Court filing
EXHIBIT LIST by USA as to Eric Dean Sheppard — USA v. SHEPPARD (Dkt. 137)
Record facts
| Court | U.S. District Court for the Southern District of Florida |
|---|---|
| Filed | 2023-11-24 |
U.S. District Court for the Southern District of Florida · No. 1:22-cr-20290-BB · Doc. 137 · 2023-11-24 · Docket on CourtListener
Summary
The Government's Second Amended Exhibit List in United States v. Eric Dean Sheppard, No. 1:22-cr-20290-BB, in the U.S. District Court for the Southern District of Florida, filed November 24, 2023 as Doc. 137. The U.S. Attorney's Office submits the list of exhibits to be introduced at trial before Judge Beth Bloom, with trial dates of November 27 – December 8, 2023, and asks leave to add exhibits as needed. Entries cover corporate records and deeds for HM Management and Development, LLC, HM-Up Development Alafaya Trails, LLC and HM Four, LLC, PayPal and ACAP SME loan application records, forgiveness applications, and SBA EIDL records. Bank exhibits include statements showing deposits of $146,457 and $149,900, along with summary charts of sources and use of funds. The 14-page list closes with a certificate of service.
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Full text
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
CASE NO. 22-20290-CR-BLOOM(s)
UNITED STATES OF AMERICA,
Plaintiff,
vs.
ERIC DEAN SHEPPARD,
Defendant.
/
GOVERNMENT’S SECOND AMENDED EXHIBIT LIST
The United States of America, by and through the undersigned Assistant United States
Attorney, respectfully submits the following list of exhibits to be introduced at trial in the above-
styled action during the two-week period starting on November 27, 2023.
The United States requests leave to add exhibits as may become necessary during the trial
in this matter.
Respectfully submitted,
MARKENZY LAPOINTE
UNITED STATES ATTORNEY
By:
s/ Aimee Jimenez
Aimee C. Jimenez
Assistant United States Attorney
Court No. A5500795
99 N.E. 4th Street
Miami, FL 33132-2111
Telephone: (305) 961-9028
Facsimile: (305) 530-6168
Email: aimee.jimenez@usdoj.gov
Case 1:22-cr-20290-BB Document 137 Entered on FLSD Docket 11/24/2023 Page 1 of 14
22-20290-CR-BLOOM(s)
Page 2 of 14
EXHIBIT LIST
PRESIDING JUDGE
Honorable Beth Bloom
GOVERNMENT’S ATTORNEYS
AUSA Aimee Jimenez
AUSA Ana M. Martinez
DEFENDANT’S ATTORNEY
Jayne Claire Weintraub
Jonathan Etra
Chris Cavalo
TRIAL DATES
November 27 – December 8, 2023
COURTROOM REPORTER
Yvette Hernandez
COURTROOM DEPUTY
Elizabeth Gariazzo
GOV. EX.
NO.
DEF.
NO.
DATE
OFFERED
ADMITTED
DESCRIPTION OF EXHIBITS
1
State of Florida, Division of Corporations record
for HM Management and Development, LLC
2
State of Florida, Division of Corporations record
for HM-Up Development Alafaya Trails, LLC
3-1
Certified deeds for HM-Up Development Alafaya
Trails, LLC shopping center dated 04-27-2012
3-2
Certified deed for HM-Up Development Alafaya
Trails -TRU, LLC shopping center dated 02-18-16
3-3
Certified deed for HM-Up Development Alafaya
Trails, LLC shopping center dated 09-22-2022
4-1
JPetal Photo from shopping center (Photo 1)
4-2
Aspen Dental Photo from shopping center
(Photo 2)
4-3
ToysRUs Photo from shopping center (Photo 3)
4-4
Dick’s Sporting Goods storefront from shopping
center (Photo 4)
4-5
Dick’s Sporting Goods storefront and parking
Photo from shopping center (Photo 5)
4-6
Mattress One close-up Photo from shopping center
(Photo 6)
4-7
Mattress One Photo from shopping center (Photo
7)
4-8
Burlington Coat Factory Photo from shopping
center (Photo 8)
5
State of Florida, Division of Corporations record
