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ARP ESSER-EANS Liquidation Extension Office Hours 4.25.24

Summary

Slides from the U.S. Department of Education's American Rescue Plan (ARP) Liquidation Extensions Office Hours of April 25, 2024, presented by Jennifer Timmons, Christopher Tate and Laura Jimenez of the Office of State and Grantee Relations. As of April 22, the slides report CARES Act extensions approved for ESSER requests totaling $15.7M and GEER requests totaling $11.2M, which ended March 29, 2024, and CRRSA Act extensions totaling $292M for ESSER, $22M for GEER and $190M for EANS, which end March 31, 2025. For ARP ESSER and ARP EANS, submission of extension requests is recommended by December 31, 2024, all costs must be obligated by September 30, 2024, and review may take 3-4 weeks. Grantees send one Excel template with a cover letter and signed attestations, and during the extension they are placed on route payment, with each drawdown checked against the approved request.

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Congressional materials
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Ppr Int 7854Fc4C297Dcf06 Presentation 6082653977
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Ppr Int 7854Fc4C297Dcf06 Presentation 6082653977

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“ARP ESSER-EANS Liquidation Extension Office Hours 4.25.24.” Original at www.ed.gov. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/ppr-int-7854fc4c297dcf06-presentation-6082653977/, SHA-256 422f36f93443a3aa5acc4b1512e1f26831adc8999f884bf122a96c24ef8b01ce.

Full text

American Rescue Plan (ARP)
  Liquidation Extensions
       Office Hours
                    April 25, 2024




 Jennifer Timmons, Program Officer and Liquidation Extensions Lead, Office of State and Grantee Relations
 Christopher Tate, Group Leader, Office of State and Grantee Relations
 Laura Jimenez, Director, Office of State and Grantee Relations
          1
Topics

1. CARES Act and CRRSA Act ESSER, GEER, and EANS Updates
2. ARP Act Liquidation Extension Submission
3. Considerations for Request Development
4. Oversight of Approved Requests
5. Q&A



A recording of the presentation and accompanying slides will be made available on the
Department’s State and Grantee Relations announcements webpage.

                                                                         U.S. Department of Education   2
CARES Act and CRRSA Act Extension Updates
(As of April 22)



CARES Act Extensions
   • ESSER Requests Approved: 12 totaling $15.7M
   • GEER Requests Approved: 9 totaling $11.2M
   • Extensions ended March 29, 2024.

CRRSA Act Extensions
   • ESSER Requests Approved: 20 totaling $292M
   • GEER Requests Approved: 10 totaling $22M
   • EANS Requests Approved: 9 totaling $190M
   • Extensions end March 31, 2025

                                                   U.S. Department of Education   33
American Rescue Plan (ARP) Liquidation Extensions

Resources                            • Requests can be submitted when
                                       data is available/complete
ARP Liquidation Extension LETTER
                                     • Submission is recommended by
ARP ESSER/EANS Extension Request       December 31, 2024
TEMPLATE
                                     • Requests submitted after December
Liquidation Extension Updated FAQs     31, 2024, may experience a lapse in
                                       G6 access while an approval
                                       decision is pending
APR ESSER and ARP EANS Liquidation
                                     • Requests may include any allowable
Extension Webinar (1.18.2024)
                                       costs but ALL costs must be
    • Recording – English              obligated by September 30, 2024
    • Presentation
                                     • Approval will be based on the
                                       submission of a complete request
                                                        U.S. Department of Education   4
  Liquidation Extension Request Process Overview

• Grantees collect the liquidation extension information noted on the template on
  behalf of themselves and their subgrantees. Prior to submitting that information,
  this information must be verified that it represents timely and valid obligations.
   • Note that each subgrantee is a row, that is, all the requests for a single
       subgrantee are entered into one row.
• Grantees submit one comprehensive Excel document to represent an extension
  at the grantee and subgrantee levels (as appropriate) with a single date for the
  extension
• Grantees must include a cover letter that explains how the ARP ESSER and/or
  ARP EANS liquidation extension request contributes to the acceleration of
  academic success for students, including those furthest from opportunity and
  with the greatest need
• Review and approval may take 3-4 weeks and depends on completeness and
  accuracy of submitted information
                                                                    U.S. Department of Education   5
                    Liquidation Extension Request Process Overview
                    Cover Letter

            • Grantees must provide a cover letter, on letterhead, that explains how the ARP ESSER
              and/or EANS liquidation extension request contributes to the acceleration of academic
              success for students, including those furthest from opportunity and with the greatest need
            • Examples might include -

• Describe projects (e.g., parent communications initiatives, adoption of early warning intervention systems, home visiting
  programs, and interagency data-sharing investments) that promote regular student attendance and reduce chronic
  absenteeism.
• Indicate how many subgrantees are requesting liquidation extension to support contracted evidence-based tutoring services
  throughout the 2024-25 school year, and the approximate number and percentage of students to be served;
• Identify uses of funds to provide summer learning opportunities and to provide afterschool and extended learning time during
  the regular school year, and the number of students served;
• Providing counseling services to address mental health needs;
• Offering professional development and coaching to educators to build math and literacy instructional capacity; or
• Making targeted improvements to school infrastructure, including HVAC investments, to enhance indoor air quality and
  environmental safety that keep students healthy in school                                        U.S. Department of Education 6
 Considerations During Request Development

   Approval is a function of completeness of the information and timeliness/validity of the
                                        obligation.

