Exhibit 2 - PSLRA Certification (Dkt. 26.3)
Summary
Exhibit 2 to Document 26 in Case 1:21-md-02989-CMA (Document 26-3), entered on the FLSD docket 04/05/2021, is a DocuSign certification in which the Plaintiff authorizes the Rosen Law Firm, P.A. to file an action under the federal securities laws against Robinhood Financial, LLC, Robinhood Securities LLC and Robinhood Markets, Inc. over trades in AAL, AMC, BB, BBBY and GME securities. The Plaintiff declares that the transactions were not made at the direction of counsel, states a willingness to serve as a lead plaintiff, and will accept no payment for serving as a representative party beyond a pro rata share of any recovery, except reasonable costs and expenses. Schedule A, headed Cody Todd Transactions, lists AMC, GME and BB purchases dated 1/27/2021 to 1/29/2021 and sales dated 1/28/2021 to 2/1/2021, including 51 GME shares bought at $314.60 and sold at $335.50.
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- Source documents
- Document type
- Gov.Uscourts.Flsd.590042.26.3
- Case
- Gov.Uscourts.Flsd.590042.26.3
Cite this document
“Exhibit 2 - PSLRA Certification (Dkt. 26.3).”
Original at archive.org. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/gov-uscourts-flsd-590042-26-3/
, SHA-256 43f281ffaba4528776aceab1cf276bf907bf84a0b161c686bf8b1f2ee0ff1709.Full text
Case 1:21-md-02989-CMA Document 26-3 Entered on FLSD Docket 04/05/2021 Page 1 of 3
EXHIBIT 2
DocuSign Envelope ID: 5F8E2789-C3C3-478F-BC40-B506CC5F1FD4
Case 1:21-md-02989-CMA Document 26-3 Entered on FLSD Docket 04/05/2021 Page 2 of 3
CERTIFICATION
The individual or institution listed below (the “Plaintiff”) authorizes the Rosen Law Firm, P.A. to
file an action or amend a current action under the federal securities laws to recover damages and
to seek other relief against ROBINHOOD FINANCIAL, LLC, ROBINHOOD SECURITIES LLC,
ROBINHOOD MARKETS, INC. (collectively “RH”) and others in connection with the purchase
and sale of securities issued by AAL, AMC, BB, BBBY and GME (collectively the “Affected
Securities”).
Plaintiff declares, as to the claims asserted under the federal securities laws, that:
1. I have reviewed a complaint against RH I authorize The Rosen Law Firm, PA to
file a complaint on my behalf.
2. I did not engage in transactions in the securities that are the subject of this action at
the direction of plaintiff’s counsel or in order to participate in this or any other
litigation under the securities laws of the United States.
3. I am willing to serve as a lead plaintiff either individually or as part of a group. A
lead plaintiff is a representative party who acts on behalf of other class members in
directing the action, and whose duties may include testifying at deposition and trial.
4. The following is a list of all of the purchases and sales I have made in Affected
Securities during the Class period set forth in the complaint on RH platform. I have
made no transactions during the class period in the securities that are the subject of
this lawsuit except those attached.
5. I have not, within the three years preceding the date of this certification, sought to
serve or served as a representative party on behalf of a class in an action involving
alleged violations of the federal securities laws, except for the following
company(ies):
6. I will not accept any payment for serving as a representative party beyond my pro
rata share of any recovery, except reasonable costs and expenses, such as travel
expenses and lost wages directly related to the class representation, as ordered or
approved by the court pursuant to law.
I declare under penalty of perjury under the laws of the United States of America that the foregoing
4/4/2021
is true and correct. Executed this day _____________________.
Signature:
Name:
Case 1:21-md-02989-CMA Document 26-3 Entered on FLSD Docket 04/05/2021 Page 3 of 3
SCHEDULE A
CODY TODD TRANSACTIONS
PURCHASES SALES
DATE SHARES PRICE DATE SHARES PRICE
AMC 1/27/2021 500 ($19.50) AMC 1/29/2021 350 $12.61
AMC 1/27/2021 450 ($21.48) AMC 1/29/2021 500 $11.90
AMC 1/27/2021 25 ($15.51) AMC 2/1/2021 125 $12.15
GME 1/27/2021 51 ($314.60) GME 1/28/2021 51 $335.50
GME 1/29/2021 5 ($374.51) GME 2/1/2021 5 $186.68
BB 1/29/2021 65 ($17.80) BB 1/29/2021 65 $13.77
File and source
- File
- gov.uscourts.flsd.590042.26.3.pdf
- Size
- 143,598 bytes
- SHA-256
- 43f281ffaba4528776aceab1cf276bf907bf84a0b161c686bf8b1f2ee0ff1709
- Original
- archive.org