Exhibit A: Certification Pursuant to Federal Securities Laws (Dkt. 144-1, S.D. Fla.)
Summary
Exhibit A, filed as Document 144-1 (13 pages) in Case 1:21-md-02989-CMA and entered April 14, 2021, collects Certifications Pursuant to Federal Securities Laws from Aaron Fassinger, Eric Quat, Tenzin Woiser, Igor Kravchenko, Michael McFadden and Mike Ross. Each declares having reviewed and authorized the Class Action Complaint, being willing to serve as a representative party, and accepting no payment beyond a pro rata share of any recovery except reasonable costs and expenses. The attached purchase histories are for 22 Bed Bath & Beyond shares for Mike Ross, 648 Nokia shares for Tenzin Woiser and 150 GME shares for Igor Kravchenko.
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- Date
- 2021-04-14
Cite this document
“Exhibit A: Certification Pursuant to Federal Securities Laws (Dkt. 144-1).”
Original at archive.org, dated 2021-04-14. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/2021-04-14-covid-era-misc-3459510a-1/
, SHA-256 3459510ae57923a262312273154fc4f11f5a08564f75dbc54e94d1cc9a1331ba.Full text
EXHIBIT A Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 1 of 13 CERTIFICATION PURSUANT TO FEDERAL SECURITIES LAWS I, Aaron Fassinger, declare as follows: 1. I have reviewed the Class Action Complaint and have authorized its filing. 2. I did not purchase any of the securities that are the subject of the complaint at the direction of plaintiff’s counsel or in order to participate in any private action arising under the federal securities laws. 3. I am willing to serve as a representative party on behalf of a class, including providing testimony at deposition or trial, if necessary. 4. My purchase history is attached hereto as Exhibit A. 5. I have not, within the three years preceding the date of this certification, sought to serve or served as a representative party on behalf of a class in an action involving alleged violations of the federal securities laws. 6. I will not accept any payment for serving as a representative party beyond my pro rata share of any recovery, except reasonable costs and expenses, such as travel expenses and lost wages directly related to class representations, as ordered or approved by the court pursuant to law. I declare under penalty of perjury under the laws of the United States of America that the foregoing is true and correct. Executed this day ___________________. Signature: __________________ Aaron Fassinger Aaron Fassinger (Apr 5, 2021 17:41 EDT) Apr 5, 2021 Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 2 of 13 Exhibit A Naked Brand Group 149 Shares Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 3 of 13 CERTIFICATION PURSUANT TO FEDERAL SECURITIES LAWS I, Eric Quat, declare as follows: 1. I have reviewed the Class Action Complaint and have authorized its filing. 2. I did not purchase any of the securities that are the subject of the complaint at the direction of plaintiff’s counsel or in order to participate in any private action arising under the federal securities laws. 3. I am willing to serve as a representative party on behalf of a class, including providing testimony at deposition or trial, if necessary. 4. My purchase history is attached hereto as Exhibit A. 5. I have not, within the three years preceding the date of this certification, sought to serve or served as a representative party on behalf of a class in an action involving alleged violations of the federal securities laws. 6. I will not accept any payment for serving as a representative party beyond my pro rata share of any recovery, except reasonable costs and expenses, such as travel expenses and lost wages directly related to class representations, as ordered or approved by the court pursuant to law. I declare under penalty of perjury under the laws of the United States of America that the foregoing is true and correct. Executed this day ___________________. Signature: __________________ Eric Quat Eric QUat (Apr 5, 2021 15:12 PDT) Apr 5, 2021 Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 4 of 13 Exhibit A Sundial Growers Inc. 309 Shares Nokia 75 Shares AMC Entertainment 50 Shares Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 5 of 13 CERTIFICATION PURSUANT TO FEDERAL SECURITIES LAWS I, Tenzin Woiser, declare as follows: 1. I have reviewed the Class Action Complaint and have authorized its filing. 2. I did not purchase any of the securities that are the subject of the complaint at the direction of plaintiff’s counsel or in order to participate in any private action arising under the federal securities laws. 3. I am willing to serve as a representative party on behalf of a class, including providing testimony at deposition or trial, if necessary. 