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Home Court filings Bofa Ca Unemployment In re: Bank of America California Unemployment Benefits Litigation — S.D. Cal., No. 21-md-02992 Exhibit 19 — In re Bank of America California Unemployment Benefits Litigation (Dkt. 396-1, S.D. Cal. No. 3:21-md-02992)

Court filing

Exhibit 19 — In re Bank of America California Unemployment Benefits Litigation (Dkt. 396-1, S.D. Cal. No. 3:21-md-02992)

Filed December 6, 2024 in In re Bank of America California Unemployment Benefits Litigation; one of 1415 filings from this case.

Record facts

CourtU.S. District Court for the Southern District of California
Filed2024-12-06

U.S. District Court for the Southern District of California · No. 3:21-md-02992-GPC-MSB · Doc. 396-1 · 2024-12-06 · Docket on CourtListener

Full text

Exhibit 19 
Case 3:21-md-02992-GPC-MSB     Document 396-1     Filed 12/06/24     PageID.24057 
Page 1 of 44

1
              UNITED STATES DISTRICT COURT
2
            SOUTHERN DISTRICT OF CALIFORNIA
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  _____________________________
4
                               )
  IN RE BANK OF AMERICA        )
5
  CALIFORNIA UNEMPLOYMENT      )No. 3:21-02992-md-LAB-MSB
  BENEFITS LITIGATION,         )
6
                               )
  _____________________________)
7
                               )
  This document relates to all )
8
  actions.                     )
  _____________________________)
9
10
11
12
        VIDEOTAPED DEPOSITION OF JENNIFER LENNON
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         30(B)(6) ON BEHALF OF BANK OF AMERICA
14
                Los Angeles, California
15
               Friday, February 23, 2024
16
                        Volume I
17
18
19
20
  Stenographically Reported By:
21
  Melissa M. Villagran, RPR
22
  CSR No. 12543
23
  Job No. 6459992
24
  PAGES 1 - 326
25
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2
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7
8
9
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         Videotaped deposition of JENNIFER LENNON,
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  Volume I, taken on behalf of Plaintiffs at 601 South
14
  Figueroa Street, 41st Floor, Los Angeles,
15
  California, beginning at 9:22 a.m. and ending at
16
  6:02 p.m. on Friday, February 23, 2024, before
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  Melissa M. Villagran, RPR, Certified Shorthand
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  Reporter No. 12543.
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  A P P E A R A N C E S :
2
3
  F o r  P l a i n t i f f s :
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       C O T C H E T T E  P I T R E  &  M c C A R T H Y
5
       B Y :   B R I A N  D A N I T Z
6
            A N D R E W  F .  K I R T L E Y  ( Z o o m )
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            K A R I N  S W O P E  ( Z o o m )
8
            V A S T I  M O N T I E L  ( Z o o m )
9
       A t t o r n e y s  a t  L a w
1 0
       8 4 0  M a l c o l m  R o a d ,  S u i t e  2 0 0
1 1
       B u r l i n g a m e ,  C a l i f o r n i a  9 4 1 0 1
1 2
       6 5 0 . 6 9 7 . 6 0 0 0
1 3
       b d a n i t z @ c p m l e g a l . c o m
1 4
       a k i r t l e y @ c p m l e g a l . c o m
1 5
       K s w o p e @ c p m l e g a l . c o m
1 6
       V m o n t i e l @ c p m l e g a l . c o m
1 7
1 8
1 9
2 0
2 1
2 2
2 3
2 4
2 5
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  A P P E A R A N C E S :  ( C o n t i n u e d )
2
3
  F o r  P l a i n t i f f s :
4
       A L T S H U L E R  B E R Z O N
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       B Y :   C O N N I E  K .  C H A N
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            M I C H A E L  R U B I N  ( Z o o m )
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            S T A C E Y  L E Y T O N  ( Z o o m )
8
       A t t o r n e y s  a t  L a w
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       1 7 7  P o s t  S t r e e t ,  S u i t e  3 0 0
1 0
       S a n  F r a n c i s c o ,  C a l i f o r n i a  9 4 1 0 8
1 1
       4 1 5 . 4 2 1 . 7 1 5 1
1 2
       C c h a n @ a l t s h u l e r b e r z o n . c o m
1 3
1 4
  F o r  I n d i v i d u a l  P l a i n t i f f s :
1 5
       S W I G A R T  L A W  F I R M
1 6
       B Y :   J O S H U A  S W I G A R T  ( Z o o m )
1 7
            D A N I E L  S H A Y  ( Z o o m )
1 8
       A t t o r n e y s  a t  L a w
1 9
       2 2 2 1  C a m i n o  d e l  R i o ,  S u i t e  3 0 8
2 0
       S a n  D i e g o ,  C a l i f o r n i a   9 2 1 0 8
2 1
       8 6 6 . 2 1 9 . 3 3 4 3
2 2
       j o s h @ s w i g a r t l a w g r o u p . c o m
2 3
       d a n i e l @ c o n s u m e r l i t . c o m
2 4
2 5
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  A P P E A R A N C E S  ( c o n t i n u e d ) :
2
3
  F o r  D e f e n d a n t  B a n k  o f  A m e r i c a  N A :
4
       G O O D W I N  P R O C T O R
5
       B Y :   M A T T H E W  R I F F E E
6
            V I R G I N A I  M c C O R K L E  ( Z o o m )
7
       A t t o r n e y s  a t  L a w
8
       1 9 0 0  N  S t r e e t  N W
9
       W a s h i n g t o n ,  D C   2 0 0 3 6
1 0
       2 0 2 . 3 4 6 . 4 1 7 7
1 1
       M r i f f e e @ g o o d w i n l a w . c o m
1 2
       M m c c o r k l e @ g o o d w i n l a w . c o m
1 3
1 4
  V i d e o g r a p h e r :
1 5
       S t e v e n  T o g a m i
1 6
1 7
  A l s o  P r e s e n t :
1 8
       A m a n d a  L a v s
1 9
2 0
2 1
2 2
2 3
2 4
2 5
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1
                         INDEX
2
3
  DEPONENT                                 EXAMINATION
4
  JENNIFER LENNON
5
  Volume I
6
              BY MR. DANITZ                         18
7
              BY MS. CHAN                          163
8
9
10
                        EXHIBITS
11
  DEPOSITION                                       PAGE
12
  Exhibit 128     Revised Notice of Deposition       19
13
                  of Defendant Bank of America
14
15
  Exhibit 129     Bank of America's Responses        26
16
                  and Objections to Plaintiff
17
                  Yick's First Set of
18
                  Interrogatories, Set 1
19
20
  Exhibit 130     Preliminary Injunction             34
21
22
23
24
25
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1
                   INDEX (CONTINUED)
2
