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Appendix C: MOE Waiver Request

Summary

Louisiana's request to the U.S. Department of Education for a waiver of state maintenance of effort (MOE) requirements, made on the department's Appendix C form and signed by Dr. Cade Brumley with the date 4/21/2023. The request is marked for the FY 2022 MOE requirement for elementary and secondary education under section 317(a) of the CRRSA Act and section 2004(a) of the ARP Act. The state's table shows support for elementary and secondary education of $3,850,674,774 in FY 2022, or 21.21% of overall state spending of $18,153,514,159, against a 22.99% average for FYs 2017-2019; the FY 2023 share is 19.09%. Higher education support was $1,134,012,991 in FY 2022, 6.25% of overall spending, against a 6.02% average. The form also lists the factors the Secretary may weigh, among them whether ESSER, GEER or HEER funds replaced state education funding.

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Cite this document

“Appendix C: MOE Waiver Request.” Original at www.ed.gov. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/ppr-int-d01b6808d58efb9b-pdf-ba2ae4ed61/, SHA-256 b94e666015aba8da6f2dc14f2d50248351fba9fa8771a4134f7d172869a10173.

Full text

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                                        Appendix C: MOE Waiver Request
    This form must be used for the submission of a request for a waiver of the requirements noted below. For assistance,
    please contact your State mailbox, which is [State].oese@ed.gov .
           Louisiana
    State __________________________________
    On behalf of my State, I request a waiver of the following State maintenance of effort (MOE) requirements for the
    following fiscal years:

    Please check all that apply:

           FY 2020 MOE requirement for elementary and secondary education under section 18008 of the CARES Act.
           FY 2020 MOE requirement for higher education under section 18008 of the CARES Act.
           FY 2021 MOE requirement for elementary and secondary education under section 18008 of the CARES Act.
           FY 2021 MOE requirement for higher education under section 18008 of the CARES Act.
     X
           FY 2022 MOE requirement for elementary and secondary education under section 317(a) of the CRRSA Act and
            section 2004(a) of the ARP Act.
           FY 2022 MOE requirement for higher education under section 317(a) of the CRRSA Act and section 2004(a) of
            the ARP Act.
           FY 2023 MOE requirement for elementary and secondary education under section 2004(a) of the ARP Act.
           FY 2023 MOE requirement for higher education under section 2004(a) of the ARP Act.

    Data for State support and overall State spending

    A State must resubmit the baseline data for FYs 2017, 2018, and 2019 (baseline years) as part of this MOE waiver
    request. If these baseline data differ from a State’s previously submitted data, please provide a description of the reason
    for the change. Additionally, a State must submit MOE data for the years in which it is requesting this waiver.

                      State support for      State support for     Overall State          State support for      State support for
                      elementary and         higher education      spending *             elementary and         higher education
                      secondary                                                           secondary education    as a proportion
                      education                                                           as a proportion of     of overall State
                                                                                          overall State          spending
                                                                                          spending
    FY 2017           $ 3,678,498,272        $ 901,224,162         $ 15,543,641,589                  23.67 %              5.80 %
    FY 2018           $ 3,707,203,252        $ 995,113,254         $ 16,123,962,764                  22.99 %              6.17 %
    FY 2019           $ 3,709,917,445        $ 1,012,627,785       $ 16,616,186,225                  22.33 %              6.09 %
    Average                                                                                          22.99 %              6.02 %
  FYs 2017-2019
    FY 2020           $ 3,872,729,662        $ 1,028,338,446       $ Not Required         Not Required           Not Required
    FY 2021           $ 3,819,385,774        $ 1,023,985,236       $ Not Required         Not Required           Not Required
    FY 2022           $ 3,850,674,774        $ 1,134,012,991       $ 18,153,514,159                  21.21 %              6.25 %
    FY 2023           $ 4,023,235,394        $ 1,207,905,346       $ 21,075,392,958                  19.09 %              5.73 %

     *For overall State spending, a State may request a waiver based on final allocations or appropriations. For more
    information, see FAQ 10.

    Additional submission requirements
    In an attachment, please provide:


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          1. A description of the extent to which the State experienced fiscal burdens in preventing, preparing for, and
             responding to the coronavirus and an explanation of how those fiscal burdens affected the State’s ability to
             maintain fiscal effort (e.g., the status of and any changes to the State’s rainy day fund, whether the State
              experienced a decline in revenues, or an increase in other emergency expenses resulting from the
              pandemic, such as expenses related to health care, unemployment insurance, or support for small
              businesses); and
          2. Documentation and data supporting the description of the State’s fiscal burdens (e.g., revenue data, appropriation
             tables, unemployment statistics, etc.) including any State action that impacted State revenue (e.g., tax increases or
             decreases).
          3. In addition, in its waiver request, a State should submit information on the relevant factors listed below to support
             its request. The Secretary may ask States for additional information after States submit the MOE waiver request
             form.

