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Information on Benefits and Funding Challenges for Service in Less Urbanized Communities (GAO-21-355R)

Summary

A GAO report, GAO-21-355R, dated April 1, 2021, addressed to the leaders of the Senate and House Appropriations Subcommittees on Transportation, Housing and Urban Development and Related Agencies, on commuter rail. It describes commuter rail as a widely used public transit alternative to driving between suburban communities and city centers, which transit agencies in many areas have extended to less urbanized communities. It notes that for people in those communities who cannot drive because of age, disabilities or income constraints, commuter rail may be critical to accessing essential services. The report gives information on the benefits of and funding challenges for such service.

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441 G St. N.W.
Washington, DC 20548


April 1, 2021

The Honorable Brian Schatz
Chairman
The Honorable Susan Collins
Ranking Member
Subcommittee on Transportation, Housing and Urban Development and Related Agencies
Committee on Appropriations
United States Senate

The Honorable David E. Price
Chairman
The Honorable Mario Diaz-Balart
Ranking Member
Subcommittee on Transportation, Housing and Urban Development and Related Agencies
Committee on Appropriations
House of Representatives


Commuter Rail: Information on Benefits and Funding Challenges for Service in Less
Urbanized Communities

Commuter rail is a widely used public transit alternative to driving between suburban
communities and city centers, and in many areas of the country transit agencies have extended
their service areas further out from city centers to less urbanized communities. 1 For people
living in less urbanized communities who cannot drive due to age, disabilities, or income
constraints, public transportation such as commuter rail may be critical to accessing essential
services. Every year, commuter rail passengers across the country take hundreds of millions of
trips not only to work, but also to school, medical appointments, recreational activities, and for
many other purposes. Our review included 31 commuter rail systems operating in the United
States. 2

Despite its benefits, providing commuter rail service to less urbanized areas can be challenging
for many reasons, including accommodating for low population densities and limited financial
resources. For example, in 2019, the Maryland Transit Administration notified the West Virginia
State Rail Authority that the agency would not continue to pay for the Maryland Area Regional
Commuter (MARC) train service to the stations located in less-urbanized communities in West
Virginia, based on declining operating revenue and costs associated with providing the service

1By “less urbanized” we are referring to areas specific to each commuter rail system that range from less populated

suburban communities to rural communities further out from major city centers.
2These commuter rail systems include certain hybrid rail systems and two legacy Amtrak lines (i.e., Downeaster and

Keystone Line), which are classified as commuter rail systems within the National Transit Database (NTD)
maintained by the Federal Transit Administration (FTA), and were identified to us as commuter rail systems by their
transit agencies. We did not include other Amtrak-affiliated systems such as the Hartford Line. The 31 commuter rail
systems in our report also do not include systems classified in the NTD as heavy rail. Some heavy rail systems may
also provide service connecting less urbanized areas to major city centers.


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to West Virginia. West Virginia ultimately used state and local funding sources to provide the
funds necessary to maintain operations.

The Coronavirus Disease 2019 (COVID-19) pandemic has financially affected all modes of
public transit. Beginning in March 2020, pandemic-related restrictions in some cities across the
United States, among other factors, resulted in steep declines in commuter rail ridership and
associated fare revenue. However, many transit agencies continued to provide commuter rail
service at reduced frequencies.

The explanatory statement accompanying the Further Consolidated Appropriations Act, 2020
includes a provision for us to review issues related to commuter rail in less urbanized
communities. 3 This report provides selected stakeholders’ views on:
    • the benefits of providing commuter rail service to less urbanized communities;
    • the challenges to providing commuter rail service to less urbanized communities; and
    • the initial effects of the COVID-19 pandemic on the commuter rail industry.

In April 2020, we provided the relevant committees with information on the federal, state, and
local funding sources that can be used to support the operation of commuter rail systems, as
well as the federal funds expended by transit agencies in fiscal year 2018. This report finalizes
and formally transmits the information we previously provided (see enclosure I).

To determine the benefits and challenges associated with providing commuter rail service to
less urbanized areas, we conducted semi-structured interviews with and obtained
documentation from officials from 10 commuter rail agencies. 4 We selected the 10 agencies
based on diversity in system size and geographic region, and having a higher number of
stations located in less urbanized areas. We also conducted interviews with stakeholders—
including a local business organization, a community organization, a metropolitan planning
organization, a ridership group, and local government officials—from four of the regions
associated with the 10 commuter rail agencies. We interviewed officials from the American
Public Transportation Association (APTA) to obtain additional perspectives on how commuter
rail service benefits less urbanized communities in particular, and the challenges to providing
this service (see enclosure II for a list of commuter rail agencies and stakeholders interviewed). 5
We also interviewed officials from the Federal Transit Administration (FTA) to obtain information
on federal funding available for commuter rail.

To determine the initial effects of the COVID-19 pandemic on the commuter rail industry, we
interviewed officials from our 10 selected commuter rail agencies. Additionally, we collected and
reviewed data and other information, including information about any CARES Act funds
received, from all 31 commuter rail agencies. 6 We also analyzed monthly commuter rail
passengers’ boarding data from FTA’s National Transit Database (NTD) for all 31 commuter
railroads. We reviewed related documentation, interviewed knowledgeable agency officials to
validate NTD and cost data, and resolved identified data discrepancies. We found the data to be

3Further Consolidated Appropriations Act, 2020, Pub. L. No. 116-94, 133 Stat 2534, 2933-73 (2019). The explanatory

statement accompanying that Act incorporated by reference Senate Report 116-109. 165 Cong. Rec. H11061,
H11454.

4For the purposes of our report, we will refer to transit agencies that operate commuter rail systems as “commuter rail

agencies.”
5APTA is an industry association that represents all modes of public transportation. More than 90 percent of people

using public transportation in the United States and Canada ride APTA member systems.

6CARES Act, Pub. L. No. 116-136, 134 Stat. 281 (2020).




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reliable for our purposes including summarizing changes in passenger boardings from
September 2018 to September 2020 and cost information for each commuter rail system.

We conducted this performance audit from November 2019 to April 2021 in accordance with
generally accepted government auditing standards. Those standards require that we plan and
perform the audit to obtain sufficient, appropriate evidence to provide a reasonable basis for our
findings and conclusions based on our audit objectives. We believe that the evidence obtained
provides a reasonable basis for our findings and conclusions based on our audit objectives.


Results in Brief

Stakeholders told us that commuter rail provides a number of economic and quality-of-life
benefits, particularly for communities in less urbanized areas. For example, commuter rail
agencies said that several large companies have chosen to locate along commuter rail corridors
to draw on the regional labor market, including its less urbanized areas. Stakeholders also said
that commuter rail could increase mobility and transportation options, as well as access to
employment and essential services for individuals who live in the service area. At the same
time, however, officials at commuter rail agencies with whom we spoke pointed to considerable
infrastructure and operational costs making commuter rail more expensive to provide compared
to some other transit modes. Supporting commuter rail in less urbanized communities may also
pose additional funding challenges for these commuter rail agencies and local communities. For
example, less populated areas may have difficulty raising the local match required to secure
federal funding for a transit project.

The ongoing COVID-19 pandemic has exacerbated existing funding challenges for commuter
rail agencies. Systems have experienced significant declines in ridership and associated fare
revenue, and in funding from state and local sales taxes. Commuter rail agencies reported to
NTD that ridership declined an average of 79 percent from September 2019 to September 2020.
In addition, some agencies told us that long-term shifts in commuting patterns and increased
teleworking among former riders could affect commuter rail funding long after the immediate
effects of the pandemic are over. For commuter rail agencies that rely largely on state and local
funding, continued declines in tax revenues will become increasingly challenging the longer the
pandemic lasts.


Stakeholders Cited Commuter Rail’s Economic and Quality-of-Life Benefits

Economic Benefits

All of the 10 commuter rail agencies we interviewed, as well as some stakeholders with whom
we spoke, cited economic benefits that commuter rail provides for both urban and less
urbanized communities, such as transit-oriented development and increased business
investment. Specifically, seven agencies noted the positive economic aspects of transit-oriented
development—compact, mixed-use, and walkable neighborhoods typically located within a half-
mile of a transit station. 7 Such developments range in both size and scope, with some located in
major urban centers and others in suburban neighborhoods. 8


7Mixed-use development mixes residential, commercial, cultural, or institutional uses on the same site or within close

proximity of one another.
8GAO, Public Transportation: Multiple Factors Influence Extent of Transit-Oriented Development, GAO-15-70

(Washington, D.C.: Nov. 18, 2014).


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For example, in August 2018, the Regional Transportation Authority of Middle Tennessee (RTA)
opened its first transit-oriented development station on the WeGo Star commuter rail system in
Lebanon, Tennessee, a growing suburban community about 30 miles east of Nashville. 9
According to RTA officials, the Hamilton Springs transit-oriented development includes 13,000
square feet of retail space, 396 luxury apartments, and a 260-unit complex designated for senior
residents. The $4.1 million station was the region’s first joint public-private transit development
project where a private developer provided the federal match funding. Since 2018, 312 more
apartment units have been constructed adjacent to the Hamilton Springs station, and the city’s
planning commission approved an additional 1,346 new housing units to be built within a mile of
the station.

In another example, according to Rio Metro Regional Transit District officials, RailRunner
stations in New Mexico’s tribal areas have created transit-oriented development investment
opportunities. Specifically, the Santo Domingo Tribal Housing Authority told us it received
federal funding and built 41 low-income housing units and added other amenities near the Kewa
Station, which is one of the least urbanized areas along the line.

In addition to the economic benefits of transit-oriented development, officials from several
commuter rail agencies we spoke with mentioned instances in which companies had chosen to
locate along commuter rail corridors. These decisions enabled the companies to draw on a
larger labor market including in less urbanized areas, provided workers in those areas access to
additional employment opportunities, and led to increased development around stations. For
example, according to Rio Metro Regional Transit District officials, Facebook decided to build its
six-building data center campus in Los Lunas, New Mexico, in part, because of the RailRunner
commuter rail system. Los Lunas is in a less urbanized area within the Albuquerque and Santa
Fe primary service area. However, Rio Metro officials told us that because of the commuter rail
system, Facebook was able to attract workers from a larger employment pool.

In another example, according to Capital Metro officials, MetroRail has been the catalyst for
development in Austin, Texas, with new construction of housing, entertainment centers, and
businesses around multiple commuter rail stations. In particular, technology companies, such as
Apple and Dell, have chosen to locate along the commuter rail system. Capital Metro officials
noted that development along the MetroRail system has occurred near stations in both
urbanized and less urbanized areas.

Quality-of-Life Benefits

Officials at all 10 commuter rail agencies and some stakeholders with whom we spoke
mentioned a range of quality-of-life benefits that commuter rail provides for both urban and less
urbanized communities, including increased mobility and transportation choices; greater
convenience and safety; and greater access to employment, education, and essential
services. 10 Officials at five of the agencies that we spoke with said that their commuter rail
system was the preferred travel option because it was the only transit mode in the corridor that
did not use a congested interstate or highway (as opposed to, for example, commuter buses).
According to officials at four of the 10 commuter rail agencies and two stakeholder groups,
commuter rail may also be a reliable and less stressful option than driving; be more comfortable
when compared to other transit alternatives, such as bus; and allow riders to work during their
commute and use their time effectively. According to APTA, traveling by commuter and intercity

9The WeGo Star was previously known as Music City Star.

10We previously reported that, in addition to economic benefits, transportation experts believe transit-oriented

development can increase access to employment, educational, cultural, and other opportunities and reduce road
congestion. GAO-15-70.


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passenger rail is also 18 times safer than traveling by car. 11 In addition to convenience and
safety, officials from nine of the 10 agencies noted that commuter rail can help reduce traffic
congestion in the regions they provide service.

Officials at seven of the 10 commuter rail agencies we spoke with cited the ability of residents to
live in less urbanized areas but still have access to what might be better job opportunities and
essential services in urban centers as a positive benefit of commuter rail service. For example,
the RailRunner system in New Mexico allows residents in economically disadvantaged tribal
areas to access education, services, and jobs. In addition, RailRunner officials noted that
access to essential services, like medical care, could result in better health outcomes for the
residents. As we previously reported, public transit plays a particularly important role for
transportation-disadvantaged populations, including those who cannot provide their own
transportation due to age, disability, or income constraints. 12

In another example, in 2019, the Maryland Transit Administration proposed discontinuing
MARC’s service to three stations located in West Virginia, based on declining operating revenue
and costs associated with providing the service to West Virginia. However, according to
members of the MARC Train Riders Advisory Committee we spoke with, West Virginia residents
stated that service to their communities is important to them, in large part because of the
quality-of-life benefits that the commuter rail service provides. For example, some West Virginia
riders had mobility limitations and could not drive; some did not have other commuting
alternatives; and some wanted to avoid the stress of traffic. According to the MARC Train Riders
Advisory Committee members, many community members said that they could not keep their
jobs without the train service. Moreover, some community members said the service allowed
them access to higher-paying jobs in Washington, D.C., than were available in the West Virginia
panhandle.

