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Home Court filings Agent Fee Litigation Exhibit B - Deposition of Synovus 30(b)(6) — Agent Fee Litigation (Dkt. 73.2)

Court filing

Exhibit B - Deposition of Synovus 30(b)(6) — Agent Fee Litigation (Dkt. 73.2)

Summary

Exhibit B to a filing in Sport & Wheat CPA PA v. ServisFirst Bank Inc; Synovus Bank; et al., Civil Action No. 3:20-CV-5425, in the United States District Court for the Northern District of Florida, Pensacola Division: a transcript of a deposition taken June 18, 2020 at the offices of Butler Wooten & Peak in Columbus, Georgia. The deponent is designated to testify on behalf of Synovus Bank. Counsel appearing include William F. Cash, III and John S. Wirt for the plaintiff and Philip A. Bates and Ramsey B. Prather for Synovus Bank, with counsel also appearing for ServisFirst Bank and Truist Bank. An exhibit index lists the items marked during the deposition, among them an email, text messages, a Federal Register document and a screenshot. The transcript closes with a signature page, the reporter's certificate and a blank errata sheet.

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Full text

                         Steve Adams

 1       IN THE UNITED STATES DISTRICT COURT
 2            NORTHERN DISTRICT OF FLORIDA
 3                  PENSACOLA DIVISION
 4    SPORT & WHEAT CPA PA,      )
 5    a Florida corporation,     )
 6    individually and on        )
 7    behalf of a class of       )
 8    similarly situated         )
 9    businesses and             )
10    individuals,               )
11                Plaintiffs,    ) CIVIL ACTION NO:
12    VS.                        ) 3:20-CV-5425
13    SERVISFIRST BANK INC;      )
14    SYNOVUS BANK; et al.,      )
15                Defendants.    )
16

17             Deposition of Steve Adams
18                    June 18, 2020
19                       9:30 a.m.
20      At the offices of Butler Wooten & Peak
21                   105 13th Street
22              Columbus, Georgia 31901
23    Court Reporter: Karen Hinch
24

25

Golkow Litigation Services                            Page 1
                         Steve Adams

 1                A P P E A R A N C E S
 2

 3    ON BEHALF OF THE PLAINTIFFS:
 4       William F. Cash, III (Via Zoom)
 5       Levin, Papantonio, Thomas,
 6            Mitchell, Rafferty & Proctor, P.A.
 7       316 South Baylen Street, Suite 600
 8       Pensacola, FL 32502
 9       bcash@levinlaw.com
10

11       John S. Wirt (Via Zoom)
12       Wirt & Wirt, P.A.
13       5 Calhoun Avenue, Suite 306
14       Destin, FL 32541
15       jwirt@wirtlawfirm.com
16    ON BEHALF OF THE DEFENDANT, SYNOVUS BANK:
17       Philip A. Bates
18       Philip A. Bates, P.A.
19       25 West Cedar Street, Suite 550
20       Pensacola, FL 32502
21       pbates@philipbates.net
22

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                         Steve Adams

 1       Ramsey B. Prather
 2       James E. Butler, Jr.
 3       Butler Wooten & Peak, LLP
 4       105 13th Street
 5       Columbus, GA 31901
 6       ramsey@butlerwooten.com
 7       james@butlerwooten.com
 8

 9       Antonio M. Haynes (Via Zoom)
10       Paul J. Nathanson (Via Zoom)
11       Davis Polk & Wardwell, LLP
12       450 Lexington Avenue
13       New York, NY
14       antonio.haynes@davispolk.com
15       paul.nathanson@davispolk.com
16

17    ON BEHALF OF THE DEFENDANT, TRUIST BANK:
18       Cheryl L. Haas (Via Zoom)
19       McGuire Woods
20       1230 Peachtree Street, N.E., Suite 2100
21       Atlanta, GA 30309
22       chaas@mcguirewoods.com
23

24

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                         Steve Adams

 1    ON BEHALF OF THE DEFENDANT, SERVISFIRST:
 2       Sara Anne Ford (Via Zoom)
 3       Lightfoot Franklin & White
 4       400 20th Street North
 5       Birmingham, Alabama 35203
 6       sford@lightfootlaw.com
 7

 8    ALSO APPEARING:
 9       Jill Sport (Via Zoom)
10       Tim Wheat (Via Zoom)
11

12

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Golkow Litigation Services                       Page 4
                         Steve Adams

 1                           I N D E X
 2                                             Page:
 3    Examination by Mr. Cash                    6
 4

 5

 6

 7                     EXHIBIT INDEX
 8                                           Marked:
 9    Exhibit E4     May 25, 2020 email         43
10    Exhibit L1     Email (Weaver and Barton) 110
11    Exhibit L2     Text messages             116
12    Exhibit L3     Federal Register 4-15-2020 83
13    Exhibit S1     Screenshot                136
14

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                         Steve Adams

 1                COURT REPORTER:       Will all parties
 2    present please put their appearances on the
 3    record?
 4                MR. BATES:    Philip Bates for
 5    Synovus Bank.
 6                MR. PRATHER:    Ramsey Prather for
 7    Synovus Bank.
 8                MR. WIRT:    John Wirt for Sport &
 9    Wheat, the plaintiff.
10                MR. CASH:    Bill Cash for Sport &
11    Wheat.
12                MR. NATHANSON:       Paul Nathanson
13    from Davis Polk for Synovus Bank.
14                MS. FORD:    Sara Ford for
15    ServisFirst Bank.
16                MS. HAAS:    This is Cheryl Haas
17    for Truist Bank.
18                MR. HAYNES:    Antonio Haynes for
19    Synovus Bank.
20                     STEVE ADAMS,
21    being first duly sworn, was examined and
22    testified as follows:
23                  DIRECT EXAMINATION
24    BY MR. CASH:
25    Q           I'm not sure who the witness is.
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                          Steve Adams

 1    I didn't catch your name.
 2    A           Steve Adams with Synovus Bank.
 3    Q           All right.      Nice to meet you.
 4    I'm Bill Cash.
 5                Before we get into too much of
 6    the details here, I want to ask have you
 7    ever given a deposition before and do you
 8    know the rules of the road with this?
 9    A           It is my first deposition, but I
10    think I understand the rules.
11                COURT REPORTER:        Can we go off
12    the record to adjust the volume?
13                MR. CASH:      Sure.
14                   (Off the record.)
15    Q           (By Mr. Cash) Okay.        Mr. Adams,
16    thanks for appearing.        I understand that you
17    are designated as the witness to testify on
18    behalf of the bank.        And I trust that you
19    have been shown the deposition notice that
20    identifies the topics that you're going to
21    be testifying on.
22    A           Yes.
23    Q           Okay.      And have you read through
24    those topics and do you feel prepared to
25    testify as to those particular topics?
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                          Steve Adams

 1                MR. BATES:      Saving except for the
 2    ones we have objected to.
 3    A           Yes.
 4    Q           (By Mr. Cash) Okay.      Mr. Adams,
 5    I'm sure your counsel's explained this to
 6    you, but I just figure I will do it as well.
 7    The process for taking deposition is I ask a
 8    question.    They may have the right to object
 9    or object to form.        Any of the people on
10    this call might object to form.        And then
11    you answer it.      And everybody appreciates if
12    you let me finish the question, let them
13    finish the objections, and then give the
14    answer.    It's -- people tend to often try to
15    jump the gun or just go ahead and answer.
16    Let's have a clean record and leave time for
17    people to say what they're going to say in
18    the right order.
19                Who is in the room with you
20    there?    Just the people -- is everybody in
21    the room the people who put their
22    appearances on, or is there anybody else?
23    A           There is nobody else in the room.
24    Q           Okay.      And you understand that
25    while we're taking this deposition you may
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                          Steve Adams

 1    have breaks.    And you understand you're not
 2    to confer with the attorneys about the
 3    subject matter of the deposition while we're
 4    taking the breaks.        Do you understand that?
 5    A           Sure.
 6    Q           Good.      All right.   I'm going to
 7    be asking you a series of questions, and I'd
 8    like to ask if you'll agree with me that if
 9    there's any question I ask you that you
10    don't understand, you will stop me and say
11    that you don't understand it before going
12    forward giving an answer.         Is that an
13    agreement we can have?
14    A           Yes.
15    Q           Okay.      And then therefore can we
16    also agree that if you do answer a question,
17    I can assume and rely on the fact that you
18    did understand the question before giving
19    the answer?
20    A           Yes.
21    Q           Okay.      And you're familiar with
22    the subject matter in this case I assume.
23    Can you tell me just generally what's your
24    understanding what this case is about?
25    A           My understanding of this case is
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                         Steve Adams

 1    around the payment of agent fees for
 2    paycheck protection loans.
 3    Q          Okay.       And looking at the -- I'm
 4    looking at the notice, but let me just go
 5    through the notice, if that's okay, and just
 6    ask if you're prepared on each particular
 7    topic.   And if you are, how you're prepared
 8    on those topics.        So I'll just read this
 9    out.
10               So one of the topics we have is
11    about the facts and the circumstances
12    regarding the bank's implementation of the
13    PPP loan program.        Are you prepared to
14    testify on that?
15               MR. PRATHER:       Bill, that's one of
16    the topics that we've objected to.        So, no,
17    the witness is not prepared to testify
18    regarding that topic.
19    Q          (By Mr. Cash) Okay.       Well,
20    Mr. Adams, do you know anything about that
21    topic?
22    A          I do know some things about that
23    topic, yes.
24    Q          Okay.       And how are you in a
25    position to know that?
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                         Steve Adams

 1    A          In my role as the chief
 2    commercial banking officer of Synovus, I am
 3    responsible for our SBA team as well as
 4    other commercial banking products.        So I was
 5    involved in interpreting and implementation
 6    of the Paycheck Protection Program.
 7    Q          Okay.       One of the other topics we
 8    have is the person at the bank responsible
 9    for setting the bank's policies regarding
10    PPP.
11               Are you prepared to testify about
12    that?
13    A          Yes.
14    Q          Okay.       And how are you prepared
15    to testify about that?
16    A          I am aware of what our policies
17    and procedures were around the Paycheck
18    Protection Program and in some cases
19    involved in discussions about those policies
20    and procedures.
21    Q          Okay.       Are you that person who
22    set the policies for the PPP?
23    A          There is not one single person
24    that was responsible for setting policies
25    and procedures about PPP.
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                          Steve Adams

 1    Q           Okay.      All right.    We will get
 2    into that a little more.          I understand.
 3                Let's see.      Well, one of our
 4    topics is the decision not to pay fees to
 5    PPP agents, including my client, Sport &
 6    Wheat.
 7                Are you prepared to testify about
 8    that and how so?
 9                MR. PRATHER:      Mr. Cash, again, we
10    haven't objected to that topic except to the
11    extent that the information sought is not
12    covered by the attorney/client privilege or
13    work product protection as you have in our
14    written objection.        So I just wanted to make
15    that clear.
16                MR. CASH:      That's fine.    If we
17    get into anything that's privileged,
18    obviously, you know, assert the privilege
19    and we'll deal with it.
20    Q           (By Mr. Cash) Mr. Adams, are you
21    prepared to discuss that topic?          How are you
22    prepared?
23    A           Yes.    I'd be prepared just in
24    that I, again, similar to other policies and
25    procedures about the program, was involved
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                          Steve Adams

 1    in discussions about that decision as well
 2    as other policy and procedure decisions with
 3    the program.
 4    Q           Okay.      And so were you personally
 5    involved in the decision to not pay agents
 6    in general?
 7    A           Yes.
 8    Q           Okay.      And then were you
 9    personally involved in the decision not to
10    pay Sport & Wheat?
11                MR. BATES:      Object to work
12    product.    If you want to confine it prior to
13    the suit being filed.
14                MR. CASH:      Yeah, sure.
15                MR. BATES:      Okay.
16    A           There was no specific decision to
17    not pay Sport & Wheat that I've been able to
18    determine or be aware of.
19    Q           (By Mr. Cash) Okay.      Let me ask
20    you this.    Had you ever heard of Sport &
21    Wheat before this case got filed?
22    A           I have not.
23    Q           Okay.      So if you do know anything
24    about Sport & Wheat today, it's because you
25    prepared for this deposition in part?
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                          Steve Adams

 1    A           I'm sorry.      Can you repeat that
 2    question?
 3    Q           We will get into it.
 4    A           Okay.
 5    Q           We can deal with that later.
 6                We have several topics in Part II
 7    that's called "Sport & Wheat," and
 8    specifically -- I'm not going to read every
 9    word here.    You've read it.      But we asked
10    about the communications the bank had with
11    Sport & Wheat, any communications inside the
12    bank about Sport & Wheat, transactions Sport
13    & Wheat participated in, and so on.
14                Are you prepared to testify about
15    all of these topics?
16    A           Yes.
17    Q           Okay.      And if you did not know
18    about Sport & Wheat prior to the case being
19    filed, can I infer that you prepared for
20    these topics because you were nominated to
21    be the witness to testify here on behalf of
22    the company, the bank?
23    A           Yes.
24    Q           So what did you do to get ready
25    to be in a position to testify about these
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                         Steve Adams

 1    topics in Part II?
 2    A          So I read the relevant documents;
 3    the motion, the complaint, the motion,
 4    familiarized myself with, you know,
 5    communications about the program; what our
 6    policy decisions were, things like that.
 7    Q          Okay.       Did you interview anybody
 8    or call anybody and say, Hey, I'm giving
 9    this deposition.        You know about Sport &
10    Wheat, I don't.        Would you tell me what the
11    company knows so I can be in a position to
12    talk about it?
13    A          No.
14    Q          You didn't interview or talk to
15    any person in particular to get ready for
16    this?
17    A          Other than counsel, no.
18    Q          Okay.       All right.   You said you
19    referred -- you reviewed communications.
20    Did you review communications that were with
21    Sport & Wheat in specific or did you just
22    review general communications of the bank's?
23    A          General communications of the
24    bank's and two communications regarding
25    Sport & Wheat that do not seem to be in
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                          Steve Adams

 1    regards to the Paycheck Protection Program.
 2    Q           What were they?
 3    A           Emails from Sport & Wheat
 4    providing tax returns of conceivably a
 5    client, a mutual client, without reference
 6    to the purpose that they were being
 7    provided.
 8    Q           Okay.      One of the topics we would
 9    like you to testify on is the value of Sport
10    & Wheat's services to the bank.
11                Are you in a position to testify
12    about that?
13    A           I'm not sure because I'm not
14    aware of any specific services provided by
15    Sport & Wheat to the bank.
16    Q           But to be clear -- okay.      All
17    right.    I can figure that out.
18                And then our last part is about
19    the portal that was designed to accept PPP
20    applications.
21                Are you prepared to testify about
22    that?    And if so, how did you get prepared?
23    What will you be able to say about that?
24                MR. PRATHER:      And, Bill, you've
25    got our written objections in front of you
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                         Steve Adams

 1    I'm sure.    Topic III(A) we have objected to.
 2    So the witness is not prepared to discuss
 3    that topic.
 4                MR. CASH:   Well, let's hear what
 5    he does know, what he is prepared to testify
 6    about.
 7    A           So I'm aware of our portal, how
 8    it -- the components of it, the language
 9    that's there, the questions that are asked,
10    that sort of thing.
11                MR. CASH:   Okay.    All right.   So
12    I've admitted the -- people from Sport &
13    Wheat are now on the video and are going to
14    participate as well just to watch.       I just
15    wanted to let you guys know that.
16                MR. PRATHER:   Can we go off the
17    record for a second?
18             (Discussion off the record.)
19    Q           (By Mr. Cash) Mr. Adams, you're
20    testifying in a corporate capacity, but just
21    to help me understand a little better who
22    you are and why you've been selected as the
23    designee, do you mind answering a few
24    questions about yourself personally?       I'd
25    just like to know -- I'm not trying to get
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                          Steve Adams