      In determining whether to grant a State an MOE waiver, the Secretary may consider factors such as:
      Has the State increased support for education?
      The Department understands that it is possible that a State has maintained or increased overall funding for education and the
      proportion of the State budget for education has still declined because of increases in other areas of the budget (e.g., public health). In
      these cases, the Secretary may consider:

      •    Has total State funding for K-12 education and for higher education (calculated separately) increased from the prior fiscal year?
      •    Has total State funding for K-12 education and for higher education (calculated separately) increased over time (e.g., since
           baseline years)?
      •    Has per-pupil State funding for K-12 education and for higher education (calculated separately) increased from the prior fiscal
           year?
      •    Has per-pupil State funding for K-12 education and for higher education (calculated separately) increased over time (e.g., since
           baseline years)?
      •    Has the State appropriated an increase in State funding for K-12 education and for higher education for future fiscal years?

      Are there exceptional circumstances that caused the State to be unable to maintain support for education?
      If a State’s support for education declined, the Secretary may consider:

      •    Are there specific severe effects of the COVID-19 pandemic on the State’s economy that necessitated reductions in support for
           elementary and secondary education and for higher education?
      •    What steps did the State take to avoid and/or minimize such reductions?
      •    Did the State use Coronavirus State and Local Fiscal Recovery Funds awarded by the U.S. Department of the Treasury under
           section 9901 of the ARP Act to support elementary and secondary education and higher education?
      •    How did reductions in support for elementary and secondary education and for higher education compare to other budget
           categories?
      •    Did the State take steps that reduced or will it take steps to proactively reduce its financial resources in a way that impacted or
           will impact its ability to meet MOE requirements (e.g., tax changes (and in what context), additional contributions to rainy day
           funds)? If so, what was the impact of the reduction (e.g., to what extent were its resources reduced or will its resources be
           reduced)?

      Has the State used or will it use ESSER, GEER, or Higher Education Emergency Relief (HEER) funding to replace State
      funding for education?
      It is important for the Department to understand the State’s use of pandemic-related Federal funds when reviewing a request for a
      waiver. The Secretary may therefore consider:

      •    Will all unallocated ESSER or GEER funds relevant to the waiver be used to provide net new resources to K-12 schools and to
           higher education and not be used to replace existing State commitments to K-12 education and to higher education?
      •    Will all unallocated HEER funds be used to provide net new resources to higher education and not be used to replace existing
           State commitments to higher education?
      •    Has the State previously used any ESSER, GEER, or HEER funds to replace State funding for education?
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    To the best of my knowledge and belief, all of the information in this MOE data submission are true and correct and the
    failure to submit accurate data may result in liability under the False Claims Act, 31 U.S.C. § 3729 et seq.; OMB
    Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in 2 CFR part 180, as adopted
    and amended as regulations of the Department in 2 CFR part 3485; and 18 USC § 1001, as appropriate, and other
    enforcement actions.

    Dr. Cade Brumley
    _____________________________________________________________________________________________
    Governor or Chief State School Officer or Authorized Representative (Typed or Printed Name) Telephone

                                                                                                                             4/21/2023
    _____________________________________________________________________________________________
    Signature of Governor or Chief State School Officer or Authorized Representative     Date




                                                               Public Burden Statement
    According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless such collection displays
    a valid OMB control number. The valid OMB control number for this information collection is 1810-0745. Public reporting burden for this
    collection of information is estimated to average 2 hours per response, including time for reviewing instructions, searching existing data sources,
    gathering and maintaining the data needed, and completing and reviewing the collection of information. The obligation to respond to this collection
    is required to obtain or retain benefit under section 18008 of the Coronavirus Aid, Relief, and Economic Security Act (CARES) Act, Division M,
    Section 317 of the Coronavirus Response and Relief Supplemental Appropriations Act, 2021 (CRRSA) Act, and Section 2004(a) of the American
    Rescue Plan Act of 2021 (ARP Act) If you have any comments concerning the accuracy of the time estimate, suggestions for improving this
    individual collection, or if you have comments or concerns regarding the status of your individual form, application or survey, please contact Britt
    Jung, Office of State and Grantee Relations, Office of Elementary and Secondary Education, U.S. Department of Education, 400 Maryland Avenue,
    SW, Washington, DC 20202-6450, email: SGR@ed.gov directly.


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