ARCTURUS THERAPEUTICS HOLDINGS INC. Form 8-K (Feb. 28, 2022)
Summary
Current report on Form 8-K of Arcturus Therapeutics Holdings Inc., date of report February 28, 2022, filed under Items 2.02 and 9.01. It states that on February 28, 2022 the company issued a press release, furnished as Exhibit 99.1, announcing the company's financial results for the quarter and year ended December 31, 2021 and providing a corporate update. The report says the information in Item 2.02, including the press release, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934. The signature block shows /s/ Joseph E. Payne, Chief Executive Officer.
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Cite this document
“ARCTURUS THERAPEUTICS HOLDINGS INC. Form 8-K (Feb. 28, 2022).”
Original at www.sec.gov. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/sec-arct-8-k-filed2022-02-28-0001193805-22-000402-5ddb13c0c9/
, SHA-256 433343c9af2ef9e6122dd919683844d35396f94bc11aed2fc60181841ab9ad3e.Full text
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 ARCTURUS THERAPEUTICS HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware | 001-38942 | 32-0595345 (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) 10628 Science Center Drive , Suite 250 San Diego , California 92121 (Address of principal executive offices) Registrant’s telephone number, including area code: (858) 900-2660 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class | Trading Symbol(s) | Name of each exchange on which registered Common stock, par value $0.001 per share | ARCT | The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 2.02. Results of Operations and Financial Conditions. On February 28, 2022, Arcturus Therapeutics Holdings Inc. (the “Company” or “Arcturus”) issued a press release, a copy of which is furnished herewith as Exhibit 99.1, announcing the Company’s financial results for the quarter and year ended December 31, 2021 and providing a corporate update (the “Press Release”). The information contained in Item 2.02 of this Current Report on Form 8-K, including the Press Release, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. In addition, this information shall not be deemed incorporated by reference into any of the Company’s filings with the Securities and Exchange Commission (the “SEC”), except as shall be expressly set forth by specific reference in any such filing. Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. | Description of Exhibit 99.1 | Press Release dated February 28, 2022 104 | Cover Page to this Current Report on Form 8-K in Inline XBRL SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Arcturus Therapeutics Holdings Inc. Date: February 28, 2022 By: | /s/ Joseph E. Payne Name: | Joseph E. Payne Title: | Chief Executive Officer
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