Monthly Transaction Statement, November 30, 2020 — Case 5:24-cr-00292-PCP, Document 44-36

Summary

This is a Vanguard monthly transaction statement dated November 30, 2020, for Cassie Will-Darnall. The account overview shows a total account value of $1,930,027.63 as of November 30, 2020, and year-to-date taxable income of $27.63. The settlement fund is VANGUARD FEDERAL MONEY MARKET FUND, with a balance of $1,930,027.63 on 11/30/2020. The income summary shows $27.63 of dividends for November, and the remaining pages print Vanguard disclosures, cost basis information and key terms.

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Case 5:24-cr-00292-PCP Document 44-36 Filed 04/09/25 Page 2of7

November 30, 2020, monthly transaction statement

View your statements online at vanguard.com.

Do Not Use For Account Transactions
PO BOX 3009
MONROE, WI 53566-8309

CASSIE WILL-DARNALL

111 BELWOOD GTWY

LOS GATOS CA 95032-5138

Vanguard’

Client Services: 800-662-2739

This statement shows only transactions that occurred on your brokerage
account during the past month. A comprehensive statement, which
includes detail pages for each fund, will continue to be mailed

following the close of each quarter.

Assets listed in this statement are held by Vanguard Brokerage Services® (VBS), a division
of Vanguard Marketing Corporation (VMC), member FINRA and SIPC. Summary data are
provided solely as a service and are for informational purposes only.

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Vanguard’

Cassie Will-Darnall

Account overview $1,930,027.63

Total account value as of November 30, 2020

Year-to-date income

Taxable income $27.63
Nontaxable income 0.00
Total $27.63

Balances and holdings for Vanguard Brokerage Account —44088205

Your securities are held in your cash account, unless otherwise noted. This section only shows securities that were held in the account at the end of the
time period indicated.

Settlement fund
Price on Balance on Balance on
Name Quantity 11/30/2020 10/31/2020 11/30/2020
VANGUARD FEDERAL MONEY 1,930,027.6300 $1.00 - $1,930,027.63
MARKET FUND

7-day SEC Yield: 0.02%

$0.00 $1,930,027.63

Account activity for Vanguard Brokerage Account — 44088205

This section shows trades that have settled by November 30, 2020.

Income summary

Dividends Interest Tax-exempt interest Short-term capital gains Long-term capital gains Other income
November $27.63 $0.00 $0.00 $0.00 $0.00 $0.00
Year-to-date 27.63 0.00 0.00 0.00 0.00 0.00
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Filed 04/09/25 Page 6of7

Vanguard’

Disclosures

Cost basis information

Vanguard is required to report cost basis information to the IRS for sales of covered securities in
taxable (nonretirement} accounts, Covered securities are generally stock or mutual funds acquired on
or after January 1, 2011 and 2012, respectively. Unless you select another method, we'll use the “first
in, first out” {FIFO} accounting method for sales of stocks and exchange-traded funds (ETFs} and the
“average cost” method for sales of mutual funds.

Gain or loss. The gain ar oss realized by the sale or redemption, calculated by subtracting the cost
from the proceeds. Gains and losses are generally short-term if the security was held a year or less,
and long-term if held more than a year.

For our brokerage clients

Your brokerage cash and/or securities are held in custody by Vanguard Brokerage Services, a division
of Vanguard Marketing Corporation, member FINRA and SIPC. Vanguard funds not held through

your Vanguard Brokerage Services {VBS} account are held by The Vanguard Group, Inc., and are not
protected by SIPC.

|. General information and key terms

Advice. Vanguard Brokerage Services doesn't provide tax, investment, or legal advisory services, and
no one associated with Vanguard Brokerage Services is authorized to render such advice.

Direct Participation Program (DPP) and Real Estate Investment Trust (REIT). DPP and REIT
securities are generally illiquid. The value of the security wil! be different than its purchase price. Any
estimated value on your statement may not be realized when you seek to liquidate the security.

