United States v. Reis and Hockridge, N.D. Tex. No. 4:24-cr-00287-O, Doc. 194: Hockridge's trial exhibit list (June 5, 2025) (2025-06-05)
Summary
An exhibit list, Document 194 in United States of America v. Stephanie Hockridge, No. 4:24-cr-00287-O, in the United States District Court for the Northern District of Texas, Fort Worth Division, filed June 5, 2025, with a trial date of June 9, 2025 and Reed O'Connor as presiding judge. The list gives exhibit numbers, sponsoring witnesses and descriptions. Listed entries include DE-0101, Blueacorn Operating Agreement; DE-0201, a Blueacorn training spreadsheet regarding documentation required to process PPP loan applications; and DE-0801, Anthony Karnezis Plea Agreement Letter. A footnote states that sponsoring witnesses are designated by way of illustration and not limitation.
Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used
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“United States v. Reis and Hockridge, N.D. Tex. No. 4:24-cr-00287-O, Doc. 194: Hockridge's trial exhibit list (June 5, 2025) (2025-06-05).”
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Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 1 of 56 PageID 2114
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
FORT WORTH DIVISION
UNITED STATES OF AMERICA, §
§
Plaintiff, §
§
v. § Case No. 4:24 CR-00287-O
§
STEPHANIE HOCKRIDGE, a/k/a § (02)
STEPHANIE HOCKRIDGE, §
§
Defendants. §
EXHIBIT LIST
PRESIDING JUDGE PLAINTIFF’S ATTORNEY
DEFENDANT’S ATTORNEY
Reed O’Connor Matthew Weybrecht, Philip Trout,
Elizabeth R. Carr Richard E. Finneran, Gregg Gallian
TRIAL DATE COURT REPORTER COURTROOM DEPUTY
June 9, 2025
Zoie Williams
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
N. Reis; Spirakus; Frutkin;
DE-0101 Blueacorn Operating Agreement
Hockridge
DE-0103 A. Spencer; K. Spencer Blueacorn Staff Training Deck
1
Sponsoring witnesses are designated by way of illustration and not limitation. Ms. Hockridge reserves the right to introduce the designated exhibits through
any competent witness, including, without limitation, any Government witness and/or summary witness, including, again without limitation, Special Agents
Friedemann and Hagerman, and her summary witness, James Appelbaum.
1
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 2 of 56 PageID 2115
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Hockridge; A. Spencer; Paycheck Protection Program Loan Processing Script and staff
DE-0105
K. Spencer training documentation
Hockridge; A. Spencer;
DE-0107 Blueacorn staff training deck – what does this all mean?
K. Spencer
Hockridge; A. Spencer;
DE-0109 Blueacorn staff training deck - again…
K. Spencer
DE-0131 N. Reis; Hockridge Bylaws of Fin Cap, Inc.
DE-0135 N. Reis; Spirakus Articles of Incorporation of Fin Cap Inc.
Blueacorn training spreadsheet regarding documentation required to
Hockridge; N. Reis; A. Spencer;
DE-0201 process PPP loan applications and procedures to follow to ensure
K. Spencer
accurate and non-fraudulent applications
Blueacorn training video regarding optimizing workflow for efficient
DE-0203 Spirakus; N. Reis; Hockridge
and accurate application processing
Blueacorn training video regarding efficient loan processor workflow
DE-0205 Spirakus; N. Reis; Hockridge
and escalation procedures
Blueacorn training video regarding loan processing workflow and
DE-0207 Spirakus; N. Reis; Hockridge
proper documentation required for loan applications
Blueacorn training video regarding efficient loan processor workflow
DE-0209 Spirakus; N. Reis; Hockridge
and escalation procedures
DE-0211 Spirakus; N. Reis; Hockridge Blueacorn training video regarding loan underwriting process
Frank; Spirakus; Appelbaum; List of May 27, 2021, PPP applicant comments to the SBA regarding
DE-0333
Abshier issues with lenders
Hockridge; Frank; N. Reis;
DE-0335 Chart of Blueacorn structure
Appelbaum; Abshier
SBA PowerPoint on revisions to loan amount calculation and
DE-0351 Hockridge; Appelbaum; Abshier
eligibility for first and second draw PPP loans
DE-0355 Hockridge; Appelbaum; Abshier SBA Guaranty Fee Calculation Estimator (FY 2022)
DE-0357 Hockridge; Appelbaum; Abshier SBA Arizona District Office lender meeting PowerPoint
DE-0359 Hockridge; Appelbaum; Abshier Rejection summary
DE-0367 Hockridge; Appelbaum; Abshier Arizona FY 2022 Lender Public Referral Information form
SBA Arizona District Office PowerPoint on recent updates and
DE-0374 Hockridge; Appelbaum; Abshier
activity
DE-0380 Hockridge; Appelbaum; Abshier List of borrowers and their SBA loan number
DE-0382 Hockridge; Appelbaum; Abshier List of borrowers and their SBA loan number
DE-0383 Hockridge; Appelbaum; Abshier SBA PowerPoint on PPP Loan Forgiveness
DE-0384 Hockridge; Appelbaum; Abshier List of borrowers and their SBA loan number
2
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 3 of 56 PageID 2116
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
SBA PowerPoint: Revisions to Loan Amount Calculation and
DE-0385 Hockridge; Appelbaum; Abshier
Eligibility First and Second Draw PPP Loans
DE-0386 Hockridge; Appelbaum; Abshier List of borrowers and their SBA loan number
DE-0401 Drell; Hockridge; N. Reis PPP application for Adam Drell
Email from Jimmy Flores to James Pipper (SBA) regarding
DE-0403 Flores; Cota; Quigley
Blueacorn’s approval as an SBA Lender
Messages from Stephanie Hockridge to Kristen Spencer regarding
DE-0407 Hockridge; K. Spencer
personal PPP loan applications
Emails between Nathan Reis and Adam Spencer regarding loan
DE-0409 N. Reis; A. Spencer
documentation
DE-0411 N. Reis PPP Loan Application for Nathan Reis
DE-0413 N. Reis; Jore; Hockridge PPP Loan Application for Juuice, Inc.
Email from Matt Yahes to Greg Jacobson regarding requirement to
DE-0415 Appelbaum
upload Schedule C and fraud prevention mechanisms
DE-0417 N. Reis PPP Borrower Application Form for Juuice, Inc.
Emails between Jimmy Flores and Nick Miluso (CDC Small Business
DE-0419 Flores
Finance) regarding Juuice, Inc.’s PPP loan application
DE-0421 Cota; Flores PPP Borrower Application Form for Qualytics LLC
DE-0423 Cota; Flores Promissory note from Qualytics LLC in favor of the SBA
Email from Adam Spencer to Mark Donnelly (DOJ) regarding
DE-0425 A. Spencer
suspected fraud committed by Zack Smith
Email from Stephanie Hockridge to Lynn Fernandez and Shawn
DE-0427 Hockridge; Fernandez Rogers (Lendistry) regarding mistakes with Christopher Bridges’ PPP
applications
Email from Christopher Bridges to Merisa Rovcanin with additional
DE-0429 Bridges
documentation
DE-0431 N. Reis; Appelbaum; Jore PPP Borrower Application Form for Juuice, Inc.
Hochberg; N. Reis; Hockridge; Loan information, including PPP Borrower Application Form, for
DE-0433
Ligon DAP Industries, LLC
Email from Patrick Quigley to Nathan Reis regarding changes to
DE-0435 Quigley; N. Reis
second round of PPP loans and compliance
Emails between Jimmy Flores and Kurt Chilcott (CDC Small
DE-0437 Flores; N. Reis
Business Finance) regarding fees for loan applications
DE-0439 Hockridge; N. Reis PPP Second Draw Borrower Application Form for Body Politix LLC
DE-0441 N. Reis Nathan Reis independent contractor application materials
Letter from JustWorks to Lincoln Jore (Men’s Revival LLC)
DE-0443 Hochberg; Jore; N. Reis
regarding employment of JustWorks for PEO
3
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 4 of 56 PageID 2117
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Email from Nathan Reis to Laura Mettias attaching PEO letter and
DE-0447 N. Reis; Mettias
payroll processor report from JustWorks
Email from Nathan Reis to Laura Mettias regarding employees
DE-0449 N. Reis; Mettias
making loan to company to avoid tax consequences
Emails between Patrick Gilbert and Nathan Reis regarding plans for
DE-0451 N. Reis
Juuice after lifting of lockdown restrictions
Email from Nathan Reis to Nathan Scott (Cache Valley Bank)
DE-0455 N. Reis
regarding Juuice’s PPP application and start-up history
Audio recording between Jimmy Flores regarding fall out with Adam
DE-0459 Flores; N. Reis
Spencer and “getting rich”
Messages between Nathan Reis and Devin Hochberg regarding
DE-0461 N. Reis; Hochberg
Devin’s PPP loan applications
Messages between Nathan Reis and unknown individual regarding
DE-0463 N. Reis
payment for completing PPP loan application
Messages between Nathan Reis, Andrew Tran, and Devin Hochberg
DE-0465 N. Reis; Tran; Hochberg
regarding PPP loan applications
DE-0467 N. Reis; Hockridge Wells Fargo – Business Account Application for Body Politix
Email from Scot Lenoir (Evolve) to Nathan Reis regarding Evolve
DE-0469 N. Reis; Appelbaum
policy
Email from Nathan Reis to Napoleon Smith regarding 1040 and
DE-0471 N. Reis; Appelbaum
Schedule C for “Kangaroo”
Email from Nathan Reis to Napoleon Smith regarding 1040 and
DE-0473 N. Reis; Appelbaum
Schedule C for “Kangaroo”
DE-0801 A. Karnezis Anthony Karnezis Plea Agreement Letter
DE-0803 Arriaga Vivian Arriaga Plea Agreement Supplement
DE-0805 Arriaga Vivian Arriaga Plea Agreement
DE-0807 E. Karnezis Eric Karnezis Cooperation Agreement Letter
Emails from AUSA Matthew Weybrecht regarding Stephanie
DE-0809 Hockridge
Hockridge plea offer
DE-0811 Hochberg Devin Hochberg Non-Prosecution Agreement
Hockridge; E. Karnezis;
DE-0901 VIPPP Karnezis twins WhatsApp group
A. Karnezis
DE-0903 Hockridge VIPPP Pipeline Report
DE-0905 A. Karnezis Investigation notes on Anthony Karnezis
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis discussing
DE-0907
A. Karnezis loans
4
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 5 of 56 PageID 2118
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis discussing
DE-0909
A. Karnezis daily tasks
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis regarding
DE-0911
A. Karnezis training
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis sending
DE-0913
A. Karnezis pipeline reports
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis discussing
DE-0915
A. Karnezis issues with loans
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis regarding
DE-0917
A. Karnezis issues with loans
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis regarding
DE-0919
A. Karnezis loans
Hockridge; E. Karnezis; Messages between Stephanie Hockridge, Eric Karnezis, and Destiny
DE-0921
A. Karnezis; Ligon Ligon discussing processing of loans
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis regarding
DE-0923
A. Karnezis sending SBA guidelines
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis resolving
DE-0925
A. Karnezis loan issues
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis regarding
DE-0927
A. Karnezis loans
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis discussing
DE-0929
A. Karnezis missing documents on loans
Hockridge; E. Karnezis; Messages between Stephanie Hockridge and Eric Karnezis regarding
DE-0931
A. Karnezis loans
Hockridge; E. Karnezis; Messages between Stephanie Hockridge, Christabel Warzel, Robert
DE-0933
A. Karnezis; R. Warzel; C. Warzel Warzel, and Eric Karnezis discussing updates on loans
Hockridge; E. Karnezis; Messages between Stephanie Hockridge, Christabel Warzel, Robert
DE-0937
A. Karnezis; R. Warzel; C. Warzel Warzel, and Eric Karnezis about daily issues and catching fraud
Hockridge; E. Karnezis; Messages between Stephanie Hockridge, Christabel Warzel, Robert
DE-0939
A. Karnezis; R. Warzel; C. Warzel Warzel, and Eric Karnezis regarding asking more questions
Hockridge; E. Karnezis; Messages between Stephanie Hockridge, Destiny Ligon, and Eric
DE-0941
A. Karnezis; Ligon Karnezis regarding problem solving on applications
Hockridge; E. Karnezis; Messages between Stephanie Hockridge, Destiny Ligon, and Eric
DE-0943
A. Karnezis; Ligon Karnezis regarding Eric Karnezis’s application
Hockridge; E. Karnezis; Messages between Stephanie Hockridge, Christabel Warzel, Robert
DE-0945
A. Karnezis; R. Warzel; C. Warzel Warzel, and Eric Karnezis regarding VIPPP clients
DE-0947 N. Reis W-2 Tax Return for Juuice
5
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 6 of 56 PageID 2119
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Recorded jail call between Eric Karnezis and Anthony Karnezis
DE-0949 E. Karnezis; A. Karnezis
discussing charges
Recorded jail call between Eric Karnezis and Anthony Karnezis call
DE-0951 E. Karnezis; A. Karnezis
after talking with Eric Karnezis’s attorney
DE-0955 E. Karnezis; A. Karnezis Recorded jail call between Eric Karnezis and Anthony Karnezis
Recorded jail call between Eric Karnezis and Anthony Karnezis post-
DE-0957 E. Karnezis; A. Karnezis
hearing discussion
Recorded jail call between Eric Karnezis and Anthony Karnezis post-
DE-0959 E. Karnezis; A. Karnezis
hearing discussion discussing the indictment
Recorded jail call between Eric Karnezis and Anthony Karnezis post-
DE-0961 E. Karnezis; A. Karnezis
hearing the day of arrest
DE-0963 E. Karnezis; Friedemann FBI 302 for Eric Karnezis proffer interview
Photograph of a woman in a bathtub holding stacks of money to her
DE-0967 E. Karnezis
ears
Photo of a computer monitor with “Accredited Interchange” logo on
DE-0969 E. Karnezis
screen
DE-0971 E. Karnezis Video of Eric Karnezis handling stacks of $100 bills
Photo of Eric Karnezis holding a package of cash with writing on it
DE-0973 E. Karnezis
that says “Clem’s 911 :)”
DE-0975 E. Karnezis Photo of two white sports cars in a garage
DE-0977 E. Karnezis Screenshot of an message conversation with @pinkey.yourstruly
Screenshot of message conversation with someone named “Michael”
DE-0979 E. Karnezis
requesting paycheck stubs
DE-0981 E. Karnezis Continued screenshot of DE-0979 conversation
DE-0983 E. Karnezis Screenshot of message conversation with someone named “Athena”
DE-0985 E. Karnezis Photo of a man’s wrist wearing a gold and blue watch
DE-0987 E. Karnezis Photo of Eric Karnezis holding a white dog
DE-0989 E. Karnezis Selfie of Eric Karnezis smiling in a car
DE-0991 E. Karnezis Photo of a stack of $100 bills in front of a box that says “nootopia”
DE-0992 E. Karnezis Photo of Eric Karnezis holding a small dog on his lap
DE-0993 E. Karnezis Photo of a man’s wrist wearing a Rolex watch in a car
DE-0994 E. Karnezis Handwritten list of names on a piece of notebook paper
DE-0995 E. Karnezis Photo of Eric Karnezis driving a black car
DE-0996 E. Karnezis Photo of Eric Karnezis holding a beer in front of a pool
Photo of stacks of cash on a desk with a keyboard and computer
DE-0997 E. Karnezis
monitor
6
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 7 of 56 PageID 2120
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
E. Karnezis; Friedemann;
DE-0998 Transcript of Interview of Eric Karnezis
Hockridge
Mirror selfie of Eric Karnezis in a bathroom wearing beaded
DE-0999 E. Karnezis
necklaces and bracelets
DE-1001 Ligon; Hockridge Summary of VIPPP program sent to prospective loan applicants
Messages between Destiny Ligon and Stephanie Hockridge about the
DE-1003 Ligon; Hockridge
need to be on alert for fraud
Messages between Stephanie Hockridge, Destiny Ligon, and Anthony
DE-1005 Ligon; Hockridge
Daly discussing the VIPPP fee structure
Summary of VIPPP program sent to prospective applicants explaining
DE-1007 Ligon; Hockridge
fee structure
Messages between Stephanie Hockridge and Destiny Ligon regarding
DE-1009 Ligon; Hockridge
VIPPP fee structure
Messages between Stephanie Hockridge and Destiny Ligon following
DE-1011 Ligon; Hockridge
February 15th rule
Messages between Stephanie Hockridge and Destiny Ligon
DE-1013 Ligon; Hockridge
discussing an applicant not qualifying for a PPP loan
Messages between Stephanie Hockridge and Destiny Ligon regarding
DE-1015 Ligon; Hockridge
an applicant not qualifying for a PPP loan
Messages between Stephanie Hockridge and Destiny Ligon
DE-1017 Ligon; Hockridge
identifying a mistake that Destiny made on an application
Messages between Stephanie Hockridge, Destiny Ligon, and Nathan
DE-1019 Ligon; Hockridge; N. Reis
Reis regarding Kristen Spencer’s loan
Messages between Stephanie Hockridge, Robert Warzel, and Destiny
DE-1021 Ligon; Hockridge; R. Warzel Ligon stating every loan must have a different processor than
underwriter
Messages between Stephanie Hockridge and Destiny Ligon regarding
DE-1025 Ligon; Hockridge the quality of applications from Eric and Anthony Karnezis and Laura
Mettias
Messages from Stephanie Hockridge to Destiny Ligon where
DE-1027 Ligon; Hockridge
Stephanie Hockridge defers to Nathan Reis
Messages between Stephanie Hockridge and Destiny Ligon
DE-1029 Ligon; Hockridge
discussing proper use of PPP funds
Messages among Stephanie Hockridge, Destiny Ligon, and Lee
DE-1031 Ligon; Hockridge Rittner about proper way to spend PPP funds to qualify for
forgiveness
7
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 8 of 56 PageID 2121
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages between Stephanie Hockridge and Destiny Ligon about the
DE-1033 Ligon; Hockridge
Legal Disclosure
Messages between Stephanie Hockridge, Robert Warzel, Beatriz
DE-1035 Ligon; Hockridge Medina, and Destiny Ligon discussing misunderstandings about
Blueacorn
Messages between Stephanie Hockridge, Destiny Ligon, and Lee
DE-1037 Ligon; Hockridge
Rittner recognizing how hard Stephanie works
Message Destiny Ligon sent to Stephanie Hockridge regarding legal
DE-1039 Ligon; Hockridge
consequences
Email from Stephanie Hockridge to Destiny Ligon, Lynn Fernandez,
DE-1041 Ligon; Hockridge; Bridges and Shawn Rogers discussing Christopher Bridges and Nouvelle Noir
loans
DE-1043 N. Reis; Hochberg JustWorks PPP Report
DE-1045 N. Reis; Hochberg W-2s for JustWorks employees
Messages between Stephanie Hockridge and Destiny Ligon stating
DE-1047 Hockridge; Ligon; Bridges
Lendistry denied Christopher Bridges’ application
Messages between Stephanie Hockridge and Destiny Ligon
DE-1049 Ligon; Hockridge; Bridges explaining that Christopher Bridges has one loan as an independent
contractor and one under Nouvelle Noir
DE-1051 Ligon; Hockridge; Friedemann Destiny Ligon 302 and exhibits
DE-1053 Ligon; Hockridge; N. Reis Email regarding hiring of Destiny Ligon
DE-1055 Ligon; Hockridge; N. Reis Email regarding Devin Hochberg loan
DE-1101 E. Karnezis; A. Karnezis Recorded jail call between Eric Karnezis and Anthony Karnezis
DE-1103 E. Karnezis Eric Karnezis proffer letter from DOJ (Oregon)
Email from Eric Donnelly to Farzana Giga, Celena Phillips, Greg
DE-1105 Donnelly; Giga
Jacobson
Email from Adam Spencer to Farzana Giga discussing Large PPP
DE-1107 A. Spencer; Giga
Transactions
Donnelly; Giga; A. Spencer; Email from Eric Donnelly to Farzana Giga, Barry Calhoun, and Adam
DE-1109
Calhoun Spencer
Email from Eric Donnelly stating that Celena Phillips will determine
DE-1110 Donnelly
the “SAR component”