3
                        EXHIBITS
4
  DEPOSITION                                       PAGE
5
  Exhibit 131     Bank of America's First            53
6
                  Supplemental Responses and
7
                  Objections to Plaintiff
8
                  Yick's First Set of
9
                  Interrogatories
10
11
  Exhibit 132     Unemployment Insurance             56
12
                  Prepaid Card Program
13
                  Remediation Plan
14
15
  Exhibit 133     Addendum to the remediation       134
16
                  plan
17
18
  Exhibit 134     Addendum                          135
19
20
  Exhibit 135     Bank of America's Second          173
21
                  Supplemental Responses and
22
                  Objections to Plaintiff
23
                  Yick's First Set of
24
                  Interrogatories
25
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1
                   INDEX (CONTINUED)
2
3
                        EXHIBITS
4
  DEPOSITION                                       PAGE
5
  Exhibit 135-1   Exhibit 1 to BANA's Second        173
6
                  Supplemental Response,
7
                  spreadsheet
8
9
  Exhibit 135-2   Exhibit 2 to BANA's Second        174
10
                  Supplemental Response to
11
                  Plaintiffs' Interrogatories,
12
                  spreadsheet
13
14
  Exhibit 135-3   Exhibit to BANA's Second          174
15
                  Supplemental Response to
16
                  Plaintiffs' Interrogatories,
17
                  spreadsheet
18
19
  Exhibit 135-4   Exhibit 4 to BANA's Second        174
20
                  Supplemental Response to
21
                  Plaintiffs' Interrogatories,
22
                  spreadsheet
23
24
25
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1
                   INDEX (CONTINUED)
2
3
                        EXHIBITS
4
  DEPOSITION                                       PAGE
5
  Exhibit 135-5   Exhibit 5 to BANA's Second        174
6
                  Supplemental Response to
7
                  Plaintiffs' Interrogatories,
8
                  Spreadsheet
9
10
  Exhibit 135-6   Data dictionary                   175
11
12
  Exhibit 135-7   Document identifying the card     175
13
                  alias IDs for the plaintiffs
14
15
  Exhibit 135-8   Letter dated September 18,        175
16
                  2023
17
18
  Exhibit 135-9   Letter dated September 22,        176
19
                  2023
20
21
22
23
24
25
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1
                   INDEX (CONTINUED)
2
3
                        EXHIBITS
4
  DEPOSITION                                       PAGE
5
  Exhibit 136     Bank of America's Revised         179
6
                  Second Supplemental Responses
7
                  and Objections to Plaintiff
8
                  Yick's First Set of
9
                  Interrogatories
10
11
  Exhibit 136-1   Revised Exhibit 1 to BANA's       179
12
                  second supplemental response
13
                  to plaintiffs'
14
                  interrogatories, Spreadsheet
15
16
  Exhibit 136-2   Spreadsheet                       180
17
18
  Exhibit 136-3   Revised Exhibit 3 to BANA's       180
19
                  second supplemental response
20
                  to plaintiffs'
21
                  interrogatories, spreadsheet
22
23
24
25
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                   INDEX (CONTINUED)
2
3
                        EXHIBITS
4
  DEPOSITION                                       PAGE
5
  Exhibit 136-4   Revised Exhibit 4 to BANA's       180
6
                  second supplemental response
7
                  to Plaintiffs'
8
                  interrogatories, spreadsheet
9
10
  Exhibit 136-5   Revised Exhibit 5 to BANA's       180
11
                  second supplemental response
12
                  to plaintiffs'
13
                  interrogatories, spreadsheet
14
15
  Exhibit 136-6   Verification of revised           181
16
                  second supplemental
17
                  interrogatory responses
18
19
  Exhibit 137     E-mail                            191
20
21
  Exhibit 138     E-mail                            199
22
23
  Exhibit 139-6   BANA's Exhibit 6 in response      206
24
                  to Interrogatory 21
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                   INDEX (CONTINUED)
2
3
                        EXHIBITS
4
  DEPOSITION                                       PAGE
5
  Exhibit 139-7   BANA's Exhibit 7 in response      206
6
                  to Interrogatory 22
7
8
  Exhibit 139-8   BANA's Exhibit 8 in response      206
9
                  to Interrogatory 27
10
11
  Exhibit 139     Bank of America's Responses       205
12
                  and Objections to Plaintiff
13
                  Yick's Third Set of
14
                  Interrogatories
15
16
  Exhibit 140-6   Revised Exhibit 8 to BANA's       209
17
                  Response to Plaintiffs'
18
                  Interrogatories, Spreadsheet
19
20
  Exhibit 140-7   Data dictionary to BANA's         209
21
                  Response to Plaintiffs'
22
                  Interrogatory 27, spreadsheet
23
24
  Exhibit 140     E-mail                            208
25
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                   INDEX (CONTINUED)
2
3
                        EXHIBITS
4
  DEPOSITION                                       PAGE
5
  Exhibit 141-11  Exhibit 11 to BANA's Response     216
6
                  to Plaintiffs'
7
                  Interrogatories, spreadsheet
8
9
  Exhibit 141-12  Exhibit 12 to BANA's response     217
10
                  to Plaintiffs'
11
                  Interrogatories, spreadsheet
12
13
  Exhibit 141-13  Verification                      236
14
15
  Exhibit 141     Bank of America's Responses       216
16
                  and Objections to Plaintiff
17
                  Yick's Fifth Set of
18
                  Interrogatories
19
20
  Exhibit 143-10  Exhibit 10 to BANA's Response     293
21
                  to Plaintiffs'
22
                  Interrogatories, spreadsheet
23
24
25
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                   INDEX (CONTINUED)
2
3
                        EXHIBITS
4
  DEPOSITION                                       PAGE
5
  Exhibit 143-11  Verification of Interrogatory     294
6
                  Responses
