Court filing
EXHIBIT LIST by USA as to Eric Dean Sheppard — USA v. SHEPPARD (Dkt. 126)
Record facts
| Court | U.S. District Court for the Southern District of Florida |
|---|---|
| Filed | 2023-11-13 |
U.S. District Court for the Southern District of Florida · No. 1:22-cr-20290-BB · Doc. 126 · 2023-11-13 · Docket on CourtListener
Summary
The government's amended exhibit list in United States v. Sheppard, No. 1:22-cr-20290-BB, in the U.S. District Court for the Southern District of Florida, entered on the docket November 13, 2023 as Document 126. The United States submits the list of exhibits it intends to introduce at trial during the two-week period starting on November 27, 2023, and requests leave to add exhibits as may become necessary. A header records the presiding judge, the government's and the defendant's attorneys, trial dates of November 27 – December 8, 2023, the court reporter and the courtroom deputy. The 14-page table numbers each exhibit and describes it, covering corporate and property records, subscriber records, DocuSign loan documents, federal tax returns and IRS forms, SBA loan files, and bank and credit card records.
Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used
Full text
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
CASE NO. 22-20290-CR-BLOOM(s)
UNITED STATES OF AMERICA,
Plaintiff,
vs.
ERIC DEAN SHEPPARD,
Defendant.
/
GOVERNMENT’S AMENDED EXHIBIT LIST
The United States of America, by and through the undersigned Assistant United States
Attorney, respectfully submits the following list of exhibits to be introduced at trial in the above-
styled action during the two-week period starting on November 27, 2023.
The United States requests leave to add exhibits as may become necessary during the trial
in this matter.
Respectfully submitted,
MARKENZY LAPOINTE
UNITED STATES ATTORNEY
By:
s/ Aimee Jimenez
Aimee C. Jimenez
Assistant United States Attorney
Court No. A5500795
99 N.E. 4th Street
Miami, FL 33132-2111
Telephone: (305) 961-9028
Facsimile: (305) 530-6168
Email: aimee.jimenez@usdoj.gov
Case 1:22-cr-20290-BB Document 126 Entered on FLSD Docket 11/13/2023 Page 1 of 14
22-20290-CR-BLOOM
Page 2 of 14
EXHIBIT LIST
PRESIDING JUDGE
Honorable Beth Bloom
GOVERNMENT’S ATTORNEYS
AUSA Aimee Jimenez
AUSA Ana M. Martinez
DEFENDANT’S ATTORNEY
Jayne Claire Weintraub
Jonathan Etra
Chris Cavalo
TRIAL DATES
November 27 – December 8, 2023
COURTROOM REPORTER
Yvette Hernandez
COURTROOM DEPUTY
Elizabeth Gariazzo
GOV. EX.
NO.
DEF.
NO.
DATE
OFFERED
ADMITTED
DESCRIPTION OF EXHIBITS
1
State of Florida, Division of Corporations record
for HM Management and Development, LLC
2
State of Florida, Division of Corporations record
for HM-Up Development Alafaya Trails, LLC
3-1
Certified deeds for HM-Up Development Alafaya
Trails, LLC shopping center dated 04-27-2012
3-2
Certified deed for HM-Up Development Alafaya
Trails -TRU, LLC shopping center dated 02-18-16
3-3
Certified deed for HM-Up Development Alafaya
Trails, LLC shopping center dated 09-22-2022
4-1
JPetal Photo from shopping center
4-2
Aspen Dental Photo from shopping center
4-3
ToysRUs Photo from shopping center
4-4
Dick’s Sporting Goods storefront from shopping
center
4-5
Dick’s Sporting Goods storefront and parking
Photo from shopping center
4-6
Mattress One close-up Photo from shopping center
4-7
Mattress One Photo from shopping center
4-8
Burlington Coat Factory Photo from shopping
center
5
State of Florida, Division of Corporations record
for HM Four, LLC
6
Certified driver’s license for Eric Sheppard
7-1
Certified deeds for 180 Bal Cross Drive, Bal
Harbour, FL dated 03-31-2008
7-2
180 Bal Cross Drive, Bal Harbour, FL (Photo 1)
7-3
180 Bal Cross Drive, Bal Harbour, FL (Photo 2)
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7-4
180 Bal Cross Drive, Bal Harbour, FL (Photo 3)
8-1
Subscriber Information for
eric.sheppard10@gmail.com
8-2
Subscriber information for
eshmmanagementndev@gmail.com
8-3
Subscriber information for
hmfourmanager@gmail.com
9-1
Subscriber Information for
Es.hmudat2020@yahoo.com
