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Pandemic Posed Challenges, but also Created Opportunities for Agencies to Enhance Future Operations (GAO-21-483)

Summary

A GAO report to congressional committees, GAO-21-483, dated July 2021, on child welfare during the COVID-19 pandemic. Child welfare officials GAO interviewed in five selected states reported challenges affecting both child protective and foster care services during the pandemic in 2020-2021. Officials in all five state and 10 local child welfare agencies noted concerns about unreported child abuse and neglect, as children had less contact with mandated reporters such as teachers and doctors because of school and office closures. Its title states that the pandemic also created opportunities for agencies to enhance future operations.

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             United States Government Accountability Office
             Report to Congressional Committees




             CHILD WELFARE
July 2021




             Pandemic Posed
             Challenges, but also
             Created Opportunities
             for Agencies to
             Enhance Future
             Operations




GAO-21-483
                                             July 2021

                                             CHILD WELFARE
                                             Pandemic Posed Challenges, but also Created
                                             Opportunities for Agencies to Enhance Future
Highlights of GAO-21-483, a report to        Operations
congressional committees




Why GAO Did This Study                       What GAO Found
The Coronavirus Disease 2019                 Child welfare officials GAO interviewed in five selected states reported
(COVID-19) pandemic has raised               challenges affecting both child protective and foster care services during the
concerns about the welfare of children       pandemic in 2020-2021. Officials interviewed in all five state and 10 local child
and disruptions to child welfare             welfare agencies noted concerns about unreported child abuse and neglect, as
services.                                    children had less contact with mandated reporters such as teachers and doctors
This work was conducted as part of           due to school and office closures. Officials also discussed challenges initially
GAO’s COVID-19 monitoring and                accessing technology and personal protective equipment needed to reduce
oversight responsibilities under the         health risks to staff and families. In addition, officials in four state and all 10 local
CARES Act. It examines (1) challenges        agencies discussed delays in child welfare hearings because of court closures,
child welfare agencies reported as a         which can affect when children can reunify with their parents or be adopted.
result of the pandemic; (2) actions
these agencies reported taking to
                                             Aided by federal funding and other supports provided by the Department of
respond to challenges, including using       Health and Human Services (HHS), child welfare agencies reported navigating
the additional funds and other supports      pandemic challenges by increasing assistance to families and providing virtual
provided by HHS; and (3) practices           services. HHS distributed CARES Act funds in amounts ranging from $15,686 to
agencies reported they may continue          $4,690,717 to states for certain child welfare services, and provided various
based on what they learned during the        flexibilities to allow child welfare agencies to adapt their work. Child welfare
pandemic.                                    officials in 35 of the 53 states GAO surveyed reported that they had reached out
                                             to support families who had previously been in contact with the agency to offer
GAO interviewed and gathered                 assistance, such as with food, diapers, and formula. Officials in GAO’s survey
information from officials at HHS; five
                                             also reported that most agencies in their state had implemented various forms of
state and 10 local child welfare
                                             virtual services. This included facilitating visits for children in foster care to spend
agencies in California, Florida, Illinois,
New York, and Texas, selected for            time with their biological families (52 states), participating in court hearings (47
factors such as high numbers of              states), and providing virtual health services (35 states).
children in foster care and confirmed        Child welfare officials in the 53 states GAO surveyed reported that they may
COVID-19 cases; and eight national           continue providing virtual services (see figure), strengthening stakeholder
organizations with child welfare             partnerships, and updating disaster plans after the pandemic ends. Officials
expertise. GAO also reviewed relevant        interviewed in all five state and 10 local agencies discussed benefits they
federal laws, regulations, and HHS
                                             observed when providing virtual services, such as increased options for children
guidance; analyzed reports states
                                             in foster care to spend time with their biological families (e.g., virtual dinners and
submitted to HHS in July 2020 about
their plans for using CARES Act funds;
                                             bedtime stories). In addition, these officials discussed considerations for
and conducted a survey between               determining when virtual services are appropriate. Officials in all of the state and
December 2020 and February 2021 of           local agencies also discussed the importance of stakeholder communication and
child welfare administrators in all 50       partnerships, such as with community organizations and health and education
states, the District of Columbia, Puerto     departments, which allowed them to quickly share information and serve families.
Rico, and the U.S. Virgin Islands            Lastly, officials in all of these agencies discussed being unprepared for the
(referred to as states).                     pandemic. Officials in several agencies said they needed to update their disaster
                                             plans, for example, to include health safety guidance.
                                             Virtual Services Child Welfare Agencies May Continue after the COVID-19 Pandemic




View GAO-21-483. For more information,
contact Kathryn Larin at (202) 512-7215 or
larink@gao.gov.


                                                                                         United States Government Accountability Office
Contents


Letter                                                                                      1
               Background                                                                  3
               Pandemic Challenges Reported by Selected Child Welfare
                 Agencies Included Concerns about Unreported Child Abuse,
                 Health Risks to Staff, and Delays in Court Hearings                       7
               Aided by Supports from HHS, Child Welfare Agencies Reported
                 Navigating Pandemic Challenges by Increasing Assistance to
                 Families and Using Virtual Services                                      15
               Child Welfare Agencies Reported that they May Continue
                 Practices to Enhance Virtual Services, Partnerships, and
                 Disaster Plans, and HHS Provided Needed Guidance                         20
               Agency Comments                                                            26

Appendix I     Federal Funding for Child Welfare Services during the Pandemic             29



Appendix II    Federal Funding Amounts Distributed to States for Child Welfare
               Services during the Pandemic                                               32



Appendix III   Examples of HHS Flexibilities, Guidance, and Other Supports to Help
               Child Welfare Agencies during the Pandemic                          35



Appendix IV    GAO Contact and Staff Acknowledgments                                      38


Tables
               Table 1: Examples of Federal Funding Distributed by HHS for
                       Child Welfare Services during the COVID-19 Pandemic                29
               Table 2: Federal Funding Amounts Distributed to States for Child
                       Welfare Services during the COVID-19 Pandemic from
                       Appropriations under Selected Statutes                             32
               Table 3: Examples of ACF Supports to Help Child Welfare
                       Agencies during the COVID-19 Pandemic                              35




               Page i                                 GAO-21-483 Child Welfare during COVID-19
Figures
          Figure 1: Examples of Child Welfare Court Hearings and Their
                   Timeframes                                                                       12
          Figure 2: Remote Work and Virtual Services Reported to Have
                   Been Implemented by Most Child Welfare Agencies in
                   Response to the COVID-19 Pandemic in States GAO
                   Surveyed, February 2021                                                          18
          Figure 3: Virtual Services Child Welfare Agencies Reported they
                   May Continue after the COVID-19 Pandemic in States
                   GAO Surveyed, February 2021                                                      21
          Figure 4: Examples of Guidance on Health Safety Developed by
                   Child Welfare Agencies in Five Selected States in
                   Response to the COVID-19 Pandemic                                                25




          Abbreviations

          ACF               Administration for Children and Families
          COVID-19          Coronavirus Disease 2019
          HHS               Department of Health and Human Services
          PPE               personal protective equipment


          This is a work of the U.S. government and is not subject to copyright protection in the
          United States. The published product may be reproduced and distributed in its entirety
          without further permission from GAO. However, because this work may contain
          copyrighted images or other material, permission from the copyright holder may be
          necessary if you wish to reproduce this material separately.




          Page ii                                         GAO-21-483 Child Welfare during COVID-19
                       Letter




441 G St. N.W.
Washington, DC 20548




                       July 29, 2021

                       Congressional Committees

                       The ongoing Coronavirus Disease 2019 (COVID-19) pandemic and its
                       widespread effects on communities around the nation have raised
                       concerns about the well-being of children and families and the continuity
                       of child welfare services during this time, as well as potential long-term
                       effects on this population. We reported in November 2020 on concerns
                       raised by representatives from national organizations with child welfare
                       expertise about potential unreported child abuse during the pandemic,
                       particularly as families may have experienced increased stress and
                       children had less frequent contact with those mandated to report child
                       abuse and neglect, such as teachers and doctors. We also reported on
                       challenges child welfare agencies faced early in the pandemic accessing
                       personal protective equipment and technology needed to protect the
                       health of caseworkers, families, and children in foster care while
                       continuing visits to ensure children’s safety and well-being. 1

                       We conducted this work on child welfare services during the pandemic as
                       part of GAO’s COVID-19 monitoring and oversight responsibilities under
                       the CARES Act. 2 The CARES Act appropriated $45 million for child
                       welfare services to prevent, prepare for, and respond to COVID-19. 3 The
                       Department of Health and Human Services (HHS) distributed these funds
                       in April 2020. This report examines: (1) challenges child welfare agencies
                       reported as a result of the COVID-19 pandemic; (2) actions these
                       agencies reported taking to respond to challenges, including using the
                       additional funds and other supports provided by HHS; and (3) practices
                       agencies reported they may continue based on what they learned during
                       the pandemic.



                       1GAO, COVID-19: Urgent Actions Needed to Better Ensure an Effective Federal
                       Response, GAO-21-191 (Washington, D.C.: Nov. 30, 2020).
                       2Pub. L. No. 116-136, § 19010, 134 Stat. 281, 579-81 (2020). We regularly issue
                       government-wide reports on the federal response to COVID-19. For the latest report, see
                       GAO, COVID-19: Continued Attention Needed to Enhance Federal Preparedness,
                       Response, Service Delivery, and Program Integrity, GAO-21-551 (Washington, D.C.: July
                       19, 2021). Our next government-wide report will be issued in October 2021 and will be
                       available on GAO’s website at https://www.gao.gov/coronavirus.
                       3Id. at 134 Stat. 559.




                       Page 1                                         GAO-21-483 Child Welfare during COVID-19
To examine all three of our objectives, we interviewed and gathered
information from officials from HHS’s Administration for Children and
Families (ACF), state and local child welfare agencies in five states, and
eight national organizations with child welfare expertise. For our
interviews with child welfare agencies, we spoke with state officials in
California, Florida, Illinois, New York, and Texas. We selected these
states based on factors such as high numbers of children in foster care,
high numbers of confirmed COVID-19 cases, variety in child welfare
administration systems (e.g., state- versus county-administered), and
geographic diversity. In each state, we also spoke with local officials in
two counties, which we selected based on the factors described above as
well as variety in population density (i.e., rural versus urban). Our
interviews with child welfare officials included administrators, managers,
and child protective service workers (e.g., investigators). The information
obtained in selected states and localities is not generalizable to all states
and localities, and is meant to provide illustrative examples. For our
interviews with national organizations, we selected organizations to
provide a variety of perspectives. For example, these organizations
include those that conduct child welfare related advocacy, training, and
research, and specialize in certain aspects of child welfare, such as
workforce, foster youth, and family courts. Because we had previously
reported on challenges for child welfare agencies described by
representatives from these national organizations in November 2020, we
focus this report on responses provided by child welfare officials. 4 We
gathered and reviewed relevant documents and literature to corroborate
information obtained in our interviews.

