Contract - Gatz v. Robinhood Financial, LLC, No. 1 (2023-08-23)

Summary

A two-page table in Case 1:21-md-02989-CMA (Document 601-5), entered on the FLSD docket August 23, 2023 as an attachment to Document 601, headed "List of Consolidated Cases Alleging Federal Securities Claims, and Nature of Other Claims Alleged in Those Cases" on page 1 and "List of Consolidated Cases with Federal Securities Claims, Plaintiffs' Counsel and Email Addresses" on page 2. The first table runs from Gatz v. Robinhood Financial, LLC, No. 1:21-cv-00490 through Scarborough v. Robinhood Financial, LLC, No. 1:23-cv-21572, marking for each case whether it carries antitrust, state-law or federal securities claims, naming the defendants and listing the claims pleaded. The second table names plaintiffs' counsel and email addresses for each case, including Richard J. Gatz, Kevin S. Hannon, Maurice D. Pessah and Laurence Rosen.

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LIST OF CONSOLIDATED CASES ALLEGING FEDERAL SECURITIES CLAIMS, AND NATURE OF OTHER CLAIMS ALLEGED IN THOSE CASES
Case
Antitrust
Tranche
State Law Claims
Against Robinhood
State Law Claims
Against
Other Broker-Dealers
Federal
Securities
 Tranche
Defendants
Claims
Gatz v. Robinhood Financial, LLC,  No. 1:21-cv-00490
x
Robinhood Financial LLC
Rule 10(b)-5 of the Securities Exchange Act of 1934
 Daniels v. Robinhood Financial, LLC, et al., No. 21-cv-21261
X
X
X
Robinhood Financial LLC, Robinhood Securities LLC,
Robinhood Markets, Inc., TD Ameritrade, Inc., Charles Schwab
& Co, Inc., Interactive Brokers, LLC, Citadel Securities, LLC,
Webull Financial, LLC, and Open to the Public Investing, Inc.
(1) Breach of contract, (2) Breach of Covenant of Good Faith and Fair Dealing, (3) Negligence, (4)
Breach of Fiduciary Duty, (5) Unjust Enrichment, (6) Non-Disclosure or Concealment, (7) Intentional
Interference with Prospective Economic Advantage, (8) Negligent Interference with Prospective
Economic Advantage, (9) 15 USC §78
Days v. Robinhood Markets, Inc., et al., No. 21-cv-21310
X
X
X
Robinhood Markets, Inc., Robinhood Financial, LLC,
and Robinhood Securities, LLC, Apex Clearing Holdings LLC and
Apex Clearing Corporation
(1) Breach Of Contract; (2) Breach Of Covenant Of Good Faith And Fair Dealing;  (3) Breach Of
Fiduciary Duty; (4) Detrimental Reliance; (5) Intentional Interference With Prospective Economic
Advantage; (6) Intentional Interference With Prospective Economic Advantage; (7) Violation Of Sec
Rule 10-B; (8) Violation Of California’s Unfair Competition Law; (9) Violation Of California’s Consumer
Legal Remedies Act
Diamond v. Robinhood Financial, LLC, et al., No. 21-cv-21263
X
X
X
Robinhood Financial, LLC, Robinhood Securities, LLC,
Robinhood Markets, Inc.
(1) Sherman Act 15 U.S.C. § 1; (2) §10(b) of Exchange Act, (3)§ 9(a)(2) of Exchange Act,  (4) §17(a)(1)
and (3) of Securities Act, (5) Breach of Contract, (6) California Unfair Competition Law, (7) Negligence
Lagmanson et al. v. Robinhood Markets, Inc., et al., No. 21-cv-21298
X
X
ROBINHOOD FINANCIAL, LLC., ROBINHOOD SECURITIES, LLC.,
TD AMERITRADE, INC., E*TRADE FINANCIAL CORP.,
(1) 15 U.S.C. § 78k(b) of Exchange Act, (2) Sherman Antitrust Act 15 U.S.C. §§ 1 and 2
Gossett et al. v. Robinhood Financial, LLC, et al., No. 21-cv-21293
X
X
Robinhood Financial, LLC, Robinhood Securities, LLC,
Robinhood Markets, Inc., Does 1-10
(1) BREACH OF CONTRACT; (2) BREACH OF IMPLIED TERMS AND COVENANTS;
(3) BREACH OF THE IMPLIED COVENANT OF GOOD FAITH AND FAIR DEALING; (4) NEGLIGENCE; (5)
BREACH OF FIDUCIARY DUTY; (6) FALSE PROMISE; (7) NEGLIGENT MISREPRESENTATION; (8)
UNLAWFUL BUSINESS PRACTICES, [Cal. Bus. & Prof. C.§17200 Et Seq.]; (9 )§10(b) OF EXCHANGE ACT
Muncy v. Robinhood Securities, LLC, et al., No. 21-cv-21307
X
Robinhood Financial, LLC, Robinhood Securities, LLC,
Robinhood Markets, Inc., Does 1-100
(1) §9(a) of Exchange Act, (2) §10(b) of Exchange Act
Krumenacker v. Robinhood Financial LLC, et al., No. 21-cv-21343
X
X
X
Robinhood Financial, LLC, Robinhood Securities, LLC ,
 Robinhood Markets, Inc. and Charles Schwab & Co., Inc.
(1) §10(b) of Exchange Act, (2) Florida Securities and Investors Protection Act,
 (3)Florida's Deceptive and Unfair Trade Practices Act,
Kadin v. Robinhood Financial LLC, et al., No. 21-cv-21511
X
X
Robinhood Financial, LLC , Robinhood Securities, LLC,
Robinhood Markets, Inc.
(1) Breach of Contract, (2) Breach of Implied Covenant of Good Faith & Fair Dealing,
(3) Breach of Fiduciary Duty, (4) Common Law Negligence, (5) §10(b) of Exchange Act, (6) Negligent
Misrepresentation, (7) New York General Business Law § 349, (8) Violation Of The New York General
Business Law § 350
Quat et al. v. Robinhood Financial, LLC, et al., No. 21-cv-21404
X
Robinhood Financial, LLC, Robinhood Securities, LLC,
and Robinhood Markets, Inc.
(1) § 10(b) of Exchange Act
Best et al. v. Robinhood Financial, LLC, et al., No. 21-cv-21534
X
X
Robinhood Financial, LLC, Robinhood Securities, LLC,
and Robinhood Markets, Inc.
(1) Breach of Contract, (2) Breach of Covenant of Good Faith and Fair Dealing,
(3) Breach of fiduciary duty, (4) Common Law Negligence, (5) §10(b) of Exchange Act, (6) Florida
Securities and Investor Protection Act,  (7) Florida’s Deceptive and Unfair Trade Practices Act, (8)New
York General Business Law § 349, (9) New York General Business Law § 350
Eisen v. Apex Clearing Corp, et al., No. 21-cv-21665
X
Apex Clearing Corporation and
Interactive Brokers, LLC
(1) § 10(b) of Exchange Act
Carrasco v. Robinhood Financial LLC, et al., No. 21-cv-22702
X
X
Robinhood Financial LLC, Robinhood Securities, LLC,
 Robinhood Markets, Inc., Does 1 to 50
(1) Fraud/Concealment (CALIFORNIA CIVIL CODE §§ 1572, 1709, and 1710 and/or Violations of
 15 USC § 78i, 18 USC § 1030(a), (2) Negligent misrepresentation, (3) Business & Profession Code §
17200, (5) Negligence
Scarborough v. Robinhood Financial, LLC, No. 1:23-cv-21572
X
Robinhood Markets, Inc., Robinhood Financial, LLC,
Robinhood Securities, LLC
(1) §9(a)(2) of Exchange Act, (2) §10(b) of Exchange Act
Case 1:21-md-02989-CMA   Document 601-5   Entered on FLSD Docket 08/23/2023   Page 1 of 2