9-2
Subscriber Information for
Es.hmmd2020@yahoo.com
9-3
Subscriber Information for
rs.hmudat2020@yahoo.com
10-1
DocuSign PayPal – 05-01-2020
10-2
DocuSign PayPal – 09-20-2020
10-3
DocuSign PayPal Forgiveness – 05-19-2021
10-4
DocuSign ACAP SME – 03-12-2021
10-5
DocuSign ACAP SME – 03-25-2021
10-6
DocuSign Cross River Bank – 03-25-2021
10-7
DocuSign HM Management and Development,
LLC – EIDL 08-06-2020
10-8
DocuSign HM Management and Development,
LLC – EIDL-MOD – 04-27-2021
10-9
DocuSign HM-UP Development Alafaya Trails,
LLC – EIDL – 08-06-2020
10-10
DocuSign HM-UP Development Alafaya Trails,
LLC – EIDL-MOD – 04-27-2021
10-11
DocuSign HM Four, LLC – EIDL - 11-18-2020
10-12
DocuSign HM Four, LLC – EIDL-MOD
05-04-2021
11
Breezeline records
11-1
Summary of Breezeline records
12-1
HM Management and Development, LLC
1065 tax return for 2019
12-2
HM Management and Development, LLC
IRS Form 940 for 2018
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12-3
HM Management and Development, LLC
IRS Form 941s for 2018
12-4
Certifications of Non-existence of Record for HM
Management and Development, LLC - 1065
12-5
Certifications of Non-existence of Record for HM
Management and Development, LLC - 940
12-6
Certifications of Non-existence of Record for HM
Management and Development, LLC - 941
13-1
HM-Up Development Alafaya Trails, LLC
1065 tax return for 2018
13-2
HM-Up Development Alafaya Trails, LLC
1065 tax return for 2019
13-3
Certification of Non-existence of Record for HM-
Up Development Alafaya Trails, LLC - 1065
13-4
Certification of Lack of Record for HM-UP
Development Alafaya Trails LLC - 940
13-5
Certification of Lack of Record for HM-UP
Development Alafaya Trails LLC - 941
14
HM Four, LLC 1065 tax return for 2019
14-1
Certification of Non-existence of Record for HM
Four, LLC - 1065
14-2
Certification of Lack of Record for
HM Four LLC - 940
14-3
Certification of Lack of Record for
HM Four LLC - 941
15
Eric Sheppard’s 2019 1040 tax return
15-1
Eric Sheppard’s 2020 tax return transcript - 1040
15-2
Certification of Lack of Record for
Eric Sheppard - 1040
16-1
FL Dept of Revenue HM Management &
Development, LLC records and others
16-2
FL Dept of Revenue no record for HM-UP
Development Alafaya Trails, LLC
16-3
FL Dept of Revenue records for J.G. and others
17
Composite Exhibit - PayPal Records for HM-UP
Development Alafaya Trails, LLC
17-1
Round 1 Portal Set Up Flow
17-2
Original Lead Information
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17-3
PayPal Loan Calculator
17-4
Application Data
17-5
SunTrust Bank records for CJUF III Flagler
17-6
BOA bank records for HM Management and
Development, LLC
17-7
SunTrust bank records for HM Management and
Development, LLC
17-8
Documents submitted as “Payroll” Reports
17-9
Eric Sheppard DL
17-10
Emails w/PayPal
17-11
Application dated 5/1/2020, SBA Loan Note and
DocuSign Certificate
17-12
SBA Note and Disbursement
18-1
Forgiveness Application dated 2/5/2021
18-2
SunTrust bank statements for HM Management
and Development, LLC
18-3
“PPP Labor Report” and SunTrust bank records
for HM-UP Development Alafaya Trails
18-4
Report of Utility Payments
18-5
Forgiveness Application dated 5/19/2021 and
DocuSign Certificate
18-6
Forgiveness Approval Summary
19-1
PPP Round 2 – The Application
19-2
Original Lead Information and Application Data -
submitted 1/19/21
19-3
Paycheck Protection Plan – Swift Force 1/19/21
19-4
Eric Sheppard DL
19-5
Document entitled “Labor Report”
19-6
Second Draw Application dated 1/24/2021
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19-7
Document dated 1/23/2021 with Wells Fargo bank
records for HM-UP Development Alafaya Trails,
LLC
19-8
2020 IRS Form 941s for HM-UP Development
Alafaya Trails, LLC
19-9
2019 IRS 1065 income tax return for HM-UP
Development Alafaya Trails, LLC
19-10
Typed list of Additional Information Provided,
dated 2/15/2021
19-11
SunTrust and Wells Fargo bank statements for
HM-UP Development Alafaya Trails, LLC
19-12
Second Draw Application dated 2/23/2021
19-13
