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Estimated Costs and COVID-19 Protective Measures for 2020 Fourth of July Events (GAO-21-458)

Summary

A GAO report to congressional requesters, GAO-21-458, dated June 2021, on Independence Day celebrations. It reports that federal agencies and state and local jurisdictions combined spent millions of dollars for the estimated costs of 2020 Fourth of July events in Washington, D.C., and at Mount Rushmore. The federal agencies involved included the United States Capitol Police, the Executive Office of the President, and the Departments of the Interior, Defense, Homeland Security, and Health and Human Services. The report also describes the COVID-19 protective measures taken for the events.

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             United States Government Accountability Office
             Report to Congressional Requesters




             INDEPENDENCE
June 2021




             DAY CELEBRATIONS

             Estimated Costs and
             COVID-19 Protective
             Measures for 2020
             Fourth of July Events




GAO-21-458
                                                June 2021

                                                INDEPENDENCE DAY CELEBRATIONS
                                                Estimated Costs and COVID-19 Protective Measures
                                                for 2020 Fourth of July Events
Highlights of GAO-21-458, a report to
congressional requesters




Why GAO Did This Study                          What GAO Found
Since July 4, 1776, Americans have              Federal agencies and state and local jurisdictions combined spent millions of
celebrated Independence Day through             dollars for the estimated costs of 2020 Fourth of July events in Washington, D.C.,
events held in towns and cities across          and at Mount Rushmore. The various federal agencies involved in the events
the nation. In the nation’s capital,            included the United States Capitol Police; the Executive Office of the President;
Washington, D.C., visitors have                 and the Departments of the Interior, Defense, Homeland Security, and Health
celebrated on the National Mall with            and Human Services. Beyond the federal effort, the District of Columbia
federally sponsored parades, concerts,          Government (DC Government), the state of South Dakota, and local law
fireworks, and in 2019 the Salute to            enforcement played a role in the events.
America. In 2020, additional federally
sponsored activities were held at the           Fourth of July Estimated Costs for Events in 2020
Mount Rushmore National Memorial in                                                                                                                           Estimated costs
South Dakota. Because of the COVID-                 Event                                                                                                            (dollars)
19 pandemic, federal Fourth of July                 General event costs a                                                                                                  2,610,164
celebrations in 2020 required                       A Capitol Fourth Concert                                                                                               3,888,607
adjustments and precautions in order                Independence Day fireworks                                                                                             2,546,737
to mitigate the spread of COVID-19.                 Salute to America                                                                                                      1,610,811
GAO was asked to review the                         Mount Rushmore National Memorial Events                                                                                3,917,289
estimated costs associated with the                 Total                                                                                                             14,573,608
2020 Fourth of July events and                  Source: GAO analysis of estimated cost data provided by federal agencies and state and local jurisdictions. | GAO-21-458
describe protective measures taken              a
                                                 General event costs are those that cannot be attributed to a specific event.
because of COVID-19. This report
describes (1) the total estimated costs         Costs incurred were associated with contracts, equipment, and federal
that federal agencies and state and             personnel, such as costs for overtime pay. Officials GAO interviewed from
local jurisdictions incurred for federal        federal agencies and state and local jurisdictions said they did not incur COVID-
2020 Fourth of July events, the                 19 mitigation costs for the events because personal protective equipment (PPE)
appropriations used to pay the federal          and other related supplies used were from existing stockpiles. Federal agencies
costs, and the extent to which the              and the DC Government primarily used annual appropriations to fund the events.
federal government reimbursed costs             The National Park Service also used the Centennial Challenge and Federal
incurred by state and local jurisdictions       Lands Recreation Enhancement Act appropriation accounts to fund portions of
and (2) the protective measures that            the Salute to America and Mount Rushmore events and to cover costs incurred
federal agencies and state jurisdictions        as part of the fireworks display. The DC Government used funds from other
took to help ensure the health and
                                                available appropriations to cover the cost of events occurring after the obligation
safety of the public, federal employees,
                                                of its $18 million appropriation for fiscal year 2020 security costs, including the
and other essential workers at the
events.                                         $1.4 million estimated cost of the 2020 Fourth of July events. The United States
                                                Park Police reimbursed state and local jurisdictions outside of Washington, D.C.,
To perform this work, GAO reviewed              $35,057 for their costs associated with the events in the District.
documentation and interviewed
personnel from federal agencies and             During the 2020 Fourth of July events, Centers for Disease Control and
state and local jurisdictions about their       Prevention–issued federal guidelines as well as state and local guidelines that
estimated costs and actions at the              South Dakota and Washington, D.C., issued were in effect. These guidelines
events in response to the COVID-19              encouraged event organizers and the public to take a variety of steps to help
pandemic.                                       prevent the spread of COVID-19. Events held on federal property in Washington,
                                                D.C., were to follow federal guidelines that included recommendations for social
                                                distancing of 6 feet, use of cloth face coverings, and frequent handwashing.
                                                South Dakota state guidance was in effect for the events at the Mount Rushmore
View GAO-21-458. For more information,          National Memorial. Federal agencies and state and local jurisdictions instructed
contact Kristen Kociolek at (202) 512-2989 or   their employees to follow relevant COVID-19 guidance and provided employees
kociolekk@gao.gov.                              with PPE. In addition, federal and state agencies made PPE, such as masks,
                                                available to the public.
                                                                                                                 United States Government Accountability Office
Contents


