U.S. Department of the Treasury, Emergency Capital Investment Program: "Form of Process and Controls Attestation of Independent Auditor: Archived Version"
Summary
A form, dated 3-21-2023 Version 1, of the Supplemental Report Process and Controls Attestation that a Recipient's independent auditor delivers to the United States Department of the Treasury under an Emergency Capital Investment Program Letter Agreement. The auditor attests that the processes and controls used to generate the Recipient's Supplemental Reports for the fiscal year are satisfactory. The form warns that a knowing and willful false or fraudulent statement may be punished by fine, imprisonment, or both, citing 18 U.S.C. 1001. Its Paperwork Reduction Act notice lists the OMB approval as pending and an estimated burden of 10 minutes per response.
Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used
Cite this document
“U.S. Department of the Treasury, Emergency Capital Investment Program: ‘Form of Process and Controls Attestation of Independent Auditor: Archived Version.’”
Original at home.treasury.gov. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/u-s-department-of-the-treasury-emergency-capital-investment-program-fo-e57bb693a1/
, SHA-256 6d553f806762ad3a7551de2da5d0e81fd5b7d47572104dd9d0f766eb4c90a83e.Full text
3-21-2023 Version 1
Emergency Capital Investment Program
Required Certifications
FORM OF PROCESS AND CONTROLS ATTESTATION OF INDEPENDENT
AUDITOR
SUPPLEMENTAL REPORT PROCESS AND CONTROLS ATTESTATION OF
[RECIPIENT]’S INDEPENDENT AUDITOR
In connection with that certain Letter Agreement, dated [ ], 20[ ] (the “Agreement”)
by and between [RECIPIENT] (the “Recipient”) and the United States Department of the Treasury
(the “Investor”), the undersigned does hereby attest as follows:
1. I am the independent auditor for Recipient.
2. The processes and controls used to generate the Supplemental Reports for the Recipient’s
fiscal year ending [ ], 20[ ] are satisfactory.
3. The undersigned and the Recipient understand that a knowing and willful false or
fraudulent statement made in connection with this certification may be punished by fine,
imprisonment, or both. (See, for example, 18 U.S.C. 1001).
The foregoing attestations are made and delivered as of [ ] pursuant to
Section 4.1(d)(ii) of the Agreement.
Capitalized terms used and not otherwise defined herein shall have the meanings assigned to them
in the Agreement unless otherwise stated.
[Signature page follows]
3-21-2023 Version 1
IN WITNESS WHEREOF, this Attestation has been duly executed and delivered as of the [ ]
day of [ ], 20[ ].
[RECIPIENT]
By:
Name:
Title:
Paperwork Reduction Act Notice.
OMB Approval No.: Pending Approval
Expiration Date: Pending Approval
The information collected will be used for the U.S. Government to process requests for support.
The estimated burden associated with this collection of information is 10 minutes per response.
Comments concerning the accuracy of this burden estimate and suggestions for reducing this
burden should be directed to the Office of Privacy, Transparency and Records, Department of the
Treasury, 1500 Pennsylvania Ave., N.W., Washington, D.C. 20220. DO NOT send the form to
this address. An agency may not conduct or sponsor, and a person is not required to respond to, a
collection of information unless it displays a valid control number assigned by OMB.
File and source
- File
- TREAS-PROCESS-AND-CONTROLS-ATTESTATION-INDEPENDENT-AUDITOR.pdf
- Size
- 174,787 bytes
- SHA-256
- 6d553f806762ad3a7551de2da5d0e81fd5b7d47572104dd9d0f766eb4c90a83e
- Original
- home.treasury.gov