2020 IRS 1065 tax return for HM-UP
Development Alafaya Trails, LLC
19-14
Records submitted as “Missing payroll” 2/26/21
19-15
Typed lists of documents provided, dated 3/2/2021
19-16
Florida Department of Revenue forms
19-17
Typed document re Gross Receipts and Wells
Fargo bank records
19-18
Note and Call History
19-19
Activity History – declination 3/6/21
19-20
Communication of 3/10/2021
19-21
PayPal Demonstrative Exhibit
20
Composite Exhibit - ACAP SME records
20-1
Composite Exhibit -Northeast Bank records
20-2
ACAP SME Portal/ Screenshot
20-3
Template/ Application
20-4
Backend Portal 3
20-5
Backend Portal 8
20-6
E Sheppard Driver’s license
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20-7
SunTrust bank statement for HM-UP Development
Alafaya Trails, LLC
20-8
2020 IRS Form 940
20-9
2020 IRS Form 941
20-10
FL Department of Revenue form
20-11
2020 IRS 1065 tax return for HM-UP
Development Alafaya Trails, LLC
20-12
Loan Application/ Form 2483, dated 3/12/2021
20-13
Lender’s Application/ Form 2484
20-14
SBA Note, Loan Application, dated 3/17/2021 and
DocuSign Certificate
20-15
Voided checks
20-16
ACAP document log
20-17
Email of 3/30/2021
20-18
Loan Tab Details (Northeast Bank)
21
Cross River Bank records for HM Management
and Development, LLC
21-1
2019 IRS Form 940
21-2
Loan Application information- esigned
21-3
Email Communication
22-1
Loan Application information - esigned
22-2
Eric Sheppard’s driver’s license
22-3
2020 IRS 1065 tax return for HM Management
and Development, LLC
22-4
2020 IRS Form 940 for HM Management and
Development, LLC
22-5
Voided check
22-6
Closing Docs, Loan Application & Resolution to
Borrow – DocuSigned
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22-7
Loan Funded record
23
Composite Exhibit - SBA EIDL records
23-1
Intake Application for HM Management &
Development, LLC
23-2
Executed Loan Agreement and Note
23-3
Application Overview
23-4
SBA Notes
23-5
SBA Notes for MOD
23-6
Form(s) 4506T- HMMD
23-7
Decline Letter for HMMD MOD
24-1
Intake Application for HM-UP Development
Alafaya Trails, LLC
24-2
Loan Agreement and Note
24-3
Application Overview
24-4
SBA Notes
24-5
2019 IRS 1065 tax return for HM-UP
Development Alafaya Trails, LLC
24-6
Form(s) 4506T – HM-UP Development Alafaya
Trails, LLC
24-7
Decline Letter for HM-UP Development Alafaya
Trails, LLC MOD
24-8
SBA Notes for MOD
25-1
Intake Application for HM Six, LLC
25-2
Decline Letter
25-3
SBA Notes
26-1
Intake Application for HM Four, LLC
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26-2
Notes
26-3
Email of Nov 4, 2020
26-4
Management Agreement 2014
26-5
Document submitted as “Mattress One Lease
Extension”
26-6
Timeline
26-7
Email of Nov 12, 2020 & SunTrust Account letter
26-8
Email of Nov 17, 2020
26-9
SunTrust Account Statement November 2020
26-10
Loan Agreement and Note
26-11
DocuSign Certificate – Jennifer Sheppard
26-12
Form 4506-T – HM Four
26-13
2019 IRS 1065 tax return for HM Four
26-14
Decline Letter HM Four MOD
27-1
Mattress 1 One Lease agreement
27-2
Dick’s Sporting Goods Lease Agreement
27-3
Burlington Coat Factory Lease Agreement
28
Composite Exhibit - Neil Cupersmith tax records
29-1
HM Management and Development, LLC 1065 tax
return for 2018
29-2
HM Management and Development, LLC 1065 tax
return for 2019
29-3
HM Management and Development, LLC 1065 tax
return for 2020
29-4
HM Management and Development, LLC Payroll
for 2019
29-5
Emails from October 2020
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29-6
Emails from December 15, 2021
29-7
Emails from December 21, 2021
29-8
Emails from December 22, 2021
29-9
HM Management and Development, LLC Profit
and Loss for 2019
29-10
HM Management and Development, LLC Profit
and Loss for 2020
29-11
HM Management and Development, LLC Trial
Balance for 2019
29-12
HM Management and Development, LLC Trial
Balance for 2020
30-1
HM-UP Development Alafaya Trails, LLC 1065
tax return for 2018
30-2
HM-UP Development Alafaya Trails, LLC 1065
tax return for 2019
30-3
HM-UP Development Alafaya Trails, LLC 1065
tax return for 2020
