research Related to Deafness and
Communication Disorders
R&D
4,660,817
387,532

93.178
VARIOUS
Nursing Workforce Diversity
R&D
461,961

93.186
VARIOUS
National Research Service Award in Primary
Care Medicine
R&D
248,796

93.211
1GA5RH37461-01
(COVID-19) TRC
R&D
78
COVID-19
93.211
VARIOUS
Telehealth Programs
R&D
248,874

93.213
570169
PRAGMATIC HEMODIALYSIS TRIALS
UNIVERSITY OF PENNSYLVANIA
R&D
7,236

93.213
GR107787(CON-800002024)
COPES EXTRA - UH3
YALE UNIVERSITY
R&D
11,872

93.213
11-19630-99-01-G2
REDUCTION OF ALCOHOL
MOFFITT CANCER CENTER
R&D
16,255

93.213
17-A0-00-008501        PO#
M200274468
MADSEN UG3-UH3 SUB NYU JUN2017
NYU LANGONE MEDICAL CENTER
R&D
16,311

93.213
0255-C501-4609
GOLDSTEIN R01 SUBCONTRACT
ICAHN SCHOOL OF MEDICINE AT
MOUNT SINAI
R&D
18,805

93.213
2004336294
FINAN R61/R33 SUBCONTRACT
JOHNS HOPKINS UNIVERSITY
R&D
18,843

93.213
1279 (0752)
COOPERMAN R21/R33 SUBCONTRACT
RUTGERS UNIVERSITY
R&D
36,096

93.213
VARIOUS
Research and Training in Complementary and
Alternative Medicine
R&D
1,242,931
367,454

93.226
0039806 (124759-2)
ENACT
UNIVERSITY OF PITTSBURGH
R&D
698

93.226
CNVA00053096
OPIOID USE DISORDER
UNIVERSITY OF PITTSBURGH
R&D
3,890

93.226
WU-20-225
HERSH WUSTL SUB OCT 2019
WASHINGTON UNIVERSITY IN ST
LOUIS
R&D
5,437

93.226
568241
MRSA IN LONG TERM CARE
UNIVERSITY OF PENNSYLVANIA
R&D
6,499

93.226
111456
SAFE PERFORMANCE OF EHR
BRIGHAM & WOMENS HOSPITAL
R&D
20,165

93.226
2133-209-2012832
PROCEDURES FOR VOMIT CLEAN UP
CLEMSON UNIVERSITY
R&D
29,906

93.226
5R18HS025072
MEDICATION ASSIGNED TREATMENT
UNIVERSITY OF PITTSBURGH
R&D
36,214

93.226
SUBK00010964 PO3005782711
ANTIBIOTIC PRESCRIBING
UNIVERSITY OF MICHIGAN
R&D
38,068

93.226
3000301409 (A18-0236-S004)
CAROLINAS-ACUTE PE
CAROLINAS HEALTHCARE SYSTEM
R&D
38,293

93.226
2312021528152594L
PATIENT-CENTERED OUTCOMES
RTI INTERNATIONAL
R&D
41,850

93.226
5001451461
GEORGETOWN SUBCONTRACT
MEDSTAR HEALTH
R&D
128,649

93.226
VARIOUS
Research on Healthcare Costs, Quality and
Outcomes
R&D
3,365,611
611,357

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
176

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.231
UU10054435
EPI PROGRAM FOR AI/AL TRIBES
ALBUQUERQUE AREA INDIAN HLTH
BRD INC
R&D
78,269

93.233
VARIOUS
National Center on Sleep Disorders Research
R&D
387,449
69,223

93.236
VARIOUS
Grants to States to Support Oral Health
Workforce Activities
R&D
-8,133

93.242
3004544101
KELLER MICH SUB AUG 2017
UNIVERSITY OF MICHIGAN
R&D
-14,928

93.242
3004134601
CASPER ED-STARS AS DEC SUPPLEMENT
UNIVERSITY OF MICHIGAN
R&D
-521

93.242
496K952
LEPPERT SUBCONTRACT
UNIVERSITY OF WISCONSIN-
MADISON
R&D
2,486

93.242
UWSC8570
NIH PTSD YEAR 2
UNIVERSITY OF WASHINGTON
R&D
4,159

93.242
2017-0154
CBIT-TRAINER
PSYCTECH LTD
R&D
7,933

93.242
17717
SCALING-UP STEPPED CARE
UNIVERSITY OF ILLINOIS AT
CHICAGO
R&D
19,978

93.242
18-M23
ONLINE INTERVENTION DEVELOPMNT
GEORGE WASHINGTON
UNIVERSITY
R&D
21,137

93.242
18-M32
PATHS
GEORGE WASHINGTON
UNIVERSITY
R&D
35,239

93.242
5111756
RELATIONSHIP DOMAINS
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
R&D
38,457

93.242
2004512570
RO1 GENECT MULTI-SITE
JOHNS HOPKINS UNIVERSITY
R&D
54,941

93.242
UU442018
STABILIZING BEHAVIORAL RHYTHMS
HEALTH RHYTHMS
R&D
60,086

93.242
3004653606
CASPER MICH ED-STARS SEPT 2016
UNIVERSITY OF MICHIGAN
R&D
75,852

93.242
5115883
PREDICTING BINGE AND BURGE
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
R&D
76,656

93.242
3003298612 3005638697
CASPER ED-STARS
UNIVERSITY OF MICHIGAN
R&D
113,486

93.242
690K922
SUBCONTRACT TO WISCONSIN/LAINH
UNIVERSITY OF WISCONSIN-
MADISON
R&D
548,007

93.242
VARIOUS
Mental Health Research Grants
R&D
4,791,632
298,823

93.243
NONE 10052176
FAST
THE ROAD HOME
R&D
63,709

93.243
VARIOUS
Substance Abuse and Mental Health
Services_Projects of Regional and National
Significance
R&D
1,044,273
53,444

93.247
VARIOUS
Advanced Nursing Education Grant Program
R&D
390,230
12,089

93.253
1H4CHS37362-01
(COVID-19) CARES FEDERAL COVID GRANT
R&D
10,582
COVID-19
The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
177

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.253
VARIOUS
Poison Center Support and Enhancement Grant
Program
R&D
147,433

93.262
SUB00001631
DRONES FOR SAFETY INSPECTION
UNIVERSITY OF FLORIDA
R&D
-3

93.262
183405351
EXPOSURE RESPONSE FOR LBP
UNIVERSITY OF WISCONSIN-
MILWAUKEE
R&D
7,652

93.262
G-61105-03
RAMSAY COLORADO
COLORADO STATE UNIVERSITY
R&D
13,896

93.262
VARIOUS
Occupational Safety and Health Program
R&D
1,447,108
7,255

93.264
VARIOUS
Nurse Faculty Loan Program (NFLP)
R&D
189,000

93.273
7017137290-1
PRUITT RIH SUB SEPT 2016
RHODE ISLAND HOSPITAL
R&D
14,100

93.273
16345
MINORITY STRESS, DRINKING
UNIVERSITY OF ILLINOIS AT
CHICAGO
R&D
29,390

93.273
S-001070
ALCOHOL DISORDER PREVENTION
UNIVERSITY OF CALIFORNIA
RIVERSIDE
R&D
36,515

93.273
A00-3115-S001 (MUSC18-025-8C712)
DRUGS IN BIPOLAR ALCOHOLICS
MEDICAL UNIVERSTIY OF SOUTH
CAROLINA
R&D
38,057

93.273
UWSC9335
TECHNOLOGY-BASED EVALUATION
UNIVERSITY OF WASHINGTON
R&D
99,617

93.273
VARIOUS
Alcohol Research Programs
R&D
1,156,231
6,227

93.279
15116-1
CTN BUPRENORPHINE
HENNEPIN HEALTHCARE
RESEARCH INSTITUTE
R&D
-14,203

93.279
009942-025
PRESCRIPTION DRUG MONITORING
UNIVERSITY OF CINCINNATI
R&D
-9,787

93.279
140401
Nicotine and Alcohol Co-Depend
BRIGHAM YOUNG UNIVERSITY
R&D
-3,885

93.279
FY19.778.003
UTERO CANNABIS NEONATAL BRAIN
UNIVERSITY OF COLORADO AT
DENVER
R&D
885

93.279
SC37730-1 (P0160021)
CANNABIS DURING PREGNANCY
COLORADO SEMINARY
R&D
3,982

93.279
00057127(130219-3)
PITTSBURGH GELLAD SUBCONTRACT
UNIVERSITY OF PITTSBURGH
R&D
7,110

93.279
PO 65661L
MANN RTI/NIDA SUB JUN 2019
RTI INTERNATIONAL
R&D
8,511

93.279
A19-0019-S001
MUSC NICOTINE R01 SUBAWARD
MEDICAL UNIVERSTIY OF SOUTH
CAROLINA
R&D
15,647

93.279
0000000204
AHSR CONFERENCE R13 SUB
UNIVERSITY OF WISCONSIN-
MADISON
R&D
18,637

93.279
9920180084
OAT IN MEDICAID IMPACT
RAND CORPORATION
R&D
21,088

93.279
115327068 MP INVOICE# S9002304
ABCD COORDINATING CENTER
UNIVERSITY OF CALIFORNIA SAN
DIEGO
R&D
28,839

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
178

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.279
AWD00000068(132578-6)
OPIOID USE DISORDER TREATMENT
UNIVERSITY OF PITTSBURGH
R&D
29,519

93.279
401655
CTN 0099 BUPRENORPHINE
THE MCLEAN HOSPITAL
CORPORATION
R&D
87,800

93.279
32661 UTAH
MII
BARROW NEUROLOGICAL
INSTITUTE
R&D
116,706

93.279
VARIOUS
Drug Abuse and Addiction Research Programs
R&D
7,850,555
672,634

93.283
44306  / T.O. 50771
CDC FLU PANDEMIC 3 TO50771
ABT ASSOCIATES INC
R&D
199

93.283
PO 3333
MATLINK
THE TASK FORCE FOR GLOBAL
HEALTH
R&D
12,410

93.283
PO 3073 / PI-CD32-ICBD
BOTTO TFGH CDC SUB 2019-2020
THE TASK FORCE FOR GLOBAL
HEALTH
R&D
54,195

93.283
VARIOUS
Centers for Disease Control and
Prevention_Investigations and Technical
Assistance
R&D
619,371
376,020

93.286
5-40513
MD2K
UNIVERSITY OF MEMPHIS
R&D
12,183

93.286
URK87
NIH SUB WITH FAU
FLORIDA ATLANTIC UNIVERSITY
R&D
17,276

93.286
11171SC
MRI GUIDED THERMAL THERAPY
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
33,095

93.286
122367359
WARREN CRCNS NIH
UNIVERSITY OF SOUTHERN
CALIFORNIA
R&D
75,642

93.286
VARIOUS
Discovery and Applied Research for
Technological Innovations to Improve Human
Health
R&D
2,830,891
166,814

93.307
UTA17-0001145
UOFTX LATINO SMOKERS
UNIVERSITY OF TEXAS AT AUSTIN
R&D
-392

93.307
11-19002-99-01-G2
VINCI R00
MOFFITT CANCER CENTER
R&D
10,779

93.307
18-A1-00-007896 PROJ#110387
NYU SUBCONTRACT
NEW YORK UNIVERSITY
R&D
30,420

93.307
VARIOUS
Minority Health and Health Disparities Research
R&D
1,058,349
455,463

93.310
000519041-007
SOUTHERN ALL OF US NETWORK
UNIVERSITY OF ALABAMA AT
BIRMINGHAM
R&D
-17,054

93.310
94745352
LA DREAMERS
UNIVERSITY OF SOUTHERN
CALIFORNIA
R&D
-1,464

93.310
10053351
MINDS TRIAL
NEW ENGLAND RESEARCH
INSTITUTES
R&D
297

93.310
226141289C
BUILDING SCHOLARS
UNIVERSITY OF TEXAS AT EL PASO
R&D
7,225

93.310
10052860
OXANDROLONE - ROWER
NEW ENGLAND RESEARCH
INSTITUTES
R&D
8,218

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
179

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.310
5U2COD023375
WRISTBAND SUPPLEMENT PROJECT
DUKE UNIVERSITY
R&D
16,253

93.310
5101964-1
NRMN
BOSTON COLLEGE
R&D
32,351
32,296

93.310
VARIOUS
Trans-NIH Research Support
R&D
4,515,919
184,060

93.315
NONE 10035084
SPINA BIFIDA COMPONENT C
INTERMOUNTAIN HEALTHCARE
R&D
311

93.315
VARIOUS
Rare Disorders: Research, Surveillance, Health
Promotion, and Education
R&D
392,927

93.342
VARIOUS
Health Professions Student Loans, Including
Primary Care Loans/Loans for Disadvantaged
Students
R&D
78,740

93.350
000518169-006
ATALANTA
UNIVERSITY OF ALABAMA AT
BIRMINGHAM
R&D
2,371

93.350
MUSC19-013-8D533 (MUSC17-020-
8C706)
LASALLE CTSA NETWORK SUPP UL1
MEDICAL UNIVERSTIY OF SOUTH
CAROLINA
R&D
9,539

93.350
VUMC 59240
LASALLE VANDERBILT U24 RIC SUB
VANDERBILT UNIVERSITY
R&D
26,445

93.350
AWD00000243
ACT WAVE 3 - UOP
UNIVERSITY OF PITTSBURGH
R&D
38,125

93.350
2037876
HEAL-PILOT-01 DOSE TRIAL
DUKE CLINICAL RESEARCH
INSTITUTE
R&D
41,311

93.350
203-7853
STRESS
DUKE CLINICAL RESEARCH
INSTITUTE
R&D
49,911

93.350
60044737UU
PROMIS
NORTHWESTERN UNIVERSITY
R&D
88,375

93.350
VARIOUS
National Center for Advancing Translational
Sciences
R&D
10,483,225
374,635

93.351
SBIR-II-UU-SUB-02
SBIR - DAMAGE TO COLLAGEN
3HELIX INC
R&D
10,563

93.351
VARIOUS
Research Infrastructure Programs
R&D
2,223,252
18,271

93.353
1178701 2019-0372
02.05.19_DANA_FARBER
DANA FARBER CANCER INSTITUTE
R&D
1,928

93.353
VARIOUS
21st Century Cures Act - Beau Biden Cancer
Moonshot
R&D
4,605,413
2,313,022

93.354
00003179
MELANOMA
MD ANDERSON CANCER CENTER
R&D
170,864

93.359
VARIOUS
Nurse Education, Practice Quality and Retention
Grants
R&D
625,521
89,234

93.361
FY19.961.001
UCDENVER SUBCONTRACT FALL 18
UNIVERSITY OF COLORADO AT
DENVER
R&D
-90

93.361
EP2952370 PR8503090-V2
LINDER VCU SUBCONTRACT
VIRGINIA COMMONWEALTH
UNIVERSITY
R&D
4,580

93.361
UA15-060
QUADRUPEDAL HUMAN-ASSISTIVE RO
UNIVERSITY OF ALABAMA
R&D
19,162

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
180

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.361
2017-3499
STRONG
UNIVERSITY OF CALIFORNIA IRVINE
R&D
20,543

93.361
A032608
PRESSURE ULCERS
DUKE UNIVERSITY
R&D
51,366

93.361
A031183 (2035600)
PRESSURE ULCERS
DUKE UNIVERSITY
R&D
72,082

93.361
VARIOUS
Nursing Research
R&D
1,988,813
291,107

93.368
VARIOUS
21st Century Cures Act - Precision Medicine
Initiative
R&D
1,226,380

93.393
RS20152192-06
CERVICAL CANCER
UNIVERSITY OF OKLAHOMA
R&D
-4,360

93.393
0000813360
PATHOLOGICAL EPIDEMIOLOGY
FRED HUTCHINSON CANCER
RESEARCH CENTER
R&D
-479

93.393
10052126
PLCO
WESTAT
R&D
2,289

93.393
BD523231
GERMLINE MULTIPLE MYELOMA
MEMORIAL SLOAN-KETTERING
CANCER CTR
R&D
4,835

93.393
10-20216-99-01-G2
MOFFITT SUB SUCCESS GRANT
MOFFITT CANCER CENTER
R&D
9,300

93.393
RS20160790-05
FINANCIAL INCENTIVES
UNIVERSITY OF OKLAHOMA
R&D
12,950

93.393
GB10524
GENOMIC AND TRANSCRIPTOMIC
UNIVERSITY OF VIRGINIA
R&D
13,415

93.393
11000720-012 (4102-81790)
PURDUE NCI SUBCONTRACT
PURDUE UNIVERSITY
R&D
19,326

93.393
VUMC73753
CESAR SUB JUNE2018
VANDERBILT UNIVERSITY MEDICAL
CENTER
R&D
20,111

93.393
SP00013766-01
10.05.18_WETTER_GSU_SUB
GEORGIA STATE UNIVERSITY
R&D
20,903

93.393
SUB2158
MD ANDERSON SUB - COLORECTAL
MD ANDERSON CANCER CENTER
R&D
35,341

93.393
2(GG012814-02) [S(GG012814-01)]
CONTROLLING ESOPHAGEAL CANCER
COLUMBIA UNIVERSITY
R&D
36,955

93.393
N006612801
COMPREHENSIVE EVALUATION
UNIVERSITY OF MINNESOTA
R&D
47,701

93.393
SUB#835528
R01-CA189184
FRED HUTCHINSON CANCER
RESEARCH CENTER
R&D
86,309

93.393
1557 G 2A332 PTE-441356 RJ 29590
RAPID-PC
UNIVERSITY OF CALIFORNIA LOS
ANGELES
R&D
95,104

93.393
3(GG013725-01) / SAPO: G12765
BREAST CANCER COHORT
COLUMBIA UNIVERSITY
R&D
156,163

93.393
92275293 S9001779
4DN TPA INITIATIVE
UNIVERSITY OF CALIFORNIA SAN
DIEGO
R&D
190,479
49,718

93.393
VARIOUS
Cancer Cause and Prevention Research
R&D
7,279,012
2,268,980

93.394
7000000941 (7R01CA211892)
ULCERATIVE COLITIS
BAYLOR COLLEGE OF MEDICINE
R&D
25,219

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
181

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.394
2016-45
SUBCON_FAJARDO-OKLAHOMA_2015
UNIVERSITY OF OKLAHOMA
R&D
78,047

93.394
00004322
EARLY DETECTION CANCER U01 SUB
MD ANDERSON CANCER CENTER
R&D
125,227

93.394
VARIOUS
Cancer Detection and Diagnosis Research
R&D
2,422,840
322,374

93.395
U10CA18082002
ECOG-ACRIN FOUNDATION SUB
ECOG-ACRIN MEDICAL RESEARCH
FDTN
R&D
-1,214

93.395
5R01CA184798-05
13854-LAST - Y5
MEDICAL COLLEGE OF WISCONSIN
R&D
1,595

93.395
CA29605
A PHASE III MULTICENTER RANDOMIZED
TRIAL OF SENTINAL LYM
JOHN WYNE CNCR INST@ST JHN'S
HLTH CR CTR
R&D
1,978

93.395
09560003-323342
POST-POLYPECTOMY SURVEILLANCE
VETERANS MEDICAL RESEARCH
FOUNDATION
R&D
14,829

93.395
1013080_UUTAH
SWOG LEADERSHIP ROLE
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
24,491

93.395
53261.2003487.669304
REOLYSIN-BASED COMBINATION
BECKMAN RESH INST OF CITY OF
HOPE
R&D
28,313

93.395
PO 20104920-RSUB
MEYERS COG LEADERSHIP 2019
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
29,082

93.395
10045310
COG RARE TUMOR 2016-2017
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
30,000

93.395
10052250
SCHIFFMAN_PEEL THERAPEUTICS
PEEL THERAPEUTICS
R&D
73,601

93.395
10054509
NIH NCTN GRANT (2U10CA180886)
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
76,407

93.395
R01 CA221197 PO# 7000000513
WHITE MATTER TOXICITY IN PEDS
BAYLOR COLLEGE OF MEDICINE
R&D
82,613

93.395
1013080_UTAH_GROSSMAN
GROSSMANN-OHSU_SUB
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
83,410

93.395
10044354
THERA TARGET STTR SUBAWARD
THERA TARGET INC
R&D
86,166

93.395
745001
MECHANISTIC STUDY OF ANTITUMOR
PROTEOGENOMICS RESH INST
FOR SYS MED
R&D
97,986

93.395
UTT-194321  PO#66186213
MATSEN CCDR PILOT JUNE2018
MAYO CLINIC ROCHESTER
R&D
129,141

93.395
00062660
BMX-HGG-001
BIOMIMETIX JV LLC
R&D
177,446

93.395
SUBK00008225
MHEALTH DATA
UNIVERSITY OF MICHIGAN
R&D
293,840

93.395
WU-19-77 / WU-20-165
11.15.17_WUSTL_SUBCONTRACT
WASHINGTON UNIVERSITY IN ST
LOUIS
R&D
356,069

93.395
VARIOUS
Cancer Treatment Research
R&D
3,567,832
610,760

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
182

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.396
152454.5097127.0103
VIS ANALYSIS LRG PAT COHORTS
HARVARD UNIVERSITY
R&D
-352

93.396
BD525426
U24 SCLC CONSORTIUM
MEMORIAL SLOAN-KETTERING
CANCER CTR
R&D
21,179

93.396
PO#3001052861 SUB00003640
U01 SCREEN DETECTED  LESIONS
MD ANDERSON CANCER CENTER
R&D
75,153

93.396
576726
SEROUS OVARIAN CANCER
UNIVERSITY OF PENNSYLVANIA
R&D
151,378

93.396
VARIOUS
Cancer Biology Research
R&D
4,973,598
181,275

93.397
10047645
COHEN_SUB_CITY OF HOPE_U54
CITY OF HOPE NATIONAL MEDICAL
CENTER
R&D
302,547

93.397
ASUB00000013
ASU (ACE)-SUBCONTRACT
ARIZONA STATE UNIVERSITY
R&D
328,338

93.397
VARIOUS
Cancer Centers Support Grants
R&D
3,753,292
30,000

93.398
VARIOUS
Cancer Research Manpower
R&D
2,429,500

93.399
VARIOUS
Cancer Control
R&D
951,235
374,006

93.421
1082020 222-1402-2
NACDD
NATL ASSOCIATION OF CHRONIC
DISEASE
R&D
28,068

93.516
FY19.641.003
RM-PHTC
UNIVERSITY OF COLORADO AT
DENVER
R&D
99,080

93.732
VARIOUS
Mental and Behavioral Health Education and
Training Grants
R&D
182,271

93.837
CIRT
CIRT (CARDIO INFLAMMATION)
BRIGHAM & WOMENS HOSPITAL
R&D
-61,819

93.837
3004153447
DEAN THAPCA CONT AUG 2016
UNIVERSITY OF MICHIGAN
R&D
-19,560

93.837
KEY1795-02
READMISSION
NORTHERN CALIFORNIA INST
RESH & EDUC
R&D
-463

93.837
10053462
WARE PHN SCHOLAR MAY 2019
NEW ENGLAND RESEARCH
INSTITUTES
R&D
1,241

93.837
SITE #LF700
LIFE STUDY_HF
DUKE UNIVERSITY
R&D
1,532

93.837
60060457-60041988
ALDOSTERONE DMD OHIO STATE SUB
OHIO STATE UNIVERSITY
RESEARCH FNDTN
R&D
1,752

93.837
U01HL130204
INVESTED SUBCONTRACT- BWH
BRIGHAM & WOMENS HOSPITAL
R&D
2,808

93.837
R01HL125918
EXERCISE IN GENETIC CV DISEASE
YALE UNIVERSITY
R&D
3,833

93.837
U10HL068270
FALD
NEW ENGLAND RESEARCH
INSTITUTES
R&D
4,565

93.837
WSU14109
EVERITT WAYNE STATE SUB 2014
WAYNE STATE UNIVERSITY
R&D
6,078

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
183

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.837
10052584
OXANDROLONE STUDY
NEW ENGLAND RESEARCH
INSTITUTES
R&D
6,312

93.837
60064759
PRECISION MED FOR CHEMO-RELAT
OHIO STATE UNIVERSITY
RESEARCH FNDTN
R&D
6,786

93.837
100035
METABOLIC PATHWAYS
JOSLIN DIABETES CENTER
R&D
7,157

93.837
N006187431 (N006187407)
BP AND KIDNEY FUNCTION
UNIVERSITY OF MINNESOTA
R&D
7,268

93.837
696038UOU01
FRANKLIN R01SUB MOON/GEISINGER
GEISINGER HEALTH SYSTEM
R&D
8,293

93.837
10052093
OXANDROLONE-PI
NEW ENGLAND RESEARCH
INSTITUTES
R&D
10,625

93.837
138281
PCGC FIXED PRICE
CINCINNATI CHILDRENS HOSPITAL
MED CTR
R&D
11,960

93.837
U24HL135691
MILLER PHN FEB 2018
NEW ENGLAND RESEARCH INC
R&D
12,053
5,460

93.837
U2HL135691
MINICH PHN ASC CHAIR 2018
NEW ENGLAND RESEARCH INC
R&D
14,862

93.837
0056306 (130264-1)
REDUCING SEDENTARY BEHAVIOR
UNIVERSITY OF PITTSBURGH
R&D
16,906

93.837
U24HL140168
PRAVASTATIN
GEORGE WASHINGTON
UNIVERSITY
R&D
17,302

93.837
11580SUB
GALLIUM STUDY
SEATTLE CHILDREN'S HOSPITAL
R&D
17,434

93.837
2020 CVDC 138275 CHAIR
CVDC STEERING COMMITTEE CHAIR
CINCINNATI CHILDRENS HOSPITAL
MED CTR
R&D
21,157

93.837
0214047
HEART HEALTH CAPITATION
RTI INTERNATIONAL
R&D
21,287
20,170

93.837
5U10HL125511
TRANSFORM-YALE (TRANSFER)
YALE UNIVERSITY SCHOOL OF
MEDICINE
R&D
21,461

93.837
TEAM 4 GROWTH
LAMBERT T4G CHAIR FEB 2018
NEW ENGLAND RESEARCH
INSTITUTES
R&D
22,971

93.837
431976-19122
EXTRACELLULAR SPACE
VIRGINIA POLYTECHNIC INSTITUTE
& ST UNIV
R&D
26,347

93.837
60073460
LOFT-HF
OHIO STATE UNIVERSITY
RESEARCH FNDTN
R&D
28,988

93.837
60043010 UTAH
MCS-A-QOL
NORTHWESTERN UNIVERSITY
R&D
30,513

93.837
GR106666 (CON-80001811)
TRANSFORM HF-MECHANISTIC SUB
YALE UNIVERSITY SCHOOL OF
MEDICINE
R&D
31,952

93.837
3004342614
E-CHEM CATHETER PROJECT 2
UNIVERSITY OF MICHIGAN
R&D
44,115

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
184

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.837
228707
PETERSON - SUB - LONG QT
MASSACHUSETTS GENERAL
HOSPITAL
R&D
45,451

93.837
13-312-0214047-52919 L
RTI HEART HEALTH CR
RTI INTERNATIONAL
R&D
45,891

93.837
0138281 PCGC-PROTOCOL
CHD BRAIN AND GENES
CINCINNATI CHILDRENS HOSPITAL
MED CTR
R&D
49,448

93.837
N005339721
ACCESS
UNIVERSITY OF MINNESOTA
R&D
49,770

93.837
20112501A
NAVAJO NATION - ASTHMA
NATIONAL JEWISH HEALTH
R&D
52,181

93.837
10045841
DO IT TRIAL, PHN
NEW ENGLAND RESEARCH
INSTITUTES
R&D
57,756

93.837
NIH U24HL135691
TRUONG PHN SCHOLAR FEB 2018
NEW ENGLAND RESEARCH INC
R&D
64,707
8,351

93.837
G13744 6(GG012850-1)
FH SCREENING
COLUMBIA UNIVERSITY
R&D
66,380

93.837
CNVA00056243 (130146-1)
P00424130
TAILORED MHEALTH
UNIVERSITY OF PITTSBURGH
R&D
74,165

93.837
20162680-03
CASPER UCD SUB FEB 2016
UNIVERSITY OF CALIFORNIA DAVIS
R&D
80,152

93.837
PO #20094367-RSUB
REEDER CHOP CPR-NOVA 2018
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
84,852

93.837
000515877-001
HEMODYNAMIC ADAPTATION
UNIVERSITY OF ALABAMA
R&D
113,046

93.837
511765 (5111704)
MULTISCALE MODELING
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
R&D
114,310

93.837
000503570-SC009
CHRONIC HYPERTENSION PREGNANCY
UNIVERSITY OF ALABAMA
R&D
118,649
10,567

93.837
GENFD0001319815
FCM FOR SURGARY BCH R01 SUB
BOSTON CHILDREN'S HOSPITAL
R&D
140,433

93.837
1(GG011659)
R01 COLUMBIA SUB
COLUMBIA UNIVERSITY
R&D
144,068

93.837
3200170321P0962194RSUB
REEDER CHOP CPCCRN SUB 2015
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
149,183

93.837
10051191
VASCULAR COUPLING DEVICE
MICROSURGICAL INNOVATIONS
R&D
154,524

93.837
10044713
FUEL EXTENSION TRIAL
NEW ENGLAND RESEARCH
INSTITUTES
R&D
174,852

93.837
138275 CVDC-DATA HUB
CVDC UTAH GENOMIC DATA SHARING
CINCINNATI CHILDRENS HOSPITAL
MED CTR
R&D
193,025

93.837
R912
INFORMATION EXTRACTION
DARTMOUTH COLLEGE
R&D
194,925

93.837
1079SC
PEDIATRIC TB
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
213,186

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
185

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.837
VARIOUS
Cardiovascular Diseases Research
R&D
12,248,936
254,303

93.838
10041714
TB MONITORING
NANOSYNTH MATERIALS AND
SENSORS INC
R&D
-31

93.838
ROUTE KEY 3201160619
HUFF CHOP SUB MAR 2019
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
2

93.838
3201160619
WILLER CHOP SUB DEC 2018
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
2

93.838
5R01HL 132358-03  PO#0108688
ACUTE KIDNEY INJURY
INDIANA UNIVERSITY
R&D
191

93.838
002
RETHINC TRIAL
COPD FOUNDATION
R&D
1,000

93.838
9012549 (128373-22)
INSIGHT
UNIVERSITY OF PITTSBURGH
R&D
1,000

93.838
003(5u01hl128954-03)
RETHINC
COPD FOUNDATION
R&D
1,743

93.838
001-AMEND 1
INSIGHT (PTC)
COPD FOUNDATION
R&D
1,880

93.838
003
RETHINC
COPD FOUNDATION
R&D
2,000

93.838
N0NE 10039228
ROSE PETAL STUDY
INTERMOUNTAIN HEALTHCARE
R&D
27,874

93.838
2-AR-20 (1-AF-20)
ALPS FOLLOW UP
GEORGE WASHINGTON
UNIVERSITY
R&D
42,604

93.838
5(GG015835-01)
SPIROMICS II-HF
COLUMBIA UNIVERSITY
R&D
44,198

93.838
SUB10033029
PETAL
INTERMOUNTAIN HEALTHCARE
R&D
56,786

93.838
11317SUB
OPTIMIZE-IP-12
SEATTLE CHILDREN'S RESEARCH
INSTITUTE
R&D
57,390

93.838
5U01HL128954
PTC NEMO CLEANUP IPF
UNIVERSITY OF PITTSBURGH
R&D
62,298

93.838
474337
CASPER UOFA SUB JUNE 2017
UNIVERSITY OF ARIZONA
R&D
67,509

93.838
MFMU-ALPS FOLLOWUP
ALPS FOLLOW-UP STUDY
GEORGE WASHINGTON
UNIVERSITY
R&D
101,246

93.838
5111456
SPIROMICS GIC SUPPORT
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
R&D
111,301

93.838
UWSC10605 BPO33124
STONE UOFW R01 SUB SEPT 2017
UNIVERSITY OF WASHINGTON
R&D
112,276

93.838
VUMC73919
PULMONARY HYPERTENSION
VANDERBILT UNIVERSITY
R&D
118,226

93.838
FP00003678-SA004
VIRGINIA SUB
VIRGINIA COMMONWEALTH
UNIVERSITY
R&D
144,340

93.838
10461SC
SPIROMICS II
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
474,453

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
186

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.838
VARIOUS
Lung Diseases Research
R&D
1,420,746
54,527

93.839
WU-17-100
HEWES MATIC STUDY OCT 2016
WASHINGTON UNIVERSITY IN ST
LOUIS
R&D
-15,145

93.839
PT105889-SC102422
THE CHEMISTRY AND BIOLOGY OF
HEPARAN SULFATE
VIRGINIA COMMONWEALTH
UNIVERSITY
R&D
-5,595

93.839
U10HL069294
NMDP BMT-CTN 1202
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
162

93.839
0801
BMT CTN 0801: A PHASE II/III RANDOMIZED,
MULTICENTER TRI
NATIONAL MARROW DONOR
PROGRAM
R&D
10,626

93.839
1175-SUB
UG3/UH3 CCF SUBCONTRACT
CLEVELAND CLINIC FOUNDATION
R&D
12,699

93.839
WU-20-376
SUBWASHU-R01 PLATELET BIO
WASHINGTON UNIVERSITY IN ST
LOUIS
R&D
32,649

93.839
1U01HL143477-01
COOK MCW U01 SUB 2018-2020
MEDICAL COLLEGE OF WISCONSIN
R&D
46,257

93.839
S00006
ESTROGEN-MEDIATED MODULATOR
UNIVERSITY OF IOWA
R&D
323,159

93.839
VARIOUS
Blood Diseases and Resources Research
R&D
2,497,881
330,544

93.846
RG760-G1
VASCULAR GROWTH
GEORGIA INSTITUTE OF
TECHNOLOGY
R&D
-21,342

93.846
572644-ARAMIS
VCRC 5562 ARAMIS
UNIVERSITY OF PENNSYLVANIA
R&D
162

93.846
572644 CUTIS
VCRC 5563 CUTIS
UNIVERSITY OF PENNSYLVANIA
R&D
162

93.846
578142
VCRC
UNIVERSITY OF PENNSYLVANIA
R&D
642

93.846
560224
PROMIS
UNIVERSITY OF PENNSYLVANIA
R&D
1,025

93.846
001
HIGH-RISK PATIENTS WITH APS
HOSPITAL FOR SPECIAL SURGERY
R&D
4,077

93.846
A030247
INMAN DUKE SUB FEB 2018
DUKE UNIVERSITY
R&D
14,720

93.846
572644
VCRC
UNIVERSITY OF PENNSYLVANIA
R&D
28,888

93.846
572080
PSA- U PENN
UNIVERSITY OF PENNSYLVANIA
R&D
58,005

93.846
217180C
VASCULAR GROWTH
UNIVERSITY OF OREGON
R&D
114,532

93.846
VARIOUS
Arthritis, Musculoskeletal and Skin Diseases
Research
R&D
2,325,904
5,430

93.847
20143114
GENETIC MODIFIERS OF IRON
UNIVERSITY OF CALIFORNIA IRVINE
R&D
-3,592

93.847
10047199
NAVIGEN SUB - SBIR PHASE 1
NAVIGEN
R&D
-1,146

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
187

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.847
224717
PETERSON SUB - BLOCH
MASSACHUSETTS GENERAL
HOSPITAL
R&D
-910

93.847
UWSC8920
BIOPD
UNIVERSITY OF WASHINGTON
R&D
728

93.847
32307-1
GENE DISCOVERY IN DIABETIC CKD
AUGUSTA UNIVERSITY
R&D
1,033

93.847
FP068366-01 J
BOTKIN TIC CHICAGO SUB AWARD
UNIVERSITY OF CHICAGO
R&D
2,271

93.847
025538374609
RDCRC
ICAHN SCHOOL OF MEDICINE AT
MOUNT SINAI
R&D
3,278

93.847
UWSC9604-BPO20743
ED-EMERGE FUNDED
UNIVERSITY OF WASHINGTON
R&D
5,729

93.847
701-7137304-1
CASPER RIH SUB RESUB DEC 2016
RHODE ISLAND HOSPITAL
R&D
5,734

93.847
NONE 10047398
GUTHERY FORCE STUDY 2017
ARBOR RESEARCH
COLLABORATIVE FOR HEALTH
R&D
6,789

93.847
S00546 (W000937002)
POHL UOFI INSPPIRE 2 JUL 2017
UNIVERSITY OF IOWA
R&D
9,290

93.847
S00567-01
MYERS R21 SUB IOWA FEB2017
UNIVERSITY OF IOWA
R&D
9,992

93.847
FY19.344.001/PRO-25-A7271
CU NIH R21 SUBCONTRACT
UNIVERSITY OF COLORADO AT
DENVER
R&D
13,417

93.847
2004017126
NOVEL KIDNEY INJURY TOOLS
JOHNS HOPKINS HOSPITAL
R&D
16,539

93.847
3004918540
U MICH SUBCONTRACT (WRIGHT)
UNIVERSITY OF MICHIGAN
R&D
17,982

93.847
2003108669
METABOLOMICS AND GENOMICS
JOHNS HOPKINS UNIVERSITY
R&D
19,546

93.847
10043586
HOTALING STREAMDX SEPT2016
STREAMDX INC
R&D
23,677

93.847
CNVA00060589 (131753-3)
SPRR REGULATION OF ENAC
UNIVERSITY OF PITTSBURGH
R&D
26,375

93.847
3001370490
DYNAMIC PREDICTION
MD ANDERSON CANCER CENTER
R&D
27,544

93.847
SPC-001310
LYSYL OXIDASE - AV FISTULA
UNIVERSITY OF MIAMI
R&D
28,134

93.847
701K816
FIRST STUDY
UNIVERSITY OF WISCONSIN-
MADISON
R&D
46,385

93.847
GB10510
SURVIVAL SELECTION AND CARE
UNIVERSITY OF VIRGINIA
R&D
53,224

93.847
10051344
SUBSTTRPOTRERO-PHASE II
POTRERO HILL THERAPEUTICS
R&D
58,781

93.847
203-7932
HILO
DUKE CLINICAL RESEARCH
INSTITUTE
R&D
58,802

93.847
10053353
STREAM DX SBIR PHASE IIB
STREAMDX INC
R&D
72,971

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
188

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.847
0255-B222-4609
RDCRC RENEWAL YRS 11-15
ICAHN SCHOOL OF MEDICINE AT
MOUNT SINAI
R&D
107,111