7
8
  Exhibit 143     Bank of America's Responses       293
9
                  and Objections to Plaintiff
10
                  Yick's Fourth Set of
11
                  Interrogatories
12
13
  Exhibit 143-9   Exhibit 9 to BANA's Response      293
14
                  to Plaintiffs'
15
                  Interrogatories, spreadsheet
16
17
18
19
20
21
22
23
24
25
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                   I N D E X  ( C O N T I N U E D )
2
3
4
                 I N F O R M A T I O N  R E Q U E S T E D
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                        ( N o n e . )
6
7
               I N S T R U C T I O N  N O T  T O  A N S W E R
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                      P a g e     L i n e
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                       8 5       1 4
1 0
1 1
1 2
1 3
1 4
1 5
1 6
1 7
1 8
1 9
2 0
2 1
2 2
2 3
2 4
2 5
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   Los Angeles, California; Friday, February 23, 2024
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                       9:22 a.m.
3
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         THE VIDEOGRAPHER:  We are on the record at
5
  9:22 a.m. on February 23, 2024.                        09:22:43
6
         Please note that the microphones are
7
  sensitive and may pick up whispers, private
8
  conversations, and cellular interference.
9
         Audio and video recording will continue to
10
  take place unless all parties agree to go off the      09:23:00
11
  record.
12
         This is Media Unit No. 1 of the
13
  video-recorded 30(b)(6) deposition of defendant Bank
14
  of America, N.A., regarding certain topics through
15
  Jennifer Lennon, taken by counsel for the plaintiffs   09:23:16
16
  In Re Bank of America California Unemployment
17
  Benefits Litigation filed in the United States
18
  District Court for the Southern District of
19
  California, Case No. 3:21-MD-02992-LAB-MSB.
20
         This deposition is being held at Goodwin        09:23:43
21
  Procter located at 601 South Figueroa Street,
22
  Los Angeles, California 90017.
23
         My name is Steven Togami from the firm
24
  Veritext Legal Solutions, and I am the videographer.
25
  The court reporter is Melissa Villagran from the       09:24:01
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  firm Veritext Legal Solutions.
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         I am not related to any party in this action
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  nor am I financially interested in the outcome.
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         If there are any objections to proceeding,
5
  please state them at the time of your appearance.      09:24:15
6
         At this time, will counsel and all present
7
  please state their appearances and affiliations for
8
  the record, starting with the noticing party.
9
         MR. DANITZ:  Good morning.
10
         Brian Danitz of Cotchett Pitre & McCarthy for   09:24:33
11
  the plaintiffs.
12
         MS. CHAN:  Connie Chan of Altshuler Berzon
13
  LLP for the class plaintiffs.
14
         MR. RIFFEE:  Good morning.
15
         Matt Riffee of Goodwin Procter for Bank of      09:24:40
16
  America.
17
         THE VIDEOGRAPHER:  Thank you.
18
         Counsel on Zoom, could you please state your
19
  appearance.
20
         MR. SHAY:  Yes.  Good morning.                  09:24:51
21
         Daniel Shay representing the individual
22
  plaintiffs.  We've also got Joshua Swigart.  He may
23
  or may not be on the line, but he's here as well.
24
  And then Ilana -- I forget how to say her last name,
25
  but she's here as well for the individual              09:25:04
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  plaintiffs.
2
         MS. MCCORKLE:  Good morning.
3
         You also have Virginia Selden McCorkle from
4
  Goodwin on behalf of the defendant.
5
         THE VIDEOGRAPHER:  Thank you.                   09:25:19
6
         Can we please have the oath.
7
         COURT REPORTER:  Please raise your right
8
  hand.
9
         Do you solemnly swear that the testimony you
10
  are about to give will be the truth, the whole
11
  truth, and nothing but the truth, so help you God?
12
         THE DEPONENT:  I do.
13
14
                    JENNIFER LENNON,
15
  having been administered an oath, was examined and
16
  testified as follows:
17
18
                      EXAMINATION
19
  BY MR. DANITZ:
20
     Q   Good morning, Ms. Lennon.                       09:25:36
21
     A   Good morning.
22
     Q   Please state and spell your name for the
23
  record.
24
     A   Jennifer Lennon, J-e-n-n-i-f-e-r,
25
  L-e-n-n-o-n.                                           09:25:48
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     Q   Thank you.
2
         And you're an employee of Bank of America?
3
     A   Yes.
4
     Q   And what is your current title?
5
     A   Senior vice president, product and state        09:25:55
6
  liaison.
7
     Q   Thank you.
8
         And you've been designated as a corporate
9
  representative for purposes of this deposition; is
10
  that correct?                                          09:26:06
11
     A   That's correct.
12
     Q   All right.  Let's -- I'll show you the
13
  exhibit premarked as 128.
14
         (Exhibit 128 was marked for
15
         identification and is attached                  09:26:17
16
         hereto.)
17
  BY MR. DANITZ:
18
     Q   Take a look at that.
19
         Exhibit 128 is the Revised Notice of
20
  Deposition of Defendant Bank of America.               09:26:23
21
         Have you seen this document?
22
     A   I have.
23
     Q   Thank you.
24
         And you've been designated as the corporate
25
  representative on a number of topics that are in       09:26:39
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1
  this notice; is that correct?
2
     A   That's correct.
3
     Q   Specifically, you've been designated under
4
  Topic 28; is that right?
5
     A   Yes.                                            09:26:50
6
     Q   And that's the CFPB and OCC remediation plan
7
  and Bank of America's implementation of the
8
  remediation plan; is that correct?
9
     A   That's correct.
10
     Q   And also Topic 29 is something you're           09:27:00