To provide additional information on actions child welfare agencies
reported taking and practices they reported they may continue, we
reviewed relevant federal laws, regulations, and HHS guidance; analyzed
reports states submitted to HHS in July 2020 about their plans for using
funds provided under the CARES Act; and conducted a web-based
survey of child welfare administrators in all 50 states, the District of
Columbia, Puerto Rico, and the U.S. Virgin Islands. The survey was
conducted between December 2020 and February 2021. We received 52
responses to our survey for a response rate of 98 percent. The survey
included four open- and closed-ended questions about (1) practices child
welfare agencies implemented to respond to the pandemic, (2) practices
agencies are considering continuing after the pandemic ends, (3)

4See GAO-21-191.




Page 2                                   GAO-21-483 Child Welfare during COVID-19
                            additional HHS supports that may be helpful to agencies, and (4) any
                            additional comments about child welfare practices, HHS information, and
                            the COVID-19 pandemic. 5

                            To ensure the quality and reliability of the survey, we pretested the
                            questionnaire with four states that vary in percentage of children in foster
                            care out of the nationwide total, child welfare administration systems
                            (e.g., state- versus county-administered), and geographic location. We
                            conducted the pretests to check (1) the clarity and flow of the questions,
                            (2) the appropriateness of the terminology used, (3) if the information
                            could be easily obtained and whether there were concerns about the
                            reliability of data that would be collected, and (4) if the survey was
                            comprehensive and unbiased. We revised the questionnaire based on the
                            pretests. We reviewed survey responses to assess if they were consistent
                            and contained all relevant information, and followed up as necessary to
                            determine that states’ responses were complete, reasonable, and
                            sufficiently reliable for the purposes of this report.

                            We conducted this performance audit from May 2020 to July 2021 in
                            accordance with generally accepted government auditing standards.
                            Those standards require that we plan and perform the audit to obtain
                            sufficient, appropriate evidence to provide a reasonable basis for our
                            findings and conclusions based on our audit objectives. We believe that
                            the evidence obtained provides a reasonable basis for our findings and
                            conclusions based on our audit objectives.


Background
Overview of Child Welfare   State and local child welfare agencies provide a continuum of services
Services                    intended to prevent the abuse or neglect of children; ensure they have


                            5In an effort to reduce burden on state child welfare administrators, the survey was
                            conducted in coordination with three other GAO studies on (1) reinvestment of adoption
                            assistance savings; (2) data exchange agreements with the Social Security Administration
                            related to represented minor beneficiaries; and (3) protections and supports for LGBTQ+
                            and religious foster youth and parents. In addition to the 50 states and the District of
                            Columbia, the survey was administered to Puerto Rico and the U.S. Virgin Islands to meet
                            needs across the GAO studies. In this report, we include all 53 entities surveyed and refer
                            to them as “states” in our survey results. However, we do not include territories in other
                            data presented. We also did not include tribes or tribal organizations in our report, though
                            they may provide child welfare services and receive federal support for their programs.
                            Oklahoma did not respond to the survey.




                            Page 3                                           GAO-21-483 Child Welfare during COVID-19
safe, permanent homes; and promote the well-being of families. 6
Generally, after receiving a report of suspected child abuse or neglect,
child protective investigators follow up on the report and assess family
needs. For example, an investigator may speak with the child and their
family, and visit the home to assess the physical environment. If needed,
the agency may arrange services to help support the family, such as
counseling, parenting classes, and substance abuse treatment programs.
Such services can help stabilize families to prevent situations in which a
child may need to enter foster care. If the agency, in coordination with a
juvenile or family court, determines that the child cannot safely remain at
home, it will remove the child and place them in foster care. For example,
the child welfare agency may work with private foster care providers to
place children with unrelated foster parents, with relatives, or in
congregate care settings, such as a group home or residential treatment
facility. 7

For children in foster care, the child welfare agency is responsible for
ensuring each child’s well-being and meeting their health, educational,
and other needs. For example, foster care caseworkers are required to
visit each child in their foster care placement setting at least monthly.
They may also facilitate regular visits so that the child can spend time
with their biological parents and siblings. 8 In addition, caseworkers may
coordinate physical and mental health, education, child care, and
transportation services, and arrange meetings that may include the child,
their parents, relatives, foster family, and other service providers to
develop a plan for the child to receive needed services and exit foster

6Though not all functions of child welfare agencies may be considered services, we refer
to all of their functions generally as “child welfare services” in this report for readability.
7State and local child welfare agencies investigated or assessed nearly 2.4 million reports
of child abuse or neglect in fiscal year 2019, the most recent year of data available.
Sixteen percent of reports were substantiated, where the child is determined to have been
abused or neglected or at risk thereof under state law or policy, though the majority of
reports were not. See U.S. Department of Health and Human Services, Child
Maltreatment 2019 (Washington, D.C.: Jan. 14, 2021). Of over 251,000 children who
entered foster care in fiscal year 2019, common reasons for their removal involved neglect
(63 percent) and parents’ drug abuse (34 percent). Of nearly 424,000 children in foster
care in fiscal year 2019, most were commonly placed with unrelated foster families (46
percent), with relatives (32 percent), and in congregate care settings, such as group
homes and institutions (10 percent). See U.S. Department of Health and Human Services,
The AFCARS Report, No. 27 (Washington, D.C.: June 23, 2020).
8Though we refer to biological parents and siblings in this report, children in foster care
may also visit with others, such as guardians, relatives, and family friends.




Page 4                                               GAO-21-483 Child Welfare during COVID-19
                           care with a permanent home (e.g., reunifying with their parents or being
                           adopted). The agency may continue to provide supports after a child exits
                           foster care, such as to adoptive families and guardians. For children who
                           age out of foster care without a permanent placement with a family,
                           caseworkers may arrange for transitional supports, such as housing and
                           job search services. 9

Federal Funds to Support   ACF administers several federal funding sources that states can use for
Child Welfare Agencies     child welfare services, in addition to state, local, and other funds. For
                           example, funding appropriated under Title IV-E of the Social Security Act
                           is available to states to help cover the costs of operating their foster care,
                           adoption assistance, and guardianship assistance programs. 10 For foster
                           care, this can include payments to foster families and providers to help
                           cover the costs of care for eligible children (e.g., food, clothing, and
                           shelter) and for certain administrative expenses. The Family First
                           Prevention Services Act amended Title IV-E, among other changes, to
                           also make optional federal funding available to states to help cover the
                           costs of providing certain time-limited prevention and kinship navigator
                           services. 11 These services are intended to enhance supports to families
                           to prevent them from entering the foster care system and help kin
                           caregivers (e.g., relatives) learn about, find, and use needed services in
                           raising children in their care. In addition, states may use funding under
                           Title IV-E for services to support older youth who will or have recently
                           transitioned out of foster care to live on their own. 12 Title IV-B of the
                           Social Security Act provides funding to states to use for a range of child




                           9In fiscal year 2019, about 249,000 children exited foster care, most commonly through
                           reunifications with their parents or primary caretakers (47 percent), adoptions (26
                           percent), guardianships (11 percent), and aging out (8 percent). See U.S. Department of
                           Health and Human Services, The AFCARS Report, No. 27.
                           1042 U.S.C. §§ 670-679c.

                           11Pub. L. No. 115-123, div. E, tit. VII, subt. A, pt. 1, § 50713, 132 Stat. 64, 245 (2018)
                           (amending 42 U.S.C. § 674(a)(7)).
                           12The Family First Prevention Services Act amended Title IV- E to allow states to provide
                           services to youth up to age 23 under certain circumstances, and to make transition
                           services available to youth who have experienced foster care at age 14 or older. Id. §
                           50753(a)(1), (d)(1)(2)(A), 132 Stat. at 64, 263, 265 (amending 42 U.S.C. § 677(a)).




                           Page 5                                             GAO-21-483 Child Welfare during COVID-19
welfare services, from preventing the abuse and neglect of children to
supporting families who have reunified or who have adopted children. 13

Additional funds were appropriated for child welfare services through
several laws enacted in 2020 in response to the COVID-19 pandemic. For
example:

•   The Families First Coronavirus Response Act, enacted in March
    2020, increased federal funding to states for their foster care,
    adoption assistance, and guardianship assistance programs under
    Title IV-E. 14
•   The CARES Act, also enacted in March 2020, provided funds for child
    welfare services as authorized by Title IV-B Subpart 1 to prevent,
    prepare for, and respond to COVID-19. 15
•   The Supporting Foster Youth and Families through the Pandemic Act,
    enacted in December 2020, provided additional funds and flexibilities
    for certain programs under Titles IV-B and IV-E, including services to
    promote safe and stable families and to support older youth in foster
    care. 16
In addition to administering funds, ACF is responsible for monitoring
states’ implementation of programs under Titles IV-E and IV-B. ACF
conducts periodic Title IV-E reviews of child welfare agencies’ case
1342 U.S.C. §§ 620-629m. The two primary programs under Title IV-B are the Stephanie
Tubbs Jones Child Welfare Services Program (Subpart 1) and the MaryLee Allen
Promoting Safe and Stable Families Program (Subpart 2).
14Pub. L. No. 116-127, § 6008, 134 Stat. 178, 208 (2020).

15Pub. L. No. 116-136, div. B, tit. VIII, 34 Stat. 281, 559 (2020). The statutory purposes of
Title IV-B Subpart 1 are to (1) protect and promote the welfare of all children; (2) prevent
the abuse, neglect, and exploitation of children; (3) support at-risk families through
services which allow children, where appropriate, to remain safely with their families or
return to their families in a timely manner; (4) promote the safety, permanence, and well-
being of children in foster care and adoptive families; and (5) provide training, professional
development and support to ensure a well-qualified child welfare workforce. 42 U.S.C. §
621.
16Pub. L. No. 116-260, tit. XIV, div. X, §§ 3, 6, 134 Stat. 1182, 2409, 2413 (2020). The
statutory purposes of Title IV-B Subpart 2 are to (1) prevent maltreatment among families
at risk through the provision of supportive family services, (2) assure children’s safety at
home and preserve intact families in which children have been maltreated, when the
family’s problems can be addressed effectively, (3) address problems of families whose
children have been placed in foster care so that reunification may occur in a safe and
stable manner, and (4) provide support services as necessary to adoptive families so that
they can make a lifetime commitment to their children.




