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CytoDyn Inc. Form 8-K (Oct. 20, 2021)

Summary

Form 8-K current report of CytoDyn Inc. dated October 20, 2021, filed under Item 8.01 (Other Events). It reports a press release announcing that the Delaware Court of Chancery denied a motion by the activist group led by Paul Rosenbaum and Bruce Patterson to stop the 2021 annual meeting from taking place as scheduled on October 28, 2021. The press release is furnished as Exhibit 99.1 and incorporated by reference.

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Cite this document

“CytoDyn Inc. Form 8-K (Oct. 20, 2021).” Original at www.sec.gov. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/sec-cydy-8-k-filed2021-10-20-0001193125-21-303181-9ccc723bbf/, SHA-256 a1ac322d2a91e7beabbf693d056157704e912d5bee59a01fc609cdf7f7b979da.

Full text

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act

Date of Report (Date of earliest event reported): October 20, 2021

CytoDyn Inc.

(Exact name of registrant as specified in its charter)

Delaware | 000-49908 | 83-1887078
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.)
1111 Main Street , Suite 660 Vancouver , Washington 98660
(Address of principal executive offices, including zip code)

(360) 980-8524

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☒ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class | Trading Symbol(s) | Name of each exchange on which registered
None | None | None

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01. | Other Events.

On October 20, 2021, CytoDyn Inc. (the “Company”) issued a press release announcing that the Delaware Court of Chancery denied a motion by the activist group led by Paul Rosenbaum and Bruce Patterson to prevent the Company’s 2021 Annual Meeting of Stockholders from taking place as scheduled on October 28, 2021.

A copy of the press release is included as Exhibit 99.1 to this Report and is incorporated herein by reference.

Item 9.01 | Financial Statements and Exhibits

(d) Exhibits

99.1 | Press Release, dated October 20, 2021
104 | Cover Page Interactive Data File (formatted as inline XBRL)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 20, 2021 | CYTODYN INC.
By: | /s/ Antonio Migliarese
Antonio Migliarese
Chief Financial Officer

File and source

File
SEC_CYDY_8-K_filed2021-10-20_0001193125-21-303181.htm
Size
23,801 bytes
SHA-256
a1ac322d2a91e7beabbf693d056157704e912d5bee59a01fc609cdf7f7b979da
Our copy
SEC_CYDY_8-K_filed2021-10-20_0001193125-21-303181.htm
Original
www.sec.gov
Exhibits
Exhibit 99.1: CytoDyn Inc., "CytoDyn Announces Delaware Court Has Denied Activist Group's Motion to Prevent Annual Meeting from Taking Place"
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