11
  designated for; is that correct?
12
     A   That's correct.
13
     Q   And that's the basis for and status of
14
  payments under the CFPB, OCC remediation plan; is
15
  that right?                                            09:27:16
16
     A   Yes.
17
         MR. DANITZ:  And for the court reporter,
18
  that's "remediation."
19
  BY MR. DANITZ:
20
     Q   And you're also designated for Topic 30; is     09:27:24
21
  that correct?
22
     A   That's correct.
23
     Q   And that's the meaning of the data produced
24
  to date in this case in response to interrogatories
25
  regarding affected consumers, Bank of America's use    09:27:37
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  or implementation of the claim fraud filter and/or
2
  Bank of America's freezing or blocking of accounts,
3
  and the bases for the dollar amounts in those
4
  spreadsheets; is that correct?
5
     A   That's correct.                                 09:27:54
6
     Q   And I believe there's been an agreement for
7
  the -- specifically, you will be addressing
8
  interrogatories 2 through 6, 14 through 15, 21
9
  through 22, 27, 30, and 32 to 33; is that correct?
10
     A   That sounds correct.                            09:28:24
11
     Q   You have also been designated as the
12
  corporate representative on the Topic 31; is that
13
  right?
14
     A   Yes, that's right.
15
     Q   And that's the categories of data maintained    09:28:39
16
  by Bank of America related to unauthorized
17
  transaction claims for EDD prepaid debit card
18
  accounts, including notice of claim, the reasons for
19
  denials, use of the claim fraud filter, freezing
20
  accounts, unfreezing accounts, related                 09:28:55
21
  investigations, if any, and account balance
22
  information; is that correct?
23
     A   That's correct.
24
     Q   And for Topic 32, you are also the designated
25
  witness; is that correct?                              09:29:13
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1
     A   That's correct.
2
     Q   And that is the content of and basis for Bank
3
  of America's Second Supplemental Response to
4
  Plaintiff Yick's First Set of Interrogatories in
5
  Exhibits 1 through 5, and Bank of America's Revised    09:29:29
6
  Second Supplemental Response to Plaintiff Yick's
7
  First Set of Interrogatories and revised Exhibits 1
8
  through 5.
9
         Is that your understanding?
10
     A   It is.                                          09:29:43
11
     Q   And you're also the designee to testify
12
  regarding Topic 33; is that correct?
13
     A   Yes.
14
     Q   And Topic 33 is Bank of America's compliance
15
  or noncompliance with each paragraph of the            09:29:57
16
  preliminary injunction entered in this case; is that
17
  correct?
18
     A   That's correct.
19
         MR. RIFFEE:  To be clear for the record.
20
  BY MR. DANITZ:                                         09:30:06
21
     Q   And, for the record, that's been
22
  limited -- your testimony is limited to the
23
  following paragraphs in the preliminary injunction:
24
  1 through 7, 8C, 9B, and 11; is that correct?
25
     A   That's correct.                                 09:30:29
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1
     Q   How did you prepare for today's deposition,
2
  Ms. Lennon?
3
     A   I met with counsel and reviewed documentation
4
  related to those topics.
5
     Q   And about how long did you meet with counsel?   09:30:37
6
     A   About ten hours or so.
7
     Q   Okay.
8
         Over how many days?
9
     A   Over maybe about a month, a month's time.
10
     Q   So you met for about ten hours over a month's   09:30:50
11
  time to prepare for this deposition; is that right?
12
     A   Yes.
13
     Q   And how many documents did you review to
14
  prepare for the deposition?
15
     A   About seven or so documents, to my              09:31:01
16
  recollection.
17
     Q   Seven.
18
         And you feel fully prepared to respond to all
19
  those topics today?
20
     A   I do.                                           09:31:18
21
     Q   How long have you been with the bank?
22
     A   14 years.
23
     Q   And as of June 2021, what was your job
24
  description?
25
     A   June 2021.                                      09:31:32
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1
         In June of 2021, I was senior vice president.
2
  My job title was focused around client care related
3
  to support of operations within Bank of America.
4
         But I was also supporting the unemployment
5
  work.  I just didn't have that job title at the        09:32:04
6
  time.
7
     Q   Okay.
8
         And what were you doing to support the
9
  unemployment work?
10
     A   I was helping to implement the communications   09:32:14
11
  that were required under the preliminary injunction
12
  order and related activity.
13
         So supporting identification of accounts that
14
  would require those communications and so forth.
15
     Q   Great.                                          09:32:35
16
         And who were your direct reports at that
17
  time?
18
     A   At that time, my direct reports were Douglas
19
  Brown, Nicki Ruschell, Lisa Henzler, George Lee.
20
  There may have been others doing other things, but     09:33:08
21
  primarily those were the folks that were focused on
22
  unemployment-related activity.
23
     Q   Who did you report to?
24
     A   I reported to Natalie Kieffer (phonetic) at
25
  the time.                                              09:33:18
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1
     Q   And what was her role?
2
     A   Her role was focused on the -- my kind of day
3
  job, client-care-related activity, which supported
4
  just Bank of America's operations unit as a whole.
5
  So -- but she didn't manage anything related to        09:33:34
6
  unemployment.
7
         So it was like I was on the loan, basically,
8
  to the unemployment team.
9
     Q   So for the unemployment side, I might refer
10
  to UI, just because it's unemployment insurance.       09:33:49
11
         Is that a good shorthand?
12
     A   Sounds fine.
13
     Q   Okay.
14
         And for the prepaid EDD accounts or cards, I
15
  may refer to the EDD cards or EDD cardholders.         09:34:02