Financial statement. A Vanguard Brokerage financial statement is available for your inspection at
any time upon request to Vanguard Brokerage Services.

Free credit balance. Any free credit balance carried for your account represents funds payable on
demand, which, although properly accounted for on Vanguard Brokerage’s books of record, aren't
segregated and may be used in the conduct of its business to the extent permitted by law. Funds in your
money market settlement fund may be liquidated upon your request and the proceeds remitted to you.

Dividend reinvestment. When reinvesting dividends of eligible stocks, ETFs, and closed-end funds,
Vanguard Brokerage Services combines cash distributions from the accounts of al! clients who have

November 30, 2020, monthly transaction statement

Client Services: 800-662-2739

requested reinvestment in the same security, and then uses that combined total to purchase additional
shares of the security in the open market. The new shares are divided proportionately among the
clients’ accounts, in whole and fractional shares rounded to four decimal places. If the total purchase
can’t be completed in one trade, clients will receive shares purchased at the weighted average price
paid by Vanguard Brokerage Services. Participants in our free dividend reinvestment program should
refer to the “Completed transactions” area of the “Account activity for Vanguard Brokerage Account”
section of their Vanguard statements for details of transaction history and dates.

For dividend reinvestment of mutual funds held in your brokerage account, the instructions are provided to
the fund and the “settlement date” and “trade date” on your statement will generally represent the day
the transaction is entered in your account record. Call Vanguard Brokerage Services with any questions.

Reporting brokerage account discrepancies. Promptly report in writing any inaccuracies or
discrepancies in your Vanguard Brokerage account {including unauthorized trading) to Vanguard
Brokerage Services. Any oral communication must be confirmed in writing to further protect your rights,
including your rights under the Securities Investor Protection Act.

Margin accounts. |f you maintain a margin account, this is a combined statement of your general
account and a special memorandum account maintained for you under Regulation T issued by the
Board of Governors of the Federal! Reserve System. The permanent record of the separate account as
required by Regulation T is available for your inspection upon request to Vanguard Brokerage Services.
All securities must be held in your margin account. Note that purchases of open-end mutual funds and
Vanguard ETFs® will settle in your cash account and after 30 days be moved into your margin account.

Money market fund transactions. Vanguard Brokerage Services may elect to send a monthly
statement, in lieu of an immediate confirmation, for transactions executed pursuant to a periodic
plan or an investment company plan, or executed in shares of any open-end registered money market
mutual fund,

Orphaned fractional share transactions. Vanguard Brokerage Services may elect to send a
monthly statement, in lieu of an immediate confirmation, for transactions executed to liquidate
orphaned fractional share positions. Orphaned fractional share positions are fractional share positions
held without a corresponding whole share position. Liquidations of these positions are executed by
Vanguard Brokerage Services on a principal basis at the previous day’s closing price, and the proceeds
are credited to your account. No transaction fee is charged.

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Vanguard’

Open orders. A good-til!-canceled (GTC) order will remain in effect for 60 calendar days after the
business day on which the order was placed. If the 60th day falls during a weekend or on a holiday, the
order will be canceled on the next business day before the markets open. GTC orders are automatically
entered on a “do not reduce” {DNR} basis. The limit price won't be adjusted when a stock goes “ex-
dividend.” Orders for securities undergoing corporate actions such as, but not limited to, stock splits,
stock dividends, special cash dividends, and spin-offs may be canceled before the market opening on
the ex-dividend date of the corporate action. You must maintain records of all open orders. Be sure to
review your open GTC orders pericdically.

Option accounts. \nformation regarding commissions and charges related to the execution of an options
transaction is provided in the transaction confirmation sent to you at the time of the transaction. These are
also available upon request. You should advise us promptly of any changes in your investment objectives or
financial situation,

Tax information. After year-end, Vanguard Brokerage Services is required to provide tax information
to the IRS and other gavernmental authorities. At that time, you'l| receive necessary information on
the annual tax information statement; use that statement to prepare your tax filings. Note that certain
types of assets typically need corrected tax forms.