Messages between Eric Karnezis and Stephanie Hockridge discussing
DE-1201 E. Karnezis; Hockridge
loan applications
Messages (Karnezis channel) between Stephanie Hockridge, Anthony
E. Karnezis; Hockridge; Tran; R.
DE-1203 Karnezis and Eric Karnezis, Andrew Tran, Christabel Warzel and
Warzel; Ligon; C. Warzel
Rob Warzel, and Destiny Ligon discussing loan applications
8
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 9 of 56 PageID 2122
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages (Karnezis channel) between Stephanie Hockridge, Anthony
E. Karnezis; Hockridge; Tran; R.
DE-1205 Karnezis, Eric Karnezis, Andrew Tran, Christabel Warzel, and Rob
Warzel; Ligon; C. Warzel
Warzel, and Destiny Ligon discussing loan applications
Anthony Karnezis and Eric Karnezis jail interrogation video
DE-1209 E. Karnezis
recording
DE-1211 E. Karnezis; Friedemann Eric Karnezis post-arrest interview audio recording
DE-1213 E. Karnezis Recording of Eric Karnezis in custody speaking with agents/officers
DE-1215 Hockridge; E. Karnezis Excel spreadsheet of financial data
DE-1217 Hockridge; E. Karnezis Excel spreadsheet of Eric Karnezis PPP loans
Recorded jail call between Eric Karnezis and Anthony Karnezis
DE-1219 E. Karnezis; A. Karnezis discussing process to follow upon release from custody and events
during arraignment and while in custody
DE-1301 C. Hochberg Arizona Corporate Commission Entity Information for Globiro, LLC
Arizona Corporate Commission Entity Information for HBG
DE-1303 C. Hochberg; Hockridge
Commerce, LLC
DE-1305 C. Hochberg; Hockridge PPP loan status summary spreadsheet
DE-1307 C. Hochberg; Hockridge PPP loan status summary spreadsheet
Email between Nathan Reis and Devin Hochberg regarding PPP loan
DE-1309 N. Reis; Hochberg
applications
Messages between Nathan Reis, Stephanie Hockridge, and Devin
DE-1311 Hockridge; Hochberg; N. Reis
Hochberg regarding PPP loan processing, forgiveness, and referrals
DE-1313 Hockridge; Tran PPP loan status summary spreadsheet
DE-1315 Hockridge; Tran PPP loan status summary spreadsheet
DE-1317 Hockridge; Tran PPP loan status summary spreadsheet
DE-1319 Hockridge; Tran PPP loan status summary spreadsheet
DE-1321 Hockridge; Tran VIPPP pipeline report generated by Andrew Tran
2019 amended Schedule K-1 Form for HBG Commerce, LLC filed by
DE-1323 C. Hochberg
Collin Hochberg
Letter to Special Agent Collin Friedemann from Jophy Wong
DE-1401 Hochberg (Community Federal Savings Bank) regarding Grand Jury Subpoena
R23 TXN 52222
Letter to Jophy Wong (Community Federal Savings Bank) from Fredi
DE-1403 Hochberg
Pars (WISE) regarding Devin Hochberg and DAP Industries
WAVE audio file/phone call recording – Devin Hochberg requesting
DE-1405 Hochberg
login information for BBBA. Membership number: P8733677
9
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 10 of 56 PageID 2123
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
WAVE audio file / phone call recording – Devin Hochberg calling
DE-1407 Hochberg Transferwise bank customer service regarding transfer missing from
his account
WAVE audio file / phone call recording – Devin Hochberg calling
DE-1409 Hochberg
bank customer service regarding replacement bank card
WAVE audio file / phone call recording – Devin Hochberg calling
DE-1411 Hochberg bank customer service regarding correct mailing address for
replacement bank card
WAVE audio file / phone call recording – Devin Hochberg calling
DE-1413 Hochberg bank customer service regarding declining credit card and extending
monthly spending limit
WAVE audio file / phone call recording – Devin Hochberg calling
DE-1415 Hochberg
bank customer service regarding duplicate charges on credit card
WAVE audio file / phone call recording – Devin Hochberg calling
DE-1417 Hochberg bank customer service regarding difficulty withdrawing funds from
ATM
WAVE audio file / phone call recording – Devin Hochberg calling
DE-1419 Hochberg bank customer service regarding difficulty withdrawing funds from
ATM in foreign country
Bank customer service call notes and correspondence record – Devin
DE-1421 Hochberg
Hochberg (2019-2023)
Wise Bank customer information for Devin Hochberg and DAP
DE-1425 Hochberg
Industries (included passport and driver’s license photos)
DE-1501 Tran; Friedemann; Hockridge Memorandum of interview with exhibits
Messages between Stephanie Hockridge, Robert Warzel and Destiny
DE-1503 Hockridge; R. Warzel; Ligon
Ligon discussing processing and underwriting
Messages between Andrew Tran and Stephanie Hockridge regarding
DE-1505 Tran; Hockridge; Ligon
lists of holds
Messages between Destiny Ligon, Stephanie Hockridge, and others
DE-1507 Hockridge; Ligon; Tran
circulating pdf: US SecretSvcAlert_PPP Fraud Indicators.pdf.
Messages between and Stephanie Hockridge, Christabel Warzel, and
DE-1509 Hockridge; C. Warzel; R. Warzel
Robert Warzel discussing Rick Diamond
Document summarizing the program sent to prospective loan
DE-1513 Hockridge
applicants
Messages between Andrew Tran, Stephanie Hockridge, Nathan Reis
DE-1515 Tran; Hockridge; N. Reis; Ligon
and Destiny Ligon regarding fees
10
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 11 of 56 PageID 2124
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages between Andrew Tran and Stephanie Hockridge regarding
DE-1517 Tran; Hockridge
charging fees
Messages between Andrew Tran and Stephanie Hockridge regarding
DE-1519 Tran; Hockridge
underwriting questions
Messages between Andrew Tran and Stephanie Hockridge regarding
DE-1521 Tran; Hockridge
PPP rules and guidelines
Messages between Andrew Tran and Stephanie Hockridge regarding
DE-1523 Tran; Hockridge
PPP rules and guidelines
Team VIP messages among Stephanie Hockridge, Destiny Ligon,
DE-1525 Tran; Hockridge; Ligon
and Andrew Tran
Messages between Stephanie Hockridge, Andrew Tran, Destiny
DE-1527 Tran; Hockridge; Ligon; R. Warzel Ligon, Robert Warzel, and Christabel Warzel regarding rejected loan
applications
Messages between Andrew Tran and Stephanie Hockridge regarding
DE-1529 Tran; Hockridge
learning curve with PPP regulations
Messages between Andrew Tran and Stephanie Hockridge regarding
DE-1531 Tran; Hockridge
Andrew Tran enjoying working with Stephanie Hockridge
DE-1533 Tran; Hockridge Messages showing Andrew Tran processed 884 applications
Messages between Andrew Tran and Stephanie Hockridge discussing
DE-1535 Tran; Hockridge
Anthony and Eric Karnezis applications
Messages between Andrew Tran and Stephanie Hockridge discussing
DE-1537 Tran; Hockridge
Eric Karnezis
DE-1539 Tran; Hockridge Messages between Andrew Tran and Stephanie Hockridge
Messages between Andrew Tran and Stephanie Hockridge showing
DE-1541 Tran; Hockridge Stephanie Hockridge was not involving in creating his documents for
his 2020 company PPP loan
Messages among Andrew Tran, Stephanie Hockridge, Destiny Ligon,
DE-1543 Tran; Hockridge; Ligon; N. Reis
and Nathan Reis discussing Devin Hochberg
Messages between Andrew Tran and William Marino where Andrew
DE-1545 Tran; Hockridge Tran explains the difference of having W-2 employees and 1099
independent contractors
Messages among Andrew Tran, Robert Warzel. Christabel Warzel,
Tran; Hockridge; R. Warzel;
DE-1547 and Stephanie Hockridge from February through June 2021 showing
C. Warzel
their effort to collect all legal documents for submissions
DE-1601 Hockridge; R. Warzel; Tran; Ligon Record of messages between Various VIPPP Reviewers
DE-1603 Hockridge; R. Warzel; Tran; Ligon Blueacorn training manual
DE-1605 R. Warzel; Ligon Robert Warzel’s messages discussing processing and underwriting
11
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 12 of 56 PageID 2125
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages between Stephanie Hockridge, Robert Warzel, and Destiny
DE-1607 R. Warzel; Hockridge; Ligon
Ligon regarding underwriting
DE-1609 Hockridge; R. Warzel Messages from Robert Warzel to Stephanie Hockridge detecting fraud
Messages between Stephanie Hockridge, Robert Warzel, and
DE-1611 Hockridge; C. Warzel R. Warzel Christabel Warzel discussing fraudulent applications relating to Rick
Diamond
Messages between Stephanie Hockridge, Robert Warzel, and
DE-1613 Hockridge; C. Warzel R. Warzel Christabel Warzel discussing continued fraud detection on
applications relating to Rick Diamond
DE-1701 C. Warzel; Hockridge Blueacorn processing script
DE-1703 R. Warzel; Hockridge Robert Warzel’s messages discussing processing and underwriting
Messages between Stephanie Hockridge, Robert Warzel, and Destiny
C. Warzel; Hockridge; R. Warzel;
DE-1705 Ligon explaining that two different people need to serve as processor
Ligon
and underwriter
Messages between Stephanie Hockridge, Robert Warzel, and
DE-1707 C. Warzel; R. Warzel; Hockridge Christabel Warzel discussing fraudulent applications relating to Rick
Diamond
Messages between Stephanie Hockridge, Robert Warzel, and
DE-1709 C. Warzel; R. Warzel; Hockridge Christabel Warzel discussing continued fraud detection on
applications relating to Rick Diamond
Messages between Stephanie Hockridge, Robert Warzel, Christabel
C. Warzel; R. Warzel; Hockridge;
DE-1711 Warzel, and Eric Karnezis identifying additional fraud relating to
E. Karnezis
Rick Diamond
Messages between Noah Spirakus and Nathan Reis discussing Noah
DE-1801 Spirakus; N. Reis
Spirakus’s PPP loan
Messages between Noah Spirakus and Stephanie Hockridge
DE-1803 Spirakus; Hockridge
discussing Noah Spirakus’s PPP loan for Out of the Box LLC
Message of Laura Mettias telling Stephanie Hockridge of her SBA
DE-1901 Mettias; Hockridge
contacts
Messages of Laura Mettias telling Stephanie Hockridge she has the
DE-1903 Mettias; Hockridge
direct number and Chief of Staff, Mnuchin
Messages between Laura Mettias and Stephanie Hockridge discussing
DE-1905 Mettias; Hockridge
meeting with someone who owns towing companies
Messages between Laura Mettias and Stephanie Hockridge discussing
DE-1907 Mettias; Hockridge
Blueacorn investors
Messages between Laura Mettias and Stephanie Hockridge first
DE-1909 Mettias; Hockridge
communications
12
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 13 of 56 PageID 2126
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages between Laura Mettias and Stephanie Hockridge about
DE-1911 Mettias; Hockridge
getting a loan for Laura Mettias
Email between Nathan Reis to Laura Mettias discussing Laura
DE-1913 Mettias; N. Reis
Mettias’s loan
Messages between Laura Mettias and Stephanie Hockridge of
DE-1915 Mettias; Hockridge
Stephanie Hockridge suggesting Laura Mettias act as an agent
Messages from Laura Mettias to Stephanie Hockridge about future
DE-1917 Mettias; Hockridge
loans
Messages between Laura Mettias and Stephanie Hockridge about loan
DE-1921 Mettias; Hockridge
for Kathleen Weber
Messages between Laura Mettias and Stephanie Hockridge about loan
DE-1927 Mettias; Hockridge
for Kathleen Weber on Gypsy Street Loan
Messages between Laura Mettias and Stephanie Hockridge about loan
DE-1929 Mettias; Hockridge
for Martin Rossouw
Messages between Laura Mettias and Stephanie Hockridge about loan
DE-1931 Mettias; Hockridge
for Gay Kummer
Messages between Laura Mettias and Stephanie Hockridge about a
DE-1933 Mettias; Hockridge
loan for REH LLC (Russell Heubach)
Messages between Laura Mettias and Stephanie Hockridge about loan
DE-1935 Mettias; Hockridge
for Michelle Lozoya
Messages between Laura Mettias and Stephanie Hockridge about loan
DE-1937 Mettias; Hockridge
for Adrienne Hernandez
Messages between Laura Mettias and Stephanie Hockridge about loan
DE-1939 Mettias; Hockridge
for Samuel Martin/MB Custom Builders
Messages between Laura Mettias and Stephanie Hockridge about
DE-1941 Mettias; Hockridge
getting a loan for Mark Lowe
Messages between Laura Mettias and Stephanie Hockridge discussing
DE-1943 Mettias; Hockridge
SBA and lender rules difficulty to understand
Messages between Laura Mettias and Stephanie Hockridge about
DE-1945 Mettias; Hockridge
Branden Collinsworth loan
Messages between Andrew Tran, Robert Warzel, Christabel Warzel,
Mettias; Hockridge; Tran; R.
