Exhibit NN - Vanguard Quarter-to-Date Statement, Alternative Health Services Inc (March 31, 2025)
Summary
This is Exhibit NN to Document 45-2, filed 04/09/25: a Vanguard quarter-to-date statement for March 31, 2025, addressed to Alternative Health Services Inc. The statement overview gives total value of all accounts as $680,586.46 as of March 31, 2025, compared with $673,491.95 on 12/31/2024, all in short-term reserves. The sweep holding is the Vanguard Federal Money Market Fund. Year-to-date taxable income is $7,094.51, including a March dividend of $2,436.31 that was reinvested. The last pages are general disclosures for brokerage clients.
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“Exhibit NN - Vanguard Quarter-to-Date Statement, Alternative Health Services Inc (March 31, 2025).”
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Case 5:24-cr-00292-PCP Document 45-2 Filed 04/09/25 Page 1 of 7
EXHIBIT NN
Case 5:24-cr-00292-PCP Document 45-2 Filed 04/09/25 Page 2 of 7
March 31, 2025, quarter-to-date statement
View your statements online at vanguard.com.
20250402 113428 RSBJM5Q6 404T 000000884195139 L
Vanguard Personal Investor
877-662-7447
We've recently made changes to our statements.
You may notice that some information previously
included no longer appears on your statement.
For the most up-to-date information and status
of your account, visit Vanguard.com or download
our mobile app.
Do Not Use For Account Transactions
ALTERNATIVE HEALTH
PO BOX 3009
SERVICES INC
306 LOS GATOS ALMADEN RD
Assets listed in this statement are held by Vanguard Brokerage Services® (VBS), a division
of Vanguard Marketing Corporation (VMC), member FINRA and SIPC. Summary data are
MONROE, WI 53566-8309
provided solely as a service and are for informational purposes only.
LOS GATOS CA 95032-4006
Page 1 of 6
Case 5:24-cr-00292-PCP Document 45-2 Filed 04/09/25 Page 3 of 7
20250402 113428 RSBJM5Q6 404T 000000884195139 L
Vanguard Personal Investor
877-662-7447
Statement overview $680,586.46
Total value of all accounts as of March 31, 2025
Value on Value on Value on
Accounts 12/31/2024 03/31/2025 Asset mix 03/31/2025
0.0% Stocks $0.00
Alternative Health
Services Inc 0.0% Fixed Income 0.00
100.0% Short-term reserves 680,586.46
Corporation brokerage account $673,491.95 $680,586.46
0.0% Other 0.00
$680,586.46
Your asset mix percentages are based on your holdings as of the prior month-end.
March 31, 2025, quarter-to-date statement Page 2 of 6
Case 5:24-cr-00292-PCP Document 45-2 Filed 04/09/25 Page 4 of 7
CDDLRREG
20250402 113428 RSBJM5Q6 404T 000000884195139 L
Corporation brokerage account—XXXX6846 Vanguard Personal Investor
Alternative Health Services Inc 877-662-7447
Account overview $680,586.46
Total account value as of March 31, 2025
Year-to-date income
Taxable income $7,094.51
Nontaxable income 0.00
Total $7,094.51
Balances and holdings for Vanguard Brokerage Account—XXXX6846
To get the latest cost basis information, log in online and navigate to Portfolio > Cost Basis. For advised clients, click 'All Accounts' to navigate
to Portfolio > Cost Basis. Alternatively, you can call Vanguard.
Your securities are held in your cash account, unless otherwise noted. This section only shows securities that were held in the account at the end of
the time period indicated.
Sweep program
Price on Balance on Balance on
Name Quantity 03/31/2025 12/31/2024 03/31/2025
VANGUARD FEDERAL MONEY 680,586.4600 $1.00 $673,491.95 $680,586.46
MARKET FUND
7-day SEC Yield: 4.23%
Total Sweep Balance $673,491.95 $680,586.46
March 31, 2025, quarter-to-date statement Page 3 of 6
Case 5:24-cr-00292-PCP Document 45-2 Filed 04/09/25 Page 5 of 7
20250402 113428 RSBJM5Q6 404T 000000884195139 L
Corporation brokerage account—XXXX6846 Vanguard Personal Investor
Alternative Health Services Inc 877-662-7447
Account activity for Vanguard Brokerage Account—XXXX6846
This section shows transactions that have settled by March 31, 2025.