Page 6                                            GAO-21-483 Child Welfare during COVID-19
                          records and payment documentation to ensure that funds covering the
                          federal share of costs to help care for children in foster care are provided
                          on behalf of eligible children. 17 ACF also reviews states’ 5-year Child and
                          Family Services Plans and Annual Progress and Services Reports
                          required under Title IV-B. Child and Family Services Plans set forth a
                          state’s vision, goals, and objectives to strengthen its child welfare system,
                          and documents the state’s compliance with federal program
                          requirements. 18 For example, states are required to include in their plans
                          procedures that address how programs under Titles IV-E and IV-B would
                          respond to a disaster. In addition, Annual Progress and Services Reports
                          provide annual updates on the progress made by states toward their
                          goals and objectives. 19


Pandemic Challenges
Reported by Selected
Child Welfare
Agencies Included
Concerns about
Unreported Child
Abuse, Health Risks
to Staff, and Delays in
Court Hearings

Concerns about            Officials in all of the five state and 10 local child welfare agencies with
Unreported Child Abuse    whom we conducted interviews said they observed declines in the
                          number of child abuse and neglect reports made to their agencies,
and Neglect
                          particularly during the early months of the pandemic, raising concerns




                          1745 C.F.R. § 1356.71.

                          1845 C.F.R. § 1357.15.

                          1945 C.F.R. § 1357.16.




                          Page 7                                    GAO-21-483 Child Welfare during COVID-19
about unreported cases. 20 Our analysis of data from one state agency, for
example, showed that its child abuse and neglect reports dropped by
about 20 percent, on average, for each month between January and
September 2020, compared to those same time periods in 2019. The
largest decline occurred in April 2020, in which reports were 49 percent
lower than in April 2019. Declines in the number of reports did not
necessarily mean that fewer instances of child abuse and neglect
occurred. Rather, officials we interviewed in several state and local
agencies said these declines likely happened because people who are
mandated to report in those jurisdictions, such as teachers and doctors,
had less contact with children and thus, were less able to identify possible
child abuse and neglect. For example, officials in one local agency said
they believed their decrease in reports occurred because children were
not going to school, doctor appointments, and church. 21

Officials we interviewed in two of the five state and six of the 10 local child
welfare agencies shared varied observations about the impact of the
pandemic on the incidence of child abuse and neglect, as families may
have experienced financial distress and social isolation that can
negatively affect their well-being. For example, officials in one local
agency said family conditions worsened during the pandemic as some
family members were laid off from jobs and the mental health of some
parents deteriorated. Officials in most state and local child welfare
agencies said they observed more severe cases of abuse during this
time, such as increases in the number of cases involving burns and bone
fractures and in the number of investigations requiring removal of the
child from the home. Officials in one local agency said they saw more

20We conducted our interviews with state and local child welfare officials using a semi-
structured interview protocol, which included open-ended questions on challenges, actions
taken, and lessons learned during the pandemic, among other topics. Officials volunteered
their responses to these open-ended questions, and thus the counts of officials in state
and local agencies citing such responses vary. We also use indefinite quantifiers in this
report, such as “several” and “many,” in some cases to quantify responses from officials
across the five state and 10 local agencies (15 total). These quantifiers are defined as
follows: “few” represents 2 to 4 agencies; “several” represents 5 to 7 agencies; “most”
represents 8 to 9 agencies; “many” represents 10-12 agencies; and “nearly all” represents
13-14 agencies.
21In 2019, the largest sources of child abuse and neglect reports were education (21
percent of reports); legal and law enforcement (19.1 percent); and medical personnel (11
percent). We reported in November 2020 that almost all school districts had rapidly shifted
to distance learning in spring of the 2019-2020 school year due to the pandemic. See
GAO, Distance Learning: Challenges Providing Services to K-12 English Learners and
Students with Disabilities during COVID-19, GAO-21-43 (Washington, D.C.: Nov. 19,
2020).




Page 8                                           GAO-21-483 Child Welfare during COVID-19
                            cases reported by hospitals, law enforcement, and family members. This
                            could be, in part, because potential child abuse or neglect was not visible
                            until it became more severe. Officials in two state and three local
                            agencies said they have not observed more severe cases. For example,
                            officials in one local agency said they thought they would have seen more
                            severe cases during the pandemic, but had not. Further, they said their
                            data show the number of investigations requiring removal of the child was
                            similar to pre-pandemic trends.

                            Despite concerns about unreported child abuse and neglect stemming
                            from reporting declines during the early months of the pandemic, officials
                            we interviewed in many state and local child welfare agencies noted that
                            their reporting trends had begun to return to pre-pandemic levels in
                            summer and fall 2020. For example, officials in three state and six local
                            agencies told us that their decrease in reports did not appear as dramatic
                            during the summer months when children went on summer break and
                            child welfare agencies typically see fewer cases. As children returned to
                            school in fall 2020, either in-person or virtually, officials in three of the five
                            state and seven of the 10 local agencies said they saw their reporting
                            trends return to levels observed in prior years.

                            Though the most recent nationwide data on child abuse and neglect are
                            from 2019, ACF has a project underway to help assess the impact of the
                            pandemic on child abuse and neglect and examine current trends in the
                            child welfare system. The project involves collecting available state-level
                            data on key child welfare metrics to produce monthly reports using “real-
                            time” data. Such data may include the number of child abuse and neglect
                            reports made to child welfare agencies, the number of investigations and
                            cases substantiated, the percentage of cases involving physical abuse
                            versus neglect, and the number of foster care entries and exits. ACF
                            officials said they are collecting such data from states in 2021, and will
                            soon make this information publicly available.

Health Risks to Staff and   Officials we interviewed in all of the five state and 10 local child welfare
Families                    agencies discussed how the pandemic increased health risks to staff and
                            families, who typically meet in-person for investigations and caseworker
                            visits. For example, officials in one local agency told us that they had to
                            shift work responsibilities to fill in for multiple staff who had tested positive
                            for COVID-19. Officials we spoke with in most state and local child
                            welfare agencies underscored the anxiety and nervousness felt by
                            frontline staff about their health, given the risks involved with their work
                            and the number of staff who tested positive for COVID-19.



                            Page 9                                      GAO-21-483 Child Welfare during COVID-19
Officials in nearly all of the state and local child welfare agencies also
spoke about challenges they experienced accessing technology and
personal protective equipment (PPE) needed to protect the health of staff
and families, particularly during the early months of the pandemic, though
officials in many agencies said access improved over time. For example,
officials in one local agency said the move to remote work was
challenging for child welfare managers, supervisors, and administrative
assistants, who needed to acquire laptops and other equipment. Officials
in another local agency said their laptops did not have videoconferencing
capabilities needed to meet with staff and families virtually. Even if staff
had technology needed to do their job, officials in five state and seven
local agencies said some families, including foster families, did not have
technology or reliable internet needed to participate in virtual meetings,
particularly those in low-income and rural communities. In cases where
in-person meetings may still be needed (e.g., child abuse investigations),
officials we spoke with in four of the five state and seven of the 10 local
agencies said acquiring PPE for staff and families was challenging amid
nationwide shortages. 22 Officials in one local agency also said concerns
about health risks made some foster families reluctant to participate in in-
person caseworker visits. As the pandemic continued, officials in nearly
all state and local agencies said PPE and technology has become more
readily accessible.

Officials in three of the five state and nine of the 10 local child welfare
agencies also expressed concerns about placements in foster care, given
health risks resulting from the pandemic. For example:

•   Officials in many agencies reported concerns about placements with
    families. Specifically, officials in six local agencies discussed

22One study that surveyed child welfare administrators, managers, and frontline staff in
four states on challenges they experienced during the pandemic found similar challenges
with accessing technology and PPE. For example, staff reported on challenges they had
connecting with families who were not “tech savvy” or did not have reliable phone or
internet access, particularly in rural areas. In addition, staff reported that it took 2 months
before they were provided with face masks that they had to use repeatedly, despite their
status as essential workers. See A.S. He, K. Golieb, M. Keniston, A. Grenier, and R.
Leake, COVID-19 Workforce Needs Assessment Cross-site Report for Workforce
Excellence Public Child Welfare Sites (Albany, NY: November 2020). In addition to this
study, ACF is currently conducting the National Survey of Child and Adolescent Well-
Being III, which intends to provide nationally representative information from child welfare
administrators, managers, and frontline staff about their experiences during the pandemic.
ACF officials said they plan to publish results from the survey in September or October
2021.




Page 10                                            GAO-21-483 Child Welfare during COVID-19
                               difficulties finding placements for children because of concerns from
                               foster families about caring for newly placed children, particularly
                               when these children may have been exposed to the virus. In addition,
                               officials in three state and two local agencies shared concerns about
                               placing children in foster care with older caregivers because these
                               caregivers may be more vulnerable to COVID-19 complications than
                               the general population. 23
                               Similarly, officials in several agencies discussed concerns about
                               placements with foster care providers, including those providing
                               congregate care. Officials in one local agency said some congregate
                               care facilities in their area had outbreaks because staff may have
                               contracted the virus outside of work and inadvertently exposed
                               children when they returned. Officials in another local agency we
                               interviewed in December 2020 said they were seeing a resurgence of
                               COVID-19 cases primarily in these residential facilities.

Delays in Court Hearings   Officials we interviewed in four of the five state and all 10 local child
                           welfare agencies expressed concerns about delays in child welfare
                           hearings during the pandemic because many courts closed or operated in
                           a limited capacity. These officials described how courts in their area
                           temporarily ceased hearings, or prioritized the types of hearings they
                           would hold, such as scheduling hearings about whether to detain youth
                           who may have committed infractions over hearings to determine a plan
                           for children in foster care to reunify with their families or be adopted.
                           Officials in most state and local agencies said delays in these types of
                           hearings can negatively impact children and families in the foster care
                           system. For example, officials in one local agency said court delays have
                           prevented them from engaging with biological parents to develop and
                           implement a plan to reunify with their children. Similarly, officials in
                           another local agency said court delays can affect when family visits take
                           place, and when children can return home. Officials in three local
                           agencies also said court delays have caused children who are waiting to
                           be adopted to linger in foster care. Officials in several state and local
                           agencies told us that, because of the pandemic, courts in their jurisdiction
                           have not been able to meet timeframes typically required for child welfare

                           23We previously reported that about 2.7 million children lived with kin caregivers—
                           grandparents, other relatives, or close family friends—because their parents were unable
                           to care for them, in addition to 139,000 children placed with such caregivers through the
                           foster care system in 2018. We reported further that the average age of grandparent
                           caregivers rose from 55 in 2005 to nearly 59 in 2018. See GAO, Child Welfare and Aging
                           Programs: HHS Could Enhance Support for Grandparents and Other Relative Caregivers,
                           GAO-20-434 (Washington, D.C.: July 10, 2020).




                           Page 11                                         GAO-21-483 Child Welfare during COVID-19
                                        cases. Examples of the types of child welfare hearings held by courts and
                                        their timeframes are outlined in figure 1.

Figure 1: Examples of Child Welfare Court Hearings and Their Timeframes




                                        Note: Child welfare agencies are generally required to meet these timeframes as a condition for
                                        receiving federal funds under Title IV-E of the Social Security Act. States may have additional
                                        requirements for child welfare court hearings.