 1    into too much detail but just want to figure
 2    out who you are.
 3                Could you tell me a little bit
 4    about your educational background first of
 5    all?   College, that sort of things?
 6    A           Sure.      I graduated high school
 7    from Vestavia Hills High School in
 8    Birmingham.    I went to a year and a half of
 9    school at Samford and transferred to Auburn
10    University where I graduated with an
11    undergraduate degree in finance.
12                Since that time I have had other
13    banking training, a banking school program.
14    No master's degree.
15    Q           And is Synovus your first job as
16    a banker?
17    A           I worked at a credit union in
18    college for a year or two, more of an
19    internship-type thing, and then began with
20    our management training program at Synovus
21    and have been there since.
22    Q           Okay.      When did you start there?
23    A           December of 2003, so 16 and a
24    half years.
25    Q           And continued from then to now?
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                          Steve Adams

 1    A           Yes.
 2    Q           All right.      And you told me
 3    you're the chief commercial banking officer
 4    currently?
 5    A           That's correct.
 6    Q           Okay.      Could you position
 7    yourself in the hierarchy I guess from the
 8    top, like what levels there might be from
 9    your CEO down to where you are?
10    A           If it's okay, I'll go the other
11    way.    So I report to our chief community
12    banking officer, who is a -- he is a line of
13    business leaders responsible for commercial
14    banking -- meaning me -- our retail branch
15    banking, and our private wealth banking.          He
16    then reports to our president and chief
17    operating officer, who then reports to the
18    CEO.
19    Q           Okay.      I think I understand.    So
20    then who reports to you?
21    A           I have responsibility for our SBA
22    team.    So are you asking for individual
23    names or roles?
24    Q           I think roles.
25    A           Yeah.      So our director of SBA
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                         Steve Adams

 1    lending reports to me.        Our head of
 2    commercial payments, meaning credit card
 3    programs on the commercial business side
 4    reports to me.     I have a role that is
 5    director of community banking who is a --
 6    kind of runs our sales program and
 7    reporting, does some analysis.          And I have a
 8    lady who is -- that reports to me that
 9    manages our commercial support program, so
10    our commercial assistance.          Those commercial
11    assistants do not directly report to her,
12    but she has dotted-line responsibility, sets
13    their procedures and programs, things like
14    that.
15    Q          Okay.       All right.    So if I heard
16    you right, director of SBA lending is just
17    one of the several programs that you have?
18    A          That's correct.
19    Q          You're not just an SBA guy?
20    A          That's correct.
21    Q          Okay.       How many people would you
22    say are under the director of SBA lending?
23    A          Between 30 and 40.
24    Q          Okay.       And what kinds of roles
25    are we talking about there?
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                         Steve Adams

 1    A          Those roles would be our SBA --
 2    what we call SBA lenders, the individuals
 3    who make -- who are relationship managers,
 4    for lack of a better term, for 7(a) loans.
 5    They internally support our clients across
 6    all markets when there is a specific SBA
 7    need.   They're kind of subject matter
 8    experts.
 9               And then there's a support team,
10    the packagers, closers, servicing team that
11    has knowledge of the SBA programs and how to
12    originate and service that portfolio.
13    Q          -- okay.       And when the PPP was
14    passed into law in late March, would you say
15    that this team, this SBA lending team you've
16    just described, was the only team
17    responsible for dealing with the PPP or
18    did -- or are there other people in the bank
19    that also had responsibilities for the PPP?
20    A          There were other people in the
21    bank that had responsibility.
22    Q          Okay.       Well, tell me -- would you
23    tell me about those?
24    A          Sure.       Our credit team would have
25    been heavily involved.        Our -- we would have
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                         Steve Adams

 1    individuals from our legal team to help us
 2    read and understand the legislation.        We
 3    would have had a number of bankers involved
 4    in supporting the review and processing of
 5    those loans.     We had our operations and
 6    technology teams involved in helping
 7    establish the operational processes, the
 8    portal.   And we would have had marketing and
 9    communications involved in communicating
10    with clients and our team members about the
11    program, among some others.
12    Q          Okay.       Is there one single person
13    who is responsible for dealing with the PPP
14    at a policy level?
15    A          No.
16    Q          Okay.       So who are the people who
17    have made the policy decisions around the
18    PPP?   And I will narrow it just to the
19    decision about paying agents or not paying
20    agents.
21    A          Sure.       So in general regarding
22    the program, I would say the senior leaders
23    of those areas I just described, so myself
24    from a commercial banking perspective within
25    our community bank.        Joseph Shuford, that
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                          Steve Adams

 1    works for me that is our head of SBA, was
 2    heavily involved as well.         Matt Paluch
 3    that's in our wholesale bank -- our
 4    wholesale banking unit does not report to
 5    me.   That is a group that does more
 6    corporate, larger revenue business lending
 7    and larger specialty businesses.         Their
 8    client segment was involved, so they would
 9    have been represented in that group.         Our
10    legal team would have had involvement in
11    that.   And then risk and credit would have
12    been involved.      And I would say there's
13    probably a group of seven or eight people,
14    if you think about that type of leadership
15    level, that formed a steering committee that
16    reviewed the CARES Act and how we would
17    likely need to operationalize the program.
18    And then we would have involved -- in some
19    decisions we would have made recommendations
20    to our executive team when necessary for
21    feedback, and that would be the group
22    involved.
23    Q           Okay.      And everybody you just
24    named specifically would have been involved
25    in making the decision to pay or not pay the
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                         Steve Adams

 1    PPP agents?
 2    A          There would have been -- yes.         So
 3    our executive team broadly would have been
 4    involved in that decision as well.
 5    Q          Tell me, when was that decision
 6    actually made?
 7    A          I would say that decision was
 8    made at some point the week between March
 9    27th and April 3rd.        I don't know that I can
10    say the specific date, but probably the
11    first or second of April.
12    Q          How was that decision reached?
13    A          It would be just our review of
14    the overall business process that was
15    established considering what would be
16    helpful and useful or not for our clients in
17    the process and, you know, reading the CARES
18    Act itself, IFRs, FAQs, and ultimately
19    making a decision around what would be
20    necessary and helpful in the process.
21    Q          Okay.       Let me ask you, are you
22    guys working from home the way half of
23    America is right now?
24    A          We are.
25    Q          Okay.       So are you -- when you
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                         Steve Adams

 1    made this decision on maybe April 1st or
 2    2nd, whenever it was, physically how did
 3    that happen?    Was that on a Zoom call like
 4    this?   Was that by email?       Was it in person?
 5    You know, can you tell me specifically how
 6    it was reached?
 7    A          It would have been on a
 8    conference call.
 9    Q          Okay.       Did you guys have regular
10    conference calls during that time?        Like a
11    9:00 call where you discussed issues on PPP,
12    or how do you know it was a conference call?
13    A          Well, I mean, yes, we had regular
14    scheduled calls, update calls about the
15    program, read-out type meetings where
16    progress updates are given on a number of
17    different work task items.        And then there
18    would certainly be unscheduled calls if
19    there were issues to discuss or decisions
20    that needed to be made in a very quick
21    manner.   Those would be scheduled -- you
22    know, set up on an unscheduled basis to talk
23    through some of those items.
24    Q          And on those calls, is that --
25    who's participating on those calls?        Is this
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                          Steve Adams

 1    the list of people that you gave five
 2    minutes ago or so?
 3    A           On some.      I would not say it's
 4    always that entire group.          On some of these
 5    issues it may be that it's more of the
 6    business and legal group that needed to
 7    weigh in and talk in more detail about a
 8    specific issue.        So I would not say it's
 9    always the same group of people.
10    Q           Okay.      Do you remember
11    specifically who had input into the agent
12    decision?    I'm talking people's names.
13    A           Yeah.      Yes.    I can recall some
14    people involved in that decision.          It would
15    be -- I was certainly on some of those calls
16    and discussions.        Our kind of lead
17    administrator, kind of project manager guy,
18    Jason Ninas, whose name I didn't mention
19    before, he's the -- he also reports to our
20    president and chief operating officer, kind
21    of a project-office-type group that helps
22    pull different people together more from a
23    support standpoint.        He may have been on
24    some of those calls.          Neil Kinnebrew in our
25    legal area that was kind of the legal
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                         Steve Adams

 1    representative would have been involved in
 2    some of those discussions.       And then when
 3    you think at the executive level, our
 4    general counsel, Allan Kamensky, may have
 5    been involved in those discussions.        My
 6    boss, Wayne Akins; Kevin Howard that runs
 7    our wholesale banking division; and probably
 8    our president and chief operating officer,
 9    Kevin Blair, likely would have been in some
10    of those discussions as well.
11                MR. PRATHER:    Mr. Cash, can you
12    admit Jim Butler into the meeting?       He's
13    trying to get in.
14                MR. CASH:    I just did.
15    Q           (By Mr. Cash) All right.     Well, I
16    appreciate that list.      It's helpful.
17                Would there be meeting minutes
18    from these calls?      Would there be a person
19    who was charged with documenting what was
20    discussed and what decisions were reached
21    and made?
22    A           In some cases speaking broadly
23    about the implementation of the program, we
24    would keep notes of key action items, risks,
25    decisions, a RAID-log-type document.
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                         Steve Adams

 1    Q          A Raid log?
 2    A          Yes, RAID, R-A-I-D.
 3    Q          What's that mean?
 4    A          Risks, action items, decisions.
 5    Q          Okay.       And are there specific
 6    minutes, logs, action item notes about this
 7    decision to pay or not pay agents?
 8    A          I think there is a -- I think we
 9    likely logged a decision on a RAID log as we
10    were considering, you know, the question
11    regarding agent fees and probably logged
12    that on a RAID log.        It could be in meeting
13    minutes, but we do not have a requirement to
14    take detailed notes of every meeting and
15    discussion.
16    Q          Okay.       Would that decision also
17    be documented in maybe people's individual
18    communications, like personal emails you're
19    writing to one person outside this formal
20    structure?    Could that have happened?
21    A          It could have.
22    Q          Are you aware of any
23    communications like that?
24    A          Yes.    I would think that -- I'm
25    not aware of a specific communication, per
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 1    se, but I think it would be likely that we
 2    would have exchanged emails about agent
 3    fees.
 4    Q           Okay.      I'm going to ask you some
 5    kind of general questions here about
 6    branches.    You know, I understand you're in
 7    Columbus.    You're in the headquarters.      Are
 8    the people in the branches charged with
 9    making any policy decisions along any of the
10    areas we just discussed, or is all the
11    policymaking made there in the headquarters?
12    A           I want to -- can I maybe ask you
13    to clarify the question and how you define a
14    branch?
15                MR. BATES:      And what is policy?
16    A           And policy.
17    Q           Sure.      And I appreciate the
18    clarifying.    I'm happy to do that.      So I
19    guess what I was really trying to get at is
20    what is the division of authority on
21    decision making about general bank policies,
22    policies that are applicable across the
23    board at the bank.        And I'm asking does any
24    of that happen out in the field, at the
25    branch locations in the field, or does it
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                         Steve Adams

 1    all occur among your team there in Columbus,
 2    Georgia?
 3               MR. BATES:       I'm going to object
 4    to the form of the question.
 5               Answer if you can.
 6    A          I'm going to ask again, when you
 7    talk about branches, people use that term in
 8    different ways.        We have retail
 9    brick-and-mortar branches that do retail
10    consumer transactions, and there are
11    branches that might be a commercial banking
12    or private wealth office, you know, a
13    regional type -- not headquarters, but a
14    regional office where you might have a more
15    senior-type employee.
16    Q          Okay.       Maybe we should -- let's
17    see if -- I'm a little unclear on what
18    you're describing, so let's see if we can
19    get there together.        So in your annual
20    report it says you have 299 branches,
21    something like that, which I just
22    interpreted to be a simple small bank in a
23    small town with bankers and tellers, maybe a
24    big vault.    That's what I would consider a
25    branch.
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 1    A           Okay.
 2    Q           When you talk about these
 3    regional-type branches, are they meant to be
 4    bigger than a single sort of retail
 5    location?    And if so, what distinction are
 6    you drawing there?
 7    A           Simply that we may have -- as an
 8    example, we have an Atlanta office that is a
 9    -- that has a branch on the first floor, but
10    there are -- you know, the head of our
11    wholesale business spends a lot of time
12    there.    I don't consider that a branch
13    office.    It's just a -- it is a regional
14    building.    It's not a retail branch.      So I
15    wanted to draw the distinction if you mean
16    like a divisional head that might be our --
17    the president of our Alabama banking group
18    who is in the market but not necessarily
19    just a retail branch.        He could have input
20    into a policy decision from time to time.
21    As you clarified, I understand your question
22    to be about retail branches, and in general,
23    they would not be involved in making policy
24    decisions.
25    Q           Okay.      I appreciate the
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 1    clarification.      You know, this will sound
 2    like a dumb question, but when you guys were
 3    making the decision to pay or not pay PPP
 4    agents, did you consult anybody in the
 5    retail branches about that?
 6    A           No.
 7    Q           Okay.      Let me step back a little
 8    bit more here and ask about the 7(a) process
 9    in general.    So you described that the
10    director of SBA lending handles all 7s loans
11    for the bank, or is responsible for that,
12    right?
13    A           Yes.
14    Q           So I'd like to know I guess from
15    the customer's perspective, how does the
16    customer experience the application process?
17                MR. BATES:      Object to the form.
18    Q           I can make that a little clearer.
19    Let's say there's a customer out there that
20    thinks they want to get a 7(a) loan.        What
21    communications would they have with the
22    bank?    What work would they have to do back
23    and forth with the bank to get approved?
24    How does the bank sort of help that customer
25    get through the process in a traditional
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                         Steve Adams

 1    7(a) loan?    Just walk me through the steps.
 2                MR. BATES:    Again, I object to
 3    the form.    Ask one question at a time.
 4                MR. CASH:    Well, that's my
 5    question.
 6    Q           (By Mr. Cash) How does that
 7    process work?
 8                MR. BATES:    Answer if you know.
 9    A           Typically a customer would have a
10    relationship with a commercial banker or a
11    branch in the footprint, and if there is an
12    opportunity for an SBA 7(a) loan or an
13    interest in a 7(a) loan, that banker would
14    reach out to our SBA department, so that
15    person we called an SBA lender who is a
16    subject matter expert, and they would
17    capture information working with that
18    customer.    We use an Excel workbook for 7(a)
19    loans that captures a lot of the application
20    information that would be needed.
21    Q           You're telling me that the banker
22    would help the borrower fill out the
23    workbook in order to make the application?
24    A           Yes.   In some cases the client
25    may fill in some information.      In other
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 1    cases the banker may help that client in
 2    actually putting information into the
 3    workbook.    But ultimately that information
 4    is put onto an SBA document and signed by
 5    the customer.
 6    Q           So does the bank educate
 7    borrowers what about 7(a) is and what the
 8    requirements are to qualify?
 9    A           Yes.
10    Q           So how much time would you say
11    the bank spends on a typical 7(a)
12    application going back and forth with the
13    borrower?
14    A           I don't know that I could
15    estimate a time for that in hours or
16    minutes.    I don't know that I could give you
17    an accurate -- I can tell you it is not a
18    process that happens in minutes.        There's a
19    lot of information involved, and it takes
20    significant time.
21    Q           And has the bank -- in processing
22    7(a) loans, has the bank had a history of
23    dealing with agents in that process?
24    A           We do not.
25    Q           Okay.      Is that a blanket policy?
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 1    You just don't work with agents?
 2    A          Yes.    We do not typically work --
 3    to my knowledge, have not worked with agents
 4    on 7(a) loans.
 5    Q          Just to be precise here, your
 6    answer is, We have never worked with an
 7    agent on a 7(a) loan ever?
 8    A          I will not make that statement.
 9    Just given that I can't speak to forever in
10    history, I can't say that for sure.        Over
11    the past year, we have not worked with
12    agents.
13    Q          Okay.       And is there a written
14    policy, specific policy, that says this bank
15    does not work with these agents?
16    A          I would have to look into that
17    further.
18    Q          Who would be -- if there was, who
19    would be responsible for maintaining that
20    policy inside the bank?
21    A          It would likely be maintained by
22    our director of SBA.
23    Q          All right.       When it comes to the
24    PPP, would you say that the bank also acted
25    in the same way as it did with the 7(a)
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                         Steve Adams

