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Date
2021-05-20

Summary

Document 150-28, marked Exhibit 112, in Blue Flame Medical, LLC v. Chain Bridge Bank, N.A., John J. Brough and David M. Evinger, Civil Action No. 1:20-cv-00658, in the U.S. District Court for the Eastern District of Virginia, filed May 20, 2021. It contains Plaintiff's Responses to Defendants' First Set of Interrogatories to Blue Flame Medical LLC, which were dated September 10, 2020, and is marked confidential and subject to protective order. In response to Interrogatory No. 1, the plaintiff identifies persons at the bank, at Blue Flame Medical and in California state offices with knowledge of the Wire Transfer tied to an agreement with the State of California for the purchase of 100 million N95 masks. The 35-page filing includes a notarized verification and a certificate of service on counsel for the defendants.

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Case 1:20-cv-00658-LMB-IDD   Document 150-28   Filed 05/20/21   Page 1 of 35
                              PageID# 3862




 EXHIBIT 112
                                       Document 150-28EXHIBIT

                                                                        exhibitsticker.com
 Case 1:20-cv-00658-LMB-IDD                           EXHIBIT
                                                        Filed    g
                                                              05/20/21                       Page 2 of 35
                                        PageID# 3863
                                                        Defendant's 2
                                                        Defendant's 2

                                                                                r
                       IN THE UNITED STATES DISTRICT COURT
                      FOR THE EASTERN DISTRICT OF VIRGINIA

                                      Alexandria Division

                                             )
BLUE FLAME MEDICAL, LLC                      )
                                             )
               Plaintiff,                    )
                                             )
v.                                           )      Civil Action No. 1:20-cv-00658
                                             )
CHAIN BRIDGE BANK, N.A.,                     )      The Honorable Leonie Brinkema
JOHN J. BROUGH, and                          )
DAVID M. EVINGER,                            )
                                             )
               Defendants.                   )
                                             )
                                             )
                                             )
CHAIN BRIDGE BANK, N.A.                      )
                                             )
               Counterclaim Plaintiff,       )
                                             )
v.                                           )
                                             )
BLUE FLAME MEDICAL, LLC                      )
                                             )
               Counterclaim Defendant.       )
                                             )

             PLAINTIFF'S
             PLAINTIFF’S RESPONSES TO DEFENDANTS' FIRST SET OF
               INTERROGATORIES TO BLUE FLAME MEDICAL LLC

               Pursuant to Federal Rules of Civil Procedure
                                                  Procedure 26 and 33 and Local Civil Rule 26

of the
   the United
       United States
              States District
                     District Court
                              Court for
                                    for the
                                         the Eastern
                                             Eastern District
                                                     District of
                                                              of Virginia,
                                                                 Virginia, Plaintiff
                                                                           Plaintiff Blue
                                                                                     Blue Flame
                                                                                          Flame

Medical LLC
Medical LLC (“Plaintiff”
            ("Plaintiff" or "Blue
                            “Blue Flame
                                  Flame Medical"),
                                        Medical”), by
                                                   by its
                                                       itsundersigned
                                                           undersigned attorneys,
                                                                        attorneys, hereby
                                                                                   hereby

responds to
responds to Defendants’
            Defendants' First Set of
                        First Set  of Interrogatories,
                                        Interrogatories, dated
                                                         dated September
                                                               September 10, 2020 (each
                                                                         10, 2020  (each

interrogatory therein,
interrogatory therein, individually,
                       individually, an “Interrogatory”     collectively, the
                                        "Interrogatory" and collectively, the "Interrogatories").
                                                                               “Interrogatories”).

Plaintiff hereby
Plaintiff hereby incorporates
                 incorporates each
                              each of
                                   of its General
                                          General Objections
                                                  Objections and Specific
                                                                 Specific Objections
                                                                          Objections to the
                                                                                        the


                                                                           CONFIDENTIAL–-
                                                                           CONFIDENTIAL
                                                             SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD                  Document 150-28           Filed 05/20/21       Page 3 of 35
                                              PageID# 3864



Interrogatories, as set forth
                        forth in Plaintiff’s
                                 Plaintiff's Objections to Defendants'
                                                           Defendants’ First Set of Interrogatories to

Plaintiff Blue Flame Medical LLC, previously served on September 25, 2020 (the “Objections”).
                                                                               "Objections").

                                                RESPONSES

       Subject
       Subject to the General
               to the General Objections
                              Objections and
                                         and Specific
                                             Specific Objections
                                                      Objectionsstated
                                                                 statedfor
                                                                        for each
                                                                            each of the
                                                                                 of the

Interrogatories
Interrogatories in
                in Plaintiff’s
                   Plaintiff's Objections, each of which is hereby
                                                            hereby incorporated
                                                                   incorporated by reference into

each of the Responses that follow, Plaintiff sets forth its responses to each of the Interrogatories

as follows:

       INTERROGATORY NO. 1:

       Identify all persons with knowledge of the Wire Transfer and describe the nature of their
role and knowledge.

       RESPONSE TO INTERROGATORY NO. 1:

       Plaintiff is aware of the following persons with knowledge of the Wire Transfer and the

nature of their current role and knowledge:

              ••   John J. Brough, Chief Executive Officer and Member of the Board of Directors of
                   Chain Bridge Bank, N.A. (“Chain
                                               ("Chain Bridge
                                                        Bridge Bank”):     Based on
                                                                 Bank"): Based     on his conversation with
                   Mr. Gula on
                   Mr.          on March
                                   March 25,
                                           25, 2020,
                                                2020, Mr.
                                                       Mr. Brough
                                                             Brough was
                                                                      was aware
                                                                            aware of ofthe
                                                                                         thecircumstances,
                                                                                              circumstances,
                   amount, and purpose of the
                   amount,                     the Wire
                                                    Wire Transfer;
                                                          Transfer; the
                                                                     the underlying
                                                                          underlying agreement
                                                                                        agreement between
                                                                                                    between
                   Blue Flame Medical
                                 Medical and the State of California (“California”
                                                                         ("California" or the “State”)
                                                                                                 "State") for
                   the purchase of 100 million
                                          million N95 masks
                                                        masks associated
                                                                 associated with the Wire
                                                                                        Wire Transfer;
                                                                                               Transfer; and
                   Blue Flame Medical’s     need to
                                 Medical's need    to promptly
                                                      promptly wire
                                                                  wire funds
                                                                       funds received
                                                                               received through
                                                                                          through the Wire
                                                                                                        Wire
                   Transfer
                   Transfer toto secure
                                 secure N95
                                         N95 masks
                                               masks for
                                                       for California’s
                                                           California's order.      Upon information
                                                                          order. Upon       information and
                                                                                                          and
                   belief,  Mr.  Brough
                   belief, Mr. Brough waswas  also  aware   of  Chain  Bridge   Bank’s
                                                    aware Chain Bridge Bank's acceptance  acceptance   of  the
                   payment order
                   payment    order associated
                                    associated with
                                                 with the
                                                      the Wire
                                                          Wire Transfer;
                                                                  Transfer; the
                                                                             the crediting
                                                                                 crediting ofof the funds to
                   Blue Flame's
                         Flame’s account,
                                   account, California’s
                                            California's request
                                                           request that
                                                                    that the funds be returned
                                                                                          returned that was
                   triggered by
                   triggered       Mr. Brough
                               by Mr.   Brough and and Mr.
                                                        Mr.Evinger's
                                                               Evinger’sdiscussion(s)
                                                                           discussion(s) withwith California
                                                                                                   California
                   representatives on
                   representatives   on March
                                        March 26,
                                                26, 2020;
                                                    2020; Chain
                                                            Chain Bridge
                                                                   Bridge Bank’s
                                                                            Bank's decision
                                                                                     decision to return the
                   funds
                   funds associated
                           associated with
                                       with the
                                            the Wire
                                                 Wire Transfer
                                                        Transfer inin response
                                                                      response to to that request;
                                                                                           request; and the
                                                                                                          the
                   financial and regulatory implications
                                             implications ofof Chain
                                                                Chain Bridge
                                                                       Bridge Bank’s
                                                                               Bank's receipt of the funds
                   associated with the Wire Transfer.

              •• David M. Evinger, President, Chief Credit Officer, Secretary, and Member of the
                 Board of Directors of Chain Bridge
                                             Bridge Bank:
                                                    Bank: Same as Mr. Brough.

              •• Maria       Assistant Vice
                 Maria Cole, Assistant Vice President
                                             President and
                                                        and Commercial
                                                             Commercial Relationship
                                                                        Relationship Manager,
                                                                                      Manager,
                 Chain Bridge Bank:  Based on
                              Bank: Based   on her
                                               her communications
                                                    communications with
                                                                   with Mr.
                                                                        Mr. Gula,
                                                                            Gula, Mr.
                                                                                  Mr. Thomas,
                                                                                      Thomas,
                                                2                             CONFIDENTIAL –-
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Case 1:20-cv-00658-LMB-IDD            Document 150-28          Filed 05/20/21       Page 4 of 35
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            and Mr.
            and  Mr. Bearman
                       Bearman on  on March
                                       March 24-26,
                                                24-26, 2020,
                                                         2020, Ms.
                                                                Ms. Cole
                                                                      Cole waswas aware
                                                                                   aware of     the
                                                                                            of the
            circumstances,amount,
            circumstances,   amount,and andpurpose
                                             purposeofof the
                                                          the Wire
                                                              Wire Transfer
                                                                     Transfer and BlueBlue Flame
                                                                                             Flame
            Medical's need to promptly
            Medical’s            promptly wire
                                           wire funds
                                                 funds received
                                                        received through
                                                                 through the WireWire Transfer
                                                                                       Transfer to
            secure N95 masks
                         masks for
                                for California’s
                                    California's order. Ms.
                                                        Ms. Cole
                                                             Cole also
                                                                  also is
                                                                       is aware
                                                                          aware ofof Chain
                                                                                     Chain Bridge
            Bank’s representations
            Bank's  representations on
                                     on March
                                        March 26, 2020 that the funds associated with the Wire
            Transfer
            Transfer had
                      had been
                           been received
                                 received by
                                           by Chain
                                               Chain Bridge
                                                       Bridge Bank
                                                              Bank and that such such funds
                                                                                       funds were
                                                                                              were
            available in Blue Flame Medical’s
                                      Medical's account; and Blue Flame Medical’s
                                                                             Medical's request to
            wire funds received through
                                  through the Wire Transfer
                                                     Transfer to one of its
                                                                          its suppliers
                                                                               suppliers following
                                                                                         following
            those confirmations.

       •• Michael
          Michael C. Gula,
                       Gula, Chief
                              Chief Executive
                                     Executive Officer
                                                Officerofof Blue
                                                               Blue Flame
                                                                    FlameMedical:
                                                                             Medical: Mr. Gula is
          aware of the
          aware      the circumstances,
                          circumstances, amount,
                                            amount, and
                                                     and purpose
                                                           purpose of           Wire Transfer;
                                                                       of the Wire    Transfer; the
                                                                                                 the
          underlying agreement between Blue Flame Medical and the State of California for
          the purchase
              purchase of 100 million
                                  million N95
                                          N95 masks
                                               masks associated
                                                       associated with the Wire Wire Transfer
                                                                                       Transfer and
          negotiations with
          negotiations  with the
                               the State in connection
                                            connection therewith;
                                                        therewith; andand Blue Flame Medical's
                                                                                          Medical’s
          need to promptly
                   promptly wire funds received through the Wire Transfer to secure N95
          masks for California’s
                     California's order. Mr.
                                           Mr. Gula
                                               Gula also
                                                     also isis aware
                                                                aware of
                                                                      of his
                                                                          his discussions
                                                                              discussions with Mr.
          Brough and
          Brough   and Mr. Evinger
                             Evinger regarding
                                        regarding the
                                                  the Wire
                                                      Wire Transfer;
                                                                Transfer; the
                                                                           the fact
                                                                                fact that the funds
                                                                                              funds
          associated with the Wire Transfer appeared
                                               appeared in Blue FlameFlame Medical’s
                                                                             Medical's account on
          Chain Bridge Bank's
                         Bank’s website; and Chain Bridge Bank's Bank’s representations
                                                                         representations on March
          26, 2020 that the funds
                              funds associated
                                     associated with the Wire Transfer had been received by
          Chain Bridge Bank and that such funds were availableavailable in Blue Flame Medical’s
                                                                                          Medical's
          account.

       ••   John S. Thomas,
                    Thomas, President
                               President of
                                          of Blue
                                             Blue Flame
                                                   Flame Medical:
                                                          Medical: Mr. Thomas is aware of the
            circumstances,amount,
            circumstances,    amount,and and purpose
                                              purpose ofof the Wire
                                                                Wire Transfer;
                                                                         Transfer; thethe underlying
                                                                                           underlying
            agreement between Blue Flame Medical and the State California for
            agreement    between  Blue   Flame   Medical   and  the    State  of  California       the
                                                                                              for the
            purchase of
            purchase   of 100 million
                                million N95
                                         N95 masks
                                               masks associated
                                                      associated with            Wire Transfer
                                                                     with the Wire      Transfer and
                                                                                                  and
            negotiations with
            negotiations  with the
                                the State in connection
                                              connection therewith;
                                                          therewith; andand Blue Flame Medical's
                                                                                            Medical’s
            need to promptly
                     promptly wire funds received through the Wire Transfer to secure N95
            masks for California’s
            masks       California's order.  Mr. Thomas
                                     order. Mr.   Thomas also
                                                           also is
                                                                 is aware
                                                                    aware of of his
                                                                                his discussions
                                                                                    discussions with
            Ms. Cole regarding
                       regarding the Wire
                                       Wire Transfer;
                                             Transfer; Chain Bridge Bank's
                                                                         Bank’s representations
                                                                                  representations on
            March 26,
            March   26, 2020 that
                               that the
                                     the funds
                                          funds associated
                                                 associated with the the Wire
                                                                          Wire Transfer
                                                                                 Transfer had
                                                                                            had been
                                                                                                 been
            received by Chain Bridge Bank and that such funds were available in Blue Flame
            Medical's account;
            Medical’s   account; and
                                  and Blue Flame Medical’s
                                                     Medical's request
                                                                 request to wirewire funds
                                                                                      funds received
                                                                                             received
            through the Wire Transfer to one of its suppliers following those confirmations.