For more information about each of the 31 commuter rail systems and the less urbanized areas
they provide service to, see enclosures III and IV.



Commuter Rail Stakeholders Said That Systems Have High Costs and Providing Service
to Less Urbanized Areas Poses Additional Financial Challenges

Commuter Rail Systems Have High Capital and Operating Costs

Commuter rail officials said systems have high capital and operating costs compared to some
other transit modes such as bus service, because commuter rail generally uses more
infrastructure and equipment, such as tracks, bridges, passenger stations, rail cars, and
signaling and communications equipment. According to officials at half of the 10 commuter rail
agencies we spoke with, these higher infrastructure and equipment costs make commuter rail
systems less flexible in their ability to respond to ridership changes. Moreover, officials at some
commuter rail agencies we spoke with said right-of-way fees pose financial challenges. With
respect to right-of-way fees, commuter rail agencies often operate some or all of their trains as
“tenants” on the track of another railroad—such as Amtrak or a freight railroad—known as the
“host.” The tenant may pay the host fees to access, dispatch, and maintain the track

11Paul P. Skoutelas, President and CEO, American Public Transportation Association, hearing on “Challenges and

Opportunities for Commuter Railroads,” testimony before the Subcommittee on Railroads, Pipelines, and Hazardous
Materials, U.S. House of Representatives, 116th Cong., 1st sess., September 24, 2019.
12GAO, Transportation Disadvantaged Populations: Federal Coordination Efforts Could Be Further Strengthened,

GAO-12-647 (Washington, D.C.: June 20, 2012).


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infrastructure, depending on the arrangement. For example, Metrolink in Southern California
pays these types of fees to host freight railroads on 44 percent of its total route miles. Other
transit modes do not need to pay to use their right-of-way; for instance, bus systems do not
need to pay to drive on public roads. 13 As such, it may be challenging for commuter rail
agencies to alter their scheduled service in response to changes in ridership demand, in part
due to restrictions in their agreements with other track users.

Additionally, commuter rail agencies face costs unique to the transit industry, such as those
associated with positive train control (PTC), a safety technology designed to prevent certain
types of rail accidents. PTC technology can automatically slow or stop a train that is not being
operated safely due to some types of operator errors or a switch left in the wrong position.
Officials at three of the 10 commuter rail agencies we spoke with noted that installing and
maintaining their PTC systems significantly adds to overall capital and operating costs,
potentially affecting the ability to extend the service area. 14 One commuter rail agency official
said that, to install PTC by the federal deadline, the agency had delayed other work on the
system. The agency estimates that its ongoing annual PTC maintenance costs will be
approximately $3-to-$4 million dollars, which could be as high as 14 percent of its annual
operating budget.

Opportunities to Cover Commuter Rail Costs Are Limited for Less Urbanized Communities

Officials from the majority of commuter rail agencies (six of 10) we spoke to said it is difficult to
cover costs in less urbanized areas because their agencies are unable to generate the same
ridership, revenue, or return on investment when compared to urban areas. Consequently, fares
cover a smaller share of the service’s costs in more remote areas than in those closer to the city
center. According to officials from two commuter rail agencies, it can be hard to justify service
expansions to less populated areas because commuter rail agencies want to invest in projects
with the largest ridership potential to maximize the investment. For example, even if a system
achieves stable ridership in a less urbanized area, it may not result in substantial fare revenue.
Four agencies commented that the high upfront costs and unknown return on investment
contributed to the difficulty in providing or expanding service to less urbanized areas.

Officials at four of the 10 commuter rail agencies we spoke with regarding ridership and revenue
said that many individuals in less urbanized communities tend to have car-dependent lifestyles,
which can make it difficult to establish ridership. For example, Metrolink officials said its
commuter rail system connects with numerous other transit providers across Southern
California. However, officials noted that there are certain stations where no local transit options,
such as bus transportation, are available to get people to the rail station. Though the stations
may offer free parking, taking a personal vehicle or using a ride-sharing service to get to the
station may not be possible or cost-effective for everyone. Some commuters simply may view
driving the whole trip distance, without using commuter rail, as more convenient.

Several stakeholders told us that raising local funds for commuter rail operations may be further
complicated when systems extend beyond county or state lines, requiring additional
coordination among local jurisdictions or cross-state payments to commuter rail agencies. For

13While buses are typically exempt from paying tolls on public roads, they may be subject to other costs and fees,

such as a fuel tax on diesel, which is deposited into the Highway Trust Fund, and ultimately funds both highways and
transit programs.
14PTC is a communications-based system designed to prevent certain types of rail accidents caused by human

factors, including train-to-train collisions; trains entering established work zones, which could cause roadway worker
casualties or equipment damage; and derailments caused by exceeding safe speeds. On December 29, 2020, the
Federal Railroad Administration announced that PTC technology is in operation on all required freight and passenger
railroad route miles, prior to the December 31, 2020, statutory deadline.


Page 6                                                                              GAO-21-355R Commuter Rail
example, as mentioned, the Maryland Transit Administration considered cutting service to its
West Virginia stations in 2019. According to representatives from the MARC Train Riders
Advisory Committee, residents of West Virginia were divided over what they should have to
contribute to the cost of operating the service, relative to the perceived local benefits. As noted
above, West Virginia provided the funding that the Maryland Transit Administration requested to
operate MARC’s West Virginia service, and the parties entered a 5-year agreement to continue
existing levels of MARC service to West Virginia.

Commuter rail officials said agencies can also face difficulties securing capital funding for transit
projects in less urbanized areas. Federally funded projects often require a 20-percent local
match—from state or local appropriations, or dedicated tax revenues—which can be difficult to
raise in a lower-density, less urbanized area where funding sources are already limited. For
example, according to Frontrunner officials in Utah, the more rural the community, the longer it
takes to build the tax base to financially support the local match component for expansions to
the commuter rail system. These officials said such communities are often dependent on the
urban areas, which also benefit from the expansion, to help with funding. Given commuter rail’s
relatively high capital and operating expenses, agencies that are considering expanding their
system need to justify the additional costs relative to the potential economic and quality-of-life
benefits previously discussed.


Stakeholders Said the COVID-19 Pandemic Has Exacerbated the Funding Challenges of
Commuter Rail Systems

During the COVID-19 pandemic, commuter rail systems have experienced significant declines
in ridership. 15 As seen in figure 1 below, starting in March 2020, passenger boardings for the 31
commuter rail systems dramatically dropped.
Figure 1: Passenger Boardings for 31 Commuter Rail Systems in the United States (September 2018-
September 2020)




15Due to a variety of factors, most notably the unprecedented and ongoing nature of the pandemic and the variability

of stay-at-home orders in cities and states across the United States, we were unable to quantify effects (beyond total
passenger boardings) for commuter rail systems or to differentiate relative effects for more or less urbanized areas.


Page 7                                                                               GAO-21-355R Commuter Rail
Notes: The number of passenger boardings among the 31 transit systems ranged from 23,927 to 8,311,522 in
September 2018 and 0 to 2,885,817 in September 2020.

Larger commuter rail systems may account for a larger proportion of the decline in passenger boardings from
September 2018 to September 2020.


Commuter rail systems nationwide reported to NTD that ridership declined an average of 79
percent from September 2019 to September 2020 (see enclosure IV for more detailed
information on passenger boardings for each commuter rail system). 16 Officials at nine of the 10
commuter rail agencies we interviewed noted their ridership losses, and the tenth agency said
that it shut down its system completely due to COVID-19 concerns. 17 Because a commuter rail
system is generally designed to transport a large number of people from outlying areas to and
within urban centers, pandemic-related restrictions, among other factors, significantly affected
these services. One transit agency told us that across all its transit modes, ridership had
declined the most on its commuter rail system; in June 2020, ridership for this system had
declined 98 percent from the same month in the previous year, as reported to NTD.

Commuter rail agencies that were largely dependent on fare revenue for their operations were
immediately affected when ridership fell, and continue to experience financial losses. For
example, one agency received 57 percent of its total funding from fares in 2019, but its
September 2020 ridership remained 82 percent down from the previous year, causing a
significant drop in its primary revenue source. As of June 2020, eight of the 10 commuter rail
agencies we spoke with had experienced significant declines in funding for their operations,
including fare revenue.

Commuter rail systems have also experienced declines in state and local funding sources,
particularly sales tax receipts used to help fund transit systems. State and local funding sources,
as well as revenue from agency-generated activities, are often used to fund commuter rail
operating costs (see enclosure V for more information). As previously discussed, commuter rail
agencies may already face difficulties securing the local and federal funds needed for transit
projects. According to a transit association, some of its member agencies were anticipating
billions of dollars in losses from depressed sales tax and lower revenue from other agency-
generated activities, such as parking.

For many of the systems that rely largely on state and local funding to operate, continued
declines in these sources of funding will become more challenging the longer the pandemic
lasts. Officials at all 10 commuter rail agencies were concerned about the pandemic’s long-term
economic effects on their systems and were unsure how long it would take for important state
and local funding sources like sales tax to return to pre-pandemic levels. When we spoke with
them in May and June 2020, officials at two of the agencies said they were assuming it would
take over a year, or even multiple years, to reach pre-pandemic funding levels.

The uncertainty of the pandemic is also affecting current levels of commuter rail service, as well
as plans to expand service. Prior to the pandemic, officials at seven of the 10 commuter rail
agencies we spoke with had plans to expand their systems in the next 3 fiscal years. Officials at
four of these seven agencies stated that the pandemic had delayed those plans for the
foreseeable future. Further, the uncertainty of the pandemic may affect transit agencies’ service
overall. According to a September 2020 APTA survey of 128 transit agency members, almost

16September 2020 ridership across these 30 commuter rail systems in operation was between 55 and 96 percent

below September 2019 ridership levels.
17Rail Runner Express service was suspended on March 14, 2020, due to the COVID-19 pandemic and resumed

service at a reduced schedule on March 8, 2020.


Page 8                                                                            GAO-21-355R Commuter Rail
two-thirds of the agencies across all transit modes are considering service cuts to close funding
gaps. In addition, 8 out of 10 large transit agencies that responded to the survey are considering
delaying, deferring, or cancelling planned capital projects. 18

As the pandemic continues, some commuter rail agencies are exploring new technologies to
help mitigate the spread of COVID-19 among their passengers and employees. For example,
New York’s Metropolitan Transportation Authority (MTA), which operates the Metro-North and
the Long Island Rail Road commuter rail systems, is piloting a new technology to filter and purify
air inside its trains to destroy airborne viruses and bacteria, including the virus that causes
COVID-19. An MTA official told us the new technology will improve the agency’s existing
filtration system for its trains and use an electrical field to destroy airborne viruses and
particulates.

Further, according to this MTA official, the new filtering and purifying system will have benefits
well after the COVID-19 pandemic is over as it can kill flu viruses and bacteria that cause
common illnesses. We previously reported that transit agencies have taken steps to help
mitigate the spread of COVID-19 among passengers and employees, including enhanced
cleaning and sanitation of vehicles, providing and requiring face masks, practicing social
distancing on vehicles, and suspending fare collection. 19 Transit agencies will likely have to
continue these types of measures while the pandemic persists and may choose to continue
some of these measures after the pandemic ends.

To help mitigate the economic impacts of the COVID-19 pandemic, some commuter rail
agencies have relied on relief funding through the 2020 CARES Act. 20 Twenty-seven of the 31
commuter rail agencies reported that they had used CARES Act funding as of October 2020. 21
According to APTA’s September 2020 survey of transit agencies, CARES Act funds allowed
agencies to maintain transit operations and helped limit employee furloughs. 22 We previously
reported that as of September 2020, 90 percent of CARES Act transit industry funds had been
obligated by recipients for operating expenses. 23

In the long term, commuter rail agencies may need to reassess their pre-pandemic service
levels. For example, officials at seven of the 10 commuter rail agencies we spoke with said
long-term shifts in commuting patterns, such as increased teleworking among former riders,
could affect their service long after the immediate effects of the pandemic are over. Accordingly,
it is unclear how the economic and quality-of-life benefits commuter rail service provides to
riders may change if lower levels of ridership persist.




18APTA, COVID-19 Pandemic Threatens Public Transit Jobs and Service (September 2020).


19GAO, COVID-19: Urgent Actions Needed to Better Ensure an Effective Federal Response, GAO-21-191

(Washington, D.C.: Nov. 30, 2020).
20Pub. L. No. 116-136, 134 Stat. at 599. Since passage of the CARES Act, the Consolidated Appropriations Act of

2021 has provided additional funding for commuter rail agencies. Pub. L. No. 116-260, 134 Stat. 1182 (2020).
21The CARES Act appropriated $25 billion to the FTA to support the transit industry through the FTA’s Urbanized

Area and Rural Area formula programs. Funds were allocated to recipients of those formula funds.
22APTA, COVID-19 Pandemic Threatens Public Transit Jobs and Service (September 2020).


23GAO-21-191.




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Agency Comments

We provided a draft of this report to the Department of Transportation for review and comment.
The Department of Transportation provided technical comments, which we incorporated as
appropriate.