DE-1947 Laura Mettias and Stephanie Hockridge from February through June
Warzel; C. Warzel
2021
Messages between Laura Mettias and Stephanie Hockridge regarding
DE-1949 Mettias; Hockridge
Radonix
Messages between Laura Mettias and Stephanie Hockridge about
DE-1951 Mettias; Hockridge
Lendistry’s strong fraud detection
13
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 14 of 56 PageID 2127
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages between Laura Mettias and Stephanie Hockridge on
DE-1953 Mettias; Hockridge
Lendistry’s strong fraud detection
DE-2001 Quigley; Friedemann Department of Treasury memorandum of interview
Messages between Patrick Nies and Stephanie Hockridge regarding
DE-2007 Quigley; Hockridge
charging fees
Messages between Patrick Nies and Stephanie Hockridge regarding
DE-2009 Quigley; Hockridge
charging fees
Messages between Patrick Nies and Nathan Reis on training
DE-2011 Quigley; N. Reis
Stephanie Hockridge
Messages between Patrick Nies and Nathan Reis about Jason
DE-2013 Quigley; N. Reis
Mitchell’s real estate business
Messages between Patrick Nies and Nathan Reis about “double
DE-2015 Quigley; N. Reis
dipping”
Messages between Partick Nies and David Castillo discussing issues
DE-2017 Quigley
with loans
Messages between Partick Nies and David Castillo regarding
DE-2019 Quigley
changing an applicant’s information without consent
Messages between Partick Nies and David Castillo with Patrick Nies
DE-2021 Quigley
changing the agent fee
Messages between Partick Nies and David Castillo about processing
DE-2023 Quigley
multiple loans
Messages between Partick Nies and David Castillo about Body
DE-2025 Quigley
Politix 2020 loan
Transcript of SBA-Zoom meeting with Jimmy Flores, Patrick Nies,
DE-2027 Quigley; Flores; Donnelly
Craig Jordan (SBA), James Pipper (SBA), and Eric Donnelly
Messages between Stephanie Hockridge and Patrick Nies regarding
DE-2029 Quigley; Hockridge
SBA guidance
Messages between Patrick Nies and Nathan Reis discussing business
DE-2031 Quigley; N. Reis
in July 2020
Messages between Vivian Arriaga, Jason Edmunds, Jimmy Flores,
DE-2101 Arriaga; Cota; Flores
and Michael Cota about Vivian Arriaga
Messages between Vivian Arriaga, Jason Edmunds, Jimmy Flores,
DE-2103 Arriaga; Cota; Flores
and Michael Cota about issues with Zachary Smith’s applications
Messages Between Vivian Arriaga, Jason Edmunds, Jimmy Flores,
DE-2105 Arriaga; Cota; Flores
and Michael Cota about Vivian Arriaga knowing Zach Smith
Messages between Vivian Arriaga and Jason Edmunds regarding not
DE-2107 Arriaga
trusting Jimmy Flores
14
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 15 of 56 PageID 2128
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages regarding Jimmy Flores’ mental unfitness to execute as an
DE-2109 Arriaga
officer of the company
Messages between Jason Edmunds and Vivian Arriaga where Jason
DE-2111 Arriaga Edmunds writes that Jimmy Flores is a narcissist and tried to cheat
Vivian Arriaga out of her equity share
Messages between Vivian Arriaga and Jason Edmunds regarding
DE-2113 Arriaga
Jimmy Flores talking about suicide
DE-2115 Hockridge; Ligon; Arriaga Blueacorn notice of application denial
Email from Vivian Arriaga to Kristen Spencer to Vivian Arriaga
DE-2117 K. Spencer; Arriaga
About Eric Karnezis’s Clients
Messages between Vivian Arriaga and Jason Edmunds about QWK’s
DE-2119 Arriaga
issues and QWK not being paid
Email from Vivian Arriaga to Jason Edmunds about revising
DE-2121 Arriaga
processing model to avoid misunderstandings going forward
Email from Jason Edmunds to Vivian Arriaga about new structure
DE-2123 Arriaga
providing a firewall against irregularities
Email from Vivian Arriaga to Michael@qwk.finance about new
DE-2125 Arriaga
structure providing a firewall against irregularities
Draft text chain from Vivian Arriaga to several people about new
DE-2127 Arriaga
process
DE-2129 Arriaga Emails requesting forgiveness of Round 1 PPP Loan
Texts between Vivian Arriaga, Jason Edmunds, Jimmy Flores, and
DE-2131 Arriaga; Flores; Cota
Michael Cota about Nathan Reis’s arrangement with Adam Spencer
Messages between Vivian Arriaga and Michael Cota regarding losing
DE-2133 Arriaga; Cota
everything
Messages between Vivian Arriaga and Jason Edmunds about Vivian
DE-2135 Arriaga
Arriaga’s connection to a hitman
Messages between Vivian Arriaga and Jason Edmunds regarding
DE-2137 Arriaga
Jimmy Flores testifying before Congress
DE-2139 Flores Jimmy Flores’ Information
Messages between Jason Edmunds, Michael Cota, Vivian Arriaga,
DE-2141 Arriaga; Cota; Flores and Jimmy Flores regarding allowing Stephanie Hockridge to
continue processing loans
DE-2143 Arriaga Vivian Arriaga’s Plea Agreement Supplement
DE-2145 Arriaga Vivian Arriaga’s Proffer Agreement
Christopher Bridges forwarding JustWorks’ PEO letter and payroll to
DE-2301 N. Reis; Bridges
Nathan Reis
15
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 16 of 56 PageID 2129
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-2303 Bridges; N. Reis JustWorks PEO Letter Addressed to Christopher Bridges
Screenshot of Nouvelle Noir, Inc.’s corporate information from the
DE-2305 Bridges
Delaware Division of Corporations
DE-2307 Bridges JustWorks PPP Report of Payroll
Emails between Stephanie Hockridge, Lynn Fernandez, and Destiny
DE-2309 Bridges; Hockridge Ligon, and Shawn Rogers regarding loan application of Christopher
Bridges
Emails between Christopher Bridges and Merisa Rovcanin regarding
DE-2311 Bridges
submission of documents for PPP loans
DE-2313 Bridges JustWorks W-2 wage and tax statement for 2019
DE-2315 Bridges Nouvelle Noir, Inc.’s 1099-MISC for 2019
DE-2317 Bridges Christopher Bridges’ (sole proprietorship) Schedule C for 2019
Excel spreadsheet of the status and approved amounts of various loan
DE-2319 Bridges
applications
Excel spreadsheet of the status and approved amounts of various loan
DE-2321 Bridges
applications
DE-2323 Bridges List of loan applications status
DE-2325 Bridges Excel spreadsheet of employee payroll
Excel spreadsheet of the status and approved amounts of various loan
DE-2327 Hockridge; Tran; Ligon
applications
DE-2329 Hockridge; Tran; Ligon Excel spreadsheet of various loan applications
DE-2331 Hockridge; Tran; Ligon Excel spreadsheet of various loan applications’ status
DE-2333 Hockridge; Tran; Ligon Excel spreadsheet of various loan applications’ status
Wells Fargo financial statement for Christopher Bridges, dated March
DE-2335 Bridges
13, 2020
DE-2337 Bridges; Hockridge PPP loan application for Nouvelle Noir Inc. submitted by Blueacorn
Wells Fargo financial statement for Christopher Bridges, dated March
DE-2339 Bridges
13, 2020
Messages between Nathan Reis, Christopher Bridges, and Jimmy
DE-2341 Flores; Bridges; N. Reis Flores regarding Blueacorn development from May through
November 2020
Messages between Christopher Bridges and Jimmy Flores regarding
DE-2343 Flores; Bridges
Blueacorn funding from May 2020 through January 2021
Wells Fargo financial statement for Nouvelle Noir, Inc., dated
DE-2345 Bridges
February 29, 2020
Emails between Christopher Bridges and Nathan Reis regarding
DE-2347 Bridges; N. Reis
Blueacorn funding from September to October 2020
16
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 17 of 56 PageID 2130
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Email from Christopher Bridges to Nathan Reis and Scott Stevens
DE-2349 Bridges; N. Reis
regarding receipt of PPP Loans
Email from Christopher Bridges to Terrell Brown and Nathan Reis
DE-2351 Bridges; N. Reis
regarding lenders for Blueacorn
Executed non-disclosure agreement between Liberty Financial USA
DE-2353 Bridges
and Vital Card, Inc., dated February 22, 2021
Emails between Christopher Bridges, Adam Spencer, and others
DE-2355 A. Spencer; Bridges
regarding financing
Emails between Matt Mandell, Christopher Bridges, and Adam
DE-2357 A. Spencer; Bridges
Spencer regarding fees and pricing
Emails between Adam Spencer and Christopher Bridges regarding
DE-2359 A. Spencer; Bridges
various entities
Partially executed confidentiality agreement between Coolisys
DE-2361 Bridges
Technologies Corp. and Nouvelle Noir Inc., dated December 2, 2020
Partially executed joint venture agreement between Honor Enterprise
DE-2363 Bridges Funding, LLC, Elev8 Advisors LLC, Nouvelle Noir Inc., and Serenity
Development, LLC, dated August 5, 2020
Emails between Christopher Bridges, Alexandro Valles, and Adam
DE-2365 A. Spencer; Bridges
Spencer regarding additional information for PPP loan application
Email from Matt Mandell to Christopher Bridges and others regarding
DE-2367 Bridges
VitalCard
Partially Executed Joint Venture Agreement Between Honor
DE-2369 Bridges Enterprise Funding, LLC, Elev8 Advisors LLC, Nouvelle Noir Inc.,
and Serenity Development, LLC, Dated August 5, 2020
Partially Executed Non-Circumvention, Non-Disclosure, and
DE-2371 Bridges Confidentiality Agreement Between Elev8 Advisors LLC and Honor
Enterprise Funding, LLC, Dated August 5, 2020
Partially Executed Non-Circumvention, Non-Disclosure, and
DE-2373 Bridges Confidentiality Agreement Between Nouvelle Noir Inc. and Honor
Enterprise Funding, LLC, Dated August 5, 2020
Emails between Christopher Bridges, Adam Spencer, and Eric
DE-2375 Bridges; A. Spencer
Hannelius regarding data room
Emails between Christopher Bridges, Adam Spencer, and Brian
DE-2377 A. Spencer; Bridges
Roche regarding PPP loan applications
Email from Adam Spencer to Scott Stevens and Christopher Bridges
DE-2379 A. Spencer; Bridges
regarding COVID-19 Economic Injury Disaster Loan application
DE-2381 Bridges Partially executed BIN request or change form for Vital Card Inc.
17
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 18 of 56 PageID 2131
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-2383 Bridges PPP loan application for Nouvelle Noir Inc.
DE-2385 Bridges Nouvelle Noir, Inc.’s 1099-MISC for 2019
DE-2387 Bridges JustWorks PPP Report of payroll
Emails between Christopher Bridges and Merisa Rovcanin regarding
DE-2389 Bridges
submission of documents for PPP loans
Email from Nathan Reis forwarding to Laura Mettias regarding
DE-2391 Mettias; Bridges; N. Reis
JustWorks PEO payroll processor report
DE-2393 Bridges JustWorks PEO letter addressed to Christopher Bridges
Emails between Shellie Elison (CDC loans) and Jimmy Flores
DE-2401 Flores
regarding PPP loan for Qualytics
Email from April Lewis (CDC loans) to Shelly Hayman (CDC)
DE-2403 Flores
forwarding communications with Jimmy Flores regarding PPP loan
Email from April Lewis (CDC loans) to Shelly Hayman (CDC)
DE-2405 Flores
forwarding communications with Jimmy Flores regarding PPP loan
Email from Eileen Gutierrez to Jimmy Flores regarding forgiveness
DE-2407 Flores
for PPP loan to Qualytics
Email from Eileen Gutierrez to servicing@ncbcaptialimpact.org
DE-2409 Flores
regarding Qualytics PPP payoff (no forgiveness application)
DE-2411 Cota Michael Cota Arizona Driver’s License
DE-2413 Flores Jimmy Flores Arizona Driver’s License
DE-2415 Flores Articles of Amendment to Articles of Organization for Qualytics LLC
DE-2417 Flores Qualytics payroll summary by employee
DE-2419 Flores PPP loan amount calculation based on Qualytics payroll
DE-2421 Flores Qualytics 2020 Form 941 (Quarterly Federal Tax Return)
DE-2423 Cota OFAC Sanctions List Search for Michael Cota
DE-2425 Flores OFAC Sanctions List Search for Qualytics
DE-2427 Flores OFAC Sanctions List Search for Jimmy Flores
PPP Lender Application Form – PPP Loan Guaranty for Qualytics,
DE-2429 Flores
LLC
DE-2431 Flores PPP Borrower Application Form for Qualytics, LLC
PPP Borrower Application Form for Qualytics, LLC (Michael Cota
DE-2433 Cota
signature)
PPP Borrower Application Form for Qualytics, LLC (Michael Cota
DE-2435 Flores; Cota
and Jimmy Flores signatures)
DE-2437 Flores Docusign Certificate of Completion for Qualytics PPP note
DE-2439 Flores Qualytics SBA loan note
DE-2441 Flores Arizona Corporation Commission entity search for Qualytics
18
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 19 of 56 PageID 2132
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-2443 Flores Borrower Resolution for LLC – Qualytics
DE-2445 Flores CDC Small Business Finance Corp. PPP Certification
DE-2447 Flores Qualytics PPP Loan Disbursement ACH Request form
Qualytics PPP loan authorization agreement for one-time ACH
DE-2449 Flores
deposit
Qualytics PPP loan authorization agreement for preauthorized
DE-2451 Flores
payments (debits)
DE-2453 Flores Qualytics VOID check
Email from Andrea Kunzik to Nola Williams regarding $0 balance for
DE-2455 Flores Qualytics loan; assignment of Qualytics PPP loan to CLSC from CDC
Small Business Finance; Qualytics PPP loan documents
DE-2457 Flores Demand for payment re: Qualytics PPP loan ($21,135.51)
DE-2459 Flores Demand for payment re: Qualytics PPP loan ($31,853.07)
DE-2461 Flores Qualytics PPP loan payoff statement as of March 31, 2022
Letter from Justin Davis, Counsel for Jimmy Flores and Qualytics,
DE-2463 Flores regarding overdue balance on PPP loan; enclosed check for
$21,135.51.
Email from Maribel Avena to Jimmy Flores regarding approval of
DE-2465 Flores
Qualytics PPP loan
Messages between Jason Edmunds, Michael Cota, VivianArriaga,
DE-2501 Cota; Arriaga; Flores
Jimmy Flores about potential compliance issue
Messages between Jimmy Flores and Michael Cota regarding
DE-2503 Flores; Cota
Stephanie Hockridge
Messages between Jimmy Flores and Michael Cota about Nathan
DE-2505 Flores; Cota
Reis’s idea to pay partners
Messages between Jimmy Flores and Michael Cota regarding Michael
DE-2507 Flores; Cota
Cota’s sign-off on Stephanie Hockridge’s fee
Messages between Jimmy Flores and Michael Cota About personal
DE-2509 Flores; Cota
income statements for Nader Amireh’s PPP loan
Messages Between Michael Cota, Stephanie Hockridge, Andrew
DE-2511 Hockridge; Flores; Cota
Tran, and Jimmy Flores discussing various applications
Messages between Jimmy Flores and Michael Cota about Michael
DE-2513 Flores; Cota
Cota submitting SBA loans
Messages between Nathan Reis and Michael Cota about creating
DE-2515 N. Reis; Cota
documents
Messages between Jimmy Flores and Michael Cota about 10%
DE-2517 Flores; Cota
holdback on fees until loan forgiveness
19
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 20 of 56 PageID 2133
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Texts between Jimmy Flores and Michael Cota about pitching PPP
DE-2519 Flores; Cota
loans to business owners for a percentage or flat fee
Texts between Michael Cota and Stephanie Hockridge regarding
DE-2521 Cota; Tran; Hockridge
Michael Cota fees
DE-2523 Cota; Jack Snyder Messages between Michael Cota and Jack Snyder about loans
Messages between Ibrahim Sharif, Michael Cota, and Jimmy Flores
DE-2525 Flores; Cota
about draft tax documents not needing to be filed
Messages between Vivian Arriaga and Michael Cota about losing
DE-2527 Cota; Arriaga
everything due to lack of trust
Messages regarding Jimmy Flores’ mental unfitness to execute as an
DE-2529 Cota
officer of the company
Messages between Jimmy Flores and Michael Cota about not wanting
DE-2531 Flores; Cota
Stephanie Hockridge’s deals
DE-2533 Cota; Friedemann Michael Cota 302
DE-2535 Cota; Friedemann Michael Cota’s Plea Agreement
DE-2537 Cota; Friedemann Michael Cota 302
DE-2539 Cota; Friedemann Michael Cota 302
Referral agreement – Lendio compilation of documents from the early
DE-2601 Hockridge
stages of Blueacorn
DE-2603 Hockridge Lendio referral agreement with Body Politix
DE-2605 Hockridge Lendistry referral agreement with Body Politix
Not executed referral agreement between The Loan Source and Body
DE-2607 Hockridge
Politix
Not executed multi-party agreement between The Loan Source and
DE-2609 Hockridge
Body Politix
DE-2613 Hockridge Denied Blueacorn RATF proposal
Not executed security agreement for loan between grantor, Body
DE-2615 Hockridge
Politix, and borrowers Tana R. Walker and Koichio T. Walker
DE-2617 Hockridge; Appelbaum Blueacorn marketing materials
DE-2619 Hockridge; Appelbaum PPP partner affiliate report
DE-2621 Hockridge; N. Reis July 6, 2020, through August 8, 2020, Nathan Reis detailed report
DE-2623 Hockridge; Appelbaum; Mettias July 6, 2020, through August 8, 2020, Laura Mettias detailed report
DE-2625 Hockridge; Appelbaum Blueacorn PPP information
DE-2627 Hockridge; Flores Blueacorn terms by Jimmy Flores
DE-2629 Hockridge List of PPP information
DE-2631 Hockridge; Loan forgiveness partnership list
DE-2633 Hockridge; Financial services agreement
20
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 21 of 56 PageID 2134
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-2635 Hockridge; Appelbaum; Abshier Blueacorn PPP Loan forgiveness information
DE-2637 Hockridge; Appelbaum PPP2 and PPP3 financial report
Letter to Jose Martinez, President of Prestamos CDFI, from Stephanie
DE-2639 Hockridge
Hockridge regarding PPP loan success
PPP applications processed by Blueacorn and Prestamos between
DE-2641 Hockridge
May 14, 2020, and August 8, 2020
DE-2643 Hockridge Detailed invoice report—CDC Small Business Finance
DE-2645 Hockridge; Appelbaum Detailed invoice report—Evolve Bank & Trust
DE-2647 Hockridge; Appelbaum Detailed invoice report—First Home Bank
DE-2649 Hockridge; Appelbaum Detailed invoice report—Lendistry
DE-2651 Hockridge; Appelbaum Detailed invoice report—Prestamos CDFI
DE-2653 Hockridge; Appelbaum PPP loan cycle information
DE-2655 Hockridge; Appelbaum List of Blueacorn contacts based on business type
DE-2657 Hockridge; Appelbaum Information about necessary PPP documentation
DE-2659 Hockridge; Appelbaum Blueacorn marketing material
DE-2661 Hockridge; Appelbaum Lendistry and Prestamos processing codes
DE-2663 Hockridge; Appelbaum Email templates for informing applicants of lender assignment
DE-2665 Hockridge; Appelbaum Blueacorn internal loan processing system
DE-2667 Hockridge; Appelbaum Blueacorn website PPP information page
DE-2669 Hockridge; Appelbaum Lendistry and Prestamos qualification information
DE-2671 Hockridge; Appelbaum; Abshier List of required documentation for a PPP loan
Blueacorn media release: Valley Company Builds Tech Platform to
DE-2673 Hockridge; Appelbaum; Abshier
Simplify & Accelerate Fair Access to PPP funds
DE-2675 Hockridge; Appelbaum; Abshier Blueacorn internal loan statistics and tracking
Compilation of websites with information relevant to processing PPP
DE-2677 Hockridge; Appelbaum; Abshier
loans
DE-2679 Hockridge; Appelbaum; Abshier List of financial institutions by type and state
DE-2681 Hockridge; Appelbaum; Abshier Mercury June 2020 Blueacorn Statement of Qualifications& Proposal
Messages between Jimmy Flores and Michael Cota about paying
DE-2701 Flores; Cota
partners
Messages between Jimmy Flores, Nathan Reis, and Stephanie
DE-2703 Flores; Hockridge; N. Reis
Hockridge about Stephanie Hockridge being the MVP
Messages between Jimmy Flores and Nathan Reis about Jimmy
DE-2705 Flores; N. Reis
Flores telling Stephanie Hockridge good job for getting creditors paid
Messages between Jimmy Flores and Michael Cota about Stephanie
DE-2709 Flores; Cota
Hockridge being on fire
21
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 22 of 56 PageID 2135
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages between Jimmy Flores and Michael Cota about needing
DE-2711 Flores; Cota
Stephanie Hockridge’s help
DE-2717 Flores Jimmy Flores’ factual resume information
Messages between Jimmy Flores and Michael Cota about pitching
DE-2719 Flores; Cota
PPP loans to business owners for a percentage or flat fee
Messages between Jimmy Flores and Michael Cota about 10%
DE-2721 Flores; Cota
holdback on fees until loan forgiveness
Messages between Jimmy Flores and Michael Cota regarding
DE-2723 Flores; Cota
personal income statements for Nader Amireh’s PPP loan
Messages between Jimmy Flores and Nathan Reis about review of
DE-2725 Flores; N. Reis
files
Messages between Jimmy Flores and Nathan Reis about all liability
DE-2727 Flores; N. Reis
being indemnified
Messages between Jimmy Flores and Jack Snyder about majority of
DE-2729 Flores; Jack Snyder
the loans having errors
Messages between Jimmy Flores and Nathan Reis joking about living
DE-2731 Flores; N. Reis
light and staying low
DE-2733 Flores Jimmy Flores unemployment insurance application
Jimmy Flores Marshals Service personal history –
DE-2735 Flores
psychiatric/emotionally disturbed box checked “Y”
Messages between Jimmy Flores, Nathan Reis, and Stephanie
DE-2737 Flores; N. Reis; Hockridge
Hockridge about small businesses and PPP loans
DE-2739 Flores Jimmy Flores Plea Agreement
DE-2741 Flores Schedule C for Jimmy Flores – Independent Sales
Email from Jimmy Flores to James Pipper (SBA) with executed
DE-2743 Flores
Lender Service Provider Agreement
DE-2745 Flores; Friedemann Memorandum of interview – proffer of Jimmy Flores
Messages between Jimmy Flores and Nathan Reis regarding
DE-2747 Flores; N. Reis
underwriting deals; Body Politix W-9; and invoice to Qualytics
DE-2749 Flores; Hockridge; N. Reis Jimmy Flores messages spreadsheet
DE-2751 Flores Qualytics payroll summary by employee
Form 941 for Qualytics LLC for January, February and March of
DE-2753 Flores
2020
DE-2755 Flores; Cota Qualytics PPP Borrower Application Form
Messages between Jimmy Flores and Michael Cota re: various
DE-2757 Flores; Cota
applications and tax matters
22
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 23 of 56 PageID 2136
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages between Jimmy Flores and Michael Cota re: various
DE-2759 Flores; Cota
matters
DE-2761 Flores; Cota Qualytics payroll summary by employee
Messages between Jimmy Flores, Michael Cota, Vivian Arriaga,
DE-2763 Flores; Cota; Arriaga; Hockridge Stephanie Hockridge, Nader Amireh and Nathan Reis about various
applications and tax documents
Flores; Hockridge; Tran; Ligon; Messages between Jimmy Flores, Andrew Tran, Nathan Reis,
DE-2765
Cota Michael Cota, and Destiny Ligan regarding various loan applications
DE-2767 Flores; Hockridge PPP Borrower Application Form for Jimmy Flores
DE-2769 Flores Application rejection from BlueVine to Jimmy Flores
Messages between Jimmy Flores, Jack Snyder, and Michael Cota
DE-2771 Flores; Snyder; Cota
regarding loan statuses
DE-2773 Hagerman; Friedemann FBI entry stating agents served target letter on Jimmy Flores
FBI entry stating Jimmy Flores pleaded guilty to count of conspiracy
DE-2775 Friedemann
to commit wire fraud
DE-2777 Flores; Friedemann DOJ personal history of defendant Jimmy Flores
DE-2801 H. DiPietro Schedule C for Hannah Dipietro – makeup artist (1)
DE-2803 H. DiPietro Schedule C for Hannah Dipietro – makeup artist (2)
DE-2903 Friedemann FBI interview proffer notes
Email from Broquist to Nathan Reis with dummy/test PPP application
DE-2905 N. Reis; Appelbaum
details.