 1    loans?   In other words, you said the bank
 2    would assist the borrowers in preparing an
 3    application.    Did that happen with the PPP?
 4    A           In a different way.    So obviously
 5    with 7(a) loans, typically it's a much more
 6    robust process with more time involved and
 7    we're not all working a hundred percent
 8    remotely.
 9                So with PPP, there's
10    substantially less information required.      So
11    we certainly assisted in the sense that we
12    provided communication to the customer
13    through our website, through email
14    communication broadly as we were making SBA
15    guidance aware -- making our customers aware
16    of that SBA guidance.     So I would say in
17    that sense we provided assistance, but not
18    in the same way you would for an SBA 7(a)
19    loan which requires, you know, much more
20    hand-holding or involvement probably.
21    Q           Well, that's kind of the word I
22    wanted to use.     How much hand-holding would
23    you say was involved between the bank and a
24    borrower on a typical PPP?
25    A           It varies.   I would say on a
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                         Steve Adams

 1    typical PPP loan there is not a lot of
 2    hand-holding required in the same sense that
 3    you would on a 7(a) loan.
 4    Q          Was the bank busy during the time
 5    when it was accepting PPP loans and
 6    processing them?
 7    A          I'm not sure I understand what
 8    you mean by busy.
 9    Q          How taxing was the PPP on the
10    bank's resources?
11               MR. BATES:    Object to the form.
12               You can answer if you know.
13    A          On which resources?
14    Q          That's a fair question.    I mean
15    in terms of people.     Was the bank mobbed
16    with applications?     Was the bank working
17    flat out to process PPP loans?
18               MR. BATES:    Object to the form.
19    A          Certainly the time involved in --
20    the time given between the guidance being
21    published and the start of the program
22    required a lot of work.     We had resources
23    available to support the program.     So I
24    would say that individuals involved were
25    busy but, you know, not in a way that is --
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                         Steve Adams

 1    it's different.        Right?    It's an adjustment
 2    working remotely and also processing
 3    applications.    But, yes, in general I'd say
 4    that we were busy.
 5    Q          Well, people were working until
 6    all hours of the night on these loans; isn't
 7    that true?
 8               MR. BATES:       Object to the form.
 9    A          In some cases there was a lot of
10    work at different hours to process loans.
11    Q          Okay.       I'm going to show you one
12    email I'm thinking about in particular.          Can
13    you see this document?          Can you see it in
14    general?
15    A          Not yet.       You're not sharing
16    quite yet or it's taking some time.
17    Q          What are you seeing?
18    A          Still seeing you.
19               MR. WIRT:       I'm able to see the
20    document so I don't know why they're not
21    seeing it.
22               MR. BATES:       Well, we can't see
23    it.
24               MR. CASH:       Okay.    Is it possible
25    that there's an option on the computer you
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                         Steve Adams

 1    might need to check into?
 2                MR. BATES:    I didn't understand
 3    what you just said.
 4                MR. CASH:    I'm just asking if
 5    maybe you need to look on the computer and
 6    see if it's a possibility.       The deposition
 7    notice worked.
 8                MR. PRATHER:    We haven't changed
 9    anything since you put the deposition notice
10    up, so it should work.
11                MR. CASH:    I'm going to stop
12    sharing it and share it again.       If that
13    doesn't work, I'll email it to your counsel.
14                I tried it again.     Did it work?
15                MR. WIRT:    For the record, Bill,
16    I'm able to see it again.
17                MR. BATES:    We don't have it,
18    Mr. Cash.
19                MR. CASH:    Maybe I can email it
20    to you and we can do it that way, or if you
21    want I can just read it to you.       We're going
22    to need to be able to see some of these
23    documents though.
24                MR. WIRT:    If the counsel there
25    has another laptop they can log in and join
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                         Steve Adams

 1    the Zoom meeting, because we're all able to
 2    see it.    So maybe instead of looking at that
 3    bigger screen, if somebody just has a
 4    laptop, they can log in and see the
 5    documents.
 6                    (Short recess.)
 7                MR. CASH:    Let me know when you
 8    guys are ready.
 9                MR. BATES:    We can't see the
10    whole document.
11                MR. CASH:    Yeah.
12                MR. BATES:    We can only see part
13    if it.    I'd like to see the whole document
14    before the witness answers questions.
15                MR. CASH:    I'm just trying to
16    show him this part.      I'll show him the whole
17    thing.
18                MR. BATES:    I think -- at least
19    my practice has always been that before you
20    show the witness a document, you show it to
21    the counsel.
22                The screens are frozen.
23                MR. CASH:    Are you talking about
24    the video?
25                MR. BATES:    You're back now.
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                         Steve Adams

 1                But this -- we can't scroll down
 2    through this document.
 3                MR. CASH:    Well, I'm going to
 4    scroll through this document.       I'm happy to
 5    show you.    It's an email from McClanahan.
 6    Don't think I'm -- I don't feel bound do
 7    show every single document -- every page of
 8    every document in this deposition.
 9                MR. BATES:    Well, I feel like you
10    are responsible to do that.       That's a
11    professional courtesy that we're used to in
12    the Northern District of Florida.       You show
13    the document to the witness after the
14    counsel has had an opportunity to look at
15    it.
16                MR. CASH:    I sure appreciate you
17    guys being willing to take this deposition
18    by video.    It's a hardship on everybody.
19    And what I'm going to do is I'm going to
20    email you guys each of these documents at
21    the end of the deposition.       I'm putting them
22    aside in a folder and I'll send them out all
23    at once.    You can see I've labeled this one
24    E4 at the top here.
25                MR. BATES:    I want to see the
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 1    document before you have the witness
 2    testify.
 3               MR. PRATHER:      Hey, Mr. Cash, why
 4    don't you go ahead and email them to us and
 5    I can print out copies and we'll have copies
 6    available here in the room with the witness?
 7               MR. CASH:      Well, I'm not going to
 8    do that because I don't know which exhibits
 9    I do and don't need to use, and I don't want
10    to tip my hand on what the exhibits are
11    before the time comes.
12               MR. BATES:      Well, then we're at a
13    stalemate.    I'm entitled to see the
14    documents before you ask the witness
15    questions about them.
16               MR. CASH:      All right.    I don't
17    agree.   I mean, I'm happy to show you the
18    two pages of this email.         It's pretty
19    uncontroversial.       There's page one.
20               MR. BATES:      I'm not going to take
21    your word for whether it's controversial or
22    not.   It's already obvious you don't want to
23    share the documents in advance.
24               MR. CASH:      That's correct.
25               MR. BATES:      So we'll do them one
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 1    at a time and I will look at them.
 2               MR. CASH:      Have a look.
 3               MR. BATES:      Thank you.
 4               MR. CASH:      We can make this as
 5    slow and painful as you like.        That's fine.
 6    But you're going to have to sit there by the
 7    witness then and you're going to have to
 8    read every page.       If that's how you want to
 9    do it, that's fine.
10               MR. BATES:      Will you roll back to
11    Page 1?
12               MR. CASH:      Sure.
13               MR. BATES:      Okay.   You can go
14    ahead.
15               MR. CASH:      I do appreciate the
16    advice on professional courtesy.         I
17    obviously need it.
18               If everybody is ready, I'd like
19    to go on with my deposition.
20    Q          (By Mr. Cash) Okay.       Mr. Adams,
21    we were talking about how busy the bank was.
22    Do you remember those questions before our
23    break?
24    A          Yes, sir.
25                       (Exhibit E4
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 1                           was marked
 2                  for identification.)
 3    Q           Okay.      So I just wanted to
 4    introduce Exhibit E4, which you see -- which
 5    you have there on the computer in front of
 6    you.    So I'm just showing you that this is
 7    an email chain.        The second page here is
 8    from Rick McClanahan, vice president,
 9    Pensacola, Florida.
10                Do you see that?
11    A           I do.
12    Q           Okay.      Do you recognize him?
13    A           I don't know Rick.
14    Q           Okay.      All right.   It says here
15    it's known as the number one most reputable
16    bank.    And it's addressed to borrowers, as
17    far as I can tell.        Mr. McClanahan is
18    saying, "I want to thank each of you for
19    your patience as we chartered these new
20    waters together.        The first round of the PPP
21    was stressful for all of us."
22                Would you agree with that
23    statement?
24    A           I think it would -- many people
25    would say that it was stressful given the
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 1    urgency and short timing.
 2    Q          He goes on and he says, "I know
 3    many of you were losing sleep because we
 4    were talking on the phone at 11:00 and 12:00
 5    at night either getting your application
 6    ready or discussing the mechanics of these
 7    funds."
 8               Do you see that?
 9    A          I do see that.
10    Q          Okay.       So when you said the bank
11    was busy, this is the type of activity that
12    you were talking about?
13    A          Yes.    It's -- yes.
14    Q          Okay.       I mean, it looks like to
15    me the bank was totally crushed with
16    applications; is that fair?
17               MR. BATES:       Object to the form of
18    the question.
19    A          I'm not sure what you mean by
20    "totally crushed."
21    Q          Well, would you say the bank was
22    extremely overloaded with these applications
23    in this short period of time that you
24    mentioned?
25               MR. BATES:       Object again.
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 1    A          Yeah.       Again, when you say
 2    "overloaded," I'm not -- there were a lot --
 3    there were a lot of applications, but that's
 4    a relative term, and it certainly didn't
 5    overload our systems.        But there's a time
 6    component so there's a significant desire to
 7    serve as many customers as possible, and
 8    there was uncertainty around the timing that
 9    funds would be available so our bankers
10    moved with urgency.        And unknowns can create
11    tension and stress.
12    Q          I mean, you're familiar with the
13    fact that the CARES Act money in run one
14    completely ran out across the country,
15    right?
16    A          Yes.
17    Q          And wasn't it true that there was
18    a general impetus in the banking industry to
19    get loan applications through fast so the
20    customers could get funded before that pool
21    of money ran out?
22    A          That's fair, yes.
23    Q          He says here in this email,
24    "We're still processing PPP applications as
25    they trickle in.        We would consider this
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                         Steve Adams

 1    process a success for our clients, having
 2    funded over 19,000 applications to date."
 3               How does that compare with the
 4    workload for the SBA team say in a
 5    comparable six-week period prior to the time
 6    that the PPP was enacted?
 7    A          It's an apples-and-oranges
 8    situation.    The process of originating PPP
 9    applications is very different than the
10    process of originating an SBA loan, and it's
11    an entirely different and expanded staff.
12    Q          Okay.       All right.   I'm done with
13    that.   And like I said to the lawyers, I'm
14    going to put that in a folder here and I'm
15    going to send you everything that I use with
16    this witness at the end of this deposition.
17    I will send them to the court reporter of
18    course.
19               So just to get a little more
20    color on the application process, how does
21    the borrower in a PPP loan communicate with
22    the bank in the application process?         I'm
23    kind of asking you to tell me what are the
24    steps the borrower would take in dealing
25    with the bank from start to getting funded.
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 1    A          I would say in some cases they
 2    may -- it depends on the borrower.     These
 3    loans ranged in size from a thousand dollars
 4    to, you know, multimillion dollar loans.       So
 5    their knowledge and level of relationship
 6    with a dedicated relationship manager would
 7    vary.   In some cases they would have
 8    dialogue with the relationship manager.     In
 9    some cases they would get information we put
10    on our website or that they received through
11    email communication.     And other than that,
12    it would be through our online process,
13    information posted there with instructions
14    and tips for what's required as you apply.
15               And then through the process
16    there would be the ability to -- at certain
17    stages of the process, the customer could
18    have responded to an email that they
19    received that would have gone to an email
20    box where they could -- we would have a team
21    that would answer those questions.     Other
22    cases they might have to -- they may be able
23    to call our customer care center.     And then
24    other customers may choose again to go
25    through their relationship manager.
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 1    Q          Their relationship manager, you
 2    said?
 3    A          Yes.
 4    Q          And would that be a person that
 5    sits in a retail branch?
 6    A          Not necessarily, no.
 7    Q          Okay.       Where else would they be?
 8    A          They might be in a commercial
 9    banking office.
10    Q          Okay.       Do you know about how many
11    people at the bank worked on the loans --
12    worked on the application process bringing
13    these loans in and trying to validate and
14    process them?
15    A          I would need to clarify.       Do you
16    mean any -- we had multiple work cues,
17    different groups that had a different
18    responsibility to include the development of
19    the portal from a technology perspective all
20    the way through closing and funding and
21    communication.     So do you mean directly
22    reviewing applications at some stage of
23    work?
24    Q          I see what you're saying.       Maybe
25    you can break it down for me.        I'm primarily
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 1    interested in those who would have had
 2    interaction with borrowers.
 3    A          Yes.    I would say around 400
 4    people -- and this is an estimate -- that
 5    would have had some likelihood of having an
 6    opportunity to interact with a client, but
 7    the need to interact with a client might
 8    vary.
 9    Q          Did you have people working
10    overtime in this capacity?
11    A          A few.      Many team members are
12    exempt and would not have necessarily had
13    hourly tracking.
14    Q          When you say "a few," who had
15    overtime and for what roles are we talking
16    about?
17               MR. BATES:      Object to the form.
18               If you understand the question,
19    go ahead and answer.
20    A          The specific roles, it could have
21    been in a few different stages of the
22    process.   We had a group that reviewed the
23    online portal submissions and would have,
24    you know, made sure that the information was
25    accurate and matched it to a customer on our
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                         Steve Adams

 1    system and processed it forward to send the
 2    initial email to clients.        That was kind of
 3    the first step in the process where they
 4    would attach required documents, fill out
 5    some things on the SBA form, and send it
 6    back to us.    So that first stage was
 7    probably the most likely to have a team
 8    member that was nonexempt and may have
 9    incurred overtime as result of their work.
10    Q          Are those the processors?
11    A          We would use the term "processor"
12    generically in this program because we
13    pulled team members in from other roles.
14    There's not a job title for these
15    individuals, per se.     So the term
16    "processor" is used very generically.
17    Q          Who were the kinds of people that
18    were pulled in from other roles?
19               MR. PRATHER:    Can you repeat
20    your question?
21               MR. BATES:    I'm having trouble
22    hearing you, Bill.     That's why I asked.
23               MR. CASH:    Sure.     And to be
24    honest, you're getting a little blurry so
25    I'm wondering about your connection or mine.
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                          Steve Adams

 1                MR. BATES:      It's probably yours.
 2                MR. CASH:      Yeah, it probably is.
 3    Q           (By Mr. Cash) So I'm asking --
 4    you said that you had other people that were
 5    pulled in from other roles to help in this
 6    generic processor role for PPP.        So what
 7    kinds of people were pulled in?
 8    A           We used -- to be honest, it was
 9    broad.   We utilized commercial bankers.         We
10    utilized portfolio managers and, in some
11    cases, underwriters.        We had branch managers
12    in a limited capacity in some cases who were
13    involved.    We utilized our commercial
14    assistants for part of the process.        Of
15    course our SBA team, in addition to their
16    day job of processing traditional 7(a)
17    loans, would have been involved in
18    processing these loans as well and
19    supporting that.
20    Q           Okay.      So just so I'm clear, the
21    workload on the bank was so heavy that you
22    pulled people out of their regular jobs to
23    step in and serve as PPP processors because
24    there was that much work to do?
25                MR. BATES:      Object to the form.
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                          Steve Adams

