Form AACPO-I, Vanguard Brokerage Account — Case 5:24-cr-00292-PCP, Document 44-38

Summary

This is Form AACPO-I, the Vanguard Brokerage Account Application for Organizations, effective June 2020, with a DocuSign envelope marking. The form says it is used to open a brokerage account for an organization to invest in Vanguard mutual funds, ETFs (exchange-traded funds), and other securities. It states that the combined application and resolution authorizes persons to conduct transactions on the account and asks for a document confirming that each individual listed is authorized to act or sign. Sole proprietors and single member LLC owners must complete the Organization owner supplement, and the form directs that all pages be returned even if some sections are left blank.

Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used

Full text

Text recognized from a scanned document; may contain errors. Page 1 of 19 is not shown because the text could not be recognized reliably.

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DocuSign Envelope |D: 3D05960C-C87F-4968-A87 2-B813DDA09D48

Form AACPO -I

Vanguard Brokerage Account
Application for Organizations

Effective June 2020

Use this application to open a brokerage account for an organization
to invest in Vanguard mutual funds, ETFs (exchange-traded funds), and
other securities.

Don’t use this application to update authorized signers on an existing
identically-registered account.

To be eligible for a new account, you must provide and maintain a legal
U.S. address.

This combined application and resolution authorizes persons to conduct
transactions on this account. The resolution within this application remains
in effect until Vanguard receives a new Vanguard Organization Resolution
form from your organization that revokes the resolution. You must file a
Vanguard Organization Resolution form each time there's a change in the
identity of individuals authorized to act for your organization.

Please include a current copy of your organization's document confirming
that each of the individuals listed in Section 2 are authorized to act or sign
on this new account. For example, this could be your corporate secretary's
certificate, operating agreement, board minutes, or a similar document
with language stating that the individual is authorized to transact for the
organization.

To avoid delays in establishing your account, be sure to include all required
documentation. Sole proprietors and single member LLC owners must
complete the Organization owner supplement that appears after the
signature page.

See the most recent Vanguard Brokerage Services® commission and
fee schedules for any fees that may apply.

Print in capital letters and use black ink.

Questions?
Call 800-662-2739.

1. Organization information

Identity of organization

Name of organization as shown on federal tax documents

You must provide the Alternative Health Services In
organization’s name

and its employer ID | Employer ID number If organization is exempt from backup Code
number. withholding, provide the applicable exempt payee
828 m Bas 2
al code from the list on page 5.
Country where organization was established Tax residency
mUS LJ Other* BUS. LJ) Other*

You must complete >
this entire section. Country of establishment if not US Country of tax residence jf not US

*|f the country of establishment is other than the U.S., you must complete an IRS Form W-8BEN electronically to certify your foreign status,
and to claim treaty benefits if applicable. We'll mail you instructions for completing the electronic Form W-8BEN once your account has
been established

VGI-1043099-000295

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Organization mailing address

Street or P.O. box

This will be the 5638 N Academy
rimary address for :
' it mailings. - City, state, zip Country #f not U.S.

Colorado Springs, CO 80918

Organization street address

Street address A P.O. box or rural route number is not acceptable; address can be military APO or FPO

This is required if 306 Los Gatos Almaden Road
the street address >

is different from the City, state, zip Country if not US.
mailing address. Los Gatos, CA 95032

Organization phone numbers

Organization phone area code, number, extension
408-596-1511

Additional organization phone area code, number, extension
408-596-1511

Return ALL pages of this application, even if some sections are left blank.

VGI-1043099-000296

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Form AACPO-|

Investment objectives and source of funds fequired

Industry regulations require us to collect the information below

Review and select your investment objectives for this account from the list that follows. Then
select your funding sources for the account.

¢ Capital preservation. Seeking to keep the original investment amount (the principal) from decreasing
in value.

*Income. Seeking current cash flow in exchange for a reduction in potential capital appreciation.

¢Growth. Seeking investments with capital appreciation potential in exchange for a reduction in
income and increased volatility.

¢Speculative investing. Seeking capital appreciation. This objective involves investments that can
have significant fluctuations in value. It involves a high level of risk, which can lead to a significant
loss of principal.