       ••   Ethan
            Ethan Bearman,
                   Bearman, Chief
                               Chief Legal
                                      Legal Officer
                                             Officerof
                                                     of Blue
                                                        Blue Flame
                                                             Flame Medical:    Mr. Bearman
                                                                      Medical: Mr.  Bearman is
            aware of the
            aware      the circumstances,
                            circumstances, amount,
                                             amount, and
                                                      and purpose
                                                           purpose of       Wire Transfer;
                                                                     of the Wire  Transfer; the
                                                                                             the
            underlying agreement between Blue Flame Medical and the State of California for
            the purchase
                purchase of 100 million
                                   million N95
                                           N95 masks
                                                 masks associated
                                                        associated with the Wire
                                                                             Wire Transfer
                                                                                   Transfer and
            negotiations with
            negotiations  with the
                                the State in connection
                                             connection therewith;
                                                         therewith; and
                                                                     and Blue Flame Medical's
                                                                                      Medical’s
            need to promptly
                     promptly wire funds received through the Wire Transfer to secure N95
            masks for
            masks   for California’s
                         California'sorder.     Mr. Bearman
                                        order. Mr.   Bearman is also
                                                                   also aware
                                                                         aware of
                                                                               of Blue
                                                                                   Blue Flame
                                                                                         Flame
            Medical’s request to wire funds received through the Wire Transfer
            Medical's                                                     Transfer to one of its
            suppliers on March 26, 2020 following
            suppliers                       following Chain Bridge Bank's
                                                                      Bank’s confirmations
                                                                             confirmations that

                                                3                            CONFIDENTIAL –-
                                                               SUBJECT TO PROTECTIVE ORDER
Case 1:20-cv-00658-LMB-IDD          Document 150-28         Filed 05/20/21      Page 5 of 35
                                     PageID# 3866



            the funds associated with the Wire Transfer had been received by Chain
                                                                              Chain Bridge
                                                                                     Bridge
            Bank and that such funds were available in Blue Flame
                                                            Flame Medical’s
                                                                  Medical's account.

       •• Marc
          Marc Serrio,
                Serrio, Chief
                         Chief Financial
                                Financial Officer,
                                           Officer,Blue
                                                      BlueFlame
                                                            FlameMedical:
                                                                   Medical: Mr. Serrio
                                                                                  Serrio has
                                                                                          has
          become aware of the circumstances,
                                 circumstances, amount,
                                                 amount, and purpose of the Wire
                                                                             Wire Transfer;
                                                                                   Transfer;
          the underlying
          the underlying agreement
                           agreementbetween
                                        betweenBlue BlueFlame
                                                          FlameMedical
                                                                  Medicaland
                                                                           and the
                                                                                the State
                                                                                    State of
          California for the purchase of 100 million
          California                            million N95 masks
                                                             masks associated with the Wire
          Transfer and negotiations with the State in connection therewith; and Blue Flame
          Medical's need to promptly
          Medical’s           promptly wire
                                        wire funds
                                               funds received
                                                      received through
                                                               through the Wire
                                                                           Wire Transfer
                                                                                 Transfer to
          secure N95 masks for California’s
                                 California's order.

       ••   Paris Pope, Salesperson, Blue Flame
                                          Flame Medical:
                                                Medical: Same as Mr. Serrio.

       ••   Clare Cuddy,
                  Cuddy, Gula Graham:    Ms. Cuddy
                                Graham: Ms.    Cuddy isis aware
                                                           aware of
                                                                 of the
                                                                     the circumstances,
                                                                          circumstances, amount,
                                                                                         amount,
            and purpose of the Wire Transfer, as well as the fact that the funds associated with
            the Wire Transfer appeared
                               appeared in Blue Flame Medical's
                                                           Medical’s account
                                                                       account on Chain
                                                                                   Chain Bridge
                                                                                          Bridge
            Bank’s website.
            Bank's

       •• Mathew
          Mathew Littman,
                    Littman,Public
                               PublicAffairs
                                       AffairsConsultant:
                                                Consultant: Mr.
                                                              Mr. Littman
                                                                   Littman isis aware
                                                                                aware of the
                                                                                           the
          circumstances,amount,
          circumstances,   amount,and and purpose
                                           purpose of
                                                    of the Wire
                                                            Wire Transfer;
                                                                   Transfer; the
                                                                              the underlying
                                                                                   underlying
          agreement between
          agreement   betweenBlue
                                Blue Flame
                                       Flame Medical
                                              Medicalandand the
                                                             the State
                                                                 State of California
                                                                          California for   the
                                                                                      for the
          purchase of
          purchase           million N95
                    of 100 million    N95 masks
                                            masks associated
                                                  associated with        Wire Transfer;
                                                               with the Wire    Transfer; and
                                                                                          and
          negotiations with the State in connection therewith.

       •• Betty
          Betty Yee,
                 Yee, Controller
                       Controllerofofthe
                                       the State
                                           Stateof
                                                 of California:
                                                    California: Ms.
                                                                  Ms. Yee
                                                                       Yee is aware
                                                                                aware of thethe
          circumstances,amount,
          circumstances,   amount,and and purpose
                                           purpose of
                                                    of the Wire
                                                            Wire Transfer;
                                                                   Transfer; the
                                                                              the underlying
                                                                                   underlying
          agreement between
          agreement   betweenBlueBlue Flame
                                       Flame Medical
                                              Medicalandand the
                                                             the State
                                                                 State of California
                                                                          California for    the
                                                                                       for the
          purchase of
          purchase   of 100 million
                             million N95
                                      N95 masks
                                            masks associated
                                                  associated with        Wire Transfer
                                                               with the Wire     Transfer and
                                                                                           and
          negotiations with
          negotiations  with the
                             the State in connection
                                          connection therewith;
                                                      therewith; and
                                                                  and Blue Flame Medical's
                                                                                    Medical’s
          need to receive prepayment in order to secure the N95 masks ordered by the State.

       ••   Fiona Ma, Treasurer of the State of California:    Upon information
                                                  California: Upon   information and belief, Ms.
                                 circumstances, amount, and purpose of the Wire Transfer; the
            Ma is aware of the circumstances,
            underlying agreement between Blue Flame Medical and the State of California for
            the purchase
                purchase of 100 million
                                   million N95
                                            N95 masks
                                                 masks associated
                                                        associated with the Wire
                                                                              Wire Transfer
                                                                                   Transfer and
            negotiations with
            negotiations  with the
                                the State in connection
                                             connection therewith;
                                                         therewith; and
                                                                     and Blue Flame Medical's
                                                                                       Medical’s
            need to receive prepayment in order to secure the N95 masks ordered by the State
            of California.  Upon information
               California. Upon    information and belief,
                                                    belief, Ms.
                                                            Ms. Ma
                                                                 Ma also
                                                                     also is aware
                                                                             aware of
                                                                                   of the State’s
                                                                                          State's
            request that
            request  that the funds be returned
                                         returned that was triggered
                                                            triggered by Mr.
                                                                           Mr. Brough
                                                                               Brough and Mr.Mr.
            Evinger’s discussion(s)
            Evinger's  discussion(s) with
                                     with representatives of the State on March 26, 2020.

       •• Mark Hariri, Director
                        Director of
                                  of the
                                      the Centralized
                                           Centralized Treasury
                                                       Treasury and
                                                                 and Securities
                                                                      Securities Management
                                                                                 Management
          Division, California
                    California State
                               State Treasurer’s
                                     Treasurer's Office:  Same as Ms. Ma.
                                                  Office: Same

       ••   Andre Rivera,
            Andre Rivera, Assistant
                          Assistant Director
                                    Director of the
                                                  the Centralized
                                                       Centralized Treasury
                                                                    Treasury and
                                                                             and Securities
                                                                                  Securities
            Management Division, California
                                 California State
                                            State Treasurer’s
                                                   Treasurer's Office:
                                                               Office: Same as Ms. Ma.

                                              4                           CONFIDENTIAL –-
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                                     PageID# 3867



       •• Natalie Gonzales, Manager, Financial Services Section, Centralized Treasury and
          Securities
          Securities Management
                     ManagementDivision,
                                 Division,California
                                           CaliforniaState
                                                       StateTreasurer’s
                                                             Treasurer'sOffice:
                                                                          Office: Same as
          Ms. Ma.

       •• Daniel Kim, Director of the California Department of General Services (“DGS”):("DGS"):
          Mr. Kim
          Mr.  Kim isis aware
                         aware ofof the
                                     thecircumstances,
                                          circumstances, amount,
                                                           amount, and
                                                                     and purpose
                                                                          purpose of    the Wire
                                                                                    of the  Wire
          Transfer; the State of California's
                                  California’s vetting of Blue Flame Medical as a prospective
          government contractor
          government    contractor in in connection
                                         connection with
                                                      with the Wire
                                                                 Wire Transfer;
                                                                       Transfer; the
                                                                                  the underlying
                                                                                       underlying
          agreement between
          agreement    betweenBlue
                                 Blue Flame
                                         Flame Medical
                                                 Medicalandand the
                                                                the State
                                                                    State of California
                                                                             California for    the
                                                                                          for the
          purchase of
          purchase   of 100 million
                              million N95
                                        N95 masks
                                              masks associated
                                                      associated with        Wire Transfer
                                                                  with the Wire     Transfer and
                                                                                              and
          negotiations with
          negotiations  with the
                              the State in connection
                                             connection therewith;
                                                         therewith; and
                                                                     and Blue Flame Medical's
                                                                                        Medical’s
          need to receive prepayment in order to secure the N95 masks ordered by the State.
          Upon information
                information andand belief,
                                    belief, Mr.
                                            Mr. Kim
                                                 Kim also
                                                      also is aware of California's
                                                                        California’s request
                                                                                      request that
          the funds
              funds bebe returned
                          returned that was
                                          was triggered
                                                triggered by Mr.
                                                               Mr. Brough
                                                                    Brough and
                                                                             and Mr.
                                                                                   Mr. Evinger's
                                                                                        Evinger’s
          discussion(s) with representatives of the State on March 26, 2020.

       •• Michael Wong, Contracts Administrator,
                                  Administrator, California
                                                 California DGS:
                                                            DGS: Same as Mr. Kim.

       ••   Andrew Sturmfels,
                     Sturmfels, Deputy
                                  Deputy Director
                                          Director for
                                                   for Administration,
                                                        Administration,California
                                                                          CaliforniaDGS:
                                                                                     DGS: Upon
            information and belief, Mr. Sturmfels is aware of the circumstances, amount, and
            purpose of the Wire
            purpose          Wire Transfer;
                                   Transfer; the State of California's
                                                            California’s vetting
                                                                          vetting of Blue
                                                                                     Blue Flame
                                                                                           Flame
            Medical as aa prospective
            Medical        prospective government
                                        government contractor
                                                       contractor in connection
                                                                     connection with
                                                                                   with the Wire
                                                                                            Wire
            Transfer; the underlying agreement between Blue FlameFlame Medical
                                                                        Medical and the State of
            California for the purchase of 100 million
            California                           million N95 masks
                                                                masks associated with the Wire
                                                                                            Wire
            Transfer and negotiations with the State in connection therewith; and Blue Flame
            Medical’s need
            Medical's  need to
                             to receive
                                receive prepayment
                                        prepayment in order to secure the N95 N95 masks
                                                                                   masks ordered
            by the
                the State.
                    State. Upon
                             Uponinformation
                                    information and
                                                 and belief,
                                                       belief, Mr.
                                                               Mr. Sturmfels
                                                                    Sturmfels also
                                                                                also is aware
                                                                                        aware of
            California’s request that the funds be returned
            California's                            returned that was triggered by Mr. Brough
            and Mr. Evinger's
                     Evinger’s discussion(s)
                                 discussion(s) with representatives
                                                     representatives of
                                                                      of the
                                                                         the State on March 26,
            2020.

       ••   Fee Chang, Chief Accounting Officer, Office of Fiscal Services, California DGS:
            Same as Mr. Sturmfels.

       •• Bill Simonson, Emergency Manager,
                                   Manager, California
                                            California DGS:
                                                       DGS: Same as Mr. Sturmfels.