16
         Is that a fair shorthand?
17
     A   Sure.
18
     Q   Okay.
19
         Just so we all know what we are talking
20
  about.                                                 09:34:11
21
         Have you ever been deposed before?
22
     A   No.
23
     Q   But I'm sure you have a sense of how this
24
  goes.  It's question, answer.
25
     A   Yes.                                            09:34:23
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                                            02:03:37
6
     Q   I'm going to pull up -- I'm going to ask you
7
  some questions about Exhibit 135-1, which was the
8
  original Exhibit 1 to the bank's interrogatory
9
  responses, and then also Exhibit 136-1, which is the
10
  bank's revised Exhibit 1 in response to                02:03:53
11
  interrogatories 2 and 6.
12
         So let me go ahead and call up Exhibit 135-1.
13
         Do you see that on your screen?
14
     A   Yes.
15
     Q   And I'm also going to call up 136-1, which is   02:04:11
16
  the revised Exhibit 1.  And I'll just kind of put
17
  them side by side.
18
         Do you see both of the documents in front of
19
  you on the screen?
20
     A   I do.                                           02:04:46
21
     Q   So the claim entry date that's in Column C of
22
  Exhibit 135-1 and Column C of Exhibit 136-C -- I'm
23
  sorry, 136-1, that claim entry date is the date that
24
  the caller calls and reports the claim, correct?
25
     A   Yes.                                            02:05:09
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13
     Q   So on Exhibit 135-1, Column E, "Claim
14
  Amount," and on Exhibit 136-1, Column D, "Claim
15
  Amount," that refers to the amount of the claim that   02:07:09
16
  was denied based on the claim fraud filter; is that
17
  correct?
18
         MR. RIFFEE:  Objection; form.
19
         THE DEPONENT:  That is the amount of the
20
  claim, the dollars associated with the transactions    02:07:22
21
  that the customer was claiming as a part of the
22
  claim that they filed.
23
  BY MS. CHAN:
24
     Q   But -- and these interrogatory exhibits are
25
  identifying the cardholders who submitted claims       02:07:40
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24
     Q   And attached to this e-mail was a document
25
  that has been marked Exhibit 140-6.                    02:35:58
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1
         (Exhibit 140-6 was marked for
2
         identification and is attached
3
         hereto.)
4
  BY MS. CHAN:
5
     Q   Those are the supplemental Exhibit 6 response   02:36:02
6
  to Interrogatory 21.
7
         And a document marked Exhibit 140-7.  That is
8
  the data dictionary provided for Exhibit 8.
9
         (Exhibit 140-7 was marked for
10
         identification and is attached                  02:36:14
11
         hereto.)
12
  BY MS. CHAN:
13
     Q   Do you have all of those documents?
14
     A   I do.
15
     Q   Great.                                          02:36:18
16
         So other than adding features of Indicator 3
17
  on supplemental Exhibit 6, is supplemental Exhibit 6
18
  identical to the original Exhibit 6?
19
     A   I believe that would be the case, if memory
20
  serves.                                                02:36:48
21
     Q   And the contents of these documents are true
22
  and correct?
23
     A   Yes.
24
     Q   You reviewed them at the time they were
25
  prepared?                                              02:36:55
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1
     A   Yes.
2
     Q   And you determined that the contents were
3
  true and correct?
4
     A   Yes.  Based on my knowledge, yes.
5
     Q   And who did you speak with in order to verify   02:37:02
6
  that the contents were true and correct?
7
     A   For this document, that would be Kenneth
8
  Coyle and Christian Jalbert.
9
     Q   And did you do anything else to verify that
10
  the contents were true and correct?                    02:37:21
11
         MR. RIFFEE:  Objection; form.
12
         THE DEPONENT:  That would be all.
13
  BY MS. CHAN:
14
     Q   I'm going to pull up the electronic version
15
  of Exhibit 140-6.                                      02:37:46
16
         And Exhibit 140-6 has four separate tabs,
17
  correct?
18
     A   Yes.
19
     Q   And I'm going to have you also open up
20
  Exhibit 139, which is the bank's responses to          02:38:21
21
  Plaintiff's third set of interrogatories so we can
22
  pull up the bank's written response that accompanies
23
  Exhibit 6.
24
         So I'm looking at page 9 of Exhibit 139.  And
25
  I'm looking at the supplemental Exhibit 6 which has    02:38:50
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1
  been marked Exhibit 140-6.
2
         So looking at Exhibit 140-6, the Excel
3
  spreadsheet, Part 1 contains a list of all of the
4
  card alias IDs of EDD debit cardholders who
5
  submitted a claim that were denied based on            02:39:07
6
  Indicator 1 of the claim fraud filter, correct?
7
     A   Whose claims triggered the fraud filter --
8
  Indicator 1 of the fraud filter.
9
     Q   And, I'm sorry, that's Column B, right?
10
  Everybody who has a 1 under Column B, Indicator 1,     02:39:21
11
  submitted a claim that triggered Indicator 1 of the
12
  claim fraud filter, correct?
13
     A   That's right.
14
     Q   And everybody who has a 1 under Column C
15
  submitted a claim that triggered Indicator 2 of the    02:39:38
16
  claim fraud filter, correct?
17
     A   That's right.
18
     Q   And everybody who has a 1 under Column D,
19
  Indicator 3, submitted a claim that triggered
20
  Indicator 3 of the claim fraud filter, correct?        02:39:49
21
     A   That's right.
22
     Q   And all of these individuals submitted claims
23
  that were denied, correct?
24
         MR. RIFFEE:  Objection; form.
25
         THE DEPONENT:  All -- excuse me.  All of        02:40:17
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1
  these individuals had a claim that triggered the
2
  fraud filter.
3
  BY MS. CHAN:
4
     Q   And those claims were denied, correct?
5
         MR. RIFFEE:  Objection; form.                   02:40:27
6
         THE DEPONENT:  Those claims would have been
7
  denied.  I believe that's correct.
8
  BY MS. CHAN:
        