93.847
150801  GMO 150801
PO#000000659E
EXOCRINE REGULATORS
UNIV OF TEXAS SOUTHWESTERN
MEDICAL CTR
R&D
130,177

93.847
WU13237PO2917459W
PILOT & FEASIBILITY PROGRAM
WASHINGTON UNIVERSITY IN ST
LOUIS
R&D
144,989

93.847
VARIOUS
Diabetes, Digestive, and Kidney Diseases
Extramural Research
R&D
10,715,074
648,363

93.853
114928
Project 2 U54 MGH114928
BRIGHAM & WOMENS HOSPITAL
R&D
-1,697

93.853
G012275.157195
HOLSTI ESETT PK-PD MAR 2018
UNIVERSITY OF VIRGINIA
R&D
-1,249

93.853
9957SC
TRACK-TBI
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
-378

93.853
51953335
ACCELERATED ACHE REACTIVATORS
UNIVERSITY OF CALIFORNIA SAN
DIEGO
R&D
-42

93.853
8444SC
BRAIN VASCULAR MALFORMATION
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
-3

93.853
SUBK10410CSPR-002 (CSPR#002)
BOOST3
UNIVERSITY OF MICHIGAN
R&D
945

93.853
GC12107146770
SHINE
UNIVERSITY OF VIRGINIA
R&D
1,731

93.853
11625SC
KAMM-U OF CALIFORNIA SF
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
2,113

93.853
679K615 - 137943 - 17-8525
ZIELINSKI UW MADISON SUB 2015
UNIVERSITY OF WISCONSIN-
MADISON
R&D
2,831

93.853
012340-135733
ARCADIA CSI
UNIVERSITY OF CINCINNATI
R&D
2,934

93.853
417096/URFAO:GR510660
FOR DMD
UNIVERSITY OF ROCHESTER
R&D
3,963

93.853
010785-135733
ARCADIA
UNIVERSITY OF CINCINNATI
R&D
5,953

93.853
012043-135733
ASPIRE
UNIVERSITY OF CINCINNATI
R&D
6,648

93.853
UTA-232483
CREST-H
MAYO CLINIC JACKSONVILLE
R&D
8,143

93.853
3202030620
BONKOWSKY CHOP SUB ADMIN CORE
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
8,834

93.853
012044-135733 (INSTITUTE 22(R22)
SATURN
UNIVERSITY OF CINCINNATI
R&D
10,267

93.853
FP066261-E
FP066261
UNIVERSITY OF CHICAGO
R&D
13,226

93.853
752218
PRETERM EPO NEUROPROTECTION
UNIVERSITY OF WASHINGTON
R&D
13,341

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
189

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.853
1006969_UTAH
ESSETT
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
16,087

93.853
192656-1
THALAMIC STIMULATION
WEILL CORNELL MEDICINE
R&D
16,101

93.853
UOU-224063-01
CREST-II
MAYO CLINIC JACKSONVILLE
R&D
17,671

93.853
9748SC
BASERGA HEAL RESUB SEPT 2015
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
18,266

93.853
011266-135733
R22 MOST
UNIVERSITY OF CINCINNATI
R&D
19,696

93.853
R41NS100184
SELP FOR EMOLIZATION OF ANEURY
THERA TARGET INC
R&D
22,651

93.853
REF #228383
SALVO
MASSACHUSETTS GENERAL
HOSPITAL
R&D
23,465

93.853
GB10094
ESETT UOFVIRGNIA SUB AUG 2016
UNIVERSITY OF VIRGINIA
R&D
27,523

93.853
230537
ANTICONVULSANT SCREENING
MASSACHUSETTS GENERAL
HOSPITAL
R&D
35,409

93.853
011337-135733
SLEEP SMART
UNIVERSITY OF CINCINNATI
R&D
37,252

93.853
532506
U OF ARIZONA SUB
UNIVERSITY OF ARIZONA
R&D
49,693

93.853
138078-5105159
HARVARD SUB - DOUGLASS
HARVARD UNIVERSITY
R&D
52,141

93.853
121799
TRAINING & EDUCATION CORE
BRIGHAM & WOMENS HOSPITAL
R&D
56,659

93.853
970614
WEISS SUB TO NATIONWIDE
RESH INST AT NATIONWIDE
CHLDRNS HOSP
R&D
63,688

93.853
417333/URFAO:GR 510789
BUTTERFIELD ROCHESTER SUB2018
UNIVERSITY OF ROCHESTER
R&D
76,536

93.853
30005472-02
CRI - MPNST
ALL CHILDREN'S RESEARCH
INSTITUTE
R&D
80,278

93.853
121807
RUTTER U54 SUB
BRIGHAM & WOMENS HOSPITAL
R&D
81,554

93.853
2020-1261
FUJINAMI SUB FROM UC IRVINE
UNIVERSITY OF CALIFORNIA IRVINE
R&D
96,174

93.853
223171
BIOMARKERS FOR EPILEPTOGENESIS
MASSACHUSETTS GENERAL
HOSPITAL
R&D
101,377

93.853
11829SUB
THORELL SCH SUB RESUB JUN 2017
SEATTLE CHILDREN'S HOSPITAL
R&D
119,676

93.853
1213-SUB
CLEVELAND CLINIC SUBAWARD
CLEVELAND CLINIC FOUNDATION
R&D
135,023

93.853
3RDR7
SHUTTLEWORTH GRANT
UNIVERSITY OF NEW MEXICO
R&D
154,896

93.853
184028-04 170541-04  [15101628-04]
CENTRAL THALAMIC TRACT
WEILL CORNELL MEDICINE
R&D
181,918

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
190

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.853
FP00007840
TOPCSPN
VIRGINIA COMMONWEALTH
UNIVERSITY
R&D
203,014

93.853
502063UU
WARREN AUDITORY NERVE IMPLANT
FEINSTEIN INSTITUTE FOR
MEDICAL RESEARCH
R&D
210,212

93.853
2R44NS097047-02
EVAL OF LEAD ASDS
NEUROENE THERAPEUTICS
R&D
226,120

93.853
121805
BWH PROJECT 2
BRIGHAM & WOMENS HOSPITAL
R&D
235,493

93.853
A006795101
AUDITORY NERVE IMPLANT
UNIVERSITY OF MINNESOTA
R&D
259,632

93.853
VARIOUS
Extramural Research Programs in the
Neurosciences and Neurological Disorders
R&D
14,827,869
964,839

93.855
6863RADICALS IIA
RADICAL IIA
DUKE CLINICAL RESEARCH
INSTITUTE
R&D
-31,208

93.855
9858SC
SHYR/CHEN UCSF SUB PITDC 2017
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
-5,511

93.855
PRO-00045657
PEACE
DUKE UNIVERSITY
R&D
-2,813

93.855
9295SC
RITUXIMAB FOR TREATMENT OF SSC
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
225

93.855
11861SC
BOYER PIDTC UCSF SUB NOV 2019
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
270

93.855
10043348
D-PEPTIDE RSV
NAVIGEN
R&D
1,299

93.855
16-A0-00-007002-01
ICPR SUBCONTRACT
NEW YORK UNIVERSITY
R&D
14,632

93.855
VUMC61446
AMPOFO VANDERBILT SUB RESUB
VANDERBILT UNIVERSITY
R&D
17,567

93.855
GM0150311
COFACTORS FOR TAT FUNCTION
UNIV OF TEXAS SOUTHWESTERN
MEDICAL CTR
R&D
20,371

93.855
17-M32
FAMILY OF COMPOUNDS
GEORGE WASHINGTON
UNIVERSITY
R&D
22,764

93.855
2038233  PTE UM1AI104681
ARLG SUBCOMMITTEE
DUKE UNIVERSITY
R&D
48,455

93.855
10050996
RTB-004
BRIGHAM & WOMENS HOSPITAL
R&D
58,060

93.855
R34AI136783-03
CASPER/PAVIA UOC R34 APR 2018
UNIVERSITY OF CALGARY
R&D
60,783

93.855
2301GVE795
B-CELL IMMUNE RESPONSE
UNIVERSITY OF CALIFORNIA LOS
ANGELES
R&D
68,460

93.855
20083701
ANTI IL5 AND CHURG STRAUSS SYN
NATIONAL JEWISH HEALTH
R&D
77,061

93.855
200441512
BURULI ULCER
JOHNS HOPKINS UNIVERSITY
R&D
89,160

93.855
10035912
BLASCHKE BIOFIRE SUB JUNE 2014
BIOFIRE DIAGNOSTICS INC
R&D
109,729

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
191

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.855
A182273 (T813799)
EMORY U19 SUB - ANTIA
EMORY UNIVERSITY
R&D
119,417

93.855
202980UU
NOTRE DAME SUBCONTRACT (BAKER
UNIVERSITY OF NOTRE DAME
R&D
135,519

93.855
25281-08-324
UM1 WITH U PENN- PLANELLES
THE WISTAR INSTITUTE
R&D
141,658

93.855
10049369
GLYCOMIRA SUB
GLYCOMIRA LLC
R&D
145,821

93.855
5956012798UTAH
SMAC MIMETICS
SANFORD-BURNHAM MEDICAL
RESEARCH INST
R&D
150,891

93.855
VARIOUS
Allergy and Infectious Diseases Research
R&D
10,820,008
1,133,783

93.859
WU1685P02928460A
HOLUBKOV SEPSIS R01 WASHU SUB
WASHINGTON UNIVERSITY IN ST
LOUIS
R&D
-2,538

93.859
111479-5115797
MECH. OF LDP TARGETING
HARVARD UNIVERSITY
R&D
19,125

93.859
AWD00001240(133730-1)
CPCCRN PHENOMS-HOLUBKOV
UNIVERSITY OF PITTSBURGH
R&D
30,244

93.859
F300738-1 REF#2850
HOLUBKOV SEPSIS R01 MD SUB
UNIVERSITY OF MARYLAND
R&D
30,925

93.859
GB10602.PO #2141113
UVA SUB - VIRAL ASSEMBLY
UNIVERSITY OF VIRGINIA
R&D
67,100

93.859
FCCC 15107-04
FOX CHASE SUBCONTRACT
FOX CHASE CANCER CENTER
R&D
153,818

93.859
VARIOUS
Biomedical Research and Research Training
R&D
26,129,370
3,670,142

93.865
0254-3544-4609
FELDKAMP MSSM SUB AUG 2017
ICAHN SCHOOL OF MEDICINE AT
MOUNT SINAI
R&D
-3,305

93.865
3200720719
COOK CHOP SEPT 2016
CHILDRENS HOSPITAL
PHILADELPHIA
R&D
-1,036

93.865
M16A12517 (A10541)
RMN PROTOCOLS
YALE UNIVERSITY
R&D
-88

93.865
1R44HD095355-01
SPERM SAMPLE PREPARATION
NANONC INC
R&D
-53

93.865
VUMC 53375
HIP TRIAL 2016-2017
VANDERBILT UNIVERSITY MEDICAL
CENTER
R&D
119

93.865
10050207
TERM REFERENCE
RTI INTERNATIONAL
R&D
639

93.865
FWA00003745
BIOPIC
DUKE UNIVERSITY
R&D
654

93.865
5107013
MOMPOD CAP
UNIV OF NORTH CAROLINA AT
CHAPEL HILL
R&D
1,154

93.865
10041405
HYPOTHERMIA FOR ENCEPHALOPATHY
RTI INTERNATIONAL
R&D
2,009

93.865
11449SUB
Holubkov LAPSE DCC
SEATTLE CHILDREN'S HOSPITAL
R&D
3,562

93.865
GENFD0001754387
WORKMAN BCH SHIPSS 2019-2024
BOSTON CHILDREN'S HOSPITAL
R&D
7,057

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
192

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.865
UTHHD089922DF
TCCMS
PENNSYLVANIA STATE UNIVERSITY
R&D
8,796

93.865
FY20.812.003 2-5-A9096
CAMPBELL UCD SUB JUNE 2019
UNIVERSITY OF COLORADO AT
DENVER
R&D
9,315

93.865
HD 036790 / 0212456
YODER RTI MAR 2017 MILRINONE
RTI INTERNATIONAL
R&D
10,460

93.865
1014948_UUT_A
LONGO OHSU SUB SEPT. 2018
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
11,431

93.865
UTAHD-089922
HERMAN PENN STATE SUB NOV 2015
PENNSYLVANIA STATE UNIVERSITY
R&D
13,075

93.865
R012017UTAH
PREMOD2
SHARP HEALTHCARE FOUNDATION
R&D
17,331

93.865
10050208
YODER NRN PDA TRIAL 2018
RTI INTERNATIONAL
R&D
17,422

93.865
TULHSC4671314
PHACS SUBCONTRACT
TULANE UNIVERSITY
R&D
23,556

93.865
GB 10584.PO #2150591
RELATIONSHIPS, AGE, AND HEALTH
UNIVERSITY OF VIRGINIA
R&D
27,310

93.865
SUBK00011597
MIHYST
UNIVERSITY OF MICHIGAN
R&D
32,427

93.865
10042856
YODER NRN FOLLOW-UP JUNE 2016
RTI INTERNATIONAL
R&D
35,162

93.865
1423
17-OHPC
MAGEE-WOMENS RESH INST &
FDTN
R&D
40,868

93.865
60047828 UTAH
FINO IRE K12
NORTHWESTERN UNIVERSITY
R&D
48,731

93.865
10041397
GENERIC DATA BASE STUDY (GDB)
RTI INTERNATIONAL
R&D
64,343

93.865
305632
CASPER CCHMC SUB TRANS 2018
CINCINNATI CHILDRENS HOSPITAL
MED CTR
R&D
64,721

93.865
10049599
YODER RTI MOCHA 2018
RTI INTERNATIONAL
R&D
66,719

93.865
3004685885
GLISSMEYER BIOSIG II JAN 2017
UNIVERSITY OF MICHIGAN
R&D
67,896

93.865
10053891
B&W TEK- TB POC SBIR
B&W TEK
R&D
68,207

93.865
M-R012019 UTAH
MINVI
SHARP HEALTHCARE FOUNDATION
R&D
69,042

93.865
700017-1118-00
MIOS
RESH INST AT NATIONWIDE
CHLDRNS HOSP
R&D
74,021

93.865
VUMC63064
GRUBB VU SUB JULY 2017
VANDERBILT UNIVERSITY MEDICAL
CENTER
R&D
80,905

93.865
10055192
JENKINS SBIR PHASEII SEPT2019
NANONC INC
R&D
81,910

93.865
1009131_UUT
MANN OHSU SUB JAN 2017
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
85,359

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
193

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.865
30004942-11
CASPER CNMC SUB OCT 2017
CHILDREN'S NATIONAL MEDICAL
CENTER
R&D
89,556

93.865
100508302 MP-INV-59001897
MEG IN PEDIATRIC TBI
UNIVERSITY OF CALIFORNIA SAN
DIEGO
R&D
137,976

93.865
R01HD091302
CASPER MCW SUB RESUB JAN 2017
MEDICAL COLLEGE OF WISCONSIN
R&D
139,869

93.865
202531-658
IMPROVING BOVINE CLONING
UTAH STATE UNIVERSITY
R&D
160,961

93.865
700171-0720-00
COOK/SZADKOWSKI RINCH SUB 2/17
RESH INST AT NATIONWIDE
CHLDRNS HOSP
R&D
174,981

93.865
10046105
YODER RTI MAY 2017 DARBE
RTI INTERNATIONAL
R&D
190,153
125,604

93.865
789K740
U01 ON DEMAND CONTRACEPTION
UNIVERSITY OF WISCONSIN-
MILWAUKEE
R&D
198,975
102,300

93.865
1015587_UTAH
OHSU GEMINI YR 5
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
230,736

93.865
OSP2018139
NOVEL THERAPEUTICS
UNIVERSITY OF MASSACHUSETTS
R&D
278,882

93.865
1007823_UTAH
HUMAN PLACENTAL STRUCTURE
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
303,501

93.865
60046347 UTAH
COOK NWU SUB FEB 2016
NORTHWESTERN UNIVERSITY
R&D
308,487

93.865
21050
MFMU STUDY PROTOCOLS
GEORGE WASHINGTON
UNIVERSITY
R&D
1,059,790
548,931

93.865
VARIOUS
Child Health and Human Development
Extramural Research
R&D
9,793,047
1,338,113

93.866
SUB AWARD 38
R43 MELIORIX SUBCONTRACT
ELIMU THERPEUTICS INC
R&D
-22,382

93.866
16091646
GUTHERY GROWTH STUDY SEPT 2016
WEILL CORNELL MEDICINE
R&D
948

93.866
1310-SUB
INDIVIDUALIZED DISEASE
CLEVELAND CLINIC FOUNDATION
R&D
1,892

93.866
0253-1181-4609
ELLINGTON MT SINAI SUBAWARD
ICAHN SCHOOL OF MEDICINE AT
MOUNT SINAI
R&D
6,168

93.866
A03-3102
PREVENTABLE
DUKE CLINICAL RESEARCH
INSTITUTE
R&D
6,384

93.866
WFUHS 115478
SPRINT ASK
WAKE FOREST UNIVERSITY
R&D
16,717

93.866
A03-1438 (203-5780)
SEX DIFFERENCES IN HEALTH
DUKE UNIVERSITY
R&D
25,900

93.866
UNI-234899
KEEPS CONTINUATION (MAYO SUB)
MAYO CLINIC ROCHESTER
R&D
47,480

93.866
93026191
Langenecker Nicotine Study
UNIVERSITY OF SOUTHERN
CALIFORNIA
R&D
52,338

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
194

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.866
WU-20-329
WASHINGTON UNIVERSITY SUB
WASHINGTON UNIVERSITY IN ST
LOUIS
R&D
60,753

93.866
OSP2018107/PO#WA00740129
SPECTORX
UNIVERSITY OF MASSACHUSETTS
R&D
62,565

93.866
F0452-02
DEMENTIA SYSTEM MANAGEMENT
NEW YORK UNIVERSITY
R&D
190,681

93.866
10052173
IDENTIFICATION OF SENOLYTICS
RECURSION PHARMACEUTICALS
LLC
R&D
240,595

93.866
16-0484
ALZHEIMER'S DISEASE BYU
BRIGHAM YOUNG UNIVERSITY
R&D
474,424

93.866
VARIOUS
Aging Research
R&D
6,499,338
242,014

93.867
1011464-UUT
POSTERIOR CAPSULE OPACIFIC.
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
-18

93.867
11323SC
ADJUST
UNIVERSITY OF CALIFORNIA SAN
FRANCISCO
R&D
1,374

93.867
1288910
AMBLYOPIA TREATMENT STUDY 16:
AUGMENTING ATROPINE TREATM
JAEB CENTER FOR HEALTH
RESEARCH
R&D
1,918

93.867
2004664672
META-MUST
JOHNS HOPKINS UNIVERSITY
R&D
6,603

93.867
2004258457
ADVISE
JOHNS HOPKINS UNIVERSITY
R&D
6,827

93.867
R01EY025718
MAB21L IN EYE DEVELOPMENT
MEDICAL COLLEGE OF WISCONSIN
R&D
17,706

93.867
025577115609
META-MUST
ICAHN SCHOOL OF MEDICINE AT
MOUNT SINAI
R&D
22,946

93.867
A031507 (A030429)
OCT IN HIE INFANTS
DUKE UNIVERSITY
R&D
34,114

93.867
2002459427
META-MUST POINT/MERIT TRIALS
JOHNS HOPKINS UNIVERSITY
R&D
39,967

93.867
100595816
CONNECTOMES & COMP MODELS
UNIVERSITY OF SOUTHERN
CALIFORNIA
R&D
73,873

93.867
500664-78050
MULTIPLEXED MICROPROBE ARRAYS
NORTHEASTERN UNIVERSITY
R&D
76,975

93.867
1013001_UUT
DIETARY FACTORS-RETINAL AGING
OREGON HEALTH & SCIENCE
UNIVERSITY
R&D
90,974

93.867
VARIOUS
Vision Research
R&D
8,126,510
29,126

93.879
2035841
QUANTIFYING SYSTEM
DUKE UNIVERSITY
R&D
-180

93.879
65585-Z0149202
NEIGHBORHOOD LOOKING GLASS
UNIVERSITY OF MARYLAND
R&D
109,409

93.879
VARIOUS
Medical Library Assistance
R&D
2,992,363
610,625

93.884
VARIOUS
Grants for Primary Care Training and
Enhancement
R&D
288,142

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
195

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UNIVERSITY OF UTAH
93.898
VARIOUS
Cancer Prevention and Control Programs for
State, Territorial and Tribal Organizations
R&D
311,053

93.918
VARIOUS
Grants to Provide Outpatient Early Intervention
Services with Respect to HIV Disease
R&D
820,261

93.969
VARIOUS
PPHF Geriatric Education Centers
R&D
772,302
244,364

93.989
VARIOUS
International Research and Research Training
R&D
580,281
170,833

94.024
10049772
SOCIAL FINANCE COST SHARE
SOCIAL FINANCE

-36

94.024
VARIOUS
Social Innovation Fund Pay for Success

114,922

97
VARIOUS
Department of Homeland Security
R&D
334,923

97.044
860333   PO# U0196112
FOCUS SURVEY
DREXEL UNIVERSITY
R&D
23,440

97.077
VARIOUS
Homeland Security Research, Development,
Testing, Evaluation, and Demonstration of
Technologies Related to Nuclear Threat
Detection
R&D
324,523

98
VARIOUS
U.S. Agency for International Development

1,874,480
463,923

98.001
2000008307
DRINKING WATER IN PAKISTAN
NATIONAL ACADEMY OF SCIENCES
R&D
100,527

Subtotal – University Of Utah
405,547,382
40,187,520
UTAH COMMUNICATION AUTHORITY
11.549
49-10-S18049
State and Local Implementation Grant Program

175,663

Subtotal – Utah Communication Authority
175,663
UTAH STATE UNIVERSITY
10
17-PA-11041000-020
TCN Manti-LaSal RAP 2017
The Corps Network

24,336

10
VARIOUS
Department of Agriculture

64,231

10
VARIOUS
Department of Agriculture
R&D
329,950

10.001
VARIOUS
Agricultural Research_Basic and Applied
Research

19,895

10.001
VARIOUS
Agricultural Research_Basic and Applied
Research
R&D
367,131

10.025
K2702
Bee bycatch in different moth
Washington State Department of
Agriculture
R&D
10,198

10.025
VARIOUS
Plant and Animal Disease, Pest Control, and
Animal Care

142,714

10.025
VARIOUS
Plant and Animal Disease, Pest Control, and
Animal Care
R&D
326,618

10.028
VARIOUS
Wildlife Services
R&D
113,190

10.168
VARIOUS
Farmers' Market and Local Food Promotion
Program

126,413
2,417

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
196

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
10.202
VARIOUS
Cooperative Forestry Research
R&D
289,039

10.203
VARIOUS
Payments to Agricultural Experiment Stations
Under the Hatch Act
R&D
2,589,776

10.207
VARIOUS
Animal Health and Disease Research
R&D
32,593

10.212
2018-33610-28543
A Novel Thermo-Time Domain Ref
Acclima
R&D
413

10.215
G223-19-W7502
Promoting crop diversification
Montana State University
R&D
4,636

10.215
G138-20-W7504
Enhancing business management
Montana State University

7,103
7,103

10.215
G219-19-W7502
Management strategies for Toma
Montana State University
R&D
8,768

10.215
G235-19-W7500
Identifying Stacked Conservati
Montana State University

10,071
10,071

10.215
G235-19-W7500
Identifying Stacked Conservati
Montana State University

10,331
10,331

10.215
G158-19-W7506
Utah Western SARE PDP State Pr
Montana State University

16,258

10.215
G235-19-W7500
Identifying Stacked Conservati
Montana State University

21,548
21,548

10.215
G138-20-W7504
Enhancing business management
Montana State University

22,547

10.215
G235-19-W7500
Identifying Stacked Conservati
Montana State University

40,471

10.215
VARIOUS
Sustainable Agriculture Research and Education
R&D
3,130,910
2,687,848

10.303
VARIOUS
Integrated Programs
R&D
465,343

10.304
F0008724402014
EDEN Listening Session
Purdue University
R&D
2,267

10.304
201603796-06
Utah Plant Pest Diagnostic Lab
University of California

20,324

10.307
128314_G003756
Breeding and Agonomy of Quinoa
Washington State University
R&D
85,242

10.307
VARIOUS
Organic Agriculture Research and Extension
Initiative
R&D
448,638
106,670

10.309
133321-G004112
Stop the rot: Combating onion
Washington State University
R&D
5,154

10.309
2017-0398-04
Management of Brown Marmorated
North Carolina State University
R&D
42,321

10.309
SUB00001765
Optimizing the cost-effectiven
UGA Research Foundation, Inc.
R&D
65,455

10.309
79611-10751
Accelerating the development,
Cornell University
R&D
69,016

10.310
UNR-17-54
Sustainable Rural Development
University of Nevada at Reno
R&D
13,082

10.310
S000213-USDA
Thriving Agricultural Systems
Penn State University
R&D
34,088

10.310
2015-69007-23190 SUB:UNR-15-68
Weaving Waters Through Dry Lan
University of Nevada at Reno
R&D
85,249

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
197

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
10.310
VARIOUS
Agriculture and Food Research Initiative (AFRI)

106,668

10.310
1556406
RANCHING, RANGELANDS, AND RESI
University of Colorado at Boulder
R&D
107,518

10.310
VARIOUS
Agriculture and Food Research Initiative (AFRI)
R&D
245,588
6,455

10.310
VARIOUS
Agriculture and Food Research Initiative (AFRI)
R&D
1,113,438
96,040

10.311
VARIOUS
Beginning Farmer and Rancher Development
Program

232,316
135,019

10.329
SA18-4060-08
Integrated pest management str
University of California Division of
Agriculture and Natural Resources
R&D
29,812

10.329
C00059074-1
Developing innovative IPM tact
University of Missouri at Columbia
R&D
37,773

10.329
VARIOUS
Crop Protection and Pest Management
Competitive Grants Program
R&D
73,923
35,849

10.329
VARIOUS
Crop Protection and Pest Management
Competitive Grants Program

123,780

10.330
203224USU
Developing an attractant for L
University of Notre Dame
R&D
-3,100

10.330
3200002567-20-022
Developing an attractant for L
University of Kentucky Research
Foundation
R&D
3,100

10.330
376429
Overhauling alfalva weevil man
University of Arizona
R&D
14,185

10.330
G222-19-W7430
Protecting Alfalfa Yield from
Montana State University
R&D
16,876

10.330
A19-1564-S001
Developing alfalfa varieties f
University of California at Davis
R&D
21,138

10.330
VARIOUS
Alfalfa and Forage Research Program
R&D
169,717
66,077

10.336
VARIOUS
Veterinary Services Grant Program
R&D
35,778

10.458
VARIOUS
Managing Risk on Utah's Farms
Custom Ag Solutions, Inc.
R&D
5,455
5,455

10.458
VARIOUS
Managing Risk on Utah's Farms
Custom Ag Solutions, Inc.
R&D
50,214

10.460
VARIOUS
Risk Management Education Partnerships

67,175

10.500
A00-0983-S078
2020 Air Force 4-H Partnership
Kansas State University

287

10.500
A00-0983-S045
2020 4-H Military Partnership
Kansas State University

3,716

10.500
134194-G004010
Risk Management Education for
Washington State University

5,000
5,000

10.500
S19158
Davis County 4-H Take Flight D
Kansas State University

5,681

10.500
35-5420-2004-003
Safety in Agriculture for Yout
University of Nebraska

9,010

10.500
AD3943-SB-884792
Dairy Revenue Risk Protection
University of Idaho
R&D
10,145

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
198

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
10.500
134194 G004016
Risk and Profitability in Beef
Washington State University
R&D
17,158

10.500
S19070
USU Extension 4-H Military Par
Kansas State University

22,169

10.500
134194-G004010
Risk Management Education for
Washington State University

35,000

10.500
VARIOUS
Cooperative Extension Service
R&D
125,639

10.500
VARIOUS
Cooperative Extension Service

174,324
50,863

10.500
VARIOUS
Cooperative Extension Service

363,915

10.500
VARIOUS
Cooperative Extension Service

2,548,533

10.516
VARIOUS
Rural Health and Safety Education Competitive
Grants Program

97,543
5,199

10.652
VARIOUS
Forestry Research
R&D
7,856

10.652
VARIOUS
Forestry Research

21,048

10.674
VARIOUS
Wood Utilization Assistance
R&D
9,295

10.674
VARIOUS
Wood Utilization Assistance

11,522

10.680
VARIOUS
Forest Health Protection
R&D
4,485

10.699
17-PA-11046000-008
THE CORPS NETWORK - USFS RAP 2
The Corps Network

111,267

10.699
VARIOUS
Partnership Agreements

174,845

10.699
VARIOUS
Partnership Agreements
R&D
388,365

10.707
VARIOUS
Research Joint Venture and Cost Reimbursable
Agreements
R&D
28,804

10.855
VARIOUS
Distance Learning and Telemedicine Loans and
Grants

127,605

10.902
68-3A75-16-736
Sagebrush Ecosystem Alliance
Pheasants Forever, Inc.
R&D
1,051

10.902
VARIOUS
Surveying Non-operating Landow
American Farmland Trust
R&D
2,752

10.902
VARIOUS
Beaver-Assisted Restoration &
Pheasants Forever, Inc.
R&D
68,057

10.912
3-580990.USU1
Innovative Technologies for Wa
Oklahoma State University
R&D
459

11
S2017-0132;
National Mesonet Program
Synoptic Data Corporation

155,848

11.431
SUBAED001350
Assessing Drought Impacts for
University Corporation for Atmospheric
Research

27,434

12
HQ0147-11-D-0052-0031
TO31 Develop and Assess
Missile Defense Agency
R&D
-7,654

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
199

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
12
954572
Freeflyer 4
Sandia Laboratories
R&D
-2,991

12
ATA ATP/FA9453-07-D-0189
INXS/Biarri Software Supp
Applied Technology Associates
Aerospace
R&D
-847

12
PO 4201443453 and PO 4201455979 /
FA9453-17-C-0077
Peregrine
Raytheon Corp General
R&D
-457

12
JL190326
ASTM
L3HARRIS Technologies, Inc.
R&D
-273

12
HQ0147-11-D-0052-0003
TO 0003 UMTC
Missile Defense Agency
R&D
-205

12
HQ0147-11-D-0052-0028
ADTE Follow On
Missile Defense Agency
R&D
-81

12
202136-636 / Prime 2011633
SAR-Aided GPS
Sandia Laboratories
R&D
-25

12
HQ0147-16-D-0002, HQ0147-17-F-
0044
Tuttle-Project P
Missile Defense Agency
R&D
-1

12
Subcontract TSC-1216-60191 /
W56KGU-19-C-0057
TSC Army RIBN Phase II
Technology Service Corporation
R&D
134
134

12
Subcontract TSC-1152-60056/
W56KGU-17-C-0091
NadirSAR Phase II
Technology Service Corporation
R&D
173
173

12
HQ0147-11-D-0052-0027
DOD Space Test Pgm Spt
Missile Defense Agency
R&D
348

12
20JDM00015 / FA8810-18-C-0005
PGS Therm Strap Ball OPIR
Ball Aerospace and Tech
R&D
609

12
7000416856
MicroMAS2 On-Orbit Op Sup
Massachusetts Institute of Technology
(MIT)
R&D
651

12
 418357-19138
NAVFAC Manual Update--Chapter-
Virigina Tech Polytechnic Institute

1,268

12
TSC-1100-33006/N68335-15-C-0176
Wind Turbine Phase II
Technology Service Corporation
R&D
1,327
1,327

12
VARIOUS
Department of Defense

2,500

12
HQ0147-16-D-0002, HQ0147-17-F-
0081
PNT
Missile Defense Agency
R&D
2,933

12
D8537-S1 / HQ0147-16-D-
0001/HQ014718F0029
Yellow Jacket
Georgia Institute of Technology
R&D
3,197

12
SIS180377
GNSU Rebuild
Jacobs Technology, Inc.
R&D
3,285

12
1077-08/FA8650-06-C-1077
SSI
Sensing Strategies, Inc.
R&D
3,295

12
4202201262
Therm Strp Raytheon OPIR
Raytheon Space and Airborne Systems
R&D
3,891

12
HQ0147-16-D-0002, HQ085420F0026
RFBR Prgm Support TO33
Missile Defense Agency
R&D
4,410
4,410

12
TSC-1191-60000
2019 AFRL University Design Ch
Technology Services Corporation

4,817

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
200

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
12
VARIOUS
Laboratory Testing Services fo
Gannett Fleming, Inc.
R&D
5,042

12
HQ0147-11-D-0052-0034
DPG Lidar Systems
Missile Defense Agency
R&D
5,324

12
MON001-S-016-07
2020 AFRL University Design Ch
DZYNE Technologies

5,586

12
SCF1136306/SP0700-99-D-0301
Global Hawk IQC
Alion Science and Technology
Corporation
R&D
6,114

12
HQ0147-16-D-0002, HQ0147-17-F-
0039
Dugway Lidar Support
Missile Defense Agency
R&D
7,290
7,290

12
50005310 / N00173-15-F-2001
TEW KeyW Support
KeyW Corporation
R&D
7,836
7,836

12
18-7900-0003-02-C9 TO# 0003
Benchmark Simulations of Impro
Universal Technology Corporation
R&D
8,129

12
3302000579
TNWAS Flight Test
L3HARRIS Technologies, Inc.
R&D
9,192

12
SDL10-100 / FA9453-12-D-0285 TO 10
Gryphon Security Support
Applied Technology Associates
Aerospace
R&D
9,302

12
TSC-1100-33006/N68335-15-C-0176
Wind Turbine Phase II
Technology Service Corporation
R&D
9,434

12
M67854-19-D-2039/M67854-19-F-2078
Marine Corps IDIQ
Marine Corp
R&D
10,135
10,135

12
HQ0147-11-D-0052-0023
AFRL/RV ERES
Missile Defense Agency
R&D
10,515

12
N00173-12-D-2004 0004
DCGS-MC Chat Monitoring
Naval Research Laboratory
R&D
10,600

12
VARIOUS
Volume Charge Distribution Mea
Box Elder Innovations, LLC
R&D
15,256

12
HQ0147-16-D-0002, HQ0147-17-F-
0052
DHFR Tech Spt
Missile Defense Agency
R&D
15,966
15,966

12
HQ0147-11-D-0052-0022
TO22 Management
Missile Defense Agency
R&D
20,287

12
142411-0000003-19-02-C13
High Temperature Optical Strai
Universal Technology Corporation
R&D
22,932

12
259-0248/PO-0007907 / FA8811-19-F-
0003
Parsons 12U Adapter Plate
Parsons Infrastructure & Technology
Group, Inc.
R&D
25,970

12
N00173-12-D-2004 0004
DCM Follow-on Support
Naval Research Laboratory
R&D
26,975

12
PO19-02201 / GS00Q14OADU431
Therm Strap NRL CCOR
KBR, Inc.
R&D
27,158

12
XXXXXX-13-D-0490 0008
MC
Misc Federal Sponsors
R&D
27,646

12
HQ0147-16-D-0002, HQ0147-18-F-
0042
AFSPC HQ Support
Missile Defense Agency
R&D
28,658

12
SUBCON002137
COSMIC-2 RF Beacon Cal/Val Sup
University Corporation for Atmospheric
Research
R&D
28,910

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
201

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
12
HQ0147-16-D-0002, HQ0147-17-F-
0044
Tuttle-Flash Te
Missile Defense Agency
R&D
30,279

12
Subcontract 1018440 / Prime 16-D-
7322
DCGS-N Help Desk
BAE Systems
R&D
30,857

12
Subcontract TSC-1222-60218 /
FA8650-20-C-1117
USAGE
Technology Service Corporation
R&D
31,310

12
MSA 19S23530AU22 - PO 111302
WH-480 - Revision and Review o
AECOM Technical Services, Inc.
R&D
35,143

12
Subcontract TSC-1152-60056/
W56KGU-17-C-0091
NadirSAR Phase II
Technology Service Corporation
R&D
35,783

12
PO 2962894 /FA8620-15-D-3009/TO
FA8620-18F-1005
GH MS-177A Sensor Integration
Northrop Grumman Systems
Corporation
R&D
36,556

12
USU-17-D-0005 / FA8622-15-F-8111
HX5 INL Support
HX5, LLC
R&D
38,292

12
HQ0147-11-D-0052-0017
AF DCGS VIP-C FY12
Missile Defense Agency
R&D
39,070

12
18-S8401-12-C1
AFRL-Subject Matter Expert: Mo
Universal Technology Corporation
R&D
44,638

12
HQ0147-16-D-0002, HQ085420F0017
ARTS-V1
Missile Defense Agency
R&D
45,527

12
SC-2174-6777
Elecrton-Emitting graphene bas
Faraday Technology, Inc.
R&D
46,951

12
6835
AOS Radiometer Cal&Char
Arizona Optical Systems, LLC
R&D
53,222

12
HQ0147-11-D-0052-0007
Dugway Task
Missile Defense Agency
R&D
54,467

12
VARIOUS
Department of Defense
R&D
54,579

12
01-20190328
SEOPS Support
SEOPS, LLC
R&D
56,912

12
162642-20-27-C1
AFRL-Subject Matter Expert: Bi
Universal Technology Corporation
R&D
59,754

12
S901059BAH / FA8750-17-F-0105
DI2E E21A
Booz Allen Hamilton, Inc.
R&D
60,238

12
HQ0147-16-D-0002, HQ0147-18-F-
0052
FORCE
Missile Defense Agency
R&D
65,668
65,668

12
Subcontract TSC-1169-60077 /
FA8650-18-C-1142
TSC HPRF Phase II
Technology Service Corporation
R&D
71,739

12
HQ0147-16-D-0002, HQ0147-17-F-
0032
SSP Support
Missile Defense Agency
R&D
74,993
74,993

12
GG12196.PO#2150693 / FA9453-19-1-
007
A-PHI
University of Virginia
R&D
77,514

12
50005310 / N00173-15-F-2001
TEW KeyW Support
KeyW Corporation
R&D
81,704

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
202

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
12
HQ0147-11-D-0052-0013
Cold Atoms
Missile Defense Agency
R&D
84,911

12
10303 / FA8650-17-C-1026
White Pine Multistatic
Defense Engineering Corporation
R&D
90,000

12
VARIOUS
Department of Defense
R&D
119,371

12
HQ0147-16-D-0002, HQ0147-17-F-
0032
SSP Support
Missile Defense Agency
R&D
130,329
130,329

12
Subcontract TSC-1216-60191 /
W56KGU-19-C-0057
TSC Army RIBN Phase II
Technology Service Corporation
R&D
131,107

12
HQ0147-16-D-0002, HQ0147-19-F-
0004
MDA TO31 Adaptive Capabilities
Missile Defense Agency
R&D
140,432

12
HQ0147-16-D-0002, HQ0147-17-F-
0052
DHFR Tech Spt
Missile Defense Agency
R&D
150,402

12
HQ0147-16-D-0002, HQ0147-17-F-
0039
Dugway Lidar Support
Missile Defense Agency
R&D
164,777
164,777

12
H98230-18-C-0172
Distributed Signal Processing
Maryland Procurement Office
R&D
165,015

12
PO-0003348 / W15P7T-13-D-0026
SATCOM
Aberdeen Proving Ground
R&D
188,028

12
201219 / F9453-14-D-0312 TO07
(7247-103)
ATA Gryphon Subcontract
Applied Technology Associates
Aerospace
R&D
196,478