 1    A           I would say that differently,
 2    that the demand and requests during this
 3    period of time from our clients shifted as
 4    well.    So there was -- this was the greatest
 5    need for the majority of our clients in the
 6    small business and commercial segment, and
 7    so we responded to that by having that team
 8    support it as well.
 9    Q           Do you have any idea of the
10    number of hours that were expended in
11    accepting, reviewing, and processing PPP
12    loans?
13    A           I could not calculate an estimate
14    of total man hours.        No, sir.
15    Q           Okay.      Do you have an idea of
16    what it would take to do one loan?
17    A           Can you repeat the question?
18    Q           Sure.      When it comes to
19    communicating with the customer about the
20    rules and the requirements, accepting the
21    information from the customer, reviewing it,
22    quality checking it, validating it, whatever
23    steps are involved there in getting that
24    loan to finally be funded, do you have an
25    idea of workload involved for that -- for
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 1    one loan?
 2    A           It would vary widely because of
 3    the size and complexity of a borrower, the
 4    quality of the financial information they
 5    provided.    But, yes, in general I understand
 6    the steps and the time it may take.          Yes.
 7    Q           And so what's your estimate
 8    there?
 9    A           Again, I'm not telling you that I
10    could give you an estimate on the time.           I'm
11    sorry.   That's -- I understand the work
12    involved.    I'm not sure I can tell you a
13    predictable time it would take because
14    there's unknown variables.
15    Q           Who would have that information?
16    A           I don't believe it's a question
17    that can be answered in the way you've asked
18    it.
19    Q           Okay.      How would you get that
20    information?
21                MR. BATES:      Object to the form.
22    You want this witness to speculate?
23                MR. CASH:      I think it was a
24    pretty straightforward question.
25                MR. BATES:      I know you do.    I
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                         Steve Adams

 1    object.
 2    A           Let me try to answer it this way.
 3    The process of the first stage of a client
 4    submitting their online form and our team
 5    reviewing that and saying -- if the customer
 6    gave us their appropriate tax ID number and
 7    business name and account number, that's
 8    very straightforward and there's not much
 9    review time involved in that.    Some clients
10    may have mistyped information, and so the
11    process to go through the high volume would
12    take a little bit of time at that first
13    stage.    So for some clients it could be 30
14    seconds.    For some clients it could be two
15    days because it would require communication
16    with that client in some cases to confirm,
17    and we can't predict the time that that
18    would take to hear back.
19                Similarly, I cannot tell you a
20    specific timeline involved for the customer
21    to upload all of the documents in the second
22    stage that might be required.    Some clients
23    may be ready to provide that immediately.
24    Some may take longer.
25                In the underwriting stage, what
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                         Steve Adams

 1    we called reviewing the loan, it's not
 2    really underwriting but reviewing the loan
 3    amount calculation.     Again, if we have clear
 4    records, that could take, you know, one to
 5    two hours.    If there's missing
 6    documentation, you could be waiting two days
 7    to hear back from the client, and in some
 8    cases much, much longer at that stage of the
 9    process.   Some more complex businesses may
10    take more than one to two hours if there's,
11    you know, a large number of employees and
12    lack of quality information.         I can't
13    venture an estimate.     It could be five to
14    six.   Some may take seven to eight hours if
15    it's very, very complex.         That would be a
16    speculative-type estimate.
17               And then the closing and funding
18    process is fairly straightforward, dependent
19    heavily on the customer returning their
20    documents, and in some cases there's issues
21    with the SBA system that would impact the
22    timing, and that's completely outside of our
23    control.
24    Q          Suffice it to say, it's easier on
25    the bank if the financial information that's
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                         Steve Adams

 1    provided by the borrower is complete, is
 2    accurate, and is correct.        That puts less
 3    burden on the bank; isn't that true?
 4               MR. BATES:       Object to the form.
 5    A          I would say not necessarily
 6    because our -- we have a requirement on
 7    every application to confirm borrower's
 8    calculation regardless.        So we have to go
 9    through that process regardless of the
10    quality of the information.
11    Q          But to follow that a little
12    further down the trail, then, if the
13    calculation is correct, you can move on to
14    the next stage.        If the calculation is not
15    correct, then the bank has to do the work
16    talking back to the borrower and trying to
17    get numbers sorted out; isn't that correct?
18    A          Ultimately our obligation was to
19    confirm the calculation, not to reconcile it
20    to the penny.    So it becomes a process of,
21    you know, is the right documentation there
22    and can we support the loan amount.        It's --
23    there's not a requirement that we reconcile
24    every loan application to the penny on the
25    calculation.
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 1    Q           Sure.      But I guess that doesn't
 2    really -- and I appreciate that, but that
 3    doesn't really get to where -- you know,
 4    what is the outcome if the calculation is
 5    correct versus the outcome if the
 6    calculation is incorrect?         I guess here's my
 7    question.    If the calculations are wrong and
 8    the bank can't fund the loan, doesn't that
 9    involve the bank having to go back to the
10    customer and work the problem out?
11    A           The calculation itself is
12    actually not difficult.        It's two and a half
13    times average monthly payroll.         What would
14    create time sometimes is around
15    interpretation, you know, around
16    eligibility.    Is the business type eligible?
17    Are certain types of compensation to be
18    included in average monthly payroll?         And
19    confirming the customer understands those
20    requirements.
21    Q           And which roles of the bank would
22    have that job of dealing with eligibility
23    issues with the customers?         Would that be
24    the team of generic PPP processors as you
25    called them?
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                         Steve Adams

 1    A          That would be -- we typically
 2    would have referred to that stage as
 3    underwriting, but it's actually loan amount
 4    validation is what they are doing.         Again,
 5    they are not -- the obligation for
 6    certifying eligibility was the customer's
 7    obligation.    However, there is a -- you
 8    know, we would still review that to make
 9    sure that we are not originating
10    applications where the customer's
11    understanding of eligibility is maybe not
12    consistent with how we view the CARES Act.
13    Q          Okay.       I want to apologize.   I
14    guess I'm not following.         You're saying that
15    the burden on eligibility is ultimately on
16    the customer.    The bank checks anyway just
17    to make sure it's not submitting a
18    fraudulent application or something; is that
19    right?
20    A          That's right.       And they're our
21    customers and so we want to lift up and make
22    sure they're aware if we see a disconnect in
23    eligibility.
24    Q          If you saw such disconnects, you
25    contacted your customers and tried to
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                          Steve Adams

 1    explain them and work them out, right?
 2    A           We would reconcile and try to
 3    work through any discrepancies, yes.
 4    Q           Okay.      And that involved a cost
 5    on the bank in terms of hours and data?
 6    A           It would.
 7    Q           And how could we quantify or
 8    measure that?
 9    A           I think it would be very
10    difficult to quantify that in any kind of
11    meaningful way that's consistent.
12    Q           Would there be records of those
13    kinds of communications, for example, like
14    emails?
15    A           There would likely be emails
16    between the team members working in that
17    part of the process and customers.
18    Q           And would those be in the system
19    then?
20    A           Would they -- I'm sorry.      Would
21    they be in the system?        Is that your
22    question?
23    Q           Yeah.      Would you have a system
24    that captures those communications that we
25    could refer to if we needed?
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                         Steve Adams

 1    A          Yes.
 2    Q          If you had exceptions or errors
 3    or questions on an application, was there a
 4    code or a flag on the application that was
 5    placed or triggered by anybody?
 6    A          I don't know if I would call it a
 7    code or a flag, but we had a way to identify
 8    loans not around eligibility, per se, but
 9    around is the information from this
10    applicant, does it match our system, can we
11    identify that they are a Synovus customer.
12    Q          Would the bank benefit from an
13    application that is clean and doesn't have
14    errors on it compared with an application
15    that's going to require the bank to go back
16    and reconcile issues with the borrower?
17    A          Can you ask that question again?
18    Q          Yeah, sure.    Would the bank
19    benefit from receiving a clean application
20    that is properly eligible, has the correct
21    calculations, and is supported with all the
22    right documents versus receiving an
23    application that might not be eligible,
24    might have bad calculations, might be
25    missing necessary supporting documents?
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 1    A           We would be able to process that
 2    application more quickly.
 3    Q           Okay.      Wouldn't that mean then
 4    there would be more time to process another
 5    application for a different client?
 6                MR. BATES:      Object to the form.
 7    A           It may mean that.      There are
 8    certainly other considerations as well
 9    around availability of funds and that sort
10    of thing that are unknown.        But it would
11    make easier -- the processing is easier if
12    all the documentation is there the first
13    time.
14    Q           Okay.      And I guess that's what
15    I'm getting at.        So that would mean that you
16    would have freed up some labor resources to
17    work on a different application which would
18    allow the bank to do more business if
19    applications coming in are correct; is that
20    not true?
21                MR. BATES:      Object to the form.
22                Answer if you can.
23    A           Yes.
24    Q           I'm going to ask a little bit
25    about your systems.        I'm switching gears a
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 1    little bit.
 2               When it comes to communication
 3    with borrowers, is there a company email
 4    system that the bank operates?
 5    A          Yes.    We use Outlook.
 6    Q          And do you have an email or
 7    document pertaining to the policy that
 8    discusses which emails should be saved and
 9    for how long?
10    A          We do have a document retention
11    policy.   I cannot tell you that I have a
12    detailed knowledge or that I've studied that
13    policy.
14    Q          Sure.       Is the whole company on
15    the same system to your knowledge?
16               MR. BATES:       I can't hear you.
17    A          Could you repeat the question?
18    I'm sorry.    We lost you for one second.
19    Q          Sure.       Is the whole company on
20    one system, or is it possible that different
21    divisions or different locations are on a
22    different system?
23    A          We have one email system.
24    Q          Do you know if people in
25    headquarters would have insight into emails
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                          Steve Adams

 1    that are sent and received by relationship
 2    managers?
 3                MR. BATES:      We can't understand
 4    you, Bill.
 5                MR. CASH:      Is it an audio problem
 6    or a language problem?
 7                MR. BATES:      Audio.   Well,
 8    language sometimes, but that time it was
 9    audio.
10    Q           (By Mr. Cash) I'm asking if
11    people in headquarters have the ability to
12    get insight to read the emails that are sent
13    by the people in the branches?
14    A           I think if necessary that could
15    be done.    It's not done in the ordinary
16    course of business.
17    Q           Okay.      Have you done that at all
18    in connection with Sport & Wheat or any
19    claims in this case?
20    A           Yes, as it relates to this
21    matter.    As I mentioned earlier, in our --
22    with what information we have, could find,
23    you know, two matters of correspondence with
24    a relationship manager that appears to have
25    come from Sport & Wheat.
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 1    Q           Okay.      Let me ask about cell
 2    phones.    Does the bank issue cell phones to
 3    its employees to use?
 4    A           Generally, no.        We have a
 5    bring-your-own-device policy.
 6    Q           Okay.      Does the bank consider
 7    that text messages sent from cell phones in
 8    the course of doing business are actually
 9    bank records?
10    A           I'm not sure when you say "does
11    the bank consider."        You know, that may be
12    outside my realm of expertise to know what
13    we consider communication.          Yeah.    I can't
14    answer your question.
15    Q           Well, when you say people bring
16    their own device, are you saying that people
17    in the bank are permitted to use their
18    personal phones to text customers in the
19    furtherance of company business?            Is that
20    allowed?
21    A           No.   We have a policy that
22    communication with customers should not take
23    place with text.
24    Q           Okay.      Nevertheless you're aware
25    that it occurs, right?
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 1    A           Yes.
 2    Q           Okay.      In this case, have you
 3    reached out to everyone in the company to
 4    find out if they have any text messages
 5    involving this?
 6                MR. BATES:      Again, the tail end
 7    of your question disappears on the audio.
 8    Q           (By Mr. Cash) I'm asking if the
 9    bank has taken the opportunity to search for
10    text messages that are relevant to this
11    case.
12                MR. BATES:      I think at this point
13    let me interject for the record that we have
14    asked and you have offered but not provided
15    information about the borrower or whoever
16    the borrower might be, so it is impossible
17    for that to be identified.        I last followed
18    up on your request -- pardon me.        I last
19    followed up on the offer contained in your
20    documents that you would provide the name or
21    names of borrowers by email to you on June
22    2nd.    We don't know who the borrower is or
23    where they are, and the bank has 5,000 plus
24    employees.    The suggestion that somehow or
25    another we're supposed to know what's on all
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                         Steve Adams

