Pandemic Darlings The pandemic economy, in original documents
Home Court filings Oto Analytics Inc. v. Capital Plus Financial LLC Capital Plus Reply on Subject-Matter Jurisdiction — Womply v. Capital Plus

Court filing

Capital Plus Reply on Subject-Matter Jurisdiction — Womply v. Capital Plus

Filed January 14, 2022 in Oto Analytics v. Capital Plus; one of 8 filings from this case.

Record facts

CourtUNITED STATES DISTRICT COURT
Filed2022-01-14

UNITED STATES DISTRICT COURT · No. 3:21-cv-02636-B · Doc. 30 · 2022-01-14 · Docket on CourtListener

Full text

IN THE UNITED STATES DISTRICT COURT 
FOR THE NORTHERN DISTRICT OF TEXAS 
DALLAS DIVISION 
 
OTO ANALYTICS, INC. d/b/a WOMPLY 
§ 
 
§ 
 
Plaintiff, 
 
§ 
 
 
§ 
v. 
 
§ 
CIVIL ACTION NO. 3:21-cv-2636 
 
 
§ 
CAPITAL PLUS FINANCIAL, LLC, 
§ 
CROSSROADS SYSTEMS, INC., ERIC  
§ 
DONNELLY, BA FIN ORION, LLC d/b/a 
§ 
BLUEACORN, and BARRY CALHOUN 
§ 
 
 
§ 
 
Defendants. 
 
§ 
 
CAPITAL PLUS DEFENDANTS’ REPLY REGARDING THE COURT’S  
SUBJECT MATTER JURISDICTION ORDER 
 
This Court has subject matter jurisdiction to resolve the parties’ dispute.  On October 25, 
2021, Defendants Capital Plus Financial, LLC, Crossroads Systems, Inc., and Eric Donnelly 
(collectively, “Capital Plus Defendants”) removed the case under both 28 U.S.C. § 1331 and the 
federal officer removal statute, 28 U.S.C. § 1442(a)(1).  Dkt. 1.  On November 23, 2021, the Court 
ordered Plaintiff to respond to the subject-matter jurisdiction arguments in the Notice of Removal.  
See Dkt. 7.  Plaintiff both responded to those arguments and filed its First Amended Complaint.  
Dkt. Nos. 17, 20.  The Capital Plus Defendants respectfully submit this reply to the questions in 
the November 23, 2021 Order, in light of the First Amended Complaint.  
1. 
Essential Element of State-Law Claims.  As explained in the Notice of Removal, 
this Court has federal-question jurisdiction to hear the case because there are actually disputed and 
substantial federal issues necessarily raised by Plaintiff’s state-law claims that are capable of 
resolution in federal court without disturbing our federalist system.  See Gunn v. Minton, 568 U.S. 
251, 258 (2013).  For example, Plaintiff’s claims against the Capital Plus Defendants for tortious 
Case 3:21-cv-02636-B   Document 30   Filed 01/14/22    Page 1 of 4   PageID 335
Case 3:21-cv-02636-B   Document 30   Filed 01/14/22    Page 1 of 4   PageID 335

 
 