12
HQ0147-16-D-0002, HQ085420F0026
RFBR Prgm Support TO33
Missile Defense Agency
R&D
201,196

12
HQ0147-11-D-0052-0016
TO16 Management
Missile Defense Agency
R&D
203,798

12
1038-05-13-01 / N68936-16-D-0016
P5 ADIU
Jacobs Technology, Inc.
R&D
218,507

12
PROJECT 60615310
WM-495 Physical Modelling of t
AECOM Technical Services, Inc.
R&D
219,381

12
PO SC20190009 / Prime N00173-16-F-
6402
PXI TO1 Blue Marlin
Praxis, Inc.
R&D
228,533

12
HQ0147-16-D-0002, HQ014718F0014
NOPP SOAR
Missile Defense Agency
R&D
229,809

12
HQ0147-16-D-0002, HQ0854-20-F-
0030
Digital Comm Matrix Phas3
Missile Defense Agency
R&D
232,145

12
HQ0147-16-D-0002, HQ0147-17-F-
0032
SSP Support
Missile Defense Agency
R&D
256,934

12
HQ0147-16-D-0002, HQ0147-17-F-
0044
Tuttle-Flash
Missile Defense Agency
R&D
281,097

12
VARIOUS
Department of Defense
R&D
288,806
33,323

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
203

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
12
HQ0147-16-D-0002-0009
STP
Missile Defense Agency
R&D
313,018

12
USU-19-F-8136 / FA8622-19-F-8136
HX5 XCM Support
HX5, LLC
R&D
331,328

12
N00173-12-D-2004, N00173-17-F-6704
TO5 FlyAway VIPC/RISNO
Naval Research Laboratory
R&D
348,184

12
HQ0147-16-D-0002, HQ0147-18-F-
0020
WOSA
Missile Defense Agency
R&D
379,270

12
HQ0147-16-D-0002, HQ0147-17-F-
0017
OPIR Development
Missile Defense Agency
R&D
387,106

12
SUB1138235 TO001
C-UUV Silkworm Yarn Developmen
Serco, Inc.
R&D
390,400

12
Subcontract 42193 / FA8750-19-C-
1511
Bender
SRI International
R&D
439,725

12
HQ0147-16-D-0002, HQ0147-17-F-
0078
AFRL SteamMill
Missile Defense Agency
R&D
510,012
510,012

12
N00173-12-D-2004, N00173-17-F-6704
TO5 F-16 Com-DigComMatrix
Naval Research Laboratory
R&D
518,395

12
XXXXXX-16-D-0243 0005
CGRAD TO5
Misc Federal Sponsors
R&D
596,115

12
N00173-19-C-2013
SPARES ISRS
Naval Research Laboratory
R&D
656,339

12
19S-0155 / Prime W9113M-19-F-0016
SETAS Order 0016
Radiance Technologies, Inc.
R&D
669,835

12
7500166459 / FA8750-17-F-0131
Full Motion Video Plug-in
Northrop Grumman Mission Systems
R&D
801,472

12
HQ0147-16-D-0002, HQ0147-17-F-
0076
GEOINT Needs Assessment
Missile Defense Agency
R&D
814,729

12
N00173-12-D-2004, N00173-17-F-6704
NRL ISRS TO5 DCGS-MC
Naval Research Laboratory
R&D
868,090

12
HQ0147-16-D-0002, HQ0147-17-F-
0044
UARC TO05 Tuttle-Juniper
Missile Defense Agency
R&D
1,015,364

12
HQ0147-16-D-0002, HQ0147-17-F-
0023
SMC/AD EGS
Missile Defense Agency
R&D
1,135,011

12
HQ0147-16-D-0002, HQ0147-18-F-
0052
FORCE
Missile Defense Agency
R&D
1,186,037
1,186,037

12
HQ0147-16-D-0002, HQ0147-19-F-
0134
KC-46
Missile Defense Agency
R&D
1,290,537

12
HQ0147-16-D-0002, HQ0147-17-F-
0078
AFRL SteamMill
Missile Defense Agency
R&D
1,547,573

12
HQ0147-16-D-0002, HQ0147-19-F-
5020
RAPTOR
Missile Defense Agency
R&D
1,599,577

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
204

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
12
M67854-19-D-2039/M67854-19-F-2078
Marine Corps IDIQ
Marine Corp
R&D
1,875,667

12
HQ0147-16-D-0002, HQ0147-17-F-
0039
Dugway Lidar Support
Missile Defense Agency
R&D
1,899,876

12
HQ0147-16-D-0002, HQ0147-18-F-
0117
WFOV Testbed Cal and MDP
Missile Defense Agency
R&D
2,339,987

12
HQ0147-16-D-0002, HQ0147-18-F-
0052
FORCE
Missile Defense Agency
R&D
2,384,559

12
VARIOUS
Department of Defense
R&D
123,723,090
30,219,736

12.300
VARIOUS
Basic and Applied Scientific Research
R&D
49,670

12.300
VARIOUS
Basic and Applied Scientific Research
R&D
136,300
111,204

12.300
VARIOUS
Basic and Applied Scientific Research
R&D
727,732

12.431
VARIOUS
Intelligent Urgent Stop
Autonomous Solutions, Inc.
R&D
13,240

12.431
VARIOUS
Basic Scientific Research
R&D
45,297

12.750
S-10507-02
Assessing the Potential of Ant
The Geneva Foundation
R&D
5,968

12.800
VARIOUS
Air Force Defense Research Sciences Program
R&D
3,983

12.901
VARIOUS
Mathematical Sciences Grants Program

9,854

14.169
VARIOUS
Housing Counseling Assistance Program

54,254

15
VARIOUS
Cheyenne Eagle Butte School Se
Cheyenne Eagle Butte School

2,000

15
VARIOUS
Department of the Interior

15,899

15
VARIOUS
Tuba City Training
Tuba City Boarding School

24,500

15
VARIOUS
Department of the Interior
R&D
177,971

15.041
VARIOUS
Environmental Management_Indian
R&D
6,764

15.224
VARIOUS
Cultural and Paleontological Resources
Management
R&D
17,536

15.225
VARIOUS
Recreation Resource Management

-1,132

15.231
NPCD-005
Cave Valley-Hamlin Valley Sage
Department of Wildlife
R&D
20,698

15.231
2503.16.055535
The Sagebrush Ecosystem Allian
National Fish and Wildlife Foundation
R&D
48,270

15.231
VARIOUS
Fish, Wildlife and Plant Conservation Resource
Management
R&D
525,009
97,840

15.232
G-45072-02
Utah Representation of the Sou
Colorado State University
R&D
1,611

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
205

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
15.232
UNR-17-28/117GC000024
GREAT BASIN FIRE SCIENCE EXCHA
University of Nevada at Reno
R&D
10,070

15.232
L0196B-B
Co-managing risk or 'parallel
Oregon State University
R&D
12,162

15.232
VARIOUS
Wildland Fire Research and Studies
R&D
73,122
2,060

15.233
VARIOUS
Forests and Woodlands Resource Management
R&D
18,727
7,188

15.236
VARIOUS
Environmental Quality and Protection Resource
Management
R&D
133,542

15.237
VARIOUS
Rangeland Resource Management

2,890

15.237
VARIOUS
Rangeland Resource Management
R&D
12,371

15.238
VARIOUS
Challenge Cost Share
R&D
8

15.243
VARIOUS
BLM Youth Conservation

75,834

15.243
VARIOUS
BLM Youth Conservation
R&D
101,258

15.244
VARIOUS
Fisheries and Aquatic Resources Management
R&D
517,980

15.246
VARIOUS
Threatened and Endangered Species
R&D
27,916

15.247
VARIOUS
Wildlife Resource Management
R&D
25,808

15.508
01292018-5060
Beaver Restoration Assessment
The Nature Conservancy
R&D
-1,958

15.511
VARIOUS
Cultural Resources Management
R&D
67,893

15.517
VARIOUS
Fish and Wildlife Coordination Act
R&D
44,758

15.529
VARIOUS
Upper Colorado and San Juan River Basins
Endangered Fish Recovery
R&D
579,090

15.557
VARIOUS
Desert and Southern Rockies Landscape
Conservation Cooperatives
R&D
64,183

15.560
VARIOUS
SECURE Water Act Research Agreements
R&D
105,699

15.608
VARIOUS
Fish and Wildlife Management Assistance
R&D
24,866

15.611
170000108
Assessment of factors associat
State of Alaska Department of Fish
and Game
R&D
-2,878

15.611
002873
Geophagy and Winter Habitat Se
Wyoming Game and Fish Department
R&D
955

15.611
IDFG-FY18-243
Beaver Restoration Assessment
State of Idaho Department of Fish and
Game
R&D
1,866

15.611
002997
Vehicle Support for North Dako
Wyoming Game and Fish Department
R&D
8,800

15.611
F16AF00613
North Dakota Greater Sage-grou
State of North Dakota
R&D
12,000
12,000

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
206

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
15.611
VARIOUS
Pronghorn Productivity and Mon
State of Idaho Department of Fish and
Game
R&D
65,287

15.611
SG19-04
Bighorn Disease Ecology and He
Department of Wildlife
R&D
76,878

15.611
19-146
Assessment of factors associat
State of Alaska Department of Fish
and Game
R&D
100,139

15.611
USU-001
Dusky Grouse Ecology and Manag
Department of Wildlife
R&D
118,438

15.611
F16AF00613
North Dakota Greater Sage-grou
State of North Dakota
R&D
124,626

15.628
002811
Assessing harvest management i
Wyoming Game and Fish Department
R&D
54,572

15.631
VARIOUS
Partners for Fish and Wildlife
R&D
5,234

15.635
VARIOUS
Neotropical Migratory Bird Conservation
R&D
16,241

15.678
G-50042-01 / F17AC00326
Demographic and physiological
Colorado State University
R&D
9,392

15.805
VARIOUS
Assistance to State Water Resources Research
Institutes
R&D
119,821
7,092

15.807
VARIOUS
Earthquake Hazards Reduction Program
R&D
17,439

15.808
VARIOUS
U.S. Geological Survey_ Research and Data
Collection
R&D
173,059

15.812
VARIOUS
Cooperative Research Units
R&D
50,344

15.815
AV18-UT-01
StateView Program Development
America View
R&D
30,551

15.815
AV18-UT-02
AmericaView Executive Director
America View
R&D
77,279

15.820
563462
A47657 DeRose Collaborative re
University of Arizona
R&D
4,623

15.820
563709
Declining Water on the Colorad
University of Arizona
R&D
15,449

15.820
476116/G18AC00320
A43607 Huntley Southwest Clima
University of Arizona
R&D
51,603

15.931
VARIOUS
Conservation Activities by Youth Service
Organizations

196,232

15.945
462688-19138
Integrated monitoring and stud
Virigina Tech Polytechnic Institute
R&D
8,607

15.945
PK131A-A/P17AC00106
LEAH AND STRING LAKES VISITOR
Oregon State University
R&D
9,146

15.945
VARIOUS
Cooperative Research and Training Programs –
Resources of the National Park System
R&D
507,211

15.954
VARIOUS
National Park Service Conservation, Protection,
Outreach, and Education
R&D
11,385

16
VARIOUS
National Mentoring Program 10
National 4-H Council

914

16.525
VARIOUS
Grants to Reduce Domestic Violence, Dating
Violence, Sexual Assault, and Stalking on
Campus

41,129

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
207

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
16.726
VARIOUS
National Mentoring Program 10
National 4-H Council

4,065

16.726
2018-JU-FX-0005
4-H Mentoring NMP Lead Advisor
National 4-H Council

16,963

16.726
2018-JU-FX-0005 (SUB)
National Mentoring Program 9
National 4-H Council

32,691

16.726
2018-JU-FX-0005 (SUB)
4-H Health Rocks! Mentoring Pi
National 4-H Council

32,785

16.726
VARIOUS
Juvenile Mentoring Program

261,793

17.600
VARIOUS
Mine Health and Safety Grants

262,497

20
7SK00020CH
Airport noise simulation
SRA International, Inc.
R&D
37,959

20.514
4918-001/490-220-001S1
Electric Bus Corridor Model
CALSTART
R&D
11,401

20.701
FAR0023140
UTC Regional Transporation Cen
North Dakota State University
R&D
4,719

20.701
S1988078; 5233; 451718; 681190
UTC National Center
Rutgers The State University of New
Jersey
R&D
52,433

20.701
FAR0028869
Prestress Losses and Developme
North Dakota State University
R&D
199,116

43
1546854 &1552770
JPL Iris
NASA Jet Propulsion Laboratory
R&D
-70,235

43
P3053601 and P3097333
VT Sounding Spt Follow On
Virginia Polytechnic University
R&D
-23

43
880361/NNL14AQ00C
RBI
Exelis, Inc.
R&D
-13

43
P0121586 and P0121981
NNU NOVA Env Testing
Northwest Nazarene University, Inc.
R&D
-6

43
BB00749230
SWEAP PSA LVPS Board
University of California at Berkeley
R&D
-6

43
T00616 FY16 (1601-TEAMS2-USU) /
NNL12AA09C
NASA Glenn Conductance
Analytical Mechanics Associates, Inc.
R&D
27

43
BB00688501
Solar Probe SWEAP DCB bds
University of California at Berkeley
R&D
40

43
GATS_SC_180002 / Hampton 03-11/
Prime NASA5-03132
SOFIE
GATS
R&D
87

43
BB00720109
SWEAP SPAI Anode Boards
University of California at Berkeley
R&D
101

43
BB00703943
LVPS Board for SPP SWEAP
University of California at Berkeley
R&D
105

43
BB00682577
HVPS PCB Assembly
University of California at Berkeley
R&D
147

43
Subcontract 21101-14-
023/NNL11AA00B
ISS Phase Change Cell Ope
Science Systems and Applications,
Inc.
R&D
154

43
PO BB00636725
Solar Probe Plus Fields
University of California at Berkeley
R&D
194

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
208

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
43
BB00673342
Solar Probe SWEAP LVPS Bd
University of California at Berkeley
R&D
195

43
PO-1080
Spt Devel PBR Calibr Syst
Surrey Satellite Technology US, LLC
R&D
453

43
4103762939 / Prime 80LARC17C0001
GeoCARB
Lockheed Martin Space Systems
R&D
463

43
18RKB00947
WFIRST
Ball Aerospace and Tech
R&D
1,828
1,828

43
22003-20-021 / 80GSFC20C0044
(HBG)
TIRS-2 Calib Analysis
Science Systems and Applications,
Inc.
R&D
2,152

43
1618674
PREFIRE
NASA Jet Propulsion Laboratory
R&D
2,319

43
17BCL00001 / NNX16AC18G
Mission Ops for CIRiS
Ball Aerospace and Tech
R&D
3,140
3,140

43
PO-04840
Battery Cell Tab Welding
Blue Canyon Technologies, LLC
R&D
3,181

43
SUBK00011783
Developing decision-support to
University of Michigan
R&D
3,397

43
170725 / Prime NNG15CR64C
ATAA Invar Compensators
Applied Technology Associates
Aerospace
R&D
3,571

43
PO No. 1651602 / 80NMO0018D0004
PGS ThermalStrps EMITHeat
NASA Jet Propulsion Laboratory
R&D
3,804

43
PO 39356/NNG12FD67C
OSIRIS Rex
The University of Arizona
R&D
4,547

43
Subcontract 1585396
JPL BECCAL
NASA Jet Propulsion Laboratory
R&D
5,764

43
1627213
JPL Thermal Straps MAIA
NASA Jet Propulsion Laboratory
R&D
9,162

43
2016-0010 RLS 6 / NNA10DF16B
Rapid Response Space
Millennium Engineering and Integration
Company
R&D
10,393

43
PO # MF200017
L3Harris Baham Therm Strp
L3HARRIS Technologies, Inc.
R&D
13,655

43
VARIOUS
WF-2365 Nevada Air Tasking Ord
Nevada Institute for Autonomous
Systems
R&D
14,140

43
21410-15-032/NNG15HQ01C
TIRS-2 Stray Light Analysis
Science Systems and Applications,
Inc.
R&D
14,389

43
1651396
Roman CTS
NASA Jet Propulsion Laboratory
R&D
16,380

43
VARIOUS
National Aeronautics and Space Administration
R&D
21,499

43
Subcontract 418UC-
FUV
University of California at Berkeley
R&D
22,899

43
18RKB00947
WFIRST
Ball Aerospace and Tech
R&D
24,414
24,414

43
4104493024
IRIS Interface Sim Board
Lockheed Martin Space Systems
R&D
25,744

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
209

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
43
162933 / 1569206
Thermal Straps APL GRS
Johns Hopkins University Applied
Physics Laboratory, LLC
R&D
25,757

43
PO No. 1646627 / 80NM0018D0004
Thrm Stp Aero Emit Design
NASA Jet Propulsion Laboratory
R&D
26,623

43
1588228 / NNH16ZDA005O
SunRISE Phase A
NASA Jet Propulsion Laboratory
R&D
30,414

43
232-01
SBIR I Subaward: Cognitive Com
Atmospheric & Space Technology
Research Associates, LLC
R&D
30,993

43
PO No. 1650785 / 80NMO0018D0004
PGS ThermalStrps AeroEMIT
NASA Jet Propulsion Laboratory
R&D
35,534

43
426709-19906 / 80NSSC19K0815
Sp for VT Sounding Rocket
Virginia Polytechnic University
R&D
44,169

43
4104544535 / 1558326
Iris Radio for Janus
Lockheed Martin Space Systems
R&D
48,389

43
08600-019
The Filter Incidence Narrow-ba
Universities Space Research
Association
R&D
56,872

43
Subgrant PO 394122
C-LIFE COLDTech
The University of Arizona
R&D
62,283

43
 '05-17
Subcontract for Participation
Hampton University
R&D
65,545

43
2016-0010 TO 2/NNA11AA15T
BioSentinal
Millennium Engineering and Integration
Company
R&D
75,328

43
18RKB00947
WFIRST
Ball Aerospace and Tech
R&D
93,162
93,162

43
17BCL00001 / NNX16AC18G
Mission Ops for CIRiS
Ball Aerospace and Tech
R&D
93,312

43
20SC-002 / 80NSSC19C0628
Iris for CAPSTONE
Advanced Space, LLC
R&D
98,513

43
VARIOUS
National Aeronautics and Space Administration
R&D
99,023

43
Subcontract 1484857/NNN12AA01C
NEOWISE
NASA Jet Propulsion Laboratory
R&D
112,753

43
0000013264/NNX13AN11G
HARP (InVEST)
University of Maryland Baltimore
County
R&D
114,407

43
515451 / 80NSSC19K0671
SIIOS Elect Controller
The University of Arizona
R&D
151,189

43
19JDM00011 / 80GSFC18C0083
Thermal Strap-Ball WFIRST
Ball Aerospace and Tech
R&D
179,631

43
517706 / 80NSSC19K0683
C-LIFE
The University of Arizona
R&D
325,818

43
HQ0147-16-D-0002, HQ0147-17-F-
0050
DOTTIE
Missile Defense Agency
R&D
542,386

43
ASUB00000160 / NNX15AV71G
IRIS for ASU
Arizona State University
R&D
779,040

43
1591746
MISE RCM
NASA Jet Propulsion Laboratory
R&D
796,001
796,001

43
18RKB00947
WFIRST
Ball Aerospace and Tech
R&D
911,837
911,837

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
210

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
43
Sub #1573576
NEOCam Extended Ph A
NASA Jet Propulsion Laboratory
R&D
1,264,917

43
1591746
MISE RCM
NASA Jet Propulsion Laboratory
R&D
1,639,685

43
18RKB00947
WFIRST
Ball Aerospace and Tech
R&D
6,351,949

43
VARIOUS
National Aeronautics and Space Administration
R&D
14,188,547
2,410,228

43.001
VARIOUS
Science
R&D
361

43.001
VARIOUS
Science

16,618

43.001
VARIOUS
Science
R&D
17,673

43.001
VARIOUS
Science

41,392

43.001
1554135
Nonlinear Interactions and com
University of Colorado
R&D
43,772

43.001
VARIOUS
Science
R&D
73,877

43.001
R53782
Ionospheric Storm-Time Electro
William Marsh Rice University
R&D
109,825

43.001
VARIOUS
Science
R&D
146,853
2,858

43.001
VARIOUS
Science
R&D
208,155

43.002
VARIOUS
Aeronautics
R&D
50,815

43.002
M1703311
Adaptive Aerostructures for Re
Texas AandM University
R&D
59,321

43.012
00009566
Center for the Utilization of
University of California at Berkeley
R&D
37,983
37,983

43.012
VARIOUS
Space Technology
R&D
196,112

43.012
00009566
Center for the Utilization of
University of California at Berkeley
R&D
498,357

45.024
VARIOUS
Promotion of the Arts_Grants to Organizations
and Individuals

866

45.129
1202055251062016
(COVID-19) General Operating Support for
Utah Humanities Council

62
COVID-19
45.313
VARIOUS
Laura Bush 21st Century Librarian Program
R&D
55,212

47
VARIOUS
National Science Foundation
R&D
62,157

47.041
VARIOUS
Engineering Grants
R&D
707,687
27,457

47.049
2(GG012343)
Photoactivator Chemistry in At
The Trustees of Columbia University in
the City of New York
R&D
357

47.049
VARIOUS
Mathematical and Physical Sciences
R&D
671,661

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
211

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
47.050
47(GG009393) PO# G11677
Salary Support for John Sherva
The Trustees of Columbia University in
the City of New York
R&D
1,859

47.050
91264401
Detecting asperity flash heati
University of Southern California
R&D
8,183

47.050
128413-G03666
INFEWS/T1: J.Givens Increasing
Washington State University
R&D
43,059

47.050
VARIOUS
Geosciences
R&D
261,973
129,709

47.050
VARIOUS
Geosciences
R&D
1,007,638

47.070
VARIOUS
Building an Ecosystem for Broa
National 4-H Council
R&D
9,000

47.070
093054-17401
Connection of Earth and Sky wi
University of Illinois
R&D
15,523

47.070
1003107-06
MESOSCALE DATA FUSION TO MAP A
Northern Arizona University
R&D
91,137

47.070
VARIOUS
Computer and Information Science and
Engineering
R&D
1,303,455
689,331

47.074
USU001-0000597686
Service Contract for Reaeratio
Battelle
R&D
-81

47.074
75822-10654
Phylogeny and diversification
Cornell University
R&D
3,584

47.074
52820/ 1637459
Arctic LTER: Climate Change an
Marine Biological laboratory-Wood
Hold, Mass
R&D
8,697

47.074
S1776A-D
Dynamical Interactions between
Oregon State University
R&D
43,148

47.074
1003088-02
SCALE-DEPENDENT FEEDBACKS AMON
Northern Arizona University
R&D
70,199

47.074
US001-0000731765
A43792 Baker, Service Contract
Battelle
R&D
89,317

47.074
VARIOUS
Biological Sciences
R&D
929,965
108,059

47.075
SUBAWD001496
Advancing Geospatial Visualiza
University Corporation for Atmospheric
Research
R&D
19,955

47.075
SUBAWARD NO. 4101-81928
Rethinking payments for ecosys
Purdue University
R&D
32,611

47.075
VARIOUS
Social, Behavioral, and Economic Sciences
R&D
117,166
5,268

47.076
VARIOUS
Spatial Ability and Blind Engi
National Federation of the Blind
R&D
58,836

47.076
VARIOUS
Education and Human Resources
R&D
2,935,841
225,661

47.078
VARIOUS
Polar Programs
R&D
2,530

47.083
012454-002
WF-2386 The Urban Flooding Ope
University of Cincinnati
R&D
58,973

59.037
VARIOUS
(COVID-19) Small Business Development
Centers

3,218
COVID-19
59.037
VARIOUS
Small Business Development Centers

1,268,719
989,278

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
212

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
60
VARIOUS
Smithsonian Institution
R&D
3,229

64
VARIOUS
Department of Veterans Affairs

16,391

64.034
VARIOUS
VA Assistance to United States Paralympic
Integrated Adaptive Sports Program

44,923

66
63-USU-000
Scientific and regulatory supp
Great Lakes Environmental Center, Inc.
R&D
7,443

66.461
VARIOUS
Regional Wetland Program Development Grants
R&D
41,425

66.509
VARIOUS
Science to Achieve Results (STAR) Research
Program
R&D
32,462

66.716
SA-2020-34
Pesticide Applicator Safety Tr
eXtension Foundation

8,600

66.716
SA-2019-11
Pesticide Safety Education Man
eXtension Foundation

12,595

77.008
VARIOUS
U.S. Nuclear Regulatory Commission
Scholarship and Fellowship Program
R&D
143,642

81
VARIOUS
Department of Energy

2,117

81
223228
INL SSHAC level 3 study: Resou
Battelle Energy Alliance, LLC

6,000

81
213985
WPT Technical Support for Cybe
Battelle Energy Alliance, LLC
R&D
16,288

81
217672
Full-Field Measurements of Het
Battelle Energy Alliance, LLC
R&D
18,705

81
VARIOUS
Department of Energy
R&D
29,254

81
225228
Contract for Services at OSL L
Battelle Energy Alliance, LLC
R&D
30,588

81
232060
Joint Appointment work with Pa
Battelle

31,112

81
274628
Enzymatic Energy Conversion: N
Battelle
R&D
38,399

81
8F-30118
Monitoring Benthic Macroinvert
Argonne Laboratory
R&D
43,304

81
VARIOUS
Department of Energy
R&D
65,907

81
127120076
Long-Range Heavy Duty Battery-
Kenworth Truck Company
R&D
82,197

81
VARIOUS
Department of Energy
R&D
99,809

81
VARIOUS
Department of Energy
R&D
117,892

81
131568
Pressure PIV Uncertainty Study
Fluor Marine Propulsion, LLC
R&D
165,766

81
VARIOUS
High Power Wireless Charging D
Wireless Advanced Vehicle
Electrification, Inc.
R&D
330,850

81.049
UWSC9285 (BPO17507)
The Plasma Science and Innovat
University of Washington
R&D
2,020

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
213

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
81.049
VARIOUS
Thermal Conductivity Measureme
Life-E, LLC
R&D
22,262

81.049
134124-G003972
Biological Electron Transfer a
Washington State University
R&D
81,253

81.049
201603457-06
An Integrated Evaluation of th
University of California
R&D
122,692

81.049
VARIOUS
Office of Science Financial Assistance Program
R&D
799,743

81.086
429399-19138
Enabling Secure and Resilient
Virigina Tech Polytechnic Institute
R&D
175,327

81.086
3300001466
WestSmartEV: Western Smart Plu
Pacificorp
R&D
253,548

81.087
VARIOUS
Renewable Energy Research and Development
R&D
149,072
84,979

81.121
VARIOUS
Nuclear Energy Research, Development and
Demonstration

114,535

81.121
VARIOUS
Nuclear Energy Research, Development and
Demonstration
R&D
857,384
725,570

81.135
118115448
Low-cost, Easy-to-integrate, a
University of California at San Diego
R&D
170,456

84
652-15-1870
Kansas Technical Assistance
Kansas Department of Education

266,051

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants

803,681

84.027
19-5011
Idaho TASK12 FY19
State of Idaho Department of Education

2,271

84.027
12927
Oregon Jobs Alike Workgroups
Oregon Department of Education

3,549

84.027
20190357
Washington Special Education A
Office of Superintendent of Public
Instruction

3,600

84.027
10792
Oregon Dispute Resolution
Oregon Department of Education

5,408

84.027
20-5049
Idaho Indicator Survey Work
State of Idaho Department of Education

6,188

84.027
11461
Oregon Interagency Coordinatin
Oregon Department of Education

7,489

84.027
VARIOUS
Tuba City SEAP Training
Tuba City Unified School District

10,796

84.027
20-5014
Idaho TASK12 and Dispute Resol
State of Idaho Department of Education

11,724

84.027
10740
Oregon TASK12 FY17-19
Oregon Department of Education

12,542

84.027
PON2 540 1900000748
Kentucky Complaint Investigati
State of Kentucky

31,285

84.027
19-5042
Idaho Indicator Survey Work
State of Idaho Department of Education

33,858

84.027
VARIOUS
Training and Assessment System
New Hampshire Department of
Education

42,761

84.027
IGA #16-19-ED PART 2
Arizona Technical Assistance F
State of Arizona Department of
Education

65,337

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
214

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
84.027
10797
Oregon Technical Assistance
Oregon Department of Education

81,203

84.027
PON2 5401900003851
Kentucky Technical Assistance
State of Kentucky

126,896

84.027
IGA #16-19-ED PART 1
Arizona Recruitment/Retention
State of Arizona Department of
Education

290,604

84.027
652-15-1862
KANSAS TASN PROJECT
Kansas Department of Education

322,186

84.031
VARIOUS
Higher Education_Institutional Aid

322,294

84.033
VARIOUS
Federal Work-Study Program
R&D
95,336

84.033
VARIOUS
Federal Work-Study Program

845,832

84.042
VARIOUS
TRIO_Student Support Services

932,347

84.044
VARIOUS
TRIO_Talent Search

413,626

84.047
VARIOUS
TRIO_Upward Bound

67,994

84.047
VARIOUS
TRIO_Upward Bound

565,886

84.048
VARIOUS
Perkins Spring FY20 Special Project
San Juan School District

74,150

84.048
VARIOUS
2020 SE Region Perkins Pathway
San Juan School District

100,851

84.048
VARIOUS
USU Perkins FY20
Box Elder County School District

118,135

84.063
VARIOUS
Federal Pell Grant Program

37,718,795

84.129
VARIOUS
Rehabilitation Long-Term Training
R&D
105,328

84.129
VARIOUS
Rehabilitation Long-Term Training

565,328

84.264
0000000517
Targeted Communities Subcontra
University of Wisconsin at Madison
R&D
14,352

84.305
VARIOUS
Education Research, Development and
Dissemination
R&D
948,266
532,523

84.323
16-02-EDSG
Arizona Web Project
State of Arizona Department of
Education

8,364

84.323
16-01-EDSG
Arizona State Personnel Develo
State of Arizona Department of
Education

159,526

84.325
VARIOUS
Special Education - Personnel Development to
Improve Services and Results for Children with
Disabilities
R&D
30,177

84.325
VARIOUS
Special Education - Personnel Development to
Improve Services and Results for Children with
Disabilities

187,880

84.325
VARIOUS
Special Education - Personnel Development to
Improve Services and Results for Children with
Disabilities

1,051,536

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
215

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
84.334
VARIOUS
Gaining Early Awareness and Readiness for
Undergraduate Programs

7,213,433
4,790,412

84.358
VARIOUS
Rural Education

29,800

84.373
100041.Y4.001-TAES01
NTAC - Improve State Capacity for IDEA Part B
& C Fiscal Data
Applied Engineering Management
Corporation

2,748

84.373
S-00015246
NTAC - Improve State Capacity for IDEA Part B
& C Fiscal Data
WestEd

105,653

84.379
VARIOUS
Teacher Education Assistance for College and
Higher Education Grants (TEACH Grants)

105,555

84.407
VARIOUS
Transition Programs for Students with
Intellectual Disabilities into Higher Education

248,922

84.424
19-924-00180
New Mexico Multi-Layered Syste
State of New Mexico Department of
Education

47,005

84.425F
P425F200889
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

2,264,661
COVID-19
84.425E
P425E200089
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

4,085,535
COVID-19
93
VARIOUS
Department of Health and Human Services
R&D
-64,827

93
VARIOUS
(COVID-19) Department of Health and Human
Services
R&D
60,806
COVID-19
93
VARIOUS
Department of Health and Human Services
R&D
3,715,827
664,210

93.048
VARIOUS
Special Programs for the Aging_Title IV_and
Title II_Discretionary Projects

19,071

93.086
VARIOUS
Healthy Marriage Promotion and Responsible
Fatherhood Grants

1,515,063
108,772

93.110
VARIOUS
Maternal and Child Health Federal Consolidated
Programs

1,456,849
80,000

93.173
VARIOUS
Research Related to Deafness and
Communication Disorders
R&D
112,720
44,346

93.233
VARIOUS
National Center on Sleep Disorders Research
R&D
692,393
543,593

93.243
330 SAMHSA PROJECT; 200668
Reducing Trauma Through a Fami
The Family Place
R&D
59,971

93.243
VARIOUS
Substance Abuse and Mental Health
Services_Projects of Regional and National
Significance

87,576

93.251
KC281200
Family Support Workshops
Idaho Department of Health and
Welfare

8,179

93.251
HRSA-2019-01-USU SKI-HI
Guam Deaf Mentor Basic Trainin
University of Guam

17,277

93.251
KC281300
Care Coordination Workshop
Idaho Department of Health and
Welfare

30,705

93.262
G-71107-01
Agricultural Safety Education
Colorado State University

978
978

93.262
G-71102-01
Train the Trainer: Building Ca
Colorado State University

6,012

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
216

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
93.262
G-71107-01
Agricultural Safety Education
Colorado State University

9,247
9,247

93.262
G-71107-01
Agricultural Safety Education
Colorado State University

60,912

93.273
VARIOUS
Alcohol Research Programs
R&D
96,404

93.273
VARIOUS
Alcohol Research Programs
R&D
917,768
798,278

93.279
10158SC
Pilot Implementation of the Fa
University of California at San
Francisco
R&D
2,982

93.279
VARIOUS
Drug Abuse and Addiction Research Programs
R&D
63,879

93.369
19-1825
SILC: Training and Technical A
TIRR Memorial Herman

122,203

93.369
2020-YR3-1812-UTAHSTATEU-CILNE
CIL: Training and Technical As
TIRR Memorial Herman

394,867

93.393
D007018701
A novel cancer syndrome in KCN
University of Minnesota
R&D
18,755

93.421
VARIOUS
Act Early Ambassadors
Association of University Centers on
Disabilities

2,712

93.432
19-1590
CIL: Training and Technical As
TIRR Memorial Herman

3,380

93.433
0000000462
Rehabilitation Research and Tr
University of Wisconsin at Madison
R&D
26,676

93.433
VARIOUS
ACL National Institute on Disability, Independent
Living, and Rehabilitation Research
R&D
80,323
52,714

93.433
VARIOUS
ACL National Institute on Disability, Independent
Living, and Rehabilitation Research
R&D
244,516
9,493

93.464
VARIOUS
ACL Assistive Technology

537,572

93.575
BJ17164
SLCO 4-H Entheos Kearns/Magna
Salt Lake County

-7

93.631
VARIOUS
Developmental Disabilities Projects of National
Significance

253,781

93.632
PO 7800004501
Serious Mental Illness Nationa
University of Kentucky Research
Foundation

77,863

93.632
3200002810-20-087
Serious Mental Illness Nationa
University of Kentucky Research
Foundation

220,085

93.632
VARIOUS
University Centers for Excellence in
Developmental Disabilities Education, Research,
and Service

507,718

93.667
VARIOUS
Bridgerland Literacy/BRAG
Bear River Association of Governments

1,432

93.788
VARIOUS
Opioid STR
R&D
520,147
26,792

93.837
VARIOUS
Evaluation of ARF6 inhibitor A
Navigen Pharmaceuticals, Inc.
R&D
11,418

93.853
17-009595 A00
Generation of genetically engi
University of Massachusetts
R&D
1,468

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
217

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
93.853
VARIOUS
Extramural Research Programs in the
Neurosciences and Neurological Disorders
R&D
203,505

93.855
5109738
Engineered hamsters as a small
University of North Carolina at Chapel
Hill
R&D
275

93.855
21F139-01
Engineering an intranasal univ
Texas Tech University
R&D
8,845

93.855
21F162-01
Development of a Universal Vac
Texas Tech University
R&D
28,891

93.855
PG20-61120-01
Genetic approaches to a safer
University of Montana
R&D
52,570

93.855
SUBAGREEMENT NO. 100
Advanced development of a vira
Kineta, Inc.
R&D
99,217

93.855
31116A
Dissecting the receptor mediat
Albert Einstein College of Medicine
R&D
102,826

93.855
VARIOUS
Allergy and Infectious Diseases Research
R&D
107,658

93.855
STTR18042019
Production and Characterizatio
Sab Capra, LLC
R&D
251,906

93.859
C15A12080(A10183)
Mechanism of Catalytic Regulat
Yale University
R&D
13,124

93.859
VARIOUS
Biomedical Research and Research Training
R&D
124,737

93.859
VARIOUS
Biomedical Research and Research Training
R&D
163,701

93.859
VARIOUS
Biomedical Research and Research Training
R&D
238,545

93.865
11000764-046
Effects During Adolescence of
Purdue University
R&D
10,472

93.865
VARIOUS
Child Health and Human Development
Extramural Research
R&D
754,388
305,752

93.866
VARIOUS
Aging Research
R&D
237,605

93.866
16-0483
Epidemiology of Alzheimer's Di
Brigham Young University
R&D
287,364

93.867
VARIOUS
Vision Research
R&D
82,092

93.884
15-218A-RPA003
HRSA Primary Care Training and
Idaho State University
R&D
17,315

93.912
VARIOUS
Rural Health Care Services Outreach, Rural
Health Network Development and Small Health
Care Provider  Quality Improvement Program

141,829
14,654

93.959
018000.340888.02
Partnership and Community Coll
Mississippi State University

70,113

94.002
VARIOUS
Retired and Senior Volunteer P
Sunshine Terrace Foundation

19,874

94.006
TIP_UCC_2019
TCN AmeriCorps TIP 2020
The Corps Network

65,172

94.006
18NDHDC002
TCN AmeriCorps TIP 2019
The Corps Network

230,713

94.013
VARIOUS
Volunteers in Service to America

414,550

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
218

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH STATE UNIVERSITY
94.020
VARIOUS
CNCS Disaster Response Cooperative
Agreement

251,112

94.027
VARIOUS
AmeriCorps VISTA Recruitment Support

8,806

98.001
UNR-17-41
WONDERS OF THE MEKONG: A FOUND
University of Nevada at Reno
R&D
17,439

98.001
USAID 72026319CA00001
WF-2351 Provide Pedagogical an
The American Universtity in Cairo
R&D
297,003

99
P106069
Therm Strp BAE NEXT 2020
BAE Systems Information Solutions,
Inc.
R&D
64

99
Letter Contract P18-222207
Jyn
Lockheed Martin Space Systems
R&D
3,325

99
VARIOUS
Miscellaneous

6,127

99
4201577870
Links-Raytheon Draco
Raytheon Corp General
R&D
8,399

99
20JDM00016 / 19-C-0064
ThermalStrap Ball Grizzly
Ball Aerospace and Tech
R&D
10,097