                                        Though officials we interviewed in nearly all of the agencies said their
                                        courts have taken measures to resume operations virtually, officials in two
                                        of the five state and eight of the 10 local child welfare agencies discussed
                                        continuing challenges with court delays. For example, officials in most
                                        state and local agencies said despite moving to remote hearings, some
                                        courts continued to operate in a limited capacity and experience
                                        backlogs, and have faced challenges transitioning to a virtual
                                        environment. Officials in two state and four local agencies explained that
                                        most courts have struggled to quickly adapt to the use of technology, in
                                        addition to challenges some families may have in accessing technology
                                        needed to participate in virtual court hearings.

Service Disruptions for                 Officials we interviewed in four of the five state and seven of the 10 local
Children and Families                   child welfare agencies expressed concerns about ongoing disruptions to
                                        health and other services for children and families, as many providers


                                        Page 12                                               GAO-21-483 Child Welfare during COVID-19
                          limited their operations or closed their doors because of the pandemic.
                          For example, officials in one local agency said special education and
                          mental health service providers in their area stopped delivering services
                          because they did not want to risk their health. Similarly, officials in
                          another local agency said they faced challenges obtaining services for
                          children and families, including mental health and substance use
                          treatment as well as required drug tests for parents.

                          Officials we interviewed in four local child welfare agencies said the lack
                          of access to services can negatively affect the well-being of children and
                          families, and officials in a few agencies said this can disrupt efforts to
                          reunify them. For example, officials in one local agency explained that
                          some families may receive in-home parenting services that are ordered
                          by the court as a condition for the child to stay in the home. However,
                          these officials said if such services cannot be delivered, the child may be
                          placed in foster care. Officials in another local agency said service
                          disruptions can affect whether parents are able to follow through with
                          court-ordered services required for reunification. Officials in a few
                          agencies said they were concerned that parents who are unable to
                          complete court-ordered services may be at risk of having their parental
                          rights terminated. 24 Officials in a few agencies said social isolation due to
                          stay-at-home advisories and remote learning has increased mental health
                          needs for children in foster care. Officials in one local agency said this
                          has resulted in some children running away from their foster homes.

Impacts of the Economic   Officials we interviewed in several child welfare agencies described
Crisis                    concerns about the impact of the economic crisis stemming from the
                          pandemic on their agencies’ budget and operations. Officials in a few
                          agencies in one state told us about budget cuts to their agencies due, for
                          example, to decreases in state revenue from taxes and tourism. Similarly,
                          officials in one local agency said expenditures their agency made to
                          respond to the pandemic (e.g., for technology and PPE) depleted the
                          funding they had set aside for developing and implementing evidence-
                          based prevention programs, in keeping with federal priorities to support

                          24Child welfare agencies receiving federal funds under Title IV-E are required to initiate a
                          petition to terminate a parent’s rights if the child has been in foster care for 15 out of the
                          most recent 22 months, unless the child is being cared for by a relative, the agency has
                          not provided the family with services needed for a safe return of the child, or the agency
                          has documented a compelling reason that filing a petition is not in the child’s best
                          interests. 42 U.S.C. § 675(5)(E), 45 C.F.R. § 1356.21(i)(1)(i), (2). ACF issued a letter to
                          child welfare leaders in June 2020 that urged agencies to carefully consider whether it is
                          appropriate to terminate a parent’s rights given service disruptions during the pandemic,
                          and highlighted some service delivery strategies.




                          Page 13                                            GAO-21-483 Child Welfare during COVID-19
families and prevent children from entering foster care. Though officials in
all of the state and local child welfare agencies described how they were
able to respond to the pandemic, officials in a few of these agencies said
budget cuts may affect their ability to support foster families as well as
providers. In addition, officials in one state agency said some local
agencies have had to furlough staff.

Officials we interviewed in four of the five state and seven of the 10 local
child welfare agencies also expressed concerns about the impact of the
economic crisis on the financial status and well-being of families and
providers. Officials in several agencies said foster families, which can
include kin caregivers, may have lost jobs, as well as child care due to
school closures. Officials in a few agencies said foster care providers,
including those providing congregate care, also may have lost funding
and staff. Officials in one state agency said private providers
administering services to families in the child welfare system have limited
budgets, and delays in paying for their services due to child welfare
agency budget cuts can be a significant setback for these providers.

Lastly, officials we interviewed in three state and three local child welfare
agencies reported concerns about older youth who will or have
transitioned out of foster care, for example, because these youth may
have lost jobs and housing and have few support networks on which they
can rely. Officials in one local agency said many older youth lost jobs
waiting tables in restaurants, and needed financial and housing
assistance due to these lost wages. Officials in another local agency
shared that some older youth in foster care encountered issues with
housing as their colleges and dorms closed. 25




25We previously reported that older youth in foster care may face hardships, including
physical or psychological trauma which may affect their mental health. Additionally, they
faced housing instability and higher rates of other economic hardships compared with the
general population. See GAO, Foster Care: States with Approval to Extend Care Provide
Independent Living Options for Youth up to Age 21, GAO-19-411 (Washington, D.C.: May
21, 2019).




Page 14                                         GAO-21-483 Child Welfare during COVID-19
                      With the help of federal funding and other supports from HHS, child
Aided by Supports     welfare agencies reported they primarily navigated challenges during the
from HHS, Child       pandemic by increasing assistance to families and others in the child
                      welfare system, and using remote work, virtual services, and PPE. For
Welfare Agencies      example, all states received federal funds under the CARES Act for child
Reported Navigating   welfare services, and reports that the states submitted to ACF in July
                      2020 on ways they planned to use these funds were consistent with the
Pandemic Challenges   actions reported by child welfare officials in our survey of 53 states and in
by Increasing         our interviews with five state and 10 local agencies. 26 States are required
                      by ACF to report on the actual use of these funds in their Annual
Assistance to         Progress and Services Reports in June 2021 and 2022.
Families and Using
Virtual Services
Supports from HHS     All states received federal funds from ACF to help them respond to the
                      pandemic, in addition to state and other funds they may have used. 27
                      ACF distributed $45 million provided under the CARES Act for child
                      welfare services in April 2020. The amounts states received ranged from
                      $15,686 to $4,690,717 with a median of $631,809. More recently, ACF
                      distributed funds under the Supporting Foster Youth and Families through
                      the Pandemic Act. This included $400 million to help support older youth
                      in foster care as well as $85 million to promote safe and stable families
                      and address court improvements, distributed in February and March
                      2021, respectively. 28 For additional information on federal funding


                      26The most common ways states reported that they may use some or all of their funds
                      were to provide financial and other assistance to families, foster care providers, and older
                      youth in foster care (29 states); purchase technology to help facilitate remote work and
                      virtual services (27 states), and purchase PPE for staff and families (22 states).
                      27Our analysis of federal funds provided to states in this report included the 50 states and
                      the District of Columbia. We did not examine funds provided to territories, tribes, and tribal
                      organizations. We also did not examine non-federal funding sources, though officials in
                      many of our interviews with state and local child welfare agencies told us that they had
                      responded to the pandemic with additional or reprioritized state and local funding as well
                      as private funding and donations.
                      28Of the $400 million, $344 million was provided for the John H. Chafee Foster Care
                      Program for Successful Transition to Adulthood, $50 million was provided for the
                      Education and Training Vouchers program, and the remaining $6 million was reserved for
                      ACF’s technical assistance and evaluation activities under Title IV-E. Of the $85 million,
                      $75 million was provided for the MaryLee Allen Promoting Safe and Stable Families
                      program, $9.5 million for the State Court Improvement Program, and the remaining
                      $500,000 for tribal court improvement activities.




                      Page 15                                           GAO-21-483 Child Welfare during COVID-19
                             provided to states for child welfare services during the pandemic and
                             specific amounts provided to each state, see appendices I and II.

                             In addition to these funds, ACF provided various flexibilities, guidance,
                             and other supports that helped child welfare agencies adapt their work
                             and navigate pandemic challenges. 29 For example, beginning in March
                             2020, ACF provided flexibilities for child welfare agencies to virtually
                             conduct required caseworker visits with children in foster care. Officials
                             we interviewed in all of the five state and 10 local agencies described how
                             they used these flexibilities to reduce in-person contact and thus health
                             risks to staff and families. In another example, ACF provided flexibilities
                             for agencies, beginning in May 2020, to extend federal support to youth in
                             foster care up to age 21, such as waiving education and employment
                             requirements for youth if they are unable to meet them due to the
                             pandemic. 30 Officials in two state agencies and one local agency
                             discussed their appreciation of these flexibilities, which allowed them to
                             continue supporting older youth in foster care who may have lost jobs or
                             housing because of the pandemic. For additional information on ACF
                             supports to help child welfare agencies address challenges during the
                             pandemic, see appendix III.

Increasing Assistance to     Child welfare officials in the states we surveyed and officials we
Families and Others in the   interviewed in three state and seven local child welfare agencies reported
                             that they had increased outreach and provided supports to families. Such
Child Welfare System
                             actions could help address concerns about unreported child abuse and
                             neglect. For example, officials in 35 of the 53 states we surveyed reported
                             that, in response to the pandemic, most of the agencies in their state had
                             specifically reached out to support families who had previously been in
                             contact with the agency (e.g., for an investigation), but did not have a


                             29ACF officials told us they were able to provide flexibilities to states under the Robert T.
                             Stafford Disaster Relief and Emergency Assistance Act, which allows federal agencies to
                             modify or waive administrative conditions of federal assistance programs under certain
                             limited circumstances. See 42 U.S.C. § 5141. Officials said they have yet to determine
                             when and whether to end the flexibilities provided, given that the pandemic is ongoing.
                             30The Supporting Foster Youth and Families through the Pandemic Act subsequently
                             provided additional supports for older youth in foster care. For example, it (1) prohibited
                             child welfare agencies receiving federal funds under Title IV-E from requiring a youth to
                             leave foster care solely due to age from December 27, 2020 through September 30, 2021,
                             (2) required these agencies to allow any youth who had previously left foster care due to
                             their age to voluntarily re-enter, and (3) prohibited agencies from determining a youth
                             ineligible for Title IV-E foster care maintenance payments due to age or failure to meet
                             education and employment requirements from December 27, 2020 through September 30,
                             2021, among other provisions.




                             Page 16                                           GAO-21-483 Child Welfare during COVID-19
Officials in one local child welfare agency      child currently in foster care. Officials we interviewed in one state and
described how the pandemic underscored the       eight local child welfare agencies explained that families, including those
importance of helping families in order to
prevent children in these families from          who have previously been investigated for child abuse or neglect, may be
entering the foster care system. They said the   particularly vulnerable during times of financial need and social isolation.
immediate needs of families included             They said these families need concrete assistance and support, which
assistance with rent, food, diapers, and
formula.                                         officials in a few agencies said can help prevent situations that may
Source: GAO interviews. | GAO-21-483             ultimately result in a child entering foster care. Officials in one local
                                                 agency said they had reached out to over 5,000 families to offer help with
                                                 any needs. Officials in another state agency said their state had provided
                                                 funds directly to families, and to resource centers to connect families with
                                                 parenting supports and help them apply for financial and food assistance
                                                 programs. Officials in one state and six local agencies also said they had
                                                 engaged others, such as teachers, doctors, and law enforcement to help
                                                 look for signs of family distress so the agency could reach out and offer
                                                 help.