for HM Four, LLC
6
Certified driver’s license for Eric Sheppard
7-1
Certified deeds for 180 Bal Cross Drive, Bal
Harbour, FL dated 03-31-2008
7-2
180 Bal Cross Drive, Bal Harbour, FL (Photo 1)
7-3
180 Bal Cross Drive, Bal Harbour, FL (Photo 2)
Case 1:22-cr-20290-BB Document 137 Entered on FLSD Docket 11/24/2023 Page 2 of 14
22-20290-CR-BLOOM(s)
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7-4
180 Bal Cross Drive, Bal Harbour, FL (Photo 3)
8-1
Subscriber Information for
eric.sheppard10@gmail.com
8-2
Subscriber information for
eshmmanagementndev@gmail.com
8-3
Subscriber information for
hmfourmanager@gmail.com
9-1
Subscriber Information for
Es.hmudat2020@yahoo.com
9-2
Subscriber Information for
Es.hmmd2020@yahoo.com
9-3
Subscriber Information for
rs.hmudat2020@yahoo.com
10-1
DocuSign PayPal – 05-01-2020
10-2
DocuSign PayPal – 09-20-2020
10-3
DocuSign PayPal Forgiveness – 05-19-2021
10-4
DocuSign ACAP SME – 03-12-2021
10-5
DocuSign ACAP SME – 03-25-2021
10-6
DocuSign Cross River Bank – 03-25-2021
10-7
DocuSign HM Management and Development,
LLC – EIDL 08-06-2020
10-8
DocuSign HM Management and Development,
LLC – EIDL-MOD – 04-27-2021
10-9
DocuSign HM-UP Development Alafaya Trails,
LLC – EIDL – 08-06-2020
10-10
DocuSign HM-UP Development Alafaya Trails,
LLC – EIDL-MOD – 04-27-2021
10-11
DocuSign HM Four, LLC – EIDL - 11-18-2020
10-12
DocuSign HM Four, LLC – EIDL-MOD
05-04-2021
11
Breezeline records
11-1
Summary of Breezeline records
12-1
HM Management and Development, LLC
1065 tax return for 2019
12-2
HM Management and Development, LLC
IRS Form 940 for 2018
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22-20290-CR-BLOOM(s)
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12-3
HM Management and Development, LLC
IRS Form 941s for 2018
12-4
Certifications of Non-existence of Record for HM
Management and Development, LLC - 1065
12-5
Certifications of Non-existence of Record for HM
Management and Development, LLC - 940
12-6
Certifications of Non-existence of Record for HM
Management and Development, LLC - 941
13-1
HM-Up Development Alafaya Trails, LLC
1065 tax return for 2018
13-2
HM-Up Development Alafaya Trails, LLC
1065 tax return for 2019
13-3
Certification of Non-existence of Record for HM-
Up Development Alafaya Trails, LLC - 1065
13-4
Certification of Lack of Record for HM-UP
Development Alafaya Trails LLC - 940
13-5
Certification of Lack of Record for HM-UP
Development Alafaya Trails LLC - 941
14
HM Four, LLC 1065 tax return for 2019
14-1
Certification of Non-existence of Record for HM
Four, LLC - 1065
14-2
Certification of Lack of Record for
HM Four LLC - 940
14-3
Certification of Lack of Record for
HM Four LLC - 941
15
Eric Sheppard’s 2019 1040 tax return
15-1
Eric Sheppard’s 2020 tax return transcript - 1040
15-2
Certification of Lack of Record for
Eric Sheppard - 1040
16-1
FL Dept of Revenue HM Management &
Development, LLC records
16-2
FL Dept of Revenue no record for HM-UP
Development Alafaya Trails, LLC
16-3
FL Dept of Revenue composite records for
contractors
17
Composite Exhibit - PayPal Records for HM-UP
Development Alafaya Trails, LLC (DISC)
17-1
Round 1 Portal Set Up Flow
17-2
Original Lead Information
17-3
PayPal Loan Calculator
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22-20290-CR-BLOOM(s)
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17-4
Application Data
17-5
SunTrust Bank records for CJUF III Flagler
17-6
BOA bank records for HM Management and
Development, LLC
17-7
SunTrust bank records for HM Management and
Development, LLC
17-8