99
10DS-0004-UT
AOS BB Units
Misc Other
R&D
13,950

99
19JDM00007
Therm Straps BallKlondike
Ball Aerospace and Tech
R&D
31,589

99
20JDM00018
PGS ThermStrp BallFatKlon
Ball Aerospace and Tech
R&D
42,335

99
4202095828
RAST Bunkerhill 2
Raytheon Corp General
R&D
74,133

99
4202160039
Raytheon JPO Units
Raytheon Intelligence and Information
Systems
R&D
77,272

99
VARIOUS
(COVID-19) CARES Act CPB Funding
CPB

112,136
COVID-19
99
19SLM00034 / 18-C-0155
Therm Links Ninkasi
Ball Aerospace and Tech
R&D
139,726

99
A000533041
JPO Units and Support
L3HARRIS Technologies, Inc.
R&D
147,407

99
Subcontract 10DS-0002-UT
AOS
Misc Other
R&D
197,847

99
No B640809 / DE-AC52-07NA27344
Globetrotter InitialStudy
Lawrence Livermore National
Laboratory
R&D
601,593

99
Subcontract A000411652
Voyager
Harris Corporation
R&D
1,432,155

99
XXX61
Diamondback
Lockheed Martin Space Systems
R&D
5,830,107

99
VARIOUS
Miscellaneous
R&D
10,562,279
533,152

Subtotal – Utah State University
316,038,584
51,703,154
UTAH VALLEY UNIVERSITY
10
VARIOUS
Astragalus Holmgreniorum
R&D
12,246

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
219

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH VALLEY UNIVERSITY
15.657
F19AP00568
Endangered Species Conservation Recovery
Implementation Funds
R&D
66,288

43
HST-GO-14654.003-A
A Second Ladder: Testing for Bias
Space Telescope Science Institute
R&D
1,667

43
HST-GO-14051.008-A
Constraining Dust Hazes at the L/T Trans via Var
Space Telescope Science Institute
R&D
2,148

43
HST-GO-14626.002-A
Dash Mapping of IC348
Space Telescope Science Institute
R&D
4,487

43
HST-GO-14626.003-A
Dash Mapping of IC348
Space Telescope Science Institute
R&D
9,397

45.169
HAA26906720
Promotion of the Humanities_Office of Digital
Humanities

12,851

47.049
OMA-1649361
Mathematical and Physical Sciences
R&D
65,893

47.050
EAR-1853496
Geosciences
R&D
21,788

47.074
DEB-1545281
Biological Sciences
R&D
4,681

47.075
BCS-1828267
Social, Behavioral, and Economic Sciences
R&D
1,662

47.076
VARIOUS
Education and Human Resources
R&D
614,262

84.007
P007A194219
Federal Supplemental Educational Opportunity
Grants

916,717

84.031A
P031A140224
Higher Education_Institutional Aid

238,897

84.033
P033A194219
Federal Work-Study Program

913,498

84.037
VARIOUS
Perkins Loan Cancellations

95,106

84.042
P042A151382
TRIO_Student Support Services

267,805

84.047
P047A171293
TRIO_Upward Bound

396,091

84.063
VARIOUS
Federal Pell Grant Program

35,367

84.063
VARIOUS
Federal Pell Grant Program

55,970,986

84.066A
P066A160329
TRIO_Educational Opportunity Centers

214,952
51,666

84.334S
VARIOUS
Gaining Early Awareness and Readiness for
Undergraduate Programs

4,700,995
411,887

84.335A
VARIOUS
Child Care Access Means Parents in School

203,399

84.408
VARIOUS
Postsecondary Education Scholarships for
Veteran's Dependents

2,179

84.425F
P425F201784
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Institutional Portion

943,411
COVID-19
84.425E
P425E200688
(COVID-19) Higher Education Emergency Relief
Fund (HEERF) Student Aid Portion

7,546,850
COVID-19
93.859
VARIOUS
Biomedical Research and Research Training
R&D
31,981

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
220

Provided to
Subrecipients
Expenditures
R&D
Name of Pass-through Entity
Award/Contract
Name
CFDA
State of Utah
Schedule of Expenditures of Federal Awards By State Agency
For the Year Ended June 30, 2020
COMPONENT UNITS
COVID-19
UTAH VALLEY UNIVERSITY
97.044
VARIOUS
Assistance to Firefighters Grant

147,500

Subtotal – Utah Valley University
73,443,104
463,553
WEBER STATE UNIVERSITY
10
VARIOUS
Department of Agriculture

40,039

10.001
VARIOUS
Agricultural Research_Basic and Applied
Research

8,344

11.307
VARIOUS
Economic Adjustment Assistance

37,245

12
STAMP02-WSU-2020
Department of Defense
Edaptive Computing Inc.

65,045

15.678
F20AC00259
Cooperative Ecosystem Studies Units

336

17.268
HG33045-19-60-A-49
H-1B Job Training Grants

93,485
24,906

43.001
NNX15AN37G
Science

22,243

47.050
EAR-1347558
Geosciences

7,553

47.050
VARIOUS
Geosciences
R&D
73,590

47.075
28214-04124 SO1
Social, Behavioral, and Economic Sciences
Syracuse University
R&D
3,666

47.076
VARIOUS
Education and Human Resources
R&D
76,792

58
MOD24000-16-0001 MODOCAFY
18IPAHANSEN
Securities and Exchange Commission

8,470

66.034
XA-83720001
Surveys, Studies, Research, Investigations,
Demonstrations, and Special Purpose Activities
Relating to the Clean Air Act

49,670

81
None
Alliance for Sustainable Energy

10,766

84.007
VARIOUS
Federal Supplemental Educational Opportunity
Grants

490,891

84.016
VARIOUS
Undergraduate International Studies and Foreign
Language Programs

92,469

84.031
VARIOUS
Higher Education_Institutional Aid

524,708

84.033
VARIOUS
Federal Work-Study Program

808,221

84.042
VARIOUS
TRIO_Student Support Services

421,181

84.044
VARIOUS
TRIO_Talent Search

246,139

84.047
VARIOUS
TRIO_Upward Bound

712,387

84.063
VARIOUS
Federal Pell Grant Program

28,052,535

84.324
VARIOUS
Research in Special Education
R&D
109,319

The accompanying notes are an integral part of the Schedule of
Expenditures of Federal Awards
221

(This page intentionally left blank)

222

223
NOTE 1. SIGNIFICANT ACCOUNTING POLICIES

A. Basis of Presentation – The foregoing Schedule of Expenditures of Federal Awards
(SEFA) is a supplementary schedule to the State’s basic financial statements and is
presented for purposes of additional analysis. The SEFA is required by and
presented in accordance with Title 2 U.S. Code of Federal Regulations Part 200,
Uniform Administrative Requirements, Cost Principles, and Audit Requirements for
Federal Awards (Uniform Guidance).

• Federal Financial Assistance – Pursuant to Uniform Guidance, federal financial
assistance is defined as assistance provided by a federal agency, either directly
or indirectly, in the form of grants, contracts, cooperative agreements, loans,
loan guarantees, property, interest subsidies, insurance, endowments, or direct
appropriations, and also nonmonetary federal assistance, including food stamps,
food commodities, vaccines, food vouchers, and surplus property. Federal
financial assistance does not include direct federal cash assistance to
individuals. Solicited contracts between the State and Federal Government for
which the Federal Government procures tangible goods or services are not
considered to be federal financial assistance.

• Catalog of Federal Domestic Assistance – Uniform Guidance requires the
SEFA to show the total expenditures for each of the State’s federal financial
assistance programs as identified in the Catalog of Federal Domestic Assistance
(CFDA). Federal financial assistance programs and contracts which have not
been assigned a CFDA number or, where management has been unable to
determine the CFDA number, are identified with the federal agency two-digit
prefix in the SEFA.

• Cluster of Programs – Closely related programs with different CFDA numbers
which share common compliance requirements are considered a cluster of
programs. The following list identifies those State programs that are considered
to be clusters of Federal programs as defined by the 2020 OMB Compliance
Supplement.
• Aging Cluster
• CCDF Cluster
• Child Nutrition Cluster
• Clean Water State Revolving Fund
Cluster
• Disability Insurance/SSI Cluster
• Drinking Water State Revolving
Fund Cluster
• Economic Development Cluster
• Employment Service Cluster
• Federal Transit Cluster
• Federal Motor Carrier Safety
Assistance Cluster
• Fish and Wildlife Cluster
• Food Distribution Cluster
• Head Start Cluster
• Highway Planning and Construction
Cluster
• Highway Safety Cluster
• Medicaid Cluster
• Research and Development
Programs
• SNAP Cluster
• Special Education Cluster (IDEA)
• Student Financial Assistance
Programs
• Transit Services Programs Cluster
• TRIO Cluster
• WIOA Cluster

224
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

• Type A and Type B Programs – Type A programs for the State of Utah are
those programs which exceeded $23,700,000 in federal awards expended for
the fiscal year ended June 30, 2020. All other programs are classified as Type
B by the State. For the year ended June 30, 2020, certain low-risk Type A
programs were not audited and certain Type B programs were audited as
required by Uniform Guidance. All Type A and Type B programs that were
audited as major programs are listed in the “Schedule of Findings and
Questioned Costs, Part I. Summary of Auditor’s Results,” item No. 7 (page
234).

B. Reporting Entity – The State of Utah’s reporting entity includes the primary
government and its component units as described in Note 1.A. of the State’s basic
financial statements for the year ended June 30, 2020. For purposes of presenting
the SEFA, the Utah Transit Authority (UTA), a major discrete component unit,
has been excluded from the reporting entity for the fiscal year 2020.

C. Basis of Accounting – Federal financial assistance programs included in the
SEFA are primarily reported in the State’s basic financial statements as grants
and contributions in the entity-wide Statement of Activities and as federal grants
and contracts or federal reinsurance in the fund financial statements. Except for
item F presented in Note 10, the SEFA is presented using the same basis of
accounting as that used in reporting the expenditures of the related funds in the
State’s basic financial statements. The basis of accounting used for each fund is
described in Note 1.C. of the State’s basic financial statements.

• Matching Costs – Except as addressed in Note 3 for certain loan programs,
the SEFA does not include matching expenditures.
• Nonmonetary Assistance – The SEFA contains values for several nonmonetary
assistance programs. The Food Stamp program is presented at the dollar
value of food stamp electronic benefit transfers authorized and used by
recipients. The programs with commodities and vaccines are presented at the
federally assigned value of commodities disbursed by the State. The surplus
property program is presented at the estimated fair value of the property
distributed. The fair value was estimated to be 23.3% of the property’s
original federal acquisition value.  In-kind donations of PPE are valued at the
fair market value of the PPE at the time of receipt.
• Endowment and Commodities – Information on federal endowment and
commodities inventory is included in the Notes instead of on the SEFA (see
Notes 5 and 6).
• Loan and Loan Guarantee Programs – The value of new loans and loan
guarantees made during the year plus, as applicable, the beginning of the year

225
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
loan balances and loan guarantees are included in the SEFA. The outstanding
federal loan balances and loan guarantees at the end of the year are included
in the Notes instead of on the SEFA (see Note 3).
• Direct and Indirect (Pass-Through) Federal Financial Assistance – The majority
of the State’s federal financial assistance is received directly from the
granting federal agency (i.e., the State is the primary recipient). However,
some federal financial assistance, as identified on the SEFA, is passed
through a separate entity prior to receipt by the State (i.e., the State is a
subrecipient). Although this type of assistance is included on the SEFA
noting the “Name of Pass-Through Entity,” it is not reported as federal
revenue on the State’s basic financial statements because it was not awarded
directly from the Federal Government to the State.
• Pass-Through Expenditures – The SEFA includes a column for “Provided to
Subrecipients” to identify the amount provided to subrecipients. The State
makes subgrants to other entities to carry out some federal programs.
• Federal Transactions Between State Reporting Entities – Federal revenue and
expenditures are only reported once within the same fund on the State’s basic
financial statements in accordance with generally accepted accounting
principles (GAAP) and reported once on the SEFA in the primary recipient
state reporting entity. This method avoids duplication and the overstatement of
the aggregate level of federal financial assistance expended by the State and
its component units. However, purchases of services between state entities
using federal monies are reported in the basic financial statements as
expenditures or expenses by the purchasing entity and as revenues for
services rendered by the providing entity.

NOTE 2. DE MINIMUS COST RATE
The SEFA includes a portion of costs associated with general activities which are
allocated to federal financial assistance programs under negotiated formulas commonly
referred to as indirect cost rates. Three State agencies (the Department of Commerce;
the Department of Natural Resources’ Division of Forestry, Fire and State Lands; and
the Utah State Tax Commission) and one component unit (Bridgerland Technical
College) use the 10 percent de minimis cost rate.

NOTE 3. FEDERAL LOAN PROGRAMS AND LOAN GUARANTEES

Outstanding federal loan balances and loan guarantees:

226
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

Ending Amount at

    CFDA #
June 30, 2020
Rural Housing Preservation Loans
10.433
$
1,850,739
Rural Development Loans
10.447

3,457,138
Rental Housing Rehabilitation Loans
14.230

206,387
HOME Investment Partnerships Program Loans
14.239

78,582,196
Housing Trust Fund Loans
14.275

7,273,417
Coronavirus Relief Fund
21.019
      10,955,000
State Energy Program Loans
81.041

1,163,266
Federal Family Education Loans Reinsurance
84.032
 617,890,366
Perkins Loan Program
84.038

23,719,829
Nurse Faculty Loan Program (NFLP)
93.264

608,844
Health Professions Student Loans
93.342

2,851,734
Nursing Student Loans
93.364

470,344

$ 749,029,260

Any administrative allowances expended under these programs during the year are
included in the SEFA. Also included in the SEFA as required by Uniform Guidance,
is the value of new loans and loan guarantees made during the year plus, as
applicable, the beginning of the year loan balances and loan guarantees.

Some of the above loan programs require matching funds from the State. The HOME
Loan Program requires a 25 percent match; the loans made with the match money are
separate loans, accounted for separately, and are not included in the above numbers.
Other loan programs above require a 0 to 25 percent match. The above numbers for
these loan programs include the State match.

NOTE 4. FEDERAL REINSURANCE ON DEFAULTED LOANS

The Utah Higher Education Assistance Authority has entered into agreements with
the U.S. Department of Education which provide for federal reinsurance against
defaulted acquired student loans.

On December 18, 2015, the Consolidated Appropriations Act (2016, Pub. L. 114-113)
was signed, which changed the federal reinsurance rates to 100% (formerly 98% and
95%) effective December 1, 2015.

Effective December 1, 2015, the federal reinsurance on defaulted loans is paid to the
Program according to the following schedule:

227
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

Annual Default Rate
Federal Reinsurance
0% to less than 5%
100%
5% to less than 9%
100% of claims up to 5% and 90% of
claims greater than 5% but less than 9%
9% or greater
100% of claims up to 5%, 90% of claims
greater than 5% but less than 9%, and 80%
of claims 9% or greater

As of June 30, 2020, the Utah Higher Education Assistance Authority had guaranteed
student loans outstanding with a current principal and interest balance of
approximately $617,890,366. Annual default rates for purposes of application of
federal reinsurance are calculated on a federal fiscal year-end basis by dividing
default claims filed for the year by the original guarantee amount of loans in
repayment at the end of the preceding year. The Utah Higher Education Assistance
Authority’s annual default rate was less than 5% for the federal fiscal year ended
September 30, 2019.

NOTE 5. FEDERAL ENDOWMENT

The Utah Arts Council of the Utah Department of Heritage and Arts maintains an
endowment from the U.S. National Endowment for the Arts. The endowment is a
permanent fund used to provide support for the Utah Arts Endowment Fund and was
created with $600,000 of federal funds on September 26, 1991. Only the interest from
the endowment is used to make grants to individual artists and ethnic art groups. The
Utah Arts Endowment Fund also accepts donations that are used to make grants.
During the year ended June 30, 2020, interest earnings and contributions were $16,641
and no grants were issued. The Utah Arts Endowment Fund balance at June 30, 2020,
which comprises the federal endowment and donations, was $874,533.

Weber State University maintains an endowment from the U.S. Department of
Education (CFDA #84.031). The endowment addresses the needs of students that have
been placed in developmental mathematics and developmental English. It was created
June 30, 2019, for 20 years with federal funds of $80,000 and $80,000 matching funds.
Additional contributions of $80,000 will be made by the U.S. Department of Education
and Weber State University in 2021, 2022 and 2023. The endowment fund balance of
both federal and match funds at June 30, 2020, was $334,772.

228
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

NOTE 6. NONMONETARY ASSISTANCE INVENTORY

As described previously in Note 1, nonmonetary assistance is reported in the SEFA
based on the amount disbursed. As of June 30, 2020, the following inventories of
nonmonetary assistance existed:

Inventory Balance

Assistance
June 30, 2020

Food Commodities
$1,329,977

Surplus Property

3,342

NOTE 7. WOMEN, INFANT, AND CHILDREN PROGRAM FOOD REBATES

During the fiscal year ended June 30, 2020, the Utah Department of Health received
$8,579,284 of cash rebates from infant formula manufacturers on the sale of formula to
participants in the Women, Infants and Children (WIC) Program (CFDA #10.557).
Rebate contracts with infant formula manufacturers are authorized by federal regulation
7 CFR 246.16a as a cost containment measure.

Rebates are reported as a reduction of expenditures previously incurred for WIC food
benefit costs.

The cash rebates received in the fiscal year ended June 30, 2020, correspond to an
annual average food benefit for 12,943 persons.

NOTE 8. (UNAUDITED) DONATED PERSONAL PROTECTIVE EQUIPMENT (PPE)

During the fiscal year ended June 30, 2020, the Federal Emergency Management
Agency (FEMA) donated $5,778,307 of PPE purchased with federal assistance funds
for the State’s COVID-19 response. As described previously in Note 1, PPE donations
are valued at fair value at the time of receipt.

229
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS

NOTE 9. EDUCATION STABILIZATION FUNDS (CFDA#84.425)

CFDA #
 Expenditures at
June 30, 2020
Education Stabilization Fund (ESF)
Governor’s Emergency Education Relief (GEER)
84.425C
1,097,968
$
Elementary and Secondary School Emergency Relief (ESSER)
84.425D
18,472,742

Subtotal ESF
19,570,710

Higher Education Emergency Relief Fund (HEERF)
Student Aid portion
84.425E
18,595,620

Institutional Portion
84.425F
9,567,254

Strengthening Institutions Program (SIP)
84.425M
1,086,918

Fund for the Improvement of Postsecondary Education (FIPSE)
Formula Grant
84.425N
436,738

Subtotal HEERF
29,686,530

Total Education Stabilization Funds CFDA #84.425
$49,257,240

NOTE 10. RECONCILIATION OF EXPENDITURES TO FEDERAL REVENUES

Expenditures reported in the SEFA agree with the federal revenues reported in the
State’s basic financial statements with the following reconciling items:

Total Federal Expenditures from the SEFA
 $ 7,904,153,953
Reconciling items:

A.
Federal Capital Contribution for loan programs reported as federal revenue in the
State’s Proprietary Fund and Component Unit Financial Statements but not
reported on the SEFA:

HOME Investment Partnership Loans (14.239)

Housing Trust Fund (14.275)

2,144,783

4,047,495
B.
The federal expenditures reported on the SEFA for the Board of Regents’ Student
Loan Purchase Program and the Student Loan Guarantee Program – Utah Higher
Education Assistance Authority difference between the federal reinsurance and
allowances/reimbursements reported in the Proprietary Fund Financial
Statements.

30,825,692
C.
Federal flow-through funds for colleges and universities which are not reported in
the Component Unit Financial Statements as federal revenue.

(45,506,455)
D.
State-funded unemployment insurance expenditures reported on the SEFA which
are not reported as federal revenue in the Proprietary Fund Financial Statements.

(447,269,147)
E.
Build America Bonds subsidy is not covered by single audit requirements.

14,825,716
F.
Fund Financial Statements accrual of Medicaid pharmacy rebates.

(12,972,270)

230
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS
G.
Program Income for HOME Investment Partnership Loans (14.239)

(4,596,429)
H.
Reed Act money spent that was received in prior years.

(2,609,929)
I.
Loans and loan guarantees made are reported on the SEFA.
  (1,164,282,823)
J.
Emergency UI Stabilization and Access Act of 2020 funds received and unspent.

6,188,735
K.     Interest earned on advanced CARES Act Funding.
       (2,101,266)
L.     In-kind donations of PPE received from FEMA but not required to report.
       5,778,307
M.  Provider Relief Funds (93.498) received but not required to report.

54,481,503
N.
Other miscellaneous reconciling items, net.

(3,733,124)

     Total federal revenue per the Fund Financial Statements
 $ 6,339,374,741
FEDERAL REVENUE PER THE FUND FINANCIAL STATEMENTS:

Governmental Funds – Federal Grants and Contracts
 $ 4,648,234,000

Proprietary Funds – Federal Reinsurance and Allowances / Reimbursements

16,337,000

Proprietary Funds – Federal Grants

739,557,000

Component Units – Operating Grants and Contributions

1,696,471,000
Less: Component Units – Capital Grants and Contributions for Utah Transit
Authority (excluded from SEFA presentation – see Note 1.B)

(69,746,000)

     Total

7,030,853,000

Less amounts included in the Component Unit revenues for:

State, local, and other grants and contributions

College and university federal flow-through funds from State agencies

(640,498,848)

(50,979,411)

     Total federal revenue per the Fund Financial Statements
 $ 6,339,374,741

231

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232

SCHEDULE OF FINDINGS AND
QUESTIONED COSTS

233
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART I.   SUMMARY OF AUDITOR’S RESULTS

FINANCIAL STATEMENTS:

1. Type of auditor’s report issued:
Unmodified
2. Internal control over financial reporting:

 Material weaknesses identified?

 yes
 x  no
 Significant deficiencies identified?
(#2020-001; 2020-002; 2020-003)
 x  yes

 none reported
3. Noncompliance material to financial statements
noted?

 yes
 x  no
FEDERAL AWARDS

4. Internal control over major programs

 Material weaknesses identified?
 x  yes

 no
The material weaknesses relate to the following programs:
CFDA 84.425C and 84.425D Governor’s Emergency Education Relief
(GEER)
(#2020-006)
CFDA 21.019 Coronavirus Relief Fund
(#2020-031)
CFDA 14.239 HOME Investment Partnership Program
(#2020-015; 2020-016; 2020-017; 2020-040)
CFDA 93.568 Low-Income Home Energy Assistance Program
(#2020-009; 2020-040)
CFDA 16.576 Crime Victim Compensation
(#2020-018; 2020-019; 2020-020)
CFDA 16.575 Crime Victim Assistance
(#2020-018; 2020-023; 2020-024)

 Significant deficiencies identified?
 x  yes

 none reported
5. Type of auditor’s report issued on compliance for
major programs:
Unmodified for all major programs
except for the following programs which
were qualified:
CFDA 16.576 Crime Victim Compensation
(#2020-019)
CFDA 14.239 Home Investment Partnership
Program
(#2020-015)

234
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART I.   SUMMARY OF AUDITOR’S RESULTS
CFDA 93.568 Low-Income Home Energy
Assistance Program
(#2020-009)
CFDA 21.019 Coronavirus Relief Fund
(#2020-031)
6. Any audit findings disclosed that are required to
be reported in accordance with 2 CFR 200.516(a)
of the Uniform Guidance.

 x  yes

 no

7. Identification of major programs:
CFDA #
GRANT NAME
10.551, 10.561
Supplemental Nutrition Assistance Program (SNAP)
10.553, 10.555, 10.556, 10.559
Child Nutrition Cluster (NUT)
10.557
WIC
14.239
Home Investment Partnership Loans
16.575*
Crime Victim Assistance
16.576 *
Crime Victim Compensation
17.225
Unemployment Insurance
20.205, 20.219, 20.224, 23.003
Highway Planning and Construction (HPC)
21.019
(COVID-19) Coronavirus Relief Fund
66.202*
Congressionally Mandated Projects
84.027, 84.173
IDEA (SE Cluster)
84.032
Federal Family Education Loans
84.048*
Career & Technical Education
84.425 C, D, E, F, M, N
(COVID-19) Education Stabilization Fund
93.044, 93.045, 93.053*
Aging Cluster (AGE)
93.563
IV-D Child Support Enforcement
93.568
LIHEAP
93.600*
Head Start
93.775, 93.777, 93.778
Medicaid Cluster (MED)
* Type B Program

8. Dollar threshold used to distinguish between Type
A and Type B programs:
$23,700,000
9. Auditee qualified as low-risk auditee?

 yes
 x  no

235
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART II.   FINDINGS RELATED TO THE FINANCIAL STATEMENTS
2020-001. Errors in Preparation of State’s Comprehensive Annual Financial Report Identified
and Corrected
(Department of Administrative Services)

The Department of Administrative Services’ Division of State Finance (Finance) does not
have adequate internal controls to ensure that the State’s Comprehensive Annual Financial
Report (CAFR) is properly prepared in accordance with generally accepted accounting
principles.  As a result, three significant audit adjustments were made to properly present the
State’s financial position and results of operations, as follows:

 One audit adjustment to include Utah Valley University’s Foundation,
increasing total net position for Discrete Component Units by $138.3 million.
 One audit adjustment to reclassify $105.6 million of “unrestricted net position”
to “restricted net position” for “transit services” in the Discrete Component
Units’ net position.
 One audit adjustment to remove receivable and payable accruals associated with
the State Trust Lands Administration, a non-major enterprise fund.

Finance should have adequate internal controls to ensure new personnel have adequate
oversight to ensure the financial statements are prepared in accordance with generally
accepted accounting principles.  Inadequate controls may result in undetected misstatements
in the State’s financial statements.

Recommendation:

We recommend that Finance establish internal controls to ensure the State’s financial
statements properly reflect the financial position and results of operations of the State
as a whole.

DAS’s Response:

We agree with the findings and recommendations outlined in your Management Letter.

2020-002. Multiple Corrections Required to Accurately Report Schedule of Expenditures of
Federal Awards and Summary Schedule of Prior Audit Findings
(Department of Administrative Services; Department of Workforce Services)

Federal Agencies:  Various
CFDA Numbers and Titles:   Various
Federal Award Numbers:  Various
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: N/A

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State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART II.   FINDINGS RELATED TO THE FINANCIAL STATEMENTS

Schedule of Expenditures of Federal Awards (SEFA):

The State of Utah’s (State) SEFA required multiple corrections to accurately reflect amounts
expended under federal awards as of June 30, 2020.  The State’s Division of Finance
(Finance) compiles the Schedule using information provided by multiple state agencies.
Several agencies provided inaccurate information to the Division, information which
Finance did not detect and correct.  For instance,

 The Department of Workforce Services (DWS) initially did not include
$447,269,147 of State-funded Unemployment Insurance expenditures.
 Finance did not report $23,512,157 of COVID-19 funding for the Supplemental
Nutrition Assistance Program (SNAP) separate from the regular SNAP funding.
 The Utah State Board of Education (USBE) and DWS misreported $48,843,003 in
pass-through expenditures for 6 awards.
 USBE incorrectly reported the federal award number for 6 of 70 awards reviewed.

Finance and the entities noted above did not have written procedures to assist personnel in
the SEFA preparation and have not established internal controls to ensure the accuracy of
the information provided and used in the SEFA.  Finance and the state entities should
coordinate efforts to ensure accurate information is reflected in the SEFA.

Summary Schedule of Prior Audit Findings:

The Summary Schedule of Prior Audit Findings also required multiple corrections to
accurately reflect those findings which still required corrective action by various state
agencies.  Finance prepares this schedule which spans multiple years of audits and tracks the
agencies’ progress in implementing previous audit findings and recommendations.  New
personnel at Finance did not understand the appropriate way to compile the schedule and
included 8 findings for which corrective actions had been taken.  Finance had not developed
written procedures or established internal controls to ensure the schedule included the
proper information.

Incomplete and inaccurate information and amounts reported in the SEFA and Summary
Schedule of Prior Audit Findings result in improper federal reporting.

Recommendation:

We recommend:
1. Finance, DWS, and USBE develop written procedures for the SEFA
preparation and establish internal controls to ensure the accuracy of the
information provided to the Division of Finance;

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State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART II.   FINDINGS RELATED TO THE FINANCIAL STATEMENTS
2. Finance develop written procedures and establish internal controls to ensure
the proper reporting of findings in the Summary Schedule of Prior Audit
Findings.

DAS’s Response:

We agree with the findings and recommendations outlined in your Management Letter.

DWS’s Response:

The department’s written procedures for compiling the department’s portion of the State’s
Schedule of Expenditures of Federal Awards (SEFA) were provided to the auditors during
the audit.  The department also provided the auditors with the department’s established
internal controls that were in place to ensure the accuracy and completeness of the data
compiled for the State’s SEFA.

The department purposefully excluded the State-funded Unemployment Insurance
expenditures from the initial preparation of the department’s portion of the State’s SEFA
because, in prior years, that particular data has always been added to the State’s SEFA by
the State Division of Finance.  The portion of the pass-through expenditures error cited by
the auditors that belongs to the Department of Workforce Services is $1,495,000 for one
award (HOME Investment Partnerships Program).  Based on our interpretation of 2 CFR
§200.502(a), the department’s approach in compiling the SEFA data was to report the
receipt of program income for the HOME Investment Partnerships Program, not the use of
program income.  As a result, we intentionally excluded program income expenditures in the
pass-through column on the program income line for the HOME Investment Partnerships
Program during the initial compilation of federal expenditure data for the State’s SEFA,
reporting only the receipt of program income for that line instead.

2020-003. Oversight of Federal Programs Administered in the HCD and ASD Divisions Should
Be Strengthened
(Department of Workforce Services)

Federal Agencies: Various
CFDA Numbers and Titles:   Various
Federal Award Numbers:  Various
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: N/A

NOTE:  This finding is presented in detail in Finding No. 2020-040 in Part III of this
Section.

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State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS & QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF AGRICULTURE
2020-004. SNAP Benefit Issuance Reconciliation Differences Go Unresolved
(Department of Workforce Services)

Federal Agencies:  Department of Workforce Services
CFDA Numbers and Titles:   10.551 and 10.561 Supplemental Nutrition Assistance Program
Federal Award Numbers:  Various
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: N/A

DWS did not identify or resolve ongoing reconciling differences between eREP, its central
issuance system, and Conduent, its EBT contractor postings, in a timely manner.  The
reconciling differences began in January 2019, averaged $143,451 per day through June 30,
2020, and ranged from $8,451,857 to ($6,431,326).  Because it had not resolved the differences,
DWS could not rely on its system to generate issuance data for federal reporting purposes and
instead, relied upon external issuance data provided by Conduent.

7 CFR 274.4 requires State agencies to reconcile benefits posted on their central computer
against benefits on issuance authorization files, to reconcile total funds entering into, exiting
from, and remaining in the system each day, and to provide maintenance of audit trails that
document the full cycle of benefit issuance through retailer settlement.  In addition, the
regulation requires benefit issuance and reconciliation information be reported from the State
agency’s system to USDA Food and Nutrition Service.

During its system update processes, DWS implemented changes in eREP that inadvertently
caused the system to incorrectly report benefit issuance amounts for daily reconciliation
purposes. Improperly implemented system updates could result in incorrect benefit calculations
and issuances that remain undetected.

Recommendation:

We recommend DWS improve its internal controls over change management processes to
ensure errors in application programs are prevented or detected and corrected before the
changes are moved into the production environment.

DWS’s Response:

The department concurs with the finding.

239
State of Utah
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For the Year Ended June 30, 2020
SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS & QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF EDUCATION
2020-005. Contract Addendum Noncompliant with Federal Procurement Regulations
(Snow College)

Federal Agency:  Department of Education
CFDA Number and Title: 84.425F – Higher Education Emergency Relief

Fund (HEERF) - Institutional Portion
Federal Award Number:
P425F201257
Questioned Costs:  $23,167
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

Snow College (the College) did not conduct a procurement in accordance with Federal
regulations.  In February 2020, prior to the outset of the COVID-19 pandemic (the pandemic),
the College entered into a contract with an online program management provider (the OPM) to
enhance its online education program. This contract was focused solely on non-campus based
students. In May 2020, subsequent to the outset of the pandemic, the College entered into a
contract modification with the OPM that replaced the original contract and effectively expanded
the contract to assist the College in expanding its online education for traditional on-campus
students. The contract modification significantly increased the price of the contract to an annual
amount of $196,000.   In addition, the College was not able to provide documentation to support
allowability of costs charged to the program.  Because the College does not spend much
involving contracts subject to federal procurement requirements, management was unfamiliar
with the related requirements on procurement and monitoring contracts for allowable activities
and costs. As a result, the following control and compliance issues occurred:

 The College did not have control procedures to ensure compliance:

2 CFR 200.303 requires non-federal entities to “establish and maintain effective internal control
… that provides reasonable assurance that the non-federal entity is managing [the program] in
compliance with … terms and conditions of the federal award.” The College did not have the
required control procedures to ensure compliance with federal requirements related to contracts.

 The contract was noncompliant with grant guidance and contract services were not
monitored:

In relation to the use of OPMs, the United States Department of Education Higher Education
Emergency Relief Fund Frequently Asked Questions (FAQ) Rollup Document, Question 40,
stated that, “institutions may use the funds for Recipient’s Institutional Costs to pay a per-student
fee to a third-party service provider, including an OPM, for each additional student using the
distance learning platform.” The College was unable to produce any documentation related to a
per-student fee. In addition, the College was unable to produce sufficient documentation that the
OPM provided the agreed upon services and to support the costs was for allowable activities and
costs.

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State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS & QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF EDUCATION

 The College did not ensure the OPM was not suspended or debarred:

2 CFR section 180.300 requires that “when … enter[ing] into a covered transaction … you must
verify that the person [or entity] with whom you intend to business is not excluded or
disqualified.” The College’s standard procedure is to include a clause in contracts certifying that
the vendor is not suspended or debarred. Neither the original contract nor the contract
modification contained any such clause.  The College did not perform any procedures to ensure
the OPM was not suspended or debarred.

 The College did not adequately document the procurement process:

2 CFR 200.318(i) requires that “the non-Federal entity must maintain records sufficient to detail
the history of procurement. These records will include … rationale for the method of
procurement, selection of contract type, contractor selection or rejection, and the basis for the
contract price.”

The contract extension used was a non-competitive procurement, or a sole-source award. While
the use of a non-competitive procurement may have been justified based on the criteria in 2 CFR
200.320(f), the College could not produce documentation of its rationale for limiting
competition, selection of contract type, or selection of the OPM.

 The College did not perform the required cost or price analysis:

2 CFR 200.324 requires that, “the non-Federal entity must perform a cost or price analysis in
connection with every procurement action in excess of the Simplified Acquisition Threshold
including contract modifications.” Although the contract modification was above the simplified
acquisition threshold, the College did not perform any acceptable cost or price analysis.

These control and compliance issues increase the risk that the College may incur costs that were
not in compliance with allowable activities and costs, procurement, suspension and debarment
requirements.  We questioned the amount of $23,267 charged to the grant.

Based on subsequent communication, the College anticipates having additional eligible
expenditures that may be used to replace these questioned costs in the following year by the end
of the grant period.

Recommendation:

We recommend the College familiarize itself with federal procurement requirements and
establish effective control procedures to ensure compliance with federal procurement,
allowable activities, and allowable costs requirements.

241
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS & QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF EDUCATION
College’s Response:

Snow College agrees with this finding.  At the time of the original procurement of the consultant,
institutional funds had been established for the payment of these services.  In response to the
COVID-19 pandemic and in keeping with the original intent of the contract, an addendum was
written that expanded services by the contractor.  Since the services were expanded to include
online delivery of Snow College courses directly related to the institution’s response to COVID-
19, the addendum was determined to be paid through CARES Act relief funds.  State
procurement code was followed when the original contract was signed, but since Snow College
had not originally intended to pay any portion of the contract in question from federal dollars,
the federal procurement process was not followed.  Snow College agrees with the finding and
will ensure federal procurement code is followed when the institution plans to spend federal
monies.

2020-006. Reported Expenditures Not Supported by Underlying Reimbursement Requests
(Utah State Board of Education)

Federal Agency:  Department of Education
CFDA Number and Title: 84.425C Governor’s Emergency Education Relief (GEER)

84.425D  Elementary and Secondary School Emergency Relief

(ESSER)
Federal Award Number:
S425C200031

S425D200032
Questioned Costs:  $0
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

The Utah State Board of Education (USBE) does not require local education agencies (LEAs) to
submit reimbursement requests in a timely manner and reports estimated expenditures made
during the fiscal year.  The following table summarizes the differences between the reported
expenditures and actual expenditures, or expenditures supported by reimbursement requests,
through June 30, 2020.

Estimated
Expenditures
Actual
Expenditures
Difference
84.425C – Governor’s Emergency
Education Relief (GEER)
$          18,472,742
$      15,245,979
$    3,226,763
84.425C – Governor’s Emergency
Education Relief (GEER)
              1,097,068
            206,398
        809,670

$          19,569,810
$     15,533,377
$    4,036,433

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State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF EDUCATION
As a result, we were unable to test $4,036,433 of reported expenditures for compliance with
allowable activities and allowable cost compliance requirements outlined in the Office of
Management & Budget’s 2020 Compliance Supplement.  Because USBE had not drawn
down the $19,569,810 as of June 30, 2020, we did not question the unsupported
expenditures.  Timely reimbursement requests would more effectively help USBE detect
and correct any potential noncompliance at the LEA level.

Recommendation:

We recommend USBE require the LEAs to submit reimbursement requests in a timely
manner.

USBE’s Response:

The USBE agrees with this finding.

243
State of Utah
Single Audit Report
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
2020-007. Medicaid Program Review Accuracy Rates 9 Points Below Target
(Department of Health; Department of Workforce Services)

Federal Agency:  Department of Health and Human Services
CFDA Number and Title:  93.778   Medical Assistance Program (Medicaid Title XIX)
Federal Award Numbers:  Various
Questioned Costs:  $0
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A
The Department of Workforce Services (DWS) Program Review Team (PRT) process had
an 88% accuracy rate, as compared to its 97% target accuracy rate, and payment errors of
$45,249.99, as identified by the DOH Medicaid Eligibility Quality Control (MEQC) team
during a recent review.  The MEQC team reviewed 295 cases subject to a PRT review.  In
these 295 cases, the MEQC team identified 36 errors resulting in a 12% error rate (88%
accuracy rate).  While DWS counselors incorrectly determined applicants’ initial eligibility,
the PRT process did not identify or correct these errors.  Examples of incorrect eligibility
determinations included cases where:

 An individual was approved for an incorrect medical program;
 An individual was ineligible for the medical program issued; or,
 Denial of the program was incorrect.