Email from Jonathan Campos to vip@Blueacorn.co with no text and
DE-3001 Hockridge
one attachment
Payment confirmation email from Wave Payments to
DE-3003 Hockridge
vip@Blueacorn.co
Messages between James Scott, Stephanie Hockridge, Jonathan
DE-3005 Hockridge
Campos and Blueacorn
DE-3007 Appelbaum Schedule C (Form 1040) for Shatter Ink
Spreadsheet titled “Steph’s Tab” listing applicants, loan amounts, and
DE-3009 Hockridge
notes
Messages between Cody Oborn and Stephanie Hockridge regarding
DE-3011 Hockridge
various applicants and issues with applications
Messages between Destiny Ligon and Stephanie Hockridge, where
DE-3013 Ligon
Stephanie Hockridge trains Destiny Ligon
Excel spreadsheet with entries for status, business names, estimated
DE-3015 Hockridge
PPP amounts, etc.
DE-3017 Hockridge Excel spreadsheet with status entries, submission dates, etc.
23
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 24 of 56 PageID 2137
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Excel spreadsheet titled “Andrew’s Pipeline Report - Fastlane” listing
DE-3019 Tran; Hockridge
status, applicants, and loan amounts
Excel spreadsheet listing submission dates, business names, notes,
DE-3021 Hockridge
etc.
Excel spreadsheet listing submission dates, business names, notes,
DE-3023 Hockridge
etc.
Email from VIP Blueacorn, signed by Stephanie Hockridge, regarding
DE-3025 Hockridge
PPP funding and obstacles with the bank
DE-3027 Hockridge; N. Reis Body Politix income statement
DE-3029 Hockridge; N. Reis Juuice LLC income statement
Paycheck Protection Program Liquidity Facility PPP Pledge and
DE-3031 Hockridge; N. Reis
Advance Request from Eric Donnelly, CEO of Capital Plus Financial
DE-3035 Appelbaum Schedule C (Form 1040) for Shatter Ink
DE-3037 Appelbaum Schedule C (Form 1040) for Shatter Ink
SBA Form 2484: PPP Lender’s Application (officially revised June
DE-3101 Hockridge; Abshier
24, 2020, expiration date of December 31, 2023)
SBA Form 2484: PPP Lender’s Application (officially revised June
DE-3103 Hockridge; Abshier
24, 2020, expiration date of December 31, 2020)
SBA Form 2484: PPP Lender’s Application (officially revised June
DE-3105 Hockridge; Abshier
24, 2020, expiration date of November 30, 2020)
DE-3107 Hockridge; Abshier SBA Form 2484: PPP Lender’s Application (revised March 3, 2021)
DE-3109 Hockridge; Abshier SBA Form 2484: PPP Lender’s Application (revised March 18, 2021)
DE-3111 Hockridge; Abshier SBA Form 2484: PPP Lender’s Application (revised January 8, 2021)
DE-3113 Hockridge; Abshier SBA Form 2484: PPP Lender’s Application (revised June 12, 2020)
Original SBA Form 2484: PPP Lender’s Application (original April
DE-3115 Hockridge; Abshier
2020 version)
DE-3117 Hockridge; Abshier SBA Form 2484: PPP Lender’s Application (revised June 24, 2020)
Hockridge; A. Karnezis; Messages between Stephanie Hockridge, Anthony Karnezis, and Eric
DE-3201
E. Karnezis Karnezis
DE-3203 Hockridge and E. Karnezis Messages between Stephanie Hockridge and Eric Karnezis
Messages between Stephanie Hockridge, Laura Mettias, Andrew
DE-3205 Hockridge; Mettias; Tran;
Tran, Robert Warzel, and others
DE-3207 Hockridge; Ligon Messages between Stephanie Hockridge, Destiny Ligon, and others
DE-3209 Hockridge; Ligon; Tran Messages in “Team VIP” group chat
Flores; N. Reis; Hockridge; Cota;
DE-3211 Jimmy Flores message spreadsheet
Arriaga
DE-3213 Hockridge; Ligon Messages between Stephanie Hockridge and Destiny Ligon
24
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 25 of 56 PageID 2138
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-3215 N. Reis; Hockridge Messages between Nathan Reis and Stephanie Hockridge
DE-3217 Hockridge; Hochberg Messages between Stephanie Hockridge and Devin Hochberg
DE-3219 Hockridge; E. Karnezis Messages between Stephanie Hockridge and Eric Karnezis
Hockridge; N. Reis; Quigley; Cota;
DE-3221 Messages in “VIPPP – Welcome MCJ” group chat
Flores
Messages between Stephanie Hockridge, Nathan Reis, and Patrick
DE-3223 Hockridge; N. Reis; Quigley
Quigley
DE-3225 Hockridge; N. Reis; Quigley Messages in “VIPPP – Welcome MCJ” group chat
Messages between Stephanie Hockridge, Jimmy Flores, and Michael
DE-3227 Flores; Cota; Hockridge
Cota
DE-3229 Quigley; Hockridge Messages between Stephanie Hockridge and Patrick Quigley
DE-3231 Quigley; Hockridge Messages between Stephanie Hockridge and Patrick Quigley
DE-3233 Hockridge; N. Reis Messages between Stephanie Hockridge and Nathan Reis
Messages of Stephanie Hockridge explaining to Andrew Tran how to
DE-3235 Tran
catch fraud
DE-3237 Tran Messages between Stephanie Hockridge and Andrew Tran
Messages between Stephanie Hockridge, Destiny Ligon, and Andrew
DE-3239 Tran; Hockridge; Ligon
Tran
DE-3241 Hockridge; E. Karnezis Messages between Stephanie Hockridge and Eric Karnezis
DE-3243 Hockridge; Ligon Messages between Stephanie Hockridge and Destiny Ligon
DE-3245 Hockridge; Ligon Messages between Stephanie Hockridge and Destiny Ligon
DE-3247 Hockridge; Mettias Messages between Stephanie Hockridge and Laura Mettias
DE-3249 Hockridge; Drell Messages between Stephanie Hockridge and Adam Drell
DE-3251 Flores Message of Jimmy Flores
E. Karnezis; A. Karnezis;
DE-3301 VIPPP Pipeline Report, Twins, April 12, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3303 VIPPP Pipeline Report, Twins, April 12, 2021
Hockridge
DE-3305 Hockridge VIPPP Pipeline Report, Red, April 13, 2021
DE-3307 Hockridge VIPPP Pipeline Report, Red, April 11, 2021
DE-3309 Hockridge VIPPP Pipeline Report, Stuck List, April 13, 2021
E. Karnezis; A. Karnezis;
DE-3311 VIPPP Pipeline Report, Twins, May 7, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3313 VIPPP Pipeline Report, Twins, May 10, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3315 VIPPP Pipeline Report, Twins, May 19, 2021
Hockridge
25
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 26 of 56 PageID 2139
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
E. Karnezis; A. Karnezis;
DE-3317 VIPPP Pipeline Report, Twins, May 27, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3319 VIPPP Pipeline Report, Twins, June 1, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3321 VIPPP Pipeline Report, Twins, June 7, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3323 VIPPP Pipeline Report, Twins, April 29, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3325 VIPPP Pipeline Report, Twins, May 20, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3327 VIPPP Pipeline Report, Twins, May 15, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3329 VIPPP Pipeline Report, Twins, May 26, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3331 VIPPP Pipeline Report, Twins, May 6, 2021
Hockridge
E. Karnezis; A. Karnezis;
DE-3333 VIPPP Pipeline Report, Twins, May 17, 2021
Hockridge
DE-3401 N. Reis; Hockridge Body Politix’s first draw PPP loan forgiveness application
DE-3403 N. Reis; Hockridge Body Politix’s second draw PPP loan application
DE-3405 N. Reis; Hockridge Body Politix’s PPP loan application
Email from Prestamos with DocuSign link for Body Politix’s PPP
DE-3407 N. Reis; Hockridge
loan forgiveness documents
Email from Prestamos confirming completion of Body Politix’s PPP
DE-3409 N. Reis; Hockridge
loan forgiveness documents on DocuSign
Email from Alex Magallanes of Prestamos providing notice of Body
DE-3411 N. Reis; Hockridge
Politix loan forgiveness
Email Nathan Reis forwarded Stephanie Hockridge from Prestamos
DE-3413 N. Reis; Hockridge
regarding eligibility for loan forgiveness
Email from Prestamos to Stephanie Hockridge providing an update on
DE-3415 N. Reis; Hockridge
loan processing delays
Email from Patrick Quigley of Prestamos requesting additional
DE-3417 N. Reis; Hockridge
information to process Body Politix’s second draw
Email from Prestamos encouraging Stephanie Hockridge to apply for
DE-3419 N. Reis; Hockridge
a second-round PPP loan
Email from Prestamos with DocuSign link for Body Politix’s second
DE-3421 N. Reis; Hockridge
draw PPP loan documents
26
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 27 of 56 PageID 2140
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Email from Prestamos informing Stephanie Hockridge she may be
DE-3423 N. Reis; Hockridge
eligible for a second draw PPP loan
Email from Mark McKenna of Prestamos asking Stephanie Hockridge
DE-3425 N. Reis; Hockridge
for her 2019 filed tax return and a copy of a voided check
Email from Prestamos sending Stephanie Hockridge a DocuSign link
DE-3427 N. Reis; Hockridge
to the SBA note for Body Politx PPP loan
Email from Blueacorn confirming completion of Body Politix’s PPP
DE-3429 N. Reis; Hockridge
application
Email from Blueacorn notifying Stephanie Hockridge that she signed
DE-3431 N. Reis; Hockridge
a DocuSign document
DE-3501 Hockridge “Twins (ac-pie)” Whatsapp group
Certificate of Authenticity of Electronic Records for the business
DE-3801 Abshier; Appelbaum
COMMERCIO DMCC
Angelo Dipietro; Hockridge;
DE-3803 Angelo Dipietro 2019 Angelo’s Exotic Motors 1099
Appelbaum
Hockridge; Anthony Paoli;
DE-3805 Anthony Paoli 2019 Leo Rose 7, LLC 1099
Appelbaum
Travin Gray; Hockridge;
DE-3807 Travin Gray 2019 Juuice, LLC 1099
Appelbaum
DE-3809 A. Spencer; Appelbaum Adam Spencer 2019 Vital Card Inc 1099
DE-3811 N. Reis; Hockridge; Appelbaum Jessica Stackpool 2019 7 Cubed, LLC 1099
Hochberg; N. Reis; Hockridge;
DE-3813 Devin Hochberg 2019 Nies, LLC 1099
Appelbaum
Patrick Nies; Hockridge; N. Reis;
DE-3815 Patrick Nies 2019 DAP Industries LLC 1099
Appelbaum
DE-3817 Appelbaum Kris D. Morahan 2019 Morahan Group LLC 1099
DE-3819 Appelbaum Frederick Thiel 2019 Thiel Advisors Inc 1099
DE-3821 Appelbaum Gino Dipetrio 2019 GGD Management LLC 1099
DE-3823 Appelbaum Kyle Slinger 2019 Zen Laboratory LLC 1099
DE-3825 Appelbaum Florence Faivre 2019 Cream Crop Talent Inc 1099
DE-3827 Appelbaum Thomas Olson 2019 Juuice, Inc 1099
DE-3829 Spirakus; Appelbaum Noah Spirakus 2019 Prospectify, Inc. 1099
DE-3831 Appelbaum Hesam Rasoulzadeh 2019 Jefe Hankook Concepts, LLC 1099
DE-3833 Hockridge; N. Reis; Appelbaum Stephanie Hockridge May 2019 Juuice earning statements
DE-3835 Hockridge; N. Reis; Appelbaum Stephanie Hockridge May 2020 Juuice earning statements
DE-3837 Hockridge; N. Reis; Appelbaum Stephanie Hockridge August 2020 Juuice earning statement
DE-3839 N. Reis; Appelbaum Nathan Reis December 24, 2021, Juuice paystub
27
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 28 of 56 PageID 2141
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-3841 Hockridge; N. Reis; Appelbaum Stephanie Hockridge December 24, 2021, Juuice paystub
DE-3843 Quigley; Hockridge; N. Reis Patrick Quigley December 30, 2021, Juuice paystub
DE-3845 N. Reis; Hockridge Nathan Reis 2019 Body Politix, LLC 1099
DE-3847 Hockridge Stephanie Hockridge 2019 RT Automotive Center Inc 1099
DE-3849 Flores; Appelbaum Jimmy Flores 2019 Qualytics, LLC 1099
DE-3851 Smith; Appelbaum Napoleon Smith III 2019 Captain Kangaroo 1099
DE-3853 Broquist; Appelbaum Jonathan Broquist 2019 Juuice, Inc. 1099
DE-3855 Appelbaum Craig Keenan 2019 CL Light Nightclub 1099
DE-3857 Appelbaum Rhett Doolittle 2019 Doo it, Inc. 1099
DE-3859 Appelbaum Riley Anger 2019 Alamo Distributing WI. Inc. 1099
DE-3861 Appelbaum Shari Lynn Kleeman 2019 Obagi Cosmeceuticals LLC 1099
DE-3863 K. Spencer; Appelbaum Sweet P Designs 2019 Vital Cards Inc 1099
DE-3865 Drell; Appelbaum; Hockridge Adam Drell 2019 Dynamo Logistics, LLC 1099
DE-3867 Appelbaum; Hockridge Eric Ayala 2019 Cut Throat Barbershoppe LLC 1099
DE-3869 Appelbaum; Hockridge Jordan Hereford 2019 Field & Fire LLC 1099
DE-3871 O’Connell; Hockridge; Appelbaum Oliver O’Connell 2019 AO Distributors LLC 1099
DE-3873 Jore; Hockridge; N. Reis Lincoln Jore February 15, 2020, Juuice paystub
Certificate of Authenticity of Electronic Records for the business
DE-3875 Appelbaum
COMMERCIO DMCC
Certificate of Authenticity of Electronic Records for the business
DE-3877 Appelbaum
COMMERCIO DMCC
Certificate of Authenticity of Electronic Records for the business
DE-3879 Appelbaum
COMMERCIO DMCC
FBI surveillance report on Nathan Reis and Stephanie Hockridge in
DE-3901 Friedemann; Appelbaum
Puerto Rico
FBI surveillance notes on Nathan Reis and Stephanie Hockridge in
DE-3903 Friedemann; Appelbaum
Puerto Rico
FBI arrest report for Nathan Reis in Puerto Rico noting it was
DE-3905 Friedemann; Appelbaum
“without incident”
DE-3907 Friedemann; Appelbaum Arrest warrant for Stephanie Hockridge
DE-3909 Friedemann; Appelbaum Prisoner remand sheet for Nathan Reis
DE-3911 Friedemann; Appelbaum Court order setting conditions of release for Nathan Reis
DE-3913 Friedemann; Appelbaum Sealed arrest warrant for Nathan Reis
DE-3915 Friedemann; Appelbaum Arrest sheet from U.S. Department of Justice for Nathan Reis
DE-3917 Friedemann; Appelbaum Handwritten notes for interview of Christoper Smith
DE-4001 Hockridge; N. Reis Nate invoice to Body Politix
DE-4003 Hockridge; N. Reis Juuice Inc. payroll report
28
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 29 of 56 PageID 2142
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Hockridge; N. Reis; A. Spencer;
DE-4005 Messages among Blueacorn principals
Spirakus; Flores
DE-4007 N. Reis; A. Spencer Email between Nathan Reis and Adam Spencer
DE-4009 N. Reis; Hockridge Juuice Inc. PPP application - Bank of America
DE-4011 N. Reis; Hockridge Nathan Reis PPP application - Bank of America
Nathan Reis and Jimmy Flores messages regarding Jimmy Flores’s
DE-4013 N. Reis; Flores
loan
Nathan Reis, Jimmy Flores, and CDC bank emails re: Juuice PPP
DE-4015 N. Reis; Flores
loan
DE-4017 N. Reis; Hockridge Juuice Inc. PPP application
Nathan Reis, Noah Spirakus messages regarding Noah Spirakus’s
DE-4019 N. Reis; Spirakus
personal loans
Stephanie Hockridge and Nathan Reis messages regarding Adam
DE-4023 N. Reis; Hockridge
Drell
DE-4025 N. Reis; Hockridge Body Politix 1099 for Nathan Reis
DE-4027 N. Reis; Hockridge; Appelbaum Body Politix STARS report
DE-4029 N. Reis; Hockridge; Appelbaum Body Politix STARS report
DE-4031 N. Reis; Hochberg; Hockridge DAP Industries application
DE-4033 Flores; N. Reis Jimmy Flores 1099 Qualytics
DE-4035 Flores; Cota; N. Reis Jimmy Flores bank statement
DE-4037 Flores Jimmy Flores Qualytics 1099
DE-4039 N. Reis; Hockridge Juuice Inc Form 941
DE-4041 N. Reis; Hockridge Juuice Inc. Form 941
DE-4043 N. Reis Juuice LLC STARS report
DE-4045 N. Reis; Hockridge Nathan Reis invoice to Body Politix
DE-4047 N. Reis; Hockridge Messages between Nathan Reis and Stephanie Hockridge