Primary investment objective (required) Check only one.

L] Capital preservation (J Income Growth LU) Speculative investing

Secondary investment objective (optional) Check only one

LJ Capital preservation (J Income ( Growth U) Speculative investing

Source of funds (required) Check all that apply.

CL] Income from employment/Salary L] Gift/Inheritance

(] General savings L] Existing retirement account

L] Social Security/Retirement income [1 Sale of property/Investment gains
[) Divorce/Legal settlement @ Working capital/Corporate income

C1 Choice not listed (must specify):

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Registration type Check one.

If the account is >
for an organization,
you must provide
the documentation
indicated next
to your selected
registration type.

™@ Corporation

() Non-profit corporation
C) Endowment

( Foundation

C) Partnership

CL Professional association
or corporation

C) Limited liability company

C Sole proprietorship

( Other = Specify type.

Filed 04/09/25 Page5of19

Required external documentation

Articles of incorporation, state-issued charter, or certificate of
good standing. Check one. {if you don’t fill in a circle, we'll treat
your organization as an S corporation for tax-reporting purposes.

C corporation LJ S corporation

Articles of incomoration, state-issued charter, or certificate of
good standing.

Pages inthe trust document that show the name of the
endowment and a listing of all trustees and their signatures.

Articles of incorporation or trust document to form foundation.

Partnership agreement.

Articles of association, certificate of organization, or
similar document

Articles of association, certificate of organization, or similar
document. Check one box to indicate federal tax classification
of LLC.

(1 C corporation () S corporation LC] Partnership
(J Single member
Required for single member LLCs:
¢ You must complete the organization owner supplement
section on page 17.

¢ You're required to provide an employer identification
number (EIN) for the LLC.

Document filed to form the proprietorship. Must complete the
organization owner supplement section after the signature page.

Document filed to form, or evidencing the existence of, the
organization or enterprise (if incorporated), or organization
bylaws or similar document (if not incorporated)

Organization description Check any thet describe the organization.

1) National bank

CL Mutual fund

( State-regulated bank

1) Government agency or instrumentality

[1 Publicly traded on the Nasdaq (except small-cap issues),

NYSE, or NYSE Arca

Ticker symbol

Return ALL pages of this application, even if some sections are left blank.

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Exempt payee codes for organizations

If you're opening an account for an organization that’s exempt from backup withholding, you must
provide one of the following exempt payee codes where noted previously.

Exempt
Type of organization payee code
An organization exempt from tax under section 501 (a), any IRA, or a custodial account under 1
section 403\(b){(7) if the account satisfies the requirements of section 401 (f)(2}
The United States or any of its agencies or instrumentalities 2
A state, the District of Columbia, a possession of the United States, or any of their political 3
subdivisions, agencies, or instrumentalities
A foreign government or any of its political subdivisions, agencies, or instrumentalities 4
A corporation 5
A dealer in securities or commodities required to register in the United States, the District of 6
Columbia, or a possession of the United States
A futures commission merchant registered with the Commodity Futures Trading Commission 7
A real estate investment trust 8
An entity registered at all times during the tax year under the Investment Company Act of 1940 9
A common trust fund operated by a bank under section 584{a) 10
A financial institution 11
A middleman known in the investment community as a nominee or custodian. 12
A trust exempt from tax under section 664 or described in section 4947 13
The following chart shows types of payees that are exempt from backup withholding.
If the payment is for ... Then the payment is exempt for ...
Interest and dividend payments All exempt payees except for 7
Exempt payees 1 through 4 and 6 through 11 and all C
securities acquired prior to 2012
Payments over $600 required tobe reported Generally, exernpt payees 1 through 5

VGI-1043099-000299

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Form AACPO-|

2. Organization authorized signatories

Provide the full
legal name.

This section MUST be completed.

You mustprovide all of the requested information for each required authorized signatory on pages 6
and 7.

Only the authorized signatory listed on page 8 will be given authority to consent to e-delivery of
account-related information for the entity. Notice of availability of that information will be sent only to
that individual's email address

Authorized signatories

When acting on an organization's account or if the organization serves as a trustee or guardian/
conservator, the individuals listed on the following pages can:

¢ Sign documents related to Vanguard mutual fund accounts and Vanguard Brokerage Accounts
owned by the organization

¢ Invest the assets of the organization.