Goal is to receive requests that are approvable, i.e., requests are complete and reflect timely
                                     and valid obligations.

Grantee and Subrecipient Information
• Provide enough specificity to clearly indicate proper and timely obligations
• Additional detail is necessary when referencing costs related to personal services
• Avoid having the same Use of Funds or Justification copied/pasted for each subrecipient
• Use of the data notes column is not required; however, its completion may be helpful to
   produce a high-quality request



                                                                          U.S. Department of Education   7
Considerations During Request Development
Incomplete/Incorrect Information on the Grantee Overview


                                     •   ALN Number often left blank
                                     •   PR Number often incorrect (e.g., adding PR for EANS instead of ESSER, wrong year of funds)
                                     •   Award Amount often incorrect (typos, not inclusive of entire award)
                                     •   Requested dates left blank or requesting a subrecipient date that is later than the grantee’s
                                         date instead of earlier
                                     •   Incorrect information here will place incorrect information on the Attestation Form
    Considerations During Request Development

Clarifications Needed




   Questions for Grantee/Subrecipient
   • How were the "temp staffing costs" obligated?
   • Phrasing of "will be able to spend these funds with more time" implies funds have not yet been obligated.
     Were the funds listed for supplies, materials, and temp staffing costs properly obligated?

Stronger Request




                                                                                             U.S. Department of Education   9
 Considerations During Request Development

Complete requests include signed attestations from an authorized grant official
attesting that -
1.   All information is complete and accurate;
2.   Activities and services included are allowable and have been properly obligated by
     September 30, 2024;
3.   Certifications and assurance included in the award documents and approved State plan
     remain in effect;
4.   Grantees will provide continued monitoring and oversight of subrecipients in the extended
     liquidation period;
5.   Data verification will be provided as requested;
6.   Sufficient documentation to support the request is available with the grantee or subrecipient;
     and
7.   Subrecipients have been assessed for risk using relevant data.
                                                                             U.S. Department of Education   10
Considerations During Request Development
Liquidation and Obligation Requirements                                                               34 CFR 76.707

If the obligation is for -                                           The obligation is made
a) Acquisition of real or personal property                          On the date on which the State or subgrantee makes a
                                                                     binding written commitment to acquire the property.

b) Personal services by an employee of the State or subgrantee       When the services are performed.

c) Personal services by a contractor who is not an employee of the   On the date on which the State or subgrantee makes a
State or subgrantee                                                  binding written commitment to obtain the services.
d) Performance of work other than personal services.                 On the date on which the State or subgrantee makes a
                                                                     binding written commitment to obtain the work.
e) Public utility services                                           When the State or subgrantee receives the services
f) Travel                                                            When the travel is taken
g) Rental of real or personal property                               When the State or subgrantee uses the property
h) A pre-agreement cost that was properly approved by the            On the first day of the grant or subgrant performance period
Secretary under the cost principles in 2 CFR part 200, Subpart E -
Cost Principles
                                                                                                        U.S. Department of Education   11
Considerations During Request Development

May grantees carry out grant activities during liquidation?

ESSER FAQs: Question E-3.d. How long may ESSER or GEER funded activities
continue after the liquidation period?

EANS Communication: EANS Services and Assistance After the End of the
Period of Performance

ARP ESSER Liquidation Extension Letter

There are limited circumstances where an SEA or subgrantee timely obligates
ARP ESSER or ARP EANS funds, such services or activities may continue for a
reasonable time beyond the liquidation period.
                                                              U.S. Department of Education   12
Oversight of Approved Requests
Drawdown Monitoring
   •   Grantees are placed on route payment during the period of extension.
   •   Grantees must submit a summary of entities to be reimbursed associated with each drawdown
        during the period of extension.
   •   SGR monitors each drawdown against the grantee’s approved request before approving a payment
       to ensure that:
             • Funds associated with a specific subrecipient are available consistent with the approved
                 amounts requested for extension;
             • A drawdown is only for funds/subrecipients included in the approved extension, and;
             • An amendment to the grantee’s request isn’t needed.

Formal Reviews
   •   Ongoing data verification and review of grantee oversight activities at least twice during
       implementation.
   •   Monitoring of the grantee’s process for seeking an extension, subrecipient monitoring, and request
       closeout activities, in addition to formally reviewing status of liquidations to date.
   •   Monitoring includes a review of grantee reimbursement request packages, and associated
       documentation, from subrecipients and internal processes for approving grantee drawdowns for 1
       their own use of funds.                                                                            3
QUESTIONS




            14


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