Letter                                                                                    1
              2020 Fourth of July Estimated Costs, Funding Sources, and State
                and Local Jurisdiction Reimbursements                                     4
              COVID-19 Guidelines and Protective Measures Taken at the
                Fourth of July Events                                                   11
              Agency and Third-Party Comments                                           14

Appendix I    Objectives, Scope, and Methodology                                        16



Appendix II   GAO Contact and Staff Acknowledgments                                     18


Tables
              Table 1: Fourth of July Estimated Costs for Events in Washington,
                      D.C., and at Mount Rushmore, 2016–2020                              4
              Table 2: Fourth of July General Event Estimated Costs in
                      Washington, D.C., 2020                                              5
              Table 3: Fourth of July A Capitol Fourth Concert Event Estimated
                      Costs in Washington, D.C., 2020                                     6
              Table 4: Fourth of July Fireworks Display Event Estimated Costs
                      in Washington, D.C., 2020                                           7
              Table 5: Fourth of July Salute to America Event Estimated Costs
                      in Washington, D.C., 2020                                           8
              Table 6: Fourth of July Mount Rushmore National Memorial Event
                      Estimated Costs, 2020                                               9




              Page i                                GAO-21-458 Independence Day Celebrations
Abbreviations

CDC                        Centers for Disease Control and Prevention
COVID-19                   Coronavirus Disease 2019
DC Government              District of Columbia Government
DOD                        Department of Defense
HHS                        Department of Health and Human Services
NPS                        National Park Service
PPE                        personal protective equipment
WMATA                      Washington Metropolitan Area Transit Authority




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Page ii                                        GAO-21-458 Independence Day Celebrations
                       Letter




441 G St. N.W.
Washington, DC 20548




                       June 21, 2021

                       The Honorable Patrick Leahy
                       Chairman
                       Committee on Appropriations
                       United States Senate

                       The Honorable Chris Van Hollen
                       Chairman
                       Subcommittee on Financial Services and General Government
                       Committee on Appropriations
                       United States Senate

                       The Honorable Jeff Merkley
                       Chairman
                       Subcommittee on Interior, Environment, and Related Agencies
                       Committee on Appropriations
                       United States Senate

                       The Second Continental Congress formally adopted the Declaration of
                       Independence on July 4, 1776. Since that day, Americans have
                       celebrated their country’s birth through various events held in towns and
                       cities across the country. In the nation’s capital, Washington, D.C.,
                       visitors have celebrated on the National Mall by attending federally
                       sponsored events, such as the National Independence Day Parade, A
                       Capitol Fourth Concert, Independence Day Fireworks Display, and in
                       2019 the Salute to America.