       ••   Abigail Browning,
            Abigail  Browning, Chief,
                                 Chief, Office of Private
                                                  Private Sector/NGO
                                                          Sector/NGO Coordination,
                                                                         Coordination, State
                                                                                         State of
            California Governor’s
            California Governor's Office of Emergency
                                             Emergency Services:
                                                          Services: Ms. Browning is aware of
            the circumstances,
                circumstances,amount,
                                  amount,and
                                           andpurpose
                                                purposeofof the
                                                             the Wire
                                                                 Wire Transfer;
                                                                         Transfer; the
                                                                                     the State
                                                                                         State of
            California's vetting
            California’s  vetting of  Blue Flame
                                   of Blue   Flame Medical
                                                     Medical asas a aprospective
                                                                       prospectivegovernment
                                                                                      government
            contractor in connection
            contractor    connection with the Wire
                                                Wire Transfer;
                                                      Transfer; and
                                                                and the
                                                                      the underlying
                                                                           underlying agreement
                                                                                       agreement
            between Blue Flame Medical and the State of California for the purchase of 100
            million N95 masks associated
                                 associated with the Wire Transfer and negotiations
                                                                            negotiations with the
            State in connection therewith.

       ••   Suuchi Ramesh, Founder
                              Founder and
                                      and Chief
                                          Chief Executive
                                                 Executive Officer,
                                                           Officer, Suuchi,
                                                                     Suuchi, Inc.:
                                                                              Inc.: Ms. Ramesh
            is aware
               aware of
                     of the
                         the circumstances
                              circumstances of
                                            of the
                                                the Wire
                                                    Wire Transfer;
                                                          Transfer; the
                                                                     the underlying
                                                                          underlying agreement
                                                                                      agreement
                                             5                                CONFIDENTIAL –-
                                                            SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD              Document 150-28         Filed 05/20/21       Page 7 of 35
                                          PageID# 3868



                between Blue Flame Medical and the State of California for the purchase of 100
                million N95 masks associated with the Wire Transfer;
                                                            Transfer; and Blue Flame’s
                                                                                Flame's intention
                to wire funds received through the Wire Transfer to secure the N95 masks ordered
                by the State on March 26, 2020.

           •• Henry
              Henry Huang,
                     Huang, Founder
                              Founder and
                                        and Chairman,
                                             Chairman, Great
                                                         Great Health
                                                                Health Companion
                                                                        CompanionGroup:       Mr.
                                                                                     Group: Mr.
              Huang is aware
              Huang      aware of
                                of the
                                    the circumstances
                                         circumstances of
                                                        of the
                                                            the Wire
                                                                 Wire Transfer;
                                                                       Transfer; the
                                                                                  the underlying
                                                                                       underlying
              agreement between
              agreement   betweenBlue
                                    Blue Flame
                                           Flame Medical
                                                  Medicalandand the
                                                                 the State
                                                                     State of California
                                                                              California for  the
                                                                                          for the
              purchase of 100 million N95 masks associated with the Wire Transfer; and Blue
              Flame’s intention
              Flame's intention to wire
                                   wire funds
                                         funds received
                                               received through the Wire Transfer to secure the
              N95 masks ordered by the State.

           ••   Unidentified representatives
                Unidentified   representativesofof JPMorgan
                                                    JPMorganChase
                                                              ChaseBank:      Upon information
                                                                      Bank: Upon     information and
                belief, certain representatives
                                representatives of
                                                of JPMorgan
                                                    JPMorgan Chase
                                                              Chase Bank
                                                                      Bank unknown
                                                                             unknown atat this time to
                Blue Flame Medical were aware of the circumstances, amount, and purpose of the
                Wire Transfer; Chain Bridge Bank's
                                                Bank’s acceptance
                                                       acceptance of the payment
                                                                           payment order associated
                with the Wire Transfer; the State of California’s
                                                      California's request that the funds be returned
                that was
                that  was triggered
                            triggered by
                                       by Mr.
                                            Mr. Brough
                                                 Brough and
                                                          and Mr.
                                                                Mr.Evinger's
                                                                      Evinger’sdiscussion(s)
                                                                                  discussion(s) with
                                                                                                  with
                representatives of the State on March 26, 2020; and Chain
                                                                       Chain Bridge
                                                                              Bridge Bank’s
                                                                                      Bank's decision
                to return the funds associated with the Wire Transfer in response to that request.

       In addition to the persons identified above, Plaintiff is aware that outside counsel for Blue

Flame Medical
Flame Medical and Defendants
                  Defendants in
                             in this litigation
                                     litigation have
                                                have become
                                                     become aware
                                                            aware of the Wire Transfer, as

have various reporters that have published news articles regarding the Wire Transfer, including

those cited in documents filed in this Action.

       INTERROGATORY NO.
       INTERROGATORY NO.2:

        Identify all persons with knowledge of Blue Flame Medical’s
                                                                Medical's actual or potential contract,
agreement, order,
agreement,   order, invoice,
                    invoice, or other business
                                      business arrangement
                                                 arrangement toto deliver
                                                                  deliver N95
                                                                          N95 masks
                                                                               masks or other PPE to
the State of California,
              California, or any
                             any officer,
                                  officer, unit, or
                                                 or subdivision
                                                     subdivision thereof,
                                                                  thereof, and describe
                                                                               describe the nature of
their role and knowledge.

       RESPONSE TO INTERROGATORY
                   INTERROGATORY NO.
                                 NO.2:

       Plaintiff is aware of the
       Plaintiff              the following
                                   following persons
                                             persons with knowledge
                                                          knowledge of Blue Flame
                                                                            Flame Medical's
                                                                                  Medical’s

actual or potential
          potential contracts, agreements,
                               agreements, orders,
                                           orders, or other business arrangement
                                                                     arrangement to deliver N95

masks or other personal protective equipment
                                   equipment (“PPE”)
                                             ("PPE") to the State of California, or any officer,

unit, or subdivision thereof, and the nature of their current role and knowledge:


                                                  6                            CONFIDENTIAL –-
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Case 1:20-cv-00658-LMB-IDD          Document 150-28         Filed 05/20/21      Page 8 of 35
                                     PageID# 3869



       ••   John J. Brough, Chief Executive Officer and Member of the Board of Directors of
            Chain Bridge
            Chain  Bridge Bank:      Based on
                            Bank: Based     on his
                                                his conversation
                                                     conversation with Mr. Gula
                                                                           Gula onon March
                                                                                       March 25,
                                                                                              25,
            2020, Mr. Brough was aware of Blue Flame Medical’s
                                                           Medical's contract to sell 100 million
            N95 masks to the State, as well as the fact that Blue Flame Medical was engaged
            in discussions to sell additional PPE to the State.

       •• David M. Evinger, President, Chief Credit Officer, Secretary, and Member of the
          Board of Directors of Chain Bridge
                                      Bridge Bank:
                                             Bank: Same as Mr. Brough.

       •• Maria        Assistant Vice
          Maria Cole, Assistant    Vice President
                                         President and
                                                    and Commercial
                                                         Commercial Relationship
                                                                     Relationship Manager,
                                                                                   Manager,
          Chain Bridge Bank:    Based on
                        Bank: Based    on her
                                           her communications
                                                communications with
                                                               with Mr.
                                                                    Mr. Gula,
                                                                         Gula, Mr.
                                                                               Mr. Thomas,
                                                                                   Thomas,
          and Mr. Bearman
                  Bearman on March 24-26,24-26, 2020,
                                                  2020, Ms.
                                                        Ms. Cole was aware of Blue
                                                                                Blue Flame
                                                                                     Flame
          Medical’s contract
          Medical's contract to
                             to sell
                                sell 100
                                     100 million N95 masks to the State.

       •• Michael
          Michael C. Gula,
                       Gula, Chief
                              Chief Executive
                                     Executive Officer
                                               Officerofof Blue
                                                           Blue Flame
                                                                FlameMedical:
                                                                       Medical: Mr. Gula is
          aware of Blue Flame Medical’s
          aware                   Medical's contract
                                             contract to sell 100 million
                                                                  million N95 masks
                                                                              masks to the
          State, as well as negotiations between Blue Flame Medical and the State to supply
          additional PPE that were ongoing as of March 26, 2020.

       ••   John S. Thomas, President of
                                      of Blue
                                         Blue Flame
                                              Flame Medical:
                                                    Medical: Same as Mr. Gula.

       ••                              Officer of
            Ethan Bearman, Chief Legal Officer of Blue
                                                  Blue Flame
                                                       Flame Medical:
                                                             Medical: Same as Mr. Gula.

       •• Marc
          Marc Serrio,
                Serrio, Chief
                         Chief Financial
                                Financial Officer,
                                           Officer,Blue
                                                    BlueFlame
                                                          FlameMedical:
                                                                    Medical: Mr. Serrio
                                                                                   Serrio has
                                                                                           has
          become aware of Blue Flame Medical's
                                         Medical’s contract to sell 100 million N95 masks to
          the State, as well
                        well as
                             as negotiations
                                negotiations between Blue Flame
                                                             Flame Medical
                                                                     Medical and
                                                                              and the State to
          supply additional PPE that were ongoing as of March 26, 2020.

       ••   Paris Pope, Salesperson, Blue Flame
                                          Flame Medical:
                                                Medical: Same as Mr. Serrio.

       ••   Jennilee Brown, Thomas
                            Thomas Partners
                                   Partners Strategies:
                                            Strategies: Same as Mr. Serrio.

       •• Mathew Littman, Public Affairs
                                 Affairs Consultant:
                                         Consultant: Same as Mr. Gula.

       •• Betty Yee, Controller
                     Controller of
                                 of the
                                    the State
                                        State of
                                              of California: Ms. Yee is aware of Blue Flame
                                                 California: Ms.
          Medical's contract
          Medical’s   contracttoto sell
                                   sell 100
                                        100 million
                                              million N95
                                                       N95 masks
                                                             maskstoto the
                                                                       the State,
                                                                           State, as
                                                                                  as well as
                                                                                     well as
          negotiations between Blue Flame Medical and the State to supply additional PPE
          that were ongoing as of March 26, 2020.

       ••   Fiona Ma, Treasurer
                       Treasurer of
                                  of the
                                      the State
                                          State of
                                                of California: Ms. Ma
                                                   California: Ms. Ma is
                                                                      is aware
                                                                         aware of
                                                                               of Blue
                                                                                  Blue Flame
                                                                                       Flame
            Medical’s contract
            Medical's contract to
                               to sell
                                  sell 100
                                       100 million N95 masks to the State.

       •• Mark Hariri, Director
                        Director of
                                  of the
                                      the Centralized
                                           Centralized Treasury
                                                       Treasury and
                                                                 and Securities
                                                                      Securities Management
                                                                                 Management
          Division, California
                    California State
                               State Treasurer’s
                                     Treasurer's Office:  Same as Ms. Ma.
                                                  Office: Same

       ••   Andre Rivera,
            Andre Rivera, Assistant
                          Assistant Director
                                    Director of the
                                                  the Centralized
                                                       Centralized Treasury
                                                                    Treasury and
                                                                             and Securities
                                                                                  Securities
            Management Division, California
                                 California State
                                            State Treasurer’s
                                                   Treasurer's Office:
                                                               Office: Same as Ms. Ma.
                                              7                           CONFIDENTIAL –-
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                                        PageID# 3870



           •• Natalie Gonzales, Manager, Financial Services Section, Centralized Treasury and
              Securities
              Securities Management
                         ManagementDivision,
                                     Division,California
                                               CaliforniaState
                                                           StateTreasurer’s
                                                                 Treasurer'sOffice:
                                                                              Office: Same as
              Ms. Ma.

           •• Daniel Kim, Director of the California
                                          California DGS:
                                                     DGS: Same as Ms. Yee.

           •• Michael Wong, Contracts Administrator,
                                      Administrator, California
                                                     California DGS:
                                                                DGS: Same as Ms. Yee.

           ••   Andrew Sturmfels, Deputy Director for
                                                  for Administration,
                                                      Administration, California
                                                                      California DGS:
                                                                                 DGS: Same as
                Ms. Ma.

           ••   Fee Chang, Chief Accounting Officer, Office of Fiscal Services, California DGS:
                Same as Ms. Ma.

           •• Bill Simonson, Emergency Manager,
                                       Manager, California
                                                California DGS:
                                                           DGS: Same as Ms. Yee.

           ••   Abigail Browning,
                Abigail Browning, Chief,
                                   Chief, Office of Private
                                                    Private Sector/NGO
                                                            Sector/NGO Coordination,
                                                                        Coordination, State
                                                                                      State of
                California Governor’s
                           Governor's Office of Emergency Services:  Same as Ms. Yee.
                                                           Services: Same

           ••   Suuchi Ramesh, Founder
                                Founder and
                                        and Chief
                                            Chief Executive
                                                  Executive Officer,
                                                             Officer, Suuchi,
                                                                      Suuchi, Inc.:
                                                                               Inc.: Ms. Ramesh
                is aware of Blue Flame Medical's
                                       Medical’s contract to sell 100 million N95 masks to the
                State.

           •• Mark Herman, Chief Financial Officer,
                                           Officer, Suuchi,
                                                    Suuchi, Inc.:
                                                            Inc.: Same as Ms. Ramesh.

           •• Henry Huang, Founder
                           Founder and Chairman,
                                       Chairman, Great
                                                 Great Health
                                                       Health Companion
                                                              CompanionGroup
                                                                        Group Same as
              Ms. Ramesh.

           ••   William Lee, Member, Peak Consulting
                                          Consulting LLC:
                                                     LLC: Same as Ms. Ramesh.