¢ Obtain account information and give instructions for the purchase, sale, exchange, or transfer
of securities.

¢ Engage in margin and option trading in Vanguard Brokerage Accounts owned by the organization

Number of signatures required | jndicate how many signatures are required on documents other than
1 checks. If you don’t provide a number, Vanguard will assume only
one authorized signatory must sign.

Supporting documents must list the following individuals as authorized to act or sign on behalf of
the organization.

Important: All authorized signatories must signin Section 7 to establish the account

Authorized signer 1

Name of authorized signatory first, miadle initial, fast

> Cassie Victoria Will

Association Check aif that apply

LJ Check this box if you are, or your spouse Is, a Vanguard employee.

If this box is checked, & [) Check this box if you are an employee of FINRA, or if you are associated with a

the agent must
include with this
application a letter
of account approval
from the affiliated
compliance officer.

member of a stock exchange, a FINRA member firm, or a municipal securities dealer

Control person Chock if applicable.

1) Check this box if you are, or a household member is, a contro! person or an affiliate of a
public company, as defined in SEC Rule 144 (this would include, but is not limited to, 10%
shareholders, policymaking executives, and members of the board of directors). If this box
is checked, you must provide the names and trading symbols of the companies for which
such person serves as a control person or an affiliate.

Name of company Trading symbol

Name of company Trading symbol

Return ALL pages of this application, even if some sections are left blank.

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Authorized signer 2
Brovideshe full Name of authorized signatory first, middle initial, last
legal name.

Association Check all that apply.

L Check this box if you are, or your spouse ts, a Vanguard employee.

If this box is checked, > [] Check this box if you are an employee of FINRA, or if you are associated with a
_ the agent must member of a stock exchange, a FINRA member firm, or a municipal securities dealer
include with this
application a letter
of account approval Control person Check if applicable.
from the affiliated
organization's ( Check this box if you are, or a household member is, a control person or an affiliate of a
compliance officer. public company, as defined in SEC Rule 144 (this would include, but is not limited to, 10%
shareholders, policymaking executives, and members of the board of directors). If this box
is checked, you must provide the names and trading symbols of the companies for which
such person serves as a control person or an affiliate.

Name of company Trading symbol

Name of company Trading symbol

Authorized signer 3

Providieane full Name of authorized siqnatory first, middle initial, last

legal name.

Association Check aif that apply.

L] Check this box if you are, or your spouse is, a Vanguard employee.

If this box is checked, > [] Check this box if you are an employee of FINRA, or if you are associated with a
the agent must member of a stock exchange, a FINRA member firm, or a municipal securities dealer
include with this
application a letter
of account approval Control person Check if applicable.
from the affiliated
organization's L) Check this box if you are, or a household member is, a control person or an affiliate of a
compliance officer. public company, as defined in SEC Rule 144 (this would include, but is not limited to, 10%
shareholders, policymaking executives, and members of the board of directors). If this box
is checked, you must provide the names and trading symbols of the cornpanies for which
such person serves as a control person or an affiliate.

Name of company Trading symbol

Name of company Trading symbol

VGI-1043099-000301

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Online access and electronic delivery optional

If desired, provide the name and email address of the authorized signatory from Section 2

who's authorized to establish secure access to the organization's accounts online and consent

to electronic delivery (e-delivery) of the organization’s account documents. Only one person can

be given this authority.

The authorized signatory will need to set up these services separately once we've processed this
form. Not all organization accounts are eligible for e-delivery; the authorized signatory will have the
option of electing e-delivery for any eligible accounts after registering for online access.

If by submitting this form the organization is removing or replacing the authorized signatory
designated for online access and e-delivery, we'll reset the account's online access and change the
mailing preferences for all account documents to US. mail delivery. The new authorized signatory will
need to sign up to receive documents by electronic delivery, if desired.