The MEQC team also identified areas of concerns in the PRT process contributing to its
inability to identify and correct errors, including: misapplication of Medicaid policies,
inadequate documentation of review, incorrect level of review, improper correction of
errors, inadequate procedures and guidance, and incorrect methods in calculation of the
error rate.  Because there is no federal requirement to return eligibility-based overpayments,
we have not questioned any costs.

The eligibility determination accuracy rate is used to determine the state’s Federal Medicaid
Assistance Percentage (FMAP).  Thus, if the State does not meet its target accuracy rates,
the federal government could potentially reduce the FMAP rate.  Even minimal reductions
in the FMAP rate could lead to significant reductions in the federal dollars used to fund
Medicaid in the State of Utah.

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State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
Recommendation:

We recommend that:
1. DWS improves its PRT case review process to remedy the concerns
identified above (e.g., misapplication of Medicaid policies and incorrect level
of reviews) to meet the 97% target accuracy rate; and,
2. DOH provides assistance to DWS as needed to improve the PRT process.

DOH’s Response:

The Utah Department of Health agrees with this finding.

DWS’ Response:

The MEQC audit was completed in June 2019.  The PRT case review guide was updated in
September 2019.  Program (policy) specialists will be attending the PRT meetings each
quarter to review trends and go over policy clarifications and external audit findings.  We
also committed to publishing the PRT resources in the Operations Manual - including a
consistency guide.

The PRT managers meet on a regular basis with the Program managers to review and
discuss policy and procedure.  The meeting entails discussion on how QC would look at
specifics and what potentially would be cited.  They also engage in conversations about
error trends, individual training needs, and program specific policy that may need to be
clarified or retrained.  This ensures consistency in what is being trained and what is being
cited by PRT.

Lastly, the PRT updated their procedures, to ensure clearer guidance.

The PRT process is designed to measure employee performance and is not intended to
replace the MEQC process.

The Department of Health (DOH) has committed to working with DWS on improvement of
the PRT process.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
2020-008. Use of Appropriate National Correct Coding Initiative (NCCI) Edit Files Not Verified
(Department of Health)

Federal Agency:  Department of Health and Human Services
CFDA Number and Title:  93.778   Medical Assistance Program (Medicaid Title XIX)
Federal Award Numbers:  Various
Questioned Costs:  $0
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A
The Department of Health (DOH) did not verify its third-party contractor’s use of
appropriate National Correct Coding Initiative (NCCI) edit files.  According to the NCCI
Medicaid Policy Manual and the NCCI Medicaid Technical Guidance Manual, DOH is
required to use the most recent quarterly Medicaid NCCI edit files to ensure the proper
payment of procedures.  While DOH obtained from the federal government website the
updated quarterly edit files and then sent the files to its third-party contractor, it did not
independently verify the contractor’s use of the updated edit files.  Rather, DOH felt that
reviewing the weekly and quarterly reports delivered by the contractor provided adequate
verification.  Not verifying the use of the appropriate edit files may result in improper
payments.

Recommendation:

We recommend DOH implement procedures to verify that the third-party contractor
uses the most recent quarterly Medicaid NCCI edit files.

DOH’s Response:

The Utah Department of Health agrees with this finding.

2020-009. LIHEAP CARES Act Benefit Policy Development and Deployment Did Not Align with
Award Terms and Conditions
(Department of Workforce Services)

Federal Agencies:  Department of Health and Human Services
CFDA Numbers and Titles:   93.568 Low-Income Home Energy Assistance Program

Federal Award Numbers:  2001UTE5C3
Questioned Costs:  $6,606
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: N/A

246
State of Utah
Single Audit Report
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
DWS developed a Coronavirus Aid, Relief, and Economic Security Act (CARES Act)
benefit policy to rapidly issue flat benefit amounts of $550 per household for its Low-
Income Home Energy Assistance Program (LIHEAP). This policy did not align with normal
LIHEAP award terms and conditions, which should be effective for the CARES Act portion
of funding.

The CARES Act LIHEAP Notice of Award did not modify the normal terms and conditions
applicable to LIHEAP recipients and their eligibility requirements, but it did extend the
period of obligation to September 30, 2021. DWS awarded the additional benefit on a first-
come, first-served basis to households that already received benefits during the program
season (October 2019 – April 2020) without determining any targeted income, energy
assistance, or Coronavirus need. Normal terms and conditions for eligibility specify that
benefit amounts should be determined by calculating income, energy burden, and target
group, including for crisis-type payments.

We sampled 13 households and determined all 13 households were over the maximum
benefit amount established under normal award terms and conditions. We calculated a
sample excess benefits amount of $6,006 from a sample population of $7,150 and projected
the error over the total CARES Act benefit population of $4,818,050. Based on our
sampling, we consider the material portion of CARES Act benefits paid to be excessive. We
have questioned the sample excess benefits of $6,006. In addition, we identified four
households from our population that received $150 each in excess of the flat $550 CARES
Act amount. Therefore, we have also questioned those costs of $600.

In its effort to quickly disburse the CARES Act funds, program managers overlooked the
purpose and timing outlined in the terms and conditions of its federal award and disregarded
normal eligibility policies and procedures. In addition, division management’s inadequate
oversight of policy development and rapid deployment could not only result in waste of
federal funds, but also in targeted households not receiving adequate benefits.

Recommendation:

We recommend DWS program managers follow terms and conditions provided in
federal notices of awards, and division management provide adequate oversight of
program policy development and deployment to ensure it meets program purposes.

DWS’s Response:

When the CARES supplemental funding was awarded, states were given the flexibility to
determine how to disperse the funding, including the option to provide a flat benefit amount.
Due to system limitations, the department decided on a flat benefit amount in order to get
the benefits to families quickly and efficiently.  Other states also provided flat benefit

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
amounts to LIHEAP customers including Nebraska, Washington D.C., and Colorado.  All
benefits went to LIHEAP-eligible households.

2020-010. LIHEAP Benefit Overpayments Due to Improper Eligibility Decisions
(Department of Workforce Services)

Federal Agencies:  Department of Health and Human Services
CFDA Numbers and Titles:   93.568  Low-Income Home Energy Assistance Program

Federal Award Numbers:  2001UTE5C3, G-1901UTLIEA
Questioned Costs:  $170
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: N/A

DWS and its sub-recipients improperly determined eligibility benefit amounts for LIHEAP.
We sampled 60 households that received regular LIHEAP benefit payments and noted errors
related to 2 of the 60 cases (3.33 percent error rate). The sampled expenditures totaled
$31,932 from a total population of $15,167,806. We have questioned costs of $170 as
described below:
a. For one case, the intake worker did not include annuity income on the client’s
application. This caused the client to receive a total benefit overpayment of $20,
which we have questioned.
b. For another case, the intake worker inaccurately identified the client as over 60 years
old and disabled. This caused the client to receive a total benefit overpayment of
$150, which we have questioned.

DWS policies, as delegated by 42 USC 8624, specify that annuity income should be
included in benefit calculations.  Additionally, program policies identify disabled clients
over age 60 as a target group for additional benefit. DWS’s sub-recipient monitoring
activities did not adequately consider, assess, or address risks to compliance posed by sub-
recipient employee turnover, policy training, and program requirement knowledge.
Improper eligibility determinations and failure to detect errors can cause inappropriate
benefit payments and improper use of federal funds.

Recommendation:

We recommend DWS focus its sub-recipient monitoring activities, including risk
assessment and policy communication, to address eligibility noncompliance risks from
sub-recipient staff turnover, training, and ineffective internal controls.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
DWS’s Response:

The department will implement the recommendation.

2020-011. LIHEAP Reporting Errors and Untimely Submissions
(Department of Workforce Services)

Federal Agencies:  Department of Health and Human Services
CFDA Numbers and Titles:   93.568  Low-Income Home Energy Assistance Program

Federal Award Numbers:  G-1901UTLIEA, 2001UTE5C3
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: N/A

The Department of Workforce Services did not have internal controls to prevent and detect
the errors in and timely submission of its LIHEAP reports as follows:
LIHEAP Performance Data Form
 12 of 61 lines reported incorrect information. The difference of reported average
dollar amounts ranged from $43 understated to $3,869 overstated, and number of
households reported ranged from 4,084 to 1,077 understated.
 The report was submitted 4 days after the report due date.

Annual Report on Households Assisted by LIHEAP
 3 of 23 lines reported incorrect information. Inaccurate number of households ranged
from 41 understated to 2,000 overstated.
 The report was submitted 42 days after the report due date.

Carryover and Reallotment Report
 This report was prepared and submitted before it was approved.

2 CFR 200.303 states, “The non-federal entity must establish and maintain effective internal
control over the Federal award that provides reasonable assurance that the non-Federal
entity is managing the Federal award in compliance with Federal statutes, regulations, and
the terms and conditions of the Federal award.”  Reports, especially key line items, should
be prepared and documented from complete, accurate, and consistent data, subjected to
internal review, and submitted in a timely manner as required by award terms and
conditions.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
Program managers misunderstood new program requirements, used inconsistent data, and
inadequately documented report preparation, which should be detected by internal controls.
Program managers, however, relied on external review, rather than an internal review. In
addition, division managers did not supervise program managers to ensure they understood
program requirements or monitor internal controls for on-going performance, effects of new
requirements, or maintenance of separation of duties. Failure to design, implement, and
adhere to internal controls could result in incomplete, inaccurate, and inconsistent reporting.

Recommendation:

We recommend DWS:
1. Design and implement internal controls for performance and special reports;
2. Division managers perform supervision and monitoring activities to ensure
internal controls function as designed;
3. Gain a sufficient understanding of  performance report requirements;
4. Use consistent data for reporting and adequately document preparation
methodology; and,
5. Submit reports on time.

DWS’s Response:

The former HEAT Program eligibility system, SEALWorks, had limitations for reporting.
On October 1, 2020, the HEAT Program began using the department’s Electronic Resource
Eligibility Product (eREP) system for eligibility determination.  The eREP system will
enable the department to provide more accurate data for reporting and mitigate the need for
manual data collection.  An extension to the deadline was requested and granted by OCS for
the report to be submitted at a later date as the data was still being gathered.

2020-012. Inadequate Internal Controls over Preparation of Federal Reports
(Southern Utah University)

Federal Agency:  DHHS
CFDA Numbers and Titles: 93.600- Head Start
Federal Award Numbers:  Various
Questioned Costs:  $0
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

There was no accuracy review performed on the Real Property Status Report and the
Federal Financial Reports required for University Head Start by the Department of Health

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
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U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
and Human Services (DHHS). As a result, before the two required Federal Financial Reports
we tested were sent to DHHS, Management did not detect and correct inaccurate indirect
cost rates reported on both reports and the incorrect basis of accounting box checked on one
report.

Federal regulations (2 CFR 200.303) require non-federal entities to “establish and maintain
effective internal control…that provides reasonable assurance that the non-federal entity is
managing [the program] in compliance with…terms and conditions of the federal award.”
Head Start did not establish internal controls over reporting because it relied on University
Accounting Services’ experience and expertise to ensure the accuracy of reports. The errors
we noted on the reports we reviewed occurred because of a misunderstanding by
Accounting Services staff about what rate should be presented on these reports and because
the staff preparing the report made typos.

A lack of controls over the preparation of federal reports increases the risk that reports are
not prepared accurately and in accordance with award reporting requirements, as illustrated
by the errors found in the tested reports.

Recommendation:

We recommend the Head Start program design and implement an effective internal
control to ensure the accuracy of its reports.

University’s Response:

We appreciate your recommendation.  Southern Utah University felt it was sufficient control
to have the financial reports prepared and submitted by accounting services, separate from
the Head Start Program.  New procedures will be implemented to add an additional level of
approval.

2020-013. Improper Reporting to Those Charged with Governance
(Southern Utah University)

Federal Agency:  DHHS
CFDA Numbers and Titles: 93.600- Head Start
Federal Award Numbers:  Various
Questioned Costs:  $0
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

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State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES
The Head Start program does not regularly share monthly financial statements with the
Board of Trustees. 42 USC 9837(d)(2)(A) states that Head Start agencies “shall ensure the
sharing of accurate and regular information for use by the governing body and the policy
council, about program planning, policies, and Head Start agency operations, including
monthly financial statements, including credit card expenditures….”

Rather than providing a monthly financial statement with the Board of Trustees, financial
information is presented during University Head Start subcommittee meetings. However,
the subcommittee does not meet regularly and only met once during fiscal year 2020.
Because the Board of Trustees does not have access to regular financial information,
including monthly financial statements, they are limited in their ability to fulfill their fiscal
responsibility over the Head Start program.

Recommendation:

We recommend the Head Start program develop policies and procedures that require
the regular sharing of financial information with the Board of Trustees.

University’s Response:

The SUU subcommittee to the Board of Trustees has been delegated by the trustees to
represent them in all Head Start matters. The Trustees have appointed a member of the
Board of Trustees to represent them on the subcommittee and then report directly back to
the Board.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
2020-014. Untimely Identification and Resolution of HOME Loan Reconciliation Differences
(Department of Administrative Services; Department of Workforce Services)

Federal Agencies:  Department of Housing & Urban Development (HUD)
CFDA Numbers and Titles:   14.239 HOME Investment Partnership Program
Federal Award Numbers:  M19-SG490100
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: N/A

Finance services Home Investment Partnership Program (HOME) loans on behalf of the
Department of Workforce Services (DWS).  Finance did not properly identify and resolve
reconciling items between the State’s loan tracking system and general ledger (FINET) for
the HOME loans.  DWS did not adequately monitor Finance’s reconciliation to ensure
differences were properly identified and resolved in a timely manner.  Reconciling
differences from the November 2019 and/or May 2020 reconciliations include the
following:

 29 items which spanned from fiscal year 2009 to 2019 and totaled $1,169,228
 18 unusual items which included “unknown differences” or amounts that did not
appear to be HOME loan related and totaled $1,368,151
 1 unusual current fiscal year item left unresolved for a majority of the fiscal year in
the amount of $745,000.

Adequate internal controls over cash receipts, disbursements, and financial reporting rely
upon the performance of monthly reconciliations between the loan system and the general
ledger.  This reconciliation procedure also ensures the correct use and reporting of the
HOME loan principal and interest payments (program income).  Reconciling differences
should be investigated and resolved in a proper and timely manner.

Finance’s focus on prioritizing current transactions rather than previous transactions
combined with constraints of setting up loans in the loan system caused these errors to
occur.  Additionally, DWS, who is primarily responsible for compliance with HOME loan
requirements, did not actively monitor loan servicing performed by Finance.

DWS uses program income to award and disburse new HOME loan funds prior to drawing
additional funds from federal sources. Failure to properly identify and resolve loan fund
transactions in a timely manner can result in undetected errors, fraud, or noncompliance
with federal program income requirements.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Recommendation:

We recommend the following:
1. Finance and DWS work together to investigate and resolve the reconciling
differences in a timely manner;
2. Finance and DWS resolve loan system constraints to ensure accurate and
proper recording and reporting of transactions; and
3. DWS actively monitor loan servicing performed by Finance to ensure proper
handling of HOME loan principal and interest payments (program income).

DAS’s Response:

We agree with the findings and recommendations outlined in your Management Letter.

DWS’s Response:

Prior to the audit, the department initiated and completed a comprehensive reconciliation of
loan information for the HOME Investment Partnerships Program in the department’s grant
management system (Webgrants), the State’s general ledger system (FINET), the State’s
loan management system (CLCS), and the Integrated Disbursement and Information System
(IDIS).  This comprehensive reconciliation spanned a period of 15 years to ensure that
department personnel captured and reconciled all historical differences.  The State’s loan
management system (CLCS) is administered by the State Division of Finance which also
services the HOME Investment Partnerships Program loans for the department.  The
department has been working with the State Division of Finance to resolve the outstanding
reconciling differences identified as a result of the comprehensive reconciliation.  Resolving
the reconciling items for the HOME Investment Partnerships Program is complex due to the
use of multiple subaccounts for the program and a significant amount of activity between
those subaccounts by both the State Division of Finance and the department.  The majority
of the unreconciled items noted by the auditor occurred in years prior to the employment of
current State Division of Finance staff.  Many items require extensive research to resolve
due to the lack of evidence and documentation on old reconciliations.  The net effect of the
errors identified by the auditor totaled $569,262.

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U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
2020-015. Failure to Comply with HOME Sub-Recipient Monitoring Requirements
(Department of Workforce Services)

Federal Agency:  Department of Housing & Urban Development (HUD)
CFDA Numbers and Titles: 14.239
HOME Investment Partnership Program
Federal Award Numbers:
M19-SG490100
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

As part of our audit of the Home Investment Partnership Program (HOME) sub-recipient
agreements at the DWS’s Housing and Community Division, we identified the following:

 Program and financial managers failed to ensure a complete contractor/sub-recipient
determination existed for six of eight agreements.  For the remaining two
agreements, both original determinations were incorrect or incomplete.  The program
and financial managers subsequently identified and completed one of these
determinations nine months after execution, but the determination remained
incorrect.  Division management, the party charged with agreement execution, did
not detect or correct any missing, incorrect, or incomplete determinations prior to
executing agreements.
 Program contracting processes failed to ensure all agreements included key pieces of
information, such as the date of the federal award, the total amount of federal funds
obligated to the entity (including the amount awarded by the current contract), and
the indirect cost rate for the awards.  Four of these eight agreements were missing
the awardee’s unique entity identifier/DUNS.
 Pre-award risk assessments were not performed by Internal Audit because of the
improper determination of subrecipients.
 Program managers did not have effective internal controls to ensure proper
identification, communication, and monitoring activities were performed for HOME
sub-recipients.

2 CFR 200.331 indicates “A pass-through entity must make case-by-case determinations
whether each agreement it makes for the disbursement of Federal program funds casts the
party receiving the funds in the role of a subrecipient or a contractor.”  Additionally, 2 CFR
200.332 sets forth requirements that a pass-through entity must clearly identify certain
federal award information in its subawards, evaluate each sub-recipient’s risk of
noncompliance for regular monitoring, and perform monitoring activities to ensure the
award is used for authorized purposes.  Lastly, 2 CFR 200.303 requires non-federal entities
to establish and maintain effective internal control over federal awards to provide reasonable
assurance it manages its federal awards in compliance with federal requirements.

255
State of Utah
Single Audit Report
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

Program and financial managers did not follow or consider DWS’s updated sub-recipient
policies (dated July 1, 2018) to ensure compliance with Uniform Guidance.  Division
managers did not ensure adherence to policies or monitor internal controls for design,
implementation, and on-going performance to effectively ensure compliance. Additionally,
these errors occurred due to lack of clear understanding of sub-recipient determinations and
monitoring requirements using HOME-program specific guidelines (24 CFR 92.504),
blurred determination and decision review responsibilities, and siloed contracting
procedures.

Misidentification of sub-recipients, incomplete or missing sub-award information, and
failure to monitor sub-recipients could lead to noncompliance for DWS and its sub-
recipients, as well as improper recording and reporting of federal expenditures.

Recommendation:

We recommend the following:
1. Program and financial managers gain an understanding of and document sub-
recipient policies to comply with Uniform Guidance, HOME federal regulations
(24 CFR 92.504), and DWS policies;
2. Program managers design and implement effective internal controls for sub-
recipient compliance requirements, with division management oversight;
3. Program, financial, and Division managers work together to define sub-
recipient determination and decision review responsibilities; and,
4. Merge division contracting into DWS central contracting.

DWS’s Response:

The department will implement the recommendations.

2020-016. Unallowable HOME Loan Write-Off and Other Improper Accounting Errors
(Department of Workforce Services)

Federal Agency:  Department of Housing & Urban Development (HUD)
CFDA Number and Title: 14.239 HOME Investment Partnership Program
Federal Award Number:
M19-SG490100
Questioned Costs:  $32,081
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

256
State of Utah
Single Audit Report
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
During fiscal year 2020, the HOME program financial managers wrote off a $32,081 single-
family loan, which went into foreclosure in 2012, and inappropriately charged the write-off
to the HOME Federal Entitlement Fund.  We also identified incorrect accounting errors for
two of six sampled project transactions—a 33.3 percent error rate.  One part of the
accounting error indicated that the transaction pertained to the HOME program and another
part of the error indicated the transaction pertained to a non-federal program.  These errors
were not corrected by financial managers approving the transactions.

HOME policy requires that program loans considered for write-off from the HOME loan,
HOME program income loan, State match loan, or State match program income loan funds
“be ‘purchased’ by state funds then the write-off will be in the state funds and not federal
funds in order to recapture the entire federal funds.”  Additionally, 2 CFR 200.426 explicitly
identifies bad debts as unallowable costs for federal programs and requires states to be
“[consistent] with policies and procedures that apply uniformly to both federally financed
and other activities of the non-Federal entity.”

Although program managers processed the write-off through the appropriate channels,
financial managers relied on unsupported historical bad debt write-off practices that did not
conform to the program’s own policy.  Financial managers also disregarded established
costing and account coding structure applicable to the HOME program.  Improper
expensing, costing, and coding of program (and non-program) transactions without proper
internal controls can result in improper charging of unallowable activities or unallowable
costs to the federal program, incorrect recording of loans and subsequent program income,
and erroneous reporting.  The $32,081 write-off loss, which we have questioned, was taken
from a sample population of $1,782,025 and a total population of $10,210,579.

Recommendations:

We recommend HOME program financial managers:
1. Follow established loan write-off policy or receive written federal authorization
for the historical practices and update HOME policy accordingly;
2. Communicate updated policies to the necessary parties, which could include the
Olene Walker Housing Loan Fund Board and the State Division of Finance;
and,
3. Revise and follow the account coding and costing structure.

DWS’s Response:

The write-off of the single-family loan cited by the auditors was a conversion of a
homebuyer project loan to a grant, as authorized by the Olene Walker Housing Loan Fund
Board, for the amount that was unable to be recaptured due to insufficient net proceeds
available from the sale of the associated property.  The department believes that the

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U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
treatment of this foreclosure situation is in accordance with applicable federal regulations,
guidance in HUD Notice CPD 12-003, and our 2019 Annual Action Plan which was
approved by HUD.  The State Division of Finance classified the transaction recorded in the
State’s general ledger system (FINET) for the conversion of the homebuyer project loan to a
grant as a “special grant” which the auditors cited as an accounting error.  The other
accounting error cited by the auditors was a result of the department’s financial manager
using only the last two digits of the program codes that were recorded in FINET to classify
certain HOME Investment Partnerships Program transactions.  The department
acknowledges that the utilization of the program codes in this way could potentially cause
confusion for non-finance personnel looking at the program codes in their entirety for these
transactions, but this treatment did not result in any HOME Investment Partnerships
Program transactions being classified incorrectly or being recorded in an incorrect fund.

2020-017. HOME Eligibility and Housing Quality Inspections Not Performed in Accordance with
Policy
(Department of Workforce Services)

Federal Agency:  Department of Housing & Urban Development (HUD)
CFDA Numbers and Titles: 14.239 HOME Investment Partnership Program
Federal Award Numbers: M19-SG490100
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

HOME did not perform on-site inspections for 2 of 40 sampled inspections (a 5 percent
error rate) within a two-year interval in accordance with the Olene Walker Housing Loan
Fund (OWHLF) Program Guidance and Rules. In addition, the new program manager was
unaware of the responsibility to establish internal controls as required by Uniform Guidance.

OWHLF Program Guidance and Rules, as supported by 24 CFR 92.504(d)(1)(ii), requires
frequent inspection based on units in the property (i.e., 5–25 units inspected every 2 years).
2 CFR 300.303 requires non-federal entities to “establish and maintain effective internal
control … that provides reasonable assurance that the non-federal entity is managing [the
program] in compliance with … terms and conditions of the federal award.”

Program staff did not perform the on-site inspections in accordance with OWHLF policy
because they tracked inspections manually and incorrectly established future inspection
dates, which should have been detected by an internal control. The program manager relied
on external reviews and staff experience to ensure compliance with requirements. Division
management did not monitor internal controls to identify the missing internal control when
staff turned over.

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State of Utah
Single Audit Report
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

A lack of internal controls over single family eligibility determinations and multi-family on-
site inspections increases the risk that ineligible recipients receive federally subsidized
housing, poor housing conditions, or noncompliance of federal housing subsidies by housing
owners or management.

Recommendations:

We recommend HOME:
1. Design and implement internal controls over single and multi-family
eligibility determinations and on-site inspections to ensure compliance; and,
2. Follow OWHLF written policies and procedures regarding the frequency of
multi-family inspections.

DWS’s Response:

The department will implement the recommendations.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF JUSTICE
2020-018. Oversight of Federal Programs Should Be Strengthened
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.575 Crime Victim Assistance

16.576 Crime Victim Compensation
Federal Award Numbers:
Various
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

The Utah Office for Victims of Crime (UOVC) does not manage the Crime Victim
Assistance (CVA) and Crime Victim Compensation (CVC) programs in accordance with
federal regulations, potentially jeopardizing future funding and/or reducing UOVC’s ability
to assist victims of crime in the state.  Uniform Guidance 2 CFR 200.303 (a)-(d) enumerates
4 key areas UOVC must implement to effectively manage CVA and CVC.  These areas
include:

a. Establishing and maintaining effective internal controls;
b. Complying with federal statutes, regulations, and federal awards terms and
conditions;
c. Evaluating and monitoring UOVC’s compliance with (b); and
d. Taking prompt action when instances of noncompliance are identified, including
those identified in audit findings.

Establishing & Maintaining Effective Internal Controls
UOVC has not established or maintained effective internal controls, which include a sound
control environment or “tone at the top”.  Elements of a sound control environment (e.g.,
written policies and procedures, effective application of information technology, and hiring
of competent staff) are lacking.  The state’s accounting system (FINET) is not utilized in a
way to account for federal awards separately.  Independent spreadsheets, rather than FINET,
are used to managed CVA and CVC.  Findings 2020-021, 2020-024, 2020-026, and 2020-
027 provide further explanation.  UOVC should follow the federal “Green Book” or the
“Internal Control Integrated Framework” (COSO Framework) to establish and maintain
effective internal controls (see 2 CFR 200.303(a)).

Complying with Federal Statutes, Regulations, & Federal Award Terms and Conditions

As enumerated in Findings 2020-019 through 2020-036, UOVC did not comply with federal
statutes, regulations, and terms and conditions for the fiscal year ended June 30, 2020.
Finding 2020-019 is considered material, or more severe, noncompliance while Finding

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
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U.S. DEPARTMENT OF JUSTICE
2020-020 is required to be reported under Uniform Guidance. Findings 2020-021 through
2020-026, while not required to be reported under Uniform Guidance, indicate other
instances of noncompliance.

Evaluating & Monitoring Compliance with Federal Statutes, Regulations, & Federal Award
Terms and Conditions

UOVC does not evaluate or monitor its compliance with federal statutes, regulations, or
award terms and conditions.  Typically, organizations utilize an internal audit function to
evaluate and monitor compliance.  While UOVC has auditors on staff, they are tasked with
monitoring subrecipients and do not evaluate or monitor UOVC’s compliance.

Taking Prompt Action When Instances of Noncompliance Are Identified

The CVA program has been audited every year since fiscal year ended June 30, 2017 and
the CVC program has been audited every year since fiscal year ended June 30, 2018.  The
following table summarizes the audit findings, including the findings which are considered
“repeat findings” or findings originally identified in a previous audit that had not been
corrected.

Single
Audit
Year
Number
of New
Findings
Number
of Repeat
Findings
Number
of Total
Findings
Number of
Findings
Containing
Material
Control
Weakness
Number of
Findings
Containing
Material
Noncompliance
Questioned
Costs
2017
3
N/A
3
3
3
$139,194
2018
7
3
10
7
4
$12,224
2019
1
7
8
5
3
$0
2020
4
8
12
5
1
$77,915

As evidenced by the “Number of Repeat Findings”, UOVC has not taken prompt action to
correct instances of noncompliance identified in audits.  While management has made some
effort to correct the problems, it has struggled to understand and identify the core issues
generating the finding and identifying how to effectively address them.

Recommendation:

1. Gain an understanding of the federal “Green Book” or “COSO Framework” to
then design effective internal control, including the establishment of a sound
control environment;

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U.S. DEPARTMENT OF JUSTICE
2. Comply with federal statutes, regulations, and federal award terms and
conditions;
3. Establish written procedures and assign appropriate personnel to evaluate and
monitor UOVC’s compliance with (b); and
4. Work with auditors to understand core issues of audit findings in order to take
prompt action when instances of noncompliance are identified.

UOVC’s Response:

UOVC agrees that it can and should strengthen oversight of federal programs.

2020-019. UOVC Does Not Monitor Grant Expenditures to Ensure Spending in the Proper
Period
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.576    Crime Victim Compensation
Federal Award Numbers:
2016-VC-GX-0057; 2017-VC-GX-0019; 2018-V1-GX-0026

2019-V1-GX-0045
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  2019-015

UOVC does not monitor or verify that expenditures charged to the CVC program occurred
during each award’s period of performance. Funding for this program is derived from both
state and federal resources, is recorded in one fund code in FINET, and includes multiple
federal awards, each of which have a four-year period of performance requirement. UOVC
does not charge the majority of CVC expenditures to a specific award and does not perform
any allocation after the fact. While the 2017 Department of Justice Grants Financial Guide
specifically states that for this program there is no financial requirement to identify the
source (federal or state) of individual payments to crime victims, it also states “recipients
must account for each award separately.”  However, without an allocation or some other
way to identify the expenditures to a specific federal award, we could not perform
appropriate audit procedures to determine compliance with period of performance
requirements. By not adequately tracking spending for period of performance purposes,
UOVC could be spending funds outside the allowable period.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF JUSTICE
Recommendation:

We recommend UOVC charge expenditures to specific awards, otherwise identify the
source (federal or state) of payments to crime victims, or obtain a waiver from the U.S.
Department of Justice stating this requirement does not apply to this program.

UOVC’s Response:

UOVC agrees that it must more clearly designate the revenue source of expenditures to
better permit testing and clearly display, verify, and ensure spending in the proper period.

2020-020. Crime Victim Reparations Determined and Paid without Independent Review
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.576    Crime Victim Compensation
Federal Award Numbers:
2016-VC-GX-0057; 2017-VC-GX-0019; 2018-V1-GX-0026

2019-V1-GX-0045
Questioned Costs: $59,564
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  2019-014

UOVC Reparation Officers determine allowable expenditures and Payment Technicians
process payment of these expenditures without an independent review.  The Officers
consider multiple factors (e.g., the type of crime, the severity of the crime, potential
insurance coverage) when determining the amount of reparations to a victim.  Without an
independent review of these determinations, UOVC can inconsistently apply state laws and
rules when administering the Crime Victim Compensation Program.  For example, Utah
Code 63M-7-511.5 identifies the maximum per-crime aggregate payments for medical and
non-medical reparations by identifying specific crimes and “aggravated” circumstances
which increase the allowed maximum limits. For 7 of 52 claims reviewed, reparation
officers decided that these 7 claims qualified for the increased limits despite them not
meeting the criteria outlined in Code, when compared to police reports or other supporting
documentation. We have questioned $59,564 in payments exceeding the allowed threshold
for these 7 claims.

Recommendation:

We recommend UOVC establish an independent review of crime victim reparation
determinations and payments.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
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U.S. DEPARTMENT OF JUSTICE
UOVC’s Response:

UOVC agrees that Reparation Officers and Payment Technicians must exercise their
independent discretionary statutory authority and obligations within the parameters of the
law. UOVC also agrees that Reparation Officers and Payment Technicians are obligated to
obtain and retain documentation to support and verify their operation within the law.
UOVC further understands that the auditor recommends and encourages increased
monitoring and oversight of the independent discretionary statutorily authorized actions of
Reparation Officers and Payment Technicians, to assure compliance with the law. UOVC
looks forward to being able to fully review the material reviewed by the auditor as we work
with the auditors to rectify their concerns. UOVC respects the auditor’s role in questioning
these costs in the single audit process.

2020-021. Administrative Expenditures Exceeded the Allowable 5% Threshold
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.576    Crime Victim Compensation
Federal Award Numbers:
2016-VC-GX-0057
Questioned Costs:  $9,247
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

The Utah Office for Victims of Crime (UOVC) recorded $9,247 in excess of the allowable
5% administrative expenditures earmark for the VOCA16 award because it has not
established internal controls to ensure proper monitoring of the maximum 5% allowed for
administrative expenditures.  2 CFR 200.303(a)) states “The non-Federal entity must
establish and maintain effective internal control over the Federal award that provides
reasonable assurance that the non-Federal entity is managing the Federal award in
compliance with Federal statutes, regulations, and the terms and conditions of the Federal
award.”  Inadequate internal controls over earmarking resulted in unallowable questioned
costs of $9,247 and noncompliance with grant allowable cost principles and earmarking
requirements.

Recommendation:

We recommend UOVC establish internal controls to ensure administrative
expenditures do not exceed the 5% earmarking limit.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. DEPARTMENT OF JUSTICE
UOVC’s Response:

UOVC agrees that $9,247 was initially recorded in excess of the allowable 5% and agrees
that a lack of internal controls contributed to this. This error required and received
correction to assure that the 5% was ultimately not exceeded. UOVC respects the auditor’s
role in questioning these costs in the single audit process.

2020-022. Claims Management System Unable to Provide Accurate Performance Report Data
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.576    Crime Victim Compensation
Federal Award Numbers:
2016-VC-GX-0057; 2017-VC-GX-0019;

2018-V1-GX-0026; 2019-V1-GX-0045
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  2019-016

The UOVC Claims Management System’s (CMS) current implementation does not
provided data in a matter that allows UOVC to accurately report the federally-prescribed
performance measures in its quarterly performance reports.
 The dollar amount of expenses paid by category and type of crime are not tracked.
While UOVC has an October 2015 correspondence from the Department of Justice
stating that these items can be reported as “not tracked”, the correspondence also
stated that UOVC should comply as quickly as possible to start tracking the required
measurements but did not give an implementation deadline. As of June 2020, these
required performance measures are still being reported as “not tracked.”
 The CMS contains different age ranges for four out of six age categories required on
the Performance Report. As such, we were unable to calculate the correct number of
applicants within the age ranges requested on the Performance Report.

UOVC’s CMS should be able to provide accurate performance data. Without properly
generating the necessary data, UOVC cannot provide the Department of Justice with the
critical information needed to know how this program is being administered to help victims
of various crimes.

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U.S. DEPARTMENT OF JUSTICE
Recommendation:

We recommend UOVC reconfigure its system to provide accurate performance report
data and run system tests before deployment to ensure the system provides the
expected results.

UOVC’s Response:

UOVC agrees.

2020-023. Design of Subrecipient Monitoring Procedures Does Not Ensure Compliance with
Federal Regulations
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.575    Crime Victim Assistance
Federal Award Numbers:
2016-VA-GX-0052, 2017-VA-GX-0057, 2018-V2-GX-0051
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers:  2019-018

As the prime recipient for the Crime Victim Assistance grant, UOVC must establish internal
controls over and comply with multiple federal requirements for working with its
subrecipients. These requirements and the results of our audit procedures are as follows:

Communication of Key Federal Award Information:   According to 2 CFR 200.331(a)
UOVC must clearly identify to the subrecipient the federal award by providing the required
information. Such information should include 13 specific items to be communicated, such as
the federal award identification number, federal award date, total amount of federal funds
obligated to the subrecipients, and identification of whether the award is Research &
Development.

UOVC did not communicate the required information for all 12 of the subrecipient contracts
we reviewed because it relied on its Grant Management System to generate the subaward
agreements and believed the system was including the necessary information.  UOVC did
not test the vendor-developed system to confirm the system was functioning as expected.
When relying on a computer system to perform specific functions, UOVC should test the
system prior to deployment to ensure it produces the expected results.  As part of a sound IT
general control environment, UOVC should also document the results of these tests. If the
system is not functioning appropriately and/or until the system is functioning appropriately,

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UOVC should establish a review process to ensure the required information is
communicated.

Risk Assessment @ Subrecipient Level:  According to 2 CFR 200.331(b), UOVC must
evaluate each subrecipient’s risk of noncompliance for purposes of determining the
appropriate monitoring (e.g., frequency of desk reviews or on-site visits) related to the
award.

While UOVC has developed policies and procedures for performing risk evaluations and is
performing such evaluations, it has not developed policies and procedures for determining
the appropriate monitoring related to the award.  There is no link between the risk
evaluation being performed and the level of monitoring performed.  28 CFR 94.106 requires
UOVC to include a risk assessment plan in its monitoring plan.

Desk & On-Site Reviews:  According to 28 CFR 94.106, UOVC must perform regular desk
monitoring of all subrecipients and on-site monitoring at least once every two years, unless a
different frequency is determined based on the risk assessment mentioned above.

UOVC staff involved in conducting both the desk and on-site monitoring ensure UOVC
complies with federal rules.  However, UOVC does not have an independent verification or
review of monitoring procedures and results.  UOVC believed that the two auditors working
together was enough coverage to make sure the monitoring happened. With no independent
review, the auditors may miss certain aspects of the monitoring process and/or fail to
comply with federal monitoring rules.

Review of Subrecipient Single Audits:  According to 2 CFR 200.521, UOVC should review
and give management decisions on subrecipient single audit results within 6 months of the
subrecipient’s report submission.

The UOVC staff involved in the desk and on-site monitoring also review subrecipient single
audit reports.  UOVC does not have a control in place to ensure the reviews and
management decisions are completed within the 6 months allowed.  For 1 of 12
subrecipients, UOVC did not review the most recent report.  By not making sure the reviews
are happening in a timely manner the passthrough entity could review a single audit after the
6 month window and thus become noncompliant with the risk of losing federal funds.

Inadequately designed subrecipient monitoring procedures may restrict UOVC’s ability to
identify subrecipients’ noncompliance with federal regulations.

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U.S. DEPARTMENT OF JUSTICE
Recommendation:

We recommend UOVC:
1. Test computer system development prior to deployment, document the results
of these tests, and, until the system is functioning properly, establish a review
process to ensure required information is communicated to subrecipients;
2. Expand its risk assessment policies and procedures to identify the appropriate
levels of monitoring for each risk level;
3. Have a person independent of the desk monitoring, on-site monitoring, and
subrecipient single audit report monitoring review results and timing of
monitoring efforts.

UOVC’s Response:

UOVC agrees that monitoring policies must ensure compliance with federal regulations.
UOVC is eager to work with the auditor to review, understand, and resolve each of the
auditors’ key concerns articulated with this finding.