           •• Brian Calle: Mr. Calle,
                    Calle: Mr. Calle, aa friend
                                          friend of
                                                 of Mr.
                                                    Mr. Thomas
                                                        Thomas that
                                                                that connected
                                                                     connected Blue Flame to a
              potential PPE
              potential PPE supplier,
                            supplier, is
                                       is aware
                                           aware of
                                                  of Blue Flame
                                                          Flame Medical’s
                                                                 Medical's contract
                                                                           contract to sell 100
                                                                                            100
              million N95 masks to the State.

       In addition to the persons identified above, Plaintiff is aware that outside counsel for Blue

Flame Medical and Defendants have become aware of Blue
                                                  Blue Flame
                                                       Flame Medical’s
                                                             Medical's contract to sell 100

million N95
million N95 masks
            masks to the
                     the State,
                         State, as
                                as have
                                    have various
                                          various reporters
                                                   reporters that
                                                              that have
                                                                   have published
                                                                         published news
                                                                                   news articles
                                                                                        articles

regarding the Wire Transfer, including those cited in documents filed in this Action.

       INTERROGATORY NO. 3:

        Describe with specificity the circumstances by which Blue Flame Medical or any present
or former
    former director,
            director, officer,
                      officer, agent,
                               agent, employee,
                                      employee, attorney,
                                                  attorney,oror other
                                                                other Person
                                                                       Person acting
                                                                              acting on
                                                                                      on its behalf
                                                                                             behalf
solicited, negotiated, and agreed on any actual or potential contract, agreement, order, invoice, or

                                                 8                           CONFIDENTIAL –-
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 Case 1:20-cv-00658-LMB-IDD              Document 150-28          Filed 05/20/21      Page 10 of 35
                                           PageID# 3871



other business
other business arrangement
                 arrangement with
                                with the
                                      the State
                                          State of California
                                                    California or any any officer,
                                                                          officer, unit,
                                                                                   unit, or
                                                                                         or subdivision
                                                                                             subdivision
thereof to supply N95 masks or other
                                   other PPE,
                                          PPE, including
                                                including all
                                                           all related
                                                                related communications
                                                                        communications between Blue
Flame Medical
       Medical (or anyone
                      anyone acting
                              acting on its behalf or at its direction) and the State of California
                                                                                            California or
any officer, unit, or subdivision thereof.

        RESPONSE TO INTERROGATORY NO. 3:

        Blue Flame Medical began negotiating with representatives
                                                  representatives of
                                                                  of the State of California to

supply PPE
supply PPE in March
              March 2020.  Specifically, on
                    2020. Specifically,  on March
                                            March 20,
                                                  20, 2020,
                                                      2020, Mr.
                                                            Mr. Thomas
                                                                Thomas reached
                                                                       reached out to

Mathew Littman, a public affairs consultant assisting Blue Flame Medical who had contacts with

officials in the State of California, to inquire whether the State of California would be interested

in purchasing N95 protective masks or other PPE that Blue Flame Medical could source through

its supply chain. Mr.
                  Mr. Littman
                      Littman informed
                               informed Mr.
                                        Mr. Thomas
                                            Thomas that afternoon that his contact at the State of

California had spoken
California     spoken to Betty Yee, the California
                                        California State Controller,
                                                         Controller, and informed
                                                                         informed her of Blue

Flame Medical’s
      Medical's ability
                ability to supply
                           supply PPE. Later that
                                  PPE. Later  that afternoon,
                                                   afternoon, Ms.
                                                              Ms. Yee
                                                                  Yee sent
                                                                      sent Mr.
                                                                           Mr. Thomas
                                                                               Thomas a text

message informing
        informing him
                  him that
                      that the
                           the Governor’s
                               Governor's Office was aware
                                                     aware of Blue Flame
                                                                   Flame Medical’s
                                                                         Medical's offer to

sell PPE and that someone would get
                                get in touch
                                       touch with
                                             with Blue
                                                  Blue Flame
                                                       Flame Medical
                                                             Medical to
                                                                      to discuss
                                                                         discuss further.
                                                                                  further. That

evening, Blue
evening, Blue Flame
              Flame Medical
                    Medical was contacted
                                contacted by Abigail
                                             Abigail Browning
                                                     Browning (Chief,
                                                              (Chief, Office    Private
                                                                      Office of Private

Sector/NGO
Sector/NGO Coordination
           Coordination of
                        of the
                           the California
                               California Governor’s
                                          Governor's Office of Emergency Services) and Bill

Simonson
Simonson (Emergency
         (Emergency Manager
                    Manager for
                             for California’s
                                 California's Department
                                              Department of
                                                         of General
                                                            General Services
                                                                    Services (“DGS”))
                                                                             ("DGS")) to

discuss what PPE Blue Flame Medical
                            Medical could
                                    could supply
                                          supply and
                                                 and the
                                                      the pricing
                                                          pricing for
                                                                   for that
                                                                        that PPE.
                                                                             PPE. That evening,

Mr. Thomas emailed Mr. Simonson
                       Simonson a copy of Blue Flame Medical's
                                                     Medical’s sales
                                                               sales sheet
                                                                     sheet specifying
                                                                           specifying the

PPE that Blue Flame Medical could provide to the State.

        Over the course of the next several
                                    several days, Mr. Thomas continued to speak with Ms. Yee

via text message regarding a potential
                             potential purchase
                                       purchase of
                                                of PPE
                                                   PPE by
                                                       by the
                                                           the State.
                                                               State. Specifically, they discussed

Blue Flame Medical’s         receive an up-front
           Medical's need to receive    up-front deposit to secure PPE ordered by the State,
                                                                                      State,

which Ms. Yee
which     Yee informed
               informed Mr.
                        Mr. Thomas
                            Thomas was
                                   was possible
                                        possible under
                                                  under Governor
                                                        Governor Newsom's
                                                                 Newsom’s emergency
                                                                           emergency

                                                   9                            CONFIDENTIAL –-
                                                                  SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD          Document 150-28      Filed 05/20/21     Page 11 of 35
                                       PageID# 3872



declaration,and
declaration, and the
                  the status of Mr.
                      status of  Mr. Thomas's
                                      Thomas’s discussions
                                                discussions with
                                                            with other
                                                                  other California
                                                                         California state
                                                                                     state

representativesregarding
representatives regardingaapotential
                            potentialagreement
                                      agreementotopurchase
                                                   purchasePPE.
                                                            PPE. On March
                                                                    March 22, 2020,
                                                                              2020, Mr.
                                                                                    Mr.

Thomas received a phone call from Michael Wong of DGS and thereafter began negotiating with

Mr. Wong via phone calls, text messages, and emails for a purchase of N95 masks by the State

of California. Mr.Thomas
   California. Mr. Thomas informed
                           informed Mr.
                                    Mr. Wong
                                        Wong that
                                              that Blue
                                                   Blue Flame
                                                        Flame Medical
                                                              Medical could
                                                                      could supply
                                                                            supply N95
                                                                                   N95

masks and other PPE, but would require prepayment in order for Blue Flame Medical to secure

the inventory. That
               That evening,
                     evening, Mr.
                              Mr. Wong
                                  Wong informed
                                        informed Mr.
                                                 Mr. Thomas
                                                     Thomas that
                                                            that he
                                                                 he would
                                                                    would have to determine
                                                                                  determine

whether the State could prepay for N95 masks, and would contact Mr. Thomas to discuss further

the next morning.

       On March 23, Mr. Wong and Mr. Thomas continued to discuss a potential transaction via

text message and email; Ms. Yee also confirmed to Mr. Thomas via text message that the State

could provide prepayment to Blue Flame
                                 Flame Medical. That afternoon,
                                       Medical. That afternoon, Mr. Wong requested that Mr.

Thomas provide
       provide Blue
               Blue Flame
                    Flame Medical’s
                          Medical's sales sheet, and Mr. Thomas sent that sales sheet to Mr.

Wong that
Wong that evening
          evening via
                  via email.  Later that
                      email. Later   that night,
                                           night, Mr.
                                                  Mr. Wong
                                                      Wong asked
                                                            asked Mr.
                                                                  Mr. Thomas
                                                                       Thomas to
                                                                               to provide
                                                                                   provide

specification and
specification and certification
                  certification sheets
                                sheets and
                                       and proposed
                                           proposed payment
                                                    payment terms,
                                                            terms, and
                                                                   and Mr. Thomas agreed to

provide that information the next morning.

       The morning
           morning of March 24,
                            24, Mr.
                                Mr. Thomas
                                    Thomas sent
                                           sent Mr.
                                                Mr. Wong
                                                    Wong specification
                                                          specification and
                                                                        and certification
                                                                             certification

sheets for the N95 masks and COVID-19 tests that Blue Flame Medical could supply to the State

via email,
    email, and
           and requested
                requested direction
                          direction from Mr. Wong
                                             Wong regarding
                                                  regarding which specific
                                                                  specific items
                                                                           items the State
                                                                                     State

would like
would like to purchase. The afternoon
              purchase. The  afternoon of
                                       of March
                                          March 24,
                                                24, Mr.
                                                    Mr. Wong
                                                        Wong asked
                                                             asked Mr.
                                                                   Mr. Thomas
                                                                       Thomas via text
                                                                                  text

message what
message what volume
             volume of
                    of four specified
                            specified models
                                      models of N95
                                                N95 masks
                                                    masks identified
                                                           identified on Blue
                                                                         Blue Flame
                                                                              Flame

Medical’s                      shipped immediately.
Medical's sales sheet could be shipped              Mr. Thomas
                                       immediately. Mr. Thomas responded
                                                                responded by sending
                                                                             sending Mr.

Wong an inventory list for one of Blue
                                  Blue Flame
                                       Flame Medical's
                                             Medical’s manufacturing
                                                       manufacturing sources via email; Mr.


                                             10                          CONFIDENTIAL–-
                                                                         CONFIDENTIAL
                                                           SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD          Document 150-28       Filed 05/20/21     Page 12 of 35
                                       PageID# 3873



Thomas also forwarded
            forwarded aa copy
                         copy of
                              of that
                                 that email
                                      email to
                                            to Ms.
                                               Ms. Browning. Via text,
                                                   Browning. Via text, Mr.
                                                                       Mr. Thomas
                                                                           Thomas confirmed

to Mr. Wong
       Wong that Blue Flame Medical
                            Medical would
                                    would be able to source 100 million units of the N95
                                                                                     N95

masks that Mr. Wong had identified
                        identified within
                                   within aa month. Mr. Wong
                                             month. Mr. Wong also asked Mr. Thomas via text

message to
message to confirm
           confirm whether
                   whether the
                            the State
                                State would
                                      would be
                                            be wiring
                                               wiring funds
                                                      funds to Blue Flame Medical
                                                                          Medical or an

overseas company; Mr. Thomas confirmed that all payments by the State would be domestic and

to Blue Flame Medical. The same
              Medical. The  same day,
                                  day, Mr.
                                       Mr. Gula
                                           Gula participated
                                                 participated in
                                                              in aa conference
                                                                     conference call with
                                                                                     with Ms.
                                                                                          Ms.

Browning and representatives
Browning     representatives of
                             of other
                                other potential
                                      potential PPE
                                                PPE suppliers
                                                    suppliers for
                                                              for the State, and Mr.
                                                                                 Mr. Thomas
                                                                                     Thomas

continued to
continued to discuss
             discuss California’s
                     California's potential
                                  potential PPE
                                            PPE purchase
                                                purchasewith
                                                         withMs.
                                                             Ms. Browning
                                                                 Browningvia
                                                                          viaemail.
                                                                              email. Mr.

Thomas
Thomas also
       also apprised
            apprisedMs.
                     Ms. Yee
                         Yee and
                             and Ms. Browning via
                                 Ms. Browning  via text
                                                    text message
                                                         message of
                                                                  of the status of his
                                                                     the status    his

discussions with
discussions with Mr. Wong, and continued to discuss additional PPE items that Ms. Browning
                                                                                  Browning

had requested.

           morning of March 25, Mr.
       The morning              Mr. Wong,
                                    Wong, Mr.
                                          Mr. Thomas,
                                              Thomas, and
                                                      and Ethan
                                                          Ethan Bearman
                                                                Bearman continued
                                                                        continued to

discuss the sale of N95 masks to California. Mr. Thomas
                                 California. Mr. Thomas informed
                                                         informed Mr.
                                                                  Mr. Wong
                                                                      Wong via text message

that Blue Flame
that Blue Flame Medical
                Medical could not continue
                        could not continue to
                                           to hold
                                               hold inventory
                                                     inventory with
                                                               with its
                                                                     its suppliers
                                                                          suppliers without
                                                                                    without

prepayment, and Mr. Wong responded that he was "working
prepayment,                                    “working with
                                                        with finance"
                                                             finance” regarding
                                                                      regarding payment.
                                                                                payment.

At Mr. Thomas's
       Thomas’s request,
                 request, Mr.
                          Mr. Bearman
                              Bearman provided
                                      provided wiring instructions
                                                      instructions to Mr. Wong via email.
                                                                                   email.