Note: Any of the authorized signatories listed in Section 2 can obtain account information and
perform transactions by calling a Vanguard investment professional,

Name of authorized signatory first, miadle initial, last
Cassie Victoria Will

Email address of authorized signatory

Note: This will be the email address for the account; all email notifications will be sent here. If you
need to change the email address, you'll need to first request a PIN, which will be sent to the email
address before you can change it.

Return ALL pages of this application, even if some sections are left blank.

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Form AACPO-|

Please review this information before completing Section 3

The Vanguard Group, Inc., and certain of its affiliates (collectively, “Vanguard”) are required by federal law to obtain from each
person who opens a new account, and in some cases, regarding each owner or trustee, certain personal information—including
name, street address, and taxpayer identification number, among other information—that will be used to verify identity. If you
don’t provide us with this information, we won't be able to open the account. If we're unable to verify your identity, Vanguard
reserves the right to close your account or take other steps we deem reasonable.

Example organization structure

ABC Co.
| |
John Doe DEF Co.
(Person with (Direct owner)
control) |

(Indirect owner)

Jane Doe
(Indirect owner)

You're John Doe, a person with control establishing an account for ABC Co. DEF Co. is a direct owner of ABC Co.
XYZ Co. and Jane Doe are indirect owners of ABC Co. Jane Doe is the ultimate indirect owner of ABC Co.

Information we require:

¢ DEF Co.: Name, employer ID number (EIN), and street address

¢ XYZ Co.: Name, EIN, and street address

e John Doe: Name, taxpayer ID number (TIN), date of birth (DOB), and street address
¢ Jane Doe: Name, TIN, DOB, and street address

Example trust structure

Trust account

!

(Trustee)

Jack Smith
(Person with control)

You're opening a trust account in which XYZ Co. (organization) is the sole trustee of the trust. Jack Smith is the
person with control of XYZ Co.

Information we require:
¢ XYZ Co.: Name, EIN, and street address
¢ Jack Smith: Name, TIN, DOB, and street address

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3. Certification of beneficial owners

: This section is to identify a person with control and beneficial owner(s) of your organization. Once
: your organization account has been opened, you must file Vanguard's standalone Certification of
: Beneficial Owners form each time there is a change in a person with control or beneficial owner(s)

Person with control
A person with significant responsibility for managing the organization such as an executive officer,
senior manager, or any other individual who regularly performs similar functions.

Name first, middie initial, last

Sandra Will

Birth date mnvdd/wyw Phone area code, number, extension

Social Securfty number or individual taxpayer |D number

Citizenship and tax residency
Check and complete only one

@® US. citizen

; Country of citizenship
1 Resident alien

ON id lien® Country of citizenship Country of tax residence
onresident alien

Street address

Street address A P.O. box or rural route number is not acceptable; address can be military APO or FPO.
306 Los Gatos Almaden Road

City, state, zip Country if not U.S.

Los Gatos, CA 95032

Beneficial owners

On the following pages, list all organizations, individuals, or trusts who directly or indirectly hold at
least 25% ownership in the organization for which this Vanguard account is being opened. Pooled
investment vehicles or nonprofit corporations are exempt from this requirement.

If the direct or indirect owner is a trust or organization, provide information on the trustee(s) or
individual who owns the organization if that individual also holds at least 25% ownership. In certain
circumstances, you may be required to provide information about additional beneficial owners with a
10% ownership threshold.

Note: If there are more than two beneficial owners, copy pages 11 or 12 and attach the additional
copies with all of the requested information for each additional beneficial owner.

(] Check this box if there are no beneficial owners who hold at least 25% (70% in
some insiances).
Please provide the beneficial owner information on the following page(s).

*|f the person with control isa nonresident alien, he or she must complete an IRS Form W-8BEN electronically to certify his or her tax
Status, and to claim treaty benefits if applicable. We'll mail you instructions for completing the electronic Form VV-8BEN once the account
has beon established

Return ALL pages of this application, even if some sections are left blank.

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Beneficial owner 1
Check one and provide the required information

() Beneficial owner — Individual
Provide information about this individual below under Beneficial owner information

Is this individual also the person with control indicated on previous page? LJ Yes Ml No

@ Beneficial owner — Organization or trust
Provide information about the organization or trust below. If any individual or trustee owns at

least 25% of the organization, also provide their name and other information under Beneficial
owner information.