2020-024. Federal Cash Draws Calculated Using Employee-Prepared Spreadsheet Instead of
General Ledger
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.575    Crime Victim Assistance
Federal Award Numbers:
2017-VA-GX-0057
Questioned Costs:  $0
Pass-through Entity:  0
Prior Year Single Audit Report Finding Number:  PY-2019-019

One of the cash draw requests tested (a 14% error rate) included errors that had a net effect
of $27,036 being underdrawn for the Crime Victim Assistance program (CVA).  UOVC
calculates the federal cash draws using an employee-prepared spreadsheet instead of the
state’s general ledger, or FINET.  Because FINET captures all financial activity for the
CVA, UOVC should use FINET data to prepare cash draws in a consistent manner. UOVC
should also be completing thorough reviews of each draw to ensure draws are prepared in a
consistent manner, on a reimbursement basis, and include proper coding; and the timing of
the draw is in compliance with 31 CFR part 205. UOVC’s current procedures allow for
inconsistency in capturing expenditures and requesting incorrect reimbursement amounts
from the federal government. Continuing current practices could result in noncompliance
with federal cash management requirements.

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U.S. DEPARTMENT OF JUSTICE

Recommendation:

We recommend UOVC uses FINET data to prepare draws and thoroughly review
draws prior to requesting reimbursement.

UOVC’s Response:

UOVC agrees that FINET data is the only acceptable data for preparing cash draws and
that the use of employee generated data for this purpose is neither allowable nor
acceptable. UOVC is eager to fully review the information supporting this finding and
thoroughly resolve this finding.

2020-025. Subrecipient-Reported Information Not Adequately Verified
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.575    Crime Victim Assistance
Federal Award Numbers:
2016-VA-GX-0052; 2017-VA-GX-0057

2018-V2-GX-0051; 2019-V2-GX-0063
Questioned Costs:  $0
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers:  2019-017

UOVC does not perform procedures to verify the information reported on the U.S.
Department of Justice, Office for Victims of Crimes Annual Performance Measurement
Tool (PMT) Report. This information is used to ensure the requirements are met related to
the 30 percent minimum level of effort for priority categories of crime victims and the 10
percent minimum level of effort for previously underserved victims of violent crimes. As
part of its monitoring procedures, UOVC selects one of a subrecipients reimbursement
requests, obtains supporting documentation for the reported amounts, including level of
effort amounts, and performs a desk audit to determine the validity of the numbers reported.
These desk audits focus on a single reimbursement request by a subrecipient and do not
determine the validity of all amounts reported.

Because UOVC does not obtain and review supporting documentation for all necessary data
elements, we were unable to determine whether UOVC actually met the 30 percent priority
category and 10 percent previously underserved level of effort requirements. All
information submitted on the Annual PMT Report should be verified either by obtaining and
reconciling supporting documentation to the reported amounts or by performing other
procedures to validate the accuracy of the reported amounts and other performance

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U.S. DEPARTMENT OF JUSTICE
measures submitted by the subrecipients. Inaccurate information on the Annual PMT
Report, whether provided to UOVC by the subrecipients or reported by UOVC, could
permit program purposes and performance measures to be overlooked or ignored without
detection and could potentially affect future program funding.

Recommendation:

We recommend UOVC establish procedures to verify the amounts reported by
subrecipients on the Annual PMT Report, particularly those related to level of effort
requirements.

UOVC’s Response:

UOVC agrees that it is critically important that UOVC adequately verifies subrecipient-
reported information. UOVC also agrees that it is critically important that UOVC assure
compliance with priority category and level of effort requirements. UOVC is eager to work
with the auditor to achieve understanding and resolution of the specific concerns articulated
by the auditor in this finding.

2020-026. Grant Expenditures Recorded Outside the Allowable Spending Period
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.575    Crime Victim Assistance
Federal Award Numbers:
2016-VA-GX-0052
Questioned Costs:  $9,103
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers:  N/A

The Utah Office for Victims of Crime (UOVC) recorded $9,103 in expenditures after the
VOCA16 award’s December 31, 2019 close-out deadline because it used an employee-
generated spreadsheet to track administrative expenditures. The spreadsheet did not
reconcile to FINET.  2 CFR 200.303(a)) state, “The non-Federal entity must establish and
maintain effective internal control over the Federal award that provides reasonable
assurance that the non-Federal entity is managing the Federal award in compliance with
Federal statutes, regulations, and the terms and conditions of the Federal award.”
Inadequate internal controls over period of performance resulted in questioned costs of
$9,103 and noncompliance with grant requirements.

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U.S. DEPARTMENT OF JUSTICE
Recommendation:

We recommend UOVC either:
1. Use FINET to track and cap administrative expenses to 5%; or
2. Have a person, independent of the spreadsheet preparation, reconcile the
employee-prepared spreadsheet to FINET.

UOVC’s Response:

UOVC agrees that expenditure adjustments were recorded outside the allowable spending
period of the grant. UOVC also agrees that as a result of inadequate internal controls,
$9,103 in allowable expenditures occurring within the allowable spending period were
internally adjusted and therefore recorded outside of the allowable spending period. UOVC
respects the auditor’s role in questioning these costs in the single audit process.

2020-027. Quarterly Financial Report Did Not Agree to Accounting System
(Commission on Criminal and Juvenile Justice)

Federal Agency:  Department of Justice
CFDA Number and Title: 16.575    Crime Victim Assistance
Federal Award Numbers:
2016-VA-GX-0052; 2017-VA-GX-0057

2018-V2-GX-0051; 2019-V2-GX-0063
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers:  2019-017

UOVC prepared its quarterly financial reports using amounts from its Grant Management
System (GMS) rather than using information recorded in State’s accounting system
(FINET).  The 2016 Award’s September 30, 2019 final SF-425 Report Line 10.j. reported
$5,572,590.68 which agreed to a client-prepared standalone spreadsheet maintained outside
FINET, which crashed and needed to be rebuilt.  Therefore, we could not agree the report to
FINET.  The amounts on the federal financial reports should agree to FINET. This practice
could permit improper amounts to be reported on the SF-425 without detection, which could
potentially affect future program funding.

Recommendation:

We recommend UOVC use FINET data to populate amounts reported on financial
reports.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
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U.S. DEPARTMENT OF JUSTICE
UOVC’s Response:

UOVC agrees that line 10.j. of the described federal form does not agree to the information
recorded in the state’s accounting system (FINET). Though FINET does not contain and
cannot provide the information for line 10.j. of the described federal form, UOVC is eager
to work with the auditor to assure that all reports are completed using FINET and all
appropriate accounting and recording practices are otherwise used to assure all federal
financial reports are complete and accurate according to FINET.

272
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U.S. DEPARTMENT OF LABOR
2020-028. Mandatory Benefit Overpayment Detection Matches Not Performed for Pandemic
Unemployment Assistance
(Department of Workforce Services)

Federal Agencies:  Department of Labor
CFDA Numbers and Titles:   17.225  Unemployment Insurance
Federal Award Numbers:  Various
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: N/A

The Unemployment Insurance Division (UI) at the DWS did not perform the three
mandatory overpayment detection cross-match procedures for claims under the Pandemic
Unemployment Assistance program (PUA) during fiscal year 2020.  Additionally, UI did
not design or implement internal controls to ensure performance and compliance of such
procedures.

The Department of Labor issued Unemployment Insurance Program Letter (UIPL) No. 23-
20 to identify three mandatory overpayment detection functions for state programs,
including PUA, to be performed in the same manner as for regular Unemployment
Insurance programs.  2 CFR 200.303 requires UI to establish and maintain effective internal
controls to provide reasonable assurance that it manages Federal programs in compliance
with award terms and federal requirements.

UI could not meet the federal requirement in an effective and timely manner because it
could not instantaneously develop the cross-match procedures effectively in its system,
while addressing a historic and unprecedented claim volume. Non-performance of the
mandatory cross-match procedures to identify potential and actual benefit overpayments
subjects the federal program funds to fraud or error that may remain undetected.

Recommendation:

We recommend UI complete the following:
1.
Design and implement appropriate cross-match procedures to ensure timely
compliance with federally mandated overpayment detection requirements;
and
2.
Perform required cross-matches retroactively and prospectively to identify
and resolve any PUA overpayments.

273
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
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U.S. DEPARTMENT OF LABOR
DWS’s Response:

DWS concurs with the finding and appreciates the work of the audit team in reviewing the
overpayment detection efforts in the Pandemic Unemployment Assistance (PUA) program.
The PUA program was a new program created by the CARES Act and was stood up by the
department on April 15, 2020.  As stated in the finding, DWS was unable to comply with all
program requirements in a timely manner, due to the unprecedented demand caused by the
pandemic and the need to create this and many additional stimulus programs.  However,
DWS has since implemented the three mandatory overpayment cross-match procedures and
ran them retroactively to verify the accuracy of all previously made PUA payments.

2020-029. Incorrect Calculation of Pandemic Unemployment Assistance Benefits Results in
Overpayment
(Department of Workforce Services)

Federal Agency:  Department of Labor
CFDA Number and Title:  17.225
Unemployment Insurance
Federal Award Numbers:  Various
Questioned Costs:  $1,450
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A
The UI Division incorrectly calculated the weekly benefit amount for Pandemic
Unemployment Assistance Program (PUA) recipients.   For one claimant in a sample of 40,
UI calculated the benefit on the claimant’s gross income instead of the claimant’s net
income amount.  The error resulted in an overpayment of $145 in a total sample of $32,429,
which was taken from a total PUA benefit population of $128,238,515.   There was an
additional $1,305 in total weekly benefits incorrectly paid to this claimant for a total of
$1,450, which we have questioned.

20 CFR 625.6(a)(2) requires the weekly benefit amount for claimants to be calculated based
on the claimant’s net income amount. An increased caseload and evolving program
guidance caused the caseworker to incorrectly calculate benefits.  Incorrect benefit
calculation without detection by internal controls could result in significant overpayment to
program claimants and waste funds.

Recommendation:

We recommend UI perform retroactive reviews of its PUA claims to ensure proper
income determination and benefit calculation occurred.

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U.S. DEPARTMENT OF LABOR
DWS’s Response:

DWS concurs with the finding and appreciates the valuable information provided by the
audit team.

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U.S. DEPARTMENT OF THE TREASURY
2020-030. Oversight of Federal Program Should Be Strengthened
(Governor’s Office of Management and Budget, formally known as Governor’s Office of
Planning and Budget as of May 1, 2021)

Federal Agency:  Department of the Treasury
CFDA Number and Title:
21.019 Coronavirus Relief Fund
Federal Award Number:
N/A
Questioned Costs:  $0
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

The Governor’s Office of Management and Budget (GOMB) did not have adequate federal
grant management experience when the State received $943 million in Coronavirus Relief
Fund (CRF) monies to aid in the State’s response to the pandemic. As a result, during fiscal
year 2020 (FY20), its internal controls over compliance with CRF requirements were
insufficient. 2 CFR 200.303(a) states that all federal grant recipients must establish and
maintain effective internal controls to effectively manage a federal grant program.

Elements of a sound internal control system (e.g., adequate knowledge or experience of key
managers to discharge their responsibilities, adequate and effective training, written policies
and procedures) were insufficient.  For example,

 GOMB, which does not typically manage federal programs, was charged with
quickly disbursing the grant monies to state agencies and local governments, such
as counties and cities.
 Guidance provided to state agencies was inconsistent with guidance provided to
participating local governments regarding how these entities could spend CRF
monies.
 The state agencies’ use of required account coding when recording CRF transactions
was not consistently enforced.
 Written policies and procedures outlining how its staff would manage the grant did
not exist, particularly with regards to its monitoring of participating local
governments, or subrecipients (see Finding No. 2 for further discussion).

A lack of effective controls over compliance with CRF federal regulations may allow
unallowable items to be charged to the program. See Findings 2 and 3 for further discussion.

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U.S. DEPARTMENT OF THE TREASURY
Recommendation:

GOMB could strengthen its grant management oversight by:

1. Delegating the management of large federal programs to a state agency where
managers have adequate experience with managing federal programs;
2. Hiring personnel with federal grant management experience; or
3. Gaining an understanding of the federal “Green Book” or “COSO Framework”
to then design effective internal control, including the establishment of a sound
control environment.

GOPB’s Response:

The Governor’s Office of Planning and Budget (GOPB) agrees with this finding.

As the COVID-19 pandemic escalated in March 2020 and Congress quickly enacted the
Coronavirus Aid, Relief, and Economic Security Act (CARES Act), Utah, along with other
states, responded with urgency. Given the compressed timing of the enactment of the CARES
Act, and the necessary timely distribution of aid, GOPB, then going by the name of the
Governor’s Office of Management and Budget (GOMB), was not structured with a
compliance framework to execute an unprecedented federal grant program of that
magnitude. Where possible, GOMB delegated grant distribution and management to
agencies with grant management experience, including the Department of Health. However,
since the State of Utah was the prime recipient of CRF funds, GOMB was ultimately
responsible for managing these funds. Given the scope period of this audit, ending in June
2020, we agree that GOMB did not have federal grant management experience
commensurate with the extraordinary responsibilities with which it was charged at that
time.

2020-031. Weaknesses in Monitoring of Local Governments’ Coronavirus Relief Fund Activity
(Governor’s Office of Management and Budget)

Federal Agency:  Department of the Treasury
CFDA Number and Title: 21.019 Coronavirus Relief Fund
Federal Award Number:
N/A
Questioned Costs:  $14,415,392
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

As the prime recipient for $943 million in CRF funding, GOMB did not completely fulfill
its responsibilities in monitoring the participating local governments’ CRF spending as of

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U.S. DEPARTMENT OF THE TREASURY
June 30, 2020.  These responsibilities, as outlined in 2 CFR 200.332, include
communicating key federal grant information to participating local governments, evaluating
each local government’s risk of not complying with grant requirements, and monitoring
each local government’s compliance with CRF requirements.

Communication of Key Federal Grant Information

GOMB required each local government to complete a “State of Utah Coronavirus Relief
Fund Local Government Allocation Agreement” (Agreement) prior to subaward. However,
the Agreement did not contain all information required to be communicated, nor was the
missing information subsequently communicated.  The requirements that were not
communicated in the subaward include the Subrecipient’s DUN’s number (which must
match registered name in DUNS); pass-through entity, and contact information for awarding
official; and identification of whether the award is R&D (see 2 CFR 200.332(a)).

Risk Evaluation & Monitoring Compliance

During FY20, GOMB and the Department of Administrative Services (DAS) informally
assessed these local governments as high risk. While funds were not disbursed until mid-
June and monitoring of activity would have been minimal for FY20, GOMB and DAS did
not establish formal monitoring procedures based on the risk evaluation.  2 CFR 200.332(b)
required GOMB to establish a risk assessment process and to determine the appropriate
level of monitoring based on risks.

The Agreement with each local government identified key terms and conditions as to 1) the
use of funds, and 2) the reporting of expenditures using the State’s financial transparency
website. As no monitoring had been performed, we reviewed the expenditures for 17 local
governments. These local governments reported the highest amount of CRF spending
through June 30, 2020.

Use of Funds

According to the Agreement (and in accordance with the 2020 Compliance Supplement),
“permissible use of the funds may only be used to cover costs that [met] the following
conditions:

•
Are necessary expenditures incurred due to the public health emergency with
respect to the Coronavirus Disease 2019 (COVID-19)
•
Were not accounted for in the recipient’s budget most recently approved as of
March 27, 2020 (the date of enactment of the CARES Act) for the recipient; and,
•
Were incurred during the period that begins on March 1, 2020 and ends on
December 30, 2020.”

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U.S. DEPARTMENT OF THE TREASURY

Of the 17 selected local governments, the following 8 did not have adequate supporting
documentation to support the “necessary expenditure” (or “substantially dedicated”)
conclusion with respect to its employees, and all public safety and public health payroll
costs were charged to the program. Therefore we are questioning the following payroll
expenditures:

Entity A
$        2,003,765 Entity F
$      746,235
Entity B
          4,466,451 Entity G
     1,486,583
Entity C
          1,579,627 Entity H
          41,855
Entity D
             627,505

Entity E
          3,459,838 Total Questioned Costs
$ 14,411,859

In our scanning of the general ledger detail for the 17 local governments, we identified 7
unusual expenditures, which we are questioning.

Entity D
$   886
Entity H
81
Entity I
2,246
Entity J
320
Total Questioned Costs – Non-payroll
$3,533

Financial Transparency Website

The Agreement’s Terms and Conditions Section VI states “The recipient is required to
report CRF expenditures in quarterly data uploaded to Transparent Utah. CRF Expenditures
shall be identified using a Uniform Chart of Accounts Coding Block for local entities...”  Of
the 17 selected local governments, 3 were delinquent (not posted to transparency) and 7 had
a discrepancy between their G/L and the information uploaded to Transparent Utah.
Consequently, transparency amounts were underreported by $3,174,586. We have not
questioned these costs as this is not a federal grant requirement.

While GOMB considered itself a “banker,” it did not consider itself a prime recipient
responsible for ensuring local government compliance with CRF regulations.  GOMB
should communicate the necessary information to each participating local governments,
establish written procedures for monitoring those local governments based on a formal risk
assessment process, and should monitor the local governments for compliance with key
terms and conditions in the Agreement.  The lack of monitoring or oversight has resulted in
and may continue to result in material amounts of CRF funding paying for non-essential
expenditures.

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U.S. DEPARTMENT OF THE TREASURY
Recommendation:

We recommend GOMB:

1. Communicate all required federal award information to participating local
governments;
2. Establish written procedures for monitoring participating local governments;
and,
3. Enforce key terms and conditions in agreements with local governments.

GOPB’s Response:

GOPB agrees with this finding.

We agree that GOMB and DAS did not establish formal monitoring procedures based on a
risk evaluation prior to disbursements of funds. This was largely due to the expedited
distribution needs of the CARES Act. While no formal written risk evaluation was developed
prior to the distribution of local CRF funds, there were efforts made to contemplate risk
during the audit period. GOMB discussed ways to balance risks and the extensiveness of
reporting and monitoring, allowing local governments to meet emergency needs in a timely
manner. For example, GOMB, the Division of Finance, and Treasurer’s Office partnered to
implement a payment verification process to verify that the proper amount of funding was
being disbursed to accounts belonging to recipients.

When the Treasury Department disbursed CRF funds to Utah in April 2020, many elements
of a typical federal grant award, including guidance on permitted use, the collection of
DUNS numbers and other information about subrecipients, reporting requirements, and a
Catalog of Federal Domestic Assistance number, were not made available. Additionally,
other CRF information, including a formal terms and conditions document and a Federal
Award Identification Number have never been provided by the Treasury Department to
Utah or other states.

A great deal of care was made to communicate the information available at that time to
subrecipients. Before disbursing funds to cities and counties, GOMB created the “State of
Utah Coronavirus Relief Fund Local Government Allocation Agreement” (Agreement) to
communicate the requirements of accepting and using CRF funds. This Agreement was
reviewed by the following entities before being finalized: Office of the Legislative Fiscal
Analyst, Office of the State Auditor, Office of State Treasurer, Office of the Attorney
General, Division of Finance, Utah League of Cities and Towns (ULCT), and Utah
Association of Counties (UAC). The Agreement contained all available information from the
Treasury to local governments and indicated that local governments were responsible for
complying with all future guidance.

280
State of Utah
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U.S. DEPARTMENT OF THE TREASURY

A key component of the “State of Utah Coronavirus Relief Fund Local Government
Allocation Agreement” was the requirement to identify CRF transactions in regular
quarterly https://transparent.utah.gov/ reporting. Because cities and counties had CRF
funding for less than a month before the end of the first reporting quarter and were also
navigating consistently changing Treasury Department guidance, GOPB acknowledges that
these subrecipients had difficulty meeting the initial quarterly reporting requirement. GOPB
has continued to work with staff from the Office of the State Auditor’s, which manages the
reporting portal, to identify incomplete reporting. While the Office of the State Auditor has
served as a technical resource, GOPB recognizes its responsibility to follow up on
incomplete expenditure data, so complete and accurate data can be used to facilitate
subrecipient monitoring.

2020-032. Errors in Reimbursements to State Agencies
(Governor’s Office of Management and Budget)

Federal Agency:  Department of the Treasury
CFDA Number and Title: 21.019 Coronavirus Relief Fund
Federal Award Number:
N/A
Questioned Costs:  $14,800
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

With inconsistent application of accounting coding structures and unclear understanding of
which expenditures would meet CRF program objectives and compliance requirements, the
Department of Heritage and Arts (DHA), as approved by GOMB, used $14,800 of CRF
funds for payroll costs that appear to not be “substantially dedicated to” the State’s response
to the COVID-19 pandemic.  GOMB relied on state agencies using proper coding and
having a proper understanding as to the appropriate use of funds as it reviewed and
approved reimbursement requests.  We noted the following errors with DHA’s payroll costs
and two additional instances where GOMB did not review and approve reimbursement
requests.

Payroll Costs

GOMB approved a reimbursement to the DHA for estimated payroll costs of $14,800. The
State’s Division of Finance (Finance) established account coding for all payroll costs related
to the State’s pandemic response.  Such costs should have been coded to “COVI” but the
$14,800 was an estimation of payroll costs rather than actual costs recorded.  Because DHA
estimated this amount, it could not provide documentation of how the payroll costs were
used in the response to COVID-19.  Appendix VII of the 2020 Compliance Supplement

281
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U.S. DEPARTMENT OF THE TREASURY
states “the relevant unit of government should maintain documentation of the ‘substantially
dedicated’’ conclusion with respect to its employees.” As there is no supporting
documentation, we will question all of these payroll costs.

Reimbursement Review & Approval Errors

GOMB failed to review two reimbursements from state agencies.  GOMB’s review of state
agency reimbursement requests is considered a key control as the review looks at detailed
transactions for compliance with CRF program objectives.  These two reimbursement
requests were sent directly to State Finance for approval without first going to GOMB for its
review of underlying expenditures. The reimbursement requests included improper coding
which electronically routed the transactions directly to Finance.

Recommendation:

We recommend GOMB:
1. Approve reimbursements only after a state agency has used the correct account
coding; and,
2. Continue to educate state agencies on the proper use of CRF funding and the
documentation they should maintain.

We recommend DHA:
1. Use proper coding for COVID related expenditures, including payroll; and,
2. Maintain supporting documentation for reimbursement requests, including
how the expenditures is COVID-19 related and what the employee did that was
related to COVID-19.

GOPB’s Response:

GOPB agrees with this finding.

GOPB acknowledges the documented decision and that the confirmation of actual hours
worked was not provided to GOMB during the audit period. GOPB has since confirmed the
actual hours worked and has received the documentation of the decision to deem these
employees as “substantially dedicated.”

282
State of Utah
Single Audit Report
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. ENVIRONMENTAL PROTECTION AGENCY
2020-033. Inadequate Controls Over and Noncompliance with Subrecipient Monitoring
Requirements
(Department of Environmental Quality)

Federal Agency:  Environmental Protection Agency
CFDA Number and Title: CFDA 66.202 Congressionally Mandated Projects
Federal Award Number:
EM 96838601
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

We reviewed the sub-award contract for the Congressionally Mandated Projects (Program)
and noted insufficient documented controls over the desk and on-site monitoring reviews, as
well as review and follow-up of the subrecipient’s Single Audit.

We noted that the Department does not have a sufficient control over evaluation of
subrecipient risk or communication of required sub-award information as required by 2 CFR
section 200.332. Due to the insufficient controls, we noted the following noncompliance:

a. The Department did not complete an evaluation of subrecipient risk. 2 CFR section
200.332(b) states that the passthrough entity must “evaluate each subrecipient’s risk
of noncompliance with Federal statues, regulations, and the terms and conditions of
the sub-award for purposes of determining the appropriate subrecipient monitoring.”
Although the Department was performing other monitoring procedures, they were
unaware of the risk evaluation being required. By not performing an evaluation of
risk for each subrecipient, the Department may not be appropriately monitoring the
subrecipient.
b. The sub-award contract was missing four of the 13 required elements at the time of
the sub-award. 2 CFR section 200.332(a)(1) states that the passthrough entity must
clearly identify the sub-award by including 13 various federal award identification
elements. The Department staff believed they had included all items on the sub-
award contract at the time of the sub-award and was unaware of missed elements. By
not clearly identifying the sub-award information to the subrecipient, the
subrecipient may not be aware of all Federal guidelines for the award.

Recommendation:

1. We recommend the Department implement a system of documented internal
controls to ensure:
2. desk and onsite monitoring reviews are being completed as required by 2 CFR
section 200.332(d),

283
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U.S. ENVIRONMENTAL PROTECTION AGENCY
3. reviews of the subrecipient’s Single Audit results and follow-up are being
completed as required by 2 CFR section 200.332(d)(3),
4. an appropriate evaluation of risk is being completed for each subrecipient as
required by 2 CFR section 200.332(b), and
5. the sub-award contract clearly identifies all the required elements in
accordance with 2 CFR section 200.332(a)(1).

DEQ’s Response:

We agree that the department’s contract with the subrecipient was missing 4 of the 13
required elements of the federal award for proper identification. We also agree that the
department needs to conduct and document a formal risk assessment and subsequent
monitoring efforts for subrecipients. We did informally assess the risk of the subrecipient’s
ability to conform with the requirements of the program and we determined and conducted
various monitoring activities as a result. These included audits by our internal auditor, field
visits, and detailed review of supporting documentation. We also reviewed the
subrecipient’s annual single audit report.

2020-034. Lack of Control Over Suspension and Debarment
(Department of Environmental Quality)

Federal Agency:  Department of Environmental Quality
CFDA Number and Title: CFDA 66.202 Congressionally Mandated Project
Federal Award Number:
EM - 96877701

EM - 96877501

EM - 96877601

EM - 96838701

EM - 96838601
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

The Department does not have a control in place to verify that vendors and subrecipients
receiving funds under the Congressionally Mandated Projects are neither suspended nor
debarred. 2 CFR 180.300 requires that before entering into a covered transaction, the
Department verify that vendors are not excluded or disqualified by: (a) checking the
Excluded Parties List System (EPLS) maintained by the U.S. Government System for
Award Management (SAM), (b) collecting a certification from the entity, or (c) adding a
clause or condition to the agreement with the entity. The Department believed that another
department was verifying suspension and debarment. The lack of control could lead to the
Department using or paying a vendor or subrecipient who is suspended or disbarred.

284
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
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U.S. ENVIRONMENTAL PROTECTION AGENCY

Recommendation:

We recommend the Department design and implement an adequate control over
suspension and debarment to ensure that vendors and subrecipients receiving federal
funds are not suspended or debarred.

DEQ’s Response:

We agree with the finding and recommendation. We have a suspension and debarment
clause in our standard terms and conditions but those were not attached to the contracts in
question. The contracts in question were designed with the assistance from the Office of the
Attorney General and that particular clause was not included nor did we perform a check
against the Excluded Parties List System.

2020-035. Incorrect Sub-Recipient and Contractor Determinations
(Department of Environmental Quality)

Federal Agency:  Environmental Protection Agency
CFDA Number and Title: CFDA 66.202 Congressionally Mandated Projects
Federal Award Number:
EM 96838701
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  N/A

The Department has not established a procedure to properly identify a service provider as
either a vendor or a subrecipient.  2 CFR section 200.331 states that “a pass-through entity
must make case-by-case determinations whether each agreement it makes for the
disbursement of Federal program funds casts the party receiving the funds in the role of a
subrecipient or a contractor.” The Department inappropriately determined two vendors as
subrecipients.  However, based on the terms of the agreement and actual services provided
by the vendors, both relationships were that of a contractor. The correct determination is
critical to guarantee that proper monitoring of federal funds is performed.

Recommendation:

We recommend the Department develop a process to properly classify federally-
funded contractual relationships as either subrecipients or contractors.

285
State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

U.S. ENVIRONMENTAL PROTECTION AGENCY
DEQ’s Response:

The Department does have a process to properly classify federally funded contractual
relationships as subrecipients or contractors. In this particular case the person completing
the checklist thought that due to the contactor being another governmental entity it should
have been classified as a subrecipient. That understanding was incorrect.

286
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

VARIOUS FEDERAL AGENCIES
2020-036. Working Capital Reserves in Excess of Federal Guidelines
(Department of Administrative Services)

Federal Agencies:  Various
CFDA Numbers and Titles:   Various
Federal Award Numbers:  Various
Questioned Costs:  Undeterminable
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: 2019-023; 2018-033; 2017-021; 2016-
037; 2015-048; 2014-040; 2013-049;
2012 12-51; 2011 11-56

As of June 30, 2020, two funds within the Department of Administrative Services held
working capital reserves in excess of federal guidelines as follows:

Fund Description

Excess #
of Days
in
Reserve

Excess
Amount in
Reserve
Division of Purchasing and General Services

   Cooperative Contract Management

180

$   1,767,683
   Print Services
   State Surplus Property

6
179

$        22,303
$      336,372
Division of Risk Management

   Workers’ Compensation Fund

35

$      683,186
   Property Liability Self-Insurance Fund

162

$   7,295,104

2 CFR part 200, Appendix V, paragraph G.2, generally allows a working capital reserve as
part of retained earnings of up to 60 days cash expenses for normal operating purposes in
each internal service fund. The excess reserves were due to the inherent difficulty of
accurately estimating expenses when setting rates. Excess reserves could result in a federal
liability since federal programs share an interest in the reserves.

Recommendation:

Depending on the business requirements, we recommend that the Department of
Administrative Services reduce excess working capital reserves within each of the
respective funds, or obtain a waiver from the federal cost negotiator allowing for an
increase in the number of days of working capital allowed to comply with federal
guidelines.

287
State of Utah
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VARIOUS FEDERAL AGENCIES

DAS’s Response:

Annually, the Department of Administrative Services (Department) analyzes reserves and
estimated costs to determine a rate that reduces and minimizes excess reserves. However,
these rates are determined and legislatively approved months in advance of the rate being
applied and cannot be changed until the next annual rate setting cycle. Due to these timing
differences, rates applied may not reflect new and unforeseen circumstances, resulting in
excess or insufficient reserves. The Department makes every effort to adjust future rates to
reflect changing circumstances and to minimize potential excess reserves.

2020-037. Working Capital Reserves in Excess of Federal Guidelines
 (Department of Human Resource Management)

Federal Agencies:  Various
CFDA Numbers and Titles:  Various
Federal Award Numbers:   Various
Questioned Costs:  Undeterminable
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers:  2019-024; 2018-034; 2017-022; 2016-

038; 2015-049; 2014-041

As of June 30, 2020, the Department of Human Resource Management held working capital
reserves in excess of federal guidelines as follows:

Fund Description

Excess #
of Days
in
Reserve

Excess
Amount in
Reserve
Service Area Level

   Payroll Field Services

60

$107,759

2 CFR part 200, Appendix V, paragraph G.2, generally allows a working capital reserve as
part of retained earnings of up to 60 days cash expenses for normal operating purposes in
each internal service fund. The excess reserves are due to the inherent difficulty of
accurately estimating expenses when setting rates. Excess reserves could result in a federal
liability since federal programs share an interest in the reserves.

288
State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

VARIOUS FEDERAL AGENCIES
Recommendation:

Depending on the business requirements, we recommend that the Department of
Human Resource Management reduce excess working capital reserves within each of
the respective funds or obtain a waiver from the federal cost negotiator allowing for an
increase in the number of days of working capital allowed to comply with federal
guidelines.

DHRM’s Response:

The Department of Human Resource Management (DHRM) agrees with the findings.

1. DHRM is aware that the working capital reserves held in retained earnings exceeded the
allowable 60 days of cash expenses on June 30, 2020 at the fund level due to excess reserves
in Payroll Field Services.

2020-038. Working Capital Reserves in Excess of Federal Guidelines
(Department of Technology)

Federal Agencies:  Various
CFDA Numbers and Titles:   Various
Federal Award Numbers:  Various
Questioned Costs:  Undeterminable
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Number:  2019-025; 2018-035

As of June 30, 2020, the Department of Technology Services held working capital reserves in excess
of federal guidelines as follows:
Fund Description

Excess #
of Days
in
Reserve

Excess
Amount in
Reserve
Service Area Level

   Hosting Services
   Network Services

40
18

$1,802,636
$1,033,957

2 CFR part 200, Appendix V, paragraph G.2, generally allows a working capital reserve as
part of retained earnings of up to 60 days cash expenses for normal operating purposes in
each internal service fund. The excess reserves were due to the inherent difficulty of

289
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Single Audit Report
For the Year Ended June 30, 2020
SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

VARIOUS FEDERAL AGENCIES
accurately estimating expenses when setting rates. Excess reserves could result in a federal
liability since federal programs share an interest in the reserves.

Recommendation:

Depending on the business requirements, we recommend that the Department of
Technology Services reduce excess working capital reserves within each of the
respective funds or obtain a waiver from the federal cost negotiator allowing for an
increase in the number of days of working capital allowed to comply with federal
guidelines.

DTS’s Response:

We agree with the finding

2020-039. Working Capital Reserves in Excess of Federal Guidelines
(Public Employees Health Program)

Federal Agencies:  Various
CFDA Numbers and Titles:   Various
Federal Award Numbers:  Various
Questioned Costs:  Undeterminable
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: 2019-026; 2018-036; 2017-023; 2016-039;
2015-050; 2014-042; 2013-050; 2012-53;
2011-58

As of June 30, 2020, the Public Employees Health Program (PEHP) held working capital
reserves in excess of federal guidelines as follows below. The audited PEHP statements
include a one-time negative expense amount for the Long-Term Disability program, and
therefore no useful calculation of excess days could be performed for that program.

Program

Excess # of
Days in
Reserve

Excess Amount
in Reserve
   State Medical

30

$27,151,980
   Dental

57

$2,552,212
   Long-Term Disability

$18,235,342
   Medicare Supplement

119

$17,171,729

290
State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

VARIOUS FEDERAL AGENCIES
2 CFR part 200, Appendix V, paragraph G.2, generally allows a working capital reserve as
part of retained earnings of up to 60 days cash expenses for normal operating purposes. The
excess reserves were due to the inherent difficulty of accurately estimating expenses. Excess
reserves could result in a federal liability since federal programs share an interest in the
reserves.

Recommendation:

Depending on the business requirements, we recommend that PEHP reduce excess
working capital reserves or obtain a waiver from the federal cost negotiator allowing
an increase in the number of days of working capital allowed to comply with federal
guidelines.

PEHP’s Response:

State Medical –Due to the unknown nature and risks associated with health care costs due
to the COVID-19 pandemic, PEHP will request Cost Allocation Services (CAS) allow an
additional two years to study claims and health care cost trends related to COVID-19.
Although we have promising news regarding vaccines, it remains very unclear how effective
they will work and how many people are willing to get them and any long-term side effects.
It also remains very unclear how long it will take for medical procedures to resume at
normal levels. If reserves in this program are still above federally allowed amounts as of
June 30, 2022, PEHP will either issue a refund to employers and subscribers or refund the
federal portion.

State Dental – PEHP had previously agreed with CAS if there were excess reserves at June
30, 2019, PEHP would refund the federal portion. This agreement, however, was made
prior to the COVID-19 pandemic. Due to COVID-19, dental claim costs were well below
expectations due to guidance given from the CDC regarding delaying elective procedures,
surgeries, and non-urgent outpatient visits. The expected outlook is unclear as it relates to
expected dental claims due to the delay of non-urgent care dental visits. PEHP will request
Cost Allocation Services (CAS) allow an additional two years to study claims and dental
costs trends related to COVID-19. If reserves in this program are still above federally
allowed amounts as of June 30, 2022, PEHP will either issue a refund to employers and
subscribers or refund the federal portion.

Long-term Disability – The COVID-19 pandemic may cause several our insureds to become
disabled and thus cause a large increase in claims and a severe reduction in the reserves of
this program. Therefore, PEHP will request CAS allow an additional two years to study
claim and health care cost trends related to COVID-19. If reserves still exist above the
federally allowed amounts as of June 30, 2022, PEHP will either issue a rebate to
subscribers or refund the federal portion.

291
State of Utah
Single Audit Report
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

VARIOUS FEDERAL AGENCIES

Medicare Supplement – PEHP had previously agreed with CAS if there were excess
reserves at June 30, 2020, PEHP would refund the federal portion. This agreement,
however, was made prior to the COVID-19 pandemic. This program is for people age 65
and older and these insureds, due to their age and higher likelihood of having serious
medical conditions, are at greater risk of becoming seriously ill and incurring large medical
claims if they are infected with COVID-19. Because of this, PEHP will request CAS allow
an additional two years to study Medicare supplement claims and health care cost trends
related to COVID-19. If reserves still exist above the federally allowed amounts as of June
30, 2022, PEHP will either issue a rebate to subscribers or refund the federal portion.

2020-040. Oversight of Federal Programs Administered in the HCD and ASD Divisions Should
Be Strengthened
(Department of Workforce Services)

Federal Agencies: Various
CFDA Numbers and Titles:   Various
Federal Award Numbers:  Various
Questioned Costs:  N/A
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: N/A

The Housing and Community Development Division (HCD) at the Department of
Workforce Services (DWS) did not manage the Home Investment Partnership program
(HOME) and the Low-Income Home Energy Assistance program (LIHEAP) in accordance
with federal regulations, potentially jeopardizing future funding and/or reducing HCD’s
ability to assist those supported by its programs throughout the State of Utah.

2 CFR 200.303 (Uniform Guidance) identifies four key areas HCD must implement to
effectively manage federal programs.  These areas include:
a. Establishing and maintaining effective internal controls;
b. Complying with federal statutes, regulations, and federal award terms and
conditions;
c. Evaluating and monitoring compliance with (b); and,
d. Taking prompt action when instances of noncompliance are identified, including
those identified in audit findings.

292
State of Utah
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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
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VARIOUS FEDERAL AGENCIES
Establishing & Maintaining Effective Internal Controls

HCD and its financial managers in the Administrative Support Division (ASD) have not
established or maintained effective internal controls, which include a sound control
framework or “tone at the top.”  Deficient critical elements of a sound control framework
include:
a. Clearly defined program and financial management responsibilities;
b. Adequate knowledge, experience, and supervision for program and financial
management to perform their responsibilities and adhere to program
requirements and established policies;

The table below identifies instances in which HCD and its financial managers in ASD did
not have a sound internal control framework to ensure compliance with federal statutes,
regulations, and terms and conditions.  Findings 2020-009, 2020-015, 2020-016, and 2020-
017 are considered material, or more severe, weaknesses while Findings 2020-014, 2020-
010, 2020-011, and 2020-002 are considered significant deficiencies in internal controls.