                                                 Officials we interviewed in many of the state and local child welfare
                                                 agencies also reported that they provided direct supports to foster
                                                 families and providers as well as to older youth in foster care. Such
                                                 supports could help address the economic impacts of the pandemic. For
                                                 example:

                                                 •   Officials in two state and three local agencies said they increased
                                                     payment rates for certain foster families. Officials in one local agency
                                                     said they paid foster families a higher rate for 30 days if the family
                                                     took children who had been exposed to or tested positive for COVID-
                                                     19 to compensate for the increased health risks and higher level of
                                                     care for the child.
                                                 •   Officials in three state agencies and one local agency said they
                                                     increased payment rates for providers caring for children in
                                                     congregate settings. Officials in one state agency explained that
                                                     congregate care providers have incurred extra costs during the
                                                     pandemic, such as for more staff and PPE, as children are spending
                                                     more time in their placements and in need of care due to school
                                                     closures.
                                                 •   Officials in 49 of 53 states reported in our survey that most agencies
                                                     in their state enhanced outreach and supports to older youth in foster
                                                     care who are aging out of the system. Officials in one local agency
                                                     said they contacted older youth on a daily basis and provided up to
                                                     $6,500 per youth to help with rent and transportation costs. Officials in
                                                     another state agency said their state had worked on an agreement




                                                 Page 17                                  GAO-21-483 Child Welfare during COVID-19
                                           with local colleges to allow youth in foster care to stay on campus,
                                           even with the closure of dorms and other college housing facilities.


Using Remote Work,                     Child welfare officials in our survey and officials we interviewed in all of
Virtual Services, and PPE              the state and local child welfare agencies reported that their agencies
                                       implemented remote work and virtual services, which could help reduce
                                       health risks to staff and families as well as address disruptions to court,
                                       health, and other services. Officials in our survey reported that most of
                                       the agencies in their state had implemented various forms of remote work
                                       and virtual services in response to the pandemic, from facilitating time for
                                       children in foster care to visit virtually with their biological families to
                                       conducting virtual health services (see fig. 2).

Figure 2: Remote Work and Virtual Services Reported to Have Been Implemented by Most Child Welfare Agencies in
Response to the COVID-19 Pandemic in States GAO Surveyed, February 2021




                                       Officials we interviewed in all of the state and local child welfare agencies
                                       described actions they took as well as modifications they made in moving
                                       to a virtual environment. For example:

                                       •   Officials in four of the five state and six of the 10 local agencies said
                                           their agencies acquired technology, such as laptops, cellphones,
                                           licenses for videoconferencing platforms, and internet access.
                                           Officials in one local agency said these investments helped them
                                           move staff responsible for receiving phone calls on their child abuse
                                           hotline to receiving calls while working at home. These officials also



                                       Page 18                                    GAO-21-483 Child Welfare during COVID-19
    described a statewide effort to provide technology to children in foster
    care so they could participate in caseworker visits, court hearings,
    telehealth appointments, and remote learning.
•   Officials in three state and five local agencies said they made
    modifications to their work because of the virtual environment.
    Officials in several state and local agencies said they increased the
    frequency of virtual caseworker visits, for example, to weekly from
    monthly, to ensure the well-being and safety of children in foster care.
    Officials in a few agencies also described facilitating more frequent
    virtual family visits, such as 15 minute video calls for parents to spend
    time with their children.
•   Officials in four state and seven local agencies described steps they
    and their courts took to move to a virtual environment. For example,
    officials in one local agency said they had to determine how to get
    participants to sign documents virtually, and officials in another local
    agency said they had to find a way to record court proceedings
    virtually.
•   Officials in most state and local agencies also described efforts to
    provide technology to children and families or set up access points so
    they could participate in court and other virtual services, such as at
    courthouses or in caseworkers’ offices.

Officials we interviewed in all of the state and local child welfare agencies
also discussed considerations they made in determining whether in-
person work was needed, and how they prioritized PPE for child welfare
staff, children, and families. For example, officials in three of the five state
and all 10 local agencies said they continued in-person investigations of
possible child abuse and neglect, since they said investigators in their
jurisdictions must visit families and physically observe the home
environment to assess child safety. Officials in several state and local
agencies described protocols they developed to screen families for
COVID-19 exposure when determining whether to conduct an in-person
versus a virtual caseworker visit. During in-person visits, officials in most
of the agencies described measures investigators and caseworkers took
to meet with children and families outdoors and to provide PPE to all
those involved, when possible. In our survey, officials in 39 of 53 states
reported that most agencies in their state had obtained or used the
designation of essential workers for child welfare staff to increase access
to PPE. Officials in a few agencies said this designation was helpful at the
beginning of the pandemic when PPE was scarce.




Page 19                                   GAO-21-483 Child Welfare during COVID-19
                        As the pandemic continued, officials in three state and seven local
                        agencies told us that their staff had begun to work in the office and
                        resume in-person visits. For example, officials in one local agency said
                        they were back in the office beginning July 2020 at a 50 percent capacity.
                        Officials in another local agency said all caseworker visits were
                        conducted in person with the appropriate PPE as of December 2020,
                        except in cases where a child or their foster family had a known exposure
                        to COVID-19.


Child Welfare
Agencies Reported
that they May
Continue Practices to
Enhance Virtual
Services,
Partnerships, and
Disaster Plans, and
HHS Provided
Needed Guidance
Continuing Virtual      Child welfare officials in the 53 states we surveyed reported that they may
Services                continue providing various forms of virtual services after the pandemic
                        ends (see fig. 3).




                        Page 20                                 GAO-21-483 Child Welfare during COVID-19
Figure 3: Virtual Services Child Welfare Agencies Reported they May Continue after the COVID-19 Pandemic in States GAO
Surveyed, February 2021




                                                     Officials in four of the five state and eight of the 10 local child welfare
 Officials in one local agency said their use of
 virtual services resulted in a better               agencies also indicated that they were planning to continue providing
 relationship between a biological and foster        virtual services, which were seldom used in the past. In addition, they
 family. They described working with the foster
 family to create a virtual “safe space’” in their
                                                     described the benefits they observed in using these services during the
 home to facilitate family time between a child      pandemic. For example:
 in their care and the child’s biological family.
 They said this allowed the foster family to get
 to know the biological family, which resulted in    •   Officials in four state and six local agencies said holding virtual
 the biological family becoming more                     meetings improved participation and saved time for staff and families.
 comfortable with the foster family adopting the         For example, officials in several agencies observed more participation
 child. The biological family agreed to serve as
 a respite care resource to stay involved in the         from family members in meetings to develop plans for children in
 child’s life.                                           foster care to receive needed services and exit the system. Officials in
 Source: GAO interviews. | GAO-21-483
                                                         a few agencies said the increased participation was likely because
                                                         family members did not have to overcome obstacles such as
                                                         transportation, finding child care, or missing work to attend meetings
                                                         when the meetings were virtual.
                                                     •   Officials in two state and six local agencies said virtual services
                                                         enabled them to provide more options for children in foster care to
                                                         spend time with their biological parents and siblings. For example,
                                                         officials in a few agencies described using virtual platforms to allow
                                                         parents to read bedtime stories to their children and have family
                                                         dinners on a regular basis.




                                                     Page 21                                  GAO-21-483 Child Welfare during COVID-19
•   Officials in one state agency said virtual court hearings were easier
    and less intimidating for families to attend, and allowed court officials
    to observe children playing in their home environments.
•   Officials in one local agency described how telehealth options
    improved access to health care for children and families, particularly
    in rural communities where providers may be scarce and medical
    facilities may not be located nearby.

While officials we interviewed in the five state and 10 local child welfare
agencies said virtual services can help families stay connected, officials in
all of these agencies discussed considerations for determining when
these services are appropriate. Officials in nearly all state and local
agencies said virtual services may not be appropriate in instances where
staff must assess child safety and living conditions, such as during child
abuse and neglect investigations. In addition, officials in several agencies
said certain children, including those who are younger or have higher
needs, may not be best served by virtual services. Officials in one local
agency said teleconferences are not a desirable option for facilitating
attachment and bonding between children and their biological parents
and siblings, particularly for infants and toddlers. Lastly, officials in nearly
all the state and local agencies discussed how the shift to virtual services
during the pandemic highlighted disparities in access to technology.
Officials in three state and four local agencies said these disparities would
need to be further addressed as child welfare agencies consider using
virtual services in the future.

Child welfare officials in 44 of the 53 states we surveyed reported that
additional guidance on providing virtual services would be very or
extremely helpful, and ACF has provided various guidance and supports
in this area. For example, beginning in March 2020, ACF held various
peer-to-peer roundtable events and webinars on responses to the
pandemic that included information about virtual visits and services.
ACF’s Capacity Building Center for Courts also published guidance in
April 2020 on best practices for virtual hearings in child welfare cases.
Lastly, beginning in April 2020, ACF published numerous tip sheets and
guides for child welfare agencies on topics such as supporting virtual
family time; promoting effective virtual and phone engagement with
children, caregivers, and families in times of crisis; and technological tools
and tips for facilitating virtual meetings. ACF officials said they will
continue to develop tools, information, and resources and facilitate
information sharing among states related to ongoing challenges and
lessons learned from the pandemic, including on the use of virtual



Page 22                                   GAO-21-483 Child Welfare during COVID-19
                            services. For additional information on ACF supports to help child welfare
                            agencies implement practices based on what they learned from the
                            pandemic, see appendix III.

Strengthening Stakeholder   Child welfare officials in 50 of the 53 states we surveyed reported that
Partnerships                they may continue efforts to strengthen stakeholder partnerships. For
                            example, officials reported that most child welfare agencies in their state
                            forged partnerships with community organizations during the pandemic to
                            provide services to families at risk of entering the foster care system (42
                            states), as well as partnerships with other government entities, such as
                            health and education departments (47 states). Officials we interviewed in
                            all five state and 10 local child welfare agencies also highlighted the
                            importance of communication and partnerships in responding to the
                            pandemic, including efforts to continue strengthening the partnerships
                            they developed. For example:

                            •   Officials in all of the state and local agencies described how increased
                                communication was needed to address the concerns and needs of
                                multiple stakeholders in a continually changing environment. These
                                stakeholders included child welfare managers, staff, private foster
                                care providers, congregate care providers, families, and children and
                                youth in foster care. Officials in one local agency described how they
                                provided staff with daily or weekly updates on how to operate during
                                the pandemic, met regularly with community partners about ways to
                                help families, and had continuous conversations with foster families to
                                help address their concerns about health risks.
                            •   Officials in one local agency discussed how they increased
                                communication among staff to share information and provide moral
                                support. They explained that the pandemic significantly affected their
                                community because many people worked in meatpacking plants that
                                experienced COVID-19 outbreaks, and staff also feared they would
                                expose their own families to the virus.
                            •   Officials in four of the five state and eight of the 10 local agencies
                                described partnerships they strengthened to assist families
                                experiencing financial distress or social isolation during the pandemic.
                                Officials in one local agency told us about their work with non-profit
                                organizations in their area to deliver food and other needed items to
                                families. Officials in another local agency discussed partnerships they
                                formed with other local officials in social services and education to
                                ensure families had access to any available financial resources or
                                technology in order to stay connected.