  
   
  
         
  
         
  
  
  
        
  
  
  
  
         
    
  
  
  
        
         
  
         
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3
         MS. CHAN:  Okay.
4
         Counsel for the bank pointed out to me during
5
  the break that I forgot to mark one of the documents   03:28:09
6
  that I handed to the witness earlier.  It should be
7
  marked Document 141-13 is the verification to the
8
  bank's responses to Plaintiff's fifth set of
9
  interrogatories.
10
         (Exhibit 141-13 was marked for                  03:28:23
11
         identification and is attached
12
         hereto.)
13
  BY MS. CHAN:
14
     Q   I believe you had a copy of that, right?  I
15
  just didn't mark it in the record.                     03:28:28
16
     A   Yes.
17
     Q   Okay.
18
         I'm going to ask you some questions about
19
  Exhibit 136-2, which is the bank's revised Exhibit 2
20
  in response to Interrogatory 3.                        03:29:03
21
         And do you see Exhibit 136-2 called up on the
22
  screen in front of you?
23
     A   Yes.
24
     Q   Great.
25
         And this document contains a list of the card   03:29:48
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1
  alias IDs for all EDD debit cardholders who BANA's
2
  records indicate the claim received a permanent
3
  credit from BANA in connection with their claim that
4
  was subsequently rescinded based on application of
5
  the claim fraud filter, correct?                       03:30:09
6
         MR. RIFFEE:  Objection; form.
7
         THE DEPONENT:  That's right.
8
  BY MS. CHAN:
9
     Q   If you could look at column -- I'm sorry.
10
  Column C, the claim entry date, that refers to the     03:30:22
11
  date that the claim was originally filed, correct?
12
     A   That's right.
13
     Q   And Column D contains the amount of that
14
  claim, correct?
15
     A   Yes.                                            03:30:36
16
     Q   And Column E, the credit date, that refers to
17
  the date that the permanent credit was issued for
18
  that claim, correct?
19
         MR. RIFFEE:  Objection; form.
20
         THE DEPONENT:  That's correct.                  03:30:47
21
  BY MS. CHAN:
22
     Q   And Column F, the fraud filter date, refers
23
  to the date that the fraud filter was applied and
24
  triggered, correct?
25
     A   Correct.                                        03:31:05
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1
     Q   And as a result of the fraud filter being
2
  triggered, the claim was denied and credit
3
  rescinded, correct?
4
     A   That is correct.
        