The afternoon
    afternoon of
              of March
                 March 25,
                       25, Mr. Wong informed
                                    informed Mr.
                                             Mr. Thomas
                                                 Thomas by
                                                        by text message
                                                                message that
                                                                        that he was
                                                                                was

“awaiting final approvals for the wire
"awaiting                         wire transfer”
                                       transfer" from
                                                 from the
                                                       the Department
                                                           Departmentof
                                                                      ofFinance.
                                                                         Finance. At Mr.
                                                                                     Mr. Wong’s
                                                                                         Wong's

request, Mr.
request, Mr. Thomas
             Thomas sent
                    sent an
                         an invoice
                            invoice for
                                     for the
                                          the purchase
                                              purchase to
                                                        to Mr.
                                                           Mr. Wong
                                                               Wong via
                                                                    via email. That invoice
                                                                        email. That  invoice

specified that
specified that Blue
               Blue Flame
                    Flame Medical
                          Medical would
                                  would sell
                                        sell 100
                                             100 million
                                                 million N95
                                                         N95 masks
                                                             masks to
                                                                    to the
                                                                       the State
                                                                           State of the four

models that Mr. Wong had specified
                         specified at
                                   at a price of $4.76 per mask, plus tax and shipping, for a

total price of $609,161,000.00. Later that
               $609,161,000.00. Later  that day,
                                            day, Mr.
                                                 Mr. Thomas
                                                     Thomas received
                                                            received a call
                                                                       call from
                                                                            from Daniel
                                                                                 Daniel Kim,
                                                                                        Kim,

Director of DGS, to discuss a potential purchase
                                        purchase from
                                                 from Blue
                                                      Blue Flame
                                                           Flame Medical.
                                                                 Medical. Mr. Kim confirmed


                                              11                          CONFIDENTIAL–-
                                                                          CONFIDENTIAL
                                                            SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD           Document 150-28        Filed 05/20/21     Page 13 of 35
                                        PageID# 3874



that the State of
               of California
                  California would agree to purchase
                                            purchase 100 million
                                                         million N95 masks
                                                                     masks from Blue
                                                                                Blue Flame
                                                                                     Flame

Medical and may be interested in purchasing additional PPE in the future.

       That
       That night,
            night, Mr. Thomas
                       Thomas sent
                              sent text messages
                                        messages to Mr. Kim and
                                                            and Mr.
                                                                Mr. Wong
                                                                    Wong regarding
                                                                          regarding the

details for the first shipment of N95 masks to the State, a schedule
                                                            schedule of anticipated shipments and

suppliers, and Blue
suppliers,     Blue Flame
                    Flame Medical’s
                          Medical's supply
                                    supply chain
                                           chain for
                                                 for the
                                                     the N95
                                                         N95 masks. Mr. Wong
                                                             masks. Mr. Wong informed
                                                                             informed Mr.

Thomas
Thomas via email
           email and text that the wire transfer request could
                                                         could not be approved
                                                                      approved in time for the

wire transfer deadline on March
                          March 25,
                                25, and
                                    and would
                                        would be
                                              be sent
                                                 sent the
                                                       the next
                                                           next day. Mr. Thomas also discussed
                                                                day. Mr.

the timing of the State's
                  State’s wire
                          wire transfer
                                transfer with
                                         with Ms.
                                              Ms. Yee
                                                  Yee via
                                                      via text
                                                           text message
                                                                message that
                                                                         that evening;
                                                                              evening; Ms. Yee
                                                                                           Yee

confirmed the wire would be sent the next day.

       In addition to the 100
                          100 million
                              million N95
                                      N95 masks
                                          masks that
                                                that California
                                                     California agreed to purchase
                                                                          purchase from Blue

Flame Medical,
Flame Medical, Ms.
               Ms. Browning
                   Browning also
                            also told
                                 told Mr.
                                      Mr. Thomas
                                          Thomas via
                                                 via email
                                                     email the evening
                                                               evening of March 25 that

California wished
California wished to
                  to purchase
                     purchase hundreds
                              hundreds of
                                       of millions
                                          millions of additional
                                                      additional pieces    PPE, including
                                                                 pieces of PPE,  including

additional N95 masks and other protective
additional                     protective masks, face shields,
                                                      shields, ventilators,
                                                               ventilators, IV pumps,
                                                                               pumps, gloves,
                                                                                      gloves,

swabs, gowns, and coveralls. Mr.
                             Mr. Thomas
                                 Thomas informed
                                         informed Mr.
                                                  Mr. Wong
                                                      Wong via text message that Blue Flame

Medical could
Medical could supply
              supply the
                     the PPE Ms.
                             Ms. Browning
                                 Browning had identified,
                                              identified, and Mr.
                                                              Mr. Wong
                                                                  Wong responded
                                                                        responded by

requesting pricing
requesting pricing and
                   and spec sheet information
                                  information and
                                              and stating
                                                  stating that
                                                          that he would “run
                                                                        "run numbers with my

team and verify with you tomorrow.”
                         tomorrow."

       On March 26, Mr. Thomas continued to discuss the status of the wire transfer with Ms.

Yee and Mr. Wong via text message, both of whom confirmed it was in process
                                                                    process and ultimately

had been sent by the
                 the State.
                     State. After
                             AfterDefendants
                                   Defendants accepted
                                               accepted the
                                                         the payment
                                                             payment order on behalf
                                                                              behalf of Blue
                                                                                        Blue

Flame Medical as beneficiary, credited the funds to Blue Flame Medical’s
                                                               Medical's account, and agreed to

return the funds after causing California to request they be returned,
                                                             returned, Mr. Thomas
                                                                           Thomas attempted to

contact Mr.
contact Mr. Wong,
            Wong, Mr.
                  Mr. Kim,
                      Kim, and
                           and Ms. Yee to address
                                          address any concerns
                                                      concerns they had and attempt
                                                                            attempt to


                                                 12                        CONFIDENTIAL –-
                                                             SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD              Document 150-28          Filed 05/20/21      Page 14 of 35
                                           PageID# 3875



continue to move
continue    move forward
                 forward with
                         with the
                              the transaction. In response,
                                  transaction. In response, on March
                                                               March 27, Ms. Yee asked Mr.

                                                                                      "I
Thomas to communicate with Mr. Kim; Mr. Kim informed Mr. Thomas via text message that “I

will have
will have to elevate
             elevate this
                     this and someone
                              someone will
                                      will be
                                           be in
                                              in touch
                                                 touch with
                                                       with you.” Despite Mr.
                                                            you." Despite Mr. Thomas's
                                                                              Thomas’s

continual efforts
continual efforts to continue
                     continue discussions
                              discussions with
                                          with California
                                               California officials
                                                          officials regarding
                                                                     regarding the
                                                                                the transaction
                                                                                     transaction

following Defendants'
          Defendants’ actions on March 26, 2020, including in telephonic and email discussions

with Mr. Wong in April
                 April 2020,
                       2020, California
                             California has remained unwilling
                                                     unwilling to move forward with a PPE

purchase from Blue Flame Medical.

        INTERROGATORY NO.
        INTERROGATORY NO.4:

       Identify
       Identify and
                and describe
                    describe each
                              each order
                                     order received
                                            received or agreement
                                                          agreement entered
                                                                       entered into
                                                                                into by Blue
                                                                                         Blue Flame
                                                                                                Flame
Medical and/or Blue Flame Strategies for the acquisition, sale, and/or distribution of N95 masks,
other PPE, or other medical supplies, including,
                                        including, for each such order or agreement, the order or
agreement’s material terms (such as its date,
agreement's                               date, the
                                                the item
                                                    item or
                                                         or items
                                                             items being
                                                                   being transacted,
                                                                          transacted, quantity,
                                                                                      quantity, price,
expected or agreed delivery date, total dollar value), any actual or anticipated profit on the order
or agreement, whether and when the order or agreement was fulfilled or cancelled, and whether
and when any refund was provided.

                    INTERROGATORY NO.
        RESPONSE TO INTERROGATORY NO.4:

        The
        The requested
            requested information
                      informationfor
                                  for each
                                      each order
                                           order received
                                                 received by
                                                          by Blue
                                                             Blue Flame
                                                                  Flame Medical
                                                                        Medical for the
                                                                                    the

acquisition, sale, and/or distribution of N95 masks, PPE, or other medical supplies is set forth in

Schedule A hereto.

        INTERROGATORY
        INTERROGATORY NO.
                      NO.5:

        Describe the
         Describe        nature of
                     the nature   of any
                                       anypersonal,
                                            personal, familial,
                                                        familial, financial,
                                                                   financial, professional,
                                                                               professional, or
                                                                                             or business
                                                                                                 business
relationships existing
relationships   existing between
                          between and
                                    and among,
                                         among, onon the one hand, any persons
                                                                           persons associated
                                                                                    associated with Blue
Flame Medical, Blue Flame Strategies,
                                 Strategies, Redline
                                              Redline Strategies,
                                                       Strategies, and,
                                                                    and, on
                                                                         on the other hand, any of those
entities’ clients,
entities' clients, potential
                   potential clients,
                             clients, referral
                                      referral sources, manufacturers, distributors, or suppliers.

                    INTERROGATORY NO.
        RESPONSE TO INTERROGATORY NO.5:

        Plaintiff is aware of
        Plaintiff          of the
                               the following
                                    following relationships
                                               relationships existing
                                                             existing between
                                                                      between Blue Flame
                                                                                   Flame Medical,
                                                                                         Medical,

including its employees, officers, directors, agents,
                                              agents, attorneys,
                                                      attorneys, representatives,
                                                                 representatives, and/or affiliates,
                                                                                         affiliates,

on the one
       one hand,
           hand, and
                 and any
                     any clients,
                          clients, potential
                                   potential clients,
                                              clients, referral
                                                        referral sources,
                                                                  sources, manufacturers,
                                                                           manufacturers, distributors,
                                                                                          distributors,

                                                   13                            CONFIDENTIAL –-
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 Case 1:20-cv-00658-LMB-IDD             Document 150-28       Filed 05/20/21      Page 15 of 35
                                          PageID# 3876



or suppliers of Blue Flame
                     Flame Medical,
                           Medical, on
                                    on the
                                       the other
                                           other hand. For purposes
                                                 hand. For purposes of
                                                                    of this
                                                                       this response,
                                                                            response, Plaintiff

interprets “potential
interprets "potential clients”
                      clients" as any
                                  any potential
                                      potential Blue
                                                Blue Flame
                                                     Flame Medical
                                                           Medical customer
                                                                    customer or
                                                                             or representative
                                                                                 representative

thereof that engaged in some degree of discussion with Blue Flame Medical regarding a potential

transaction.

Name of Client, Potential Client, Referral         Nature of Relationship
Source, Manufacturer, Distributor, or
Supplier (Role)

Martin Ahrens, Drummond Mining (Potential          Professional relationship with Mr. Gula (less
client)                                            than one year)

Christopher Alexander, 721 Government              Professional relationship with Mr. Gula and
Strategies (Supplier broker)                       Mr. Thomas

Lindsay Angerholzer (Referral partner)             Professional relationship with Mr. Gula
                                                   (approximately 10 years)

Carlos Antonio (Supplier broker)                   Professional relationship with Mr. Gula (less
                                                   than one year)

Kate Arnold, Velox Medical (Referral partner)      Professional relationship with Mr. Gula (less
                                                   than one year)

Robert Avery (Supplier broker)                     Professional relationship with Mr. Gula
                                                   (approximately 5 years)

David Balland, Department of Veterans Affairs Professional relationship with Mr. Gula (less
                                              than one year)

Kevin Barone (Potential client)                    Professional relationship with Mr. Gula (less
                                                   than one year)

Melanie Bartis, Houston Emergency                  Professional relationship with Mr. Gula (less
Management (Potential client)                      than one year)

Hillary Bassett, Still Hopes (Potential client)    Professional relationship with Mr. Gula (less
                                                   than one year)

                   Henrico County, Virginia
Jackson Baynard, Hem-ico                           Professional relationship with Mr. Gula (less
(Potential client)                                 than one year)

Simon Behrmann (Potential referral source)         Professional relationship with Mr. Gula (less
                                                   than one year)

                                                  14                         CONFIDENTIAL –-
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                                           PageID# 3877



Scott Berggren (Potential referral source)       Professional relationship with Mr. Gula (less
                                                 than one year)

Melissa Berling, Duke Energy (Potential          Professional relationship with Mr. Gula (less
client)                                          than one year)

John Bissell, State of Tennessee Central         Professional relationship with Mr. Gula (less
Procurement Office (Client)                      than one year)

Janet Blanding, Tri Area Health Care             Professional relationship with Mr. Gula (less
(Potential client)                               than one year)

Mark Bonacci, Recovery Road Addiction            Professional relationship with Mr. Gula (less
(Potential client)                               than one year)

Luke Bosso, Indiana Economic Development         Professional relationship with Mr. Gula (less
Corporation (Potential client)                   than one year)

Todd Boulanger (Referral partner)                Professional relationship with Mr. Gula
                                                 (approximately 15 years)

Bruce Boyd, Arabella Advisors (Client)           Professional relationship with Mr. Gula (less
                                                 than one year)

Mark Brenner (Supplier broker)                   Professional relationship with Mr. Gula
                                                 (approximately 10 years)

Jack Brewer, Fox News (Potential referral        Professional relationship with Mr. Gula (less
source)                                          than one year)

David Brown, Exelon (Potential client)           Professional relationship with Mr. Gula
                                                 (approximately 7 years)

Nicole Brunelle, North Dakota State              Professional relationship with Mr. Gula (less
Government (Potential client)                    than one year)

Julio Cabral-Corrada (Potential referral source) Professional relationship with Mr. Gula (less
                                                 than one year)

Greg Card, City of Sunnyvale, California         Professional relationship with Mr. Gula (less
(Potential client)                               than one year)

Ben Carson (Potential referral source)           Professional relationship with Mr. Gula (less
                                                 than one year)