Finding
Program/
Division
Significance
Compliance
Requirement
Area(s)
Questioned
Costs
Internal
Control
Compliance
2020-015
HOME—
HCD/ASD
Material
Material
Sub-recipient
monitoring
None
2020-016
HOME –
HCD/ASD
Material
Reportable
Allowable
Activities/Costs
$32,081
2020-017
HOME – HCD
Material
Other
Eligibility,
Special Tests
None
2020-014
HOME –
HCD/ASD
Significant
deficiency
N/A
Program Income
None
2020-009
LIHEAP –
HCD
Material
Material
Allowable
Activities,
Allowable Costs,
Eligibility –
COVID-19
$6,606
2020-010
LIHEAP –
HCD
Significant
deficiency
Reportable
Allowable Costs,
Eligibility –
Regular
$170
2020-011
LIHEAP –
HCD
Significant
deficiency
Other
Reporting
None
2020-002
HOME –
HCD/ASD
Significant
deficiency
N/A
SEFA Reporting
None

293
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VARIOUS FEDERAL AGENCIES
Complying with Federal Statutes, Regulations, & Federal Award Terms and Conditions

As identified in the table above, HCD and its financial managers in ASD did not comply
with federal statutes, regulations, and terms and conditions, as well as the Department’s own
policies for the fiscal year ended June 30, 2020.  Findings 2020-015 and 2020-009 are
considered material noncompliance while Findings 2020-016 and 2020-010 are required to
be reported under Uniform Guidance.  Findings 2020-011 and 2020-017, while not required
to be reported under Uniform Guidance, indicate other instances of noncompliance.

Evaluating and Monitoring Compliance

Division management for HCD and its financial managers did not perform evaluation and
monitoring activities or these activities were insufficient, as identified in Findings 2020-015,
2020-016, 2020-009, and 2020-011. These findings illustrate circumstances where
evaluation and monitoring activities did not ensure adherence to established policies and/or
established internal controls.

Taking Prompt Action to Resolve Noncompliance

Communication of noncompliance through reports, findings, etc., with all responsible
parties allows for prompt and complete action towards resolution. Findings 2020-015 and
2020-014 identify facts and circumstances that were not communicated or resolved in a
timely manner by HCD and its financial managers.

Recommendation:

We recommend HCD and its financial managers:
1. Gain an understanding of the federal “Green Book” or “COSO Framework” to
then design effective internal control including the establishment of a sound
control environment and effective risk assessment procedures;
2. Comply with federal statutes, regulations, federal award terms and conditions,
and internal policies;
3. Perform evaluation and monitoring activities to assess operational quality and
on-going performance of internal controls to ensure reasonable compliance;
and
4. Promptly take action to address instances of noncompliance and deficiencies of
internal controls.

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VARIOUS FEDERAL AGENCIES
DWS’s Response:

The department has an established system of internal controls which is designed to provide
reasonable assurance, not absolute assurance, that the department’s objectives will be
achieved.  It appears that the established internal controls that should have prevented
and/or detected the errors cited by the auditors did not function as designed.

2020-041. Cost Allocation Plan Implementation Errors
(Department of Workforce Services)

Federal Agencies:  Various
CFDA Numbers and Titles:   Various
Federal Award Numbers:  Various
Questioned Costs:  $108,176
Pass-through Entity:  N/A
Prior Year Single Audit Report Finding Numbers: PY-2019-027

DWS did not properly execute the random moment time study (RMTS) as developed and
approved for the implementation of its cost allocation plan (CAP).
We noted the following errors during the first quarter allocation:
a. Payroll costs for 42 employees, or 4.6 percent of pool employees, were included
in the wrong RMTS allocation pool.
b. Payroll costs totaling $108,176 for 8 of the 42 employees should have been
charged as federal direct costs, rather than allocated through the CAP, but were
improperly included in the RMTS pool and allocated to various programs.  We
have questioned these costs.
c. Payroll costs for 12 employees, or 1.3 percent of pool employees, were
inappropriately included in taking the RMTS survey.
d. Twelve employees, or 1.3 percent of pool employees, were inappropriately
excluded from taking the RMTS survey.
e. Nine of 40 allocated payroll sample items were not subjected to review to ensure
proper coding and inclusion/exclusion of allocated payroll costs.
We noted the following errors during the fourth quarter allocation:
a. From a sample of 60 RMTS surveys, one survey was inappropriately coded
according to the DWS’s CAP—an error rate of 1.67 percent.  The survey result
should have been excluded by internal control reviews.  The internal control
designed for this area reviews 100 percent of the surveys; however, the error
remained undetected and resulted in skewed allocation rates.

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SCHEDULE OF FINDINGS AND QUESTIONED COSTS
PART III.   FINDINGS AND QUESTIONED COSTS FOR FEDERAL AWARDS

VARIOUS FEDERAL AGENCIES
b. Payroll costs for 26 employees, or 2.8 percent of pool employees, were included
in the wrong RMTS allocation pool.  Although internal controls detected the
errors, the payroll costs were coded to the incorrect pool.
DWS’s federally approved CAP indicates the intended goal of the RMTS is to provide a
simple, efficient, and precise methodology to appropriately identify, pool, and allocate costs
to programs/activities that benefit from them within the requirements of Uniform Guidance.
It also outlines the proper inclusion of allocable costs and execution of its RMTS to
determine appropriate allocation percentages. Internal controls designed to prevent or detect
and correct CAP implementation errors did not function as designed because of inadequate
monitoring and supervision by division management.
The incorrect inclusion and exclusion of costs to be allocated in the pool, compounded with
disproportionate allocation percentages from the RMTS, can cause various federal programs
to be inaccurately charged for DWS costs.

Recommendation:

We recommend DWS division management perform adequate monitoring of CAP
internal controls and supervision of staff to ensure the CAP is implemented as
designed and approved.

DWS’s Response:

The random moment time study errors cited by the auditors for the first quarter allocation
(July 1, 2019 – September 30, 2019) occurred prior to the corrective actions taken by the
department for prior year finding 2019-027 which were fully implemented by December 31,
2019.  The audit results for the fourth quarter allocation demonstrate the department’s
substantial improvement in correcting the errors cited by the auditors.  The department
acknowledges that there was a slight delay in changing the payroll coding for the 26
employees cited by the auditors in part b of the finding for the fourth quarter allocation.
The personnel costs for these employees were coded using one program code for a short
time at the beginning of the quarter when they technically should have been coded instead to
a different program code.  However, all personnel costs recorded on the State’s general
ledger system for both program codes are captured in the same cost center and are
allocated based on the results of the random moment time study.  Therefore, there was no
effect on the allocation of costs due to the delay in changing the coding.

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CORRECTIVE ACTION PLAN

State of Utah

               SPENCER J COX

Governor
      DEIDRE M. HENDERSON
           Lieutenant Governor

DIVISION OF FINANCE, 4315 S. 2700 W., 3rd Floor, Taylorsville, UT 84129-2128,  PO Box 141031, SLC, UT 84114
telephone 801-957-7780 ∙ facsimile 385-465-6012 ∙ finance.utah.gov

Department of Administrative Services

Jenney Rees
Executive Director

Division of Finance
Janica Gines, CPA
Director

April 30, 2021

John Dougall
State Auditor
Office of the Utah State Auditor
Utah State Capitol Complex Suite E310
Salt Lake City, Utah  84114

Dear Mr. Dougall,

Enclosed with this letter is the State of Utah’s Corrective Action Plan for the audit findings in the
fiscal year 2020 single audit report.

The State’s Corrective Action Plan is a compilation of the corrective action plan information provided
to us by the applicable state agencies. The Corrective Action Plan document is prepared in conjunction
with your fiscal year 2020 single audit. We believe it satisfies the requirements in the Federal Uniform
Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards
§200.511(c) for a corrective action plan.

We appreciate the efforts of the Office of the Utah State Auditor in completing the Single Audit for
the State for fiscal year 2020. If you have any questions regarding this Corrective Action Plan, please
do not hesitate to contact our office.

Sincerely,

Janica Gines, CPA
Director of Finance

Attachment

298

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299
FINDINGS RELATING TO THE FINANCIAL STATEMENTS:

2020-001. Errors in Preparation of State’s Comprehensive Annual Financial Report Identified and Corrected
State Agency:  Department of Administrative Services

The Division of Finance (the Division) is in the process of re-evaluating our internal controls over financial reporting for
continued improvement by identifying potential internal control weaknesses and inefficiencies with the Annual Report
process. Additional monitoring, reconciling, and analytical procedures will be added to the Annual Report process where
needed to address the weaknesses which allowed the errors found in the audit and to help ensure we accurately capture,
record, and report financial transactions and balances in accordance with generally accepted accounting principles.
Additionally, we will also follow up on all audit adjustments to ensure that the underlying issues are resolved and future
errors prevented.

Contact Person: Patricia Nelson, Assistant State Comptroller, State Division of Finance, patriciarnelson@utah.gov
Anticipated Correction Date: June 30, 2021

2020-002. Multiple Corrections Required to Accurately Report Schedule of Expenditures of Federal Awards and Summary

Schedule of Prior Audit Findings
State Agency:  Department of Administrative Services; Department of Workforce Services
Federal Program:  Various

Department of Administrative Services

During fiscal year 2020, the Division re-evaluated the process of the compilation of the State’s SEFA and determined
that individual departments, rather than the Division, were better positioned to report complete and accurate SEFA
information in compliance with each individual federal grant. This change in philosophy in combination with turnover
in a key role over federal reporting in the Division, resulted in these errors. The Division will provide additional
training to the departments and Division personnel as well as increased communication throughout the SEFA
compilation process to ensure accurate and complete reporting. Additional monitoring and analytical procedures will
also be added to the Division’s SEFA compilation process to further address the weaknesses identified. Finally, the
Division will continue to develop comprehensive written procedures for SEFA preparation.

Contact Person: Patricia Nelson, Assistant State Comptroller, State Division of Finance, patriciarnelson@utah.gov
Anticipated Correction Date: June 30, 2021

Department of Workforce Services

Personnel responsible for compiling and reviewing the department’s portion of the State’s SEFA will attend the training
that will be provided by the State Division of Finance as part of their corrective action for this finding.  Department
personnel will also increase our communication with the State Division of Finance throughout the SEFA compilation
process to ensure accurate and complete reporting.

Contact Person:  Nathan Harrison, Finance Director, 801-526-9402
Anticipated Correction Date:  August 31, 2021

2020-003. Oversight of Federal Programs Administered in the HCD and ASD Divisions Should Be Strengthened

State Agency: Department of Workforce Services

NOTE:  This finding’s Corrective Action Plan is presented in detail in Finding No. 2020-040 in Part III of this Section.

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FINDINGS RELATING TO FEDERAL AWARDS:

U.S. DEPARTMENT OF AGRICULTURE:

2020-04.
SNAP Benefit Issuance Reconciliation Differences Go Unresolved
State Agency:  Department of Workforce Services
Federal Program:

The Eligibility Services Division will work with the Workforce Research and Analysis Division and the Department of
Technology Services to identify and correct the reporting issue.  We will also ensure thorough testing is completed prior
to deploying.

Contact Person:  Dale Ownby, Director, Eligibility Services Division
Anticipated Correction Date:  August 31, 2021

U.S. DEPARTMENT OF EDUCATION:

2020-005. Contract Addendum Noncompliant with Federal Procurement Regulations
State Agency:  Snow College
Federal Program:  Education Stabilization Fund

Snow College agrees with this finding.  At the time of the original procurement of the consultant, institutional funds had
been established for the payment of these services.  In response to the COVID-19 pandemic and in keeping with the
original intent of the contract, an addendum was written that expanded services by the contractor.  Since the services were
expanded to include online delivery of Snow College courses directly related to the institution’s response to COVID-19,
the addendum was determined to be paid through CARES Act relief funds.  State procurement code was followed when
the original contract was signed, but since Snow College had not originally intended to pay any portion of the contract in
question from federal dollars, the federal procurement process was not followed.  Snow College agrees with the finding
and will ensure federal procurement code is followed when the institution plans to spend federal monies.

Contact Person: Carson Howell, Vice President of Finance and Administrative Services, 435-283-7213
Anticipated Correction Date: May 25, 2021

2020-006. Reported Expenditures Not Supported by Underlying Reimbursement Requests
State Agency:  Utah State Board of Education
Federal Program:  Education Stabilization Fund

Timely Reimbursements

The USBE is the constitutional body tasked with general control and supervision of public education. As part of this
responsibility the USBE strongly encourages local education agencies (LEAs) to submit reimbursement requests for
federal funds in a timely manner. LEAs are school districts or charter schools that are separate legal entities (Utah Code,
Annotated 53G-4-401) tasked to operate and manage schools, which includes expending federal funds for allowable
purposes. Generally, federal funds awarded to LEAs have a period of performance of 27 months and the funds may be
expended at any time during that period with reimbursement requests submitted after an expenditure is made.

The USBE uses the Grants Management System (System) to facilitate the grants process with LEAs. The System is
inclusive of all grants, including the applicable period of performance for each grant. This helps ensure LEAs are aware

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of all grant funding sources, with related grant requirements, and facilitates a more efficient reimbursement request
process. The USBE will continue to strongly encourage LEAs to submit reimbursement requests in a timely manner once
an allowable expenditure has been made.

Estimating and Reporting Expenditures

For reporting purposes of the Annual Comprehensive Financial Report (ACFR), during yearend closeout in early August,
the USBE estimates the expenditures incurred by LEAs as of 6/30 that have not yet been reported to USBE by the LEAs.
In accordance with GAAP, the USBE must estimate those costs since the actual amounts are not available in time for
ACFR reporting. This incurred but not yet reported (IBNR) accrual is recorded in State Finance's non-budgetary funds in
the state's general ledger so it does not affect any of USBEs grant accounting or reporting. The expenditures associated
with the IBNR are supported by the USBE IBNR calculation. Therefore, we concur that the calculation methodology of
the IBNR did not result in questioned costs.

In previous years, the expenditures estimated in the IBNR calculation were not reported in the USBE's portion of the
Schedule of Expenditures of Federal Awards (SEFA), but instead were included in a lump sum cash (SEFA) to accrual
basis (ACFR) reconciling item in the notes to the SEFA. In an effort to report SEFA expenditures more closely to the
ACFR's accrual basis of accounting for fiscal year 2021, State Finance included the IBNR in the USBE's individual
applicable grant expenditures in the SEFA. In future years, State Finance will return to excluding the IBNR amount from
USBE's presentation of grant expenditures.

Contact Person: Deborah Jacobson, USBE Finance Director, 801-538-7627

Patricia Nelson, Assistant State Comptroller, 801-808-0684
Anticipated Correction Date: November 30, 2021

U.S. DEPARTMENT OF HEALTH AND HUMAN RESOURCES:

2020-007. Medicaid Program Review Accuracy Rates 9 Points Below Target
State Agency:  Department of Health; Department of Workforce Services
Federal Program:  Medical Assistance Program (Medicaid Title XIX)

The Division will be ready as needed to assist or consult with DWS as they strive to improve PRT’s outcomes.

Contact Person:  Jeff Nelson, Bureau Director, Eligibility Policy, 801-455-0224
Anticipated Correction Date:  September 2021

Items identified have all been implemented as of early 2020.  Ongoing coordination with DOH will continue.

Contact Person:  Melissa Presley, Medicaid Program Manager, DWS, 801-245-4695
Anticipated Correction Date:  Completed/Ongoing for coordination with DOH

2020-008. Use of Appropriate National Correct Coding Initiative (NCCI) Edit Files Not Verified
State Agency:  Department of Health
Federal Program:  Medical Assistance Program (Medicaid Title XIX)

1. The Division will create a Standard Operating Procedure for NCCI edit files. The procedure will include the
following three areas:
a.
How the NCCI edit files are obtained
b. How the NCCI edit files are delivered to the contractor
c.
How the Division will validate that the files have been properly loaded

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2. The Bureau of Medicaid Operations will create test scenarios with the contractor to confirm that the proper
NCCI edits are firing when appropriate.
Contact Person:  Shandi Adamson, Bureau Director, Medicaid Operations, 801-793-7261
Anticipated Correction Date:  July 2021

2020-009. LIHEAP CARES Act Benefit Policy Development and Deployment Did Not Align with Award Terms and
Conditions
State Agency:  Department of Workforce Services
Federal Program:  Low-Income Home Energy Assistance Program

On October 1, 2020, the HEAT Program began using the department’s Electronic Resource Eligibility Product (eREP)
system for eligibility determination.  This will provide more options in the future including individualized benefits.

Contact Person:  Sisifo Taatiti, HEAT Program Manager, 801-468-0069
Anticipated Correction Date:  October 1, 2020

2020-0010. LIHEAP Benefit Overpayments Due to Improper Eligibility Decisions
State Agency:  Department of Workforce Services
Federal Program:  Low-Income Home Energy Assistance Program

The department will expand monitoring procedures to include real-time feedback to agencies and provide case reviews
on a monthly basis.  We will also provide targeted training support to all HEAT agencies to address compliance and
ensure accurate eligibility determinations for benefits.

Contact Person:  Sisifo Taatiti, HEAT Program Manager, 801-468-0069
Anticipated Correction Date:  October 1, 2020

2020-0011. LIHEAP Reporting Errors and Untimely Submissions
State Agency:  Department of Workforce Services
Federal Program:  Low-Income Home Energy Assistance Program

The department will ensure that proper internal controls are in place for reporting.  We will implement internal controls
and use consistent program data for reporting and adequately documenting methodologies.  In preparation of the report,
the program manager will ensure that all methodologies are documented.  The program manager will complete the
reports and the division director and assistant director will review the reports prior to submission.

Contact Person:  Sisifo Taatiti, HEAT Program Manager, 801-468-0069
Anticipated Correction Date:  October 1, 2020

2020-0012. Inadequate Internal Controls over Preparation of Federal Reports
State Agency:  Southern Utah University
Federal Program:  Head Start

SUU and Head Start utilize the Payment Management System (PMS) which allows us to add a requirement for an
additional certification of the report prior to submission.  The Accounting Supervisor over grants will prepare the SF 425
and a representative from the Sponsored Programs, Agreements, Research, and Contracts (SPARC) office will certify
and submit the reports.   The process for the 429 (Real Property Report) will follow the same procedure.

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The corrective action plan will be completed with the next required filing of these reports, which is October 30, 2020.

Contact Person:  Thomas Morgan, Executive Director for Head Start and Early Intervention
Anticipated Correction Date:  October 30, 2020

2020-0013. Improper Reporting to Those Charged with Governance
State Agency:  Southern Utah University
Federal Program:  Head Start

According to performance standard 1302.102 (d)(1)(i) A program must submit status reports, determined by ongoing
oversight data, to the governing body and Policy Council at least semiannually. The program will exceed this standard
by meeting regularly and will receive status reports via monthly email correspondence. The Trustee representative serving
on the subcommittee will notify the Board of Trustees of any Head Start concerns or up-dates.  This corrective action
plan will be completed by December 31, 2020, giving time to have the next regular meeting with the Trustee
representative.

Contact Person:  Thomas Morgan, Executive Director for Head Start and Early Intervention
Anticipated Correction Date:  December 31, 2020

U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT:

2020-014. Untimely Identification and Resolution of HOME Loan Reconciliation Differences
State Agency:  Department of Administrative Services; Workforce Services
Federal Program:  Home Investment Partnership Program

Administrative Services

The net effect of the errors identified by the auditor totaled $569,262. Reconciling the loans for the HOME program is
complex due to the use of multiple subaccounts for the HOME program and a significant amount of activity between
those subaccounts by both the Division and the Department of Workforce Services. The majority of the unreconciled
items noted by the auditor occurred in years prior to the employment of current Division staff. Many items require
extensive research to resolve due to the lack of evidence and documentation on old reconciliations. The Division has
made it a priority to complete and resolve any remaining fiscal year 2020 reconciliations and reconciling items while also
establishing additional controls and procedures to ensure that the loan management system (CLCS) is reconciled timely
to the State’ general ledger system (FINET) going forward. Additional process improvements include:

•
Division management review of monthly loan fund reconciliations.
•
Regularly scheduled meetings between the Division and HOME program staff to resolve outstanding items or
issues.
•
Division staff distributing monthly reports from CLCS to HOME program staff in order to verify correct
coding and amount of disbursements.
The Division continuing to modify/update/develop policies and procedures surrounding the reconciliation process.

Contact Person:  Patricia Nelson, Assistant State Comptroller, State Division of Finance, patriciarnelson@utah.gov
Anticipated Correction Date:  June 30, 2021

Workforce Services

The department and the State Division of Finance have made it a priority to complete and resolve any remaining fiscal
year 2020 reconciliations and reconciling items while also establishing additional controls and procedures to ensure that

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the loan management system (CLCS) is reconciled timely to the State’s general ledger system (FINET) going forward.
Additional process improvements include:

State Division of Finance management review of monthly loan fund reconciliations.

Regularly scheduled meetings between the State Division of Finance and the department’s HOME program
staff and financial manager to resolve outstanding items or issues.

State Division of Finance staff distributing monthly reports from CLCS to the department’s HOME program
staff and financial manager in order to verify correct coding and amount of disbursements.

The State Division of Finance continuing to modify/update/develop policies and procedures surrounding the
reconciliation process.

The department implementing a reconciliation process during fiscal year 2020 which is performed by the
HOME program’s financial manager and occurs no less often than quarterly to ensure that differences are
identified and resolved in a timely manner.

Contact Person:  Nathan Harrison, Finance Director, 801-526-9402
Anticipated Correction Date:  June 30, 2021

2020-015. Failure to Comply with HOME Sub-Recipient Monitoring Requirements
State Agency:  Department of Workforce Services
Federal Program:  14.239  HOME Investment Partnership Program

The department will address the recommendations by merging the division contracts team into the department’s central
contracts team.  The appropriate internal controls are in place within the department’s central contracts team to ensure
Uniform Guidance and federal regulations are followed more closely.  This move will provide additional oversight and
align contract management responsibilities with the rest of the department.

Contact Person:  Nate McDonald, Deputy Executive Director, 801-694-0294
Anticipated Correction Date:  June 1, 2021

2020-016. Unallowable HOME Loan Write-Off and Other Improper Accounting Errors
State Agency:  Department of Workforce Services
Federal Program:  14.239  HOME Investment Partnership Program

The department will work with appropriate officials at the Department of Housing & Urban Development (HUD) to
ensure that the department’s treatment of the foreclosure situation cited by the auditors is proper and will make necessary
corrections HUD requires, if any.

The “write-off policy” for the Olene Walker Home Loan Fund (OWHLF) has been re-titled as a “recapture policy” and
has been updated to ensure that it aligns with applicable HUD guidance, the approved Annual Action Plan, and applicable
accounting policies.  The updated policy was approved by the OWHLF Board at their meeting held on April 22, 2021.

To eliminate any potential confusion with regards to how transactions are recorded, the department will begin using the
same program code for all entitlement funds, regardless of source, and will also begin using the same program code for
all program income, regardless of source (this will be a different program code, however, than the program code utilized
for entitlement funds).  The funding source will be identified on the State’s general ledger system (FINET) based on the
fund where the transactions are recorded.  The program code changes will be effective for the State fiscal year which
begins on July 1, 2021.

Contact Person:
Jess Peterson, Housing Program Manager, 385-235-2975

Nathan Harrison, Finance Director, 801-526-9402
Anticipated Correction Date:  June 30, 2021

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2020-017. HOME Eligibility and Housing Quality Inspections Not Performed in Accordance with Policy
State Agency:  Department of Workforce Services
Federal Program:  14.239  HOME Investment Partnership Program

The Olene Walker Home Loan Fund (OWHLF) has already updated the homebuyer procedures to include internal
controls over eligibility.  The program will also include the use of HUD’s income calculator for eligibility determinations.
Once the process has been updated, internal policies and procedures will also be updated to reflect those changes.

OWHLF has already updated the multi-family procedures to include a monthly review of the completed monitoring by
the Multi-Family Program Specialist to ensure compliance.  Internal policies and procedures reflect those changes.

The department will revise OWHLF procedures regarding the frequency of multi-family inspections to align with
Uniform Guidance and HUD’s requirements.

Contact Person:  Jess Peterson, Housing Program Manager, 385-235-2975
Anticipated Correction Date: June 30, 2021

U.S. DEPARTMENT OF JUSTICE:

2020-018. Oversight of Federal Programs Should Be Strengthened
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program:  16.575 Crime Victim Assistance
16.576 Crime Victim Compensation

UOVC has distributed copies of the federal “Green Book” to all staff involved with federal grants or financial
management. UOVC will meet with auditors to discuss and to implement “Green Book” and “COSO Framework”
principles. UOVC will also meet with auditors and appropriate staff with the Utah Division of Finance through May and
June of 2021 to review, modify, design, and test UOVC processes and procedures to assure effective internal controls,
appropriate internal compliance monitoring and prompt and effective correction of identified instances of noncompliance.
UOVC has contracted and is working with a professional consultant to develop a Grant and Financial Management Policy
and Procedure Manual. The manual will be updated to be inclusive of UOVC’s work with the auditor and finance
personnel.

Contact Person:  Gary Scheller, UOVC Director, 801-277-9375

Lynsey Stock, UOVC Audit Manager, 304-545-7589
Anticipated Correction Date: July 1, 2021

2020-019. UOVC Does Not Monitor Grant Expenditures to Ensure Spending in the Proper Period
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program:  16.576    Crime Victim Compensation

UOVC will appropriately develop processes and procedures, with the advice of the auditors and Utah Division of
Finance to begin identifying the source of benefit payments to victims as either federal or state funds. UOVC will
also identify the specific federal grant from which federal funds were obtained for the payment(s).

Contact Person:  Gary Scheller, UOVC Director, 801-227-9375

Patti Jensen, UOVC Financial Manager, 801-238-2368

Arnold Liu, UOVC Federal Funds Financial Analyst, 801-238-2374

Connie Wettlaufer, UOVC Admin Asst./Drawdown Specialist, 801-238-2371

Melanie Scarlet, UOVC Asst. Director, Reparations Program Manager, 801-238-2364

Lynsey Stock, UOVC Audit Manager, 304-545-7589

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Anticipated Correction Date: July 1, 2021

2020-020. Crime Victim Reparations Determined and Paid without Independent Review
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program:  16.576    Crime Victim Compensation

UOVC will establish appropriate internal oversight and monitoring practices in consultation with the auditor to assure
that determinations and actions within the Reparation Program are made within the parameters of the applicable laws and
rules.

Contact Person:  Gary Scheller, UOVC Director, 801-227-9375

Melanie Scarlet, UOVC Asst. Director, Reparations Program Manager, 801-238-2364

Lynsey Stock, UOVC Audit Manager, 304-545-7589
Anticipated Correction Date: July 1, 2021

2020-021. Administrative Expenditures Exceeded the Allowable 5% Threshold
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program:  16.576    Crime Victim Compensation

The established budgets in FINET for the allowable administrative expenses of the VOCA Compensation grant have had
enhanced budget settings added to prohibit the recording of any charges in excess of the allowable 5% of the grant. UOVC
will increase its internal monitoring on this matter. UOVC, in the process of the corrective action plan on Finding 1, will
test and verify the effectiveness of the enhanced internal controls as well as develop and adopt internal monitoring of
these practices.

Contact Person:  Gary Scheller, UOVC Director, 801-227-9375

Patti Jensen, UOVC Financial Manager, 801-238-2368

Arnold Liu, UOVC Federal Funds Financial Analyst, 801-238-2374

Connie Wettlaufer, UOVC Admin Asst./Drawdown Specialist, 801-238-2371

Lynsey Stock, UOVC Audit Manager, 304-545-7589

Melanie Scarlet, UOVC Asst. Director, Reparations Program Manager, 801-238-2364
Anticipated Correction Date: July 1, 2021

2020-022. Claims Management System Unable to Provide Accurate Performance Report Data
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program:  16.576    Crime Victim Compensation

UOVC applied for and received a federal grant to develop a new claims database to resolve these concerns. The new
databased is being developed by Utah Department of Technology Services (DTS). We have consulted with DTS and are
having them change and/or extract what they are able in the existing database for the upcoming federal report. We are
attempting to balance the time of the program developers to keep them moving as fast as possible on the new program.
We have also committed additional funding to speed the project completion and DTS is attempting to locate the needed
resources for the project. In conjunction with the corrective action plan taking place on Finding 1, UOVC will update the
progress and monitor that all the concerns of this finding are addressed to degree we are able, prior to the anticipated
completion of the new database scheduled for the fall of 2021.

Contact Person:  Gary Scheller, UOVC Director, 801-227-9375

Melanie Scarlet, UOVC Asst. Director, Reparations Program Manager, 801-238-2364

Patti Jensen, UOVC Financial Manager, 801-238-2368

Lynsey Stock, UOVC Audit Manager, 304-545-7589
Anticipated Correction Date: July 1, 2021

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2020-023. Design of Subrecipient Monitoring Procedures Does Not Ensure Compliance with Federal Regulations
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program:  16.575    Crime Victim Assistance

UOVC will, in conjunction with and in the process of the corrective action plan for Finding 1, work with the auditor to
fully understand, address and resolve each of the auditor’s concerns articulated in this finding. UOVC will design and
implement, in consultation with the auditor, increased internal oversight of its monitoring practices.

Contact Person:  Gary Scheller, UOVC Director, 801-227-9375

Lynsey Stock, UOVC Audit Manager, 304-545-7589

Tallie Viteri, UOVC Assistant Director, Assistance Grants Program Manager, 801-297-2620
Anticipated Correction Date: July 1, 2021

2020-024. Federal Cash Draws Calculated Using Employee-Prepared Spreadsheet Instead of General Ledger
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program:  16.575    Crime Victim Assistance

UOVC is eager to fully review the information supporting this finding and thoroughly resolve this finding. UOVC has
enhanced its budgetary controls in FINET to further prohibit the recording of expenditures in excess of available funds,
per grant. This will greatly reduce the probability or need of internal journal adjustments at the time of drawing grant
funds. UOVC strictly prohibits the drawing of federal funds to reimburse expenditures not recorded in FINET. UOVC
has requested additional training and consultation for its entire staff from the Utah Division of Finance on the use and
capabilities of FINET. UOVC will increase its internal monitoring and record keeping in this area to assure strict
compliance of the requirements that only FINET Data is used to prepare draws and that UOVC thoroughly reviews draws
prior to drawing reimbursements. This process will be thoroughly evaluated and tested in conjunction with the corrective
action plan for Finding 1.

Contact Person:  Gary Scheller, UOVC Director, 801-227-9375

Lynsey Stock, UOVC Audit Manager, 304-545-7589

Tallie Viteri, UOVC Assistant Director, Assistance Grants Program Manager, 801-297-2620

Patti Jensen, UOVC Financial Manager, 801-238-2368

Arnold Liu, UOVC Federal Funds Financial Analyst, 801-238-2374

Connie Wettlaufer, UOVC Admin Asst./Drawdown Specialist, 801-238-2371
Anticipated Correction Date: July 1, 2021

2020-025. Subrecipient-Reported Information Not Adequately Verified
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program:  16.575    Crime Victim Assistance

UOVC is eager to work with the auditor to achieve understanding and resolution of the specific concerns articulated by
the auditor in this finding. UOVC has again consulted with the grant manager from the federal funding agency and will
in conjunction with the corrective action plan in Finding 1, work extensively with the auditor to fully resolve the auditors
concerns on this finding.

Contact Person:  Gary Scheller, UOVC Director, 801-227-9375

Lynsey Stock, UOVC Audit Manager, 304-545-7589

Tallie Viteri, UOVC Assistant Director, Assistance Grants Program Manager, 801-297-2620

Arnold Liu, UOVC Federal Funds Financial Analyst, 801-238-2374
Anticipated Correction Date: July 1, 2021

State of Utah Single Audit
Corrective Action Plan
For the Year Ended June 30, 2020

308

2020-026. Grant Expenditures Recorded Outside the Allowable Spending Period
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program:  16.575    Crime Victim Assistance

The established budgets  in FINET for the allowable administrative expenses of the VOCA Compensation grant have had
enhanced budget settings added to prohibit the recording of any charges in  excess of the allowable 5% of the grant.
UOVC will increase its internal monitoring on this matter. UOVC, in the process of the corrective action plan on Finding
1, will test and verify the effectiveness of the enhanced internal controls as well as develop and adopt internal monitoring
of these practices.

Contact Person:  Gary Scheller, UOVC Director, 801-227-9375

Patti Jensen, UOVC Financial Manager, 801-238-2368

Arnold Liu, UOVC Federal Funds Financial Analyst, 801-238-2374

Lynsey Stock, UOVC Audit Manager, 304-545-7589

Tallie Viteri, UOVC Assistant Director, Assistance Grants Program Manager, 801-297-2620
Anticipated Correction Date: July 1, 2021

2020-027. Quarterly Financial Report Did Not Agree to Accounting System
State Agency:  Commission on Criminal and Juvenile Justice
Federal Program: 16.575    Crime Victim Assistance

UOVC has requested additional training and consultation for its entire staff from the Utah Division of Finance on the use
and capabilities of FINET. UOVC will increase its internal monitoring and record keeping in this area to assure strict
compliance of the requirement that only available FINET data is used to populate amounts reported on financial reports.
UOVC will also ensure that prior to being filed; completed reports are thoroughly reviewed by someone other than the
person completing the reports. UOVC will work extensively with the auditor and the Utah Division of Finance to
understand and fully resolve the auditor’s concerns in this finding. This process will be thoroughly evaluated and tested
in conjunction with the corrective action plan for Finding 1.

Contact Person:  Gary Scheller, UOVC Director, 801-227-9375

Patti Jensen, UOVC Financial Manager, 801-238-2368

Arnold Liu, UOVC Federal Funds Financial Analyst, 801-238-2374

Lynsey Stock, UOVC Audit Manager, 304-545-7589

Tallie Viteri, UOVC Assistant Director, Assistance Grants Program Manager, 801-297-2620
Anticipated Correction Date: July 1, 2021

U.S. DEPARTMENT OF LABOR:

2020-028. Mandatory Benefit Overpayment Detection Matches Not Performed for Pandemic Unemployment Assistance
State Agency:  Department of Workforce Services
Federal Program:

DWS has successfully created and deployed the three mandatory overpayment cross-match procedures and ran them
retroactively across all PUA payments to verify accuracy.  DWS will continue to run all required cross-matches to
ensure the ongoing integrity of the program.

Contact Person:  Kevin Burt, Director, Unemployment Insurance Division, 801-526-9575
Anticipated Correction Date:  October 21, 2020

State of Utah Single Audit
Corrective Action Plan
For the Year Ended June 30, 2020

309
2020-029. Incorrect Calculation of Pandemic Unemployment Assistance Benefits Results in Overpayment
State Agency:  Department of Workforce Services
Federal Program:

As stated, this is an issuance error that was caused by worker error.  The Pandemic Unemployment Assistance (PUA)
program has been specialized to a single team.  This finding was reviewed in a team meeting with all applicable staff in
an effort to avoid future occurrence.

Contact Person:  Kevin Burt, Director, Unemployment Insurance Division, 801-526-9575
Correction Date:  March 31, 2021

U.S. DEPARTMENT OF THE TREASURY:

2020-030. Oversight of Federal Program Should Be Strengthened
State Agency:  Governor’s Office of Management and Budget
Federal Program:  Coronavirus Relief Fund

GOPB will hire a Fiscal Grants Manager to strengthen a grants management program that will include written policies
and procedures providing guidance on monitoring subrecipients based on risk. Additionally, GOPB will continue to
delegate grant distribution and management to agencies with grant management experience where appropriate.
Additionally, GOPB’s policies and procedures will include monitoring and testing delegated agencies’ internal controls.

Contact Person: Duncan Evans/Managing Director of Budget & Operations/801-538-1592
Anticipated Correction Date: October 31, 2021

2020-031. Weaknesses in Monitoring of Local Governments’ Coronavirus Relief Fund Activity
State Agency:  Governor’s Office of Management and Budget
Federal Program:  Coronavirus Relief Fund

GOPB will issue an agreement addendum to each subrecipient to ensure that key federal grant information is
communicated, and conduct a forum in which training will be provided. Additionally, GOPB will develop written policies
and procedures that will include a subrecipient risk assessment and related procedures for monitoring for CRF funding
compliance. Written policies and procedures will also include a framework for enforcing key terms and conditions in
agreements with local governments.

Contact Person: Duncan Evans/Managing Director of Budget & Operations/801-538-1592
Anticipated Correction Date: October 31, 2021

2020-032. Errors in Reimbursement to State Agencies
State Agency:  Governor’s Office of Management and Budget
Federal Program:  Coronavirus Relief Fund

GOPB will approve reimbursements only after a state agency has used the correct account coding for actual costs, not
estimates. In situations when coding adjustments are needed, GOPB will ensure that it reviews original expenditure
transactions to verify that only eligible costs are charged to the CRF. Additionally, GOPB will send a memo to state
agencies reminding them of proper use of CRF funding and the documentation they are required to maintain, as well as
a reminder of the proper account coding for actual costs.

Contact Person: Duncan Evans/Managing Director of Budget & Operations/801-538-1592
Anticipated Correction Date: October 31, 2021

State of Utah Single Audit
Corrective Action Plan
For the Year Ended June 30, 2020

310
ENVIRONMENTAL PROTECTION AGENCY:

2020-033. Inadequate Controls Over and Noncompliance with Subrecipient Monitoring Requirements
State Agency:  Department of Environmental Quality
Federal Program:  Congressionally Mandated Projects

The department has developed a Subrecipient Monitoring Risk Assessment form to document our risk assessment,
monitoring plan, and monitoring results. The Department will also modify its Subaward Terms and Conditions contract
attachment to include the additional 4 elements to properly identify federal awards.

Contact Person:  Craig Silotti, Finance Director, 801 536-4460
Anticipated Correction Date:  April 1, 2021

2020-034. Lack of Control Over Suspension and Debarment
State Agency:  Department of Environmental Quality
Federal Program:  Congressionally Mandated Projects

We will either ensure that the standard terms and conditions containing the clause is included and/or work with the Office
of the Attorney General to include an appropriate suspension and debarment clause in custom contracts.

Contact Person:  Craig Silotti, Finance Director, 801 536-4460
Anticipated Correction Date:  April 1, 2021

2020-035. Incorrect Sub-Recipient and Contractor
State Agency:  Department of Environmental Quality
Federal Program:  Congressionally Mandated Projects

The department will conduct additional training to applicable department employees and perform better reviews of
completed checklists.