LIST OF CONSOLIDATED CASES  WITH  FEDERAL SECURITIES CLAIMS, PLAINTIFFS' COUNSEL AND EMAIL ADDRESSES
Case
Plaintiff Counsel
Plaintiff Counsel's Emails
Gatz v. Robinhood Financial, LLC,  No. 1:21-cv-00490
Richard J. Gatz
richardgatz@gmail.com
Daniels v. Robinhood Financial, LLC, et al., No. 21-cv-21261
Kevin S. Hannon
khannon@hannonlaw.com
Days v. Robinhood Markets, Inc., et al., No. 21-cv-21310
Matthew L. Venezia
mvenezia@bgrfirm.com
Carl Alan Roth
croth@bgrfirm.com
 Katherine Frenck Murray
kmurray@bgrfirm.com
Keith Joseph Wesley
kwesley@bgrfirm.com
Diamond v. Robinhood Financial, LLC, et al., No. 21-cv-21263
Janet R. Varnell
jvarnell@varnellandwarwick.com
Brian W. Warwick
bwarwick@varnellandwarwick.com
Matthew T. Peterson
mpeterson@varnellandwarwick.com
Erika Willis
ewillis@varnellandwarwick.com
Lagmanson et al. v. Robinhood Markets, Inc., et al., No. 21-cv-21298
 Jonathan D. Lubin
jonathan@lubinlegal.com
R. Tamara de Silva
tamara@desilvalawoffices.com
Gossett et al. v. Robinhood Financial, LLC, et al., No. 21-cv-21293
Maurice D. Pessah
maurice@pessahgroup.com
Michael Morris-Nussbaum
mmnussbaum@pessahgroup.com
Summer E. Benson
sbenson@pessahgroup.com
Stuart Chelin
stuart@chelinlaw.com
Krumenacker v. Robinhood Financial LLC, et al., No. 21-cv-21343
L. Timothy Fisher
ltfisher@bursor.com
Andrew J. Obergfell
aobergfell@bursor.com
Stephen A. Beck
sbeck@bursor.com
Kadin v. Robinhood Financial LLC, et al., No. 21-cv-21511
Adrian Gucovschi
adrian@gucovschi-law.com
Quat et al. v. Robinhood Financial, LLC, et al., No. 21-cv-21404
Sarah N. Westcot
swestcot@bursor.com
Andrew J. Obergfell
aobergfell@bursor.com
Best et al. v. Robinhood Financial, LLC, et al., No. 21-cv-21534
Adrian Gucovschi
adrian@gucovschi-law.com
Eisen v. Apex Clearing Corp, et al., No. 21-cv-21665
Adrian Gucovschi
adrian@gucovschi-law.com
Muncy v. Robinhood Securities, LLC, et al., No. 21-cv-21307
Laurence Rosen
lrosen@rosenlegal.com
Carrasco v. Robinhood Financial LLC, et al., No. 21-cv-22702
 Michael L.  Kennedy
michael@estellekennedylaw.com
 Paul A. Suppa
paul@estellekennedylaw.com
Scarborough v. Robinhood Financial, LLC, No. 1:23-cv-21572
Maurice D. Pessah
maurice@pessahgroup.com
Stuart Chelin
stuart@chelinlaw.com
Jeffry A. Klafter
jak@klafterlesser.com
Muncy v. Robinhood Securities, LLC, et al., No. 21-cv-21307
Laurence Rosen
lrosen@rosenlegal.com
Case 1:21-md-02989-CMA   Document 601-5   Entered on FLSD Docket 08/23/2023   Page 2 of 2

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