DE-4049 Hockridge Stephanie Hockridge and Kristen Petronio messages
DE-4051 Hockridge; Mettias Stephanie Hockridge and Laura Mettias messages
DE-4053 N. Reis; Hockridge Stephanie Hockridge and Nathan Reis messages
Stephanie Hockridge and Noah Spirakus messages regarding Noah
DE-4055 N. Reis; Spirakus
Spirakus’s personal loans
DE-4057 N. Reis; Hockridge Blueacorn call recording
DE-4059 N. Reis; Flores Jimmy Flores PPP application
DE-4061 N. Reis; Hockridge Body Politix Wells Fargo report
DE-4063 N. Reis; Hockridge Body Politix form 1040 Schedule C
DE-4065 N. Reis; Hockridge Juuice PPP application
DE-4067 N. Reis Order summary
29
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 30 of 56 PageID 2143
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-4069 Flores; N. Reis; Hockridge Jimmy Flores message spreadsheet
DE-4071 N. Reis; Hockridge Email between Jimmy Flores and CDC Bank regarding PPP fees
DE-4073 H. DiPietro 2019 income tax return for Angelo DiPietro and Hannah DiPietro
Email thread between Jimmy Flores, Kurt Chilcott, Mark Pinsky, and
DE-4075 Flores; N. Reis; Hockridge
Nathan Reis
DE-4077 N. Reis Email from Nathan Reis to Tom Epstein
DE-4079 Mettias; N. Reis Email from Nathan Reis to Laura Mettias
Message screenshot between Stephanie Hockridge and Patrick
DE-4081 N. Reis; Hockridge; Quigley
Quigley
DE-4083 N. Reis Email from Nathan Reis to Wave Payments
Screenshots of conversations with six business owners regarding PPP
DE-4085 N. Reis
applications
DE-4087 N. Reis Email thread regarding Juuice PPP application
DE-4089 N. Reis; O’Connell Email thread between Nathan Reis and Oliver O’Connell
DE-4091 N. Reis Nathan Reis message screenshots
DE-4093 N. Reis Recording of Nate
DE-4095 N. Reis; Hochberg WhatsApp messages between Nathan Reis and Devin Hochberg
DE-4097 Hochberg JustWorks letter to DAP Industries LLC
Receipts of transactions sending or receiving money from certain
DE-4099 Appelbaum
entities
DE-4101 N. Reis; Hochberg Messages between Nathan Reis and Devin Hochberg
Apple Inc. Affidavit in Support of Search Warrant to Eric Donnelly,
DE-4103 N. Reis; Hochberg Farzana Giga, Barry Calhoun, Greg Jacobson, Celena Phillips. Jimmy
Flores, Matthew Yahes
DE-4105 Friedemann; Appelbaum Apple Inc. Search Warrant; Attachment A
Apple Inc. search warrant; Attachment B containing a list of
DE-4107 Friedemann; Appelbaum
particular things to be seized
Apple Inc. search warrant for Nathan Reis and Stephanie Hockridge
DE-4109 Friedemann; Appelbaum
and Nathan Reis’s Email Account
DE-4111 Friedemann; Appelbaum Apple Inc. Affidavit in Support of Search Warrant
Apple Inc. search warrant; Attachment A; Property to be Searched
DE-4113 Friedemann; Appelbaum nathanreis@me.com, n8reis@gmail.com,
stephanie.hockridge@hotmail.com
Apple Inc. search warrant; Attachment B containing a list of
DE-4115 Friedemann; Appelbaum particular things to be seized as email content from March 1, 2020
through the present
DE-4117 Friedemann; Appelbaum Google Search and Seizure Warrant for Nathan Reis’s email accounts
30
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 31 of 56 PageID 2144
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Google Affidavit in Support of Application for Search Warrant to
DE-4119 Friedemann; Appelbaum
Nathan Reis’s email accounts
DE-4121 Friedemann; Appelbaum Google search warrant; Attachment A Property to be Searched
Google search warrant; Attachment B containing a list of particular
DE-4123 Friedemann; Appelbaum
things to be seized including all emails from March 1, 2020 to present
DE-4125 Friedemann; Appelbaum Google search warrant for Adam Spencer’s email accounts
Google Affidavit in Support of Search Warrant to Adam Spencer’s
DE-4127 Friedemann; Appelbaum
email accounts
Google search warrant; Attachment A, Property to be Searched is
DE-4129 Friedemann; Appelbaum
akspencers5@gmail.com
Google search warrant; Attachment B containing a list of particular
DE-4131 Friedemann; Appelbaum things to be seized including all emails from March 1, 2020 to
December 31, 2021
DE-4133 Friedemann; Appelbaum Google search warrant for Kristen Spencer’s email accounts
Google Affidavit in Support of Search Warrant for Kristen Spencer’s
DE-4135 Friedemann; Appelbaum
email accounts
Google search warrant; Attachment A, Property to Be Searched is
DE-4137 Friedemann; Appelbaum
sweetpdesigns617@gmail.com
Google Search Warrant; Attachment B containing a list of particular
DE-4139 Friedemann; Appelbaum things to be seized including all emails from March 1, 2020 to
December 31, 2021
DE-4141 Friedemann; Appelbaum Google search warrant for Stephanie Hockridge’s email accounts
Google Affidavit in Support of Search Warrant to Stephanie
DE-4143 Friedemann; Appelbaum
Hockridge’s email accounts
Google search warrant; Attachment A, Property to Be Searched is
DE-4145 Friedemann; Appelbaum
stephanie@juuice.com and lincoln@juuice.com
Google search warrant; Attachment B containing a list of particular
DE-4147 Friedemann; Appelbaum things to be seized including all emails from April 1, 2020 to October
1, 2021
DE-4149 Friedemann; Appelbaum Microsoft search warrant for Kristen Spencer’s email accounts
Microsoft Affidavit in Support of Search Warrant to Kristen
DE-4151 Friedemann; Appelbaum
Spencer’s email accounts
Microsoft search warrant; Attachment A, Property to Be Searched is
DE-4153 Friedemann; Appelbaum
kristen@elev8withus.com
Microsoft search warrant; Attachment B containing a list of particular
DE-4155 Friedemann; Appelbaum things to be seized including all emails from March 1, 2020 to
December 31, 2021
31
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 32 of 56 PageID 2145
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-4157 Friedemann; Appelbaum Microsoft search warrant for Adam Spencers’s email accounts
Microsoft Affidavit in Support of Search Warrant to Adam
DE-4159 Friedemann; Appelbaum
Spencers’s email accounts
Microsoft search warrant; Attachment A, Property to Be Searched is
DE-4161 Friedemann; Appelbaum
adam@elev8withus.com
Microsoft search warrant; Attachment B containing a list of particular
DE-4163 Friedemann; Appelbaum things to be seized including all emails from March 1, 2020 to
December 31, 2021
DE-4165 Friedemann; Appelbaum Microsoft search warrant for Stephanie Hockridge’s Email Accounts
Microsoft Affidavit in Support of Search Warrant to Stephanie
DE-4167 Friedemann; Appelbaum
Hockridge’s Email Accounts
Microsoft search warrant; Attachment A, Property to Be Searched is
DE-4169 Friedemann; Appelbaum
stephanie.hockridge@hotmail.com
Microsoft search warrant; Attachment B containing a list of particular
DE-4171 Friedemann; Appelbaum things to be seized including all emails from April 1, 2020 to October
1, 2021
Search and Seizure Warrant for PDFfiller Accounts
nate@Blueacorn.co, Andrew.tran@Blueacorn.co,
DE-4173 Friedemann; Appelbaum
andrewvegas17@gmail.com, stephanie@Blueacorn.co,
noah@Blueacorn.co
Affidavit for search warrant for PDFfiller Accounts
nate@Blueacorn.co, Andrew.tran@Blueacorn.co,
DE-4175 Friedemann; Appelbaum
andrewvegas17@gmail.com, stephanie@Blueacorn.co,
noah@Blueacorn.co
PDFfiller Accounts search warrant; Attachment A, Property to Be
Searched is nate@Blueacorn.co, Andrew.tran@Blueacorn.co,
DE-4177 Friedemann; Appelbaum
andrewvegas17@gmail.com, stephanie@Blueacorn.co,
noah@Blueacorn.co
PDFfiller Accounts search warrant; Attachment B containing a list of
DE-4179 Friedemann; Appelbaum particular things to be seized including all emails from March 1, 2020
to March 31, 2021
WhatsApp Search and Seizure Warrant for Nathan Reis, Stephanie
DE-4181 Friedemann; Appelbaum
Hockridge, Destiny Ligon, Andrew Tran
WhatsApp Affidavit for Search Warrant for Nathan Reis, Stephanie
DE-4183 Friedemann; Appelbaum
Hockridge, Destiny Ligon, Andrew Tran
32
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 33 of 56 PageID 2146
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
WhatsApp search warrant; Attachment A, Property to Be Searched is
DE-4185 Friedemann; Appelbaum WhatsApp phone accounts of Nathan Reis, Stephanie Hockridge,
Destiny Ligon, Andrew Tran
WhatsApp search warrant; Attachment B containing a list of
DE-4187 Friedemann; Appelbaum particular things to be seized including all emails from March 1,
2020, to July 19, 2022
DE-4301 Friedemann List of employee information
DE-4303 Friedemann Background investigation report on Erica Anaya
DE-4305 Friedemann Background investigation report on Jesus Carmona
DE-4307 Friedemann Background investigation report on Neil Clements
DE-4309 Friedemann Background investigation report on Angela Cole
DE-4311 Friedemann Background investigation report on Chad Cole
DE-4313 Friedemann Background investigation report on Angela Conley
DE-4315 Friedemann Background investigation report on Mark Crockett
DE-4317 Friedemann Background investigation report on Yesenia Dominguez
DE-4319 Friedemann Background investigation report on Eric Donnelly
DE-4321 Friedemann Background investigation report on Ashlee Fernandez
DE-4323 Friedemann Background investigation report on Brenda Gallegos
DE-4325 Friedemann Background investigation report on Margarita Garcia
DE-4327 Friedemann Background investigation report on Farzana Giga
DE-4329 Friedemann Background investigation report on Sonia Guerrero
DE-4331 Friedemann Background investigation report on Luke Hammond
DE-4333 Friedemann Background investigation report on Hannah Hardin
DE-4335 Friedemann Background investigation report on Alondra Hurtado
DE-4337 Friedemann Background search on Eric Albert Donnelly
DE-4339 Friedemann Background search on Farzana Giga
DE-4341 Friedemann Wage detail inquiry for Erica J. Anaya
DE-4343 Friedemann Wage detail inquiry for Eric Donnelly
DE-4345 Friedemann Wage detail inquiry for Farzana Giga
DE-4347 Friedemann Voradel LLC bank September 2021 statement
DE-4349 Friedemann Prestamos tax information for businesses
Zoom meeting transcript discussing Capital Plus Financial working
DE-4351 Friedemann
with Blueacorn
DE-4353 Friedemann Voradel LLC December 2021 bank statement
Chart of necessary forms based on business type and list of loan
DE-4355 Friedemann
applications
33
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 34 of 56 PageID 2147
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
PPP loan calculations for ABC Widgets LLC, Gebhardt Insurance
DE-4357 Friedemann Group, The Creative Center of Scottsdale, NAB LLC, Penelope
Wildberry LLC, and POAF Investments
Flowchart of necessary documentation for PPP loan applications by
DE-4359 Friedemann
business type
FBI notes on Patrick Quigley’s response to the FBI’s post-proffer
DE-4361 Friedemann; Quigley
session follow-up requests
Second email of Patrick Quigley’s response to FBI’s request for
DE-4363 Friedemann; Quigley
information
First email of Patrick Quigley’s response to FBI’s request for
DE-4365 Friedemann; Quigley
information
DE-4367 Friedemann; Quigley Chart of eligible payroll for a PPP loan
DE-4369 Friedemann; Hockridge; N. Reis Template payroll summary
DE-4371 Friedemann PPP loan compensation calculator template
Quigley Capital Group Wells Fargo business checking account
DE-4373 Friedemann; Quigley
summary
Messages between John Fechter and Patrick Quigley regarding FBI
DE-4375 Friedemann; Quigley
investigation into PPP loans
DE-4377 Friedemann; Hockridge Flowchart for businesses to decide how to apply for a PPP loan
FBI federal grand jury information for bank statements for Contexts
DE-4379 Friedemann
accounts and Elevated Engagements LLC accounts
DE-4381 Friedemann Contexts, LLC February 2020 Chase bank account statement
Elevated Engagements LLC February 2020 Chase bank account
DE-4383 Friedemann
statement
FBI record of communications with Brandi Diaz related to the FBI’s
DE-4385 Colin Friedmann request for information on Happy State Bank’s server locations and
past relationship with Capital Plus Financial
Email from Brandi Diaz answering the FBI’s request for information
DE-4387 Friedemann on Happy State Bank’s server locations and past relationship with
Capital Plus Financial
Email chain with Mark Donnelly’s explanation to the FBI of Zach
DE-4389 Friedemann
Smith’s fraud
Audio recording of Devin discussing how to file taxes with
DE-4391 Friedemann; Hochberg
questionable PPP income
DE-4393 Friedemann Memorandum of interview of Tom Bieber
DE-4401 Friedemann; Appelbaum; Ligon Interview report of Alan Van Ongevalle
DE-4403 Mettias; Hockridge Summary of program sent to prospective loan applicants
34
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 35 of 56 PageID 2148
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-4405 Mettias; Hockridge Blueacorn S Corp sheet
Messages between Laura Mettias and Stephanie Hockridge discussing
DE-4407 Mettias; Hockridge
Patrick Quigley
Messages between Laura Mettias and Stephanie Hockridge discussing
DE-4409 Mettias; Hockridge
Patrick Quigley’s possible departure
DE-4411 Mettias; Hockridge Angry messages between Laura Mettias and Stephanie Hockridge
DE-4501 Frank; Friedemann Aaron Frank Proffer – agent notes
DE-4503 Frank; Friedemann Aaron Frank memorandum of interview
DE-4505 Frank; Friedemann Aaron Frank memorandum of interview
DE-4507 A. Spencer; Friedemann Adam Spencer - agent notes
DE-4509 A. Spencer; Friedemann Adam Spencer memorandum of interview
DE-4511 A. Spencer; Friedemann Adam Spencer exhibits to proffer meeting
DE-4513 Friedemann Alex Bondarevskyi proffer
DE-4515 Tran; Friedemann Andrew Tran - agent notes
DE-4517 Tran; Friedemann Andrew Tran Proffer
DE-4519 Tran; Friedemann Andrew Tran memorandum of interview
DE-4521 Tran; Friedemann Andrew Tran memorandum of interview
DE-4525 A. Karnezis; Friedemann Anthony Karnezis proffer
DE-4527 A. Karnezis; Friedemann Anthony Karnezis proffer
DE-4529 Ligon; Friedemann Destiny Ligon memorandum of interview with exhibits
DE-4531 Ligon; Friedemann Destiny Ligon 302
DE-4533 Ligon; Friedemann Destiny Ligon memorandum of interview
DE-4535 Hochberg; Friedemann Devin Hochberg 302
DE-4537 Hochberg; Friedemann Devin Hochberg - agent notes
DE-4539 Hochberg; Friedemann Devin Hochberg 302
DE-4541 Hochberg; Friedemann Devin Hochberg 302
DE-4543 Hochberg Devin Hochberg exhibit – PEO of JustWorks
DE-4545 Hochberg Devin Hochberg exhibit – invoice of DAP Industries
DE-4547 Hochberg; Friedemann Devin Hochberg – attachment Hochberg investigation
DE-4549 Hochberg Devin Hochberg – attachment Nies, LLC 1099W2
00:51:01 Recording of video call Between Bayless Cobb and the U.S.