Name of organization or trust
Plato Global Ventures LLC

Tax identification number

Street address A P.O. box or mira! route number is not acceptable.
Hunkins Waterfront Plaza Main Street Charlestown Nevis

Citv. state. zip
Los Gatos, CA 95032

Beneficial owner information

Name first. middie initial, last

Cassie Will
Birth date mm/dd/yywvy Phone area code, number, extension
Social Security number or individual taxpayer ID number

Citizenship and tax residency
Chack and complete only one.

@® US citizen

, Country of citizenship
LC) Resident alien

ON id lien* Country of citizenship Country of tax residence
onresident alien

Street address

Street 4 P.O. box or rural route number Is not acceptable; address can be military APO or FPO
306 Los Gatos Almaden Road

City, state, zip

Country # not U.S.
Los Gatos, CA 95032

*|f the beneficial owner is a nonresident alien, he or she must complete an IRS Form W-8BEN electronically to certify his or her tax

status, and to claim treaty benefits if applicable. We'll mail you instructions for completing the electronic Form W-8BEN once the
account has been established

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Beneficial owner 2
Check one and provide the required information.

[1] Beneficial owner - Individual
Provide information about this individual below under Beneficial owner information.

Is this individual also the person with control indicated on previous page? LI Yes ([ No

CL) Beneficial owner - Organization or trust
Provide information about the organization or trust below. If any individual or trustee owns at
least 25% of the organization, also provide their name and other information under Beneficial
owner information.

Name of oraanization or trust
Tax identification number
Street address A P.O. box or rural route number is not acceptable.

City, state, zip

Beneficial owner information

Name first. middie initial. last
Birth date mm/dd/wyy Phone area code, number, extension

Social Security number or individual taxpaver ID number

Citizenship and tax residency
Check and complete only one.

O US. citizen

; ; Country of citizenship
L) Resident alien

ON id isa Country of citizenship Country of tax residence
onresident alien

Street address

Street A P.O. box or mural route number is not acceptable; address can be military APO or FPO.

City, state, zip Country ff not US.

*lf the beneficial owner is a nonresident alien, he or she must complete an IRS Form W-8BEN electronically to certify his or her tax
status, and to claim treaty benefits if applicable. We'll mail you instructions for completing the electronic Form W-SBEN once the
account has been established

Return ALL pages of this application, even if some sections are left blank.

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4. How you'd like to make your initial investment

Combine any of the following methods to open and fund your account. *
Check all that apply.

L) Fund at a later date (by check, electronic transfer, wire transfer, or another
acceptable method).
Attach a completed

Vanguard Brokerage > [] By transfer from a brokerage firm or other financial institution.
Account Transfer Form.

Attach a completed —
Change of > By transfer from an existing Vanguard account.

Ownership Form.
Make your check : ; ; Amount
payable ag ea > ( Bycheck. The entire amount of the check will be invested
in your money market settlement fund (see Section 5). $

5. Your money market settlement fund

We'll establish your settlement fund in Vanguard Federal Money Market Fund (0033) to pay
for, and receive proceeds from, brokerage transactions. This fund isn’t subject to a minimum
balance requirement.

6. Dividends and other distributions

Indicate how you want us to apply cash dividends and other cash distributions from your securities.

Check one.
If you don’t check a
box, reinvestment-
eligible distributions
will be reinvested in ™

ee shares of (1) Deposit earnings from my securities into my money market settlement fund.
the security.

@ Reinvest earnings from my eligible securities in additional shares of those securities

*Money recently added to your account by check may not be immediately available to pay for certain brokerage transactions and may not be
immediately available to withdraw from the account

VGI-1043099-000307

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7. Certification, indemnification, and authorization

Important information about opening a new account. Vanguard Marketing Corporation is
required by federal law to obtain from each person who opens an account, and in some
cases, regarding each owner or trustee, certain personal information—including name,
street address, and taxpayer identification number, among other information—that will be
used to verify identity. lf You do not provide Us with this information, We will not be able to
open the account. If We are unable to verify Your identity, Vanguard Marketing Corporation
reserves the right to close Your account or take other steps We deem reasonable.

