Truth in Testimony Disclosure Form — Dr. John M. Griffin, Hearing of July 13, 2022

Summary

This Truth in Testimony Disclosure Form is for witness Dr. John M. Griffin, Professor of Finance, for a Small Business hearing with a Hearing Date of July 13, 2022 and Hearing Title FinTech and Transparency in Small Business Lending. In answer to the fiduciary question, the form says Griffin is a Professor of Finance at the McCombs School of Business, University of Texas, and also CEO/owner of Integra FEC, which engages in Financial consulting on complex financial fraud. The form says Griffin does not know of any direct implications from the hearing in which they have an interest, but there could be connections of which Griffin is unaware or has not considered. The fields for federal grants or contracts and for foreign government payments show no entries in the text.

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Full text

                            Truth in Testimony Disclosure Form
In accordance with Rule XI, clause 2(g)(5)* of the Rules of the House of Representatives, witnesses are asked
to disclose the following information. Please complete this form electronically by filling in the provided blanks.


Committee: Small Business

Subcommittee:

Hearing Date: July 13, 2022

Hearing Title        :

FinTech and Transparency in Small Business Lending




Witness Name: Dr. John M. Griffin

Position/Title: Professor of Finance

Witness Type:       Governmental         Non-governmental

Are you representing yourself or an organization?            Self		           Organization

If you are representing an organization, please list what entity or entities you are representing:




FOR WITNESSES APPEARING IN A NON-GOVERNMENTAL CAPACITY
Please complete the following fields. If necessary, attach additional sheet(s) to provide more information.

Are you a fiduciary—including, but not limited to, a director, officer, advisor, or resident agent—of any
organization or entity that has an interest in the subject matter of the hearing? If so, please list the name of
the organization(s) or entities.
I am a Professor of Finance at the McCombs School of Business, University of Texas.
Also CEO/owner of Integra FEC which engages in Financial consulting on complex financial
fraud. I do not know of any direct implications from the hearing in which they have an interest,
but there could be connections of which I am unaware or have not considered.
Please list any federal grants or contracts (including subgrants or subcontracts) related to the hearing’s
subject matter that you, the organization(s) you represent, or entities for which you serve as a fiduciary have
received in the past thirty-six months from the date of the hearing. Include the source and amount of each
grant or contract.




Please list any contracts, grants, or payments originating with a foreign government and related to the
hearing’s subject that you, the organization(s) you represent, or entities for which you serve as a fiduciary
have received in the past thirty-six months from the date of the hearing. Include the amount and country
of origin of each contract or payment.




Please complete the following fields. If necessary, attach additional sheet(s) to provide more information.
✔
    I have attached a written statement of proposed testimony.
✔   I have attached my curriculum vitae or biography.




* Rule XI, clause 2(g)(5), of the U.S. House of Representatives provides:
            (5)(A) Each committee shall, to the greatest extent practicable, require witnesses who appear before it to submit in advance
written statements of proposed testimony and to limit their initial presentations to the committee to brief summaries thereof.
            (B) In the case of a witness appearing in a non-governmental capacity, a written statement of proposed testimony shall include—
(i) a curriculum vitae; (ii) a disclosure of any Federal grants or contracts, or contracts, grants, or payments originating with a foreign
government, received during the past 36 months by the witness or by an entity represented by the witness and related to the subject matter
of the hearing; and (iii) a disclosure of whether the witness is a fiduciary (including, but not limited to, a director, officer, advisor, or
resident agent) of any organization or entity that has an interest in the subject matter of the hearing.
            (C) The disclosure referred to in subdivision (B)(iii) shall include— (i) the amount and source of each Federal grant (or subgrant
thereof) or contract (or subcontract thereof) related to the subject matter of the hearing; and (ii) the amount and country of origin of any
payment or contract related to the subject matter of the hearing originating with a foreign government.
            (D) Such statements, with appropriate redactions to protect the privacy or security of the witness, shall be made publicly available
in electronic form 24 hours before the witness appears to the extent practicable, but not later than one day after the witness appears.




    —
False Statements Certification

Knowingly providing material false information to this committee/subcommittee, or knowingly concealing
material information from this committee/subcommittee, is a crime (18 U.S.C. § 1001). This form will be
made part of the hearing record.



                                                                                      July 12, 2022
Witness signature                                                                     Date




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