                            Page 23                                 GAO-21-483 Child Welfare during COVID-19
                          ACF officials also underscored the importance of strengthening
                          stakeholder communication and partnerships moving forward from the
                          pandemic, and provided a number of supports in this area. For example,
                          ACF officials said they have maintained regular communication with child
                          welfare agencies and other stakeholders to share information on
                          pandemic response, continuing challenges, and lessons learned. Officials
                          we interviewed in two of the five state child welfare agencies said they
                          appreciated the frequent phone calls with ACF officials. For example,
                          officials in one state agency said the phone calls facilitated by their ACF
                          regional office allowed child welfare administrators in their region to
                          coordinate and share “real-time” information about strategies they took to
                          respond to the pandemic. In addition, ACF published guidance in January
                          2021 that shared lessons learned from the pandemic. This guidance
                          discussed gaps within human services delivery systems and highlighted
                          the need for flexibilities with federal requirements to aid pandemic
                          response. It also acknowledged a severe and disproportionate impact of
                          the pandemic on families and communities of color in illness, fatalities,
                          and increased economic hardship, which it said reflected pre-existing
                          systemic disparities. Among other actions, HHS encouraged agencies,
                          organizations, and entities to work together across disciplines to ensure
                          that equity, access, inclusion, participation, and support are central
                          aspects of all family-serving agencies. 31

Updating Disaster Plans   Child welfare officials in 49 of the 53 states we surveyed reported that
                          they may continue to develop guidance or update disaster plans to be
                          better prepared in the future. For example, officials in 48 states reported
                          that most child welfare agencies in their state had developed guidance or
                          updated disaster plans to address COVID-19 related procedures, such as
                          how to prioritize PPE and isolate those who are ill. Officials we
                          interviewed in all of the five state and 10 local child welfare agencies
                          discussed being unprepared for a widespread pandemic, and officials in
                          several agencies said they needed to update their disaster plans. For
                          example:




                          31See Department of Health and Human Services, Emerging Transformed: Taking
                          Lessons from the COVID-19 Pandemic to Create More Just, Equitable, Proactive, and
                          Integrated Approaches to Supporting Families and Ensuring Child and Family Health and
                          Well-being, ACYF-CB-IM-21-03 (Washington, D.C.: Jan. 12, 2021).




                          Page 24                                       GAO-21-483 Child Welfare during COVID-19
 Officials in one state child welfare agency       •   Officials in four state and eight local agencies said their existing plans
 described their disaster plans at the beginning       focused on region-specific disasters, such as hurricanes, wildfires,
 of the pandemic as “glorified phone trees” that       and terrorist attacks. In these types of disasters, places not affected
 were used to call the appropriate people to
 make decisions. Officials said it would have          by the event can help provide staff, supplies, and other supports, said
 been helpful if their plans had addressed how         officials in one state agency. However, officials in five state and nine
 to designate essential personnel and prioritize
 equipment, and what information should be
                                                       local agencies described how the pandemic affected all aspects of
 communicated to staff, families, children, and        work in all locations for a long duration, and revealed gaps in needed
 providers in advance.                                 supplies, particularly technology and PPE.
 Source: GAO interviews. | GAO-21-483
                                                   •   Officials in all five state and 10 local agencies described their efforts
                                                       to rapidly secure needed supplies and continue services to children
                                                       and families, and officials in many of these agencies also said they
                                                       developed guidance on health safety as they learned more about
                                                       COVID-19. Officials in five state and five local agencies said the
                                                       guidance they developed could be useful in the future. This included
                                                       guidance on how to support families at risk of entering the foster care
                                                       system and how to respond when someone becomes ill (see fig. 4).


Figure 4: Examples of Guidance on Health Safety Developed by Child Welfare Agencies in Five Selected States in Response
to the COVID-19 Pandemic




                                                   Child welfare officials in 39 of the 53 states we surveyed reported that
                                                   additional guidance on disaster planning would be very or extremely
                                                   helpful, and ACF has provided guidance and supports in this area. For
                                                   example, beginning in April 2020, ACF published resources and guidance



                                                   Page 25                                   GAO-21-483 Child Welfare during COVID-19
                  on topics such as prioritizing resources in a disaster and moving from in-
                  person to remote work. In addition, beginning in December 2020, ACF
                  held various webinars on lessons learned in responding to disasters, as
                  well as on disaster planning, response, and recovery. ACF plans to
                  publish updated guidance by fall 2021 on coping with disasters and
                  strengthening child welfare systems, including tools child welfare
                  agencies can use to facilitate planning.

                  We provided a draft of this report to the Secretary of HHS for review and
Agency Comments   comment. HHS provided technical comments, which we incorporated as
                  appropriate.

                  We are sending copies to the appropriate congressional committees, the
                  Secretary of Health and Human Services, and other interested parties.
                  The report will also be available at no charge on the GAO website at
                  www.gao.gov.

                  If you or your staff have any questions about this report, please contact
                  me at (202) 512-7215 or larink@gao.gov. Contact points for our Offices of
                  Congressional Relations and Public Affairs may be found on the last page
                  of this report. GAO staff who made key contributions to this report are
                  listed in appendix IV.




                  Kathryn Larin, Director
                  Education, Workforce, and Income Security Issues




                  Page 26                                 GAO-21-483 Child Welfare during COVID-19
List of Committees

The Honorable Patrick Leahy
Chairman
The Honorable Richard Shelby
Vice Chairman
Committee on Appropriations
United States Senate

The Honorable Ron Wyden
Chairman
The Honorable Mike Crapo
Ranking Member
Committee on Finance
United States Senate

The Honorable Patty Murray
Chairwoman
The Honorable Richard Burr
Ranking Member
Committee on Health, Education, Labor, and Pensions
United States Senate

The Honorable Gary C. Peters
Chairman
The Honorable Rob Portman
Ranking Member
Committee on Homeland Security and Governmental Affairs
United States Senate

The Honorable Rosa DeLauro
Chairwoman
The Honorable Kay Granger
Ranking Member
Committee on Appropriations
House of Representatives

The Honorable Robert C. “Bobby” Scott
Chairman
The Honorable Virginia Foxx
Republican Leader
Committee on Education and Labor
House of Representatives


Page 27                             GAO-21-483 Child Welfare during COVID-19
The Honorable Frank Pallone, Jr.
Chairman
The Honorable Cathy McMorris Rodgers
Republican Leader
Committee on Energy and Commerce
House of Representatives

The Honorable Bennie G. Thompson
Chairman
The Honorable John Katko
Ranking Member
Committee on Homeland Security
House of Representatives

The Honorable Carolyn B. Maloney
Chairwoman
The Honorable James Comer
Ranking Member
Committee on Oversight and Reform
House of Representatives

The Honorable Richard E. Neal
Chairman
The Honorable Kevin Brady
Republican Leader
Committee on Ways and Means
House of Representatives




Page 28                             GAO-21-483 Child Welfare during COVID-19
Appendix I: Federal Funding for Child          Appendix I: Federal Funding for Child Welfare
                                               Services during the Pandemic


Welfare Services during the Pandemic

                                               Federal funding was appropriated for child welfare services during the
                                               COVID-19 pandemic under various statutes, which was distributed by the
                                               Department of Health and Human Services’ (HHS) Administration for
                                               Children and Families (ACF). This funding was in addition to the annual
                                               appropriations received by HHS. These funds were directed to be used
                                               for a number of programs under Titles IV-E and IV-B of the Social
                                               Security Act (see table 1).

Table 1: Examples of Federal Funding Distributed by HHS for Child Welfare Services during the COVID-19 Pandemic

Authorizing      Additional COVID-19
legislation      related funding                 Program purposes                                  HHS distributiona
Families First   Federal share of costs for      Provides funds to states to cover a portion of Full amount to be determinedc
Coronavirus      the Title IV-E Foster Care,     costs for operating foster care, adoption
Response Act     Adoption Assistance, and        assistance, and guardianship assistance
                 Guardianship Assistance         programs
                 program increased by 6.2
                 percentb
CARES Act        $45 million for Title IV-B      Provides funds to states for the following        Distributed April 2020
                 Subpart 1, the Stephanie        purposes: (1) protect and promote the             Amounts states received ranged from
                 Tubbs Jones Child Welfare       welfare of all children; (2) prevent the abuse,   $15,686 to $4,690,717 with a median of
                 Services program                neglect, and exploitation of children; (3)        $631,809
                                                 support at-risk families through services
                                                 which allow children, where appropriate, to
                                                 remain safely with their families or return to
                                                 their families in a timely manner; (4) promote
                                                 the safety, permanence, and well-being of
                                                 children in foster care and adoptive families;
                                                 and (5) provide training, professional
                                                 development and support to ensure a well-
                                                 qualified child welfare workforce
Supporting       Federal share of costs for      Provides funds to states to cover a portion of Full amount to be determinede
Foster Youth     certain Title IV-E              costs for services intended to enhance
and Families     Prevention and Kinship          support to children and families and prevent
through the      Navigator programs              foster care placements, if such services
Pandemic Act     increased to 100 percentd       meet evidence-based requirements
                                                 determined by HHS; services can include
                                                 mental health, substance abuse treatment,
                                                 in-home parent skill-based, and kinship
                                                 navigator programs
                 $400 million to help support    Provides funds to states for independent          Distributed in February 2021f
                 older youth in foster care      living services, such as mentoring,               Amounts states received under the
                 under the Title IV-E John       educational assistance, and vocational            Chafee Foster Care Program for
                 H. Chafee Foster Care           training, to support older youth in foster care   Successful Transition to Adulthood
                 Program for Successful          and youth who have recently left foster care,     ranged from $464,109 to $41,280,026
                 Transition to Adulthood and     as well as for education and training             with a median of $4,302,679
                 Education and Training          vouchers to help eligible youth pay for
                 Vouchers programs               college, career school, or training               Amounts states received under the
                                                                                                   Education and Training Vouchers
                                                                                                   program ranged from $67,458 to
                                                                                                   $6,000,004 with a median of $625,389