                                         ____________


We are sending copies of this report to the appropriate congressional committees, the Secretary
of Transportation, and other interested parties. In addition, the report is available at no charge
on the GAO website at http://www.gao.gov.

If you or your staff have any questions about this report, please contact me at (202) 512-2834 or
vonaha@gao.gov. Contact points for our Offices of Congressional Relations and Public Affairs
may be found on the last page of this report. GAO staff who made major contributions to this
report include Brandon Haller (Assistant Director); Catherine Kim (Analyst in Charge);
Oluwaseun Ajayi; Melissa Greenaway; Dan Luo; John Mingus; Malika Rice; Laurel Voloder; and
Elizabeth Wood.




Andrew Von Ah
Director
Physical Infrastructure


Enclosures – 5




Page 10                                                               GAO-21-355R Commuter Rail
Enclosure I: Information on Transit and Commuter Rail Funding Programs

In response to a provision in the explanatory statement accompanying the Further Consolidated
Appropriations Act of 2020 for GAO to review issues related to commuter rail in less urbanized
communities, this enclosure identifies available sources of federal funding to support the
operation of commuter rail services. 24

Because commuter rail service is provided by some transit agencies that operate multiple
modes of transit, table 1 identifies the federal funding sources available to transit agencies for
all transit modes including commuter rail as of April 2020. 25 Other federal funding sources may
also benefit transit agencies, such as programs for freight railroads or for safety and security. 26
However, this table focuses on the federal sources that transit agencies generally use to fund
their transit capital and operating expenses. Some of these programs also require a local match.
The table is grouped by funding sources that can be used for operating expenses and other
available funding sources.

Table 2 provides a listing of the federal funds expended in fiscal year 2018 as reported by
transit agencies to the Federal Transit Administration’s (FTA) National Transit Database
(NTD). 27 The table includes 32 transit agencies that provide commuter rail services. 28 Many of
these agencies also provide additional transit services beyond commuter rail. Because NTD
reporting is done at the transit agency level, we are unable to identify what portion of the federal
funds were specifically spent on commuter rail projects as compared to other transit projects.
Additionally, the table includes a variety of information and it is important to note that:

    •    The table includes four FTA funding programs individually reported to NTD that can be
         used for commuter rail service (as described in table 1). In addition, the table includes a
         combined category of funds from other Department of Transportation (DOT) grant
         programs (such as the Federal Highway Administration’s Congestion Mitigation and Air
         Quality (CMAQ) program and the Transportation Investment Generating Economic
         Recovery (TIGER) discretionary program).
    •    The sources listed are not exhaustive of all federal funding received and expended by
         transit agencies in fiscal year 2018, given these transit agencies may also receive funds
         from other federal programs that are not eligible to be spent on commuter rail (e.g.,
         formula funds for buses and bus facilities).
    •    For the Urbanized Area and Rural Area Formula Grant Programs, transit agencies report
         to NTD whether the funds were expended for operating and maintenance costs or

24The Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2020, was

enacted as Division H of the Further Consolidated Appropriations Act, 2020, Pub. L. No. 116-94 (2019). The
explanatory statement accompanying that Act incorporated by reference Senate Report 116-109. GAO provided the
information contained in this enclosure to the House and Senate Committees on Appropriations to satisfy the 120-day
provision for GAO to review issues related to commuter rail in small and rural communities. 165 Cong. Rec. H11061,
H11454 (daily ed. Dec. 17, 2019) (explanatory statement submitted by Rep. Lowey, Chairwoman of the House
Committee on Appropriations, regarding H.R. 1865, Further Consolidated Appropriations Act, 2020).
25The listed federal funding sources do not include any funds made available to commuter rail or transit agencies by

the CARES Act, Pub. L. No. 116-136, 134 Stat. 281 (2020), and the Consolidated Appropriations Act, Pub. L. No.
116-260, 134 Stat. 1182 (2020).
26For example, Infrastructure for Rebuilding America grants and funding reserved for the deployment of positive train

control through the Consolidated Rail Infrastructure and Safety Improvements program.
27This was the most recent year of data available from FTA at the time of this analysis.

28These 32 transit agencies provide financial support to 31 commuter rail systems.




Page 11                                                                              GAO-21-355R Commuter Rail
       capital costs, but do not report on what mode of service a particular source of funds
       were spent. While the Rural Area Formula Grant Program can also be used for operating
       and maintenance costs, only the Delaware Transit Corporation reported using $189,147
       in fiscal year 2018 for that purpose.

Figure 2 shows the federal funding these transit agencies’ expended in fiscal year 2018 on
operating and maintenance costs compared to capital costs. We used transit agencies’ NTD
reporting to determine this breakdown.

Table 3 describes three different federal financing tools that may be used for commuter rail
projects, as of April 2020, in addition to the federal programs identified.

Table 4 lists sources of state and local funding that the National Conference of State
Legislatures and DOT identified that transit agencies may use to help fund their commuter rail
operations as of April 2020. Most transit agencies rely on additional funding sources beyond
federal programs.




Page 12                                                              GAO-21-355R Commuter Rail
    Table 1: Federal Funding Sources Available for Commuter Rail as of April 2020

                                                                                                                               Fiscal year
                                                                                                                               (FY) 2019
                                                                                               Type of       Allowable project funds              FY 2020 funds
Program                Description                                          Source of funds    allocation    types             available          available


Funding sources available for operating expenses
In general, the Federal Transit Administration (FTA) classifies operating expenses as costs necessary to operate, maintain, and manage a public transportation
system to include driver salaries, fuel, and other items with a useful life of less than one year.


FTA Urbanized Area     Funding for public transportation in urbanized        Highway Trust     Formula       Capital, planning,   $5.3 billion    $5.4 billion
Formula Grants         areas (UZA) with populations of 50,000 or more.       Fund                            job access and
(5307)                 Distribution factors are more complex if population                                   reverse commute,
                       is less than 200,000. Eligible recipients are states                                  operations.
                       or government authorities for one or more UZAs.
                       Operating assistance for commuter rail is limited to:
                       maintenance expenses; operating expenses in
                       UZAs under 200,000 people; and security
                       expenses (up to 1 percent of funds).

FTA Rural Area         Funding to states and Indian tribes for public         Highway Trust    Formula       Capital, planning,   $783 million    $797 million
Formula Program        transportation outside of urbanized areas,             Fund                           job access and       (includes Rural (includes Rural
(5311)                 specifically areas with populations less than                                         reverse commute,     Area Formula    Area Formula
                       50,000. Eligible applicants include states and                                        operations           Grants, Tribal  Grants, Tribal
                       Indian tribes. Eligible sub-recipients include a state                                                     Transit Formula Transit
                       or local government authority, a nonprofit                                                                 Grants, Tribal  Formula
                       organization, an operator of public transportation,                                                        Transit         Grants, Tribal
                       or intercity bus service that receives Federal transit                                                     Competitive     Transit
                       program grant funds indirectly through a recipient.                                                        Grants, and     Competitive
                                                                                                                                  Appalachian     Grants, and
                                                                                                                                  Program         Appalachian
                                                                                                                                  Grants)         Program
                                                                                                                                                  Grants)




        Page 13                                                                     GAO-21-355R Commuter Rail
                                                                                                                               Fiscal year
                                                                                                                               (FY) 2019
                                                                                               Type of      Allowable project funds           FY 2020 funds
Program               Description                                            Source of funds   allocation   types              available      available
Federal Highway       Funding for transportation projects and other          Highway Trust     Formula      Capital, emissions $2.4 billion   $2.5 billion
Administration        related efforts that contribute to air quality         Fund                           reduction,
(FHWA) Congestion     improvements and provide congestion relief in                                         operations,
Mitigation and Air    nonattainment or maintenance areas. Funds are                                         planning, and
Quality Improvement   distributed to states under the program. States that                                  project
(CMAQ) Program        have no such designated areas still receive a                                         development
                      minimum apportionment of funding for either air
                      quality projects or other elements of flexible
                      spending.

FTA Emergency         Funding provided to states, territories, and transit General Fund        N/A          Capital, operations Based on need Based on need
Relief Program        agencies after a federally-declared emergency or
                      disaster. Funding is given to public transportation
                      agencies that have experienced serious damage to
                      transit assets.

Other available funding sources

Department of         Funding awarded for surface transportation          General Fund         Competitive Capital, planning   $900 million   $1 billion
Transportation (DOT) projects that have a significant impact in local and
Better Utilizing      regional communities. Not more than 50 percent of
Investments to        FY 2019 funds could be awarded to projects in
Leverage              rural areas. In 2020, eligible applicants include
Development           state, local, and tribal governments, including
(BUILD)               transit agencies and other subdivisions of state or
Transportation Grants local governments.

                      Previously known as the DOT Transportation
                      Investment Generating Economic Recovery
                      (TIGER) discretionary grant program.




        Page 14                                                                    GAO-21-355R Commuter Rail
                                                                                                                                Fiscal year
                                                                                                                                (FY) 2019
                                                                                                Type of       Allowable project funds           FY 2020 funds
Program                Description                                        Source of funds       allocation    types             available       available
FHWA Surface           Funding to states and localities for projects that Highway Trust         Formula       Capital           $11.9 billion   $12.1 billion
Transportation Block   preserve and improve conditions on any federal-aid Fund
Grant Program          highway, bridges and tunnels on any public road
                       and transit capital projects, among other things.

FTA Capital            Funding to support the construction of new rail, bus General Fund        Competitive Capital              $2.5 billion   $2.0 billion
Investment Grant       rapid transit, and ferry systems, and to expand
Program (5309)         existing systems. Program includes four types of
                       projects: New Starts, Small Starts, Core Capacity,
                       and Interrelated Projects. States and local
                       government authorities are eligible recipients.

FTA State of Good      High Intensity Fixed Guideway funding distributes Highway Trust          Formula       Capital            $2.9 billion   $2.7 billion
Repair Grant           approximately 97 percent of the funds in this        Fund
Program (5337)         program for maintaining rail, bus rapid transit,
                       trolleybus, and ferry systems. High Intensity
                       Motorbus funding distributes approximately 3
                       percent of the funds in this program for bus service
                       operated in high-occupancy vehicle lanes.
                       FTA distributes funds to designated recipients in
                       UZAs according to a statutory formula. Eligible
                       recipients are states and local government
                       authorities in urbanized areas with fixed guideway
                       and high intensity motorbus systems in revenue
                       service for at least seven years.
        Source: GAO presentation of Congressional Research Service, DOT, FHWA, and FTA information. | GAO-21-355R




        Page 15                                                                     GAO-21-355R Commuter Rail
                                                    Table 2: Fiscal Year 2018 Federal Funds Expended by Transit Agency
                                                                                                                                                                               Funds
                                                                                   Federal Transit                                        FTA Urbanized       FTA Rural    received from
                                                                                    Agency (FTA)                                           Area Formula          Area          other
                                                                        State(s)       Capital                          FTA Urbanized     Grant Program        Formula     Department of
                                                                           in        Investment         FTA State of    Area Formula    (5307) - Operations     Grant      Transportation
                                        Associated commuter rail        service    Grant Program        Good Repair     Grant Program       (including         Program         grant
Transit agency                          system(s)                        area           (5309)         Program (5337)       (5307)         maintenance)         (5311)       programsa
Altamont Corridor Express (ACE)         ACE                               CA             —               $4,441,341      $3,808,018             —                 —              —
Capital Metropolitan Transportation
Authority                               MetroRail                         TX         $1,295,501          $3,240,983          —             $51,581,985            —          $7,097,321
Florida Department of Transportation    SunRail                           FL        $25,077,832              —            $883,000          $9,284,563            —              —
Central Puget Sound Regional
Transit Authority                       Sounder                           WA        $110,922,978        $13,442,514      $41,738,714            —                 —              —
                                        Shore Line East
Connecticut Department of               Metro-North Commuter Railroad   CT, NY
Transportation                          Company (New Haven Line)                         —                   —           $95,560,038       $11,776,549            —              —
Dallas Area Rapid Transit               Trinity Railway Express           TX         $7,180,734          $8,624,644      $62,834,835            —                 —          $6,141,272
                                        Southeastern Pennsylvania
                                        Transportation Authority        DE, NJ,
Delaware Transit Corporation            (SEPTA)                          PA           $884,935               —           $3,202,905         $5,295,400        $2,105,460         —
Denton County Transportation
Authority                               A-train                           TX             —                   —           $1,560,047         $2,778,978            —              —
Denver Regional Transportation
District (RTD)                          Denver RTD                        CO        $13,392,863         $16,809,391      $19,206,622       $66,523,738            —              —
                                        TEXRail
Fort Worth Transportation Authority     Trinity Railway Express           TX        $192,405,607             —           $13,884,188            —                 —              —
                                        Maryland Area Regional          DC, MD,
Maryland Transit Administration         Commuter (MARC) Train             WV         $4,585,648         $78,321,352     $110,220,251       $17,860,399            —              —
Massachusetts Bay Transportation
Authority (MBTA)                        MBTA                            MA, RI      $98,090,473         $71,761,708     $152,818,631            —                 —              —
Metro Transit                           Northstar                        MN          $2,237,302          $5,335,874      $27,333,343       $19,787,047            —              —
Metro-North Commuter Railroad           Metro-North Commuter Railroad   CT, NJ,
Company                                 Company                          NY          $9,151,692              —           $43,355,235            —                 —          $1,712,301
Metropolitan Transportation Authority
(MTA)                                   Long Island Rail Road (LIRR)      NY        $66,151,001              —           $48,504,687            —                 —          $1,419,599
                                        NJ TRANSIT
New Jersey Transit Corporation (NJ      Metro-North Commuter Railroad   NJ, NY,
TRANSIT)                                Company                           PA        $115,247,179        $196,755,625         —             $409,024,742           —              —
                                        COASTER
North County Transit District           SPRINTER                          CA          $312,179          $14,174,830      $4,847,352        $11,422,652        $424,310           —
Northeast Illinois Regional Commuter    Metropolitan Rail Corporation
Railroad Corporation                    (Metra)                            IL        $5,611,450         $75,880,927      $61,105,003            —                 —              —
Northern Indiana Commuter
Transportation District                 South Shore Line                 IN, IL          —              $10,959,033          —              $5,588,738            —              —