Contact Person:  Craig Silotti, Finance Director, 801 536-4460
Anticipated Correction Date:  April 14, 2021

VARIOUS FEDERAL AGENCIES:

2020-036. Working Capital Reserves in Excess of Federal Guidelines
State Agency:  Department of Administrative Services
Federal Program:  Various

Division of Purchasing and General Services

Cooperative Contract Management – Public entities in Utah rely on the Division of Purchasing (State Purchasing) to
maintain the cooperative contract program to help with public procurement in Utah. The usage of state cooperative
contracts by public entities increased each year over the past seven years resulting in a corresponding increase in the
collection of administrative fees. However, State Purchasing continues to decrease the administrative fees on state
cooperative contracts as each contract expires and is rebid. This is a slow process since State Purchasing has nearly 1,100
cooperative contracts that expire only every five years and are then rebid. Although State Purchasing is allowed under
law to collect up to a 1.0 % administrative fee on each cooperative contract, currently, the average administrative fee is

State of Utah Single Audit
Corrective Action Plan
For the Year Ended June 30, 2020

311
0.38 %. As a result, while spending on cooperative contracts increased 28% from fiscal year 2018 through fiscal year
2020, administrative fees increased only 22% during that same period.

In addition, State Purchasing hired two additional employees and invested in a new contract usage system and analytics
tool to improve management of cooperative contracts. The system will also assist in anticipating usage and decreasing
the administrative fees of appropriate contracts.
Print Services – Print Services reviewed and decreased administrative fees. This resulted in a net operating loss for fiscal
year 2020. Additionally, as a result of the COVID-19 pandemic, reserve funds were utilized to remain operational. While
this combination was not sufficient to reduce the excess reserves to established guidelines, Print Services is expecting a
continued use of portions of reserves in fiscal year 2021 due to the pandemic as more employees telework, reducing the
use of copiers.

State Surplus Property – State Surplus Property anticipates relocating in fiscal year 2021 at the completion of the Utah
State Prison relocation. At that time, State Surplus will use excess reserve funds to relocate and furnish the new location.

Contact Person: Christopher Hughes, Director of Purchasing & General Services, christopherhughes@utah.gov
Anticipated Completion Date: Cooperative Contract Management – June 30, 2023; Print Services – June 30, 2021; State
Surplus Property – June 30, 2022

Division of Risk Management

Workers’ Compensation Fund – This fund experienced a $1 million increase in premiums paid to the Workers
Compensation Fund of Utah (separate entity) during fiscal year 2021 due to the COVID-19 pandemic, without a
compensating increase in rates charged (funding received) for the current year. This increase in costs is expected to reduce
and/or eliminate the excess reserve balance.

Property Liability Self- Insurance Fund – During fiscal year 2021, this fund experienced an unexpected $5.96 million
increase in excess premiums paid and anticipates an operating loss for the year, reducing excess fund balances. Risk
Management will continue to observe claim levels and set future rates to reduce excess balances to appropriate levels.

Contact Person: Brian Nelson, Director, Division of Risk Management, benelson@utah.gov
Anticipated Correction Date: June 30, 2021

2020-037. Working Capital Reserves in Excess of Federal Guidelines
State Agency:  Department of Human Resource Management
Federal Program:  Various

1. The excess retained earnings for Payroll Field Services was caused by lower than anticipated expenses in fiscal
year 2020 and an unplanned halt of all spending due to the uncertainty related to the pandemic. DHRM is
evaluating the Payroll Field Services rate for fiscal year 2021 and will adjust it, if necessary. DHRM
anticipates this retained earnings balance will be in compliance with the 60 day working capital limit by June
30, 2021.

Contact Person:  Mysti Miskimins, Finance Director, 385-256-5394
Anticipated Correction Date:  June 30, 2021

State of Utah Single Audit
Corrective Action Plan
For the Year Ended June 30, 2020

312
2020-038. Working Capital Reserves in Excess of Federal Guidelines
State Agency: Department of Technology
Federal Program:  Various

Partial Corrective Action Taken: DTS gave significant mid-year rate reductions and rebates in both FY 2018 and FY
2019 to Hosting Services customers of about $1.3 million and $900 thousand respectively. In addition, DTS has proposed
rates for FY 2020 and FY 2021 which are lower than the projected actual costs to provide this service. This was done in
order to further draw down Hosting Services retained earnings by about $1.7 million in FY 2020 and $900 thousand in
FY 2021.

Corrective Action Planned: The advent and adoption of cloud based hosting technology will continue to change DTS
operations and demand for DTS Hosting Services. As part of the DTS strategic plan, DTS will take advantage of cloud
based hosting to provide even more efficient services. DTS is positioned to assist customers with a switch from hosting
with DTS in the State Data Center to hosting with another provider. This switch will impact revenue; funds that would
have been paid to DTS will now be paid to an outside vendor. Finally, many agencies are taking advantage of software
as a service which, in some instances, moves the hosting services away from DTS to a vendor used by the software
company. DTS is currently projecting to be a mere 650k above allowed retained earnings by the end of FY2021; however,
staffing changes and large cloud related purchases coupled with reductions in our Storage and Backup services revenue
may put us in line with the 45 day allowed amount by the end of FY21 and certainly by the goal date at the end of FY22.
As customers continue to transition from DTS Hosting services to cloud based hosting services, DTS will closely track
the impact to Hosting Services revenues and expenses.

DTS will annually review and adjust rates and will issue mid-year rebates if necessary to bring DTS Hosting Services
into compliance with federal excess reserve guidelines by the end of FY 2022.

Network Corrective Action Plan

The Network Services product saw a number of significant unanticipated reimbursements in FY20 and FY21 which
contributed to the majority of this overage in retained earnings.  The product also had unanticipated unfilled FTEs in
FY21, which will result in a projected savings.  In addition, DTS anticipates significant expenses to this product in
FY2021 and FY2022 as DTS upgrades the aging network infrastructure and as the demand for network services is ever
increasing (e.g. Agencies are asking for increased bandwidth).  DTS anticipates that the retained earnings balance will be
in compliance by the end of FY2022.

Contact Person:  Dan Frei, Finance Director
Anticipated Correction Date: June 30, 2022

2020-039. Working Capital Reserves in Excess of Federal Guidelines
State Agency:  Public Employee Health Plan
Federal Program:  Various

State Medical –Due to the unknown nature and risks associated with health care costs due to the COVID-19 pandemic,
PEHP will request Cost Allocation Services (CAS) allow an additional two years to study claims and health care cost
trends related to COVID-19. Although we have promising news regarding vaccines, it remains very unclear how
effective they will work and how many people are willing to get them and any long-term side effects. It also remains
very unclear how long it will take for medical procedures to resume at normal levels. If reserves in this program are still
above federally allowed amounts as of June 30, 2022, PEHP will either issue a refund to employers and subscribers or
refund the federal portion.

State Dental – PEHP had previously agreed with CAS if there were excess reserves at June 30, 2019, PEHP would
refund the federal portion. This agreement, however, was made prior to the COVID-19 pandemic. Due to COVID-19,
dental claim costs were well below expectations due to guidance given from the CDC regarding delaying elective
procedures, surgeries, and non-urgent outpatient visits. The expected outlook is unclear as it relates to expected dental

State of Utah Single Audit
Corrective Action Plan
For the Year Ended June 30, 2020

313
claims due to the delay of non-urgent care dental visits. PEHP will request Cost Allocation Services (CAS) allow an
additional two years to study claims and dental costs trends related to COVID-19. If reserves in this program are still
above federally allowed amounts as of June 30, 2022, PEHP will either issue a refund to employers and subscribers or
refund the federal portion.

Long-term Disability – The COVID-19 pandemic may cause several our insureds to become disabled and thus cause a
large increase in claims and a severe reduction in the reserves of this program. Therefore, PEHP will request CAS allow
an additional two years to study claim and health care cost trends related to COVID-19. If reserves still exist above the
federally allowed amounts as of June 30, 2022, PEHP will either issue a rebate to subscribers or refund the federal
portion.

Medicare Supplement – PEHP had previously agreed with CAS if there were excess reserves at June 30, 2020, PEHP
would refund the federal portion. This agreement, however, was made prior to the COVID-19 pandemic. This program
is for people age 65 and older and these insureds, due to their age and higher likelihood of having serious medical
conditions, are at greater risk of becoming seriously ill and incurring large medical claims if they are infected with
COVID-19. Because of this, PEHP will request CAS allow an additional two years to study Medicare supplement
claims and health care cost trends related to COVID-19. If reserves still exist above the federally allowed amounts as of
June 30, 2022, PEHP will either issue a rebate to subscribers or refund the federal portion.

Contact Person:  Rob Dolphin, PEHP Chief Financial Officer
Anticipated Correction Date:  June 30, 2022

2020-040. Oversight of Federal Programs Administered in the HCD and ASD Divisions Should Be Strengthened
State Agency:  Department of Workforce Services
Federal Program:

The department will conduct a review of its procedures and the associated internal controls to identify the cause of the
errors cited by the auditors.  The results of the review will be utilized to make adjustments to policies, procedures, and
internal controls, as considered necessary, with the goal of ensuring that the five components of internal control (and
relevant principles) are properly designed, implemented, and operate together in an integrated manner.

Contact Person:  Nate McDonald, Deputy Executive Director, 801-694-0294
Anticipated Correction Date:  June 30, 2021

2020-041. Cost Allocation Plan Implementation Errors
State Agency:  Department of Workforce Services
Federal Program:

The department will conduct a review of the procedures and the associated internal controls for the random moment
time study to identify the cause of the errors cited by the auditors for the fourth fiscal quarter.  The results of the review
will be utilized to make adjustments to internal controls, as considered necessary, with the goal of ensuring that the
components of internal control (and relevant principles) for the department’s random moment time study are properly
designed, implemented, and operate together in an integrated manner.

Contact Person:  Nathan Harrison, Finance Director, 801-526-9402
Anticipated Correction Date:  June 30, 2021

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315

SUMMARY SCHEDULE OF
PRIOR AUDIT FINDINGS

316

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OFAGRICULTURE

Finding
Initial
Year

Status of Findings and Questioned Costs
2018-002

2018
Finding: Noncompliance With Subrecipient Monitoring Requirements
(Utah Department of Natural Resources)

Status:
Partially Corrected

Reasons for Recurrence:

The revised grant award document did not have all the required elements.   Due to a
miscommunication between the program, finance section, and the auditor, the step to
verify the single audit was overlooked.

Partial Corrective Action Taken:

The Department of Natural Resources (DNR) implemented a new award document that
proved the grant number award amount, but the date of the grant award was not listed.
Upon review of the auditor, items were overlooked that were listed in 2 CFR 200.5, 2
CFR 200.331(f), and 2 CFR 200.521

Corrective Action Planned:

With the next grant period, FFSL will ensure that the sub recipients are compliant with the
requirements in 2 CFR 200.5, 2 CFR 200.331(f), and 2 CFR 200.521.  DNR will update
the grant document to include the missing elements.

Contact Person: Stacy Carroll, Financial Manager, 801-538-7307

Anticipated Completion Date:   July 1, 2020
2018-006

2018
Finding: Inadequate Internal Controls Over Suspension and Debarment
(Utah Department of Natural Resources)

Status:
Implemented – corrective action taken

317

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF DEFENSE

Finding
Initial
Year

Status of Findings and Questioned Costs
2018-008

2014
Finding: Inadequate Internal Controls Over Suspension and Debarment
(Utah National Guard)

Status:
Implemented – corrective action taken.

318

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF EDUCATION

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-003

2019
Finding: Untimely Enrollment Reporting
(Dixie State University)

Status:
Partially implemented

Reasons for Recurrence:

During the state audit for FY19 there was a finding due to untimely enrollment reporting.
The untimely reporting issue involved both unofficial withdrawal students and those who
had graduated.

Partial Corrective Action Taken:

A report is run in the financial aid office at the end of each semester to identify those
students who have unofficially withdrawn. Two individuals from the financial aid office
(currently Dustin and Marcie) process this report (in order to review the work of the other)
and submit either ‘UW’ or ‘UM’ codes in Banner for all students. These codes assist the
registration office in identifying those students who need to be reported to the clearing
house. Once the financial aid office has finished processing the report, a copy is sent to
registration as an additional reference for identifying those students that need to be
reported. As a final check, one individual from the financial aid office will compare the
students from the report to the enrollment status in NSLDS to ensure that the enrollment
reporting is accurate. This final check is completed a few weeks after the submission to the
Clearinghouse in order to give adequate time for processing. Again, this process was fully
implemented during FY20. (Financial Aid office personnel: Dustin Johnson & Marcie
Kaye; Registration office personnel: Julie Stender & Jerhett Jerman)

Corrective Action Planned:

The issue that was not fully addressed during FY20 is that of the graduate reporting. For
this process, a report is generated to identify those students who have graduated and need
to be reported to the Clearinghouse. Julie Stender processes this report and sends it to the
Clearinghouse. What we had not implemented during FY20 was spot checking after the
report was submitted. This has since been implemented (as of August 2020). At the
conclusion of each semester and after reporting to the Clearinghouse, Jerhett Jerman will
spot check the enrollment status of students who have graduated.

Contact Person: Dustin Johnson (Financial Aid), Julie Stender (Registrar)

Anticipated Completion Date: completed as of August 2020

2019-004

2019
Finding: Untimely Loan Disbursement Notification
(Dixie State University)

Status:
Implemented – corrective action taken

319

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF EDUCATION (CONT’D)
Finding
Initial
Year
Status of Findings and Questioned Costs
2019-005

2019
Finding: Errors in Processing Returns of Title IV Funds
(Salt Lake Community College)

Questioned Costs:  $309. The $309 of questioned costs was removed from the student's account on
July 31, 2019 and returned to the Department of Education as part of the subsequent
draw.
Status:
Not corrected

Reasons for Recurrence:

The review process related to returning Title IV funds is still not a consistent, well-
documented, established control.
Partial Corrective Action Taken:

Reviews and reperformance of the calculations were implemented at the end of January.
Advisors sent an email notification to the Financial Aid Director indicating that reviews
were completed; however, there is no documentation of the review and the process was
addressed late in the fiscal year.
Corrective Action Planned:

The Financial Aid Director will work with the Advisors to establish a consistent, well-
documented auditable review.
Contact Person: Cristi Millard, Director of the Office of Financial Aid and Scholarships,
801-957-4145
Anticipated Completion Date: August 30, 2020

2019-006

2016
Finding: Inaccurate Line Items in the FISAP Report (Southern Utah University)

Status: Implemented – corrective action taken

320

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF EDUCATION (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-007

2019
Finding: Untimely and Inaccurate Enrollment Reporting
(Southern Utah University)
Status:         Not Implemented
Reasons for Recurrence: In reviewing the audit findings response, it was determined that the
process lacked a verification and follow-up process.  This process should verify the
enrollment reporting/corrections have been submitted and processed by the
National Student Clearinghouse and then the reporting and corrections sent to the
National Student Loan Data System (NSLDS).
Partial Corrective Action Taken: SUU had put into place the process to report enrollments
regularly and process corrections in a timely manner.  This has been implemented.
The lacking item was providing oversight and a verification process to ensure the
enrollment reporting and correction files were submitted as needed.
Corrective Action Planned: Our corrective action plan is to continue as follows:
1.        Establish a good working relationship with an assigned Clearinghouse caseworker. This
will give us a better line for accountability with the Clearinghouse when
compliance issues are discovered. Currently, the National Student Clearinghouse
sends update files to the NSLDS every two weeks.
-        (Update 11/15/20) SUU receives email correspondence used to verify submission of
error reports, pending reports, NSLDS SCCR reports, and confirmation of
completion from the National Student Clearinghouse. The emails verify that the
Enrollment Reporting file has been received, that an Error Report is available to be
reconciled and that the Error Report Corrections have been submitted. These
emails are delivered to two separate officers within the Registrar’s office to aid in
constant verification of reporting and processing.
2.        Implement internal verification of data exchanged between the Clearinghouse and the
NSLDS via direct access to the NSLDS. This access was previously unavailable to
the enrollment reporting official prior to this audit. This will take place 10 days
after enrollment data is reported to the Clearinghouse.
-        (Update 11/15/20) Item #2 SUU logs in to NSLDS to view the reporting percentages
obtained from the NSLDS. This score 2 report can be accessed by both enrollment
officers within the Registrar’s office, and officers within the Financial Aid office.
Currently the NSLDS offers no external notification or confirmation of changes,
other than when the enrollment percentage falls below an acceptable level. SUU
can view the file upload dates from the National Student Clearinghouse to the
NSLDS. This is how we are able to verify that the National Student Clearinghouse
is submitting reports to the NSLDS as agreed.

321

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF EDUCATION (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-007
(continued)
2019
3.        Maintain training and implementation of enrollment reporting tools and changes
offered by the Clearinghouse to maintain compliance and communication.
4.        Create and verify information between Financial Aid and the Registrars’ office to
verify time status issues for correct program reporting to the NSLDS.
-        (Update 11/15/20) SUU will access NSLDS as the primary source of verification for
updates made by both the National Student Clearinghouse, and directly to the
NSLDS. This report will be accessed monthly by both Financial Aid and Registrar
offices to ensure completion of enrollment program reporting.
Contact Person: Blair Bentley, Enrollment Specialist/Enrollment Reporting Officer,
Registrars’ Office (Bentley@suu.edu, (435) 586-1964)
Anticipated Completion Date:   December 31, 2020
2019-008

2019
Finding:    Failure to Design and Implement Internal Controls Over Enrollment Reporting
(University of Utah)

Status:
Not Implemented – Corrective action plan finalized July 2020 with implementation
during Fall 2020

Reasons for Recurrence:
Effective coordination of processes and designation of appropriate systems’ access necessitated
deliberative process in plan development. Staffing changes delayed processing authorized access to
NSLDS

Partial Corrective Action Taken: Prior to June 30, 2020, Registrar’s Office, Financial Office and
NSC collaborated to identify and validate enrollment changes within five business days of the
initial submission to NSC. UU will manually verify the accuracy of the intuition’s submission to
NSC. UU will manually verify the accuracy of NSC submission to NSLDS to ensure graduated
students are reported correctly and timely.

Corrective Action Planned:
Effective July 1, 2020:

The Registrar resolves the error reports that the National Student Clearinghouse (NSC)
submits for National Student Loan Data System (NSLDS) reporting. This process is as
follows:
o
Registrar submits an enrollment report to the NSC 4-5 times a semester based on
academic calendar dates.
o
Once submitted, an acknowledgment of submission is received or an error report
comes back that is completed by the Registrar’s Office in a timely manner. An
email is sent to multiple Registrar staff notifying them of the report availability as
well as the report being accepted after submission.
o
Once completed, NSC reports automatically the enrollment data to NSLDS at the
first of every month (Per NSC Audit Guide)

322

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF EDUCATION (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-008
(continued)
2019
o
Per federal regulation (§§34 CFR 682.610 and 685.309) and DCL 14-07, the NSC
has 15 days to respond with the Student Status Confirmation Report (SSCR)
NSLDS error report. An email is sent to multiple staff in both the Registrar and
Financial Aid Offices notifying them of the report availability.
o
Once received the Registrar’s Office can view the report in the NSLDS reporting
tab in the Clearinghouse. The Registrar’s Office will then work through the SSCR
error report within the required response time. Effective during Fall 2020 semester:

Additionally, we plan to augment current procedures to more broadly verify the accuracy of data
submitted to NSLDS through the Student Clearinghouse, as follows:


The Office of the Registrar will gain access to the NSLDS site. This access will be given to
the Data Steward and the Student Systems teams initially.

Contact Person: Anthony P. Jones, Executive Director University Office of Scholarships and
Financial Aid, nthony.p.jones@utah.edu and Tim Ebner, University Registrar,
tebner@utah.edu

Anticipated Completion Date: November 15, 2020

2019-009

2019
Finding: Untimely Review and Approval of Cash Draws
(Utah State University)

Status:
Partially Implemented –There were no questioned costs.

Reasons for Recurrence: Corrective action was not in place for the majority of the year.  The
initials of the reviewer and date of review were not being added to the PDF due to a
miscommunication.

Partial Corrective Action Taken: Post-award review of draws was added.  After the Treasury
Office records draws, receipts for deposits are emailed to the draw accountant.  The
draw accountant attaches the receipt to the draw documentation PDF in box, then
updates the file name to include “with receipt”.    The accounting assistant/student intern
reviews the file, looking at both the receipt and draw report, and compares it against the
Trial Balance Summary form, A/R detail.  They verify that there wasn’t a keying error
and the amount deposited is in the correct fund.

Corrective Action Planned:  In March 2020, the accounting assistant/student intern began adding
their initials and date of review to the PDF in order to document that the review was
done.

Contact Person: Jennifer Jenkins, Manager of Sponsored Programs Accounting, 435-797-1070

Anticipated Completion Date: Corrective action implementation started in November 2019;
implementation completed in March 2020.

323

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES

Finding
Initial
Year

Status of Findings and Questioned Costs
2017-011

2015
Finding: Inadequate Internal Controls Over Eligibility
(Utah Department of Health)

Questioned Costs:
$22,248
The Health Resources and Services Administration management
decision letter dated January 11, 2019, deemed questioned costs of
$870 as unallowable. The repayment of $870 was made by warrant
on January 25, 2019.

Status:
Implemented – corrective action taken

2018-012

2018
Finding: Inadequate Internal Controls Over Subrecipient Determination and Monitoring
(Utah Department of Health)

Status:
Implemented – corrective action taken

2018-013

2015
Finding: Inadequate Internal Controls Over Eligibility
(Utah Department of Health)

Questioned Costs: $9,897 The Health Resources and Services Administration (HRSA) has
reviewed the $9,897of questioned costs and determined that no
monetary recoveries are necessary, per the HRSA management
decision letter dated July 12, 2019.

Status:
Implemented – corrective action taken

2018-016

2018
Finding: Inadequate Internal Controls Over CCDF Eligibility
(Utah Department of Workforce Services)

Questioned Costs: $8,723 The $8,723 of questioned cost will not be pursued for recovery by the
Administration for Children and Families (ACF), per the ACF management
decision letter dated September 3, 2019.

Status:
Implemented – corrective action taken

2018-017

2018
Finding: Inadequate Internal Controls Over TANF Child Support Non-Cooperation
(Utah Department of Workforce Services)

Questioned Costs:
$3,980 The Utah Department of Workforce Services has not received a
management decision regarding the questioned costs.

Status:
Implemented – corrective action taken

324

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020

U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2018-018

2018
Finding: Inadequate Internal Controls Over Reporting (Utah Department of
Workforce Services)

Status:
Implemented – corrective action taken
2019-010

2019
Finding: Untimely and Incomplete Validation of Provider Eligibility
(Department of Health)

Status:
Implemented – corrective action taken

2019-011

2019
Finding: Errors on Part 4 of the CB-496 Financial Report
(Department of Human Services)

Status:
Implemented – corrective action taken

2019-012

2019
Finding: CCDF Benefit Overpayments Due to Eligibility System Updates
(Department of Workforce Services)

Questioned Costs: $1,518 The Department of Workforce Services has not received a management
decision regarding the questioned costs.

Status:
Partially implemented due to timing
2019-013

2019
Finding: Child Care Provider Overpayments Due to Insufficient Reviews
(Department of Workforce Services)

Questioned Costs: $392,682 The Department of Workforce Services has not received a management
decision regarding the questioned costs and is working to recoup funds from providers.

Status:
Implemented – corrective action taken

325

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF JUSTICE

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-014

2018

Finding: Inconsistent Compensation Threshold and Inappropriate Allocation
(Commission on Criminal and Juvenile Justice, Utah Office for Victim of Crime)

Questioned Costs:
$12,224 The Commission on Criminal and Juvenile Justice has not received a
management decision regarding the questioned costs.

Status:
Not implemented – repeated in fiscal year 2020, see finding 2020-020

2019-015

2018
Finding: Expenditures Not Monitored for Period of Performance Purposes
(Commission on Criminal and Juvenile Justice, Utah Office for Victim of Crime)

Status:
Not implemented - repeated in fiscal year 2020, see finding 2020-019

2019-016

2018
Finding: Inaccurate Special and Performance Reports
(Commission on Criminal and Juvenile Justice, Utah Office for Victim of Crime)

Status:
Partially corrected - repeated in fiscal year 2020, see finding 2020-022

2019-017

2017
Finding: Errors in and Inadequate Internal Controls Over Reporting and Earmarking
(Commission on Criminal and Juvenile Justice, Utah Office for Victim of Crime)

Status:
Not implemented - repeated in fiscal year 2020, see finding 2020-025

2019-018

2017
Finding: On-Site Visits Not Performed Bi-Annually
(Commission on Criminal and Juvenile Justice, Utah Office for Victim of Crime)

Status:
Not implemented – UOVC was granted a waiver due to the COVID-19 pandemic.

2019-019

2017
Finding: Inconsistency and Calculation Errors in Federal Cash Draws
(Commission on Criminal and Juvenile Justice, Utah Office for Victim of Crime)

Status:
Not implemented - repeated in fiscal year 2020, see finding 2020-024.

2019-020

2019
Finding: Checks Issued to Incorrect Vendors

Status:
Implemented – corrective action taken

326

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF JUSTICE (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2018-028

2018
Finding: No Allocation of Leave Balances Between Activities
(Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

Status:
Implemented – corrective action taken

2018-030

2018
Finding: Internal Controls Over Federal Cash Management Requirements not Established
(Commission on Criminal and Juvenile Justice, Utah Office for Victims of Crime)

Status:
Implemented – corrective action taken

327

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
U.S. DEPARTMENT OF LABOR

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-021

2019
Finding: Work Hours and Earnings Disregarded in Unemployment Insurance Benefit Overpayment
Determination
(Department of Workforce Services)

Status:
Partially implemented due to timing

SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020

328

U.S. DEPARTMENT OF VETERANS AFFAIRS

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-022

2019
Finding: Inaccurate State Home Report and Statement of Federal Aid Claimed
(Utah Department of Veterans and Military Affairs)

Status:
Implemented – corrective action taken

329

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
GENERAL FINDINGS

Finding
Initial
Year

Status of Findings and Questioned Costs
2018-038

2018
Finding: Cost Allocation Implementation Errors (Utah Department of Workforce
Services)
Status:
Implemented – corrective action taken
2019-001

2019
Finding: Securities Lending Transactions Not Reported
(School and Institutional Trust Funds Office)

Status:
Implemented – corrective action taken

2019-002

2019
Finding: Lack of Separation of Duties within HRIS
(Department of Human Resource Management)

Status:
Not Implemented - No longer considered a significant deficiency of internal control.

2019-023

2011
Finding: Working Capital Reserves in Excess of Federal Guidelines (Utah
Department of Administrative Services)
DIVISION OF PURCHASING AND GENERAL SERVICES
Status:
Partially corrected. Repeated in current fiscal year.
Reasons for Recurrence:
Cooperative Contract Management:
This fund still has working capital reserves above the federally allowed amount. The
Division of Purchasing and General Services (Division) has been decreasing its
administrative fees each time a contract expires and is rebid. This, however, is a slow
process since contracts only expire and are rebid every five years and the Division has
nearly 1,100 state cooperative contracts. The Division has also experienced an increase
in the usage of its state cooperative contracts by public entities each year over the past
seven years. With this increase in the usage of state cooperative contracts has come a
corresponding increase in the collection of administrative fees. If the adjustment of fees
had simply involved decreasing the fees on a fixed usage of the contracts, the Division
would have been able to reduce their retained earnings much sooner.
Print Services:
This fund still has working capital reserves above the federally allowed amount. Both
revenues and expenses decreased from the prior year, which resulted in a net operating
loss, but it was not enough to eliminate the excess reserve balance.
State Surplus Property:
State Surplus Property will be relocating in 2021 when the Utah State Prison is
relocated. State Surplus will need to use these excess reserves to invest in a new
building. The excess reserves are anticipated to continue until that time.

330

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
GENERAL FINDINGS (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-023
(continued)
2011
Partial Corrective Action Taken:
Cooperative Contract Management
The Division continues to decrease the administrative fees on each of its state
cooperative contracts as each contract expires and is rebid. The Division is allowed
under law to collect up to a 1.0 % administrative fee on each cooperative contract.
Currently, the average administrative fee is 0.38 %.
As a result, while State Purchasing has seen an increase in spending on its
Cooperative Contracts of 28% from FY 2018 through FY 2020, it has only seen an
increase in Administrative Fees by 22% during that same time frame. State
Purchasing continues to evaluate each cooperative contract as it expires to decrease
the administrative fee.
In addition, the Division has also hired two additional employees and invested in a
new contract usage system and analytics tool. The new system and additional
employees will help improve the management of its cooperative contracts. The
system also will assist the Division in anticipating usage and decreasing the
administrative fees of appropriate contracts.
Print Services
Print Services has reviewed and decreased its administrative fees. As a result of the
COVID-19 pandemic, Print Services needed to use some of its retained earnings to
remain operational.  Print Services is expected to use some of its retained earnings in
FY 2021 as a result of the pandemic and the increase in teleworking because
employees are not using their copiers. Print Services has also used its retained
earnings to purchase a new tracking system to replace its 20-year tracking system.
State Surplus Property
State Surplus will use the excess reserve funds to invest in a new building when they
relocate in 2021.
Corrective Action Planned:
Planned corrective action is described in the current year’s Corrective Plan
in finding 2020-036.
Contact Person: Christopher Hughes, Director, 801-538-3254
Anticipated Completion Date:
Cooperative Contract Management – June 30, 2023
Print Services – June 30, 2021
State Surplus Property – June 30, 2022

331

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020

GENERAL FINDINGS (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-023
(continued)
2011
DIVISION OF RISK MANAGEMENT
Status:
Partially corrected.
Reasons for Recurrence:

Incomplete knowledge of the differences in calculation between the federal
balance and the State (FINET) balance.
Partial Corrective Action Taken:

We transferred $1,000,000 from the Workers’ Compensation Fund to the
Liability Fund in FY 2020 to reduce the workers compensation balance and to
strengthen the balance of liability.  This makes a total of transferring
$6,000,000 out of workers compensation over three fiscal years.
Corrective Action Planned:
Workers’ Compensation Fund

In FY 2021, our costs for insurance increased $1,400,000 over the prior year.
This increase is anticipated to reduce our retained earnings.  Additionally, there is
nearly a $700,000 difference between FINET and the Federal retained earnings
calculation. This seems to be an accrual of imputed interest over many years.  We
will consider whether it is beneficial to pay the difference, resolving this finding.
Property Liability Self- Insurance Fund
In FY 2021 our costs for property insurance increased $4,000,000 over the prior
year. This increase is anticipated to reduce our retained earnings.  Additionally,
our excess property insurance now carries a $25,000,000 deductible for
earthquakes. It is wise to develop a balance in this fund to cover this deductible,
should we have another earthquake.
Contact Person: Brian Nelson, Director, 801-538-9576
Anticipated Completion Date:
Workers Compensation Fund - June 30, 2021
Property Fund - June 30, 2021

332

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020

GENERAL FINDINGS (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-024

2018
Finding: Working Capital Reserves in Excess of Federal Guidelines
(Utah Department of Human Resource Management)

Status:
Repeated in current fiscal year.

Reasons for Recurrence:

Pandemic announcement in last quarter of FY20 resulted in a halt in many planned
expenditures. Additionally, an allocation of approximately 40K for software maintenance
and updates was missed.

Partial Corrective Action Taken:

DHRM provided rebate on Payroll ISF to participating agencies in total of $59,115.77.

Corrective Action Planned:

The excess retained earnings for Payroll Field Services was caused by lower than
anticipated expenses in fiscal year 2020. DHRM is evaluating the Payroll Field Services
rate for fiscal year 2021 and will adjust it, if necessary. DHRM anticipates this retained
earnings balance will be in compliance with the 60-day working capital limit by June 30,
2021. Additionally, software maintenance allocations will not be missed for FY21
expenses.

Contact Person: Mysti Miskimins, Financial Director, 385-256-5394

Anticipated Completion Date: June 30, 2021

333

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
GENERAL FINDINGS (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-025

2018
Finding: Working Capital Reserves in Excess of Federal Guidelines
(Utah Department of Technology Services)

Status:
Partially Corrected

Reasons for Recurrence:

The adoption of cloud based hosting technologies has been slower than anticipated due to
an effort by the Department of Technology Services (DTS) to implement strong
governance and best practices in this area.  However, DTS has seen a big uptick in
Agencies moving to the cloud is FY2021.  DTS has also taken a conservative approach
regarding spending by only investing in the infrastructure needed in the near term with the
expectation that they will need to increase investment as cloud based hosting usage
increases.

Partial Corrective Action Taken:

DTS gave significant mid-year rate reductions and rebates in both FY 2018 and FY 2019
to Hosting Services customers of about $1.3 million and $900 thousand respectively.  In
addition, DTS has proposed rates for FY 2020 and FY 2021, which are lower than the
projected actual costs to provide this service. This was done in order to further draw down
Hosting Services retained earnings.

Corrective Action Planned:
The advent and adoption of cloud based hosting technology will continue to change DTS
operations and demand for DTS Hosting Services. As part of the DTS strategic plan, DTS
will take advantage of cloud based hosting to provide even more efficient services. DTS is
positioned to assist customers with a switch from hosting with DTS in the State Data
Center to hosting with another provider. This switch will impact revenue; funds that
would have been paid to DTS will now be paid to an outside vendor. Finally, many
agencies are taking advantage of software as a service which, in some instances, moves
the hosting services away from DTS to a vendor used by the software company. DTS
reduced retained earnings $687k in FY2020; and is estimated to reduce retained earnings
by $1.3 million in FY 2021 and $1.3 million in FY2022. These amounts are conservative
estimates and if cloud based hosting services adoption continues to rise, DTS will likely
see additional revenue shortfalls.

As customers continue to transition from DTS Hosting services to cloud based hosting
services, DTS will closely track the impact to Hosting Services revenues and expenses.
DTS will annually review and adjust rates and will issue midyear rebates if necessary to
bring DTS Hosting Services into compliance with Federal excess reserve guidelines by the
end of FY 2022.

Contact Person: Daniel Frei, Finance Director, 801-538-3459

Anticipated Completion Date: FY 2022

334

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
GENERAL FINDINGS (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-026

1997
Finding: Working Capital Reserves in Excess of Federal Guidelines (Public Employees
Health Program)

Status:
Partially corrected.

Reasons for Recurrence:

The Public Employees Health Program (PEHP) State Medical, State Dental, Long-term
Disability, and Medicare Supplement programs still have working capital reserves
above the federally allowed amounts. This is mainly because it is difficult to predict
actual trends and experience. Actual results in claims experience that are different than
PEHP’s initial assumptions have a significant impact on the level of working capital
reserves.

State Medical – Due to the COVID-19 pandemic, medical nonemergency procedures
were put on hold and reserve balances at June 30, 2020, were above federally
allowed amounts as a result.

State Dental – Due to the COVID-19 pandemic, dental procedures were put on hold and
therefore reserve balances at June 30, 2020, were above federally allowed amounts
as a result.

Long-term Disability – Due to favorable claim experience, higher than projected
investment income, and cost cutting measures, this program had reserves in excess
of the federally allowed amount at June 30, 2020.

Medicare Supplement – Due to the COVID-19 pandemic, medical nonemergency
procedures were put on hold and reserve balances at June 30, 2020, were above
federally allowed amounts as a result.  This program has also had favorable claim
experience and received pharmacy subsidies greater than expected amounts, which
resulted in reserves above the federally allowed amounts.

Partial Corrective Action Taken:
State Medical – PEHP issued a $30.5 million refund to employers and employee
subscribers in April 2020. The federal portion of the refund made to the State of
Utah will be refunded in December 2020.

Corrective Action Planned:
State Medical –Due to the unknown nature and risks associated with health care costs
due to the COVID-19 pandemic, PEHP will request Cost Allocation Services (CAS)
allow an additional two years to study claims and health care cost trends related to
COVID-19.  Although we have promising news regarding vaccines, it remains very
unclear how effective they will work and how many people are willing to get them
and any long-term side effects.  It also remains very unclear how long it will take
for medical procedures to resume at normal levels.  If reserves in this program are
still above federally allowed amounts as of June 30, 2022, PEHP will either issue a
refund to employers and subscribers or refund the federal portion.

335

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020
GENERAL FINDINGS (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-026
(continued)
1997
State Dental – PEHP had previously agreed with CAS if there were excess reserves at
June 30, 2019, PEHP would refund the federal portion.  This agreement, however,
was made prior to the COVID-19 pandemic.  Due to COVID-19, dental claim costs
were well below expectations due to guidance given from the CDC regarding
delaying elective procedures, surgeries, and non-urgent outpatient visits.  The
expected outlook is unclear as it relates to expected dental claims due to the delay of
non-urgent care dental visits.  PEHP will request Cost Allocation Services (CAS)
allow an additional two years to study claims and dental costs trends related to
COVID-19.  If reserves in this program are still above federally allowed amounts as
of June 30, 2022, PEHP will either issue a refund to employers and subscribers or
refund the federal portion.

Long-term Disability – The COVID-19 pandemic may cause several our insureds to
become disabled and thus cause a large increase in claims and a severe reduction in
the reserves of this program. Therefore, PEHP will request CAS allow an additional
two years to study claim and health care cost trends related to COVID-19.  If
reserves still exist above the federally allowed amounts as of June 30, 2022, PEHP
will either issue a rebate to subscribers or refund the federal portion.

Medicare Supplement – PEHP had previously agreed with CAS if there were excess
reserves at June 30, 2020, PEHP would refund the federal portion. This agreement,
however, was made prior to the COVID-19 pandemic. This program is for people
age 65 and older and these insureds, due to their age and higher likelihood of having
serious medical conditions, are at greater risk of becoming seriously ill and
incurring large medical claims if they are infected with COVID-19.  Because of
this, PEHP will request CAS allow an additional two years to study Medicare
supplement claims and health care cost trends related to COVID-19.  If reserves still
exist above the federally allowed amounts as of June 30, 2022, PEHP will either
issue a rebate to subscribers or refund the federal portion.

Contact Person: Robert Dolphin, Chief Financial Officer, 801-366-7429

Anticipated Completion Date:
June 30, 2022

336

State of Utah
Single Audit Report
For the Year Ended June 30, 2020
SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS
FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2020
Status as of June 30, 2020

GENERAL FINDINGS (CONT’D)

Finding
Initial
Year

Status of Findings and Questioned Costs
2019-027

2019
Finding: Errors in Random Moment Time Strike (RMTS) Study
(Department of Workforce Services)
Status:
Partially corrected—Repeated in current fiscal year
Reasons for Recurrence:  It appears that the established internal controls that should have
prevented and/or detected the errors cited by the auditors did not function as
designed.
Partial Corrective Action Taken:  The department strengthened the existing internal
controls that should have prevented and/or detected the errors cited by the
auditors.  Specifically, the department added an additional level of review,
effective for the quarter which began July 1, 2020, which will ensure that costs
are recorded in the appropriate cost center and each of the department’s random
moment time study (RMTS) pools are accurate and complete.
Corrective Action Planned: Planned corrective action is described in the current year’s
Corrective Action Plan in finding 2020-041.
Contact Person Nathan Harrison, Finance Director, 801-526-9402
Anticipated Completion Date: July 1, 2020

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