Documents entitled “Payroll Report” and Payroll
Wages Report”
17-9
Eric Sheppard DL
17-10
Emails w/PayPal
17-11
Application dated 5/1/2020, SBA Loan Note and
DocuSign Certificate
17-12
SBA Note and Disbursement
18-1
Forgiveness Application dated 2/5/2021
18-2
SunTrust bank statements for HM Management
and Development, LLC
18-3
“PPP Labor Report” and SunTrust bank records
for HM-UP Development Alafaya Trails
18-4
Report of Utility Payments
18-5
Forgiveness Application dated 5/19/2021 and
DocuSign Certificate
18-6
Forgiveness Approval Summary
19-1
PPP Round 2 – The Application
19-2
Original Lead Information and Application Data -
submitted 1/19/21
19-3
Paycheck Protection Plan – Swift Force 1/19/21
19-4
Eric Sheppard DL
19-5
Document entitled “Labor Report”
19-6
Second Draw Application dated 1/24/2021
19-7
Document dated 1/23/2021 with Wells Fargo bank
records for HM-UP Development Alafaya Trails,
LLC
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19-8
2020 IRS Form 941s for HM-UP Development
Alafaya Trails, LLC
19-9
2019 IRS 1065 income tax return for HM-UP
Development Alafaya Trails, LLC
19-10
Typed list of Additional Information Provided,
dated 2/15/2021
19-11
SunTrust and Wells Fargo bank statements for
HM-UP Development Alafaya Trails, LLC
19-12
Second Draw Application dated 2/23/2021
19-13
2020 IRS 1065 tax return for HM-UP
Development Alafaya Trails, LLC
19-14
Records submitted as “Missing payroll” 2/26/21
19-15
Typed lists of documents provided, dated 3/2/2021
19-16
Florida Department of Revenue forms
19-17
Typed document re Gross Receipts and Wells
Fargo bank records
19-18
Note and Call History
19-19
Activity History – declination 3/6/21
19-20
Communication of 3/10/2021
19-21
PayPal Demonstrative Exhibit
20
Composite Exhibit - ACAP SME records (DISC)
20-1
Composite Exhibit -Northeast Bank records
(DISC)
20-2
ACAP SME Portal/ Screenshot
20-3
Template/ Application excel
20-4
Backend Portal 3
20-5
Backend Portal 8
20-6
E Sheppard Driver’s license
20-7
SunTrust bank statement for HM-UP Development
Alafaya Trails, LLC
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20-8
2020 IRS Form 940
20-9
2020 IRS Form 941
20-10
FL Department of Revenue form
20-11
2020 IRS 1065 tax return for HM-UP
Development Alafaya Trails, LLC
20-12
Loan Application/ Form 2483, dated 3/12/2021
20-13
Lender’s Application/ Form 2484
20-14
SBA Note, Loan Application, and DocuSign
Certificate (3/25/2021)
20-15
Voided checks
20-16
ACAP SME document log
20-17
Email of 3/30/2021
20-18
Loan Tab Details (Northeast Bank)
20-19
Form 940, Form 941, Dept of Revenue form (NE
Bank production)
20-20
2020 IRS 1065 Tax Return for HM-UP
Development Alafaya Trails, LLC
20-21
Loan Application/ Form 2483/ dated 3/12/2021
(NE Bank)
20-22
Loan Application and Note, 3/25/2021
20-23
DocuSign Certificate
20-24
Voided Check
21
Cross River Bank records for HM Management
and Development, LLC (DISC)
21-1
2019 IRS Form 940
21-2
Loan Application information - esigned
21-3
Email Communication
22-1
Loan Application information - esigned
Case 1:22-cr-20290-BB Document 137 Entered on FLSD Docket 11/24/2023 Page 7 of 14
22-20290-CR-BLOOM(s)
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22-2
Eric Sheppard’s driver’s license
22-3
2020 IRS 1065 tax return for HM Management
and Development, LLC
22-4
2020 IRS Form 940 for HM Management and
Development, LLC
22-5
Voided check
22-6
Closing Docs, Loan Application & Resolution to
Borrow – DocuSigned
22-7
Loan Funded record
23-1
Sheppard Companies exhibit with percentages
23-2
Sheppard Company owners’ chart
24