DE-4601 Cobb Small Business Administration – Office of Inspector General
regarding fraudulent loan applications
Voluntary Petition for Chapter 7 Bankruptcy filed by Bayless Cobb in
DE-4603 Cobb
the U.S. Bankruptcy Court for the Southern District of California
Webpage of Bayless Cobb’s PPP loan in the amount of $20,832,
DE-4605 Cobb; Hockridge
approved on March 16, 2021
35
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 36 of 56 PageID 2149
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Webpage of Bayless Cobb’s PPP loan in the amount of $147,847,
DE-4607 Cobb; Hockridge
approved on February 12, 2021
Excel spreadsheet of the status and approved amounts of various loan
DE-4609 Cobb; Hockridge; Ligon; Tran
applications
Messages between Stephanie Hockridge, Destiny Ligon, Andrew
DE-4611 Ligon; Hockridge; Cobb; Tran
Tran, and 0thers (“Team VIP”) from February through June 2021
Messages between Stephanie Hockridge, Destiny Ligon, and others
DE-4613 Ligon; Hockridge; Cobb
from March through June 2021
Messages between Stephanie Hockridge, Destiny Ligon, Anthony
DE-4615 E. Karnezis; Hockridge; Ligon
Karnezis, Eric Karnezis, and others from January through June 2021
Messages between Stephanie Hockridge and Andrew Tran from
DE-4617 Cobb; Hockridge; Tran
February through October 2021
Messages between Stephanie Hockridge, Destiny Ligon, Andrew
DE-4619 Hockridge; Ligon; Tran Cobb
Tran, and others (“Team VIP”) from February through June 2021
DE-4621 Tran; Cobb; Hockridge Andrew[Tran’s] VIPPP Loan List
Screenshot of emails from Rick Diamond regarding various PPP loan
DE-4623 Cobb
applications
DE-4625 Cobb Screenshot of open Blueacorn loan applications
Screenshot of messages from Robert Warzel to Stephanie Hockridge
DE-4627 R. Warzel; Hockridge; Cobb
regarding discovering fraud within the Rick Diamond applicants
Screenshot of loan applications returned by SBA or containing an
DE-4629 Cobb
error/hold or an Application Programming Interface issue
DE-4631 Cobb Screenshot of Loan Applications Returned by SBA
Screenshot of loan applications returned by SBA or containing an
DE-4633 Cobb
error/hold or an Application Programming Interface issue
DE-4701 Friedemann Jessica Jones 302
Part 1 of Anthony Karnezis October 28, 2024, proffer interview with
DE-4702 A. Karnezis; Friedemann government investigators regarding his knowledge of and
involvement in alleged Blueacorn fraud
Part 2 of Anthony Karnezis October 28, 2024, proffer interview with
DE-4703 A. Karnezis; Friedemann government investigators regarding his knowledge of and
involvement in alleged Blueacorn fraud
Eric Karnezis September 5, 2024, interview with government
DE-4705 E. Karnezis; Friedemann investigators after his arrest for involvement with submitting
fraudulent PPP loans through Blueacorn
E. Karnezis; Friedemann;
DE-4707 Part 2 of Eric Karnezis October 17, 2024, proffer interview
Hockridge
36
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 37 of 56 PageID 2150
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
E. Karnezis; Friedemann;
DE-4709 Part 1 of Eric Karnezis October 17, 2024, proffer interview
Hockridge
Jimmy Flores’ secret recording of his phone call with Nathan Reis
DE-4711 Flores; N. Reis
regarding their goals and strategy for Blueacorn
Federal Bureau of Investigation report on Aaron Frank and his
DE-4801 Frank; Friedemann
involvement in Blueacorn
Internal Revenue Service memorandum of interview of Aaron Frank
DE-4803 Frank; Friedemann
pursuant to a proffer agreement
DE-4805 Frank; Friedemann Handwritten note on exhibits from the Aaron Frank proffer portfolio
Frank; Kristin Spencer; Jack Email from Aaron Frank to Kristen Spencer, Jack Snyder, and Adam
DE-4807
Snyder; A. Spencer Spencer discussing QWT partner deals and QWT processors
DE-4809 Frank; Friedemann Employment agreement between Aaron Frank and Blueacorn
Proffer agreement between U.S. Department of Justice and Aaron
DE-4811 Frank; Friedemann
Frank
Messages between Adam Spencer and Aaron Frank discussing master
DE-4813 A. Spencer; Frank
vendor services agreement
Email from Farzana Giga to Aaron Frank and Eric Donnelly about
DE-4815 Giga; Frank; Donnelly
Anthony Karnezis’s loan
Document discussing loan object data field mapping, sales training,
DE-4817 Frank; Friedemann
and JotForm customer intake
DE-4819 Frank; Friedemann Federal Bureau of Investigation interview report for Aaron Frank
Internal Revenue Service memorandum of interview of Aaron Frank
DE-4821 Frank; Friedemann
pursuant to a proffer agreement
Email from Farzana Giga to Aaron Frank and Eric Donnelly about
DE-4823 Giga; Frank; Donnelly
Anthony Karnezis’s loan
Document discussing loan object data field mapping, sales training,
DE-4825 Frank
and JotForm customer intake
DE-4900 Appelbaum Expert report of James Appelbaum.
IRS 2020 Publication 535 Business Expenses for use in preparing
DE-4901 Appelbaum
2020 Returns (highlighted)
Detailed loss restitution calculation spreadsheet provided by the
DE-4902 Appelbaum
government
DE-4903 Appelbaum; Friedemann Snowball Drives2
DE-4904 Appelbaum James Appelbaum’s demonstratives
2 Consistent with Mr. Appelbaum’s role as a summary witness, Ms. Hockridge designates the snowball drives as one exhibit. Mr. Appelbaum will
summarize the relevant portions of the snowball drives that he has reviewed.
37
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 38 of 56 PageID 2151
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-4905 Abshier Expert report of David Abshier
DE-4906 Abshier David Abshier’s demonstratives
DE-4907 Abshier David Abshier’s curriculum vitae
Jimmy Flores email to James Pipper at the SBA attaching the
DE-4908 Abshier executed Capital Plus Financial LLC Lender Service Provider
Agreement
DE-4909 Abshier SBA Form 159 – Adam Spencer
DE-4910 Abshier VIPPP welcome letter and FAQ
DE-4911 Abshier VIPPP information regarding S-Corps with no payroll
DE-4912 Abshier Operating Agreement of Blueacorn PPP, LLC
Email from Nathan Reis to Stephanie Hockridge regarding consulting
DE-4913 Abshier; N. Reis; Hockridge
fees
DE-4914 Abshier; Hockridge Blueacorn fraud detection and compliance training PowerPoint
DE-4915 Abshier Blueacorn PPP loan processing and fraud detection training document
DE-4916 Abshier Blueacorn BSA, AML and OFAC compliance training PowerPoint
Blueacorn BSA, AML and OFAC compliance training part two
DE-4917 Abshier
PowerPoint
Body Politix, LLC Strategic Partner Referral Agreement with
DE-4918 Abshier
Blueacorn
Prestamos Lender Service Provider Agreement with Fin Cap, Inc.
DE-4919 Abshier
(Blueacorn)
DE-4920 Abshier Fort Worth updated emergency declaration
FDIC Guidance for Managing Third-Party Risk FIL-44-2008
DE-4921 Abshier
attachment
OCC bulletin-2013-29 Third-Party Relationship: Risk Management
DE-4922 Abshier
Guidance
About PPP - Blueacorn.co.pdf available at https://Blueacorn.co/about-
DE-4923 Abshier
ppp/
About CPF _ Capital Plus Financial pdf available at
DE-4924 Abshier
https://capitalplusfin.com/about-cpf/
Body Politix entity status via Arizona Corporation Commission pdf
available at
DE-4925 Abshier
https://ecorp.azcc.gov/BusinessSearch/BusinessInfo?entityNumber=L
20813293
Stock market had worst quarter since 1987 and worst ever Q1 as
DE-4926 Abshier
coronavirus slams Dow Jones, S&P 500 _ Fortune pdf available at
38
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 39 of 56 PageID 2152
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
https://fortune.com/2020/03/31/stock-market-news-dow-jones-djia-
sp-500-worst-quarter-1987-worst-q1-ever-coronavirus/
With $349 Billion in Emergency Small Business Capital Cleared,
Treasury and SBA Begin Unprecedented Public-Private Mobilization
DE-4927 Abshier
Effort to Distribute Funds U.S. Department of the Treasury pdf
available at https://home.treasury.gov/news/press-releases/sm961
SBA Guidance on Accessing Capital for-Minority Underserved
Veteran and Women Owned-Business Concerns pdf available at
DE-4928 Abshier https://home.treasury.gov/system/files/136/Guidance-on-Accessing-
Capital-for-Minority-Underserved-Veteran-and-Women-Owned-
Business-Concerns%20.pdf
Interim final rule; Paycheck Protection Program as Amended by
American Rescue Plan Act pdf Federal Register Vol. 86, No. 53
DE-4929 Abshier available at https://home.treasury.gov/system/files/136/Interim-Final-
Rule-Paycheck-Protection-Program-as-Amended-by-American-
Rescue-Plan-Act.pdf
Interim final rule; Paycheck Protection Program as Amended by
Economic Aid Act pdf Federal Register Vol. 86, No. 9 available at
DE-4930 Abshier https://home.treasury.gov/system/files/136/Interim-Final-Rule-
Paycheck-Protection-Program-as-Amended-by-Economic-Aid-
Act.pdf
Paycheck Protection Program application3-30-2020 v3 pdf available
DE-4931 Abshier at https://home.treasury.gov/system/files/136/Paycheck-Protection-
Program-Application-3-30-2020-v3.pdf
Paycheck Protection Program Frequently Asked Questions pdf
DE-4932 Abshier available at https://home.treasury.gov/system/files/136/Paycheck-
Protection-Program-Frequently-Asked-Questions.pdf
PPP Borrower Application Form pdf available at
DE-4933 Abshier https://home.treasury.gov/system/files/136/PPP-Borrower-
Application-Form.pdf
PPP fact sheet pdf available at
DE-4934 Abshier
https://home.treasury.gov/system/files/136/PPP--Fact-Sheet.pdf
PPP IFR loan forgiveness requirements and loan review procedures
amended by the Economic Aid Act
DE-4935 Abshier https://www.federalregister.gov/documents/2021/02/05/2021-
02314/business-loan-program-temporary-changes-paycheck-
protection-program-loan-forgiveness-requirements
39
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 40 of 56 PageID 2153
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
—SBA Procedural Notice: updated PPP lender processing fee
payment and 1502 reporting process pdf available at
DE-4936 Abshier https://home.treasury.gov/system/files/136/PPP--Procedural-Notice--
Updated-PPP-Lender-Processing-Fee-Payment-and-1502-Reporting-
Process.pdf
PPP Second Draw Borrower Application Form pdf available at
DE-4937 Abshier https://home.treasury.gov/system/files/136/PPP-Second-Draw-
Borrower-Application-Form.pdf
SBA Form 3507 PPP agreement for new lenders, non-bank,and non-
insured depository institution lenders (revised 4-9-21)-508.pdf
DE-4938 Abshier available at https://home.treasury.gov/system/files/136/SBA-Form-
3507-PPP--Agreement-for-New-Lenders-Non-Bank-Non-Insured-
Depository-Institution-Lenders-fillable-508-7-20-2020.pdf
About Prestamos pdf available at https://prestamoscdfi.org/about-
DE-4939 Abshier
prestamos/
First and Second Draw PPP Loans Reopen for Small Businesses with
20+ Employees – Moneta pdf available at
DE-4940 Abshier https://web.archive.org/web/20240718153740/https://monetagroup.co
m/first-and-second-draw-ppp-loans-reopen-for-small-businesses-
with-20-employees
Gross Domestic Product: U.S. Bureau of Economic Analysis pdf
DE-4941 Abshier
available at https://www.bea.gov/data/gdp/gross-domestic-product
Ten facts about COVID-19 and the U.S. economy pdf available at
DE-4942 Abshier https://www.brookings.edu/articles/ten-facts-about-covid-19-and-the-
u-s-economy/
Coronavirus stimulus package: House passes relief bill, sends to
DE-4943 Abshier Trump pdf available at https://www.cnbc.com/2020/03/27/house-
passes-2-trillion-coronavirus-stimulus-bill-sends-it-to-trump.html
Businesses ask for hundreds of billions of dollars in federal help:
CNN Business pdf available at
DE-4944 Abshier
https://www.cnn.com/2020/03/18/business/bailout-requests-
coronavirus/index.html
30 million Americans have filed initial unemployment claims since
mid-March: CNN Business pdf available at
DE-4945 Abshier
https://www.cnn.com/2020/04/30/economy/unemployment-benefits-
coronavirus/index.html
40
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 41 of 56 PageID 2154
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Text - H.R.748 - 116th Congress (2019-2020) CARES Act:
DE-4946 Abshier Congress.gov: Library of Congress.pdf available at
https://www.congress.gov/bill/116th-congress/house-bill/748/text
New Interim Final Rule Clarifies Key Changes in Paycheck
Protection Program: Crowell & Moring LLP pdf available at
DE-4947 Abshier
https://www.crowell.com/en/insights/client-alerts/new-interim-final-
rule-clarifies-key-changes-in-paycheck-protection-program
New SBA Guidance on the PPP Changes and Second Draw PPP
Loans: DRM pdf available at https://www.drm.com/resources/new-
DE-4948 Abshier
sba-guidance-on-the-ppp-changes-and-second-draw-ppp-loans-covid-
19/
From the Examiner's Desk: SBA Lending: Insights for Lenders and
Examiners : FDIC.gov pdf available at https://www.fdic.gov/bank-
DE-4949 Abshier
examinations/examiners-desk-sba-lending-insights-lenders-and-
examiners
Federal Register: Declaring a National Emergency Concerning the
Novel Coronavirus Disease (COVID-19) Outbreak pdf available at
DE-4950 Abshier https://www.federalregister.gov/documents/2020/03/18/2020-
05794/declaring-a-national-emergency-concerning-the-novel-
coronavirus-disease-covid-19-outbreak
Federal Register: Business Loan Program Temporary Changes;
Paycheck Protection Program pdf available at
DE-4951 Abshier https://www.federalregister.gov/documents/2020/04/15/2020-
07672/business-loan-program-temporary-changes-paycheck-
protection-program
Federal Register: Business Loan Program Temporary Changes;
Paycheck Protection Program as Amended by Economic Aid Act pdf
available at
DE-4952 Abshier
https://www.federalregister.gov/documents/2021/01/14/2021-
00451/business-loan-program-temporary-changes-paycheck-
protection-program-as-amended-by-economic-aid-act
Federal Register: Business Loan Program Temporary Changes;
Paycheck Protection Program-Revisions to Loan Amount Calculation
and Eligibility pdf available at
DE-4953 Abshier
https://www.federalregister.gov/documents/2021/03/08/2021-
04795/business-loan-program-temporary-changes-paycheck-
protection-program-revisions-to-loan-amount
41
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 42 of 56 PageID 2155
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Government Accountability Office: PPP: SBA Added Program
DE-4954 Abshier Safeguards, but Additional Actions Are Needed pdf available at
https://www.gao.gov/assets/gao-21-577.pdf
Government Accountability Office: PPP: Program Changes Increased
DE-4955 Abshier Lending to Smaller and Underserved Businesses pdf available at
https://www.gao.gov/assets/gao-22-105788.pdf
Federal Register Vol. 85 No. 73 April 15, 2020 pdf available at
DE-4956 Abshier https://www.govinfo.gov/content/pkg/FR-2020-04-15/pdf/FR-2020-
04-15.pdf
Federal Register Vol. 86, No. 9 January 14, 2021 pdf available at
DE-4957 Abshier https://www.govinfo.gov/content/pkg/FR-2021-01-14/pdf/2021-
00451.pdf
Paycheck Protection Program: Timeline of Important Regulatory
Announcements pdf available at
DE-4958 Abshier
https://www.hunton.com/insights/legal/ppp-timeline-of-important-
regulatory-announcements
SBA Issues First Interim Final Rules on the 2021 Paycheck Protection
Program pdf available at https://www.hunton.com/insights/legal/sba-
DE-4959 Abshier
issues-first-interim-final-rules-on-the-2021-paycheck-protection-
program
2020 Form 1040 Schedule C pdf available at
DE-4960 Abshier
https://www.irs.gov/pub/irs-prior/f1040sc--2020.pdf
2021 Form 1040 Schedule C pdf available at
DE-4961 Abshier
https://www.irs.gov/pub/irs-prior/f1040sc--2021.pdf
SBA Paycheck Protection Program Frequently Asked Questions
Updated to Address Key Issues pdf available at
DE-4962 Abshier
https://www.lewisrice.com/publications/sba-paycheck-protection-
program-frequently-asked-questions-updated-to-address-key-issues/
SBA Guidance on PPP Responsibilities for Lenders.pdf available at
DE-4963 Abshier https://www.mossadams.com/articles/2020/06/ppp-responsibility-for-
lenders
An Overview of PPP Covered Period Options for Borrowers pdf
DE-4964 Abshier available at https://www.mossadams.com/articles/2020/07/ppp-
covered-period-options-for-borrowers.