Brian Calle (Supplier broker)                    Personal friendship with Mr. Thomas
                                                 (approximately 15 years)

                                                15                         CONFIDENTIAL –-
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                                           PageID# 3878



Scott Campbell (Potential referral source)        Professional relationship with Mr. Gula (less
                                                  than one year)

Doug Carlson, State of Nebraska (Potential        Professional relationship with Mr. Gula (less
client)                                           than one year)

Ben Carson (Potential referral source)            Professional relationship with Mr. Gula (less
                                                  than one year)

Craig Cerenna (Supplier/Supplier broker)          Professional relationship with Mr. Gula (less
                                                  than one year)

Brian Chatwin, Velox Medical (Referral            Professional relationship with Mr. Gula (less
partner)                                          than one year)

Vito Chiaravalloti II, Velox Medical (Referral    Professional relationship with Mr. Gula
partner)                                          (approximately 20 years)

Joseph Choi, 2 Point 0 (Supplier)                 Professional relationship with Mr. Thomas

Elliot Churchill, Maryland Department of          Professional relationship with Mr. Gula (less
General Services (Client)                         than one year)

Mike Coffield (Potential referral source)         Professional relationship with Mr. Gula (less
                                                  than one year)

David Cohen (Potential referral source)           Professional relationship with Mr. Gula (less
                                                  than one year)

Rocco Coniglio, Hydra Holdings (Referral          Professional relationship with Mr. Gula (less
partner)                                          than one year)

Ryan Coyne (Potential referral source)            Professional relationship with Mr. Gula (less
                                                  than one year)

Jessica Cornejo, Kai Medical Labs (Referral       Professional relationship with Mr. Gula (less
partner)                                          than one year)

Jeff Cossman (Supplier)                           Professional relationship with Mr. Gula (less
                                                  than one year)

Andy Creighton (Logistics provider)               Professional relationship with Mr. Thomas

Chris Cumnock (Supplier broker)                   Professional relationship with Mr. Gula (less
                                                  than one year)



                                                 16                         CONFIDENTIAL –-
                                                              SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD           Document 150-28       Filed 05/20/21      Page 18 of 35
                                        PageID# 3879



Jennifer Dammeyer, State of Ohio (Potential      Professional relationship with Mr. Gula (less
client)                                          than one year)

Christina Dayries, State of Louisiana            Professional relationship with Mr. Gula (less
Governor’s Office
Governor's Office of Homeland Security and       than one year)
Emergency Preparedness (Potential client)

Don De Luca, V2 Global (Referral partner)        Professional relationship with Mr. Thomas

Mike Delamate, State of New Jersey (Potential    Professional relationship with Mr. Gula (less
client)                                          than one year)

Gretchen Deruiter, State of Colorado (Client)    Professional relationship with Mr. Gula (less
                                                 than one year)

Anthony Depaola, Yale University (Potential      Professional relationship with Mr. Gula (less
client)                                          than one year)

Said Dib (Supplier)                              Professional relationship with Mr. Gula (less
                                                 than one year)

John Dixon (Supplier broker)                     Professional relationship with Mr. Gula (less
                                                 than one year)

Julie Dotton,
      Dolton, Applied Science (Referral          Professional relationship with Mr. Gula (less
partner)                                         than one year)

Ethan Eilon (Potential referral source)          Professional relationship with Mr. Gula (less
                                                 than one year)

Andrea Emmons (Referral partner)                 Professional relationship with Mr. Gula
                                                 (approximately 2 years)

Kirk Eng, New York City Department of            Professional relationship with Mr. Gula (less
Sanitation (Potential client)                    than one year)

Javier Antonio Urrutia Escobar, Government       Professional relationship with Mr. Gula (less
of Colombia (Potential client)                   than one year)

Chad Fleischer, University Hospitals Health      Professional relationship with Mr. Gula (less
System (Potential client)                        than one year)

Antwayne Ford (Supplier broker)                  Professional relationship with Mr. Gula (less
                                                 than one year)

Bill Fowler (Potential client)                   Professional relationship with Mr. Gula (less
                                                 than one year)

                                                17                         CONFIDENTIAL –-
                                                             SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD            Document 150-28     Filed 05/20/21      Page 19 of 35
                                         PageID# 3880



Jordan Gehrke, MTKM LLC (Referral partner)      Professional relationship with Mr. Gula
                                                (approximately 6 years)

Josh Geleris, Columbia University Medical       Professional relationship with Mr. Gula (less
School (Potential client)                       than one year)

Saul Gitlin, Mount Sinai Hospital (Potential    Professional relationship with Mr. Gula (less
client)                                         than one year)

Scott Greenlee (Potential referral source)      Professional relationship with Mr. Gula (less
                                                than one year)

Russell Gross (Supplier broker)                 Professional relationship with Mr. Gula (less
                                                than one year)

Michael Guerriero, New Jersey Hospital          Professional relationship with Mr. Gula (less
Association (Potential client)                  than one year)

Ahmid Faris, Blue Cross Blue Shield of          Professional relationship with Mr. Gula (less
Michigan (Potential client)                     than one year)

Joseph Fawkner (Potential client)               Professional relationship with Mr. Gula (less
                                                than one year)

Tom Frasca, University of Maryland Medical      Professional relationship with Mr. Gula (less
System (Potential client)                       than one year)

Graham Haile (Potential referral source)        Professional relationship with Mr. Gula (less
                                                than one year)

Lars Hajslund (Potential client)                Professional relationship with Mr. Gula (less
                                                than one year)

Graham Hall (Potential referral source)         Professional relationship with Mr. Gula (less
                                                than one year)

Kenny Hansmire (Supplier broker)                Professional relationship with Mr. Gula (less
                                                than one year)

Susan Harris, Wellpath (Potential client)       Professional relationship with Mr. Gula (less
                                                than one year)

Matthew Hayes, Tennessee Emergency              Professional relationship with Mr. Gula (less
Management (Client)                             than one year)

William Heffner, Cardinal Health (Potential     Professional relationship with Mr. Gula (less
client)                                         than one year)

                                               18                         CONFIDENTIAL –-
                                                            SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD           Document 150-28         Filed 05/20/21      Page 20 of 35
                                        PageID# 3881



Michael Herson (Potential referral source)

Tom Hillmann, State of New Jersey (Potential       Professional relationship with Mr. Gula (less
client)                                            than one year)

Mike House (Potential referral source)             Professional relationship with Mr. Gula
                                                   (approximately 10 years)

Henry Huang, Great Health Companion                Personal friendship with Mr. Thomas
(Supplier)                                         (approximately 10 years); professional
                                                   supplier relationship

Michael Jensen, Velox Medical (Referral            Professional relationship with Mr. Gula
partner)                                           (approximately 3 years)

Chad Jones, Velox Medical (Referral partner)       Professional relationship with Mr. Gula
                                                   (approximately 2 years)

Courtney Kawelaske, Missouri Department of         Professional relationship with Mr. Gula (less
Procurement Services (Potential client)            than one year)

David Kelly, Centers for Disease Control           Professional relationship with Mr. Gula (less
(Potential client)                                 than one year)

Jonathan Kim (Supplier broker)                     Professional relationship with Mr. Gula (less
                                                   than one year)

Steven King, Rhode Island State Government         Professional relationship with Mr. Gula (less
(Potential client)                                 than one year)

Howard Knapp, South Carolina State Election        Professional relationship with Mr. Gula (less
Commission (Potential client)                      than one year)

Matt Knott, LTW Investments (Potential             Professional relationship with Mr. Gula (less
client)                                            than one year)

Bradley Knox, KGN LLC (Referral partner)           Professional relationship with Mr. Gula
                                                   (approximately 10 years)

Bryan Koon, International Homeland Security        Professional relationship with Mr. Gula (less
and Emergency Management (Potential client)        than one year)

Daryl Krasnuk, Hudson County Division of           Professional relationship with Mr. Gula (less
Planning (Potential client)                        than one year)

Elizabeth Kulesa, St. Jude Children’s
                            Children's Research    Professional relationship with Mr. Gula (less
Hospital (Potential client)                        than one year)

                                                  19                         CONFIDENTIAL –-
                                                               SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD           Document 150-28     Filed 05/20/21      Page 21 of 35
                                        PageID# 3882



Josh Lambert (Potential referral source)       Professional relationship with Mr. Gula (less
                                               than one year)

Mandy Lee, OMNI Government Relations           Professional relationship with Mr. Gula (less
(Potential client)                             than one year)

William Lee, Peak Consulting (Supplier         Personal friendship with Mr. Thomas
broker)                                        (approximately 5 years)

Mathew Littman (Referral Partner)              Professional relationship with Mr. Thomas
                                               (approximately 5 years)

Leo Mackay (Potential referral source)         Professional relationship with Mr. Gula (less
                                               than one year)

Renny MacKay, State of Wyoming (Potential      Professional relationship with Mr. Gula (less
client)                                        than one year)

Geoffrey Maloon, Milpitas Fire Department      Professional relationship with Mr. Gula (less
(Potential client)                             than one year)

April Manzano, Ricky Martin Foundation         Professional relationship with Mr. Gula (less
(Potential client)                             than one year)

Dawn Mason, CoreCivic (Potential client)       Professional relationship with Mr. Gula (less
                                               than one year)

Brittany Maxwell, National Healthcare Corp.    Professional relationship with Mr. Gula (less
(Potential client)                             than one year)

Danny Mays, Maryland Department of General Professional relationship with Mr. Gula (less
Services (Client)                          than one year)

Tim McAlister, Southern Company (Potential     Professional relationship with Mr. Gula (less
client)                                        than one year)

Peter McCann, Home Instead Senior Care         Professional relationship with Mr. Gula (less
(Potential client)                             than one year)

Al McCulloch, Pacha Resources (Potential       Professional relationship with Mr. Gula (less
client)                                        than one year)

Dana McElroy (Supplier)                        Professional relationship with Mr. Gula (less
                                               than one year)

Elena McGrew, Washington State Department      Professional relationship with Mr. Gula (less
of Enterprise Services (Potential client)      than one year)

                                              20                         CONFIDENTIAL –-
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 Case 1:20-cv-00658-LMB-IDD             Document 150-28       Filed 05/20/21      Page 22 of 35
                                          PageID# 3883



Tom McGuire, Johns Hopkins University              Professional relationship with Mr. Gula (less
(Potential client)                                 than one year)

Bruce McNamer (Potential client)                   Professional relationship with Mr. Gula (less
                                                   than one year)

       Medina, GSD
Martha Medina,  GSDSupply
                       SupplyServices
                              Services—
                                      – Los        Professional relationship with Mr. Gula (less
Angeles (Potential client)                         than one year)

Michael Meisel, University of Maryland             Professional relationship with Mr. Gula (less
(Potential client)                                 than one year)

Josh Merin, International Franchise                Professional relationship with Mr. Gula (less
Association (Potential client)                     than one year)

Allen Meyer, State of Iowa (Potential client)      Professional relationship with Mr. Gula (less
                                                   than one year)

Stacie Monroe (Referral partner)                   Professional relationship with Mr. Gula
                                                   (approximately 7-10 years)

Michael Mooney, Montana Department of              Professional relationship with Mr. Gula (less
Health and Human Services (Potential client)       than one year)

Tom Morford, Velox Medical (Referral               Professional relationship with Mr. Gula (less
partner)                                           than one year)

Carter New (Supplier broker)                       Professional relationship with Mr. Gula (less
                                                   than one year)

Jennifer Nickeloff, Wellpath (Potential client)    Professional relationship with Mr. Gula (less
                                                   than one year)

Tony Pallante, Trident Brands (Potential           Professional relationship with Mr. Gula (less
client)                                            than one year)

Matt Pell (Potential referral source)              Professional relationship with Mr. Gula (less
                                                   than one year)

Julia Pickle, Alabama Governor’s
                      Governor's Office            Professional relationship with Mr. Gula (less
(Client)                                           than one year)

Michael Pieper, Nevada Hospital Association        Professional relationship with Mr. Gula (less
(Potential client)                                 than one year)

John Plishka (Supplier broker)                     Professional relationship with Mr. Gula (less
                                                   than one year)

                                                  21                         CONFIDENTIAL –-
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 Case 1:20-cv-00658-LMB-IDD           Document 150-28       Filed 05/20/21      Page 23 of 35
                                        PageID# 3884



Veronica Cuellar Pizano, Fundacion Santo         Professional relationship with Mr. Gula (less
Domingo (Potential client)                       than one year)

Robert Pope (Referral partner)                   Professional relationship with Mr. Gula
                                                 (approximately 3 years)

Michael Porter (Supplier broker)                 Professional relationship with Mr. Gula (less
                                                 than one year)

Jitendra Prasad, Alberta Health Services         Professional relationship with Mr. Gula (less
(Potential client)                               than one year)

Jonathan Rabinovitz, 55 Industries (Supplier)    Professional relationship with Mr. Gula (less
                                                 than one year)

Suuchi Ramesh, Suuchi, Inc. (Supplier)           Professional relationship
                                                               relationship with
                                                                            withMr.
                                                                                 Mr.Bearman
                                                                                    Beaman
                                                 (less than one year)

Brian Rell, Alabama Procurement Task Force       Professional relationship with Mr. Gula (less
(Client)                                         than one year)

Roberto Reyes, Neurocrine Biosciences            Professional relationship with Mr. Gula (less
(Potential client)                               than one year)