           Page 16                                                                                   GAO-21-355R Commuter Rail
                                                    Table 2: Fiscal Year 2018 Federal Funds Expended by Transit Agency
                                                                                                                                                                                                  Funds
                                                                                         Federal Transit                                                 FTA Urbanized         FTA Rural      received from
                                                                                          Agency (FTA)                                                    Area Formula            Area            other
                                                                            State(s)         Capital                              FTA Urbanized          Grant Program          Formula       Department of
                                                                               in          Investment          FTA State of       Area Formula         (5307) - Operations       Grant        Transportation
                                        Associated commuter rail            service      Grant Program         Good Repair        Grant Program            (including           Program           grant
Transit agency                          system(s)                            area             (5309)          Program (5337)          (5307)              maintenance)           (5311)         programsa
Northern New England Passenger                                              MA, ME,
Rail Authority                          Downeaster                            NH                —               $5,617,416           $6,088,017                 —                   —              $2,068,274
Peninsula Corridor Joint Powers
Board                                   Caltrain                               CA          $116,323,453         $26,576,240         $33,704,018                 —                   —               $179,844
Pennsylvania Department of
Transportation                          Keystone Line                        NY, PA         $7,201,124           $202,740            $2,935,762                 —                   —                  —
Regional Transportation Authority       WeGo Star                              TN               —                    —               $3,357,183            $3,202,706               —                  —
                                        New Mexico Rail Runner
Rio Metro Regional Transit District     Express                                NM            $135,632           $4,022,302           $1,081,432            $9,008,994           $975,686           $2,853,711
Riverside County Transportation
Commission                              Metrolink                              CA               —                    —                   —                      —                   —                  —
Sonoma-Marin Area Rail Transit
(SMART) District                        SMART                                  CA           $6,224,263               —               $3,102,133                 —                   —                $2,280
South Florida Regional
Transportation Authority                Tri-Rail                               FL            $739,331           $16,689,605          $6,936,151            $11,515,931              —              $4,000,000
Southeastern Pennsylvania                                                    DE, NJ,
Transportation Authority (SEPTA)        SEPTA                                 PA           $13,203,030          $39,368,967        $150,046,085            $74,749,993              —                  —
Southern California Regional Rail
Authority
                                        Metrolink                              CA           $4,580,050          $32,751,263              —                      —                   —              $3,914,911
Tri-County Metropolitan
Transportation District of Oregon       Westside Express Service               OR               —               $37,521,137           $209,864             $78,344,658              —               $24,000
Utah Transit Authority                  FrontRunner                            UT          $20,621,158          $14,435,858         $44,419,452                 —                   —              $7,741,606
Virginia Railway Express (VRE)          VRE                                  DC, VA          $753,728           $6,412,194           $7,815,892            $9,767,388               —               $172,656
Total                                                                                      $822,329,143        $683,345,944        $950,558,858           $797,514,461         $3,505,456          $37,327,775

           Legend: — = Transit agency did not expend fiscal year 2018 funds for this program.

           Source: GAO analysis of Department of Transportation and National Transit Database data. | GAO-21-355R

           Note: The sources listed are not exhaustive of all federal funding received and expended by transit agencies in fiscal year 2018, since these transit agencies may also receive funds
           from other federal programs that are not eligible to be spent on commuter rail (e.g., formula funds for buses and bus facilities).

           a
             This combined category of funds includes other Department of Transportation grant programs including the Federal Highway Administration’s Congestion Mitigation and Air Quality
           (CMAQ) program and the Transportation Investment Generating Economic Recovery (TIGER) discretionary program.




           Page 17                                                                                         GAO-21-355R Commuter Rail
Figure 2: Fiscal Year 2018 Federal Funds Expended (All Transit Modes, Including Commuter Rail)




Page 18                                                                    GAO-21-355R Commuter Rail
   Table 3: Federal Financing Tools for Commuter Rail as of April 2020

 Program                                     Description                                                                                Allowable project types
 DOT Transportation Infrastructure Finance   Credit assistance for transportation projects of regional and national significance.       Rehabilitation, capital, and planning.
 and Innovation Act (TIFIA)
                                             Offers three types of financial assistance: direct loans, loan guarantees, and standby
                                             lines of credit.
 DOT Railroad Rehabilitation and             Direct loans and loan guarantees to finance the development of railroad infrastructure.    Rehabilitation, capital, planning, and
 Improvement Financing (RRIF)                                                                                                           refinancing.
 DOT Private Activity Bonds (PAB)            Government-issued tax-exempt bonds used to finance certain projects that would             Any surface transportation project receiving
                                             otherwise be classified as “private activities.” May also be issued for public             federal assistance under Title 23 of the
                                             transportation projects that receive TIFIA assistance.                                     U.S. Code, deals with highways and
                                                                                                                                        infrastructure finance.
   Source: GAO presentation of Department of Transportation information. | GAO-21-355R




   Table 4: State and Local Funding Sources for Commuter Rail as of April 2020

Funding source                                    Description
Motor Fuel Tax                                    Tax levied on gasoline and diesel motor fuel. Commonly distributed via a state transportation fund for public transportation
                                                  and infrastructure.
Dedicated Specific Fees/Taxes                     Direct fee or tax for public transportation, such as a percentage of new motor vehicle registration fees, motor vehicle sales
                                                  tax revenues, value capture mechanisms such as land or property value assessments in station catchment areas, or rental
                                                  car taxes.
State Transportation Fund                         Dedicated fund for transportation. Funding may be restricted for use on highways and roads, or a percentage may be
                                                  dedicated to public transportation. May be funded from a variety of sources, such as sales taxes, motor fuel taxes, or
                                                  specific fees.
State General Fund                                General funds are not dedicated by law to a specific purpose, and may be allocated by a state legislature for transportation
                                                  purposes. May be funded through a variety of sources, including property, income, business, and sales taxes.
Regional Transportation Authorities               Political subdivisions of states that can combine efforts of multiple municipalities. Some regional transportation authorities
                                                  have taxing authority to fund public transportation in the combined area.
State and Local Bonds                             Debt financing tool consisting of a state’s or locality’s obligation that can be used to finance transportation projects.
   Source: GAO presentation of information from the Department of Transportation and the National Conference of State Legislatures. | GAO-21-355R




   Page 19                                                                             GAO-21-355R Commuter Rail
Enclosure II: Commuter Rail Agencies and Stakeholders Interviewed



Selected Commuter Rail Agencies

FrontRunner – Utah

Maryland Area Regional Commuter (MARC) Train – Maryland, Washington, D.C.

Metrolink – California

Metro-North Commuter Railroad Company – New York

MetroRail – Texas

New Mexico Rail Runner Express – New Mexico

Northstar – Minnesota

Sonoma-Marin Area Rail Transit (SMART) – California

Sounder – Washington

WeGo Star – Tennessee




Stakeholders

American Public Transportation Association - National industry association for transit

Austin Chamber of Commerce - Business organization in MetroRail’s service area

City of Windsor - Local city government in SMART’s service area

MARC Riders Advisory Committee - Ridership group representing MARC

Metropolitan Transportation Commission (MTC) - Metropolitan planning organization for SMART’s
service area

Santo Domingo Tribal Housing Authority - Community organization in New Mexico Rail Runner Express’
service area




Page 20                                                              GAO-21-355R Commuter Rail
Enclosure III: Commuter Rail Systems in the United States


Table 5: Information on Commuter Rail Systems in the United States as of December 2020 (Listed Alphabetically)



                                                                                                                               Total
                                                                        Year       Only                                  passenger
                                                        State(s) in   open to    operates          Number         Total boardings
Commuter rail         Transit          Primary           service       public   commuter Number          of directional (fiscal year
system                agency           service area        area       service      rail   of lines stations route miles       2019)
Altamont Corridor                      Stockton-San     CA             1998        ✓              1      10         172    1,506,183
Express (ACE)         ACE              Jose, CA
                      Denton County Denton              TX             2011        ✗              1       6         42.6    387,466
                      Transportation County, TX
A-train               Authority
                      Peninsula        San Francisco-   CA             1992        ✓              1      32        154.6 17,662,773
                      Corridor Joint   San Jose-
Caltrain              Powers Board Gilroy, CA
COASTER               North County     San Diego        CA             1995        ✗              1       8         82.2   1,408,677
                      Transit District County, CA
Denver Regional                        Denver, CO       CO             2016        ✗              3      16         70.6   9,711,377
Transportation
District (RTD)        Denver RTD
                      Northern New     Brunswick,       MA, ME,        2001        ✓              1      12        287.6    543,632
                      England          ME-Portland,     NH
                      Passenger Rail   ME-Boston,
                      Authority /      MA
Downeaster            Amtrak
                                       Ogden-Salt       UT             2008        ✗              1      15         163    5,193,880
                      Utah Transit     Lake City-
FrontRunner           Authority        Provo, UT
                      Pennsylvania     Harrisburg-      NY, PA         1972        ✓              1      21        144.4   1,299,773
                      Department of    Philadelphia,
                      Transportation   PA
Keystone Line         / Amtrak
                      Metropolitan     New York City- NY               1834        ✓            11      125        320.4 91,105,137
                      Transportation   Long Island,
Long Island Rail      Authority        NY
Road (LIRR)           (MTA) LIRR
                                       Martinsburg,     DC, MD,        1983        ✗              3      42        197.7   9,106,885
                                       WV-Frederick,    WV
                                       MD-Perryville,
Maryland Area                          MD-Baltimore,
Regional              Maryland         MD-
Commuter              Transit          Washington,
(MARC) Train          Administration   D.C.
Massachusetts                          Boston, MA       MA, RI         1964        ✗            14      140        776.1 29,444,876
Bay
Transportation
Authority (MBTA)      MBTA
                      Southern         Southern CA-     CA             1992        ✓              7      62         538 11,935,362
                      California       Los Angeles,
                      Regional Rail    CA
Metrolink             Authority




            Page 21                                                                          GAO-21-355R Commuter Rail
                                                                                                                                 Total
                                                                          Year       Only                                  passenger
                                                          State(s) in   open to    operates          Number         Total boardings
Commuter rail         Transit            Primary           service       public   commuter Number          of directional (fiscal year
system                agency             service area        area       service      rail   of lines stations route miles       2019)
                  Metropolitan           New York City- CT, NJ,          1983        ✗              5     123        545.7 86,620,370
                  Transportation         North and East NY
Metro-North       Authority              NY
Commuter          (MTA)
Railroad Company Metro-North
                  Northeast              Chicago, IL      IL             1983        ✓            11      243         975 61,000,000
                  Illinois
                  Regional
Metropolitan Rail Commuter
Corporation       Railroad
(Metra)           Corporation
                  Capital                Austin, TX       TX             2010        ✗              1       9         64.2    708,914
                  Metropolitan
                  Transportation
MetroRail         Authority
                      Rio Metro          Albuquerque-     NM             2006        ✗              1      15        193.1    763,428
New Mexico Rail       Regional           Santa Fe, NM
Runner Express        Transit District
                      New Jersey         New Jersey-    NJ, NY,          1983        ✗            11      153      1001.8 79,511,993
                      Transit            New York City, PA
NJ TRANSIT            Corporation        NY
                                         Big Lake-        MN             2009        ✗              1       7         77.9    767,767
                                         Minneapolis,
Northstar             Metro Transit      MN
                      Connecticut        New Haven-       CT, NY         1990        ✗              1       9        101.2    430,949
                      Department of      New London,
Shore Line East       Transportation     CT
Sonoma-Marin                         Sonoma and           CA             2017        ✓              1      12         90.1    716,849
Area Rail Transit                    Marin
(SMART)               SMART District Counties, CA
                      Central Puget      Lakewood-        WA             2000        ✗              1      12        163.8   4,612,244
                      Sound              Seattle-
                      Regional           Everett, WA
                      Transit
Sounder               Authority
                      Northern           South Bend,      IN, IL         1903        ✓              1      19        179.8   3,283,603
                      Indiana            IN-Chicago, IL
                      Commuter
                      Transportation
South Shore Line      District
Southeastern                             Philadelphia,    DE, NJ,        1983        ✗            13      155        446.9 34,730,055
Pennsylvania                             PA               PA
Transportation
Authority (SEPTA) SEPTA
                      North County       Escondido-    CA                2008        ✗              1      15          44    2,408,961
SPRINTER              Transit District   Oceanside, CA
                      Florida            Central FL-      FL             2014        ✗              1      16          49    1,469,654
                      Department of      Orlando, FL
SunRail               Transportation
                      Fort Worth         Dallas-Fort      TX             2019        ✗              1       9         52.3    407,418
                      Transportation     Worth, TX
TEXRail               Authority