                       The 2020 Fourth of July events, however, were modified, in part because
                       of the Coronavirus Disease 2019 (COVID-19) pandemic. In 2020, while
                       the Independence Day Fireworks Display and the Salute to America were
                       held, the National Independence Day Parade was canceled and the
                       Capitol Fourth Concert was prerecorded, without a live audience, from
                       various locations across the country. Another change during 2020 was a
                       celebration and fireworks display in South Dakota. Specifically, on July 3,
                       2020, the state of South Dakota, in coordination with the National Park
                       Service (NPS), hosted an Independence Day celebration and fireworks
                       display at the Mount Rushmore National Memorial. These celebrations
                       drew visitors to the National Mall and Mount Rushmore to watch events
                       that the federal government, the state of South Dakota, and private
                       entities sponsored and produced. The planning, production, and



                       Page 1                                 GAO-21-458 Independence Day Celebrations
execution of these events were extensive and involved the expenditure of
federal dollars and use of resources from various federal agencies.

In an effort to better understand the cost of the events, including any
COVID-19 mitigation costs, you asked us to review the impacts and
estimated costs associated with the 2020 Fourth of July events. In
addition, you asked us to describe the protective measures that federal
agencies took to ensure the health and safety of the public, federal
employees, and other essential workers at federal Fourth of July events.
This report describes, for the federal 2020 Fourth of July events in
Washington, D.C., and at Mount Rushmore, (1) the total estimated costs
that federal agencies and state and local jurisdictions incurred for
planning, producing, and executing the events, including COVID-19
mitigation costs; the appropriations that were used to pay the federal
costs; and the extent to which the federal government reimbursed costs
incurred by state and local jurisdictions and (2) the protective measures
that federal agencies and state jurisdictions took to help ensure the health
and safety of the public, federal employees, and other essential workers
at the events because of COVID-19.

To determine the estimated costs and understand the financial, physical,
and human capital assets that agencies devoted to the events, we
obtained and reviewed documentation, such as financial data, contracts,
and relevant agreements, from federal agencies and state and local
jurisdictions. We also interviewed officials from agencies and jurisdictions
that contributed resources to the events. We also interviewed officials to
determine the extent to which the federal government reimbursed costs
that state and local jurisdictions incurred. In addition, to determine the
protective measures that were taken, we interviewed officials from
agencies and jurisdictions that contributed resources to the events and
reviewed relevant guidance and recommendations from the Centers for
Disease Control and Prevention (CDC) and other federal, state, and local
public health authorities related to COVID-19.

The scope of our review of the total costs consisted of estimated costs
that federal agencies and state and local jurisdictions incurred for the
2020 Fourth of July events and the associated appropriation accounts.
Federal agencies included the Departments of Defense, the Interior,
Homeland Security, Health and Human Services, Energy, Transportation,
and Justice; the Executive Office of the President; and the United States
Capitol Police. For the purpose of this audit, we define “estimated costs”
as the costs that agencies estimated to have been directly traceable to



Page 2                                  GAO-21-458 Independence Day Celebrations
the planning, production, and execution of the Fourth of July events in
Washington, D.C., and at Mount Rushmore for 2020.

We excluded costs that were not directly traceable to the planning,
production, and execution of the specific Fourth of July events in
Washington, D.C., and at Mount Rushmore. We also excluded costs that
would have been incurred regardless of whether the events took place.
For example, salary costs for civilian federal employees and military
personnel who performed duties during the events were not included
because those costs would have been incurred regardless of the events
on the Fourth of July. Also, because aircraft used for the events were
existing Department of Defense (DOD) assets, we excluded the costs to
operate and maintain the aircraft. In addition, according to DOD, the flying
hours associated with the event were used to meet annual pilot training
requirements. The value of donations from private entities is not included
in our cost estimates. Cost estimates are attributable to each agency that
provided them. We did not independently verify the data during this audit,
and all costs included in this report are estimates. For the purpose of this
audit, the COVID-19 mitigation costs and protective measures that federal
agencies took are attributable to each agency; we did not assess the
implementation of these measures. Appendix I describes our scope and
methodology in more detail.