Ryan Rhodes (Potential referral source)          Professional relationship with Mr. Gula (less
                                                 than one year)

Jared Rosenstein, Florida Emergency              Professional relationship with Mr. Gula (less
Management (Potential client)                    than one year)

Lynda Rossi, Blue Cross Blue Shield of           Professional relationship with Mr. Gula (less
Michigan (Potential client)                      than one year)

Sheryl Roub, Wyoming Governor’s
                     Governor's Office           Professional relationship with Mr. Gula (less
(Potential client)                               than one year)

David Sanders, DTS Consulting (Referral          Professional relationship with Mr. Gula
partner)                                         (approximately 7-10 years)

Brian Sanderson (Potential referral source)      Professional relationship with Mr. Gula (less
                                                 than one year)

Cheryl Schlesinger, City of New York             Professional relationship with Mr. Gula (less
Department of Sanitation (Potential client)      than one year)

Robert Sharbaugh, University Hospital            Professional relationship with Mr. Gula (less
(UHNJ) (Potential Client)                        than one year)

                                                22                         CONFIDENTIAL –-
                                                             SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD              Document 150-28    Filed 05/20/21      Page 24 of 35
                                           PageID# 3885



Albert Shen (Potential referral source)          Professional relationship with Mr. Gula (less
                                                 than one year)

Amanda Shoop, State of South Dakota              Professional relationship with Mr. Gula (less
(Potential client)                               than one year)

Tamara Seney, Redwood County Government          Professional relationship with Mr. Gula (less
Center (Potential client)                        than one year)

Al Simpson (Referral partner)                    Professional relationship with Mr. Gula
                                                 (approximately 7-10 years)

Ross Sklar, Starco Group (Potential client)      Professional relationship with Mr. Gula (less
                                                 than one year)

Jason Smith, Virginia Economic Development       Professional relationship with Mr. Gula (less
Partnership (Potential client)                   than one year)

Mark R. Smith, HeritageBrand LLC (Referral       Professional relationship with Mr. Gula
partner)                                         (approximately 15 years)

Rick Smotkin, Third Circle (Referral partner)    Professional relationship with Mr. Gula
                                                 (approximately 1 year)

Jack St. Martin (Potential referral source)      Professional relationship with Mr. Gula (less
                                                 than one year)

Andy Stead, Maximed (Supplier)                   Professional relationship with Mr. Thomas

Tamara Steinbach, State of Colorado (Client)     Professional relationship with Mr. Gula (less
                                                 than one year)

Melissa Stone (Potential referral source)        Professional relationship with Mr. Gula (less
                                                 than one year)

Matt Swift (Potential referral source)           Professional relationship with Mr. Gula (less
                                                 than one year)

Alan Swygert, Department of Veterans Affairs     Professional relationship with Mr. Gula (less
(Potential client)                               than one year)

DeAnte Thomas, Exelon (Potential client)         Professional relationship with Mr. Gula (less
                                                 than one year)

Ryan Thompson (Potential referral source)        Professional relationship with Mr. Gula (less
                                                 than one year)


                                                23                         CONFIDENTIAL –-
                                                             SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD              Document 150-28      Filed 05/20/21      Page 25 of 35
                                           PageID# 3886



Nazmije Toci, New York City Department of          Professional relationship with Mr. Gula (less
Sanitation (Potential client)                      than one year)

Alex Turkeltaub (Supplier broker)                  Professional relationship with Mr. Gula (less
                                                   than one year)

Yoshi Tyler, Kai Medical Labs (Referral            Professional relationship with Mr. Gula (less
partner)                                           than one year)

Rick Valtee, Cardinal Health (Potential client)    Professional relationship with Mr. Gula (less
                                                   than one year)

Justin Van Zyl, Circle K (Potential client)        Professional relationship with Mr. Gula (less
                                                   than one year)

Tiffany Wadell, Maryland Governor’s
                         Governor's Office         Professional relationship with Mr. Gula
(Client)                                           (approximately 7-10 years)

Justin Wallin, J Wallin Business Strategy          Professional relationship with Mr. Thomas
(Referral partner)                                 (approximately 8 years)

Debra Warren, USF Health (Potential client)        Professional relationship with Mr. Gula (less
                                                   than one year)

Jim Weeks (Potential referral source)              Professional relationship with Mr. Gula (less
                                                   than one year)

Chris West (Potential referral source)             Professional relationship with Mr. Gula (less
                                                   than one year)

Valerie Williams, South Carolina State             Professional relationship with Mr. Gula (less
Procurement (Potential client)                     than one year)

Joy Xu, Great Health Companion (Supplier)          Professional relationship with Mr. Gula (less
                                                   than one year)

Kevin Xu, Glymate (Supplier)                       Professional relationship with Mr. Thomas

Michael Zarelli (Referral partner)                 Professional relationship with Mr. Gula
                                                   (approximately 10 years)

Elizabeth Zelenak, New York City                   Professional relationship with Mr. Gula (less
Administrative Services (Potential client)         than one year)

Johnny Zhu (Supplier)                              Professional relationship with Mr. Gula (less
                                                   than one year)


                                                  24                         CONFIDENTIAL –-
                                                               SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD           Document 150-28         Filed 05/20/21      Page 26 of 35
                                        PageID# 3887



Gary Zimmerman (Supplier broker)                  Professional relationship with Mr. Gula (less
                                                  than one year)


       INTERROGATORY
       INTERROGATORY NO.
                     NO.6:

       State the basis on which
                          which the Complaint
                                    Complaint alleges that, but for Defendants'
                                                                      Defendants’ conduct,
                                                                                  conduct, Blue
Flame Medical would have been able to fulfil the State of California’s
                                                          California's order of 100 million N95
masks, including
       including how and when Blue Flame Medical
                                            Medical would
                                                      would have
                                                             have done
                                                                    done so, and why and how it
could have done so despite Blue Flame Medical's
                                      Medical’s inability to fulfill mask orders placed by other
customers in April and May 2020.

                   INTERROGATORY NO.
       RESPONSE TO INTERROGATORY NO.6:

       Blue Flame Medical
                  Medical would
                          would have
                                have been
                                     been able
                                          able to fulfill
                                                  fulfill the State of California's
                                                                       California’s order for

100 million N95 masks but for Defendants'
                              Defendants’ unlawful
                                          unlawful actions because it had reached agreements

with Great Health Companion
                  Companion and
                            and Suuchi,
                                Suuchi, Inc.
                                        Inc. to
                                             to supply
                                                supply the entirety
                                                           entirety of California’s
                                                                       California's order for

100 million N95 masks at the time
                             time Blue
                                  Blue Flame
                                       Flame Medical
                                             Medical contracted with the State of California
                                                                                  California

on March
   March 25,
         25, 2020.
             2020. AsAsBlue
                        BlueFlame
                              FlameMedical
                                    Medicalexplained
                                             explainedtotoCalifornia
                                                           Californiarepresentatives
                                                                      representatives and
                                                                                      and

Defendants, including in discussions on March 25, Blue Flame Medical required prepayment so

that it could
        could immediately
              immediately begin
                          begin paying
                                paying its
                                       its suppliers
                                           suppliers for
                                                     for masks
                                                         masks to
                                                               to fill
                                                                  fill the State of California's
                                                                                    California’s

order, including 6 million N95 masks that were available to ship domestically as of that date and

the remaining
    remaining 94 million masks,
                         masks, which
                                which Blue Flame
                                           Flame Medical
                                                 Medical had
                                                         had arranged
                                                             arranged to be delivered
                                                                            delivered to

California by
California by the end of April
                         April 2020.
                               2020. Indeed,
                                      Indeed,when
                                              whenDefendants
                                                   Defendants unlawfully
                                                               unlawfully returned
                                                                          returned the funds
                                                                                       funds

paid    Blue Flame
paid to Blue Flame Medical
                   Medical by
                           by the
                               the State
                                    State of
                                           ofCalifornia,
                                              California, Blue
                                                          Blue Flame
                                                                Flame Medical
                                                                      Medical had
                                                                              had already
                                                                                   already

requested that
requested that Chain
               Chain Bridge
                     Bridge Bank
                            Bank wire
                                 wire aa portion
                                         portion of
                                                 of those
                                                    those funds
                                                          funds to Suuchi,
                                                                   Suuchi, Inc. to secure
                                                                                   secure the

delivery of the first 6 million masks for the State, and was in the process of arranging additional

payments to Great Health Companion Group for the additional 94 million masks to be supplied

by the end of April 2020. Because
                          Because of
                                  of Defendants'
                                     Defendants’actions,
                                                 actions, Blue
                                                          Blue Flame
                                                               Flame Medical
                                                                     Medical could not make

those payments
those payments and
                and lost
                     lost the
                          the ability
                              ability to deliver
                                         deliver that
                                                 that product
                                                      product to the State
                                                              to the State of
                                                                           of California
                                                                               California as
                                                                                          as

anticipated.
                                                25                           CONFIDENTIAL –-
                                                               SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD            Document 150-28            Filed 05/20/21   Page 27 of 35
                                         PageID# 3888



            Flame Medical’s
       Blue Flame Medical's inability
                            inability to
                                      to fill other N95 mask orders
                                                             orders in April and May
                                                                                 May 2020
                                                                                     2020

involved different
         different circumstances.
                   circumstances. As detailed in the June 22, 2020 letter submitted on behalf of

Blue Flame Medical to the United
                          United States
                                 States House
                                        House of
                                              of Representatives
                                                 Representatives Committee on Energy and

Commerce, many of those orders involved quantities of N95 masks and other PPE that were too

small     secure inventory
small to secure   inventory from
                            from PPE
                                 PPE suppliers
                                      suppliers given
                                                given the
                                                       the intense
                                                            intense competition
                                                                     competition within  the
                                                                                 within the

marketplace. In
marketplace.  In addition,
                  addition, in
                             in late
                                 lateApril,
                                      April,Chinese
                                             Chinese government
                                                      government officials
                                                                 officials began delaying
                                                                                 delaying and, in

some cases, seizing, shipments of PPE, which disrupted some of the orders placed by Blue Flame

Medical customers. While certain
        customers. While certain of
                                 of the
                                     the N95
                                         N95 masks
                                             masks purchased
                                                   purchased by the
                                                                the State
                                                                    State of
                                                                          of California
                                                                             California were

scheduled to be shipped in April
                           April 2020,
                                 2020, Blue
                                       Blue Flame
                                            Flame Medical
                                                  Medical believes
                                                          believes those
                                                                   those N95
                                                                         N95 masks—which
                                                                             masks—which

would have been
would      been fully
                 fully prepaid,
                       prepaid, but
                                but for
                                     forDefendants'
                                         Defendants’actions—nevertheless
                                                     actions—nevertheless would
                                                                          would have been
                                                                                     been

delivered and that any potential delays caused by intervention by the Chinese government would

have resulted in further discussions with California officials.




                                                 26                             CONFIDENTIAL –-
                                                                  SUBJECT TO PROTECTIVE ORDER
 Case 1:20-cv-00658-LMB-IDD   Document 150-28    Filed 05/20/21     Page 28 of 35
                                PageID# 3889




Dated : October
        October 13, 2020              /s/ Peter H. White
                                      Peter H. White (VA Bar No. 32310)
                                      Jason T. Mitchell (pro hac vice)
                                      Gregory Ketcham-Colwill (pro hac vice)
                                      SCHULTE ROTH & ZABEL LLP
                                      901 Fifteenth Street, NW, Suite 800
                                      Washington, DC
                                      Washington,    DC 20005
                                      Tel.: (202)
                                             (202) 729-7476
                                                   729-7476
                                      Fax: (202)
                                            (202) 730-4520
                                                   730-4520
                                      pete.white@srz.com
                                      jason.mitchell@srz.com
                                      gregory.ketcham-colwill@srz.com

                                      William H. Gussman, Jr. (pro hac vice)
                                      SCHULTE ROTH & ZABEL LLP
                                      919 Third Avenue
                                      New York, NewNew York
                                                        York 10022
                                      Tel.: (212)
                                             (212) 756-2044
                                                   756-2044
                                      Fax: (212)
                                            (212) 593-5955
                                                   593-5955
                                      bill.gussman@srz.com

                                      Counsel for Plaintiff Blue Flame Medical LLC




                                     27                         CONFIDENTIAL –-
                                                  SUBJECT TO PROTECTIVE ORDER
                                     Case 1:20-cv-00658-LMB-IDD      Document 150-28     Filed 05/20/21    Page 29 of 35
                                                                       PageID# 3890