 1    those phones regardless of any way to narrow
 2    the search is both unreasonable and totally
 3    beyond the scope of a sixteen-hundred-dollar
 4    claim.   So I'm going to say at this point in
 5    time the bank has not done that because the
 6    bank cannot do that.     And whatever
 7    assistance you could have rendered, you've
 8    elected not to give us even though you
 9    offered it initially.
10    Q          (By Mr. Cash) Mr. Adams, what's
11    your answer to my question?
12    A          I'm going to ask you to ask it
13    one more time, please.
14               MR. CASH:    Maybe the court
15    reporter could read it back.
16                      (Record read.)
17    A          No.
18    Q          Has the company put a litigation
19    hold in place for documents that relate to
20    this case?
21    A          Yes.
22    Q          And what's the scope of the hold?
23    Who was it communicated to and what was
24    communicated?
25               MR. BATES:    I think that's beyond
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 1    the 30(b)(6) instructions.
 2                You can answer if you know.
 3    A           I only -- I could say that I know
 4    I'm included.      I know that a couple other
 5    people from our steering committee, I
 6    remember their names being on the hold
 7    notice.   But I can't say that's the general
 8    scope because I did not study that.
 9    Q           Do you know if it went to -- made
10    it down to the retail branch funnel?         You
11    don't know one way or the other?
12    A           I don't recall.
13    Q           Okay.      But it is possible that
14    there are other people in the same position
15    as Sport & Wheat in other states and other
16    branches beyond the one Sport & Wheat used
17    who believe they have a claim for agent fees
18    in connection with the PPP, correct?
19                MR. BATES:      Object to the form.
20    A           Is it possible?       Is that your
21    question?
22    Q           Yes.
23    A           Yes.    It would be possible that
24    there would be others with that question.
25    Q           Okay.      And do you know if the
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 1    bank has taken steps to try to identify if
 2    such people exist?
 3    A          Yes.    We asked for any
 4    communication received regarding agent fees
 5    to be directed to our general counsel's
 6    office, and so I'm aware of occurrences
 7    where such communication was directed.
 8    Q          Okay.       Who did those agents
 9    communicate with inside the bank?
10               MR. BATES:       I'm sorry I keep
11    saying this, Bill, but your questions break
12    up.
13               MR. CASH:       I apologize.   I'm
14    going to try to get even closer and see if
15    that -- if that doesn't help.
16    Q          (By Mr. Cash) Okay.       You're
17    saying there are people who say they claim
18    agent fees.    Who did they make the
19    communication to at the bank about this
20    request?
21    A          That would have gone to Neil
22    Kinnebrew in our general counsel's office.
23    Q          Okay.       You're telling me that an
24    agent like Sport & Wheat communicated
25    directly with the general counsel?
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 1               MR. BATES:       Object to the form of
 2    the question.
 3    A          It may have been in the form of a
 4    relationship manager who received the
 5    question passing it along to our general
 6    counsel, to Neil to respond for Synovus.
 7    Q          Okay.       Could you spell Neil's
 8    last name for me?
 9    A          I can try from memory.
10    K-I-N-N-E-B-R-E-W.
11    Q          Thank you.
12               Okay.       So I'll just tell you in
13    the bank's filings in the court, the bank
14    has said that there were only nine people
15    that it is aware of that asked about agent
16    fees.   And I'm wondering if those
17    communications are the ones you're
18    describing that are in possession of
19    Mr. Kinnebrew.
20    A          Yes.    That's what I am referring
21    to.
22    Q          Okay.       But how did the bank
23    gather those nine people?        I mean, I'm
24    thinking the most thorough way, for example,
25    would be to shoot an email to everyone in
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 1    the company saying we're looking for
 2    information on this.     Did that happen or did
 3    something else happen?
 4               MR. BATES:    Object to the
 5    question, to the form, and it's beyond the
 6    30(b)(6) description.
 7               To the extent the witness knows,
 8    you may answer.
 9    A          I believe with the information we
10    have being the name Sport & Wheat, we likely
11    did an email search to identify any email
12    regarding that firm.
13    Q          But how did you guys find the
14    other eight people who asked about agent
15    fees?   What was done to identify those
16    people.
17               MR. BATES:    Again, I reiterate
18    it's beyond the 30(b)(6) instructions.
19               To the extent you know the
20    answer, that's fine.
21    A          I believe we asked for any
22    communication received, when it was
23    received, to be sent to our general
24    counsel's office to help address those
25    questions.
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 1    Q          Okay.       We're getting somewhere.
 2    But what I want to know is when you say "we
 3    asked," who did you ask?
 4               MR. BATES:       Again, 30(b)(6)
 5    definitions don't include this.
 6               Answer if you know.
 7    A          I don't know.
 8               MR. CASH:       Okay.   All right.
 9    Just for the record, that was topic 1F, the
10    bank's communications with PPP agents and
11    requests for information from PPP agents for
12    PPP loans.    So it was a topic that we asked
13    him to appear on.
14               MR. BATES:       You presume -- pardon
15    me.
16    Q          (By Mr. Cash) Is there any other
17    information you might have on that topic at
18    all other than what you've told me?
19               MR. BATES:       The bank didn't
20    recognize PPP agents.
21               MR. CASH:       I'd like to hear it
22    from the witness.
23               MR. BATES:       Yes, sir.
24    A          Can you restate the question?
25    Q          (By Mr. Cash) Sure.        One of our
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 1    topics was the bank's communications with
 2    PPP agents and requests for information from
 3    PPP agents for PPP loans.         And my question
 4    simply is what else can you tell me about
 5    that topic.
 6    A           I can tell you that we would not
 7    have had communication with PPP agents
 8    because we did not have a transaction where
 9    an agent was involved.
10    Q           Well, Sport & Wheat was a PPP
11    agent.
12    A           We don't have record of Sport &
13    Wheat or any other firm being a PPP agent in
14    a PPP loan through Synovus.
15    Q           Okay.      Just so I'm clear, is it
16    the bank's -- you're testifying on behalf of
17    the bank.    Is it the bank's knowledge -- are
18    you saying in the bank's information then it
19    does not know anything about what Sport &
20    Wheat had to do with any of the loans that
21    the bank funded?
22    A           With the information that we have
23    right now, we're not aware of Sport &
24    Wheat's involvement on a PPP transaction.
25    Q           Okay.      Understood.
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 1               I want to talk a little bit about
 2    your systems again if that's okay.         So does
 3    the bank have a system that tracks the files
 4    for loans made under the PPP?
 5    A          Can you say more what about you
 6    mean "tracks the files"?
 7    Q          I guess all I'm really asking is
 8    the kind of foundational question of do you
 9    have a computer or mainframe or database
10    where you maintain your records of PPP
11    loans?
12    A          Yes.
13    Q          Okay.       And I want to know is
14    this -- I'm going to assume this is not a
15    new system you guys invented just for the
16    PPP given the timeframe.         Is that true?
17    A          I can't answer the question in
18    that form.    Just there are -- I will
19    clarify.   We did use existing systems in a
20    way that was different than we have used
21    them in the past to fulfill this program.
22    We also did use new software and new
23    technology in this program that we had not
24    used before specifically to transfer
25    documents securely from the customer to the
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 1    bank.
 2    Q           Are we talking about the portal
 3    there?
 4    A           An element of the portal, yes.
 5    Q           Okay.      Well tell me about the
 6    existing systems that you used to fulfill
 7    the PPP.    What are the names and what do
 8    they do?
 9    A           We would have used our website,
10    Synovus.com, to capture information and
11    provide information to the customer through
12    the original submission.          We would have used
13    Salesforce for internal processing of the
14    loan.    We would have used DocuSign to
15    securely receive documents and send
16    documents to the customer, also for the
17    execution and signing of those documents
18    electronically.        The loans are booked to our
19    Core system.
20    Q           Say that again.
21    A           The loans are booked to our Core
22    system like any other loan.          Those would
23    be -- and then, you know, we would have used
24    email for communication.          Those would be the
25    primary systems that come to mind.
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 1    Q          Okay.       The Core system, can you
 2    tell me a little bit more what about that
 3    means, what that is?
 4    A          It's just our bank mainframe,
 5    FIS.
 6    Q          Okay.       So when it came time to
 7    write PPP loans, you stored them on a system
 8    that stored other loans?
 9    A          Did you say "scored"?
10    Q          Stored, processed.       I'm asking
11    where physically are the records of what the
12    loans were.    That's the mainframe; is that
13    right?
14    A          Yes.    I'm sorry.     Stored,
15    S-T-O-R-E-D, is what you said.        Yes, the
16    loan was -- the loan data is ultimately
17    stored on FIS.
18    Q          Okay.       Is there a way to pull
19    loans from that system and know that we're
20    pulling loans that were written under the
21    PPP versus some other program or some other
22    process of the bank?
23    A          Yes.
24    Q          Okay.       I mean, I assume they
25    carry a code or a flag of some kind?
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 1    A          Yes.
 2    Q          Okay.       And what's the name of the
 3    person or the department who has authority
 4    over that system?
 5    A          Who has -- I'm sorry.       Did you
 6    say who has authority on that?
 7    Q          Right.       Who is responsible?
 8    A          Our technology department.
 9    Q          Okay.       And is that located there
10    in Columbus?
11    A          There are team members many, many
12    places.   We have multiple offices.
13    Q          Okay.       When you talk about -- you
14    mentioned email being a possible
15    communication for PPP loans.        Is there a
16    filing system for those emails?
17    A          That's outside of my technical
18    knowledge around a filing system for emails.
19    Q          Okay.       Let me see if I can come
20    at it another way.        You've got the loans
21    booked on the Core system.        Let's say six
22    months from now I want to go back and see if
23    there were email transactions in connection
24    with a specific loan.        Would there be a way
25    to do that?
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 1    A          The only way I would know to do
 2    that is to search email through technical
 3    means that our IT department would have to
 4    assist with using information about the loan
 5    as a search criteria.
 6    Q          Okay.
 7    A          But I would say I am not an
 8    authority on email search functionality
 9    across the enterprise.
10    Q          I appreciate that.        Do you know
11    though -- are you an authority on this?         Is
12    there a policy that says when we write a
13    loan, we need to track all the
14    correspondence that led up to that loan in a
15    file of some kind?
16    A          Not in the manner that I
17    understand you to be describing.
18    Q          Okay.       Is there any policy that
19    requires to save correspondence in
20    connection with a loan?
21    A          I would need to review our
22    document retention policy and other policies
23    to answer that question.         At this point I
24    have not researched that.
25    Q          Okay.       Understood.   So let's talk
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                         Steve Adams

 1    about your policy for paying or not paying
 2    agents in connection with PPP.        For the
 3    record, I guess I'd just like you to state
 4    what is the bank's policy on whether to pay
 5    agents in connection with PPP.
 6    A          We do not pay agent fees and do
 7    not have agents involved in our loan
 8    process.
 9    Q          And when that decision was
10    reached, was there any consideration of how
11    not paying agents might affect the
12    profitability of the bank?
13    A          I'm sorry.       Can you ask that
14    again?   I just want to make sure I'm
15    interpreting your question the right way.
16    Q          You said you were present when
17    the bank made the decision not to pay PPP
18    agent fees.    You personally were involved in
19    that decision, right?
20    A          Yes.
21    Q          Okay.       So I guess what I'm asking
22    is when that decision was reached, did the
23    bank take its own profitability into account
24    in making that decision?
25    A          We would have considered whether
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 1    there would be processing benefit and time
 2    considerations in whether or not agents were
 3    used.
 4    Q          Okay.       But saving that time and
 5    that benefit would drop down to the bank's
 6    bottom line, right?
 7               MR. BATES:       Object to the form.
 8    A          It would be unclear at that point
 9    in time because our obligation is to review
10    every application and confirm the
11    documentation and the loan amount regardless
12    of whether there was assistance in the
13    application.
14    Q          Okay.       But did the bank take into
15    account the fact that agents could feed the
16    bank cleaner applications and could
17    therefore permit the bank to process more
18    loans and make more money?
19    A          Not in the sense that you've
20    asked the question about processing more
21    loans.
22    Q          Well, in what sense?
23    A          I would say in the sense of the
24    time that it may take from an efficiency
25    standpoint but not in processing more loans,
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 1    per se.   There's, you know, a general
 2    understanding that there's uncertainty
 3    around just a lack of understanding how many
 4    applications would be ultimately processed
 5    and how much time would be involved, but I
 6    wouldn't say that the consideration was
 7    whether we'll be able to do 2000 or 10,000.
 8    That wasn't really the consideration in that
 9    decision.
10    Q           Okay.      But the bank was aware
11    that agents could help the bank by providing
12    it higher quality applications.         That was
13    part of the process that you guys went
14    through when you decided not to pay agent
15    fees.
16                MR. BATES:      Object to the form of
17    the question.
18                Answer it if you understand it.
19    A           I would say that was at best a
20    secondary consideration.
21    Q           Okay.      Are there any
22    considerations that went into that decision
23    that we have not discussed?
24                COURT REPORTER:       Repeat the
25    question.    I'm sorry.
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 1    Q          (By Mr. Cash) You said that was a
 2    secondary consideration.         I just want to
 3    know are there any considerations that went
 4    into the decision to pay or not pay agent
 5    fees that we have not already discussed in
 6    this deposition, and if so, would you tell
 7    me what they are?
 8    A          I would say the considerations
 9    were around -- first around what would be
10    necessary in the process to complete an
11    application.    Right?      The documentation
12    requirements were fairly straightforward.
13    It's documents our customers would have or
14    have access to.        You know, the ability to --
15    would our customers be able to complete the
16    two-page application with the information
17    that they have available, and would we be
18    able to confirm that information without the
19    assistance of any sort of third party?          And
20    so for us -- and I would say also our
21    existing business practice of not utilizing
22    agents was probably part of that
23    consideration.     And then I'd say that the
24    fact that there wasn't a legal requirement
25    to do so probably was a consideration as
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 1    well.
 2    Q           Okay.      Let me ask you about that.
 3    I'm going to show you the Federal Register,
 4    the interim final rule number one for the
 5    PPP.    This is another document.       I hope
 6    you'll be able to look at it.
 7    A           Is it okay if we take a restroom
 8    break while you do that?
 9    Q           Absolutely.
10                    (Short recess.)
11    Q           Okay.      All right.   Are you seeing
12    the document?
13    A           Yes, sir.      I see it.   It's very
14    small, but I do see it.
15    Q           Okay.      Well, I will zoom in on
16    it.    Let me identify it for the record.
17    This is Exhibit L3, and this is a copy of
18    the Federal Register from April 15, 2020.
19    This was the interim final rule for the PPP.
20                        (Exhibit L3
21                           was marked
22                  for identification.)
23    Q           I know you already mentioned
24    this.    You're familiar with this ruling
25    generally.    You know this rule exists,
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 1    correct?
 2               MR. BATES:       I'm sorry but your
 3    audio is garbled.
 4    Q          (By Mr. Cash) I'm just asking if
 5    you're aware of this rule at all.        Yes or
 6    no?
 7    A          I've reviewed all of the interim
 8    final rules.    The number and content, I
 9    would need a reminder on the number and
10    content.
11    Q          And we're going to go there.
12    That's all I wanted to get at is just to
13    make sure that you're the guy and you're
14    aware of the rule.
15               Okay.       So I'm going to take you
16    to the part of the rule that is relevant to
17    this case.    I'm sure you've seen it.      I'll
18    move ahead to Page 6.        I will zoom in for
19    you.   This is the lower left.       We're looking
20    down here at the very lower left under
21    Paragraph C.    So this is in our complaint.
22    Everybody in this litigation is aware of
23    this part of the rule.        I'm just going to
24    have you read this part, Paragraph C.        Do
25    you see this part?
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 1    A          Yes, sir, I see it.
 2    Q          This is the part that says, C,
 3    "Who pays the fee to an agent who assists
 4    the borrower?    Agent fees will be paid by
 5    the lender out of the fees the lender
 6    receives from SBA.        Agents may not collect
 7    fees from the borrower or be paid out of the
 8    PPP loan proceeds."        And then it goes on.
 9               So, first of all, were you
10    familiar with that part of the rule?
11    A          Yes, sir.
12    Q          Was that rule part of the
13    deliberation process when it came to
14    deciding whether or not to pay the PPP agent
15    fees?
16    A          So I cannot recall the timing of
17    which rule was in place prior to April 3rd.
18    I do know there was some language -- some
19    interim final rules in place at the time.           I
20    don't recall if it was this specific one or
21    not.
22    Q          Okay.       So you're saying you're
23    not sure if this rule was in effect and was
24    in the mind of the bank at the time the bank
25    made its decision not to pay PPP agents?
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 1

 2                MR. BATES:      Bill, I am so sorry.
 3    Maybe it's my hearing.        Maybe it's your
 4    talking.    Maybe it's the technology.      But if
 5    you could maybe speak up and a little
 6    clearer, I'd be grateful so I understand the
 7    question.
 8                MR. CASH:      I appreciate that.
 9    Again, I apologize.        I'm kind of yelling
10    over here.
11    Q           (By Mr. Cash) So my question
12    is -- it's just following up on your answer,
13    and I'm asking to make this clear.        I think
14    your answer was you're not sure if the rule
15    we just read was in the mind of the bank
16    when the bank made the decision not to pay
17    the PPP agents their fees.
18    A           We were aware of the CARES Act
19    language and subsequent interim final rules.
20    I'm just saying I'm not -- because there
21    have been a number of these and follow-up
22    corrections and clarifications, I'm only
23    specifying that I can't recall if it was
24    this exact one.        But certainly this is
25    consistent with what we would have
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 1    understood at the time.
 2    Q           Let me ask you this.      If the rule
 3    was in effect and had been issued to the
 4    banking industry by the time you guys made
 5    the decision, which you said was around
 6    April 1st or April 2nd, would you have taken
 7    it into account if it would have been law at
 8    least at that time?
 9    A           Yes.
10    Q           Okay.      Well, how do you square
11    your policy of not paying agents with the
12    language in the rule that says agent fees
13    will be paid by the lender out of the fees
14    the lender receives from SBA?
15                MR. BATES:      Object to the
16    question.    It's beyond the 30(b)(6)
17    instructions, and you're asking for a legal
18    conclusion from the witness who is not a
19    lawyer.
20                MR. CASH:      I think it's the
21    central question in the case so I'd like to
22    get an answer.
23                MR. BATES:      If you can answer his
24    question.    I don't want you to tell him
25    about the conversations you had with a
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 1    lawyer.   But if you can answer his question,
 2    feel free to give it a try.
 3    A          So you said how do I square what
 4    we just read with our practice?
 5    Q          Right.
 6    A          So I think, you know, again, our
 7    business practice has been in our SBA
 8    business we have not had a business need to
 9    utilize agents.        And, you know, we don't see
10    that as being an affirmative obligation to
11    use agents.
12    Q          Okay.       If the bank had made the
13    decision to use agents, in your words, would
14    the bank then consider it obligatory to
15    follow this rule?
16               MR. BATES:       Object to the form of
17    the question.    It poses a hypothetical that
18    the witness can't answer.
19    A          Can you maybe ask that a
20    different way?
21    Q          Well, you're telling me, We
22    didn't pay the agents because we made a
23    business decision not to have agents.        Is
24    that the gist?
25    A          It's part of the consideration,
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 1    yes, sir.
 2    Q           Okay.      So what I'm asking you is,
 3    if you had used agents, would you have
 4    followed this rule?
 5    A           If we had made a business
 6    decision to use agents, yes, we would
 7    have -- we would have had to follow this
 8    rule regardless.
 9    Q           Okay.      And you would have paid
10    agents their fees out of the fees you
11    received from the SBA?
12    A           That's -- it is somewhat
13    hypothetical, but we would have followed the
14    requirements of -- and have followed the
15    requirements of this program from the
16    beginning.
17    Q           Okay.      Well, I mean, it says --
18    and I can pop it back up -- agent fees will
19    be paid by the lender out of the fees the
20    lender received from SBA.         So, you know,
21    just asking again here, if you had an agent
22    present, you would have considered it
23    necessary to pay the agent fees as it says
24    in the rule, correct?
25                MR. BATES:      Object to the form of
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 1    the question.    You're asking the witness to
 2    give you a legal conclusion.
 3                MR. CASH:      Well, I'm asking what
 4    the bank would have done.
 5                MR. BATES:      You're asking
 6    speculation on a 30(b)(6) witness about what
 7    the bank would have done in circumstances
 8    that didn't occur.
 9                MR. CASH:      Okay.   Well, I'd like
10    to get an answer from Mr. Adams.
11    A           You know, from a business
12    standpoint, we would have made every effort
13    to follow the requirements of the program,
14    no matter what the circumstances.
15    Q           And that would include paying
16    agents their fees?
17    A           If an agent -- if we made the
18    business decision to use agents, we would
19    have -- I think we would have paid those
20    agents.
21    Q           Okay.      Now, you told me that the
22    decision to pay agents or not pay agents was
23    made around April 1st or 2nd, whenever it
24    was.    You pinned it down to that approximate
25    week.    I want to know if there are documents
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                          Steve Adams