Mercedes Benz records
25
Mattress 1 One Lease agreement
26
Dick’s Sporting Goods Lease Agreement
27
Burlington Coat Factory Lease Agreement
28
Composite Exhibit - Neil Cupersmith tax records
(DISC)
29-1
HM Management and Development, LLC 1065 tax
return for 2018
29-2
HM Management and Development, LLC 1065 tax
return for 2019
29-3
HM Management and Development, LLC 1065 tax
return for 2020
29-4
HM Management and Development, LLC Payroll
for 2019
29-5
Emails from October 2020
29-6
Emails from December 15, 2021
29-7
Emails from December 21, 2021
29-8
Emails from December 22, 2021
29-9
HM Management and Development, LLC Profit
and Loss for 2019
29-10
HM Management and Development, LLC Profit
and Loss for 2020
Case 1:22-cr-20290-BB Document 137 Entered on FLSD Docket 11/24/2023 Page 8 of 14
22-20290-CR-BLOOM(s)
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29-11
HM Management and Development, LLC Trial
Balance for 2019
29-12
HM Management and Development, LLC Trial
Balance for 2020
30-1
HM-UP Development Alafaya Trails, LLC 1065
tax return for 2018
30-2
HM-UP Development Alafaya Trails, LLC 1065
tax return for 2019
30-3
HM-UP Development Alafaya Trails, LLC 1065
tax return for 2020
30-4
Emails from October 2020
30-5
Emails from September 2021
30-6
HM-UP Development Alafaya Trails, LLC - Profit
and Loss and Trial Balance for 2019
30-7
HM-UP Development Alafaya Trails, LLC - Profit
and Loss and Trial Balance for 2020
31
HM Four, LLC 1065 tax return for 2019
32
HM Four, LLC 1065 tax return for 2020
33
HM Six 1065 tax return for 2019
34
Eric Sheppard 1040 tax return for 2019
35
Eric Sheppard 1040 tax return for 2020
36
Emails from Sept-Oct 2021
37
Tax Return Routing Docs
38
Emails from July 2022
39
Composite Exhibit- Truist/ SunTrust Bank (DISC)
39-1
HM Management and Development, LLC -
Account x7571 signature cards
39-2
HM Management and Development, LLC -
Account x7571, Bank Statement with 5/1/2020
deposit of $146,457
39-3
HM Management and Development, LLC -
Account x7571, Bank Statement with 8/1/2020
deposit of $149,900
Case 1:22-cr-20290-BB Document 137 Entered on FLSD Docket 11/24/2023 Page 9 of 14
22-20290-CR-BLOOM(s)
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39-4
HM Management and Development, LLC -
Account x 7571, Bank Statement with 3/29/2021
deposit of $148,591
39-5
HM Management and Development, LLC check
dated 5/1/2020
39-6
HM-UP Development Alafaya Trails, LLC
Account x5973, signature cards
39-7
HM-UP Development Alafaya Trails, LLC
Account x5973, Bank Statement with 9/28/2020
deposit of $149,900
39-8
HM-UP Development Alafaya Trails, LLC
Account x5973, Bank Statement with 3/31/2021
deposit of $148,397
39-9
Composite Exhibit - Account #5973 checks and
withdrawal slips
39-10
HM-UP Development Alafaya Trails, LLC sample
deposits from Mattress 1 One
39-11
HM Four Account x5817, signature cards
39-12
HM Four Account x5817, Bank Statement with
10/22/2020 deposit of $149,900
40
SunTrust Account x5452
41-1
Summary of Bank Accounts and PPP- EIDL Loans
41-2
Summary of HM Management and Development
SunTrust Account #7571 - Sources and Use of
Funds
41-3
Summary of HM-UP Development Alafaya
SunTrust Account#5973 - Sources and Use of
Funds
41-4
Summary of HM Four SunTrust Account #5817 -
Sources and Use of Funds
41-5
Summary of SunTrust Accounts #7571 #5973
#5817 - Sources and Use of Funds
41-6
Summary of Mortgage Payments from SunTrust
Accounts# 7571-5973-5817
41-7
Summary of Mortgage Payments from HM
Management and Development - Suntrust Account
#7571
41-8
Summary of Mortgage Payments from HM-UP