PPP and Tax Provisions of Consolidated Appropriations Act pdf
DE-4965 Abshier available at https://www.natlawreview.com/article/consolidated-
appropriations-act-2021-ppp-and-tax-provisions
42
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 43 of 56 PageID 2156
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
House Passes Coronavirus Relief Package, Sending It To Trump:
NPR pdf available at
DE-4966 Abshier
https://www.npr.org/2020/03/27/822062909/house-aims-to-send-2-
trillion-rescue-package-to-president-to-stem-coronavirus-cr
Nearly 10 Million Filed For Unemployment In Last 2 Weeks, A
Dismal Record: Coronavirus Updates: NPR pdf available at
DE-4967 Abshier https://www.npr.org/sections/coronavirus-live-
updates/2020/04/02/825383525/6-6-million-file-for-unemployment-
another-dismal-record#:~:text=Music%20Of%202021
Worst-Case Estimates for U.S. Coronavirus Deaths: The New York
Times pdf available at
DE-4968 Abshier
https://www.nytimes.com/2020/03/13/us/coronavirus-deaths-
estimate.html
It took 13 days for the Paycheck Protection Program to run out of
money. What comes next? PBS News pdf available at
DE-4969 Abshier
https://www.pbs.org/newshour/politics/it-took-13-days-for-the-
paycheck-protection-program-to-run-out-of-money-what-comes-next
SBA Publishes Interim Final Rule on Implementation of Paycheck
Protection Program: Perspectives: Reed Smith LLP pdf available at
DE-4970 Abshier
https://www.reedsmith.com/en/perspectives/2020/04/sba-publishes-
interim-final-rule-on-implementation-of-paycheck
Federal Register Vol. 85, No. 73 SBA-2020-0015 pdf available at
DE-4971 Abshier
https://www.regulations.gov/comment/SBA-2020-0015-0001
With $349 Billion in Emergency Small Business Capital Cleared,
SBA and Treasury Begin Unprecedented Public-Private Mobilization
Effort to Distribute Funds: U.S. Small Business Administration pdf
DE-4972 Abshier
available at https://www.sba.gov/article/2020/apr/02/349-billion-
emergency-small-business-capital-cleared-sba-treasury-begin-
unprecedented-public-private-0
SBA Re-Opens PPP to Community Financial Institutions First: U.S.
Small Business Administration pdf available at
DE-4973 Abshier
https://www.sba.gov/article/2021/jan/11/sba-re-opens-ppp-
community-financial-institutions-first
SBA Administrator Isabella Casillas Guzman's Statement on
President Biden signing the PPP Extension Act of 2021 into law: U.S.
DE-4974 Abshier Small Business Administration pdf available at
https://www.sba.gov/article/2021/mar/30/sba-administrator-isabella-
casillas-guzmans-statement-president-biden-signing-ppp-extension-
43
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 44 of 56 PageID 2157
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
act-
2021?fbclid=IwAR064j6Pgc2XoUGMZFu6dSKgdSwJKaSafvLdzsd
N1g_KM3NbHvtxLuGl58c
Statement by SBA Administrator Guzman on the Signing of the
Paycheck Protection Program and Bank Fraud Enforcement
Harmonization Act and the COVID-19 Economic Injury Disaster
Loan Fraud Statute of Limitations Act: U.S. Small Business
DE-4975 Abshier
Administration pdf available at
https://www.sba.gov/article/2022/aug/05/statement-sba-administrator-
guzman-signing-paycheck-protection-program-bank-fraud-
enforcement
SBA's Handling of Potentially Fraudulent Paycheck Protection
Program Loans: U.S. Small Business Administration pdf available at
DE-4976 Abshier
https://www.sba.gov/document/report-22-13-sbas-
handlingpotentially-fraudulent-paycheck-protection-program-loans
Paycheck Protection Program: U.S. Small Business Administration
pdf available at https://www.sba.gov/funding-
DE-4977 Abshier
programs/loans/coronavirus-relief-options/paycheck-protection-
program
Paycheck Protection Program: U.S. Small Business Administration
DE-4978 Abshier (1) pdf available at https://www.sba.gov/funding-
programs/loans/covid-19-relief-options/paycheck-protection-program
PPP data: U.S. Small Business Administration pdf available at
DE-4979 Abshier https://www.sba.gov/funding-programs/loans/covid-19-relief-
options/paycheck-protection-program/ppp-data
PPP Loan Forgiveness Application Form: U.S. Small Business
Administration pdf available at https://www.sba.gov/funding-
DE-4980 Abshier
programs/loans/covid-19-relief-options/paycheck-protection-
program/ppp-loan-forgiveness
Flash Report Small Business Administration’s Implementation of the
Paycheck Protection Program Requirements: SBA Office of the
DE-4981 Abshier Inspector General Report 20-14 .pdf available at
https://www.sba.gov/sites/default/files/2020-
05/SBA_OIG_Report_20-14_508.pdf
SBA administrator letter regarding underserved communities 6-15-20
.pdf available at https://www.sba.gov/sites/default/files/2020-
DE-4982 Abshier
07/SBA%20Administrator%20Letter%20re%20Underserved%20Co
mmunities%206-15-20-508.pdf
44
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 45 of 56 PageID 2158
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Inspection of SBA’s Implementation of the PPP SBA Office of the
Inspector General Report 21-07 pdf available at
DE-4983 Abshier
https://www.sba.gov/sites/default/files/2021-
01/SBA%20OIG%20Report-21-07.pdf
Lender Application (revised March 18, 2021) pdf available at
https://www.sba.gov/sites/default/files/2021-
DE-4984 Abshier
03/LenderApplication2484ARPrevisions%20%28final%203-18-
21%29-508.pdf
SBA COVID relief program report pdf available at
https://www.sba.gov/sites/default/files/2021-05/2021.05.24%20-
DE-4985 Abshier
%20SBA%20COVID%20Relief%20Program%20Report%20-
%20vFINALSHARE-508.pdf
SBA Approvals through 5/31/2021: PPP Report pdf available at
DE-4986 Abshier https://www.sba.gov/sites/default/files/2021-
06/PPP_Report_Public_210531-508.pdf
PPP forgiveness application and instructions: 3508S (July 30, 2021)
pdf available at https://www.sba.gov/sites/default/files/2021-
DE-4987 Abshier 07/PPP%20--
%20Forgiveness%20Application%20and%20Instructions%20--
%203508S%20%287.30.2021%29-508.pdf
SBA’s Handling of Potentially Fraudulent PPP Loans: SBA Office of
the Inspector General Report 22-13 pdf available at
DE-4988 Abshier
https://www.sba.gov/sites/default/files/2022-
05/SBA%20OIG%20Report%2022-13.pdf
SBA’s Oversight of Non-Bank Lenders and Third-Party Service
Providers Associated with PPP Loans SBA OIG Report 25-04 pdf
DE-4989 Abshier
available at https://www.sba.gov/sites/default/files/2024-
11/SBA%20OIG%20Report%2025-04.pdf
'Haven't seen a dime': five small businesses on the struggle to survive
a pandemic: Coronavirus: The Guardian pdf available at
DE-4990 Abshier
https://www.theguardian.com/world/2020/apr/26/coronavirus-west-
coast-small-businesses
What's inside the $900 billion stimulus package: The Washington
Post pdf available at https://www.washingtonpost.com/context/read-
DE-4991 Abshier the-summary-of-the-908-billion-economic-relief-proposal/25faf998-
b77f-4cbc-8e19-20ffac8213ba/?itid=lb_the-coronavirus-stimulus-
package-what-you-need-to-read_6
45
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 46 of 56 PageID 2159
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Why this coronavirus fueled recession will wreak more financial
havoc than the 2008 financial crisis _ World Economic Forum.pdf
DE-4992 Abshier
available at https://www.weforum.org/stories/2020/04/mapping-
covid19-recession/
How has COVID-19 impacted the US economy: World Economic
Forum.pdf available at
DE-4993 Abshier
https://www.weforum.org/stories/2020/07/covid-19-coronavirus-usa-
united-states-econamy-gdp-decline/
Statement on the second meeting of the International Health
Regulations (2005) Emergency Committee regarding the outbreak of
novel coronavirus (2019-nCoV) pdf available at
DE-4994 Abshier
https://www.who.int/news/item/30-01-2020-statement-on-the-second-
meeting-of-the-international-health-regulations-(2005)-emergency-
committee-regarding-the-outbreak-of-novel-coronavirus-(2019-ncov)
SBA Paycheck Protection Program FAQs: Winston & Strawn pdf
DE-4995 Abshier available at https://www.winston.com/en/insights-news/paycheck-
protection-program-faqs
Fin Cap Inc. entity information Filing Info pdf available at
DE-4996 Abshier https://wyobiz.wyo.gov/business/FilingDetails.aspx?eFNum=134049
011216061036215250086126042071094108234007
Message from SBA Administrator Jovita Carranza, SBA on X pdf
DE-4997 Abshier
available at https://x.com/sbajovita/status/1272550003576373250
Economic Aid to Hard-Hit Small Businesses, Nonprofits, and Venues
DE-4998 Abshier Act, Pub. L. 116-260, §305, 124 Stat. 1182, 1996-97 (Dec. 27, 2020)
(codified at 15 U.S.C. § 636m(h)(2)).
Coronavirus Aid, Relief, and Economic Security Act, Pub. L. 116-
DE-4999 Abshier 136, § 1102(a)(2), 134 State. 281, 287 (March 27, 2020) (codified at
15 U.S.C. § 636(a)(36)(A)(viii)(I)(bb).
DE-5001 Flores; Friedemann Jimmy Flores 302
Criminal history reports on Anthony Karnezis and Eric Karnezis,
DE-5003 Appelbaum; Friedemann Devin Hochberg, Jimmy Flores, Kandace A. Zelaya, Michael Cota,
Shelli Hayman, Vivian Arriaga
A. Spencer; K. Spencer;
DE-5005 Elev8 Advisors unemployment tax internet wage report
Appelbaum
DE-5007 Arriaga Vivian Arriaga’s Arizona Guide System Summary Information
DE-5009 Cota Michael Cota’s Arizona Guide System Summary Information
46
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 47 of 56 PageID 2160
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Jimmy Flores’s Arizona’s Pandemic Unemployment Assistance
DE-5011 Flores
Application case summary
Devin Hochberg’s Arizona’s Pandemic Unemployment Assistance
DE-5013 Hochberg
Application
DE-5015 A. Spencer Adam Spencer Arizona Guide System Summary Information
DE-5017 Kristin Spencer Kristen Spencer’s Arizona Guide System Summary Information
DE-5019 Spirakus Noah Spirakus’ Arizona Guide System Summary Information
DE-5021 Tran Andrew Tran’s Arizona Guide System Summary Information
Messages between Nathan Reis and Michael Cota regarding PPP
DE-5023 Cota; N. Reis
documents
DE-5025 Friedemann; Appelbaum; Quigley Patrick Quigley bank transaction spreadsheet with investigative notes
Pandemic Response Accountability Committee (PARC) “Suspicious
DE-5027 Friedemann; Appelbaum
PPP Loans Processed by Blueacorn”
Pandemic Response Accountability Committee (PARC)“Blueacorn
DE-5029 Friedemann; Appelbaum
Referrals & Affiliates Analysis”
Certificate of Authenticity of Electronic Records for Commercio
DE-5031 Friedemann
DMCC
DE-5033 Jore; N. Reis Lincoln Jore Earnings Statement (Juuice, Inc)
Testimony of Laura Mettias in Matter of TKO Farms (SEC
DE-5035 Mettias; Appelbaum
investigation)
DE-5037 Mettias; Appelbaum Gift Letter indicating Laura Mettias is Ken Owens’s niece
DE-5039 Mettias; Appelbaum Email correspondence between Ashley Honda and Laura Mettias
Email correspondence between Stephanie Hockridge and Eric
DE-5041 Hockridge; E. Karnezis
Karnezis
DE-5043 Hockridge; Appelbaum Blueacorn application rejection l
Vivian Arriaga and Kristen Spencer email re: “former QWK customer
DE-5045 Arriaga; K. Spencer
service”
DE-5047 Arriaga Vivian Arriaga and Jason Edmunds email re QWK’s operations
DE-5049 Arriaga Vivian Arriaga and Jason Edmunds email re QWK’s operations
Jimmy Flores/Michael Cota/Jason Edmunds messages about
DE-5051 Arriaga; Flores; Cota
Blueacorn
Michael Cota/Vivian Arriaga/Jason Edmunds messages regarding Fin
DE-5053 Cota; Arriaga
Cap
DE-5055 Cota; Arriaga Michael Cota/Vivian Arriaga messages re issues with Blueacorn
Jimmy Flores/Michael Cota/Jason Edmunds/Vivian Arriaga messages
DE-5057 Arriaga; Flores; Cota
regarding payroll
47
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 48 of 56 PageID 2161
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-5059 Arriaga Vivian Arriaga/Jason Edmunds messages
DE-5061 Arriaga Vivian Arriaga/Jason Edmunds messages
DE-5063 Arriaga Vivian Arriaga/Jason Edmunds messages
VivianArriaga/Jimmy Flores messages regarding issues with
DE-5065 Flores; Arriaga
Blueacorn
DE-5067 Cota; Flores; Arriaga Messages between Michael Cota, Jimmy Flores, and Vivian Arriaga
Messages between Adam Spencer, Kristen Spencer, Justin Volrath,
DE-5069 A. Spencer; K. Spencer
and Shandi Shaw
DE-5071 Hockridge; Spirakus; Frank Blueacorn PPP Processing Script (Tech Enabled)
DE-5073 Frank Aaron Frank resume
Messages between Nathan Reis and Devin Hochberg re getting
DE-5075 N. Reis; Hochberg
funded
DE-5077 Quigley Quigley bank transactions
DE-5081 N. Reis Nathan Reis - Jessica Stackpoole email re MDX Presentation
DE-5083 Hockridge Jessica Finn/Stephanie Hockridge messages
DE-5085 N. Reis Pershing Advisor Solutions Account Statement
DE-5087 Appelbaum; Friedemann; Mettias Operation False Paladin Presentation– Laura Mettias Network
DE-5089 Appelbaum; Friedemann Operation False Paladin Presentation– FBI, Dallas Field Office
Financial information spreadsheet – Nathan Reis and Stephanie
DE-5091 Appelbaum; Hockridge; N. Reis
Hockridge
DE-5093 Flores; Friedemann PPP related proceeds to Jimmy Flores spreadsheet
DE-5095 Appelbaum; Hockridge Hockridge Hotmail Review
Flores; Kristin Spencer; Hockridge; Messages between Jimmy Flores, Kristen Spencer, Stephanie
DE-5097
N. Reis Hockridge, and Nathan Reis regarding errors in loan applications
DE-5099 Appelbaum; Hockridge SBA loan information spreadsheet
DE-5101 Appelbaum; Hockridge SBA loan information spreadsheet
Prestamos CDFI, LLC – July 28, 2022 Presentation to the Department
DE-5103 Quigley; Appelbaum; Friedemann
of Justice
DE-5105 Quigley; Appelbaum; Friedemann Video recording of Prestamos “Spark” PPP loan processing training
DE-5107 Quigley; Appelbaum; Friedemann Video recording of Prestamos “Spark” PPP loan processing training
A. Spencer; K. Spencer; Adam Spencer and Kristen Spencer Presentation to U.S. Department
DE-5109
Friedemann of Justice – Paul Hastings
Appelbaum; Hockridge; Spirakus;
DE-5111 July 11, 2023 Correspondence from Blueacorn
A. Spencer; Frutkin
A. Spencer; K. Spencer;
DE-5113 May 12, 2023 Letter from Adam Spencer and Kristen Spencer
Friedemann
DE-5115 Friedemann; Appelbaum May 23, 2022 Blueacorn Proffer: DOJ Criminal Division
48
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 49 of 56 PageID 2162
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-5117 Friedemann; Appelbaum Notes from June 13, 2022 Capital Plus Financial meeting
DE-5119 Friedemann; Appelbaum Records and information pertaining to Wells Fargo's server locations
DE-5121 Hockridge; Appelbaum Records pertaining to Blueacorn
DE-5123 H. DiPietro; Appelbaum Records pertaining to Hannah Di Pietro
DE-5125 Cobb Records provided by Bayless Cobb
DE-5127 Cobb Records provided by Bayless Cobb
DE-5129 Cobb Records provided by Bayless Cobb
DE-5131 Cobb Records provided by Bayless Cobb
DE-5133 Hochberg; Friedemann Records provided by FBI
DE-5135 Hockridge; N. Reis Nathan Reis and Stephanie Hockridge arrest records
Appelbaum; Abshier; Hockridge;
DE-5137 Screen recording of Instagram (recording not included)
N. Reis
DE-5139 Appelbaum; Abshier; Hockridge Blank PPP Application Form
DE-5141 Hockridge; Tran; Ligon Cody Oborn agent messages
DE-5143 Hockridge; N. Reis Nathan Reis invoice to Body Politix
DE-5145 Hockridge; N. Reis Blueacorn flyer
DE-5147 Hockridge; N. Reis Blueacorn information sheet
DE-5149 Hockridge; N. Reis Blueacorn information sheet