                                                                     SCHEDULE A
                                                           RESPONSE TO INTERROGATORY NO. 4

Customer                 Order Date(s)   Total Order        Estimated Gross   Items Ordered         Agreed           Fulfilled or   Refund Provided?
                                         Amount             Profit (Where                           Delivery Date    Cancelled?
                                                            Calculated)
State of California      3/25/20         $609,161,000.00    $143,120,000.00   100,000 N95 masks     Various          N/A            N/A
Idaho State Police       3/30/20         $5,642.70          N/A               400 N95 masks, 400    N/A              Cancelled      Full: $5,847.06
                                                                                                                                          $5,847.06
                                                                              foldable N95 masks,                                   (including credit card
                                                                              200 surgical masks                                    fees)
Maryland Department of   3/30/20;        $7,145.22          N/A               400 N95 foldable       N/A             Cancelled      Full: $7,413.37
                                                                                                                                          $7,413.37
State Police             3/31/20                                              masks, 24 16.9oz                                      (including credit card
                                                                              bottles of hand                                       fees)
                                                                              sanitizer, 40 surgical
                                                                              masks, 100 nonwoven
                                                                              gowns, 30 digital
                                                                              thermometers
Melbourne Airport Police 3/30/20         $3,007.87          N/A               400 N95 Masks, 36      N/A             Cancelled      Full: $3,116.95
                                                                                                                                          $3,116.95
Department                                                                    16.9oz bottles of hand                                (including credit card
                                                                              sanitizer                                             fees)
Florida Department of    3/31/20         $11,913.47         N/A               400 N95 masks, 600     N/A             Cancelled      Full: $12,345.55
                                                                                                                                          $12,345.55
Law Enforcement                                                               face shields, 504                                     (including credit card
                                                                              16.9oz bottles of hand                                fees)
                                                                              sanitizer, 1,000
                                                                              disposable caps, 1,000
                                                                              disposable shoe
                                                                              covers




                                                                                                     HIGHLY CONFIDENTIAL -– SUBJECT TO PROTECTIVE ORDER
                                     Case 1:20-cv-00658-LMB-IDD    Document 150-28    Filed 05/20/21     Page 30 of 35
                                                                     PageID# 3891



Melbourne Police          3/31/20;       $1,807.32        N/A              3 digital               N/A             Partially fulfilled Partial: $1,020.65
                                                                                                                                                $1,020.65
Department                4/2/20                                           thermometers, 300                       (3 digital          (including credit card
                                                                           face shields, 48                        thermometers        fees)
                                                                           16.9oz bottles of hand                  and 300 face
                                                                           sanitizer, 100 surgical                 shields)
                                                                           masks
Arizona Department of     4/1/20         $1,638.37        N/A              96 loz
                                                                              1oz bottles
                                                                                   bottles of hand N/A             Cancelled           Full: $1,697.78
                                                                                                                                             $1,697.78
Public Safety                                                              sanitizer, 96 2oz                                           (including credit card
                                                                           bottles of hand                                             fees)
                                                                           sanitizer
Iowa DCI Crime            4/1/20         $2,793.00        N/A              2,000 surgical masks   N/A              Cancelled           Full: $2,793.00
                                                                                                                                             $2,793.00
Laboratory

Santa Rosa County         4/1/20         $5,006.40        N/A              400 N95 masks, 1,000 N/A                Cancelled           Full: $5,187.97
                                                                                                                                             $5,187.97
Sheriff’s Office
Sheriff's                                                                  shoe covers, 1,000                                          (including credit card
                                                                           coveralls                                                   fees)


State of Maryland         4/1/20         $12,542,000.00   $2,521,000.00    1,550,000 N95          6/30/20          Partially fulfilled No; $1,652,154.00 paid
                                                                           Masks; 110 Philips                      (37 ventilators)
                                                                           Ventilators
North Carolina State      4/2/20         $2,840.84        N/A              284 2oz bottles of     N/A              Cancelled           Full: $2,943.86
                                                                                                                                             $2,943.86
Bureau of Investigation                                                    hand sanitizer, 108                                         (including credit card
                                                                           16.9oz bottles of hand                                      fees)
                                                                           sanitizer, 400 shoe
                                                                           covers, 500 surgical
                                                                           masks
Oklahoma State Bureau     4/2/20         $4,812.04        N/A              400 N95 masks, 1,000 N/A                Cancelled           Full: $4,986.57
                                                                                                                                             $4,986.57
of Investigations                                                          surgical masks                                              (including credit card
                                                                                                                                       fees)



                                                                          2                        HIGHLY CONFIDENTIAL -– SUBJECT TO PROTECTIVE ORDER
                                    Case 1:20-cv-00658-LMB-IDD   Document 150-28    Filed 05/20/21     Page 31 of 35
                                                                   PageID# 3892



St. John Child Wellness    4/2/20       $179,392.92     ($115,203.44)    2,004 16.9oz bottles    Est. 4/23/20    Partially fulfilled Partial: $114,030.69
                                                                                                                                              $114,030.69
Center                                                                   of hand sanitizer,                      (150,000 nitrile
                                                                         2,004 2oz bottles of                    gloves)
                                                                         hand sanitizer,
                                                                         150,000 nitrile gloves,
                                                                         30,000 disposable
                                                                         caps, 30,000
                                                                         disposable gowns,
                                                                         200,000 3-ply surgical
                                                                         masks
Takoma Park Police         4/2/20       $614.97         N/A              192 2oz bottles of      N/A             Cancelled          Full: $637.27
                                                                                                                                          $637.27
Department                                                               hand sanitizer, 12                                         (including credit card
                                                                         27oz bottles of hand                                       fees)
                                                                         sanitizer
Dixie County Sheriff’s
             Sheriff's     4/3/20       $696.57         N/A              36 6.9oz bottles of     N/A             Cancelled          Full: $721.52
                                                                                                                                          $721.52
Office                                                                   hand sanitizer, 12                                         (including credit card
                                                                         27oz bottles of hand                                       fees)
                                                                         sanitizer, 2 digital
                                                                         thermometers
Douglas County Sheriff’s
               Sheriff's   4/3/20       $919.93         N/A              10 digital              N/A             Cancelled          Full: $953.28
                                                                                                                                          $953.28
Office                                                                   thermometers                                               (including credit card
                                                                                                                                    fees)
Marion County Sheriff’s
              Sheriff's    4/3/20       $2,885.40       N/A              400 N95 masks           N/A             Cancelled          Full: $2,990.04
                                                                                                                                          $2,990.04
Office                                                                                                                              (including credit card
                                                                                                                                    fees)
Northern Arizona           4/3/20       $8,423.84       N/A              800 N95 foldable        N/A             Cancelled (1,000   Full: $8,729.37
                                                                                                                                          $8,729.37
University                                                               masks, 288 2oz                          surgical masks     (including credit card
                                                                         bottles of hand                         and 800 KN95       fees)
                                                                         sanitizer, 1,000                        masks provided)
                                                                         surgical masks


                                                                        3                         HIGHLY CONFIDENTIAL -– SUBJECT TO PROTECTIVE ORDER
                                 Case 1:20-cv-00658-LMB-IDD   Document 150-28      Filed 05/20/21      Page 32 of 35
                                                                PageID# 3893



Riverside University   4/3/20        $495,974.46     $216,614.46      64,000 N95 masks,       N/A                Cancelled           Full: $495,974.46
                                                                                                                                           $495,974.46
Health System                                                         100,000 disposable                                             (including credit card
                                                                      caps, 100,000 shoe                                             fees)
                                                                      covers
State of Alabama       4/6/20        $1,386,000.00   $77,000.00          350,000 N95 masks    12-14 days after   Cancelled           Full: $768,000
                                                                                                                                           $768,000
                                                                                              deposit
State of Tennessee     4/6/20        $3,362,778.32   $423,089.42      500,000 N95 foldable    12-14 days after   Cancelled           Full:
                                                                      masks; 500,000          deposit
                                                                                                                                     $2,590,122.00
                                                                      gowns (non-sterile)

Lone Star College      4/7/20        $4,970.23       N/A              1,000 KN95 masks,       5/7/20             Partially fulfilled Partial: $768.90
                                                                                                                                              $768.90
                                                                      500 face shields, 55                       (1,000 KN95
                                                                      nitrile gloves                             masks, 500 face
                                                                                                                 shields)
North Carolina         4/7/20;       $6,297.59       N/A              800 N95 masks, 192      N/A                Cancelled           Full: $6,526.00
                                                                                                                                           $6,526.00
Department of Safety   4/9/20                                         2oz bottles of hand                                             (including credit card
                                                                      sanitizer                                                      fees)

State of Alabama       4/8/20        $2,064,000.00   $371,910.00      350,000 N95 masks,      12-14 days after   Cancelled           Full: $1,032,000.00
                                                                                                                                           $1,032,000.00
                                                                      200,000 isolation       deposit
                                                                      gowns, 50,000 nitrile
                                                                      gloves
South Carolina Law     4/10/20       $55,006.84      N/A              900 face shields, 120 N/A                  Partially fulfilled Partial: $52,249.50
                                                                                                                                              $52,249.50
Enforcement Division                                                  16.9oz bottles of hand                     (900 face           (including credit card
                                                                      sanitizer, 4,000                           shields)            fees)
                                                                      surgical masks, 900
                                                                      nonwoven safety
                                                                      gowns




                                                                     4                         HIGHLY CONFIDENTIAL -– SUBJECT TO PROTECTIVE ORDER
                                    Case 1:20-cv-00658-LMB-IDD     Document 150-28      Filed 05/20/21   Page 33 of 35
                                                                     PageID# 3894



New Venture Fund (City    4/16/20       $519,479.00      $28,304.00           96,600 N95 masks     N/A             Fulfilled      No
of Chicago)                                                                                                        (100,000 N95
                                                                                                                   masks)
State of Colorado         4/27/20       $19,064,196.00   $3,812,840.00     1 million full cup N95 N/A              Order withdrawn N/A
                                                                           masks, 1 million
                                                                           KN95 masks, 4
                                                                           million surgical
                                                                           masks, 3 million
                                                                           nitrile gloves, 600,000
                                                                           disposable gowns
Bath Lumber, Ely, NV      5/13/20       $1,483.63        $358.63              500 KN95 masks       N/A             Fulfilled      No


Private Medical Office    5/15/20       $1,172.64        $409.44           200 face shields, 400   N/A             Fulfilled      No
(Dr. Kuvar), Scarsdale,                                                    OR caps, 800 shoe
NY                                                                         covers


Medical Facilities of     5/18/20       $265,022.16      $126,246.16       23,000 sterile          N/A             Fulfilled      No
America (Roanoke, VA)                                                      isolation gowns
                                                                           (Level 2)




                                                                          5                         HIGHLY CONFIDENTIAL -– SUBJECT TO PROTECTIVE ORDER
      Case 1:20-cv-00658-LMB-IDD                               Document 150-28                   Filed 05/20/21                Page 34 of 35
                                                                 PageID# 3895



                                                               VERIFICATION

STATE OF CALIFORNIA
                                                               SS:
COUNTY OF LOS ANGELES

                    I, John Thomas, President of Blue Flame Medical LLC, having been duly sworn, do

hereby depose and say that I am authorized to execute this verification on behalf of Blue Flame

Medical LLC. I have reviewed the foregoing interrogatory responses, and the statements set forth

therein are, to the best of my knowledge, information and belief, true and correct.

     "A Notary Public or other officer completing
      this certificate verifies only the identity of the
      individual who signed the document to which
      this certificate is attached, and not the
      truthfulness, accuracy, or validity of that document."



SWORN TO AND SUBSCRIBED before me
this I    October, 2020.                                                                 STATE OF CALIFORNIA COUNTY OF l.PDA to ‘412-\1)
                                                                                         Subscribed and sworn to (or affirmed) before me on this
                                                                                         i 3 dayof Or          200 by a
                                                                                         proved to me on the basis of ' cry ev   to be the person(s)
                                                                                         who appeared before me.

Notary Pi.6lic                                                                                                                    (Signature nary)




                                                                               ADY StmION
                                                                        Notary Public - California
                                                                          Los Angeles County
                                                                         Commission # 2325475
                                                                     My Comm. Expires Apr 24, 2024




DOC ID - 35150731.4
    Case 1:20-cv-00658-LMB-IDD         Document 150-28       Filed 05/20/21        Page 35 of 35
                                         PageID# 3896




                                 CERTIFICATE OF SERVICE

             I HEREBY CERTIFY THAT on this 13th   th day of October, 2020, a copy of the foregoing
document was served via email upon the following:


Gary A. Orseck (pro hac vice)
Matthew A. Madden (pro hac vice)
Donald Burke (VA Bar No. 76550)
ROBBINS, RUSSELL, ENGLERT, ORSECK, UNTEREINER & SAUBER LLP
2000 K Street, NW, 4th Floor
Washington, DC
Washington,    DC 20006
Tel.: (202)
       (202) 775-4500
             775-4500
Fax: (202)
      (202) 775-4510
             775-4510
gorseck@robbinsrussell.com
mmadden@robbinsrussell.com
dburke@robbinsrussell.com

                                          /s/ Peter H. White
                                          Peter H. White (VA Bar No. 32310)
                                          Jason T. Mitchell (pro hac vice)
                                          Gregory Ketcham-Colwill (pro hac vice)
                                          SCHULTE ROTH & ZABEL LLP
                                          901 Fifteenth Street, NW, Suite 800
                                          Washington, DC
                                          Washington,    DC 20005
                                          Tel.: (202)
                                                 (202) 729-7476
                                                       729-7476
                                          Fax: (202)
                                                (202) 730-4520
                                                       730-4520
                                          pete.white@srz.com
                                          jason.mitchell@srz.com
                                          gregory.ketcham-colwill@srz.com

                                          William H. Gussman, Jr. (pro hac vice)
                                          SCHULTE ROTH & ZABEL LLP
                                          919 Third Avenue
                                          New York, NewNew York
                                                            York 10022
                                          Tel.: (212)
                                                 (212) 756-2044
                                                       756-2044
                                          Fax: (212)
                                                (212) 593-5955
                                                       593-5955
                                          bill.gussman@srz.com

                                          Counsel for Plaintiff Blue Flame Medical LLC


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