                                               Page 29                                             GAO-21-483 Child Welfare during COVID-19
                                                              Appendix I: Federal Funding for Child Welfare
                                                              Services during the Pandemic




 Authorizing              Additional COVID-19
 legislation              related funding                         Program purposes                                         HHS distributiona
                          $85 million to promote safe             Provides funds to states to (1) provide                  Distributed in March 2021g
                          and stable families and                 supportive services to prevent child                     Amounts states received under the
                          address state court                     maltreatment among at-risk families, (2)                 MaryLee Allen Promoting Safe and
                          improvements under Title                assure children’s safety at home and                     Stable Families program ranged from
                          IV-B Subpart 2, the                     preserve intact families in which children               $57,345 to $8,319,214 with a median of
                          MaryLee Allen Promoting                 have been maltreated, when the family’s                  $1,007,723
                          Safe and Stable Families                problems can be addressed effectively, (3)
                          program                                 address problems of families whose children              Amounts states received for state court
                                                                  have been placed in foster care so that                  improvements ranged from $93,375 to
                                                                  reunification may occur in a safe and stable             $686,351 with a median of $152,921
                                                                  manner, and (4) provide support services as
                                                                  necessary to adoptive families so that they
                                                                  can make a lifetime commitment to their
                                                                  children; also provides funds to states to
                                                                  improve state court processes related to
                                                                  foster care and adoptions
Source: GAO summary of information from federal laws and the Department of Health and Human Services (HHS). | GAO-21-483
                                                              a
                                                               Our analysis of federal funds provided to states in this report included the 50 states and the District
                                                              of Columbia. We did not examine funds provided to territories, tribes, and tribal organizations, though
                                                              they may provide child welfare services and receive federal support for their programs.
                                                              b
                                                               These funds were made available to states by temporarily increasing the federal medical assistance
                                                              percentage, which is used in determining the federal share of expenditures for Title IV-E Foster Care,
                                                              Adoption Assistance, and Guardianship Assistance programs. The expanded support is available to
                                                              eligible states retroactively to January 27, 2020, and will remain in place until the last day of the
                                                              calendar year quarter in which the public health emergency period ends. Pub. L. No. 116-127, §
                                                              6008(a), 134 Stat. 178, 208 (2020). The Supporting Foster Youth and Families through the Pandemic
                                                              Act also extended supports based on the federal medical assistance percentage to the District of
                                                              Columbia and states with Title IV-E demonstration waivers. Pub. L. No. 116-620, 134 Stat. at 2417.
                                                              c
                                                                ACF officials estimated that states received an additional $459 million as of February 2021. States
                                                              submit claims to ACF to be reimbursed for a portion of costs for child welfare programs funded under
                                                              Title IV-E. ACF officials said the actual amounts provided to states may change as states make
                                                              adjustments to their claims over time. ACF also conducts periodic Title IV-E reviews to ensure that
                                                              federal funds are provided to states on behalf of eligible children, though it announced in April 2020
                                                              that these reviews have been postponed indefinitely due to the pandemic. ACF officials told us they
                                                              would continue assessing states’ circumstances when determining when to resume the reviews, and
                                                              that the agency has historically accounted for flexibilities provided to states during disasters when
                                                              conducting reviews.
                                                              d
                                                               The expanded support is available to eligible states retroactively to April 1, 2020 through September
                                                              30, 2021.
                                                              e
                                                               ACF officials projected that states may receive nearly $21 million for their prevention programs
                                                              through June 30, 2021. ACF officials said the actual amounts provided to states may change, for
                                                              example, because more states may submit claims to be reimbursed for their programs. ACF officials
                                                              said prior to the pandemic, no states had submitted claims for their kinship navigator programs
                                                              because no programs had met evidence-based requirements for federal funding. ACF provided
                                                              flexibilities to help states continue their efforts to meet evidence-based requirements during the
                                                              pandemic, though officials in three of the five state child welfare agencies with whom we conducted
                                                              interviews expressed uncertainty about their ability to do so, given shifting priorities. The Supporting
                                                              Foster Youth and Families through the Pandemic Act temporarily waived evidence-based
                                                              requirements for kinship navigator programs.
                                                              Of this amount, $344 million was provided for the John H. Chafee Foster Care Program for
                                                              f

                                                              Successful Transition to Adulthood, $50 million was provided for the Education and Training
                                                              Vouchers program, and the remaining $6 million was reserved for ACF’s technical assistance and
                                                              evaluation activities.




                                                              Page 30                                                      GAO-21-483 Child Welfare during COVID-19
Appendix I: Federal Funding for Child Welfare
Services during the Pandemic




g
 Of this amount, $75 million was provided for the MaryLee Allen Promoting Safe and Stable Families
program, $9.5 million for the State Court Improvement program, and the remaining $500,000 for tribal
court improvement activities.




Page 31                                              GAO-21-483 Child Welfare during COVID-19
Appendix II: Federal Funding Amounts    Appendix II: Federal Funding Amounts
                                        Distributed to States for Child Welfare Services


Distributed to States for Child Welfare
                                        during the Pandemic




Services during the Pandemic
                                        Congress provided additional funds to support child welfare agencies
                                        during the pandemic. Among these supports, the CARES Act included
                                        $45 million for child welfare services as authorized by Title IV-B Subpart 1
                                        to prevent, prepare for, and respond to COVID-19. In addition, the
                                        Supporting Foster Youth and Families through the Pandemic Act included
                                        $400 million to help support older youth in foster care, with $50 million
                                        designated for education and training vouchers for these youth. The Act
                                        also provided $85 million to promote safe and stable families, including
                                        $10 million designated for court improvement programs. Table 2 details
                                        the amounts provided to the 50 states and the District of Columbia for
                                        these provisions. 1

Table 2: Federal Funding Amounts Distributed to States for Child Welfare Services during the COVID-19 Pandemic from
Appropriations under Selected Statutes

                                            Amount provided under the Supporting                  Amount provided under the
                                            Foster Youth and Families through the                Supporting Foster Youth and
                                             Pandemic Act to help support older               Families through the Pandemic Act
                                                     youth in foster care                     to promote safe and stable families
                  Amount provided under          John H. Chafee
                   the CARES Act for the    Foster Care Program                                   MaryLee Allen
                  Stephanie Tubbs Jones           for Successful      Education and          Promoting Safe and         State Court
                   Child Welfare Services           Transition to Training Vouchers              Stable Families      Improvement
State                            program              Adulthood             program                     program            program
Alabama                          $794,578               $4,659,625              $677,271               $1,434,197          $158,827
Alaska                            $15,686               $2,319,740              $337,172                 $146,420           $96,891
Arizona                        $1,005,282             $10,452,735             $1,540,836               $1,597,355          $196,601
Arkansas                         $506,915               $3,325,310              $483,330                 $724,416          $132,239
California                     $4,580,101             $41,280,026             $6,000,004               $7,844,858          $686,351
Colorado                         $714,583               $4,302,679              $625,389                 $847,869          $170,327
Connecticut                      $276,116               $3,491,294              $507,455                 $552,458          $135,849
Delaware                         $127,441                 $464,109                $67,458                $244,094           $98,879
District of                       $48,985                 $541,461                $78,701                $164,951           $94,219
Columbia
Florida                        $2,727,901             $19,791,518             $2,876,674               $5,028,565          $370,811
Georgia                        $1,729,109             $10,367,523             $1,506,907               $2,954,126          $254,844
Hawaii                           $176,363               $1,374,601              $199,797                 $265,125          $104,988
Idaho                            $304,731               $1,411,666              $205,184                 $315,933          $114,900


                                        1For additional information on the purposes for which these funds can be used, see
                                        appendix I. We did not examine funds provided to territories, tribes, or tribal organizations
                                        in our report, though ACF documents show that territories, tribes, and tribal organizations
                                        also received federal funds.




                                        Page 32                                             GAO-21-483 Child Welfare during COVID-19
                                      Appendix II: Federal Funding Amounts
                                      Distributed to States for Child Welfare Services
                                      during the Pandemic




                                           Amount provided under the Supporting                Amount provided under the
                                           Foster Youth and Families through the              Supporting Foster Youth and
                                            Pandemic Act to help support older             Families through the Pandemic Act
                                                    youth in foster care                   to promote safe and stable families
                 Amount provided under          John H. Chafee
                  the CARES Act for the    Foster Care Program                                 MaryLee Allen
                 Stephanie Tubbs Jones           for Successful      Education and        Promoting Safe and        State Court
                  Child Welfare Services           Transition to Training Vouchers            Stable Families     Improvement
State                           program              Adulthood             program                   program           program
Illinois                     $1,625,609             $14,758,834             $2,145,179              $3,234,488         $275,751
Indiana                      $1,068,762             $13,139,286             $1,909,780              $1,223,351         $191,856
Iowa                           $476,722               $4,798,212              $697,415                $610,050         $134,767
Kansas                         $443,475               $6,475,743              $941,241                $411,268         $132,635
Kentucky                       $732,995               $7,370,957            $1,071,360              $1,015,242         $152,921
Louisiana                      $739,882               $3,157,715              $458,970              $1,694,360         $157,747
Maine                          $164,476               $1,688,842              $245,471                $225,795         $102,101
Maryland                       $664,640               $3,094,061              $449,718              $1,104,067         $175,175
Massachusetts                  $596,272               $7,946,259            $1,154,979              $1,084,133         $180,764
Michigan                     $1,424,370               $9,403,852            $1,366,839              $1,981,268         $231,521
Minnesota                      $720,287               $6,768,259              $983,759                $772,035         $172,407
Mississippi                    $540,246               $3,352,706              $487,312              $1,007,723         $132,313
Missouri                       $931,147             $10,220,877             $1,485,593              $1,345,900         $177,696
Montana                        $108,741               $2,978,840              $432,971                $186,465         $100,469
Nebraska                       $277,744               $2,796,128              $406,414                $335,617         $117,165
Nevada                         $445,939               $3,658,889              $531,815                $746,384         $130,732
New Hampshire                  $137,578                 $987,038              $143,465                $138,505         $102,856
New Jersey                     $881,540               $3,569,451              $518,816              $1,430,012         $215,068
New Mexico                     $244,677               $1,874,163              $272,407                $797,668         $117,291
New York                     $1,902,197             $12,961,217             $1,883,898              $4,045,821         $359,977
North Carolina               $1,593,398               $9,042,878            $1,314,372              $2,175,582         $242,796
North Dakota                    $76,858               $1,210,229              $175,905                 $92,513          $97,261
Ohio                         $1,710,674             $13,203,746             $1,919,149              $2,442,286         $260,139
Oklahoma                       $163,077               $6,692,519              $972,750              $1,074,638         $149,202
Oregon                         $548,639               $5,542,398              $805,581                $853,069         $143,558
Pennsylvania                 $1,570,611             $12,509,999             $1,818,314              $2,738,300         $266,250
Rhode Island                   $127,345               $1,772,639              $257,651                $208,042          $99,731
South Carolina                 $797,811               $3,642,774              $529,473              $1,314,830         $160,823
South Dakota                    $82,341               $1,374,601              $199,797                $174,379          $99,570
Tennessee                    $1,009,708               $7,485,372            $1,087,990              $1,769,942         $186,636
Texas                        $4,690,717             $25,322,153             $3,680,546              $8,319,214         $581,168