We conducted this performance audit from July 2020 to June 2021 in
accordance with generally accepted government auditing standards.
Those standards require that we plan and perform the audit to obtain
sufficient, appropriate evidence to provide a reasonable basis for our
findings and conclusions based on our audit objectives. We believe that
the evidence obtained provides a reasonable basis for our findings and
conclusions based on our audit objectives.




Page 3                                 GAO-21-458 Independence Day Celebrations
2020 Fourth of July
Estimated Costs,
Funding Sources, and
State and Local
Jurisdiction
Reimbursements
2020 Fourth of July Events                                         According to the estimates we obtained, federal agencies and state and
in Washington, D.C., and                                           local jurisdictions combined spent millions of dollars for the 2020 Fourth
                                                                   of July events in Washington, D.C., and at Mount Rushmore. Agencies
the Mount Rushmore
                                                                   and jurisdictions did not track all costs separately for each of the Fourth of
National Memorial Costs                                            July events. Therefore, we grouped estimated costs into six categories,
Estimated at Millions of                                           which include general event costs, as well as costs for each of the
Dollars                                                            specific events held in Washington, D.C., and at Mount Rushmore.
                                                                   Officials we interviewed from federal agencies and state and local
                                                                   jurisdictions said they did not incur COVID-19 mitigation costs for the
                                                                   events because personal protective equipment (PPE) and other related
                                                                   supplies used were from existing stockpiles. Table 1 summarizes the
                                                                   2020 event costs, and includes 2016 through 2019 event costs for
                                                                   comparison. 1

Table 1: Fourth of July Estimated Costs for Events in Washington, D.C., and at Mount Rushmore, 2016–2020

In dollars

                           General event                                               Capitol                               Salute to        Mount
 Year                             costsa                     Paradeb                  Concert               Fireworks        America       Rushmore               Total
 2020                             2,610,164                             0           3,888,607               2,546,737c      1,610,811d     3,917,289e       14,573,608
 2019                             3,995,492                             0           4,612,249                   408,599     4,265,869d            n/a       13,282,209
 2018                             2,335,254                             0           3,968,350                   294,604            n/a            n/a        6,598,208
 2017                             2,253,306                             0           3,941,304                   278,718            n/a            n/a        6,473,328
 2016                             2,378,983                             0           4,079,088                   252,896            n/a            n/a        6,710,967

Legend: n/a = not applicable.
Source: GAO analysis of estimated cost data provided by federal agencies and state and local jurisdictions. | GAO-21-458.
                                                                   a
                                                                    General event costs are attributable to more than one specific event or costs from agencies that did
                                                                   not track costs by event.




                                                                   1GAO, Independence Day Celebrations: Estimated Costs for Fourth of July Events on the
                                                                   National Mall for 2016 through 2019, GAO-20-470 (Washington, D.C.; June 17, 2020).




                                                                   Page 4                                                     GAO-21-458 Independence Day Celebrations
                      b
                       There are typically no costs to the government because a private entity produced the parade and
                      managed its participants and associated costs during 2016 through 2019, which was funded through
                      nonfederal sponsors and the event was canceled in 2020.
                      c
                        The 2020 increase in the cost of fireworks displays in Washington, D.C., was due in part to the
                      National Park Service costs for event security, screening, and other logistical costs. In prior years,
                      those costs were categorized in the general event cost section, but because the parade was canceled
                      and the concert was virtual, those costs were only related to the fireworks in 2020.
                      d
                       The Salute to America event only occurred in 2019 and 2020. It did not take place in years 2016
                      through 2018.
                      e
                       The Mount Rushmore National Memorial event on July 3, 2020, did not occur in years 2016 through
                      2019.