30-4
Emails from October 2020
30-5
Emails from September 2021
30-6
HM-UP Development Alafaya Trails, LLC - Profit
and Loss and Trial Balance for 2019
30-7
HM-UP Development Alafaya Trails, LLC - Profit
and Loss and Trial Balance for 2020
31
HM Four, LLC 1065 tax return for 2019
32
HM Four, LLC 1065 tax return for 2020
33
HM Six 1065 tax return for 2019
34
Eric Sheppard 1040 tax return for 2019
35
Eric Sheppard 1040 tax return for 2020
36
Emails from Sept-Oct 2021
37
Tax Return Routing Docs
38
Emails from July 2022
39
Composite Exhibit- Truist/ SunTrust Bank
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39-1
HM Management and Development, LLC -
Account x7571 signature cards
39-2
HM Management and Development, LLC -
Account x7571, Bank Statement with 5/1/2020
deposit of $146,457
39-3
HM Management and Development, LLC -
Account x7571, Bank Statement with 8/1/2020
deposit of $149,900
39-4
HM Management and Development, LLC -
Account x 7571, Bank Statement with 3/29/2021
deposit of $148,591
39-5
HM Management and Development, LLC check
dated 5/1/2020
39-6
HM-UP Development Alafaya Trails, LLC
Account x5973, signature cards
39-7
HM-UP Development Alafaya Trails, LLC
Account x5973, Bank Statement with 9/28/2020
deposit of $149,900
39-8
HM-UP Development Alafaya Trails, LLC
Account x5973, Bank Statement with 3/31/2021
deposit of $148,397
39-9
Composite Exhibit - Account #5973 checks and
withdrawal slips
39-10
HM-UP Development Alafaya Trails, LLC sample
deposits from Mattress 1 One
39-11
HM Four Account x5817, signature cards
39-12
HM Four Account x5817, Bank Statement with
10/22/2020 deposit of $149,900
40
Truist/SunTrust Bank Summary Exhibits
41
American Express Records
41-1
American Express Summary Exhibits
42
Discover Card records
43
Intuition College Savings Solutions records
44
First Horizon records
45
Composite Exhibit – Bank of America records
45-1
Signature card
Case 1:22-cr-20290-BB Document 126 Entered on FLSD Docket 11/13/2023 Page 11 of 14
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46
Composite Exhibit - AmerAsia records
46-1
Signature card
47
Composite Exhibit - One Florida Bank records
47-1
Signature Card
48
Loan documents
49
Composite Exhibit – Nationwide Lending Direct
records
49-1
Nationwide engagement letter with E. Sheppard
49-2
Nationwide records for HM Management &
Development, LLC
49-3
Nationwide records for HM-UP Development
Alafaya Trails, LLC
49-4
Nationwide records for Sheppard Flagler Holdings,
LLC
49-5
Nationwide records for HM Six, LLC
49-6
Nationwide records for HM-UP Development
Alafaya Trails -TRU, LLC
49-7
Nationwide email communications with E.
Sheppard
50-1
Law firm engagement letter with J.G. signature
50-2
DHS Form G-28 Notice of Appearance with J.G.
signature
50-3
Letter to US Embassy in Mexico with J.G.
signature
50-4
Email chain forwarding documents to J.G.
50-5
E Sheppard letter to law firm
50-6
Email to remove J.G. from companies
50-7
Emails between J.G. and E. Sheppard re SBA loan
application)
50-8
SBA Forms
50-9
Forms 4506-T
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50-10
HM Four 2018 Tax Return
50-11
HM-UP Development Alafaya Trails, LLC 2018
Tax Return
51-1
SBA Intake Application for Sheppard Flagler
Holdings, LLC
51-2
SBA Notes
52-1
SBA Intake Application for HM-UP Development
Alafaya Trails – TRU, LLC
52-2
SBA Notes
53-1
SBA Intake Application for HM Six, LLC
(September 2021)
53-2
SBA Notes
54
Wells Fargo Bank records
54-1
Wells Fargo Bank account signature card
55
Mercedes Benz records
56-1
Sheppard Companies exhibit
56-2
Sheppard Companies with percentage owners
exhibit
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CERTIFICATE OF SERVICE
I HEREBY CERTIFY that on November 13, 2023, I electronically filed the foregoing
document with the Clerk of the Court using CM/ECF.
s/ Aimee Jimenez
Aimee C. Jimenez
Assistant United States Attorney
Case 1:22-cr-20290-BB Document 126 Entered on FLSD Docket 11/13/2023 Page 14 of 14File and source
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