Development Alafaya - Suntrust Account#5973
41-9
Summary of Mortgage Payments from HM Four -
Suntrust #5817
41-10
Summary of Credit Cards, Charges and Payments
Case 1:22-cr-20290-BB Document 137 Entered on FLSD Docket 11/24/2023 Page 10 of 14
22-20290-CR-BLOOM(s)
Page 11 of 14
41-11
Summary of Payments to Individuals & Entities
from SunTrust Accounts #7571 #5973 #5817
41-12
Summary of Payments to individuals and Entities
from HM-UP Development Alafaya-SunTrust
#5973
41-13
Summary of Payments to Individuals and Entities
from HM Management-SunTrust #7571
41-14
Summary of Payments to Baluarte, J. Gonzalez
and V. Gonzalez from BOA #5189 and SunTrust
#7571 #5973 #5817
41-15
Summary of HM-UP Development Alafaya
WellsFargo Acct #5874
42
Discover Card records
43
Intuition College Savings Solutions records
44
First Horizon records
45
Composite Exhibit – Bank of America records
(DISC)
45-1
Signature card
46
Composite Exhibit - AmerAsia records (DISC)
46-1
Signature card
47
Composite Exhibit - One Florida Bank records
(DISC)
47-1
Signature Card
47-2
Loan documents
48
Wells Fargo Bank records (DISC)
49
American Express records (DISC)
50-1
Law firm engagement letter with J.G. signature
50-2
DHS Form G-28 Notice of Appearance with J.G.
signature
50-3
Letter to US Embassy in Mexico with J.G.
signature
50-4
Email chain forwarding documents to J.G.
50-5
E Sheppard letter to law firm
Case 1:22-cr-20290-BB Document 137 Entered on FLSD Docket 11/24/2023 Page 11 of 14
22-20290-CR-BLOOM(s)
Page 12 of 14
50-6
Email to remove J.G. from companies
50-7
Emails between J.G. and E. Sheppard re SBA loan
application (3/23/20-3/30/20)
50-8
Forms 4506-T
50-9
SBA documents
50-10
HM Four, LLC 2018 Tax Return
50-11
HM-UP Development Alafaya Trails, LLC 2018
Tax Return
50-12
Attachments to email of 3/30/2020 (DISC)
51
SBA EIDL records for HM Management and
Development, LLC (DISC)
52
SBA EIDL MOD records for HM Management
and Development, LLC (DISC)
53
SBA EIDL records for HM-UP Development
Alafaya Trails, LLC (DISC)
54
SBA EIDL MOD records for HM-UP
Development, LLC (DISC)
55
SBA EIDL records for Sheppard Flagler Holdings,
LLC (DISC)
56
SBA EIDL records for HM-UP Development
Alafaya Trails – TRU, LLC (DISC)
57
SBA EIDL records for HM Six, LLC (Sept 2020)
(DISC)
58
SBA EIDL records for HM Four, LLC (DISC)
58-1
Mattress One Lease document submitted with HM
Four, LLC EIDL Application
59
SBA EIDL MOD records for HM Four, LLC
(DISC)
60
SBA EIDL records for HM Six, LLC (Sept 2021)
(DISC)
61
Nationwide Lending Direct engagement letter with
E. Sheppard
62
Nationwide records for HM Management &
Development, LLC (DISC)
63
Nationwide records for HM-UP Development
Alafaya Trails, LLC (DISC)
64
Nationwide records for Sheppard Flagler Holdings,
LLC (DISC)
Case 1:22-cr-20290-BB Document 137 Entered on FLSD Docket 11/24/2023 Page 12 of 14
22-20290-CR-BLOOM(s)
Page 13 of 14
65
Nationwide records for HM Six, LLC (DISC)
66
Nationwide records for HM-UP Development
Alafaya Trails -TRU, LLC (DISC)
67
Nationwide email communications with
E. Sheppard
68
Nationwide text messages with E. Sheppard
69
AT&T records
70
GMC records
71
IP Address Summary
72
Loan Summary
Case 1:22-cr-20290-BB Document 137 Entered on FLSD Docket 11/24/2023 Page 13 of 14
22-20290-CR-BLOOM(s)
Page 14 of 14
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that on November 24, 2023, I electronically filed the foregoing
document with the Clerk of the Court using CM/ECF.
s/ Aimee Jimenez
Aimee C. Jimenez
Assistant United States Attorney
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