Hold Code List (Redacted), Rules and Flags — SBA 2021-008529

Summary

A table headed Rule or Flag # and Description, Internal SBA Ho[ld], from SBA 2021-008529. It lists numbered rules and flags with descriptions, beginning with 1 Criminal Record, 2 Bankruptcy, 4 Other Adverse Information (OFAC), 5 Potential Decedent Application and 6 Inactive Business. Other entries include 7 Mismatch of TIN (EIN/SSN), 32 Payday Lender, 46 Do Not Pay - Death Sources, 53 OIG - Identified as Duplicate Loan, 55 Duplicate TIN and 70 Potential Clawback. Several numbered entries read Ex. 5 & 7, with no description, and the last entry listed is 87.

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Full text

Rule or Flag #Description
Internal SBA Ho
1
Criminal Record
2
Bankruptcy
4
Other Adverse Information (OFAC)
5
Potential Decedent Application
6
Inactive Business
7
Mismatch of TIN (EIN/SSN)
8
Mismatch of Entity Name (Individual or Company)
9
In Operation After Feb 15,2020
10
Loan Size Meets Special Review Criteria
12
SBA Franchise Directory Review
15
Potential Ineligible Business Size
16
Large Number of Employees at Residential Business Address
17
Ex. 5 & 7
18
Aggregate Data Mismatch
19
Maximum Loan Size
21
Employee Count Threshold
22
Special Review Threshold
24
Business Address is Currently Vacant
26
D&B - Compliance - Marijuana/Cannabis Sales
27
D&B - Compliance - Company Issued COVID related WARN Notice
28
D&B - Compliance - Debarred Businesses
29
D&B - Compliance - Defaulted SBA loan in the last 7 years
30
D&B - Compliance - DOL OFCCP Violations
31
NAICS 522 - Credit Intermediation
32
Payday Lender
33
Potential Affiliation Issue
34
Data Anomaly Issue
35
Research Duplicate 9 Digit Tax ID Issue
36
General Eligibility
37
SBA - Potential Affiliation Issue
38
Foreign Country related entities
39
State or Local Government
40
Eligibility – Lobbying
41
Ex. 5 & 7
43
Ex. 5 & 7
44
Ex. 5 & 7
46
Do Not Pay -  Death Sources
47
Do Not Pay - SAM
48
Do Not Pay - TOP and CAIVRS
49
Do Not Pay - TOP Education
50
Ex. 5 & 7
51
Ex. 5 & 7
52
Ex. 5 & 7
53
OIG – Identified as Duplicate Loan
54
Ex. 5 & 7

55
Duplicate TIN
56
Ex. 5 & 7
57
Ex. 5 & 7
58
Ex. 5 & 7
60
OCRM - Excess Loan Amount Issue
68
Ex. 5 & 7
69
Potential GP Issue
70
Potential Clawback
87
Ex. 5 & 7

1

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sba-2021-008529-hold-code-list-202108-redacted.pdf

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sba-2021-008529-hold-code-list-202108-redacted.pdf

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