                      In addition to costs that could be directly attributed to Fourth of July
                      events in Washington, D.C., and at Mount Rushmore, there were costs
                      associated with federal personnel and assets that we did not capture as
                      event costs because they would have been incurred regardless of
                      whether the Fourth of July events had occurred. For example, regular
                      salaries of federal civilian, military, and law enforcement personnel who
                      worked during the events were not included in cost estimates because
                      those salaried personnel would have been paid even if the Fourth of July
                      events did not occur.

General Event Costs   We categorized costs that could not be attributed to a specific event, and
                      costs incurred by agencies that did not track costs by event, as general
                      event costs. According to documents we reviewed and interviews with
                      officials, more than $2.6 million was spent on general event costs in 2020.
                      Table 2 contains general event estimated costs by federal agency and
                      local jurisdiction.

                      Table 2: Fourth of July General Event Estimated Costs in Washington, D.C., 2020
                      In dollars

                       Entity                                                                                                                     Amount
                       District of Columbia Government                                                                                       1,376,320
                       Department of Health and Human Services                                                                               1,214,011
                       Department of Justice – Federal Bureau of Investigation                                                                     18,789
                       Department of Homeland Security – Federal Emergency Management Agency                                                        1,044
                       Total                                                                                                                 2,610,164
                      Source: GAO analysis of estimated cost data provided by federal agencies and state and local jurisdictions. | GAO-21-458.



                      General event costs consisted of costs related to the events in
                      Washington, D.C. The District of Columbia Government (DC
                      Government) costs supported security and traffic control, fire and
                      emergency support services, trash collection and city sanitization, vendor



                      Page 5                                                                GAO-21-458 Independence Day Celebrations
                            licensing, and a command-and-control center in collaboration with the
                            United States Park Police. The Department of Health and Human
                            Services (HHS) incurred personnel and supply costs for medical aid
                            stations for participants and attendees and veterinarian medical care for
                            service animals working that day. The Federal Bureau of Investigation
                            and Federal Emergency Management Agency incurred costs for holiday
                            pay and compensatory time.

National Independence Day   Because of COVID-19, the National Independence Day Parade was
Parade                      canceled in 2020. As a result, no federal agency, state, or local
                            jurisdiction incurred costs for the parade.

A Capitol Fourth Concert    According to documents we reviewed and agency officials we
                            interviewed, the 2020 Capitol Fourth Concert cost the federal government
                            an estimated $3.9 million (see table 3). The costs are primarily for the
                            contractor that planned and executed the concert. Normally the concert
                            takes place on the grounds of the Capitol. However, because of COVID-
                            19, in 2020 the concert was prerecorded in June on the west front area of
                            the Capitol and involved lighting and camera vehicles. The public was not
                            allowed to attend the prerecording. On the night of July 4, the event was
                            broadcast along with historical footage, and there were no performers
                            present. NPS provided funding to a private contractor that produced the
                            virtual concert through a cooperative agreement. NPS provided minimal
                            operational support to the private contractor but was responsible for
                            funding the concert from its annual appropriations. The Army transferred
                            $3.2 million from its annual appropriations for fiscal year 2020 to NPS to
                            support the Capitol Fourth Concert.

                            Table 3: Fourth of July A Capitol Fourth Concert Event Estimated Costs in
                            Washington, D.C., 2020

                            In dollars

                             Entity                                                                                            Amount
                             Department of the Interior – National Park Servicea                                              3,888,256
                             United States Capitol Police                                                                          351
                             Total                                                                                            3,888,607
                            Source: GAO analysis of estimated cost data provided by federal agencies. | GAO-21-458.
                            a
                             The Army transferred $3.2 million from its annual appropriations for fiscal year 2020 to the National
                            Park Service to support the Capitol Fourth Concert.