      
  
         
  
         
  
  
  
                                           
        
  
         
  
         
  
  
  
         
  
  
  
  
  
        
    
  
         
  
         
  
  
  
                                                    
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1
  BY MS. CHAN:
2
     Q   The amount of the credit rescinded based on
3
  application of the claim fraud filter is the same as
4
  the amount of the claim shown in Column D, correct?
5
     A   It would very likely be the same amount, but    03:32:31
6
  we don't have that data here for certain.  But if
7
  the claim was -- you paid either fully or partially
8
  and then subsequently rescinded, this is telling us
9
  that that occurred.  But I'm not certain if the
10
  exact amount that was rescinded would match with the   03:32:54
11
  claim amount.  That would depend on what amount was
12
  credited as the permanent credit.
        
         
  
         
  
     
  
  
  
  
  
  
  
                                
21
  BY MS. CHAN:
22
     Q   Okay.
23
         And Column G, the paid date, that's the date
24
  that the rescinded credit was restored to the -- to
25
  the cardholder's account, correct?                     03:34:02
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1
     A   That's correct.
2
     Q   And the restored amount was the amount of the
3
  claims shown in Column D, correct?
4
     A   It would have been whatever -- it would have
5
  been what was rescinded, which if it was the same      03:34:16
6
  amount as the claim, then it would match Column D.
7
     Q   And it's your -- strike that.
8
         So the difference between Column F, the fraud
9
  filter date, and Column G, the paid date, is the
10
  length of time that the cardholder was without         03:34:39
11
  access to the amount of the claim shown in Column D,
12
  correct?
13
         MR. RIFFEE:  Objection; form.
14
         THE DEPONENT:  Not necessarily.  The Column F
15
  is telling us when this claim triggered the fraud      03:34:48
16
  filter.  There isn't a column here that is
17
  identifying when the funds were rescinded.  It would
18
  be after -- on or after that date, but that date
19
  specifically is not listed.
20
  BY MS. CHAN:                                           03:35:03
21
     Q   But the bank has that information, correct?
22
         MR. RIFFEE:  Objection; form.
23
         THE DEPONENT:  I would expect that we would
24
  be able to gather that information.
25
  ///                                                    03:35:15
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1
  BY MS. CHAN:
2
     Q   Okay.
3
         I'm going to pull up previously marked
4
  Exhibit 140-6.
5
         This is the bank's supplemental Exhibit 6 in    03:35:42
6
  response to Interrogatory 21.  And I'm going to be
7
  looking at Part 2 now, Tab 2.
8
         Do you see it in front of you on the screen,
9
  Exhibit 140-6?
10
     A   I do.                                           03:36:14
11
     Q   So Tab 2 contains a list of the card alias
12
  IDs for EDD debit cardholders who received permanent
13
  credit that the bank subsequently rescinded based on
14
  the claim fraud filter, correct?
15
         MR. RIFFEE:  Objection; form.                   03:36:27
16
         THE DEPONENT:  I'm opening the interrogatory.
17
         Yes.
18
  BY MS. CHAN:
19
     Q   And every cardholder in supplemental
20
  Exhibit 6, Exhibit 140-6, Part 2, Column B, received   03:36:50
21
  permanent credit that the bank subsequently
22
  rescinded because the claim triggered Indicator 1 of
23
  the claim fraud filter, correct?
24
         MR. RIFFEE:  Objection; form.
25
         THE DEPONENT:  Correct.                         03:37:05
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1
           I, the undersigned, a Certified Shorthand
2
  Reporter of the State of California, Registered
3
  Professional Reporter, Certified Live Note Reporter,
4
  do hereby certify:
5
           That the foregoing proceedings were taken
6
  before me at the time and place herein set forth;
7
  that any witnesses in the foregoing proceedings,
8
  prior to testifying, were duly sworn; that a record
9
  of the proceedings was made by me using machine
10
  shorthand which was thereafter transcribed under my
11
  direction; that the foregoing transcript is a true
12
  record of the testimony given.
13
           Further, that if the foregoing pertains to
14
  the original transcript of a deposition in a Federal
15
  Case, before completion of the proceedings, review
16
  of the transcript [  ] was [X] was not requested.
17
           I further certify I am neither financially
18
  interested in the action nor a relative or employee
19
  of any attorney or party to this action.
20
           IN WITNESS WHEREOF, I have this date
21
  subscribed my name.
22
  Dated: March 1, 2024
23
24
                  <%7131,Signature%>
                 MELISSA M. VILLAGRAN
25
                  CSR No. 12543 RPR
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1 
 