                                      Page 33                                            GAO-21-483 Child Welfare during COVID-19
                                                              Appendix II: Federal Funding Amounts
                                                              Distributed to States for Child Welfare Services
                                                              during the Pandemic




                                                                   Amount provided under the Supporting                      Amount provided under the
                                                                   Foster Youth and Families through the                    Supporting Foster Youth and
                                                                    Pandemic Act to help support older                   Families through the Pandemic Act
                                                                            youth in foster care                         to promote safe and stable families
                            Amount provided under                       John H. Chafee
                             the CARES Act for the                 Foster Care Program                                       MaryLee Allen
                            Stephanie Tubbs Jones                        for Successful      Education and              Promoting Safe and        State Court
                             Child Welfare Services                        Transition to Training Vouchers                  Stable Families     Improvement
State                                      program                           Adulthood             program                         program           program
Utah                                               $631,809                       $2,004,694               $291,380                 $403,974         $147,058
Vermont                                             $74,778                       $1,003,153               $145,807                  $98,477          $93,375
Virginia                                        $1,051,457                        $3,968,295               $576,787               $1,337,210         $211,948
Washington                                         $859,381                       $8,752,957              $1,272,232              $1,311,300         $196,291
West Virginia                                      $276,154                       $5,856,961               $851,303                 $472,497         $109,471
Wisconsin                                          $782,295                       $6,157,504               $894,986               $1,123,698         $171,575
Wyoming                                             $61,093                          $800,911              $116,411                  $57,345          $93,979
Source: GAO summary of information from the Department of Health and Human Services (HHS). | GAO-21-483




                                                              Page 34                                                  GAO-21-483 Child Welfare during COVID-19
Appendix III: Examples of HHS Flexibilities,
                                        Appendix III: Examples of HHS Flexibilities,
                                        Guidance, and Other Supports to Help Child


Guidance, and Other Supports to Help Child
                                        Welfare Agencies during the Pandemic




Welfare Agencies during the Pandemic
                                        Officials we interviewed in five state and 10 local child welfare agencies
                                        identified challenges they faced as well as practices they may continue
                                        based on what they learned during the COVID-19 pandemic. The
                                        Department of Health and Human Services’ (HHS) Administration for
                                        Children and Families (ACF) provided various flexibilities, guidance, and
                                        other supports to child welfare agencies throughout this time. Table 3
                                        provides examples of these supports as they relate to the challenges and
                                        practices identified by child welfare agencies in our interviews.

Table 3: Examples of ACF Supports to Help Child Welfare Agencies during the COVID-19 Pandemic

                                        ACF flexibilities, guidance, and other supports
Challenges for child welfare agencies
Concerns about unreported child abuse   •    A joint letter to stakeholders with HHS’s Health Resources and Services
and neglect                                  Administration on May 28, 2020 outlines concerns about the well-being of families
                                             during the pandemic and encourages continued partnerships with families and
                                             providers as well as virtual service delivery.
Health risks to staff and families      •    A letter to child welfare agencies on March 18, 2020 provides flexibilities for
                                             caseworkers to conduct required visits with children in foster care virtually. A letter
                                             issued on April 15, 2020 expands on these flexibilities and outlines flexibilities in
                                             how fingerprints can be collected during background checks for new foster parents.
                                        •    A letter to governors on April 17, 2020 encourages them to classify foster care
                                             caseworkers and providers as essential personnel to allow these workers greater
                                             access to personal protective equipment.
                                        •    A letter to child welfare agencies on April 17, 2020 outlines opportunities to use
                                             existing child welfare funds for personal protective equipment and cellphones to
                                             conduct work virtually.
                                        •    A webinar held jointly with the Centers for Disease Control and Prevention in June
                                             11, 2020 provides information on child welfare staff safety during in-person
                                             interactions with families.
                                        •    A series of webinars held in July through November 2020 provides information on
                                             supporting a virtual child welfare workforce.
Delays in court hearings                •    A letter to child welfare legal and judicial leaders on March 27, 2020 encourages
                                             them to continue hearings for child welfare cases as required under law, and
                                             underscores the need for children in foster care to have ongoing contact with their
                                             parents.
                                        •    A letter to chief justices and state court administrators on April 14, 2020 outlines
                                             opportunities to use existing federal funds for court improvement programs to
                                             support telework and videoconferencing capabilities for virtual hearings.
                                        •    A letter to child welfare agencies and court leaders on December 4, 2020 continues
                                             to urge them to ensure that critical court hearings occur with consideration for how
                                             pandemic disruptions may affect family efforts for reunification. It also shares
                                             resources on managing child welfare cases and addressing backlogs.




                                        Page 35                                           GAO-21-483 Child Welfare during COVID-19
                                                Appendix III: Examples of HHS Flexibilities,
                                                Guidance, and Other Supports to Help Child
                                                Welfare Agencies during the Pandemic




                                                ACF flexibilities, guidance, and other supports
Service disruptions for children and families   •  A letter to child welfare agencies on June 23, 2020 urges them to carefully consider
                                                   whether it is appropriate to terminate a parent’s rights given service disruptions
                                                   during the pandemic. It also highlights some service delivery strategies.
                                                •  A letter to child welfare agencies on November 20, 2020 provides flexibilities for
                                                   them to provide certain services intended to enhance support to children and
                                                   families and prevent foster care placements virtually. Such services can include
                                                   mental health, substance abuse treatment, in-home parent skill-based, and kinship
                                                   navigator programs approved in state plans.
Impacts of the economic crisis                  •    A letter to child welfare agencies on March 12, 2020 encourages them to contact
                                                     older and former youth in foster care in colleges or other settings who may need
                                                     assistance while their campus is closed.
                                                •    A letter to child welfare agencies on April 27, 2020 encourages them to use existing
                                                     flexibilities for federal funds, such as to enhance payment rates to those caring for
                                                     children in foster care, provide hazard pay for caseworkers, and support older and
                                                     former youth in foster care.
                                                •    Program instructions to child welfare agencies on May 8, 2020 provide flexibilities
                                                     for agencies to extend federal support to youth in foster care up to age 21, such as
                                                     by waiving education and employment requirements for youth if they are unable to
                                                     meet them due to the pandemic.
                                                •    Program instructions to child welfare agencies on June 8, 2020 provide information
                                                     on the allowable uses of and reporting requirements for funds provided under the
                                                     CARES Act.
                                                •    A letter to child welfare agencies on November 18, 2020 shares information on
                                                     major challenges and needed supports for older and former youth in foster care,
                                                     based on 12 roundtables held with youth.
                                                •    Guidance to child welfare agencies on January 13, 2021 and March 9, 2021 provide
                                                     information on additional federal funding provided under the Supporting Foster
                                                     Youth and Families through the Pandemic Act.
Practices child welfare agencies may continue
Continuing virtual services              •   Various peer-to-peer roundtable events and webinars since March 2020 share
                                             information with child welfare stakeholders on responses to the pandemic and
                                             lessons learned with virtual visits and services.
                                         •   Guidance on April 16, 2020 through ACF’s Capacity Building Center for Courts
                                             outlines best practices for virtual hearings in child welfare cases.
                                         •   Guidance in April 2020 provides information for child welfare agencies on
                                             technological tools and tips for facilitating virtual meetings.
                                         •   Guidance in July 2020 provides tips for supporting virtual family time so children in
                                             foster care can visit with their biological parents and siblings.
                                         •   Guidance in September 2020 outlines strategies to promote effective virtual and
                                             phone engagement to support child, caregiver, and family well-being in times of
                                             crisis.




                                                Page 36                                         GAO-21-483 Child Welfare during COVID-19
                                                                   Appendix III: Examples of HHS Flexibilities,
                                                                   Guidance, and Other Supports to Help Child
                                                                   Welfare Agencies during the Pandemic




                                                                    ACF flexibilities, guidance, and other supports
 Strengthening stakeholder partnerships                             •  Regular communication among child welfare agencies and other stakeholders
                                                                       provides opportunities to share information on pandemic response, continuing
                                                                       challenges, and lessons learned.
                                                                    •  Websites and newsletters, including via ACF’s Child Welfare Information Gateway,
                                                                       share information with child welfare stakeholders on lessons learned, state
                                                                       practices, and other resources.
                                                                    •  Guidance on January 12, 2021 shares lessons learned from the pandemic and
                                                                       highlights strategies and opportunities for family-serving agencies and stakeholders
                                                                       to create equitable, proactive, and integrated approaches to support children and
                                                                       families.
 Updating disaster plans                                            •  Various guidance documents issued since April 2020 address topics including
                                                                       prioritizing resources in a disaster, pivoting practices (e.g., moving from in-person to
                                                                       remote work), and planning for future disasters.
                                                                    •  Various webinars since December 2020 provide information such as on lessons
                                                                       learned in responding to disasters and disaster planning, response, and recovery.
                                                                    •  Guidance planned to be issued by fall 2021 updates prior guidance for child welfare
                                                                       agencies on coping with disasters and strengthening child welfare systems,
                                                                       including tools agencies can use to facilitate planning.
Source: GAO analysis of information from the Department of Health and Human Services’ (HHS) Administration for Children and Families (ACF) and obtained in interviews with officials in state and local
child welfare agencies in five selected states. | GAO-21-483

                                                                   Note: We included examples of flexibilities, guidance, and other supports developed during the
                                                                   pandemic, though supports ACF provided prior to the pandemic may also address the challenges and
                                                                   lessons learned that were identified by child welfare agencies. Further, we included each support
                                                                   once, though some may relate to multiple challenges and lessons learned.




                                                                   Page 37                                                                GAO-21-483 Child Welfare during COVID-19
Appendix IV: GAO Contact and Staff
                  Appendix IV: GAO Contact and Staff
                  Acknowledgments


Acknowledgments

                  Kathryn A. Larin, (202) 512-7215, larink@gao.gov
GAO Contact
                  In addition to the contact named above, the following staff members
Staff             made key contributions to this report: Elizabeth Morrison (Assistant
Acknowledgments   Director), Nhi Nguyen (Analyst-in-Charge), Lauren Gomez, and Ada
                  Nwadugbo. Also contributing to this report were Susan Aschoff, James
                  Bennett, Joyce Harvey, Morgan Jones, David Lin, Jean McSween,
                  Jessica Orr, Steven Putansu, James Rebbe, Monica Savoy, and Almeta
                  Spencer.




(104343)
                  Page 38                               GAO-21-483 Child Welfare during COVID-19
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