Trade execution. Vanguard Brokerage Services may have acted as principal, agent, or both in
the placement of trades for your account. Details are provided upon request to Vanguard
Brokerage Services.

Average pricing. |f average price transaction is indicated on this statement, details
regarding the actual execution prices are available upon request to Vanguard Brokerage Services.

When issued. A short form of “when, as, and if issued.” The term indicates a conditional transaction
in a security authorized for issuance but not as yet actually issued. Al! “when issued” transactions are
on an “if” basis, to be settled if and when the actual security is issued.

Il. Portfolio holdings

The net market value of the securities in your account, including short positions, is reflected in this
statement on a trade-date basis at the close of the statement period. The market prices have been
obtained from quotation services that we believe to be reliable; however, we can't guarantee their
accuracy. Securities for which a price isn't available are marked “—” and are omitted from the total.
Prices listed reflect quotations on the statement date. Current prices are listed to help you track your
account and aren't suitable for tax purposes. Accrued interest represents interest earned but not

yet received,

Fund data on vanguard.com is generally updated mid-month. Depending on when you lag on, there may be
a difference between the asset mix shown on your statement and the data shown online.

November 30, 2020, monthly transaction statement

Client Services: 800-662-2739

There also may be a difference between your fund's actual asset allocation and its target allocation. For
more information about your fund's target allocation, go to vanguard.com.

Estimated values on statements. Vanguard Brokerage Services relies on external vendors to provide
estimated, periodic valuation and market-price information for securities listed in your account statement.
From time to time, this information isn’t available or isn't received in time for posting to your account
statement. In this case, the valuation or market price on your statement is marked “-" and the security
hasn't been valued for purposes of calculating account totals. For owners of auction-rate securities: If an
estimated valuation is provided on your account statement for auction-rate securities, please note that
due to market i|liquidity, you may not be able to sel! the security at or near the estimated valuation listed
on your account statement.

The estimated annua! income (EA!) and estimated yield {EY} figures are estimates and are for informational
purposes only. EA! represents estimated income to be distributed by a specific position. EA! may be
negative on short positions. EY represents the estimated yield of a specific position based on its EA! and
current price. EY reflects only the income generated by an investment. It does not reflect changes in the
investments price, which may fluctuate. EA! and EY for certain types of securities includes return of
principal or capital gains, in which case the EA! and EY is not limited to realizable income. Actual income
and yield may be higher or lower than the estimated amounts. These figures should not be considered a
forecast or guarantee of future results. They are computed using information from providers believed to be
reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are
subject to change at any time and may be affected by current and future economic, political, and business
conditions, they should not be relied on for making investment, trading, or tax decisions. The settlement
fund 7 day SEC yield is calculated by annualizing its daily income distributions for the previous 7 days,
which is not the same methodology for calculating EY for other positions held in your account {s).
Calculation methodologies differ by security type. Certain security types estimate the annual yield based
on historical actual income paid while others estimate future yield based on existing conditions. Please
contact Vanguard Brokerage Services for current information regarding your investments and the current
estimated valuations of your holdings.

Asset mix for some funds recalculated by Vanguard. |f the “Asset mix” section of your
“Statement overview” page has a footnote that reads “Recalculated values are included,” the asset
allocation breakdown of particular funds within your portfolio among stocks, bonds, and short-

term reserves has been calculated using only |ong positions; short positions have been excluded.
Certain funds employ trading strategies, such as risk hedging, short selling, and use of leverage and
derivatives, that could result in significant short positions that can't be displayed using a standard
asset allocation pie chart. Exclusion of these short positions may have a significant impact on the
“Asset mix” pie chart. For more information about the strategies or holdings of a particular fund,
see the fund's prospectus.

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