Truth in Testimony Disclosure Form — Rules of the House of Representatives
Summary
This is a Truth in Testimony Disclosure Form for the Small Business committee's Subcommittee on Investigations, Oversight, and Regulations hearing dated 07/13/2022, titled Fintech and Transparency in Small Business Lending. The witness is Joyce Klein, Senior Director, Business Ownership Initiative, The Aspen Institute. The form lists The Aspen Institute and the Responsible Business Lending Coalition as the entities represented, and names the Responsible Business Lending Coalition and Entrepreneur Backed Assets Fund in answer to the fiduciary question. It states that The Aspen Institute has received a contract of $30,000 from Northern Initiatives, a subcontract of funds from the SBA PRIME program.
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“Truth in Testimony Disclosure Form — Rules of the House of Representatives.”
Original at docs.house.gov. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/hhrg-117-sm24-ttf-kleinj-20220713-4e3426eb4583-38715ef4cb/
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Truth in Testimony Disclosure Form
In accordance with Rule XI, clause 2(g)(5)* of the Rules of the House of Representatives, witnesses are asked
to disclose the following information. Please complete this form electronically by filling in the provided blanks.
Committee: Small Business
Subcommittee: Investigations, Oversight, and Regulations
Hearing Date: 07/13/2022
Hearing Title :
Fintech and Transparency in Small Business Lending
Witness Name: Joyce Klein
Position/Title: Senior Director, Business Ownership Initiative, The Aspen Institute
Witness Type: Governmental Non-governmental
Are you representing yourself or an organization? Self Organization
If you are representing an organization, please list what entity or entities you are representing:
The Aspen Institute
Responsible Business Lending Coalition
FOR WITNESSES APPEARING IN A NON-GOVERNMENTAL CAPACITY
Please complete the following fields. If necessary, attach additional sheet(s) to provide more information.
Are you a fiduciary—including, but not limited to, a director, officer, advisor, or resident agent—of any
organization or entity that has an interest in the subject matter of the hearing? If so, please list the name of
the organization(s) or entities.
Responsible Business Lending Coalition
Entrepreneur Backed Assets Fund
Please list any federal grants or contracts (including subgrants or subcontracts) related to the hearing’s
subject matter that you, the organization(s) you represent, or entities for which you serve as a fiduciary have
received in the past thirty-six months from the date of the hearing. Include the source and amount of each
grant or contract.
The Aspen Institute has received a contract of $30,000 from Northern Initiatives which is a
subcontract of funds from the SBA PRIME program.
Please list any contracts, grants, or payments originating with a foreign government and related to the
hearing’s subject that you, the organization(s) you represent, or entities for which you serve as a fiduciary
have received in the past thirty-six months from the date of the hearing. Include the amount and country
of origin of each contract or payment.
Please complete the following fields. If necessary, attach additional sheet(s) to provide more information.
✔
I have attached a written statement of proposed testimony.
✔ I have attached my curriculum vitae or biography.
* Rule XI, clause 2(g)(5), of the U.S. House of Representatives provides:
(5)(A) Each committee shall, to the greatest extent practicable, require witnesses who appear before it to submit in advance
written statements of proposed testimony and to limit their initial presentations to the committee to brief summaries thereof.
(B) In the case of a witness appearing in a non-governmental capacity, a written statement of proposed testimony shall include—
(i) a curriculum vitae; (ii) a disclosure of any Federal grants or contracts, or contracts, grants, or payments originating with a foreign
government, received during the past 36 months by the witness or by an entity represented by the witness and related to the subject matter
of the hearing; and (iii) a disclosure of whether the witness is a fiduciary (including, but not limited to, a director, officer, advisor, or
resident agent) of any organization or entity that has an interest in the subject matter of the hearing.
(C) The disclosure referred to in subdivision (B)(iii) shall include— (i) the amount and source of each Federal grant (or subgrant
thereof) or contract (or subcontract thereof) related to the subject matter of the hearing; and (ii) the amount and country of origin of any
payment or contract related to the subject matter of the hearing originating with a foreign government.
(D) Such statements, with appropriate redactions to protect the privacy or security of the witness, shall be made publicly available
in electronic form 24 hours before the witness appears to the extent practicable, but not later than one day after the witness appears.
Small Business
07/13/2022 — Fintech and Transparency in Small Business Lending
False Statements Certification
Knowingly providing material false information to this committee/subcommittee, or knowingly concealing
material information from this committee/subcommittee, is a crime (18 U.S.C. § 1001). This form will be
made part of the hearing record.
7/11/22
Witness signature Date
Small Business
07/13/2022 — Fintech and Transparency in Small Business Lending
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- Original
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