Exhibit Exhibit 31 (Dkt. 567.31)

Summary

Exhibit 31 (Document 567-31) in Case 1:21-md-02989-CMA, entered on the FLSD docket 06/07/2023, carries pages of a Merrill Edge account statement for Thomas E Cash for January 01, 2021 - January 29, 2021. The equities listed include Kraft (The) Heinz Co, Lumen Technologies Inc, Prudential Financial Inc and GameStop Corp New CLA (GME), which shows a quantity of 1,000.0000 and an estimated market value of 325,000.00. The security transactions include a GameStop Corp New CLA purchase of 200.0000 on 01/21 and an option purchase on 01/26 at a unit price of 22.1000.

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Case 1:21-md-02989-CMA Document 567-31 Entered on FLSD Docket 06/07/2023 Page 1 of 6

Exhibit 31
Case 1:21-md-02989-CMA Document 567-31 Entered on FLSD Docket 06/07/2023 Page 2 of 6

Account Number: Ly

Online at: www.merrilledge.com

THOMAS E CASH

This account is enrolled in the Preferred Rewards Platinum Honors

MERRILL cS

A BANK OF AMERICA COMPANY

2 4-Hour Assistance: (877) 653-4732

Access Code:
Net Portfolio Value;

Your Merrill Office:
Merrill EDGE
FL9-80203-05

P.O. BOX 40486
JACKSONVILLE, FL 32203

January 01, 2021 - January 29, 2021

Year to Date

This Statement

Total Debits -
Securities You Transferred In/ Out -
Market Gains/ (Losses)

Total Credits 0.18 0.18

ASSETS

Cash/ Money Accounts
Fixed Income
Equities
Mutual Funds
Options
Other
Subtotal (Long Portfolio)
TOTAL ASSETS

LIABILITIES

Debit Balance
Short Market Value

TOTAL LIABILITIES
NET PORTFOLIO VALUE
MARGIN AVAILABLE CREDIT

December 31

Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or “Merrill") makes available certain investment products sponsored, managed, distributed or provided
by companies that are affiliates of Bank of America Corvoration (BofA Corp). MLPF&S is a reaistered broker-dealer, Member SIPC and a wholly owned subsidiary of BofA Corp.

+ Investment products: | Are Not FDIC Insured | Are Not Bank Guaranteed |

MayLose Value |

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Case 1:21-md-02989-CMA Document 567-31 Entered on FLSD Docket 06/07/2023 Page 3 of 6

Account Number a

MERRILL iS

A BANK OF AMERICA COMPANY

THOMAS E CASH
ITEMS FOR ATTENTION January 01,2024 -Jdanuary 29, 2021
Security Message Date Security Message Date
PUT XOM 00040.500 Option Expiring 01/29/21 CALLKHC 00036.000 Option Expiring 02/19/21
CALL PRU 00090.000 Option Expiring 02/19/21
CASH/ MONEY ACCOUNTS Total Estimated Estimated Estimated Est. Annual
Description Quantity Cost Basis Market Price Market Value Annual Income Yield%
+-ML DIRECT DEPOSIT PROGRAM FP Fo iz FY 7 01
-++-FDIC INSURED NOT SIPC COVERED
TOTAL | a 7 o1
EQUITIES Total Estimated Estimated Unrealized Estimated
Description Sym bo! Quantity Cost Basis Market Price Market Value Gain/ (Loss) Annual Income
GAMESTOP CORP NEW CLA GME 1,000.0000 21,586.88 325.0000 325,000.00 30341312
KRAFT (THE) HEINZ CO SHS KHC 100.0000 3,048 65 33.5100 3,351.00 302.35 160
LUMEN TECHNOLOGIES INC LUMN 1,000.0000 9,800.00 12.3800 12,380.00 2,580.00 1,000
REG SHS CURRENT YIELD &.07%
NORTHERN STAR STIC 400.0000 7,034.50 12.8300 5,132.00 (1,902.50)
PRUDENTIAL FINANCIAL INC PRU 100.0000 7,550.00 78.2800 7,828.00 278.00 440
TOTAL YIELD 45% es

Equity Cost Basis details are available on the Statements and Documents page of www.merrilledge.com.