4. My purchase history is attached hereto as Exhibit A. 5. I have not, within the three years preceding the date of this certification, sought to serve or served as a representative party on behalf of a class in an action involving alleged violations of the federal securities laws. 6. I will not accept any payment for serving as a representative party beyond my pro rata share of any recovery, except reasonable costs and expenses, such as travel expenses and lost wages directly related to class representations, as ordered or approved by the court pursuant to law. I declare under penalty of perjury under the laws of the United States of America that the foregoing is true and correct. Executed this day ___________________. Signature: __________________ Tenzin Woiser tenzin (Apr 5, 2021 18:23 EDT) tenzin Apr 5, 2021 Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 6 of 13 Exhibit A Nokia 648 Shares Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 7 of 13 CERTIFICATION PURSUANT TO FEDERAL SECURITIES LAWS I, Igor Kravchenko, declare as follows: 1. I have reviewed the Class Action Complaint and have authorized its filing. 2. I did not purchase any of the securities that are the subject of the complaint at the direction of plaintiff’s counsel or in order to participate in any private action arising under the federal securities laws. 3. I am willing to serve as a representative party on behalf of a class, including providing testimony at deposition or trial, if necessary. 4. My purchase history is attached hereto as Exhibit A. 5. I have not, within the three years preceding the date of this certification, sought to serve or served as a representative party on behalf of a class in an action involving alleged violations of the federal securities laws. 6. I will not accept any payment for serving as a representative party beyond my pro rata share of any recovery, except reasonable costs and expenses, such as travel expenses and lost wages directly related to class representations, as ordered or approved by the court pursuant to law. I declare under penalty of perjury under the laws of the United States of America that the foregoing is true and correct. Executed this day April 9, 2021. Signature: __________________ Igor Kravchenko Igor Kravchenko (Apr 9, 2021 14:17 CDT) Igor Kravchenko Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 8 of 13 Exhibit A GME 150 Shares Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 9 of 13 CERTIFICATION PURSUANT TO FEDERAL SECURITIES LAWS I, Michael McFadden, declare as follows: 1. I have reviewed the Class Action Complaint and have authorized its filing. 2. I did not purchase any of the securities that are the subject of the complaint at the direction of plaintiff’s counsel or in order to participate in any private action arising under the federal securities laws. 3. I am willing to serve as a representative party on behalf of a class, including providing testimony at deposition or trial, if necessary. 4. My purchase history is attached hereto as Exhibit A. 5. I have not, within the three years preceding the date of this certification, sought to serve or served as a representative party on behalf of a class in an action involving alleged violations of the federal securities laws. 6. I will not accept any payment for serving as a representative party beyond my pro rata share of any recovery, except reasonable costs and expenses, such as travel expenses and lost wages directly related to class representations, as ordered or approved by the court pursuant to law. I declare under penalty of perjury under the laws of the United States of America that the foregoing is true and correct. Executed this day April 9, 2021. Signature: __________________ Michael McFadden Michael McFadden (Apr 12, 2021 11:15 PDT) Michael McFadden Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 10 of 13 Exhibit A AMC 42.823663 Shares SNDL 100 Shares Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 11 of 13 CERTIFICATION PURSUANT TO FEDERAL SECURITIES LAWS I, Mike Ross, declare as follows: 1. I have reviewed the Class Action Complaint and have authorized its filing. 2. I did not purchase any of the securities that are the subject of the complaint at the direction of plaintiff’s counsel or in order to participate in any private action arising under the federal securities laws. 3. I am willing to serve as a representative party on behalf of a class, including providing testimony at deposition or trial, if necessary. 4. My purchase history is attached hereto as Exhibit A. 5. I have not, within the three years preceding the date of this certification, sought to serve or served as a representative party on behalf of a class in an action involving alleged violations of the federal securities laws. 6. I will not accept any payment for serving as a representative party beyond my pro rata share of any recovery, except reasonable costs and expenses, such as travel expenses and lost wages directly related to class representations, as ordered or approved by the court pursuant to law. I declare under penalty of perjury under the laws of the United States of America that the foregoing is true and correct. Executed this day April 9, 2021. Signature: __________________ Mike Ross Mike Ross (Apr 9, 2021 18:55 EDT) Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 12 of 13 Exhibit A Bed Bath & Beyond 22 Shares Case 1:21-md-02989-CMA Document 144-1 Entered on FLSD Docket 04/14/2021 Page 13 of 13
File and source
- File
- gov.uscourts.flsd.590042.144.1.pdf
- Size
- 229,814 bytes
- SHA-256
- 3459510ae57923a262312273154fc4f11f5a08564f75dbc54e94d1cc9a1331ba
- Original
- archive.org