                            The United States Capitol Police is the primary law enforcement agency
                            responsible for security on the Capitol grounds. According to agency



                            Page 6                                                              GAO-21-458 Independence Day Celebrations
                             officials, the Capitol Police estimated that it incurred a small amount of
                             overtime costs while filming the concert in June 2020 and for securing a
                             lighting truck on the night of July 4 that would not have been incurred had
                             the concert filming not taken place.

Independence Day Fireworks   The Independence Day Fireworks Display event estimated costs totaled
Display                      about $2.6 million (see table 4). NPS contracted with an entity that
                             produced and executed the fireworks event. Another private entity
                             donated additional fireworks, including associated logistical and
                             personnel support. In addition to the contract costs, NPS provided safety
                             officers who were on-site throughout the event and coordinated with both
                             private entities. The Park Police, in conjunction with NPS and other state
                             and local law enforcement, provided access control, emergency
                             response, and general law enforcement support services. Further, the
                             Washington Metropolitan Area Transit Authority (WMATA) incurred costs
                             for extended service levels on July 4, 2020, primarily to accommodate the
                             fireworks display on the National Mall. WMATA service was generally
                             adjusted and reduced during July 2020, ending at 9:00 p.m. EST daily,
                             because of COVID-19. However, on July 4, 2020, WMATA extended
                             service to end at approximately 11:45 p.m. EST at designated stations
                             near the National Mall. Finally, the United States Coast Guard incurred
                             personnel travel costs in support of the event.

                             Table 4: Fourth of July Fireworks Display Event Estimated Costs in Washington,
                             D.C., 2020

                             In dollars

                              Entity                                                                                                                 Amount
                              Department of the Interior – National Park Service                                                                   2,310,889
                              Washington Metropolitan Area Transit Authority                                                                         220,000
                              Department of Homeland Security – United States Coast Guard                                                                15,848
                              Total                                                                                                                2,546,737
                             Source: GAO analysis of estimated cost data provided by federal agencies and state and local jurisdictions. | GAO-21-458.



                             We did not include costs associated with Coast Guard personnel and
                             boats that patrolled a security perimeter around the fireworks event area.
                             The Coast Guard stated that these boats and personnel would have been
                             operating on July 4 regardless of whether the fireworks event occurred.

Salute to America            The Salute to America Event estimated costs totaled about $1.6 million
                             and primarily related to the Executive Office of the President’s production
                             of the event (see table 5). The United States Secret Service also was



                             Page 7                                                                GAO-21-458 Independence Day Celebrations
involved with the Salute to America event on the south grounds of the
White House because the President, First Lady, Vice President, and other
government officials attended. In order to prepare for and execute
security for the event, the Secret Service used numerous special agents
and incurred overtime and holiday pay. The Secret Service also incurred
costs for items including antiscale fencing; concrete barriers; project
management (including travel); and support items, such as trucks and
forklifts. In addition, the DOD cost estimates include procurement of
equipment and supplies and overtime and holiday pay for a number of
DOD civilian and military personnel. Finally, the Federal Aviation
Administration incurred costs for overtime pay for air traffic controllers
routing aircraft during the flyovers.

Table 5: Fourth of July Salute to America Event Estimated Costs in Washington,
D.C., 2020

In dollars

    Entity                                                                                         Amount
    Executive Office of the President                                                            1,022,337a
    Department of Homeland Security                                                                478,645
        United States Coast Guard                                                                     9,863
        United States Secret Service                                                               468,782
    Department of Defense                                                                          104,716
        Department of the Air Force                                                                   3,925
        Department of the Army                                                                      62,595
        Department of the Navy and United States Marine Corps                                       38,196
    Department of Transportation – Federal Aviation Administration                                    5,113
    Total                                                                                         1,610,811
Source: GAO analysis of estimated cost data provided by federal agencies. | GAO-21-458.
a
 The Executive Office of the President was reimbursed $763,477 of its $1,022,337 estimated cost.