Income summary
Dividends Interest Tax-exempt interest Short-term capital gains Long-term capital gains Other income
March $2,436.31 $0.00 $0.00 $0.00 $0.00 $0.00
Year-to-date 7,094.51 0.00 0.00 0.00 0.00 0.00
Completed transactions
Settlement Trade Commissions
date date Symbol Name Transaction type Account type Quantity Price & fees Amount
03/31 03/31 - VANGUARD FEDERAL MONEY Dividend - - - - $2,436.31
MARKET FUND
03/31 03/31 - VANGUARD FEDERAL MONEY Reinvestment - - - - -2,436.31
MARKET FUND
If you had an adjustment to a dividend or interest payment from a previous month, the monthly amount shown under the Income Summary section of your
brokerage statement may be overstated.
March 31, 2025, quarter-to-date statement Page 4 of 6
Case 5:24-cr-00292-PCP Document 45-2 Filed 04/09/25 Page 6 of 7
20250402 113428 RSBJM5Q6 404T 000000884195139 L
Vanguard Personal Investor
877-662-7447
Disclosures
For our brokerage clients For dividend reinvestment of mutual funds held in your brokerage account, the instructions are provided to
the fund and the “settlement date” and “trade date” on your statement will generally represent the day
Your brokerage cash and/or securities are held in custody by Vanguard Brokerage Services, a division
the transaction is entered in your account record. Call Vanguard Brokerage Services with any questions.
of Vanguard Marketing Corporation, member FINRA and SIPC. Vanguard funds not held through
your Vanguard Brokerage Services (VBS) account are held by The Vanguard Group, Inc., and are not Reporting brokerage account discrepancies. Promptly report in writing any inaccuracies or
protected by SIPC. discrepancies in your Vanguard Brokerage account (including unauthorized trading) to Vanguard
Brokerage Services. Any oral communication must be confirmed in writing to further protect your rights,
I. General information and key terms
including your rights under the Securities Investor Protection Act.
Advice. Vanguard Brokerage Services provides point-in-time recommendations for certain brokerage
Margin accounts. If you maintain a margin account, this is a combined statement of your general
products, accounts and services, and relating to account transfers and rollovers. However, unless
account and a special memorandum account maintained for you under Regulation T issued by the
Vanguard Brokerage Services affirmatively states that it is making a recommendation, it is not providing
Board of Governors of the Federal Reserve System. The permanent record of the separate account as
a recommendation. Vanguard Brokerage Services doesn't provide tax or legal advisory services and no
required by Regulation T is available for your inspection upon request to Vanguard Brokerage Services.
one associated with Vanguard Brokerage Services is authorized to render such advice.
All securities must be held in your margin account. Note that purchases of open-end mutual funds and
Direct Participation Program (DPP) and Real Estate Investment Trust (REIT). DPP and REIT Vanguard ETFs ® will settle in your cash account and after 30 days be moved into your margin account.
securities are generally illiquid. The value of the security will be different than its purchase price. Any
Money market fund transactions. Vanguard Brokerage Services may elect to send a monthly
estimated value on your statement may not be realized when you seek to liquidate the security.
statement, in lieu of an immediate confirmation, for transactions executed pursuant to a periodic
Financial statement. A Vanguard Brokerage financial statement is available for your inspection at plan or an investment company plan, or executed in shares of any open-end registered money market
any time upon request to Vanguard Brokerage Services. mutual fund.
Free credit balance. Any free credit balance carried for your account represents funds payable on Orphaned fractional share transactions. Vanguard Brokerage Services may elect to send a
demand, which, although properly accounted for on Vanguard Brokerage’s books of record, aren’t monthly statement, in lieu of an immediate confirmation, for transactions executed to liquidate
segregated and may be used in the conduct of its business to the extent permitted by law. Your orphaned fractional share positions. Orphaned fractional share positions are fractional share positions
settlement fund may be liquidated upon your request and the proceeds remitted to you. held without a corresponding whole share position. Liquidations of these positions are executed by
Dividend reinvestment. When reinvesting dividends of eligible stocks, ETFs, and closed-end funds, Vanguard Brokerage Services on a principal basis at the previous day’s closing price, and the proceeds
Vanguard Brokerage Services combines cash distributions from the accounts of all clients who have are credited to your account. No transaction fee is charged.
requested reinvestment in the same security, and then uses that combined total to purchase additional Open orders. A good-till-canceled (GTC) order will remain in effect for 60 calendar days after the
shares of the security in the open market. The new shares are divided proportionately among the business day on which the order was placed. If the 60th day falls during a weekend or on a holiday, the
clients’ accounts, in whole and fractional shares rounded to three decimal places. If the total purchase order will be canceled on the next business day before the markets open. GTC orders are automatically
can’t be completed in one trade, clients will receive shares purchased at the weighted average price entered on a “do not reduce” (DNR) basis. The limit price won’t be adjusted when a stock goes “ex-
paid by Vanguard Brokerage Services. Participants in our free dividend reinvestment program should dividend.” Orders for securities undergoing corporate actions such as, but not limited to, stock splits,
refer to the “Completed transactions” area of the “Account activity for Vanguard Brokerage Account” stock dividends, special cash dividends, and spin-offs may be canceled before the market opening on
section of their Vanguard statements for details of transaction history and dates. the ex-dividend date of the corporate action. You must maintain records of all open orders. Be sure to
review your open GTC orders periodically.