DE-5151 Appelbaum; Abshier; Hockridge Body Politix - 2020 matrix
DE-5153 Appelbaum; Abshier; Hockridge Body Politix - 2021 matrix
DE-5155 Hockridge; N. Reis Invoice from Nathan Reis to Body Politix For $8,000
DE-5157 Hockridge; Tran; Ligon Cody Oborn agent messages
DE-5159 Hockridge; N. Reis Body Politix EIN Letter
Appelbaum; Abshier; Hockridge;
DE-5161 Blueacorn overview
N. Reis
DE-5163 Appelbaum; Abshier; Hockridge 2020 matrix
DE-5165 Appelbaum; Abshier; Hockridge 2021 matrix
DE-5167 Appelbaum; Abshier; Hockridge Blueacorn information and application guide
DE-5171 Appelbaum; Abshier; Hockridge Body Politix Income Statement Year Ending Dec. 31, 2021
DE-5173 Appelbaum; Abshier; Hockridge SBA guidance on loan amount
DE-5175 Appelbaum; Abshier; Hockridge S Corps with no payroll instructions
DE-5177 Appelbaum; Abshier; Hockridge PPP Interim Final Rule
Paycheck Protection Program as Amended by American Rescue Plan
DE-5179 Appelbaum; Abshier; Hockridge Act Interim Final Rule, available at
https://home.treasury.gov/system/files/136/Interim-Final-Rule-
49
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 50 of 56 PageID 2163
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Paycheck-Protection-Program-as-Amended-by-American-Rescue-
Plan-Act.pdf
DE-5183 Appelbaum; Abshier; Hockridge Blueacorn Serving the Underserved
DE-5185 Appelbaum; Abshier; Hockridge Blueacorn web page
DE-5187 Appelbaum; Abshier; Hockridge Relevant PPP regulations, application, and forgiveness Forms
DE-5201 Appelbaum; Abshier; Hockridge Blank Paycheck Protection Program form
DE-5203 Hockridge; N. Reis Body Politix referral agreement with Blueacorn
Screenshots of Andrew Tran attempting to access Devin Hochberg’s
DE-5205 Tran; Hochberg
application
Monster Chat Podcast Episode
DE-5207 Hockridge https://podcasts.apple.com/us/podcast/episode-25-the-paycheck-
protection-program-with/id1511316211?i=1000475447251
Messages between Stephanie Hockridge and Adam Spencer about
DE-5209 Hockridge; A. Spencer
Spencer PPP loans
Messages between Stephanie Hockridge, Eric Karnezis and Anthony
Hockridge; E. Karnezis;
DE-5211 Karnezis wherein Stephanie Hockridge explains PPP qualification
A. Karnezis
guidelines
Frank; Donnelly; Giga; Hockridge; Emails to Eric Donnelly forwarding information regarding Stephanie
DE-5215
Flores Hockridge’s investigation and response to the Rick Diamond fraud
N. Reis; Hockridge; Frank; Blueacorn messages among Stephanie Hockridge and others
DE-5217
Spirakus; Flores; A. Spencer regarding newly released SBA PPP guidelines
Messages between Stephanie Hockridge and Eric Karnezis regarding
DE-5219 Hockridge; E. Karnezis
gross profit rule
Hockridge; E. Karnezis;
Messages from Stephanie Hockridge to VIPPP processors asking
DE-5221 A. Karnezis; C. Warzel; R. Warzel;
them to review a Secret Service PPP Fraud Alert Indicator Notice
Tran
Hockridge; E. Karnezis;
Messages from Stephani Hockridge regarding her investigation into
DE-5223 A. Karnezis; C. Warzel; R. Warzel;
the Rick Diamond situation
Tran
Hockridge; E. Karnezis; Messages Between Stephanie Hockridge, Eric Karnezis, and Anthony
DE-5225
A. Karnezis Karnezis regarding various applicants
Hockridge; E. Karnezis; Messages From Stephanie Hockridge to VIPPP team regarding SBA
DE-5227
A. Karnezis; C. Warzel fraud controls
DE-5301 Hockridge; N. Reis Body Politix’s second draw PPP loan application
DE-5303 Hockridge; N. Reis Body Politix’s PPP loan application
DE-5305 Hockridge; N. Reis Body Politix STARS Report
DE-5307 Hockridge; N. Reis Body Politix PPP forgiveness application
50
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 51 of 56 PageID 2164
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-5309 Hockridge; N. Reis Body Politix Schedule C
DE-5311 Hockridge; N. Reis Body Politix SBA note
DE-5313 Hockridge; N. Reis Body Politix bank statement
DE-5315 Hockridge; N. Reis Body Politix PPP forgiveness email
DE-5317 N. Reis Juuice Inc. Nathan Reis, PPP application
DE-5319 N. Reis Nathan Reis, Juuice Inc loan info
DE-5321 N. Reis Juuice Inc. Nathan Reis, PPP application follow-up
DE-5323 N. Reis Juuice Inc. Nathan Reis, PPP application
DE-5325 N. Reis Nathan Reis, Juuice Inc loan info
DE-5327 N. Reis Juuice Inc. paystubs
DE-5329 N. Reis Nathan Reis, Juuice Inc loan application info
Email from Nathan Reis to Lincoln Jore and Stephanie Hockridge
DE-5331 N. Reis; Jore; Hockridge
regarding Juuice loan
DE-5333 N. Reis Juuice Inc. application supporting docs paystubs
DE-5335 N. Reis Nathan Reis, Juuice Inc. payroll report
DE-5337 N. Reis Email regarding mortgage refinancing Juuice email
DE-5341 N. Reis Juuice Inc. loan forgiveness letter
DE-5343 N. Reis Nate Reis, Juuice Inc. loan application info
DE-5345 N. Reis Nathan Reis, Juuice Inc. loan note
DE-5347 N. Reis Juuice Inc. bank statements
DE-5349 N. Reis Nathan Reis, Juuice Inc. loan forgiveness letter
DE-5351 N. Reis Nathan Reis, Juuice Inc loan email
DE-5353 N. Reis Email from Amy Du to Nathan Reis re: PPP loan, Juuice Inc loan info
DE-5355 N. Reis Juuice Inc. borrower resolution
DE-5357 N. Reis Nathan Reis, Juuice Inc. Loan Forgiveness application
DE-5359 N. Reis; A. Spencer Email from Nathan Reis to Adam Spencer re: PPP loan
DE-5361 N. Reis STARS Portal Report
DE-5363 N. Reis Juuice, LLC PPP application
DE-5365 N. Reis Juuice, LLC W9
DE-5367 N. Reis Juuice, LLC Blueacorn packet
Juuice, LLC email from Nathan Reis to James Tonkin discussing
DE-5369 N. Reis
loans
DE-5371 N. Reis Juuice, LLC email from Nathan Reis to Wave payments
DE-5373 N. Reis Juuice, LLC Form 1065X
DE-5375 N. Reis; Hockridge Juuice, LLC email discussion w Stephanie
DE-5377 N. Reis Juuice, LLC SBA note
51
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 52 of 56 PageID 2165
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-5379 N. Reis Juuice, LLC application
DE-5381 N. Reis Juuice, LLC Schedule C
DE-5383 Hochberg; N. Reis DAP Industries Blueacorn packet
DE-5385 Hochberg; N. Reis DAP Industries Blueacorn packet
DE-5387 Hochberg; N. Reis Devin Hochberg messages with Nathan Reis
DE-5389 Hochberg; N. Reis DAP Industries loan packet
DE-5393 Hochberg; N. Reis DAP Industries invoice
DE-5394 Flores; N. Reis Jimmy Flores PPP rejection letter
DE-5395 Flores; N. Reis Jimmy Flores PPP application
Nathan Reis and Jimmy Flores messages regarding Jimmy Flores’s
DE-5396 Flores; N. Reis
PPP application
Business Loan Program Temporary Changes; Paycheck Protection
DE-5401 Abshier Program as Amended by Economic Aid Act, 86 Fed. Reg. 3692,
3694-95, 3707, 3708, 3709-10, (Jan. 14, 2021)
Business Loan Program Temporary Changes; Paycheck Protection
DE-5403 Abshier Program-Revisions to Loan Amount Calculation and Eligibility, 86
Fed. Reg. 13149, 13150 (March 8, 2021)
Business Loan Program Temporary Changes; Paycheck Protection
DE-5405 Abshier
Program, 85 Fed. Reg. 20,811, 20,815 (Apr. 15, 2020)
SBA FAQ for PPP Borrowers and Lenders Version 1 available at
DE-5407 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 2 available at
DE-5409 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 3 available at
DE-5411 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 4 available at
DE-5413 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 5 available at
DE-5415 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 6 available at
DE-5417 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 7 available at
DE-5419 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 8 available at
DE-5421 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 9 available at
DE-5423 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
52
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 53 of 56 PageID 2166
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
SBA FAQ for PPP Borrowers and Lenders Version 10 available at
DE-5425 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 11 available at
DE-5427 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 12 available at
DE-5429 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 13 available at
DE-5431 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 14 available at
DE-5433 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 15 available at
DE-5435 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 16 available at
DE-5437 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 17 available at
DE-5439 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 18 available at
DE-5441 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 19 available at
DE-5443 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 20 available at
DE-5445 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 21 available at
DE-5447 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
SBA FAQ for PPP Borrowers and Lenders Version 22 available at
DE-5449 Abshier
https://www.sba.gov/document/support-faq-ppp-borrowers-lenders
DE-5601 Hochberg DAP Industries account screenshot
DE-5603 Hochberg DAP Industries Eligibility Calculation
DE-5605 Hochberg DAP Industries TransferWise Statement
DE-5607 Hochberg DAP Industries TransferWise Statement
DE-5609 Hochberg Devin Hochberg LLC Payroll Report
DE-5611 Hochberg; N. Reis Devin Hochberg email to Nathan Reis regarding PPP Loans
DE-5613 Hochberg Bluevine Application Status Update Email
Nathan Reis email to Devin Hochberg regarding PPP qualification
DE-5615 Hochberg
requirements
DE-5617 Hochberg Devin Hochberg Lendio PPP Application Confirmation
DE-5619 Hochberg DAP Industries Articles of Organization
53
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 54 of 56 PageID 2167
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-5621 Hochberg Devin Hochberg driver’s license photo
DE-5623 Hochberg Devin Hochberg LLC Form 940
DE-5625 Hochberg Devin Hochberg Non-Prosecution Agreement
DE-5627 Hochberg; N. Reis DAP Industries JustWorks PEO letter
Email thread between Devin Hochberg and Nathan Reis discussing
DE-5629 Hochberg; N. Reis
Hati Hati LLC.
Email thread between Devin Hochberg and Nathan Reis asking for
DE-5631 Hochberg; N. Reis
Devin Hochberg’s bank information
DE-5633 Hochberg; N. Reis DAP Industries LLC 2019 Form 1099
DE-5801 Hochberg; N. Reis Messages between Devin Hochberg and Nathan Reis
DE-5803 Flores; N. Reis Short message report for two days in January 2021
DE-5805 Flores; N. Reis Messages between Jimmy Flores and Nathan Reis
DE-5809 Hockridge; A. Spencer Excel sheet stating amount of loans and funded amounts
DE-5811 Hockridge; Appelbaum Amounts from 2019 payroll forms
DE-5825 Hockridge; Cota; Flores; Arriaga First Western Trust statement for Qualytics LLC in Feb 2020
DE-5837 Hockridge; Arriaga Vivian Arriaga’s Form 1040 Schedule C in 2019
DE-5839 Hockridge; Arriaga Qualytics, LLC 2019 miscellaneous income form
DE-5841 N. Reis; Hockridge Juuice, Inc. 2019 miscellaneous income form
DE-5843 Hochberg; Hockridge Stephanie Hockridge uploads Devin Hochberg application
DE-5845 N. Reis; Hockridge Juuice, Inc. 2019 miscellaneous income form
Messages in March 2021 for Agent Van Team and link for PPP and
DE-5847 Ligon; Hockridge
Schedule C
Wells Fargo Business Account Application for Body Politix and
DE-5849 Hockridge
Stephanie Hockridge
Hockridge; E. Karnezis;
DE-5854 Accredited PCI 2020 Miscellaneous Income Form
A. Karnezis
Hockridge; E. Karnezis;
DE-5857 Messages between Stephanie Hockridge and unknown party
A. Karnezis; Ligon
Hockridge; E. Karnezis;
DE-5861 940 for 2020 of Monica Denise Richardson
A. Karnezis; Ligon
Hockridge; E. Karnezis;
DE-5863 Amscot Mastercard Car summary for Monica Richardson
A. Karnezis; Ligon
DE-5865 Tran; Hockridge Screenshot of Blueacorn Andrew’s VIPPP Loan List
DE-5867 Hockridge; Appelbaum Schedule C Form 1040 for Arian Farrokhi
DE-5869 Hockridge; Appelbaum Schedule C Form 1040 for Lauren Vita
DE-5871 Hockridge; R. Warzel Message From Rob Warzel about discovering fraud
DE-5875 Hockridge; Appelbaum Amscot Prepaid Mastercard Card Summary for Monica Richardson
54
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 55 of 56 PageID 2168
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
DE-6000 Hockridge Investment memorandum – Arizona Commerce Authority
DE-6005 Hockridge 2020 Fact Sheet
DE-6010 Hockridge 2020 Loan Guide (PPP v. EIDL)
DE-6015 Hockridge 2020 overview
DE-6020 Hockridge 2020 press release
DE-6025 Hockridge; Abshier; Appelbaum 2020 overview for senators
DE-6030 Hockridge Document Help Text
DE-6035 Hockridge Lendistry Referral Agreement
DE-6040 Hockridge; Abshier; Appelbaum Loan Forgiveness explanation
DE-6045 Hockridge; Abshier; Appelbaum Loan forgiveness requirements
DE-6050 Hockridge 2020 matrix
DE-6055 Hockridge 2020 state lender chart
DE-6060 Hockridge 2021 contractors
DE-6065 Hockridge; N. Reis Operational explanation
DE-6070 Hockridge; Abshier; Appelbaum PPP Loan Forgiveness – Businesses (no employees)
DE-6075 Hockridge; Abshier; Appelbaum PPP Loan Forgiveness – Businesses (with employees)
DE-6085 Hockridge; N. Reis Juuice presentation
DE-6090 Hockridge; Abshier; Appelbaum How to Calculate Maximum Loan Amounts – By Business Type
DE-6095 Hockridge; Ligon; Tran Secret Service alert
Messages between Stephanie Hockridge, Andrew Tran and Destiny
DE-6101 Hockridge; Ligon; Tran
Ligon
Messages between Stephanie Hockridge, Andrew Tran and Destiny
DE-6103 Hockridge; Ligon; Tran
Ligon (excerpt of DE-1525)
DE-6105 Hockridge; Ligon Messages between Stephanie Hockridge and Destiny Ligon
DE-6107 Hockridge; Ligon Messages between Stephanie Hockridge and Destiny Ligon
DE-6109 Hockridge; Ligon Messages between Stephanie and Destiny Ligon
DE-6111 Hockridge; Ligon Messages between Stephanie Hockridge and Destiny Ligon
DE-6113 Hockridge; Ligon Messages between Stephanie Hockridge and Destiny Ligon
DE-6115 Hockridge; Ligon Messages between Stephanie Hockridge and Destiny Ligon
DE-6117 Hockridge; Ligon Messages between Stephanie Hockridge and Destiny Ligon
Messages between Stephanie Hockridge and Destiny Ligon regarding
DE-6119 Hockridge; Ligon
Destiny Ligon leaving Blueacorn
DE-6121 Hockridge; Ligon Anthony Daly PPP messages
Messages between Stephanie Hockridge and Destiny Ligon re:
DE-6123 Hockridge; Ligon
informing customers accurately about fees
Messages between Stephanie Hockridge and Destiny Ligon regarding
DE-6125 Hockridge; Ligon
Destiny Ligon having permission to waive fees for borrowers
55
Case 4:24-cr-00287-O Document 194 Filed 06/05/25 Page 56 of 56 PageID 2169
Ex. No. Sponsoring Witness1 Description Offered ID’ed Admitted
Messages between Stephanie Hockridge and Destiny Ligon regarding
DE-6127 Hockridge; Ligon
Andrew Tran
DE-6129 A. Karnezis; Friedemann Transcript of Anthony Karnezis Interview
DE-6131 A. Karnezis; Friedemann Transcript of Anthony Karnezis Interview
DE-6133 E. Karnezis; Friedemann Transcript of Eric Karnezis Interview
DE-6135 E. Karnezis; Friedemann Transcript of Eric Karnezis Interview
DE-6137 Flores; N. Reis Transcript of phone call between Jimmy Flores and Nathan Reis
DE-6139 Hockridge Wells Fargo Account Application Body Politix
Wells Fargo Account Application Body Politix Certificate of
DE-6141 Hockridge
Authority
56
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