interference with contract and fraudulent inducement both include as an essential element a valid 
contract—in short, to prevail, Plaintiff must prove that the disputed payments would have been 
legal.  Because the validity of the contracts in question depends on the application of federal SBA 
rules, the state-law claims raise federal questions that meet the Gunn factors set forth above.  The 
Capital Plus Defendants again refer the Court to the Notice of Removal and concur in the 
jurisdictional arguments—but not the positions on the merits—as set forth in Plaintiff’s Response.  
See Notice of Removal ¶¶ 17–41 (Dkt. 1); Pl. Resp. 14–17 of 22 (Dkt. 17).  Therefore, the Court 
has federal-question jurisdiction to resolve Plaintiff’s state-law claims.  
2. 
“Agent” under 13 C.F.R. § 103.1(a).  The Capital Plus Defendants disagree with 
Plaintiff’s position that it is not an “agent” within the definition of 13 C.F.R. § 103.1(a).  See 
Notice of Removal ¶¶ 22–24 (Dkt. 1); compare Pl. Resp. 17–20 of 22 (Dkt. 17).  Moreover, as the 
Capital Plus Defendants will discuss in their forthcoming motion to dismiss on January 31, the 
Court should dismiss the case before considering the merits of Plaintiff’s argument that it was not 
an “agent” under the SBA rules.  Nevertheless, the Capital Plus Defendants agree that, should this 
case survive a motion to dismiss, the agency question is essential to determine the legality of any 
payments by Capital Plus Financial, LLC to Plaintiff under federal law.     
3. 
Other Issues: 
a. 
Declaratory Judgment Claim.  Plaintiff’s First Amended Complaint 
includes a count for declaratory relief that seeks construction of whether the SBA’s Agent Fee Cap 
applies to the parties’ circumstances.  Although the Capital Plus Defendants disagree with, among 
other things, Plaintiff’s position as to the appropriate construction of the SBA rules, they agree 
that this question is both one of federal law and critical to the parties’ dispute.  See Pl. Resp. 12–
Case 3:21-cv-02636-B   Document 30   Filed 01/14/22    Page 2 of 4   PageID 336
Case 3:21-cv-02636-B   Document 30   Filed 01/14/22    Page 2 of 4   PageID 336

 
 
13 of 22 (Dkt. 17).  Therefore, the declaratory judgment claim provides the Court with an 
additional independent basis for subject-matter jurisdiction over this lawsuit.   
b. 
Other Claims and Other Defendants.  To the extent any of Plaintiff’s claims 
do not involve a federal question, this Court has supplemental jurisdiction over those claims under 
28 U.S.C. § 1367(a). 
c. 
Federal Officer Removal Statute.  Although Plaintiff did not address this 
issue, the Capital Plus Defendants also maintain that this Court has jurisdiction over the claims 
against them under the federal officer removal statute, 28 U.S.C. § 1442(a)(1).  See Notice of 
Removal ¶¶ 42–45 (Dkt. 1). 
 
Dated: January 14, 2022 
Respectfully submitted, 
 
 
 
 
 
SUSMAN GODFREY L.L.P. 
 
 
 
 
 
 
/s/ Harry P. Susman 
 
 
 
 
 
 
 
Terrell W. Oxford 
 
 
 
 
TX State Bar No. 15390500 
 
 
 
 
Harry P. Susman  
 
 
 
 
TX State Bar No. 24008875 
 
 
 
Megan E. Griffith 
 
 
 
TX State Bar No. 24122748 
 
 
 
 
1000 Louisiana Street, Suite 5100 
 
 
 
 
Houston, Texas 77002-5096 
 
 
 
 
Telephone:  (713) 651-9366 
 
 
 
 
Fax:  (713) 654-6666 
 
 
 
 
toxford@susmangodfrey.com 
 
 
 
 
hsusman@susmangodfrey.com 
 
 
 
 
mgriffith@susmangodfrey.com 
 
 
 
 
Attorneys for Capital Plus Financial, LLC,  
 
 
 
Crossroads Systems, Inc. and Eric Donnelly 
Case 3:21-cv-02636-B   Document 30   Filed 01/14/22    Page 3 of 4   PageID 337
Case 3:21-cv-02636-B   Document 30   Filed 01/14/22    Page 3 of 4   PageID 337

 
 
CERTIFICATE OF SERVICE 
I hereby certify that on January 14, 2022, a true and correct copy of the foregoing document 
was filed with the Court and served on all counsel of records via the Electronic Case Filing (ECF) 
system in the United States District Court for the Northern District of Texas. 
 
/s/ Megan Elise Griffith 
 . 
 
 
 
 
 
Megan Elise Griffith 
Case 3:21-cv-02636-B   Document 30   Filed 01/14/22    Page 4 of 4   PageID 338
Case 3:21-cv-02636-B   Document 30   Filed 01/14/22    Page 4 of 4   PageID 338

File and source

File
gov.uscourts.txnd.355114.30.0.pdf
Size
125,363 bytes
SHA-256
dd24442338d51122ebede63215e3148943657d2acb175c134ea89f54d96ae20f
Our copy
gov.uscourts.txnd.355114.30.0.pdf
Original
PACER (login required)
Back to top