 1    where I can go to find the record of the
 2    decision.    And I know we discussed earlier
 3    you said there might be meeting minutes.
 4    There might be one-on-one emails about it.
 5    If the decision was made on a
 6    teleconference, maybe you would have emailed
 7    one of your colleagues, Hey, we just said
 8    this on the phone.        Here's what we're going
 9    to do.
10                Those are all places I can go to
11    find the decision, right?
12    A           I don't -- to the extent that
13    there was a phone conversation, I'm not sure
14    how that would be something we could go
15    find.    But I do think that we would have
16    documented certain key decisions, this being
17    one of them, in our -- in the log of kind of
18    our implementation program that I referred
19    to earlier.
20    Q           Okay.      Would those decisions have
21    gone anywhere else?        And so I'm kind of
22    brainstorming.      I'm wondering would they
23    be -- you know, would the decision not to
24    pay agents have been sent out in an email?
25    Would it have been posted on your intranet?
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                         Steve Adams

 1    Would it be in some operations manual or
 2    some policy?    That's a lot of words.       My
 3    question is, is there anywhere else that the
 4    decision would have been written down or
 5    communicated inside the bank?
 6    A          It's possible.        I think likely we
 7    would have -- we would have, you know,
 8    communicated that on -- you know, we had
 9    many calls with our broad team, meaning not
10    just those processing but bankers, you know,
11    to answer questions about the CARES Act, and
12    it could have been something that was
13    referenced on one of those calls for
14    awareness.    It's possible that it's in email
15    communication or some type of FAQ document
16    somewhere.    We'd have to research that in
17    detail to determine.
18    Q          Okay.       Can you name anybody who
19    would have issued those communications or be
20    responsible to maintain those
21    communications?
22    A          Yeah.       Our project management
23    team that supports the business team, you
24    know, may have a record of those.         Our
25    corporate communications team would assist
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                          Steve Adams

 1    typically in any kind of broad message we
 2    sent out to our team.        And, you know, I
 3    think from an email search standpoint, we
 4    would always use -- we would go through our
 5    technology area to search email with search
 6    criteria.
 7    Q           And do you know if -- it sounds
 8    like a search for this type of communication
 9    has not yet been done.        You're not aware of
10    it?
11    A           I'm not aware of a search
12    specifically for communication of a
13    decision.
14    Q           Okay.      I'm not trying to cut you
15    off.
16    A           No.   That's the end of my answer.
17    Q           Now, about communicating that
18    decision outside the bank, so to borrowers,
19    to people who believed they were acting as
20    PPP agents, tell me about communications the
21    bank made externally to tell people we're
22    not paying agents in this case.
23    A           So primarily we utilized the
24    process that the customers go through when
25    they apply, meaning we would have
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 1    information on our website as they begin to
 2    apply that tells them about our process
 3    generally, the documentation that's
 4    required, the fact that we'll be using email
 5    communication, that they'll be getting, you
 6    know, a request to submit documents through
 7    DocuSign.    And in that communication we
 8    would have referenced that we are not
 9    working with agents in the PPP program.
10    Q           Specifically what communication
11    are you referring to?
12    A           Website communication,
13    information posted on our website.
14    Q           Okay.      And I guess I'm going to
15    ask you to be as specific as you can about
16    where on the website that would have been.
17    A           We refer to that as a bumper
18    page.   It's a page that you access as you
19    click through.      I mean, obviously websites
20    have layers, right?        So if you're going to
21    the CARES Act information and then
22    specifically to the Paycheck Protection
23    Program.    And then as you click to apply or
24    you're interested in applying, you would
25    come to a page with a long list of bullet
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                          Steve Adams

 1    point information about the process.
 2    Q           Okay.      And one of those bullet
 3    points would have said -- and I'm asking you
 4    to be as precise and specific as you can
 5    about what that bullet said if you can
 6    remember.
 7    A           Yes.    It would have been
 8    something to the effect of Synovus is not
 9    working with agents or compensating agents
10    as part of the Paycheck Protection Program.
11    Q           When was that posted?
12    A           At some point prior to April
13    3rd -- or likely on April 3rd.
14    Q           Okay.      I'm going to assume that
15    the tech team had to be -- the people who
16    maintain the website had to be communicated
17    to to say here's what we're posting on this
18    bumper page.    Here are the bullets, correct?
19    A           Correct.
20    Q           Who sent that communication from
21    and to?   How did they get that information?
22    A           Our marketing team was the
23    primary point of contact to communicate and
24    help word what went on that page, and they
25    have, you know, direct involvement with our
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                         Steve Adams

 1    IT to actually post that on our website.
 2    It's possible that could have been done in a
 3    meeting and that information could have been
 4    communicated by the project team, a project
 5    manager role.    But likely it would have come
 6    directly from marketing to technology.
 7    Q          Are there records of that
 8    transmission that we could have access to?
 9    In other words, marketing emailed the
10    website people.        That would be an email.    Do
11    you know if that email is available?         Or was
12    it posted, you know, on a file server?          Does
13    that file exist?        How do we get that
14    communication?
15    A          We would use any sort of
16    search -- the same email search by who the
17    potential senders would have been.        I'm not
18    an authority, again, on how that search
19    process works, but I would consult with an
20    internal technology resource and explain to
21    them what I was looking for and they would
22    help me get it.
23    Q          That's fair.       Do you have any
24    information about the individuals who would
25    have been on either end of that
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                         Steve Adams

 1    communication?     Like do you know the name of
 2    the marketing person or the technical
 3    person?
 4    A          So the marketing person would
 5    have been Laura Hanley.
 6    Q          Can you spell that for me?
 7    A          Laura, L-A-U-R-A, Hanley,
 8    H-A-N-L-E-Y.
 9               The project management resource
10    would have been Ashley Edgington,
11    A-S-H-L-E-Y E-D-G-I-N-G-T-O-N.
12               And then on the technology side,
13    I don't know that I know the specific
14    individual that they would have communicated
15    to initiate that request.
16    Q          Okay.       Was it a bank policy to
17    refuse to work with agents or was it simply
18    the policy that we're not going to pay them?
19               MR. BATES:       Again, I'm sorry,
20    Bill.   Could you repeat that so I can hear
21    it?
22               MR. CASH:       I do apologize.
23    Q          (By Mr. Cash) I'm asking was it a
24    bank policy just to refuse to pay agents or
25    was it a policy specifically not to work
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 1    with agents?
 2    A          I would say our policy was that
 3    we are not working with agents.        It was not
 4    so much a policy as much as our process
 5    didn't call for it.
 6    Q          Well, if an agent assisted a
 7    borrower, say an accounting firm helped a
 8    borrower make an application, would there
 9    be -- would that be cause to reject the
10    application just because an agent assisted a
11    borrower in a particular transaction?
12    A          No.   But I would clarify.      You
13    said "agent" and "accountant."        If it's -- I
14    mean, I'm not sure -- any number of people
15    could have assisted a borrower so I don't --
16    you'd have to clarify what you mean by
17    assist.   But in general who did or did not
18    help a borrower or answer questions for a
19    borrower was not a means to not process a
20    loan application.
21    Q          Okay.       I think I understand that.
22    So if the bank was aware that an agent was
23    helping a borrower, the bank would go ahead
24    and permit that loan to get processed.        You
25    would not reject that loan?
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 1    A           Again, I'm going to ask -- you
 2    know, you're using the term "agent" in a
 3    specific way, and we don't have a way to
 4    know who an agent is.        We would have no way
 5    to know the information that you're kind of
 6    referring to.      So if we were aware that, you
 7    know -- is a controller who works for the
 8    owner an -- I mean, there's no specific
 9    indication to know who's an agent, who's not
10    an agent.    So, you know, I think we would --
11    that wasn't in the criteria set.        I mean,
12    customers would likely have people they
13    would ask questions to.        That wasn't part of
14    our decision criteria to move an application
15    forward or not.
16    Q           Okay.      Well, you're aware that
17    "agent" is a term that's presently defined
18    in the SBA's regulation per Section 7,
19    right?
20    A           Yes.
21    Q           And I'm just going to quote it to
22    you.   I can show it to you, but it's faster
23    if I just read it.
24                It says, "An agent means an
25    authorized representative, including an
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 1    attorney, accountant, consultant, packager,
 2    lender, service provider, or any other
 3    individual or entity representing an
 4    applicant."
 5               So we're clear on that's how SBA
 6    defines agent, right?        We agree on that?
 7    A          Yes.
 8    Q          Okay.       So that was the definition
 9    I was using when I asked you the questions
10    about whether the bank would reject a loan
11    if it had been submitted by an agent.        Would
12    that change any of your answers now that we
13    have that definition clear?
14    A          No.    I don't think it does.
15    Q          All right.       So now I want to turn
16    to -- well, let me ask you one more thing.
17               If the bank became aware that an
18    agent was part of a transaction, was it the
19    bank's expectation that the agent was just
20    going to work for free and not be
21    compensated?
22    A          So I think what I -- again, when
23    you say "an agent was involved in a
24    transaction," an agent is typically a
25    documented somebody -- you know, to your
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                         Steve Adams

 1    reading of the definition, I don't know if
 2    any of those individuals are acting in a
 3    capacity as an agent.     There's no form.
 4    There's no -- there was nothing contemplated
 5    in the directions for the PPP program to
 6    know that information.     So we wouldn't have
 7    had an expectation one way or another about
 8    whether -- because we wouldn't have known
 9    whether somebody had an understanding that
10    they're an agent or not.
11    Q          Well, the definition you just
12    read, and I'm happy to show it to you, but
13    it says an agent means representative
14    representing an applicant.       So, you know, if
15    an agent is the one communicating with the
16    bank on behalf of the borrower, doesn't that
17    fit the regulatory criteria for who an agent
18    is and doesn't that make it pretty easy for
19    the bank to understand who's acting as an
20    agent?
21               MR. BATES:    Object to the form of
22    the question.    It's compound.     It assumes
23    the witness is a lawyer, which he's not.
24    A          I agree with that.      I'm not a
25    lawyer.   You know, I would just say there's
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                         Steve Adams

 1    not a way to know that the person we're
 2    communicating with is -- we would not assume
 3    that they've been authorized to be an agent.
 4    Q          Okay.       Well, first of all, did
 5    you know that the bank was working with
 6    various small businesses on these PPP loans?
 7    A          Yes.
 8    Q          And the bank was aware that some
 9    of these extremely small borrowers would
10    need help from CPAs, consultants, or even
11    lawyers to pull the information together
12    that's necessary to apply for the loan?
13    A          Yes.    In terms of sharing
14    information or asking for copies of
15    documents, yes.
16    Q          Okay.       And so wouldn't those
17    accountants be agents of the borrowers as
18    defined under the program?
19               MR. BATES:       Again, I object to
20    the form of the question in the sense that
21    it calls for a legal conclusion on the part
22    of the witness.
23    A          Yeah, I would say not
24    necessarily.    In our experience, customers
25    have varying degrees of working with CPAs.
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                         Steve Adams

 1    Some rely on them to keep copies of
 2    documents and maybe ask for them to email a
 3    copy of a tax return.        Some may have a
 4    comfort level in asking questions.        Some may
 5    not.   I think you would expect there to be
 6    some communication between a customer and
 7    somebody like that, but that would not
 8    necessarily in our view be an agent-type
 9    relationship.
10    Q          Okay.       But you are aware that
11    businesses would need to rely on the
12    services of an accountant or consultant or
13    lawyers to put together applications,
14    correct?
15               MR. BATES:       Again, object to the
16    form of the question in the sense that you
17    presume things that have not been testified
18    to previously.
19    A          I don't -- I don't think it's
20    a -- it would be -- you said "need to."          I
21    don't think that is a -- I don't think
22    that's an expectation that that would be a
23    requirement, a need.        It's going to vary
24    from borrower to borrower.
25    Q          Let's put it this way.       You're
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                          Steve Adams

 1    aware that some borrowers would rely on
 2    those kinds of services?
 3    A           They may seek them, yes.
 4    Q           Okay.      And when it comes to the
 5    application process, the bank did not have
 6    any way for borrowers to identify that they
 7    relied on the services of agents on the
 8    portal, for example?
 9    A           Correct.      We largely asked the
10    questions on our portal that were necessary
11    to fill out the SBA form, and that wasn't
12    part of it.
13    Q           Okay.      So to sum this up, even
14    though the bank was aware that some
15    borrowers would seek the services of
16    accountants, consultants, or agents in
17    general, the bank did not ask borrowers if
18    that had happened?
19                MR. BATES:      Again, I object to
20    the form in that it presumes that the bank
21    was aware of what you define as accounting
22    services.    This witness can only speculate.
23                You can go ahead and answer the
24    best you're able.
25    A           I mean, I think we would have
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                         Steve Adams

 1    awareness or an expectation that some
 2    customers may reach out for copies of
 3    documents or things like that.        There would
 4    be no reason to ask that information on a
 5    loan application for that reason.        That's
 6    part of the ordinary course of business on
 7    every loan transaction.
 8    Q          Okay.       So I think we're agreeing
 9    here.   You're saying the bank had an
10    expectation that those professionals would
11    be involved in supporting the business, and
12    the bank admits it did not ask borrowers
13    whether they in fact used those services.
14    That's all I'm trying to establish.
15               MR. BATES:       Object to the form.
16    It's a compound question and presumes things
17    he hasn't testified to.
18    A          I don't know that we're saying
19    the same thing.        You're talking about
20    performing services.        I think -- I'm aware
21    of the -- I think we -- the CPAs generally
22    and many -- even that AICPA indicates that
23    this is -- there's an element of just part
24    of the client relationship between our
25    borrower and the services they've already
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                          Steve Adams

 1    provided.    It's a different expectation.
 2    Every loan transaction, there would be -- we
 3    don't ask customers, Hey, who are you
 4    working with?    Even in our SBA business,
 5    that -- many of our 7(a) borrowers have --
 6    you know, are probably getting information
 7    from a CPA, but that's not something we ask
 8    of them for purposes of whether or not
 9    there's an agent involved.
10    Q           Well, if the bank were to become
11    aware, have actual notice that an accountant
12    was helping to support a borrower's
13    application, then the bank would know that
14    an agent was involved in the transaction,
15    correct?
16                MR. BATES:      Object to the form.
17    It presumes the term "agent" applies.
18    A           We would -- we would know there
19    was a firm, another firm besides the
20    borrower that the borrower was communicating
21    with about it.
22    Q           Okay.      Let me show you a couple
23    more documents.        Okay.   This is a two-page
24    email chain, and I want to direct your
25    attention to just identifying the person at
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                                Steve Adams