Important: All authorized signatories must sign in this section. For Vanguard Brokerage
Accounts, these individuals must be named in a supporting document.

Read this section and sign on page 16 exactly as indicated in Section 2.
For initial investments by check

¢ If We're able to approve Your application within a reasonable period of time, We'll invest Your check
in Your money market settlement fund as soon as Your account is opened.

¢ If We can't approve Your application to open Your account within a reasonable period of time, We'll
return Your check uninvested.

For all other investment types

We'll initiate a transfer from a brokerage firm or other financial institution, deposit endorsed certificates,
and/or process an electronic transfer from a bank account as soon as Your account is opened.

By signing this Vanguard Brokerage Account Application for Organizations (Application), You
acknowledge that:

1. You have received and read a copy of the attached Vanguard Brokerage Account Agreement
(Agreement), which contains a predispute arbitration agreement. You acknowledge that Your
signature signifies and constitutes Your agreement that this Account and Your relationship with
Vanguard Brokerage Services will be governed by and consists of the terms set forth in the
Agreement and incorporates the terms set forth in the Vanguard Brokerage Services commission
and fee schedules, and the other disclosures, terms, and agreements relating to Your Account
or to particular features or services offered in connection with Your Account, each as amended
from time to time. You understand there are fees associated with establishing, maintaining, and
engaging in transactions in and transferring assets out of this Account.

2. You have read and understand the money market settlement fund information in Section 5 of this
Application and agree to and authorize the settlement terms indicated. You also acknowledge that by
purchasing the applicable Vanguard money market fund, You have received and read the prospectus
for that fund.

3. You, if You're using this form to add electronic bank transfer information, authonze The Vanguard
Group, Inc., and Vanguard Marketing Corporation, and any affiliates or subsidiaries of either
(individually or collectively, “Vanguard”), upon phone or online request, to pay amounts representing
redemptions or withdrawals made by You, or to secure payment of amounts invested by You, by
initiating credit or debit entries to the bank named by You. You authorize the bank to accept any such
credits or debits to Your account without responsibility for the correctness thereof. You acknowledge
that the origination of ACH transactions to Your account must comply with ULS. law. You further
agree that Vanguard won't incur any loss, liability, cost, or expense in connection with Your phone
or online request. You understand that this authorization may be terminated by You at any time
by wnitten notification to Vanguard and to the bank. The termination request will be effective as to
Vanguard as soon as Vanguard has had a reasonable amount of time to act upon it. You represent
and warrant to Vanguard that You're an owner or authorized signer on the bank account specified by
You on this form and that no other owner or authorized signer of such bank account (other than the
joint Vanguard account owner(s), if applicable) is required to sign to authorize the initiation of ACH
entries to such bank account.

Return ALL pages of this application, even if some sections are left blank.

VGI-1043099-000308

INFL430231721429
US-0004372
Case 5:24-cr-00292-PCP Document 44-38 Filed 04/09/25 Page 16 of 19

DocuSign Envelope ID: 3D05960C-C87F-4968-A872-B813DDA09D48
Form AACPO-|

4. You understand that even if an account has more than one authorized signatory listed in Section 2 or
ona valid Organization Resolution form, Vanguard can accept online or phone instructions from any
one authorized signatory.

5. You confirm that the organization is in existence and that You have full authority to enter into
investment transactions on behalf of the organization and to execute and deliver documents on its
behalf.

6. Each of the authorized signatories identified in Section 2 is duly authorized by resolution of the board
of directors or other governing body of the organization, or under the organization's charter or other
organizing document, to act on behalf of the organization in connection with any Vanguard Brokerage
Accounts owned by the organization. Each such signatory ts authorized to invest the assets of the
organization; obtain information and give instructions for the purchase, sale, exchange, or transfer of
securities; engage in margin and option trading (if available) on Vanguard Brokerage Accounts owned
by the organization; and execute any necessary documents in connection with those securities anc’
or Vanguard Brokerage Accounts owned by the organization.

7. The organization is solely responsible for informing Vanguard Brokerage of any changes in the
authority or identity of any of the authorized signatories identified in Section 2.