            Page 22                                                                            GAO-21-355R Commuter Rail
                                                                                                                               Total
                                                                        Year       Only                                  passenger
                                                        State(s) in   open to    operates          Number         Total boardings
Commuter rail        Transit          Primary            service       public   commuter Number          of directional (fiscal year
system               agency           service area         area       service      rail   of lines stations route miles       2019)
Trinity Railway      Dallas Area      Dallas-Fort       TX             1996        ✗              1      10          34    1,808,772
Express (TRE)        Rapid Transit    Worth, TX
                     South Florida    Miami-Dade        FL             1989        ✗              1      18        142.2   4,465,750
                     Regional         Counties, FL
                     Transportation
Tri-Rail             Authority
                                      Northern VA-      DC, VA         1992        ✓              2      19        173.6   4,477,266
Virginia Railway                      Washington,
Express (VRE)        VRE              D.C.
                     Regional         Nashville, TN     TN             2006        ✗              1       7         62.8    289,524
                     Transportation
WeGo Star            Authority
                     Tri-County       Wilsonville-  OR                 2009        ✗              1       5         29.2    374,044
                     Metropolitan     Beaverton, OR
                     Transportation
Westside Express     District of
Service (WES)        Oregon
 Legend: ✓ = yes; ✗ = no


 Source: GAO analysis of commuter rail agency data. | GAO-21-355R




           Page 23                                                                           GAO-21-355R Commuter Rail
Enclosure IV: U.S. Commuter Rail System Snapshots

We created snapshots for 31 commuter rail systems in the United States (see figure 3). We requested
and analyzed data and other information from the 31 systems, including their fiscal year 2019 funding
information, station location data, and total passenger boardings by station, if available. 29 In addition, we
compiled capital and operating cost data for each system using the Federal Transit Administration’s
National Transit Database. Where needed to ensure data consistency, we used data provided by
officials from the commuter rail system in place of the National Transit Database’s numbers for cost
information, as noted in each system’s profile. We used these data to create a snapshot profiling each
commuter rail system, which includes a map showing the location of each of the system’s stations and
the relative population density of its service area.
Figure 3: Map of the 31 Commuter Rail Systems in the United States




29There were seven commuter rail systems that were not able to provide us with annual passenger boarding data at the station

level. The data that were provided by these systems are noted below in their respective snapshot.

Page 24                                                                            GAO-21-355R Commuter Rail
         ACE
         California

  Summary Statistics          System Description
     Number of Stations: 10   Altamont Corridor Express (ACE) is a commuter rail system that began operation
     Number of Lines: 1       in 1998. With 10 stations, ACE provides service between Stockton and San Jose,
     Total Directional        California. ACE provides service to less urbanized areas in Tracy and Livermore,
     Route Miles: 172         California. ACE only operates commuter rail service. In fiscal year 2019, ACE reported
                              receiving the majority of its funding (39.9 percent) from state taxes and government.
     Fiscal Year 2019         It also received 23.9 percent of its funding that year from local taxes and government.
     Capital Costs:           The COVID-19 pandemic significantly affected ACE’s ridership as shown in the figure
     $28,522,088a             below. For example, our analysis of the National Transit Database showed that ACE’s
     Operating Costs:         passenger boardings dropped 89 percent when comparing September 2020 to the
     $27,179,533a             same month the previous year.
     Total Passenger
     Boardings: 1,506,183
                                                a
                                                    Capital and operating cost information provided by Altamont Corridor Express.

Funding Sources (Fiscal Year 2019)                          Passenger Boardings (2018-2020)




System Map




                                                           25                                             GAO-21-355R | COMMUTER RAIL
         A-Train
         Texas

  Summary Statistics         System Description
     Number of Stations: 6   A-Train is a commuter rail system that began operation in 2011 by the Denton County
     Number of Lines: 1      Transportation Authority (DCTA). With six stations, DCTA connects multiple cities in
     Total Directional       Denton County, Texas. A-Train provides service to less urbanized areas in Lewisville,
     Route Miles: 42.6       Texas. In addition to commuter rail, DCTA also operates fixed-route bus and
                             paratransit services. In fiscal year 2019, A-Train reported receiving the majority of its
     Fiscal Year 2019        funding (87.4 percent) from local taxes and government. It also received 7.8 percent
     Capital Costs:          of its funding that year from federal government sources. The COVID-19 pandemic
     $3,588,140              greatly affected A-Train’s ridership as shown in the figure below. For example, our
     Operating Costs:        analysis of the National Transit Database showed that A-Train’s passenger boardings
     $15,446,441             dropped 77 percent when comparing September 2020 to the same month the
     Total Passenger         previous year.
     Boardings: 387,466



Funding Sources (Fiscal Year 2019)                       Passenger Boardings (2018-2020)




System Map




                                                       26                                         GAO-21-355R | COMMUTER RAIL
         Caltrain
         California

  Summary Statistics          System Description
     Number of Stations: 32   Caltrain is a commuter rail system that began operation in 1992 by the Peninsula
     Number of Lines: 1       Corridor Joint Powers Board. With 32 stations, Caltrain provides service between
     Total Directional        San Francisco, San Jose, and Gilroy, California. Caltrain provides service to less
     Route Miles: 154.6       urbanized areas such as Gilroy and San Martin, California. Caltrain only operates
                              commuter rail service. In fiscal year 2019, Caltrain reported receiving the largest
     Fiscal Year 2019         percentage of its funding (35 percent) from state taxes and government. By contrast, it
     Capital Costs:           received less than 2 percent of its funding that year from local taxes and government.
     $416,764,342             The COVID-19 pandemic significantly affected Caltrain’s ridership and fare revenue
     Operating Costs:         which funds nearly 80 percent of Caltrain’s operating costs, according to the agency.
     $136,256,800             As shown in the figure below, Caltrain’s passenger boardings dropped 94 percent
     Total Passenger          when comparing September 2020 to the same month the previous year, based on our
     Boardings: 17,662,773    analysis of the National Transit Database.



Funding Sources (Fiscal Year 2019)                       Passenger Boardings (2018-2020)




System Map




                                                        27                                       GAO-21-355R | COMMUTER RAIL
         COASTER
         California

  Summary Statistics         System Description
     Number of Stations: 8   COASTER is a commuter rail system that began operation in 1995 by the North
     Number of Lines: 1      County Transit District. With eight stations, COASTER provides service to multiple
     Total Directional       cities in San Diego County, California. In addition to commuter rail, North County
     Route Miles: 82.2       Transit District also operates light rail, fixed-route bus, and paratransit services. In
                             fiscal year 2019, COASTER reported receiving the largest percentage of its funding
     Fiscal Year 2019        (42.7 percent) from local taxes and government. It also received 27.9 and 29.3
     Capital Costs:          percent respectively of its funding that year from passenger fares and other agency-
     $19,113,000a            generated revenue, and federal government sources. The COVID-19 pandemic
     Operating Costs:        significantly affected COASTER’s ridership as shown in the figure below. For example,
     $19,969,000a            our analysis of the National Transit Database showed that COASTER’s passenger
     Total Passenger         boardings dropped 91 percent when comparing September 2020 to the same month
     Boardings: 1,408,677    the previous year.
                                               a
                                                   Capital and operating cost information provided by North County Transit District.

Funding Sources (Fiscal Year 2019)                          Passenger Boardings (2018-2020)




System Map




                                                          28                                              GAO-21-355R | COMMUTER RAIL
         Denver RTD
         Colorado

  Summary Statistics          System Description
     Number of Stations: 16   Denver Regional Transportation District (RTD) is a commuter rail system that
     Number of Lines: 3       began operation in 2016 by the RTD. With 16 stations across its three lines,
     Total Directional        Denver RTD connects multiple cities to Denver, Colorado. In addition to commuter
     Route Miles: 70.6        rail, RTD also operates light rail, fixed-route bus, and paratransit services. In
                              fiscal year 2019, RTD reported receiving the majority of its funding (63.5 percent)
     Fiscal Year 2019         from local taxes and government. It also received 14.5 percent of its funding that
     Capital Costs:           year from federal government sources. The COVID-19 pandemic greatly affected
     $304,186,150             Denver RTD’s ridership as shown in the figure below. For example, our analysis
     Operating Costs:         of the National Transit Database showed that Denver RTD’s passenger boardings
     $80,196,126              dropped 62 percent when comparing September 2020 to the same month the
     Total Passenger          previous year.
     Boardings: 9,711,377



Funding Sources (Fiscal Year 2019)                     Passenger Boardings (2018-2020)




System Map




                                                      29                                      GAO-21-355R | COMMUTER RAIL
         Downeaster
         Maine, Massachusetts, and New Hampshire

  Summary Statistics          System Description
     Number of Stations: 12   Downeaster is a commuter rail system that began operation in 2001 by the Northern
     Number of Lines: 1       New England Passenger Rail Authority, and is operated by Amtrak. With 12 stations,
     Total Directional        Downeaster connects multiple cities in Maine and New Hampshire to Boston,
     Route Miles: 287.6       Massachusetts. Downeaster provides service to less urbanized areas such as
                              Freeport, and Wells, Maine. Downeaster only operates commuter rail service. In fiscal
     Fiscal Year 2019         year 2019, Downeaster reported receiving the majority of its funding (51.2 percent)
     Capital Costs:           from passenger fares and other agency-generated revenues. It also received 9.8
     $3,334,923               percent of its funding that year from state taxes and government. The COVID-19
     Operating Costs:         pandemic significantly affected Downeaster’s ridership as shown in the figure below.
     $23,056,079              For example, our analysis of the National Transit Database showed that Downeaster’s
     Total Passenger          passenger boardings dropped 82 percent when comparing September 2020 to the
     Boardings: 543,632       same month the previous year.



Funding Sources (Fiscal Year 2019)                      Passenger Boardings (2018-2020)




System Map




                                                       30                                      GAO-21-355R | COMMUTER RAIL
         FrontRunner
         Utah

  Summary Statistics          System Description
     Number of Stations: 15   FrontRunner is a commuter rail line that began operation in 2008 by the Utah Transit
     Number of Lines: 1       Authority. With 15 stations, FrontRunner connects Provo and Ogden to Salt Lake City,
     Total Directional        Utah. FrontRunner provides service to less urbanized areas between these cities,
     Route Miles: 163         such as Farmington, Utah. In addition to commuter rail, the Utah Transit Authority also
                              operates light rail, fixed-route bus, bus rapid transit, and paratransit services. In fiscal
     Fiscal Year 2019         year 2019, FrontRunner reported receiving the majority of its funding (57.1 percent)
     Capital Costs:           from local taxes and government. It also received almost a quarter of its funding that
     $8,932,406               year from passenger fares and other agency-generated revenue. The COVID-19
     Operating Costs:         pandemic greatly affected FrontRunner’s ridership as shown in the figure below. For
     $44,291,302              example, our analysis of the National Transit Database showed that FrontRunner’s
     Total Passenger          passenger boardings dropped 73 percent when comparing September 2020 to the
     Boardings: 5,193,880     same month the previous year.



Funding Sources (Fiscal Year 2019)                        Passenger Boardings (2018-2020)




System Map




                                                         31                                          GAO-21-355R | COMMUTER RAIL
         Keystone Line
         Pennsylvania and New York

  Summary Statistics          System Description
     Number of Stations: 21   The Keystone Line is a commuter rail system that began operation in 1972 with support from the
     Number of Lines: 1       Pennsylvania Department of Transportation, and is operated by Amtrak. With 21 stations, the
     Total Directional        Keystone Line connects Harrisburg, Pennsylvania, to Philadelphia, Pennsylvania, and New York
     Route Miles: 144.4       City, New York. The Keystone Line provides service to less urbanized areas such as Parkesburg
                              and Mount Joy, Pennsylvania. The Keystone Line only operates commuter rail service. In fiscal
     Fiscal Year 2019         year 2019, the Keystone Line reported receiving the largest percentage of its funding (47.4
     Capital Costs:           percent) from passenger fares and other agency-generated revenue. It also received 34.3 percent
     $37,660,512              of its funding that year from state taxes and government. The COVID-19 pandemic significantly
     Operating Costs:         affected the Keystone Line’s ridership as shown in the figure below. For example, our analysis of
     $48,600,722              the National Transit Database showed that the Keystone Line’s passenger boardings dropped 90
     Total Passenger          percent when comparing September 2020 to the same month the previous year.
     Boardings: 1,299,773                         Note: The data reported for the Keystone Line reflects the portion of the line
                                                  located in Pennsylvania, with the exception of the total number of stations and
                                                  fiscal year 2019 operating costs.