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MERRILL iS

A BANK OF AMERICA COMPANY

THOMAS E CASH Account Number: Sil
YOUR CMA LIABILITIES January 01,2024 -danuary 29, 2021
SHORTS (continued) Unit Total Estimated Estimated Unrealized Estimated
Description Acquired Quantity Cost Basis Cost Basis Market Price Market Value Gain/ (Loss) Annual Income
PUT XOM 00040.500 12/18/20 2.0000 1.2434 24869 0.0800 16.00 232.69
EXXON MOBIL CORP COM EXP 01.29.2021 ;
CALLKHC 00036.000 01/20/21 1.0000 0.2034 20.34 0.4000 40.00 (19.66)
KRAFT (THE} HEINZ CO SHS EXP 02-19-2021
TOTAL 348.37 86.00 262.37
DIVIDENDS/ INTEREST INCOME TRANSACTIONS Income
Taxable Interest
Subtota! (Taxable Interest) .18 .18
NET TOTAL 18 18
SECURITY TRANSACTIONS
Settlement Transaction Com missions/ (Debit)/ Accrued Interest
Date Description Transaction Type Quantity Amount Trading Fees Credit Earned/ (Paid)
Purchases
01/20 CALLAMC 00001.000 Option Purchase 20.0000 (5,200.00) (13.00) (5,213.00)
01/21 AMCENTMTHLDGS INCCLA Purchase 2,000 .0000 (6,000.00) (6,000.00)
CUS NO 00165C104 UNITPRICE 3.00060 .
01/21 GAMESTOP CORP NEW CLA Purchase 200.0000 (7,593.56) (7,593 56)
01/26 CALLGME 00100.000 Option Purchase 10.0000 (22,100.00) (6.50) (22,106.50)
GAMESTOP OORP NEW CLAEXP 01-29-21 OPEN TRANGME JAN 100.00000 PRICE 22.100000 UNITPRICE 22.1000
+
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Access Code:

THOMAS E CASH Account Number 24-Hour Assistance: ae 653-4732

YOUR CMA TRANSACTIONS

January 01,2021 - January 29, 2021

REALIZED GAINS/ (LOSSES) (continued) Acquired/ Liquidation/
Cover Short Short Sale Gains/ (Losses) ©
Description Quantity Date Date Sale Amount Cost Basis This Statement Year to Date
~ EXXON MOBIL CORP COM 100.0000 04/18/20 01/19/21 4,432.24 4,376.74P 55.50
Subtotal (Short-Term) 33,197.07 33,197.07

TOTAL 65,680.31 32,483.24 33,197.07 33,197.07
© -Excludes transactions for which we have insufficient data
S - Short Sale

P -Indicates that an option premium has been included in the calculation.

+This transaction has been affected by a "Wash Sale" based on IRS regulations. There are two different types of adjustments that may be occurring.
(A) If the gain/loss displays as N/ C, this transaction has been identified as a "Wash Sale" based on IRS regulations and the loss has been added to the cost basis of the related purchase.
(B) If the gain/loss is calculated, the cost basis has been adjusted by the deferred loss amount from a previous "Wash Sale" and your gain or loss will be inclusive of this amount.

UNSETTLED TRADES

Trade Settlement Symbol/ Transaction
Date Date Description Cusip Type Quantity Price Amount
01/28 02/01 GAMESTOP CORP NEW CLA GME Sale 500.0000 432.0000 65,998.54
01/29 02/01 CALLGME 00020.000 GME Sale 10.0000 310.0000 309,986.65
NET TOTAL 375,985.19
Date Description | | Withdrawals Deposits Date Description =—— oe | Withdrawals | Deposits
01/04 ML DIRECT DEPOSIT PROGRM 1,024.00 01/26 ML DIRECT DEPOSIT PROGRM 8,209.00
01/21 ML DIRECT DEPOSIT PROGRM 22,910.00 01/28 ML DIRECT DEPOSIT PROGRM 41,892.00
01/25 ML DIRECT DEPOSIT PROGRM 99.00
NET TOTAL 55,668.00
+
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