March 31, 2025, quarter-to-date statement Page 5 of 6
Case 5:24-cr-00292-PCP Document 45-2 Filed 04/09/25 Page 7 of 7
20250402 113428 RSBJM5Q6 404T 000000884195139 L
Vanguard Personal Investor
877-662-7447
Option accounts. Information regarding commissions and charges related to the execution of an options Estimated values on statements. Vanguard Brokerage Services relies on external vendors to provide
transaction is provided in the transaction confirmation sent to you at the time of the transaction. These are estimated, periodic valuation and market-price information for securities listed in your account statement.
also available upon request. You should advise us promptly of any changes in your investment objectives or From time to time, this information isn’t available or isn’t received in time for posting to your account
financial situation. statement. In this case, the valuation or market price on your statement is marked “-“ and the security
Tax information. After year-end, Vanguard Brokerage Services is required to provide tax information hasn’t been valued for purposes of calculating account totals. For owners of auction-rate securities: If an
to the IRS and other governmental authorities. At that time, you’ll receive necessary information on estimated valuation is provided on your account statement for auction-rate securities, please note that
the annual tax information statement; use that statement to prepare your tax filings. Note that certain due to market illiquidity, you may not be able to sell the security at or near the estimated valuation listed
types of assets typically need corrected tax forms. on your account statement.
Trade execution. Vanguard Brokerage Services may have acted as principal, agent, or both in Asset mix for some funds recalculated by Vanguard. If the “Asset mix” section of your “Statement
the placement of trades for your account. Details are provided upon request to Vanguard overview” page has a footnote that reads “Recalculated values are included,” the asset allocation
Brokerage Services. breakdown of particular funds within your portfolio among stocks, bonds, and short-term reserves has
been calculated using long positions, margin credit or debit balances; short positions have been excluded.
Average pricing. If average price transaction is indicated on this statement, details Certain funds employ trading strategies, such as risk hedging, short selling, and use of leverage and
regarding the actual execution prices are available upon request to Vanguard Brokerage Services. derivatives, that could result in significant short positions that can’t be displayed using a standard asset
When issued. A short form of “when, as, and if issued.” The term indicates a conditional transaction allocation pie chart. Exclusion of these short positions may have a significant impact on the “Asset mix”
in a security authorized for issuance but not as yet actually issued. All “when issued” transactions are pie chart. For more information about the strategies or holdings of a particular fund, see the fund’s
on an “if” basis, to be settled if and when the actual security is issued. prospectus.
II. Portfolio holdings S&P Rating. Copyright 2021, S&P Global Market Intelligence. Reproduction of S&P Credit Ratings
The net market value of the securities in your account, including short positions, is reflected in this (“Ratings”) in any form is prohibited except with the prior written permission of S&P Global Market
statement on a trade-date basis at the close of the statement period. The market prices have been Intelligence (together with its affiliates, “S&P Global”). S&P Global does not guarantee the accuracy,
obtained from quotation services that we believe to be reliable; however, we can’t guarantee their completeness, timeliness or availability of any information, including Ratings, and is not responsible for
accuracy. Securities for which a price isn’t available are marked “ — ” and are omitted from the total. any errors or omissions (negligent or otherwise), regardless of the cause, or for the results obtained from
Prices listed reflect quotations on the statement date. Current prices are listed to help you track your the use of Ratings. S&P Global shall not be liable for any damages, costs, expenses, legal fees, or losses
account and aren’t suitable for tax purposes. Account balances provided on the statement are displayed in (including lost income or lost profit and opportunity costs) in connection with any use of Ratings. Ratings
short-form using only two decimal places. are statements of opinions and are not statements of fact or recommendations to purchase, hold or sell
securities. They do not address the market value of securities or the suitability of securities for investment
Please logon to your account at Vanguard.com to review your account balances. Accrued interest purposes, and should not be relied on as investment advice.
represents interest earned but not yet received. Fund data on vanguard.com is generally updated
mid-month. Depending on when you log on, there may be a difference between the asset mix shown on
your statement and the data shown online. There also may be a difference between your fund’s actual
asset allocation and its target allocation. For more information about your fund’s target allocation, go to
vanguard.com.
March 31, 2025, quarter-to-date statement Page 6 of 6
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