Funding Sources (Fiscal Year 2019)                         Passenger Boardings (2018-2020)




System Map




                                                          32                                              GAO-21-355R | COMMUTER RAIL
         Long Island Rail Road
         New York

  Summary Statistics           System Description
     Number of Stations: 125   Long Island Rail Road (LIRR) is a commuter rail system that was chartered in 1834 and
     Number of Lines: 11       is now operated as a subsidiary of the New York Metropolitan Transportation Authority.
     Total Directional         With 125 stations across its 11 lines, the LIRR connects New York City to Long Island,
     Route Miles: 320.4        New York. The LIRR provides service to less urbanized areas of New York along its
                               Montauk and Ronkonkoma lines. The LIRR only operates commuter rail service. In fiscal
     Fiscal Year 2019          year 2019, the LIRR reported receiving the majority of its funding (51.4 percent) from
     Capital Costs:            passenger fares and other agency-generated revenue. The remaining 48.6 percent of its
     $1,305,856,724            funding that year was from the Metropolitan Transportation Authority, which distributes all
     Operating Costs:          federal, state, and local funds to the LIRR. The COVID-19 pandemic greatly affected the
     $1,507,026,548            LIRR’s ridership as shown in the figure below. For example, our analysis of the National
     Total Passenger           Transit Database showed that the LIRR’s passenger boardings dropped 71 percent when
     Boardings: 91,105,137     comparing September 2020 to the same month the previous year.



Funding Sources (Fiscal Year 2019)                         Passenger Boardings (2018-2020)




System Map




                                                          33                                          GAO-21-355R | COMMUTER RAIL
         MARC
         Maryland, Washington, D.C., and West Virginia

  Summary Statistics          System Description
     Number of Stations: 42   Maryland Area Regional Commuter (MARC) train is a commuter rail system that began operation in
     Number of Lines: 3       1983 by the Maryland Transit Administration. With 42 stations across its three lines, MARC connects
     Total Directional        multiple cities such as Martinsburg, West Virginia, Baltimore, Maryland, and Washington, D.C. MARC
     Route Miles: 197.7       provides service to less urbanized areas in Brunswick, Maryland, and Harpers Ferry and Duffields,
                              West Virginia. In addition to commuter rail, the Maryland Transit Administration also operates heavy
     Fiscal Year 2019         rail, light rail, fixed-route bus, and paratransit services. In fiscal year 2019, MARC reported receiving
     Capital Costs:           the majority of its funding (64.4 percent) from Maryland’s State Transportation Trust Fund, which
     $73,673,612              includes various transportation taxes and fees (except tolls). The remainder of MARC’s funding was
     Operating Costs:         from passenger fares and other agency-generated revenue. The COVID-19 pandemic significantly
     $165,458,115             affected MARC’s ridership as shown in the figure below. For example, our analysis of the National
     Total Passenger          Transit Database showed that MARC’s passenger boardings dropped 90 percent when comparing
     Boardings: 9,106,885     September 2020 to the same month the previous year.



Funding Sources (Fiscal Year 2019)                            Passenger Boardings (2018-2020)




System Map




                                                             34                                               GAO-21-355R | COMMUTER RAIL
         MBTA
         Massachusetts and Rhode Island

  Summary Statistics           System Description
     Number of Stations: 140   Massachusetts Bay Transportation Authority (MBTA) Commuter Rail is a system that began
     Number of Lines: 14       operation in 1964. With 140 stations across its 14 lines, MBTA Commuter Rail connects
     Total Directional         multiple cities to Boston, Massachusetts. MBTA Commuter Rail provides service to less
     Route Miles: 776.1        urbanized areas such as Shirley and Lakeville, Massachusetts. In addition to commuter
                               rail, MBTA also operates heavy rail, light rail, fixed-route bus, bus rapid transit, ferry, and
     Fiscal Year 2019          paratransit services. In fiscal year 2019, MBTA Commuter Rail reported receiving the
     Capital Costs:            largest percentage of its funding (47 percent) from passenger fares and other agency-
     $344,230,880              generated revenue. It also received 38.7 percent of its funding that year from state taxes
     Operating Costs:          and government. The COVID-19 pandemic significantly affected MBTA Commuter Rail’s
     $384,352,038              ridership as shown in the figure below. For example, our analysis of the National Transit
     Total Passenger           Database showed that MBTA Commuter Rail’s passenger boardings dropped 75 percent
     Boardings: 29,444,876     when comparing September 2020 to the same month the previous year.



Funding Sources (Fiscal Year 2019)                          Passenger Boardings (2018-2020)




System Map




                                                           35                                          GAO-21-355R | COMMUTER RAIL
         Metra
         Illinois

  Summary Statistics           System Description
     Number of Stations: 243   Metra is a commuter rail system that began operation in 1983 by the Commuter Rail
     Number of Lines: 11       Division of the Regional Transportation Authority and its operating corporation, Northeast
     Total Directional         Illinois Regional Commuter Rail Corporation. With 243 stations across its 11 lines, Metra
     Route Miles: 975          connects multiple cities to Chicago, Illinois. Metra provides service to less urbanized areas
                               such as Elburn, Harvard, and Manhattan, Illinois. The Northeast Illinois Regional Commuter
     Fiscal Year 2019          Rail Corporation only operates commuter rail service. In fiscal year 2019, Metra reported
     Capital Costs:            receiving the largest percentage of its funding (44 percent) from local taxes and government.
     $306,118,698              It also received 43.4 percent of its funding that year from passenger fares and other agency-
     Operating Costs:          generated revenue. The COVID-19 pandemic significantly affected Metra’s ridership as
     $782,173,784              shown in the figure below. For example, our analysis of the National Transit Database
     Total Passenger           showed that Metra’s passenger boardings dropped 88 percent when comparing September
     Boardings: 61,000,000     2020 to the same month the previous year.



Funding Sources (Fiscal Year 2019)                          Passenger Boardings (2018-2020)




System Map




                                                          36                                           GAO-21-355R | COMMUTER RAIL
         Metrolink
         California

  Summary Statistics          System Description
     Number of Stations: 62   Metrolink is a commuter rail system that began operation in 1992 by the Southern
     Number of Lines: 7       California Regional Rail Authority. With 62 stations across its seven lines, Metrolink
     Total Directional        connects six counties throughout Southern California. Metrolink provides service to less
     Route Miles: 538         urbanized areas in Acton, Jurupa Valley/Pedley and Perris, California. Metrolink only
                              operates commuter rail service. In fiscal year 2019, Metrolink reported receiving the
     Fiscal Year 2019         majority of its funding (48.1 percent) from Southern California Regional Rail Authority
     Capital Costs:           Member Agency contributions which includes five participating county transportation
     $82,871,396              commissions. By contrast, it received only 11.2 percent of its funding that year from
     Operating Costs:         federal government sources. The COVID-19 pandemic significantly affected Metrolink’s
     $243,009,658             ridership as shown in the figure below. For example, our analysis of the National Transit
     Total Passenger          Database showed that Metrolink’s passenger boardings dropped 82 percent when
     Boardings: 11,935,362    comparing September 2020 to the same month the previous year.



Funding Sources (Fiscal Year 2019)                       Passenger Boardings (2018-2020)




System Map




                                                        37                                       GAO-21-355R | COMMUTER RAIL
         Metro-North
         New York, New Jersey, and Connecticut

  Summary Statistics           System Description
     Number of Stations: 123   Metro-North is a commuter rail system that began operation in 1983 and is a subsidiary of the New York
     Number of Lines: 5        Metropolitan Transportation Authority (MTA). With 123 stations across its five lines, Metro-North primarily
                               connects New York City with communities to the northwest, north, and east including in Connecticut, where
     Total Directional
     Route Miles: 545.7        it operates commuter rail service under contract for the Connecticut Department of Transportation. Metro-
                               North provides service to less urbanized areas of New York and Connecticut along its Hudson, Harlem, New
     Fiscal Year 2019          Haven, and Port Jervis lines. In addition to commuter rail, Metro-North also operates fixed-route bus and
     Capital Costs:            ferry services. In fiscal year 2019, Metro-North reported receiving the majority of its funding (56.9 percent)
     $566,998,073              from passenger fares and other agency-generated revenue. It also received the remaining 43.1 percent of
     Operating Costs:          its funding that year from MTA and Connecticut Department of Transportation distributions. The COVID-19
     $1,257,847,085            pandemic significantly affected Metro-North’s ridership as shown in the figure below. For example, our
     Total Passenger           analysis of the National Transit Database showed that Metro-North’s passenger boardings dropped 82
     Boardings: 86,620,370     percent when comparing September 2020 to the same month the previous year.




Funding Sources (Fiscal Year 2019)                              Passenger Boardings (2018-2020)




System Map




                                                               38                                                 GAO-21-355R | COMMUTER RAIL
         MetroRail
         Texas

  Summary Statistics         System Description
     Number of Stations: 9   MetroRail is a commuter rail system that began operation in 2010 by the Capital
     Number of Lines: 1      Metropolitan Transportation Authority. With nine stations, MetroRail provides service
     Total Directional       in and around Austin, Texas. MetroRail provides service to less urbanized areas in
     Route Miles: 64.2       Leander, Texas. In addition to commuter rail, Capital Metropolitan Transportation
                             Authority also operates fixed-route bus, bus rapid transit, and paratransit services. In
     Fiscal Year 2019        fiscal year 2019, MetroRail reported receiving the majority of its funding (87.5 percent)
     Capital Costs:          from state taxes and government, and only 2.1 percent of its funding from passenger
     $51,792,122             fares and other agency-generated revenue. The COVID-19 pandemic greatly affected
     Operating Costs:        MetroRail’s ridership as shown in the figure below. For example, our analysis of the
     $19,319,510             National Transit Database showed that MetroRail’s passenger boardings dropped 71
     Total Passenger         percent when comparing September 2020 to the same month the previous year.
     Boardings: 708,914



Funding Sources (Fiscal Year 2019)                      Passenger Boardings (2018-2020)




System Map




                                                       39                                        GAO-21-355R | COMMUTER RAIL
         NJ TRANSIT
         New Jersey, New York, and Pennslyvania

  Summary Statistics           System Description
     Number of Stations: 153   NJ TRANSIT is a commuter rail system that began operation in 1983 by the New Jersey
     Number of Lines: 11       Transit Corporation. With 153 stations across its 11 lines, NJ TRANSIT primarily connects
     Total Directional         multiple cities in New Jersey to New York City, New York. NJ TRANSIT provides service to less
     Route Miles: 1001.8       urbanized areas such as Hammonton, New Jersey, and Otisville and Port Jervis, New York. In
                               addition to commuter rail, the New Jersey Transit Corporation also operates light rail, fixed-
     Fiscal Year 2019          route bus, bus rapid transit, and paratransit services. In fiscal year 2019, NJ TRANSIT reported
     Capital Costs:            receiving the largest percentage of its funding (48.3 percent) from passenger fares and other
     $504,746,163              agency-generated revenue. In comparison, it received less than 1 percent of its funding
     Operating Costs:          that year from local taxes and government and other third parties. The COVID-19 pandemic
     $1,024,848,749            significantly affected NJ TRANSIT’s ridership as shown in the figure below. For example, our
     Total Passenger           analysis of the National Transit Database showed that NJ TRANSIT’s passenger boardings
     Boardings: 79,511,993     dropped 80 percent when comparing September 2020 to the same month the previous year.



Funding Sources (Fiscal Year 2019)                           Passenger Boardings (2018-2020)




System Map




                                                           40                                            GAO-21-355R | COMMUTER RAIL
         Northstar
         Minnesota

  Summary Statistics         System Description
     Number of Stations: 7   Northstar is a commuter rail system that began operation in 2009 by Metro
     Number of Lines: 1      Transit. With seven stations, Northstar connects Minneapolis to Big Lake,
     Total Directional       Minnesota. Northstar provides service to less urbanized areas such as Big
     Route Miles: 77.9       Lake and Elk River, Minnesota. In addition to commuter rail, Metro Transit also
                             operates light rail, fixed-route bus, and bus rapid transit services. In fiscal year
     Fiscal Year 2019        2019, Northstar reported receiving the largest percentage of its funding (46.8
     Capital Costs:          percent) from local taxes and government. It also received 38.3 percent of its
     $3,859,270              funding that year from state taxes and government. The COVID-19 pandemic
     Operating Costs:        significantly affected Northstar’s ridership as shown in the figure below. For
     $17,484,857             example, our analysis of the National Transit Database showed that Northstar’s
     Total Passenger         passenger boardings dropped 96 percent when comparing September 2020 to
     Boardings: 767,767      the same month the previous year.