 1    the bottom and then talking about what
 2    occurred.       You know email chains always read
 3    from the bottom up.            So I'm really only
 4    interested in this section just to identify
 5    a couple of things.            Let me know when you
 6    guys are ready and I will try to make it a
 7    little bigger.            Does that help?
 8                   So I want to just point your
 9    attention here to the bottom to identify
10    this person because we're going to talk a
11    little bit more about her.               Do you see Anna
12    Weaver?      She works at Synovus.            She's a
13    Retail Market Manager III in Pace, Florida.
14    Do you see that?
15    A              I do.
16    Q              Do you know her?          Are you aware
17    of her at all?
18    A              I don't know Anna personally, but
19    it appears she's one of our retail market
20    managers in Florida.
21    Q              Okay.       So she's emailing here
22    with Fla. Stat. 90.5055    , and he's a client of the
23    bank.     I don't know if you knowFla. Stat.
                                                   90 5055
24    A              I do not know Fla.        .
                                        Stat
25    Q              Okay.       You see here on March
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                         Steve Adams

 1    27th, the day President Trump signed this
 2    into law, it says, "Jill Sport, she has been
 3    discussing the upcoming CARE loans with you
 4    and she is sending our returns so we can
 5    expedite the process once the loans are in
 6    place.   I will be working on getting our
 7    personal financial statement to you as well
 8    today, per Jill's instructions."
 9               That's writing to Anna Weaver.
10    Do you see that email?
11    A          I do.
12    Q          Okay.       And then ten minutes later
13    Ms. Weaver writes back and says, "Sounds
14    great.   That will definitely help.       Have a
15    wonderful weekend."
16               Do you see that email?
17    A          I do.
18    Q          So wouldn't this communication --
19    these communications we've looked at be the
20    type that would put the bank on notice that
21    Jill Sport of Sport & Wheat was assisting
22    borrowers in processing their loan
23    applications?
24               MR. BATES:       Object to the extent
25    you're asking the witness for a legal
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                         Steve Adams

 1    conclusion.
 2    A          I think this would not really
 3    tell me anything more than a CPA provided a
 4    copy of a tax return for a client.
 5    Q          Okay.       But isn't that part of the
 6    application process?        Doesn't that help
 7    speed up the application?
 8    A          At this point we would not have
 9    even communicated any required -- we would
10    not have known what the requirements are
11    even going to be yet.
12    Q          Okay.       But Ms. Weaver says, "That
13    sounds great.    That will definitely help."
14    It certainly looks like somebody from the
15    bank says a tax return from an accountant
16    will be helpful, doesn't it?
17    A          I don't -- I don't know that I
18    would say that Ms. Weaver is an authority on
19    what was going to be required for the
20    program at that point in time.
21    Q          Okay.       Well, she works for the
22    bank and she has authority to communicate
23    with borrowers on behalf of the bank, right?
24    A          Correct.
25               MR. CASH:       Okay.   That was
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                         Steve Adams

 1    Exhibit L1.    For the record, we're just
 2    looking at Page 2.        There's other stuff on
 3    Page 1 that's irrelevant.          I will put that
 4    in as Exhibit L1.
 5                       (Exhibit L1
 6                           was marked
 7                  for identification.)
 8               MR. BATES:       If you'd include the
 9    entire exhibit as L1.
10               MR. CASH:       Yeah.    I was just
11    stating for the record we were looking at
12    Page 2.   And I will also tell you if there
13    are attorney/client privileged information
14    on any of these exhibits, I'm going to be
15    redacting that.
16    Q          (By Mr. Cash) Okay.         So I want to
17    discuss a little bit -- now the bank is
18    aware that Jill Sport is going to help
19    assist borrowers.        We just saw that.    And I
20    want to know if you think any of the things
21    that Sport & Wheat did -- I'm going to
22    represent to you that Sport & Wheat did
23    these things.    I'm going to ask if you think
24    it would have assisted the bank.          So would
25    it have assisted the bank if Sport & Wheat
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                         Steve Adams

 1    had counseled borrowers on whether to apply
 2    for a PPP loan or not?
 3                MR. BATES:    Object to the
 4    foundation.    Object to compound questions.
 5    You have assumed in your question things
 6    that the witness has not acknowledged or
 7    testified to.
 8                MR. CASH:    All right.    We have a
 9    stipulation on the objections so you can
10    object to form and all those other
11    objections are preserved.        But that's my
12    question.
13                MR. BATES:    Did you understand?
14    A           I don't see much in that
15    communication other than a copy of a tax
16    return.   That doesn't seem to add -- I mean,
17    I have no way to know whether the customer
18    even could have had a copy of that tax
19    return on their own.      It's the first time
20    I've seen that email.
21    Q           And I'm not talking about the
22    email anymore so I don't want to confuse
23    you.   I'm asking in general.
24                If Sport & Wheat had counseled a
25    borrower whether to apply for a PPP loan or
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                          Steve Adams

 1    whether not to apply for a PPP loan, would
 2    that have assisted the bank?
 3    A           There's no way to know the answer
 4    to that question.        I can't presume what you
 5    mean by assisted or what that would have
 6    done.   I don't know how to answer that
 7    question.
 8    Q           Okay.      If Sport & Wheat had
 9    advised borrowers on what the law was, what
10    the requirements of the program were, would
11    that have assisted the bank?
12    A           That in and of itself, it's
13    impossible to know whether that would make a
14    difference to Synovus or not.
15    Q           Well, Mr. Adams, you told us that
16    400 people had been pulled in and would have
17    had some communication with borrowers in
18    some capacity.      You told us that people were
19    taken off their other jobs and pressed into
20    service as PPP processors.
21                MR. BATES:      Object.
22    Q           (By Mr. Cash) We saw the email
23    where Mr. McClanahan said that they were
24    working until 11:00 and 12:00 at night.         And
25    you told me that the bank was busy.        So
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                         Steve Adams

 1    there was a lot going on at the bank.
 2               My question is, if Sport & Wheat
 3    had helped borrowers understand what the
 4    requirements were for the PPP, wouldn't that
 5    have assisted the bank so the bank employees
 6    could go and do the other things that they
 7    needed to do in the program?
 8               MR. BATES:    Object to the form of
 9    the question first as to the pejorative of
10    pressing someone into service.       Secondly, I
11    object based upon the presumption that they
12    would be applying to Synovus Bank as
13    distinct from any other bank.       Third, as to
14    whether or not the bank would be satisfied
15    that it discharged the obligation.       I object
16    to the question on the basis of form and any
17    number of different reasons, and I
18    articulate them only so that you might have
19    an opportunity cure it.
20               MR. CASH:    Okay.    Listen, your
21    objection is longer than the question, and
22    it's getting into coaching.       So I would just
23    like to get an answer to the question and
24    just keep the objections to the form,
25    please.
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                         Steve Adams

 1    A          Can we restate -- can we repeat
 2    the question?
 3    Q          Sure.       I'm happy to ask it again.
 4               My question is, if Sport & Wheat
 5    counseled a borrower about the rules and
 6    requirements of PPP, and we'll assume that
 7    the borrower then went on and successfully
 8    funded with Synovus, wouldn't that have
 9    assisted Synovus?
10    A          I would say that's -- it may.       It
11    may not.   We would have to go through all
12    the same steps.        We'd still have to review
13    all the documentation.        We'd still have to
14    confirm all the calculations.        And the
15    borrower would still have to make all the
16    same certifications.        So there's no reduced
17    risk that allows us to skip certain steps in
18    the process if that were to have occurred.
19    And I'd have no way of knowing, or we would
20    have no way to know whether that advice --
21    the hypothetical advice you referenced
22    resulted in a different loan process.
23    Q          Well, it would have saved
24    communications between the bank and the
25    borrower, true?        If the agent counsels the
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                         Steve Adams

 1    borrower on what the rules are, that takes
 2    the burden off the bank to do the same
 3    thing, doesn't it?
 4    A           We had communicated guidelines
 5    for the program, provided reference and
 6    links to, you know, guidance about the
 7    program to customers.     We made all that
 8    available to everybody.     So I'm not sure it
 9    would have made a difference on an
10    individual application basis.
11    Q           What about if Sport & Wheat had
12    assisted borrowers in collecting their
13    documents and making sure they had the right
14    documents in hand when they filed the
15    application?    Wouldn't that have assisted
16    the bank?
17    A           I see that as assisting the
18    applicant who -- I mean, from our
19    standpoint, once we get the document -- now,
20    you could say that if we reviewed a -- if we
21    opened a ticket and didn't have the right
22    information, we'd have to take the time to
23    send a notice to that customer that they
24    still need more information to complete the
25    process, but it would just go back to them
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                         Steve Adams

 1    to provide -- it would be in a holding
 2    pattern until we got all the right
 3    documentation.
 4    Q          Let me walk you through some text
 5    messages if I can.        Do you see that?
 6    A          I do see that.
 7    Q          Okay.       So I'm going to mark this
 8    as Exhibit L2.
 9                       (Exhibit L2
10                           was marked
11                  for identification.)
12    Q          And these are text messages
13    between Anna Weaver, the bank manager we
14    just -- whose email you just confirmed, and
15    Jill Sport.    Okay.      And I just want to walk
16    you through the communication that Sport &
17    Wheat did have with the bank and then ask
18    you some questions about it.
19               So if you look here at the
20    bottom, this first one is April 3rd.         It
21    says, "Guess you've heard Regions went live
22    and crashed immediately."
23               And Ms. Weaver applies, "Oh, my
24    Lord."
25               Do you see that?
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                          Steve Adams

 1    A          I do see that.
 2    Q          Okay.       So I'm just trying to
 3    orient you here.        It's April 3rd and a bank
 4    employee is texting with Jill Sport about
 5    borrowers.
 6               Here later on in the chain
 7    Ms. Sport says, "I'm about to make a bloody
 8    Mary.   I swear."
 9               And Ms. Weaver texts back a
10    picture of -- it looks like pinot noir.          Do
11    you see that?
12    A          I do see that.
13    Q          Okay.       And Ms. Sport here says,
14    "Other banks are asking for bank statements
15    to support payroll amounts.        Any idea if
16    that's going to be required by you?"
17               Do you see that one?
18    A          I do.
19    Q          I mean, by this point you can
20    already tell that the bank is now aware --
21    is aware on April 3rd that Jill Sport is
22    communicating with the bank on behalf of
23    borrowers, correct?
24               MR. BATES:       Object to the form of
25    the question.    I will just leave it there
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                         Steve Adams

 1    per your prior request.
 2    A          Yes.    We would be aware that
 3    we're communicating with an individual, a
 4    CPA.
 5    Q          Okay.       And I'm not going to read
 6    all these texts out loud, but you can see
 7    here she says you don't require it.        They're
 8    talking back and forth here about being in
 9    the test phase saying that the system will
10    be available by the end of the week.
11               I'll take you a little further
12    into April 3rd.        Do you see Ms. Sport text
13    back a picture of a website saying, "It's
14    up"?
15               And you can see here that
16    Ms. Weaver says, "Gimmee that goose."
17               Do you see that?
18    A          I see that.
19    Q          Ms. Sport says, "I was watching
20    the site."
21               And Ms. Weaver says, "Thank you,
22    Jesus."
23               Do you see that one?
24    A          Yes.
25    Q          Further on Ms. Weaver starts
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                         Steve Adams

 1    talking about tax IDs, checking accounts,
 2    and so on.    So, again, it's not disputable
 3    that Ms. Sport was in contact with the bank
 4    talking about how to apply for PPP loans,
 5    right?
 6               MR. BATES:       Object to the form of
 7    the question.
 8    A          I'm sorry.       Can you ask that last
 9    question one more time?
10    Q          Sure.       I'm saying by April 3rd
11    it's pretty clear that the bank employee was
12    aware that Jill Sport was looking to
13    participate in the program on behalf of her
14    client.
15               MR. BATES:       Same objection.
16    A          I don't know that this -- the
17    bank employee would know that there is a --
18    presuming that they know who Ms. Sport is.
19    I don't have any knowledge of the prior
20    relationship or communication between these
21    two individuals, so it's hard to know what
22    would have been inferred by the banker other
23    than there is a CPA that's assisting a
24    mutual client in some form.
25    Q          Okay.       On the next page,
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                         Steve Adams

 1    Ms. Weaver texts a screenshot to Ms. Sport
 2    saying, "Here's what you can expect,"
 3    including some bullets.
 4               Ms. Sport writes back with more
 5    pages from the website.
 6               Again, this just confirms that
 7    the bank was aware that Ms. Sport was
 8    looking to help with an application process,
 9    doesn't it?
10               MR. BATES:    Object to the form.
11    It does not.
12               MR. CASH:    I'm sorry.   What was
13    that?
14               MR. BATES:    I object in that you
15    presume the answer in your question.
16               MR. CASH:    I'm asking the
17    question and I want the answer.
18    A          Please ask it again.
19    Q          (By Mr. Cash) Don't these texts
20    show that on April 3rd the bank was aware
21    that Jill Sport was helping borrowers apply
22    through the bank's portal?
23               MR. BATES:    Same objection.
24    A          I think they would -- there would
25    be some indication that this individual was,
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                         Steve Adams

 1    you know, in some form helping or asking
 2    questions.
 3    Q          Okay.       About the borrowing
 4    process, right?        There's no other way to
 5    read this, is there?
 6    A          I can't infer what from this
 7    exchange or from what you're showing me,
 8    which I'm seeing for the first time, what
 9    Ms. Sport's intention may have been with
10    this, what she would have done with this
11    information.
12    Q          Okay.       Even though you saw the
13    previous email where these two individuals
14    communicated and it said she will be helping
15    with the process.        Ms. Weaver said, "It
16    sounds great."     You read that, but you still
17    don't think these texts support that the
18    bank knew that Ms. Sport was following
19    through on that communication?
20    A          I would have to look at this
21    closer to understand what maybe the intent
22    was.
23    Q          Okay.       Well, Page 6 Ms. Weaver
24    says they're checking eligibility for each
25    applicant, following up with the application
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                          Steve Adams

 1    and document request.
 2                Page 7 Ms. Sport is talking about
 3    we don't have forecasted monthly expenses
 4    for two months.        They're asking what
 5    utilities are.      Ms. Weaver writes back,
 6    "Hell fire and damnation.         I don't know,"
 7    talking about the application.
 8                Ms. Weaver says, "Let's go to a
 9    spa I know in San Antonio after this is
10    over."
11                Do these texts support that
12    Ms. Sport was helping put an application to
13    the bank?    Wouldn't this support that the
14    bank knew Ms. Sport was trying to make an
15    application?
16    A           It would indicate that this
17    Ms. Sport is, you know, doing something in
18    the process, you know, submitting
19    information it appears on behalf of the
20    customer.
21    Q           Okay.      Now, you said you have not
22    seen these before.        And is Ms. Weaver
23    violating the policy you said about not
24    texting customers?
25    A           She would be.
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                          Steve Adams

 1    Q          Okay.       So is it possible that
 2    there are other bank employees who engaged
 3    in similar messages with agents?
 4    A          It's possible.
 5    Q          And you have not searched for
 6    text messages like this from anyone that
 7    you're aware of?
 8    A          I have not.
 9    Q          Okay.       But you now know they
10    exist because I'm showing them to you,
11    right?
12    A          I know that this one exists.
13    Q          Okay.       On Page 8 -- I won't
14    belabor this.    Page 8 it's now April 4th.
15    Ms. Weaver writes back and says they're
16    pulling them in in batches of 500.          They
17    received 8,000 applications on Friday.          It's
18    pretty clear they're talking about an
19    application, isn't it?
20    A          It is.
21    Q          Here's Page 9.         It's a copy of
22    the Synovus email that would have gone to
23    clients.   Do you see that?
24    A          I do see that.
25    Q          Okay.       I'm not going to read all
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                             Steve Adams

 1    these.      Page 11 she says, "Hey, Sweetie,
 2    they're still working through submissions.
 3    Majors was texting me at 10 last night.          I'm
 4    sure they will receive something."
 5                     Again, I just wanted to show you
 6    that there were texts back and forth between
 7    the bank and Ms. Sport.
 8                     Now you see on April 6th, "Do you
 9    have the ability to see what's going on with
10    the Fla. Stat.
           90 5055
11                     Now, I want to advise you if you
12    read the complaint, we referred to Borrower
13    C in the complaint, and that's because we
14    wanted to preserve the privacy of businesses
15    in the public eye.         But I'm happy to tell
16    you that Borrower C is Fla. Stat. 90.5055




