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Exhibit 2 - PSLRA Certification (Dkt. 26.3)

Summary

Exhibit 2 to Document 26 in Case 1:21-md-02989-CMA (Document 26-3), entered on the FLSD docket 04/05/2021, is a DocuSign certification in which the Plaintiff authorizes the Rosen Law Firm, P.A. to file an action under the federal securities laws against Robinhood Financial, LLC, Robinhood Securities LLC and Robinhood Markets, Inc. over trades in AAL, AMC, BB, BBBY and GME securities. The Plaintiff declares that the transactions were not made at the direction of counsel, states a willingness to serve as a lead plaintiff, and will accept no payment for serving as a representative party beyond a pro rata share of any recovery, except reasonable costs and expenses. Schedule A, headed Cody Todd Transactions, lists AMC, GME and BB purchases dated 1/27/2021 to 1/29/2021 and sales dated 1/28/2021 to 2/1/2021, including 51 GME shares bought at $314.60 and sold at $335.50.

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Issuer
Source documents
Document type
Gov.Uscourts.Flsd.590042.26.3
Case
Gov.Uscourts.Flsd.590042.26.3

Cite this document

“Exhibit 2 - PSLRA Certification (Dkt. 26.3).” Original at archive.org. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/gov-uscourts-flsd-590042-26-3/, SHA-256 43f281ffaba4528776aceab1cf276bf907bf84a0b161c686bf8b1f2ee0ff1709.

Full text

Case 1:21-md-02989-CMA Document 26-3 Entered on FLSD Docket 04/05/2021 Page 1 of 3




                           EXHIBIT 2
DocuSign Envelope ID: 5F8E2789-C3C3-478F-BC40-B506CC5F1FD4
       Case 1:21-md-02989-CMA Document 26-3 Entered on FLSD Docket 04/05/2021 Page 2 of 3



                                                        CERTIFICATION

            The individual or institution listed below (the “Plaintiff”) authorizes the Rosen Law Firm, P.A. to
            file an action or amend a current action under the federal securities laws to recover damages and
            to seek other relief against ROBINHOOD FINANCIAL, LLC, ROBINHOOD SECURITIES LLC,
            ROBINHOOD MARKETS, INC. (collectively “RH”) and others in connection with the purchase
            and sale of securities issued by AAL, AMC, BB, BBBY and GME (collectively the “Affected
            Securities”).

            Plaintiff declares, as to the claims asserted under the federal securities laws, that:

                     1.      I have reviewed a complaint against RH I authorize The Rosen Law Firm, PA to
                             file a complaint on my behalf.

                     2.      I did not engage in transactions in the securities that are the subject of this action at
                             the direction of plaintiff’s counsel or in order to participate in this or any other
                             litigation under the securities laws of the United States.

                     3.      I am willing to serve as a lead plaintiff either individually or as part of a group. A
                             lead plaintiff is a representative party who acts on behalf of other class members in
                             directing the action, and whose duties may include testifying at deposition and trial.

                     4.      The following is a list of all of the purchases and sales I have made in Affected
                             Securities during the Class period set forth in the complaint on RH platform. I have
                             made no transactions during the class period in the securities that are the subject of
                             this lawsuit except those attached.

                     5.      I have not, within the three years preceding the date of this certification, sought to
                             serve or served as a representative party on behalf of a class in an action involving
                             alleged violations of the federal securities laws, except for the following
                             company(ies):

                     6.      I will not accept any payment for serving as a representative party beyond my pro
                             rata share of any recovery, except reasonable costs and expenses, such as travel
                             expenses and lost wages directly related to the class representation, as ordered or
                             approved by the court pursuant to law.

            I declare under penalty of perjury under the laws of the United States of America that the foregoing
                                                          4/4/2021
            is true and correct. Executed this day _____________________.

                                                      Signature:

                                                      Name:
Case 1:21-md-02989-CMA Document 26-3 Entered on FLSD Docket 04/05/2021 Page 3 of 3




                                  SCHEDULE A

                           CODY TODD TRANSACTIONS

                 PURCHASES                                SALES


               DATE      SHARES PRICE                DATE      SHARES PRICE
     AMC     1/27/2021     500   ($19.50)   AMC    1/29/2021     350   $12.61
     AMC     1/27/2021     450   ($21.48)   AMC    1/29/2021     500   $11.90
     AMC     1/27/2021      25   ($15.51)   AMC     2/1/2021     125   $12.15
     GME     1/27/2021      51  ($314.60)   GME    1/28/2021      51  $335.50
     GME     1/29/2021       5  ($374.51)   GME     2/1/2021       5  $186.68
      BB     1/29/2021      65   ($17.80)    BB    1/29/2021      65   $13.77


File and source

File
gov.uscourts.flsd.590042.26.3.pdf
Size
143,598 bytes
SHA-256
43f281ffaba4528776aceab1cf276bf907bf84a0b161c686bf8b1f2ee0ff1709
Our copy
gov.uscourts.flsd.590042.26.3.pdf
Original
archive.org
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