Funding Sources (Fiscal Year 2019)                      Passenger Boardings (2018-2020)




System Map




                                                       41                                       GAO-21-355R | COMMUTER RAIL
         Rail Runner Express
         New Mexico

  Summary Statistics          System Description
     Number of Stations: 15   Rail Runner Express is a commuter rail system that began operation in 2006 by
     Number of Lines: 1       the Rio Metro Regional Transit District. With 15 stations, Rail Runner Express
     Total Directional        connects Albuquerque to Belen and Santa Fe, New Mexico. Rail Runner Express
     Route Miles: 193.1       provides service to less urbanized areas in Kewa Pueblo and Isleta, New Mexico.
                              In addition to commuter rail, Rio Metro Regional Transit District also operates
     Fiscal Year 2019         fixed-route bus and paratransit services. In fiscal year 2019, Rail Runner Express
     Capital Costs:           reported receiving the largest percentage of its funding (38 percent) from federal
     $12,605,017              government sources. It also received only 3.9 percent of its funding that year
     Operating Costs:         from passenger fares and other agency-generated revenue. Rail Runner Express
     $28,790,471              service was suspended on March 14, 2020, due to the COVID-19 pandemic and
     Total Passenger          resumed service at a reduced schedule on March 8, 2020.
     Boardings: 763,428



Funding Sources (Fiscal Year 2019)                     Passenger Boardings (2018-2020)




System Map




                                                      42                                      GAO-21-355R | COMMUTER RAIL
         SEPTA
         Pennsylvania, New Jersey, and Delaware

  Summary Statistics           System Description
     Number of Stations: 155   Southeastern Pennsylvania Transportation Authority (SEPTA) Commuter Rail is a commuter
     Number of Lines: 13       rail system that began operation in 1983. With 155 stations across its 13 lines, SEPTA
     Total Directional         Commuter Rail connects multiple cities, counties, and states to Philadelphia, Pennsylvania.
     Route Miles: 446.9        SEPTA provides service to less urbanized areas such as Doylestown, Pennsylvania. In
                               addition to commuter rail, SEPTA also operates subway, light rail, fixed-route bus, and
     Fiscal Year 2019          paratransit services. In fiscal year 2019, SEPTA Commuter Rail reported receiving the
     Capital Costs:            largest percentage of its funding (41.4 percent) from passenger fares and other agency-
     $273,581,078              generated revenue. It also received nearly 39 percent of its funding that year from state
     Operating Costs:          taxes and government. The COVID-19 pandemic significantly affected SEPTA Commuter
     $311,891,969              Rail’s ridership as shown in the figure below. For example, our analysis of the National
     Total Passenger           Transit Database showed that SEPTA Commuter Rail’s passenger boardings dropped 83
     Boardings: 34,730,055     percent when comparing September 2020 to the same month the previous year.



Funding Sources (Fiscal Year 2019)                         Passenger Boardings (2018-2020)




System Map




                                                          43                                         GAO-21-355R | COMMUTER RAIL
         Shore Line East
         Connecticut and New York

  Summary Statistics         System Description
     Number of Stations: 9   Shore Line East is a commuter rail system that began operation in 1990 by the Connecticut
     Number of Lines: 1      Department of Transportation. With nine stations, Shore Line East connects New Haven
     Total Directional       to New London, Connecticut. Shore Line East provides service to less urbanized areas
     Route Miles: 101.2      such as Westbrook, Connecticut. In addition to commuter rail, the Connecticut Department
                             of Transportation also operates fixed-route bus, bus rapid transit, ferry, and paratransit
     Fiscal Year 2019        services. In fiscal year 2019, Shore Line East reported receiving the majority of its funding
     Capital Costs:          (94.9 percent) from state taxes and government. It also received the remaining 5.1 percent
     $6,996,478a             of its funding that year from passenger fares and other agency-generated revenue. The
     Operating Costs:        COVID-19 pandemic significantly affected Shore Line East’s ridership as shown in the
     $34,507,099a            figure below. For example, our analysis of the National Transit Database showed that
     Total Passenger         Shore Line East’s passenger boardings dropped 93 percent when comparing September
     Boardings: 430,949      2020 to the same month the previous year.
                                                  a
                                                      Capital and operating cost information provided by the Connecticut
                                                      Department of Transportation.

Funding Sources (Fiscal Year 2019)                          Passenger Boardings (2018-2020)




System Map




                                                           44                                             GAO-21-355R | COMMUTER RAIL
         SMART
         California

  Summary Statistics          System Description
     Number of Stations: 12   Sonoma-Marin Area Rail Transit (SMART) is a commuter rail system that began
     Number of Lines: 1       operation in 2017 by the SMART District. With 12 stations, SMART connects
     Total Directional        multiple cities in Sonoma and Marin Counties, California. SMART provides service
     Route Miles: 90.1        to less urbanized areas such as Novato and Santa Rosa, California. SMART only
                              operates commuter rail service. In fiscal year 2019, SMART reported receiving
     Fiscal Year 2019         the majority of its funding (71.9 percent) from local taxes and government. It also
     Capital Costs:           received 10.6 percent of its funding that year from investments and miscellaneous
     $44,995,724              revenue. The COVID-19 pandemic significantly affected SMART’s ridership as
     Operating Costs:         shown in the figure below. For example, our analysis of the National Transit
     $27,490,190              Database showed that SMART’s passenger boardings dropped 86 percent when
     Total Passenger          comparing September 2020 to the same month the previous year.
     Boardings: 716,849



Funding Sources (Fiscal Year 2019)                     Passenger Boardings (2018-2020)




System Map




                                                      45                                      GAO-21-355R | COMMUTER RAIL
         Sounder
         Washington

  Summary Statistics          System Description
     Number of Stations: 12   Sounder is a commuter rail system that began operation in 2000 by the Central
     Number of Lines: 1       Puget Sound Regional Transit Authority (Sound Transit). With 12 stations, Sounder
     Total Directional        connects Lakewood and Everett to Seattle, Washington. Sounder provides service
     Route Miles: 163.8       to less urbanized areas in Tukwila, Mukilteo, and Everett, Washington. In addition to
                              commuter rail, Sound Transit also operates light rail and fixed-route bus services. In
     Fiscal Year 2019         fiscal year 2019, Sounder reported receiving the majority of its funding (50 percent)
     Capital Costs:           from local taxes and government. It also received 31 percent of its funding that year
     $20,237,211              from passenger fares and other agency-generated revenue. The COVID-19 pandemic
     Operating Costs:         significantly affected Sounder’s ridership as shown in the figure below. For example,
     $56,879,437              our analysis of the National Transit Database showed that Sounder’s passenger
     Total Passenger          boardings dropped 89 percent when comparing September 2020 to the same month
     Boardings: 4,612,244     the previous year.



Funding Sources (Fiscal Year 2019)                      Passenger Boardings (2018-2020)




System Map




                                                       46                                       GAO-21-355R | COMMUTER RAIL
         South Shore Line
         Indiana and Illinois

  Summary Statistics          System Description
     Number of Stations: 19   South Shore Line is a commuter rail system that began operation in 1903 by the Northern
     Number of Lines: 1       Indiana Commuter Transportation District. With 19 stations, South Shore Line connects
     Total Directional
                              South Bend, Indiana to Chicago, Illinois. South Shore Line provides service to less urbanized
     Route Miles: 179.8       areas such as Beverly Shores and New Carlisle, Indiana. The Northern Indiana Commuter
                              Transportation District only operates commuter rail service. In fiscal year 2019, South Shore
     Fiscal Year 2019         Line reported receiving the highest percentage of its funding (27.7 percent) from state taxes
     Capital Costs:           and government. It also received similar percentages of its funding that year from federal
     $51,620,397a             government sources, local taxes and government, and passenger fares and other agency-
                              generated revenue (between 21.5 and 25.2 percent). The COVID-19 pandemic significantly
     Operating Costs:
     $51,937,100a
                              affected South Shore Line’s ridership as shown in the figure below. For example, our analysis
                              of the National Transit Database showed that South Shore Line’s passenger boardings
     Total Passenger          dropped 79 percent when comparing September 2020 to the same month the previous year.
     Boardings: 3,283,603
                                                    a
                                                        Capital and operating cost information provided by the Northern Indiana
                                                        Commuter Transportation District.

Funding Sources (Fiscal Year 2019)                            Passenger Boardings (2018-2020)




System Map




                                                             47                                             GAO-21-355R | COMMUTER RAIL
         SPRINTER
         California

  Summary Statistics          System Description
     Number of Stations: 15   SPRINTER is a commuter rail system that began operation in 2008 by the North
     Number of Lines: 1       Country Transit District. With 15 stations, SPRINTER provides service between
     Total Directional        Escondido and Oceanside, California. In addition to commuter rail, North County
     Route Miles: 44          Transit District also operates light rail, fixed-route bus, and paratransit services.
                              In fiscal year 2019, SPRINTER reported receiving the largest percentage of its
     Fiscal Year 2019         funding (50.4 percent) from local taxes and government. It also received 34.8
     Capital Costs:           percent of its funding that year from federal government sources. The COVID-19
     $3,718,000a              pandemic affected SPRINTER’s ridership as shown in the figure below. For
     Operating Costs:         example, our analysis of the National Transit Database showed that SPRINTER’s
     $21,562,000a             passenger boardings dropped 55 percent when comparing September 2020 to
     Total Passenger          the same month the previous year.
     Boardings: 2,408,961

                                                a
                                                    Capital and operating cost information provided by North County Transit District.

Funding Sources (Fiscal Year 2019)                          Passenger Boardings (2018-2020)




System Map




                                                           48                                              GAO-21-355R | COMMUTER RAIL
         SunRail
         Florida

  Summary Statistics          System Description
     Number of Stations: 16   SunRail is a commuter rail system that began operation in 2014 by the Florida
     Number of Lines: 1       Department of Transportation. With 16 stations, SunRail connects multiple cities
     Total Directional        in Central Florida to Orlando. SunRail provides service to less urbanized areas
     Route Miles: 49          such as Sanford, Florida. In addition to commuter rail, the Florida Department of
                              Transportation also operates light rail services. In fiscal year 2019, SunRail reported
     Fiscal Year 2019         receiving the majority of its funding (61.8 percent) from state taxes and government. It
     Capital Costs:           also received 21.3 percent of its funding that year from federal government sources.
     $74,134,737              The COVID-19 pandemic affected SunRail’s ridership as shown in the figure below.
     Operating Costs:         For example, our analysis of the National Transit Database showed that SunRail’s
     $44,571,170              passenger boardings dropped 55 percent when comparing September 2020 to the
     Total Passenger          same month the previous year.
     Boardings: 1,469,654



Funding Sources (Fiscal Year 2019)                       Passenger Boardings (2018-2020)




System Map




                                                        49                                        GAO-21-355R | COMMUTER RAIL
                TEXRail
                Texas

  Summary Statistics                                    System Description
        Number of Stations: 9                           TEXRail is a commuter rail system that began operation in 2019 by the Fort Worth
        Number of Lines: 1                              Transportation Authority. With nine stations, TEXRail provides service between Fort Worth
        Total Directional                               and Dallas/Fort Worth International Airport, Texas. In addition to commuter rail, Fort Worth
        Route Miles: 52.3                               Transportation Authority also operates fixed-route bus, shuttle, and paratransit services. In
                                                        fiscal year 2019, TEXRail reported receiving the majority of its funding (85.2 percent) from
        Fiscal Year 2019                                local taxes and government. It also received 13.2 percent of its funding that year from federal
        Capital Costs:                                  government sources. The COVID-19 pandemic affected TEXRail’s ridership as shown in
        $229,647,282a                                   the figure below. For example, our analysis of the National Transit Database showed that
        Operating Costs:                                TEXRail’s passenger boardings dropped 58 percent when comparing September 2020 to the
        $19,189,368b                                    same month the previous year.
        Total Passenger
                                                                                a
                                                                                 FWTA reported to the National Transit Database capital costs for the TEXRail and
        Boardings: 407,418                                                       Trinity Railway Express systems, including the cost of constructing the TEXRail line.
                                                                                b
                                                                                  FWTA reported to the National Transit Database operating costs for the TEXRail
                                                                                 and Trinity Railway Express systems.

Funding Sources (Fiscal Year 2019)                                                         Passenger Boardings (2019- 2020)

                   1.6%
                        13.2%                              Federal government

                                                           State taxes and
                                                           government (0%)

                                                           Local taxes
                                                           and government

                                                           Fares and agency-
         85.2%                                             generated revenue



 Source: GAO analysis of commuter rail agency data. | GAO-21-355R

 Note: Percentages may not add up due to rounding.