8. The following statement applies to organizations that may engage in option trading: IWVe
understand the investment objectives and trading plan of the registered account owner(s) and will
only use trading strategies that are consistent with these objectives and plans. IAVe acknowledge
that IAve have received from the registered account owner(s) (or [Ave already possess) copies of
the Vanguard Brokerage Option Application and Vanguard Brokerage Option Account Agreement
(Option Agreement), and I/we have read and understand them. I\Ve also acknowledge that if the
registered account owner(s) is/are approved for option trading, the owner(s) will be sent the booklet
Characteristics and Risks of Standardized Options. We agree to read the booklet prior to conducting
any trades in the registered account owner s{s’) account. IAVe also accept all the terms and
conditions of the Option Agreement. We acknowledge receiving a copy of the Option Agreement,
which contains a predispute arbitration clause highlighted in paragraphs 14 and 15 on page 3. By
signing this application, Awe agree to be bound by the terms of the Option Agreement.

For all organizations submitting this application and resolution

The organization agrees to indemnify and hold The Vanguard Group, Inc., Vanguard Marketing
Comoration, their affiliates, each of the investment company members of The Vanguard Group,
and their respective officers, employees, and agents (collectively, Vanguard) harmless from and
against all losses, claims, and expenses (including attorney's fees) of any kind incurred by Vanguard
for relying in good faith upon information provided tn this resolution and for acting on instructions
believed by Vanguard to have originated from any authorized signatory identified in Section 2,

as the case may be. This resolution remains in full force and effect until revoked by an authorized
signatory of the organization. Each Organization Resolution filed with Vanguard revokes a corporate/
organization resolution previously filed with Vanguard in its entirety. Any revocation will not affect
any liability resulting from transactions initiated before Vanguard has had a reasonable amount of
time to act upon the revocation.

The undersigned are authorized to certify this information on behalf of the organization and confirm
that these provisions conform to the charter or other organizing document of our organization.

For purposes of this Application and the attached Vanguard Brokerage Account Agreement, the terms
“You,” “Your,” and “Account Owner” refer to each person who signs this Application. The terms
"We," “Us,” and “Our” refer to Vanguard Brokerage Services, a division of Vanguard Marketing
Corporation, and its affiliates.

You must sign on the next page.

VGI-1043099-000309

INFL430231721429
US-0004373
Case 5:24-cr-00292-PCP Document 44-38 Filed 04/09/25 Page 17 of 19

DocuSign Envelope |D: 3D05960C-C87F-4968-A872-B8 13DDA09D48
Form AACPO-|

lflama U.S. citizen, a U.S. resident alien, or a representative of a U.S. entity, | certify under
penalties of perjury that:

1, The taxpayer ID number | have given on this form is correct {or | am waiting for a number
to be issued to me).

2.1 am not subject to backup withholding because (a) | am exempt from backup withholding,
or (b) | have not been notified by the Internal Revenue Service (IRS) that | am subject to
backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS
has notified me that | am no longer subject to backup withholding.

Important: Cross out item 2 if You have been notified by the IRS that You are currently

subject to backup withholding because You have failed to report all interest or dividends on
Your tax return.

3.lamaJU.S, citizen or other U.S. person (as defined by the IRS in its Form W-9 instructions).

4. The Foreign Account Tax Compliance Act (FATCA) coda(s) entered on this form {if any)
indicating that | am exempt from FATCA reporting is correct.

If | am a nonresident alien, | will complete an IRS Form W-8BEN electronically to certify my
tax status, including my FATCA status, and to claim treaty benefits if applicable.

The IRS does not require Your consent to any provision of this document other than the
certification required to avoid backup withholding.

NOTE THAT SECTION f ON PAGE 16 OF THE ATTACHED AGREEMENT CONTAINS A
PREDISPUTE ARBITRATION CLAUSE.