In re Bank of America California Unemployment Benefits Litigation 
Case No. 3:21-MD-02992-LAB-MSB 
Errata for Deposition of Jennifer Lennon, February 23, 2024 
Page 
Line(s) 
Change 
Reason 
19 
5 
Change “Senior vice president, product and state liaison” 
to “Senior Vice President, Product and State Liaison” 
Transcription error 
24 
24 
Change “Natalie Keiffer” to “Natalie Keefer” 
Transcription error 
25 
7 
Change “I was on the loan” to “I was on loan” 
Transcription error 
29 
25 
Change from “So when our vendors share” to “So our 
vendors share” 
Clarification 
31 
1 
Change “W” to “the W” 
Transcription error 
36 
17 
Change “that is” to “that it” 
Transcription error 
41 
7 
Change “global information security group” to “Global 
Information Security Group” 
Transcription error 
45 
12 
Change “latter” to “later” 
Transcription error 
50 
20 
Change “numbers” to number” 
Transcription error 
51 
22-23 
Change “2021.  So do the math.  But I haven’t done that 
math” to “2021.  I haven’t done that math”  
Transcription error 
52 
19 
Change “defendant” to “defendants” 
Transcription error 
55 
1 
Change “Erin” to “Erin McCullen” 
Clarification 
70 
18 
Change “verify free statuses” to “verify statuses” 
Transcription error 
70 
20 
Change “claims that meet” to “claim that meets” 
Transcription error 
72 
6 
Change “no” to “yes” 
Clarification 
77 
17 
Change “operators” to “operations” 
Transcription error 
81 
13 
Change “a” to “with” 
Transcription error 
87 
19 
Change “without them requiring” to “without requiring 
them” 
Transcription error 
90 
4 
Change “dialog” to “dialogue” 
Transcription error 
97 
23 
Change “EDD” to “EDD cardholders”  
Clarification 
Case 3:21-md-02992-GPC-MSB     Document 396-1     Filed 12/06/24     PageID.24097 
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2 
 
Page 
Line(s) 
Change 
Reason 
101 
14 
Change “is - - varies” to “varies” 
Transcription error 
101 
25 
Change “Global financial crimes” to “Global Financial 
Crimes” 
Transcription error 
114 
13 
Remove “, or if the account - -” 
Transcription error 
127 
15-16 
Change “, request review” to “and requested review” 
Transcription error 
128 
23-24 
Change “or remediation” to “remediation” 
Transcription error 
147 
10 
Change “AR” to “error” 
Transcription error 
155 
16 
Change “claim fraud filter, and it” to “Claim Fraud Filter 
and that it” 
Transcription error 
155 
18-19 
Change “investigated previously closed claim” to 
investigated (Previously Closed Claim)” 
Transcription error 
159 
2 
Change “claims initiation call center” to “Claims Initiation 
Call Center” 
Transcription error 
172 
3 
Change “and scale” to “and the scale” 
Transcription error 
187 
23 
Change “be deny claim” to “be to deny the claim” 
Transcription error 
189 
3 
Change “they” to “there” 
Transcription error 
192 
6 
Change “fraud strategies” to “Fraud Strategies” 
Transcription error 
192 
8 
Change “call center” to “Call Center” 
Transcription error 
200 
1-2 
Change “global financial crimes” to “Global Financial 
Crimes” 
Transcription error 
213 
6 
Change “it triggered indicators of the filter” to “triggered 
indicators of the filter” 
Transcription error 
213 
18 
Change “Those just” to “That’s just” 
Transcription error 
225 
7-8 
Change “- - excuse me.  That triggered the fraud filter” to 
“- - excuse me - - that triggered the fraud filter” 
Transcription error 
233 
12 
Change “investigatory notes. That are” to “investigatory 
notes that are” 
Transcription error 
243 
22 
Add “BY MS. CHAN” 
Clarification 
247 
25 
Change “it’s” to “is” 
Transcription error 
254 
16 
Change “representing population” to “representing a 
population” 
Transcription error 
Case 3:21-md-02992-GPC-MSB     Document 396-1     Filed 12/06/24     PageID.24098 
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3 
 
Page 
Line(s) 
Change 
Reason 
259 
22 
Change “global financial crimes” to “Global Financial 
Crimes” 
Transcription error 
264 
16 
Change “wasn’t” to “was” 
Transcription error 
265 
1 
Change “that is is” to “that was is” 
Transcription error 
265 
7 
Change “global financial crimes” to “Global Financial 
Crimes” 
Transcription error 
268 
11 
Change “IVR off” to “IVR Auth”  
Transcription error 
271 
10 
Change “how” to “yes” 
Clarification 
272 
5 
Change “already, then when” to “already, when” 
Transcription error 
272 
9 
Change “unblock” to “unblocked” 
Transcription error 
285 
1 
Change “here in” to “here and in” 
Transcription error 
299 
6-7 
Change “More significantly, by the end of the year, there” 
to “Most significantly, by the end of the year, but there” 
Clarification 
304 
25 
Change “that” to “then” 
Transcription error 
305 
12-13 
Change “with disqualification” to “with a disqualification” Transcription error 
306 
18 
Change “have paid her a” to “have paid direct” 
Transcription error 
310 
13, 21-
22 
Change “global financial crimes” to “Global Financial 
Crimes” 
Transcription error 
313 
22 
Change “individualized review process” to 
“Individualized Review Process” 
Transcription error 
314 
3 
Change “prepaid” to “Prepaid” 
Transcription error 
319 
7 
Change “claims” to “Claims” 
Transcription error 
 
 
Case 3:21-md-02992-GPC-MSB     Document 396-1     Filed 12/06/24     PageID.24099 
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Case 3:21-md-02992-GPC-MSB     Document 396-1     Filed 12/06/24     PageID.24100 
Page 44 of 44

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