System Map




                                                                                          50                                              GAO-21-355R | COMMUTER RAIL
         Trinity Railway Express
         Texas

  Summary Statistics          System Description
     Number of Stations: 10   Trinity Railway Express (TRE) is a commuter rail system that began operation in
     Number of Lines: 1       1996 by Dallas Area Rapid Transit. With 10 stations, TRE provides service between
     Total Directional        Dallas and Fort Worth, Texas. In addition to commuter rail, Dallas Area Rapid
     Route Miles: 34          Transit also operates light rail, fixed-route bus, paratransit, and shuttle services. In
                              fiscal year 2019, TRE reported receiving the majority of its funding (68.7 percent)
     Fiscal Year 2019         from local taxes and government. It received the remainder of its funding (31.3
     Capital Costs:           percent) that year from passenger fares and other agency-generated revenue.
     $122,032,268             The COVID-19 pandemic affected TRE’s ridership as shown in the figure below.
     Operating Costs:         For example, our analysis of the National Transit Database showed that TRE’s
     $33,798,689              passenger boardings dropped 63 percent when comparing September 2020 to the
     Total Passenger          same month the previous year.
     Boardings: 1,808,772



Funding Sources (Fiscal Year 2019)                       Passenger Boardings (2018-2020)




System Map




                                                        51                                      GAO-21-355R | COMMUTER RAIL
         Tri-Rail
         Florida

  Summary Statistics          System Description
     Number of Stations: 18   Tri-Rail is a commuter rail system that began operation in 1989 by the South
     Number of Lines: 1       Florida Regional Transportation Authority (SFRTA). With 18 stations, Tri-Rail
     Total Directional        connects multiple cities in Palm Beach, Broward, and Miami-Dade Counties,
     Route Miles: 142.2       Florida. In addition to commuter rail, SFRTA also operates shuttle services.
                              In fiscal year 2019, Tri-Rail reported receiving the majority of its funding (54.7
     Fiscal Year 2019         percent) from state taxes and government. It also received 20.3 percent of its
     Capital Costs:           funding that year from federal government sources. The COVID-19 pandemic
     $35,685,039              affected Tri-Rail’s ridership as shown in the figure below. For example, our
     Operating Costs:         analysis of the National Transit Database showed that Tri-Rail’s passenger
     $97,210,759              boardings dropped 63 percent when comparing September 2020 to the same
     Total Passenger          month the previous year.
     Boardings: 4,465,750



Funding Sources (Fiscal Year 2019)                       Passenger Boardings (2018-2020)




System Map




                                                        52                                       GAO-21-355R | COMMUTER RAIL
         VRE
         Virginia and Washington, D.C.

  Summary Statistics          System Description
     Number of Stations: 19   Virginia Railway Express (VRE) is a commuter rail system that began operation
     Number of Lines: 2       in 1992. With 19 stations across its two lines, VRE connects Northern Virginia to
     Total Directional        Washington, D.C. VRE provides service to less urbanized areas such as Stafford
     Route Miles: 173.6       and Fredericksburg, Virginia. VRE only operates commuter rail service. In fiscal
                              year 2019, VRE reported receiving the largest percentage of its funding (38.6
     Fiscal Year 2019         percent) from passenger fares and other agency-generated revenue. It also
     Capital Costs:           received 29.6 percent of its funding that year from state taxes and government.
     $7,263,131a              The COVID-19 pandemic significantly affected VRE’s ridership as shown in the
     Operating Costs:         figure below. For example, our analysis of the National Transit Database showed
     $77,681,532a             that VRE’s passenger boardings dropped 93 percent when comparing September
     Total Passenger          2020 to the same month the previous year.
     Boardings: 4,477,266
                                                 a
                                                     Capital and operating cost information provided by Virginia Railway Express.

Funding Sources (Fiscal Year 2019)                         Passenger Boardings (2018-2020)




System Map




                                                          53                                             GAO-21-355R | COMMUTER RAIL
         WeGo Star
         Tennessee

  Summary Statistics         System Description
     Number of Stations: 7   WeGo Star is a commuter rail system that began operation in 2006 by the
     Number of Lines: 1      Regional Transportation Authority. With seven stations, WeGo Star connects
     Total Directional       multiple cities to Nashville, Tennessee. WeGo Star provides service to less
     Route Miles: 62.8       urbanized areas in Lebanon and Mt. Juliet, Tennessee. In addition to commuter
                             rail, the Regional Transportation Authority also operates fixed-route bus service.
     Fiscal Year 2019        In fiscal year 2019, the largest percentage of WeGo Star’s funding (37.3 percent)
     Capital Costs:          came from local taxes and government. It also received nearly 35 percent of its
     $3,682,818              funding that year from federal government sources. The COVID-19 pandemic
     Operating Costs:        significantly affected WeGo Star’s ridership as shown in the figure below. For
     $4,595,000              example, our analysis of the National Transit Database showed that WeGo Star’s
     Total Passenger         passenger boardings dropped 90 percent when comparing September 2020 to
     Boardings: 289,524      the same month the previous year.


Funding Sources (Fiscal Year 2019)                    Passenger Boardings (2018-2020)




System Map




                                                     54                                      GAO-21-355R | COMMUTER RAIL
         WES
         Oregon

  Summary Statistics         System Description
     Number of Stations: 5   Westside Express Service (WES) is a commuter rail system that began operation in
     Number of Lines: 1      2009 by the Tri-County Metropolitan Transportation District of Oregon (TriMet). With
     Total Directional       five stations, WES connects Wilsonville to Beaverton, Oregon. WES provides service
     Route Miles: 29.2       to less urbanized areas in Tigard and Wilsonville, Oregon. In addition to commuter
                             rail, TriMet also operates light rail, fixed-route bus, and paratransit services. In
     Fiscal Year 2019        fiscal year 2019, WES reported receiving the largest percentage of its funding
     Capital Costs:          (37.7 percent) from local taxes and government. It also received 33.3 percent of its
     $1,770,110a             funding that year from passenger fares and other agency-generated revenue. The
     Operating Costs:        COVID-19 pandemic greatly affected WES’s ridership as shown in the figure below.
     $6,808,034              For example, our analysis of the National Transit Database showed that WES’s
     Total Passenger         passenger boardings dropped 76 percent when comparing September 2020 to the
     Boardings: 374,044      same month the previous year.
                                                 a
                                                     Capital cost information provided by TriMet.

Funding Sources (Fiscal Year 2019)                         Passenger Boardings (2018-2020)




System Map




                                                          55                                        GAO-21-355R | COMMUTER RAIL
Enclosure V: Commuter Rail Funding Sources in Fiscal Year 2019

We collected and reviewed data and other information from 31 commuter rail agencies,
including annual capital and operating costs, total annual revenue, and funding sources for
fiscal years 2017 to 2019, the three most recent years that data were available at the time of our
analysis. Our analysis found that, in fiscal year 2019, each of the 31 commuter rail systems was
funded through a combination of federal, state, local, or other sources, including fare revenue
(see figure 4). The percentage of funds received from the different sources varied widely among
commuter rail agencies. Each funding source may be used to cover commuter rail capital
expenses, operating expenses, or both, depending on individual program restrictions.
Figure 4: Total Commuter Rail System Funding for Operating and Capital Expenses by Source, Fiscal Year
2019




Note: The figure includes 30 of the 31 U.S. commuter rail systems included in our report. NJ TRANSIT provided
funding information for all of its transit modes, including commuter rail.




Page 56                                                                           GAO-21-355R Commuter Rail
Federal Funding

For the 30 commuter rail agencies that submitted system funding data to us, 30 federal sources
contributed from 0 to 39 percent of their total funding in fiscal year 2019. While there is no
dedicated federal funding program for commuter rail, funds for commuter rail projects are
generally available through Department of Transportation (DOT) formula programs (such as the
Section 5307 Urbanized Area Formula Program), as well as grant (e.g., Section 5309 Capital
Investment Grant) and loan (e.g., Transportation Infrastructure Finance and Innovation Act)
programs. Most federal programs focus on funding transit agencies’ capital expenses, but
certain operating expenses are also eligible for funding. 31

Funding appropriated by the 2020 CARES Act did not include the same restrictions on operating
expenses as existing Federal Transit Administration (FTA) funding programs. Transit agencies
may use CARES Act funds on expenses related to the ongoing COVID-19 pandemic. FTA has
said this funding may cover operating expenses such as driver salaries and fuel. For more
information on the DOT and FTA funding sources available to commuter rail agencies and the
eligible activities for each program, see enclosure I.

Passenger Fares and Other Agency-Generated Revenue

The commuter rail agencies that submitted information to us generated from 2 to 57 percent of
total funding through passenger fares and other agency-generated revenue in fiscal year 2019.
Similar to other transit modes, commuter rail passenger fares may be collected as flat, zone-
based, or distanced-based fares. 32 Commuter rail agencies may also offer monthly passes
independently or in partnership with employers in their service area. For some commuter rail
systems, monthly passes make up the majority of tickets sold on the system. One commuter rail
agency we spoke with said that 90 percent of its riders used pre-paid or monthly passes.
Ridership and associated passenger fares are key metrics for commuter rail agencies. Higher
ridership increases an agency’s passenger fare revenue and decreases its need for other
sources of funding.

In addition to passenger fares, commuter rail agencies may generate revenue from other
activities, such as parking fees, special event transportation, and advertising. For example,
officials with WeGo Star, located in Nashville, Tennessee, said that extra train trips to transport
passengers to special events like football games or music festivals brought in around $70,000
each year. While not a large portion of the agency’s $4.9 million budget, agency officials said
that the additional service provided for special events was a valuable income source for the
agency.

State and Local Funding

The percentage of funds received from state and local sources varied widely among the
agencies that submitted information to us. Combined state and local sources contributed from 0

30NJ TRANSIT submitted data for all of its transit modes, including commuter rail.

31Operating expenses allowed under the Urbanized Area formula program include maintenance expenses, operating

expenses in urbanized areas with fewer than 200,000 people, and security expenses (at least 1 percent of funds).
32Flat fares charge each passenger the same price regardless of the distance traveled on the system. Zone and

distanced-based fares charge passengers based on the number of geographic areas they travel through, or the
number of miles they travel on the system.


Page 57                                                                              GAO-21-355R Commuter Rail
to 95 percent of an agency’s funding in fiscal year 2019, and 23 of 31 commuter rail agencies
reported that state and local sources made up the majority of the system’s funding. State and
local funding for transit systems, including commuter rail, may be used to match federal funding.
For example, FTA’s State of Good Repair funding program requires a 20 percent local match for
capital projects.

Transit agencies may receive state and local funding generated through dedicated transit or
general taxes, such as sales tax, motor fuel tax, or property taxes. For example, one commuter
rail agency reported funding generated from local sales taxes, while another agency received
funding from its state transportation fund. For more information on state and local sources used
to fund transit agencies, see enclosure I.

Other Sources of Funding

In addition to the above funding sources, 17 commuter rail agencies reported funding received
from other sources like interest income, track fees, and transit agency distributions. 33 Four
commuter rail agencies received funding from other transit agencies or member contributions.
For example, the Metro-North Railroad operates as a subsidiary of New York’s Metropolitan
Transportation Authority (MTA). According to Metro-North officials, MTA allocates funding to its
transit agency members by analyzing the region as a whole. Therefore, Metro-North’s allocation
may include federal, state, and local funding.

Factors Affecting Sources of Commuter Rail Funding

Different factors affect the total funding available to commuter rail agencies to build and operate
their systems. For example, a transit agency’s priorities can affect the transit modes in which it
invests and the federal projects it pursues. While some transit agencies only operate commuter
rail, 21 of the 31 commuter rail agencies operate other transit modes, such as heavy rail, light
rail, or buses. Depending on the needs of its service area, a transit agency may decide to apply
federal funds for bus or heavy rail rather than commuter rail. Officials we spoke with at one
commuter rail agency said the agency determined it was more appropriate to use bus service to
meet transportation needs in the rural communities it serves than to alter the existing commuter
rail system.

We previously reported that coordinating multi-jurisdictional transit corridors presents special
challenges for agencies making investment decisions. 34 Due to the length of the systems, many
commuter rail agencies serve multiple jurisdictions in a transit corridor including different cities,
counties, or states. Therefore, agencies must coordinate funding and commuter rail service in
those jurisdictions. For example, the Southern California Regional Rail Authority includes five
county-level transportation commissions that subsidize Metrolink’s commuter rail service to their
communities. In another example, two of Metro North’s five commuter rail lines extend from
New York into New Jersey. Under an agreement with the commuter rail agency NJ TRANSIT,
Metro North reimburses NJ TRANSIT for the operation of the service.

Regional priorities may also affect the expansion of commuter rail systems and the allocation of
available funding. In urbanized areas, federal planning law requires local officials to submit a

33If a commuter rail agency owns its railroad track, it may charge freight railroads or Amtrak for use of its

infrastructure.
34GAO, Intermodal Transportation: Challenges to and Potential Strategies for Developing Improved Intermodal

Capabilities, GAO-06-855T (Washington, D.C.: June 15, 2006).


Page 58                                                                                GAO-21-355R Commuter Rail
long-range transportation plan outlining the development of their transportation systems. 35 A
metropolitan planning organization coordinates transportation investments in these areas and
may prioritize certain transit projects over others, including investments in commuter rail. For
example, the Metropolitan Transportation Commission (MTC) is the transportation planning,
financing, and coordinating agency that allocates transportation funding based on its priorities
for the nine-county San Francisco Bay Area in California. According to MTC officials, MTC’s
long-range plan prioritizes investments in the region’s transit network, which includes three
commuter rail systems—Altamont Corridor Express (ACE), Caltrain, and Sonoma-Marin Area
Rail Transit (SMART). The agency has to balance projects across these three commuter rail
systems while operating and maintaining other infrastructure, including an older heavy rail
system.




(103912)




3523 U.S.C. § 134(c).


Page 59                                                               GAO-21-355R Commuter Rail
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