Important: All authonzed signatories must sign below. These individuals must be listed in the
supporting documents as authorized to act or sign on behalf of the organization

The authorized signatories signing below, hereby certify, to the best of their knowledge, that the
information provided on this brokerage application form is complete and correct

signer listed > |X tu a 11/23/2020 |_5:42 PM EST

in Section 2 6CBF43F508594BD...
must sign with .
today's date here. Print'name
Signature of authorized signer 2 Today's date mm ddyyyv

The second authorized
signer listed > | K

in Section 2
must sign with ;
today's date here. Print-name
The third authorized == [Signature of authorized signer 3 Today's date mm ddyyyy

signer listed in
Section 2 > |X

must sign with
today's date here.

If additional
signatures are
required, copy

this page.

Print name
Important: If your organization is a single member LLC or sole proprietorship, you'll also need to

complete the Organization owner supplement on page 17

Return ALL pages of this aj a n, even if some sections are left blank.

VGI-1043099-000310
INFL430231721429

US-0004374
Case 5:24-cr-00292-PCP Document 44-38 Filed 04/09/25 Page 18 of 19

DocuSign Envelope |D: 3D05960C-C87F-4968-A872-B8 13DDA09D48
Form AACPO-|

Org anization owner su pplem ent For sole proprietorships and single member LLC accounts

Provide the following information for the sole proprietor or single member LLC owner.

Name of owner first, midale initial, last
Provide the full =

legal name. >
Birth date mrn/ddjww Email address required for e-delivery
You must complete : ;
this entire section Daytime phone area code, number, extension Evening phone area code, number, extension
and provide at least () Mobile CL] Mobile
one phone number. | Social Security number or individual taxpayer ID number Gender optional

OU Male (© Female

Citizenship and tax residency
Check and complete only one.

O US. citizen

; Country of citizenship
1) Resident alien

ON id lien* Country of citizenship Country of tax residence
onresident alien

Street address
Street address AP.O. box or rural route number is not acceptable; address can be military APO or FPO.

City, state, zip Country f not U.S.

Mailing address Use the organization or estate address.

a 5d Street address
This is required if
the mailing address
is different from the City, state, zip Country #not Us.
street address.

Industry regulations require us to collect the information below
For sole proprietors only

Annual income Required L) $0-$19,999 LC) $100,000-$499,999

Check one. Include ALL sources O $20,000-$49,999 1 $500,000-$999,999

of income 1 $50,000-$74,999 O $1,000,000 or above
0 $75,000-$99,999

Liquid net worth O $0-$19,999 C1) $100,000-$499,999

(cash, securities, etc.) Required O $20,000-$49,999 1 $500,000-$999,999

O $75,000-$99,999

*|f the sole proprietor or single member LLC owner is a nonresident alien, he or she must complete an IRS Form\W-8BEN electronically to
certify his or her tax status, and to claim treaty benefits if applicable. We'll mail you instructions for completing the electronic Form W-8BEN

once the account has been established

VGI-1043099-000311

INFL430231721429
US-0004375
Case 5:24-cr-00292-PCP Document 44-38 Filed 04/09/25 Page 19 of 19

DocuSign Envelope ID: 3D05960C-C87F-4968-A872-B813DDA09D48

Form AACPO-I

Mail to: >

For registered or

certified mail, or >
overnight delivery,
mail to:

Mailing information

Mail all pages of this application—even if some sections are left blank—and any other required forms
in the enclosed postage-paid envelope

Vanguard
P.O. Box 982901
El Paso, TX 79998-2901

Vanguard
5951 Luckett Court, Suite A1
El Paso, TX 79932-1882

Reminders

Attach copies of the documentation required in Section 1.

Include a current copy of your organization’s document that confirms the individuals listed are
authorized to act.

If you're transferring assets from a brokerage account at another firm

Complete our Vanguard Brokerage Account Transfer Form and submit it with this application.
If you're transferring assets from an existing Vanguard account

Complete our Change of Ownership Form and submit it with this application.

If you want to add bank information

Complete our Electronic Bank Transfer Service Form and submit it with this application.

If you want to set up options investing or margin trading

¢ Options investing. Complete and attach our Brokerage Option Application

¢Margin trading. Complete and attach our Margin Account Application

Return ALL pages of this application, even if some sections are left blank.

© 2020
The Vanguard Group, inc
All rights reserved

AACPO 062020

VGI-1043099-000312

INFL430231721429

US-0004376


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