19                     MR. BATES:   At this point I want
20    to interject on the record that when you
21    served your discovery, you told us on May
22    27th that you would be happy to furnish the
23    name of the borrower.          In fact, you said --
24    let me finish.         You said, On request
25    plaintiff will supply the bank with
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                         Steve Adams

 1    sufficient information to identify all such
 2    borrowers.    And on June 2nd, I asked for
 3    that so that we could prepare our 30(b)(6)
 4    witness for the questions you're going to
 5    ask.   And I suggest you have deliberately
 6    withheld that information until today when
 7    we could have done our own research and had
 8    a witness prepared on this topic to answer
 9    your questions.
10               MR. CASH:    Philip, I will accept
11    your representation that your witness was
12    not prepared by you on loans that your bank
13    knew full well involved my client.        I'll
14    accept it.    But I'm going to conduct my
15    deposition and ask my questions.        If your
16    witness doesn't have these documents because
17    he didn't look for them, then fine.        You can
18    explain that at the relevant time.        But I'm
19    going to ask my questions.
20               MR. BATES:    No.     I know you're
21    going to ask the questions.        I'm saying that
22    you have deliberately hid the ball on what
23    you represented up front you would do and
24    you did not.
25               MR. CASH:    Yeah.     I don't agree
Golkow Litigation Services                             Page 125
                          Steve Adams

 1    with that.    We're clearly identifying the
 2    borrower right now, and the bank knew about
 3    it as you can see.        So I'm going to proceed
 4    with these questions, and I'd appreciate if
 5    you want to object, object to the form.
 6    Otherwise, I'll do my job.
 7                MR. BATES:      I'd like to take a
 8    break.
 9                MR. CASH:      No.
10                MR. BATES:      I would like to
11    confer with my co-counsel.
12                MR. CASH:      I don't want to take a
13    break right now.        I want to finish this line
14    of questioning.        That's not a valid reason
15    to take a break.        Now, I'm going get through
16    these texts.
17    Q           (By Mr. Cash) Now, Mr. Adams, it
18    says here, "Do you have the ability to see
19    what's going on with Fla. Stat. 90.5055   You see
20    again Ms. Weaver talking about -- saying
21    she's surprised there's no communication
22    from the bank.
23                COURT REPORTER:       Mr. Cash, you're
24    garbled.    I can't really understand you.
25                MR. CASH:      I don't know how to
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                         Steve Adams

 1    get any closer than this or yell any louder.
 2    I'm very sorry.
 3    Q          (By Mr. Cash) Mr. Adams, do you
 4    see the text on Page 12?
 5    A          I do.
 6    Q          Okay.       So, again, this is pretty
 7    clear evidence that Ms. Sport is
 8    communicating with the bank about this
 9    borrower, correct?
10               MR. BATES:       I object to the form
11    in the sense that you say that it's pretty
12    clear.
13               MR. CASH:       Okay.
14    Q          (By Mr. Cash) What's the answer,
15    Mr. Adams?
16    A          It appears that there is
17    communication between these same two
18    parties.
19    Q          Okay.       I'm flipping ahead to Page
20    15 -- actually, 14.
21               So Ms. Weaver at this point says
22    the bank has rejected eleven hundred
23    applications due to TIN or name mismatch.
24    Those customers will get phone calls.
25    They're in the system.
Golkow Litigation Services                          Page 127
                          Steve Adams

 1                I think the bank -- I think you
 2    told me that there was a cue for dealing
 3    with applications that had problems and that
 4    had name mismatches.        Didn't you say that
 5    earlier?
 6    A           Yes, sir.
 7    Q           Okay.      Is that what she's texting
 8    about here?
 9    A           It appears to be.
10    Q           Okay.      And you see on Page 16,
11    April 6th, Jill Sport says, I think we found
12    the problem.    The questionnaire asked for
13    the legal name, and that's what the Coyles
14    put down.
15                Ms. Weaver writes back to say,
16    "Can it be corrected?"
17                And Ms. Sport says, "Working on
18    it."
19                Do you see that?
20    A           I do.
21    Q           So isn't this a statement where
22    the bank is asking Ms. Sport to correct the
23    problem on the application so the bank can
24    process the loan?
25    A           I don't see that explicitly.      I
Golkow Litigation Services                             Page 128
                         Steve Adams

 1    see that they're asking about, you know, the
 2    issues and exceptions and asking if it's
 3    something that can be changed on their side.
 4    So it would presume there's some
 5    involvement.
 6               MR. PRATHER:    Mr. Cash, we're
 7    going to go ahead and take a break now.       I
 8    need to take a break.     I think we've got
 9    some lunch here so we're going to go off the
10    record here.
11               MR. CASH:    You can take a break.
12    That's fine.    How much time do you need?
13               MR. PRATHER:    I think for us to
14    eat lunch maybe half an hour, give or take.
15               MR. CASH:    That's fine.
16                    (Lunch recess.)
17               MR. BATES:    Mr. Cash, while we're
18    on the record, I'm going to ask you one more
19    time to please send me the complete
20    documents you intend to present to the
21    witness so that I can look at them before
22    you ask the witness questions about it.
23               MR. CASH:    I'm going to let you
24    see them as soon as I put them up.
25               MR. BATES:    I have not been able
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                         Steve Adams

 1    to see an entire document yet.
 2               MR. CASH:       Well, you can sit by
 3    the witness and see all the documents that
 4    I'm putting up.
 5               MR. BATES:       I want to see the
 6    entire document before you start asking
 7    questions about the document to the witness.
 8               MR. CASH:       If you want I'll send
 9    you the text messages one at a time.        We can
10    do it that way.        Or you can just sit there
11    and read them.     I have seven left.     I'm not
12    going to send you my exhibits in advance,
13    just like you wouldn't send me everything
14    that's on the table in front of you.        It's
15    just not how it works.
16               MR. BATES:       It is how it works.
17    And what's on the table in front of me is
18    work product.    What's in front of you is
19    documents you intend to ask my witness
20    about.   And I'm entitled to see them before
21    the witness does.
22               MR. CASH:       Well, I'm going on
23    with my deposition.        I'm taking us back to
24    Exhibit L2.    We're on Page 18.
25    Q          (By Mr. Cash) Mr. Adams, this is
Golkow Litigation Services                            Page 130
                         Steve Adams

 1    continuing on with the messages between Anna
 2    Weaver and Jill Sport.        You see it says
 3    April 7th.    Now, Jill is saying, "Hey, I
 4    just found out that Hancock is going to pay
 5    us if we sign an agent acknowledgment form
 6    and provide a W-9.        Have you heard if
 7    Synovus plans to do anything in the regard?"
 8               Do you see that text?
 9    A          I see that text.
10    Q          Okay.       Now, this is five or six
11    days, by my math, after Synovus made the
12    decision on April 1st or 2nd not to pay
13    agents, correct?
14    A          That's correct.
15    Q          Okay.       And so although that
16    decision had been made, at this point
17    Ms. Weaver, who is acting as a relationship
18    manager out in the field, replies and she
19    says, "I have not heard.         Larry might know
20    more."
21               Do you see that?
22    A          I see that response.
23    Q          Okay.       Do you have any idea why
24    Ms. Weaver would not have been aware of this
25    policy?
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                         Steve Adams

 1    A          I can't speculate why she may not
 2    have been aware.
 3    Q          Should she have been aware of the
 4    policy on this date?
 5    A          Yes, she should have.
 6    Q          Okay.
 7               MR. BATES:    Let me interrupt.
 8    Mr. Cash, is this a redacted document?
 9               MR. CASH:    I'm going to produce
10    more than what I'm showing, but I grayed out
11    the areas that I'm just not interested in
12    asking about to make it clearer to the
13    witness what it is we are and aren't talking
14    about.
15               MR. BATES:    I object to you
16    producing only a portion of the document you
17    want to ask the witness a question about.
18               MR. CASH:    Well, it's a stream of
19    texts.   So if the texts aren't relevant to
20    the case, you would never get them.
21               MR. BATES:    You know what?
22    You're asking questions about particular
23    portions of a conversation without having
24    the entire conversation disclosed, and that
25    is fundamentally not correct.
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                         Steve Adams

 1               MR. CASH:       Okay.   All right.    I'm
 2    going to go on with my questions.
 3               MR. BATES:       Again, I object to
 4    your producing part of a document to ask a
 5    witness questions where the witness doesn't
 6    have the opportunity to examine the context
 7    in which the comments are made.
 8               MR. CASH:       No.   I disagree.
 9    Q          (By Mr. Cash) All right.        I'm
10    going switch to different texts at this
11    point because she's referring to Larry,
12    Larry Strain.     Are you familiar with Larry
13    Strain?
14               MR. BATES:       Object.   I don't see
15    where it identifies Larry's last name.
16    Q          (By Mr. Cash) Mr. Adams, are you
17    familiar with Larry Strain?
18    A          Yes.
19               MR. PRATHER:        We need to take a
20    break real quick.
21               MR. CASH:       No.   We just did take
22    a break.
23               MR. PRATHER:        Mr. Cash, we're
24    taking a break.        Okay?   We're taking a
25    break.
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                         Steve Adams

 1               MR. CASH:    No.
 2               MR. PRATHER:    Mr. Cash, we're
 3    taking a break.
 4               MR. CASH:    You take a break,
 5    that's on you.     We're not taking breaks.     I
 6    want to continue on.
 7               MR. BATES:    Go ahead.   He won't
 8    answer until you get back.
 9               MR. CASH:    I'm going on with the
10    questions.    I am the officer taking the
11    deposition.    You're not taking a break.     We
12    just took a break.
13               MR. BATES:    We have a technical
14    issue at this end, Mr. Cash.     Maybe you
15    could use this break time to send me the
16    documents.
17               MR. CASH:    If you walk out of the
18    deposition, that's a failure to appear.
19               MR. BATES:    We're not walking
20    out.
21               MR. CASH:    That's your choice,
22    but that is a mistake.     We have just taken a
23    break.   I am sorry that you guys didn't
24    collect the documents that you have and that
25    you're not aware of them, but I have them.
Golkow Litigation Services                          Page 134
                         Steve Adams

 1    I'm using them.        There is no rule that says
 2    I have to show you every exhibit I plan to
 3    use.
 4               MR. BATES:       There is a rule that
 5    I'm entitled to see the exhibit before you
 6    put it in front of the witness.
 7               MR. PRATHER:       Madam court
 8    reporter, we're off the record.        We're
 9    stopping the deposition.
10               MR. CASH:       I refuse -- I am
11    paying for this deposition.        We are not
12    going off the record.        I am going to
13    continue on with the questions.        If the
14    witness wants to walk out, I'm going to ask
15    the questions to an empty chair.        I'm not
16    playing games with you guys.
17               MR. BATES:       Oh, yes, you are.
18    You have been.
19    Q          (By Mr. Cash) Mr. Adams, do you
20    know who Larry Strain is?
21               MR. PRATHER:       Mr. Cash, we are
22    off the record.
23               MR. CASH:       We are not off the
24    record.   I refuse to go off the record.         I
25    am taking this deposition.        The record is
Golkow Litigation Services                             Page 135
                         Steve Adams

 1    going to show everybody walked out.          I'm
 2    taking a screenshot and I'll attach that to
 3    the deposition.
 4                       (Exhibit S1
 5                           was marked
 6                  for identification.)
 7               Why are you taking the break?
 8               MR. PRATHER:       Mr. Ramsey has a
 9    call that he has to take.        I'm waiting for
10    him to get off his call.
11               MR. CASH:       I am taking the
12    deposition.    I'm sorry that your lawyer
13    can't sit there and do the deposition.
14    After you guys lectured me about
15    professional courtesy, this is highly
16    irregular.    You just had your break.        Take
17    your calls on your own time.        You all agreed
18    to be here.
19               COURT REPORTER:       Mr. Cash, you're
20    the only one here.
21               MR. CASH:       That's fine.   I need
22    to make my record.        Did you in fact stop
23    recording anything?
24               COURT REPORTER:       Just then when I
25    said that you were the only one here.
Golkow Litigation Services                               Page 136
                         Steve Adams

 1                   (Off the record.)
 2                MR. BATES:    Mr. Cash, we're going
 3    to move to terminate or limit the deposition
 4    under Rule 30(d).      Under federal rule 30(d),
 5    we are entitled to see documents before
 6    they're put to our witness.      We are entitled
 7    to have the witness consider the document in
 8    context.    And with respect to the way this
 9    is being posed without the preservation --
10    pardon me -- without the prior
11    communications that you had promised, we
12    think there are grounds to terminate the
13    deposition under 30(d)(2) -- pardon me --
14    30(d)(3), and so we're going to do that.
15                MR. CASH:    I will tell you that
16    under 30(c)(2), if you have an objection to
17    the evidence, to the parties' conduct, to
18    the officers' qualifications, or the manner
19    of taking the deposition, or any other
20    aspect of the deposition, that must be noted
21    on the record but the examination still
22    proceeds.    That is the rule.    If you have a
23    problem with the documents, the rule is
24    telling you to sit there and let me finish
25    my deposition.     If you think you want to
Golkow Litigation Services                          Page 137
                         Steve Adams

 1    file a 30(d) motion, that's your right, but
 2    you're making a mistake.         You're cutting off
 3    questions that I had that did not relate to
 4    exhibits.    I am not finished with my exam.
 5    The witness has not appeared on all the
 6    topics.    The witness wasn't prepared on all
 7    the topics.    And if you're really intending
 8    to go forward with this, we will brief the
 9    issue.    This is wrong.      And there are
10    questions -- I want it to be clear.         There
11    are questions I would have asked that did
12    not involve these documents that you think
13    are in dispute.        You're not doing this in
14    good faith.
15                MR. BATES:      Oh, I'm doing it in
16    good faith.
17                MR. CASH:      All right.
18                MR. BATES:      I've never been
19    treated this way in a deposition before
20    ever.
21                MR. CASH:      I'm going to reserve
22    my remarks.
23                MR. PRATHER:      Madam court
24    reporter, we're closing the office and
25    you're free to go.
Golkow Litigation Services                           Page 138
                         Steve Adams

 1               MR. CASH:    I want to continue to
 2    record everything that was in the room
 3    please.
 4               Ms. Court Reporter, did you get
 5    all the comments?
 6               COURT REPORTER:       Yes.
 7               MR. CASH:    I'm going to attach as
 8    an exhibit a screenshot of this, you guys
 9    walking out, as Exhibit S1.
10

11        (Deposition adjourned at 1:24 p.m.)
12

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Golkow Litigation Services                       Page 139
                         Steve Adams

 1                  SIGNATURE OF WITNESS
 2

 3                    I, ___________________________,
 4    do hereby certify that on this _________ day
 5    of ________________ 2020, I have read the
 6    foregoing transcript and to the best of my
 7    knowledge it constitutes a true and accurate
 8    transcript of my testimony taken by oral
 9    deposition on June 18, 2020.
10

11    ____________________
12        WITNESS
13

14    Subscribed and sworn to
15    before me this _______
16    day of ______________,
17    2020.
18

19

20    _____________________________
21    NOTARY PUBLIC
22

23

24

25

Golkow Litigation Services                       Page 140
                         Steve Adams

 1                  C E R T I F I C A T E
 2            I do hereby certify that the above and
 3    foregoing transcript of proceedings in the
 4    matter aforementioned was taken down by me in
 5    machine shorthand, and the questions and
 6    answers thereto were reduced to writing under
 7    my personal supervision, and that the
 8    foregoing represents a true and correct
 9    transcript of the proceedings given by said
10    witness upon said hearing.
11

12            I further certify that I am neither of
13    counsel nor of kin to the parties to the
14    action, nor am I in anywise interested in the
15    result of said cause.
16

17

18

19               ___________________________
                 KAREN HINCH, CSR
20               CERTIFIED COURT REPORTER
21

22

23

24

25

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                          Steve Adams

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 2    Page         Line         Correction    Reason
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