A private foundation provided the flyovers of vintage military aircraft
during the Salute to America event, so there were no costs to the
government. In addition, DOD and the Coast Guard provided military
flyovers at the event, the costs of which—such as crew salaries, fuel, and
asset depreciation—they did not consider attributable to the event. DOD
and the Coast Guard stated that flying hours associated with the event
were used to satisfy annual training requirements for their pilots and crew.
However, some travel costs, such as lodging and food, were incurred for
pilots and crew, which we included in the estimated costs above.




Page 8                                                              GAO-21-458 Independence Day Celebrations
Mount Rushmore National   The Mount Rushmore event estimated costs totaled about $3.9 million
Memorial                  (see table 6). The costs incurred by the Executive Office of the President,
                          the majority of which were reimbursed with NPS funds, were associated
                          with logistics, planning, travel, temporary facility enhancement, food
                          services, and visitor services related to the presidential visit. The state of
                          South Dakota obtained special use permits from NPS to host the event
                          and incurred personnel costs for traffic control, event planning, highway
                          patrol, and travel. It also entered into several contracts for the fireworks,
                          audio visual services, local fire and emergency medical services, and bus
                          and shuttle services to transport attendees to and from designated
                          parking areas. Included in the state of South Dakota’s estimated costs is
                          a reimbursement to NPS for $470,000 of its costs. NPS incurred costs for
                          assisting the state of South Dakota, the White House Advance team, and
                          a private contractor in the logistics, planning, and execution of this event.

                          Table 6: Fourth of July Mount Rushmore National Memorial Event Estimated Costs,
                          2020

                          In dollars

                              Entity                                                                                                              Amount
                              Executive Office of the President                                                                               2,372,443a
                              State of South Dakota                                                                                             1,120,315
                              Department of the Interior – National Park Service                                                                  321,293
                              Department of Defense                                                                                                   93,269
                                  Department of the Navy and United States Marine Corps                                                               55,000
                                  United States National Guard                                                                                        38,269
                              Department of Homeland Security – United States Secret Service                                                           5,980
                              Department of Transportation – Federal Aviation Administration                                                           3,989
                              Total                                                                                                             3,917,289
                          Source: GAO analysis of estimated cost data provided by federal agencies and state and local jurisdictions. | GAO-21-458.
                          a
                           The Executive Office of the President was reimbursed $2,200,000 of its $2,372,443 estimated cost.


                          While DOD provided military flyovers during the Mount Rushmore event,
                          most of the costs associated with the flyovers, such as crew salaries, fuel,
                          and asset depreciation, according to DOD, were not attributable to the
                          event. DOD stated flying hours associated with the event were used to
                          satisfy annual training requirements for their pilots and crew. However,
                          some travel costs were incurred for pilots and an operation and
                          maintenance team, which we included in the cost estimates above. The
                          Secret Service incurred estimated costs for reimbursing DOD travel costs
                          and providing fencing at the event to protect the President. The Federal



                          Page 9                                                                GAO-21-458 Independence Day Celebrations
                          Aviation Administration incurred costs for overtime pay for air traffic
                          controllers routing aircraft during the flyovers. Finally, NPS received a
                          donation from a private entity for performers at the event.

Funding Sources and       We found that the majority of the federal agencies, including the Capitol
Reimbursements to State   Police, Department of Homeland Security, DOD, NPS, Department of
                          Justice, Department of Transportation, and Executive Office of the
and Local Jurisdictions
                          President funded costs for the 2020 Fourth of July events in Washington,
                          D.C., and at Mount Rushmore with annual appropriations. However, NPS
                          used other funding sources, which are detailed below.

                          In addition to annual appropriation funds from the Operation of the
                          National Park System account, NPS used the Centennial Challenge 2 and
                          Federal Lands Recreation Enhancement Act 3 appropriation accounts to
                          cover costs. 4 For the Salute to America event, the Capitol Fourth Concert,
                          and the Mount Rushmore events, NPS used annual appropriation funds
                          from the Operation of the National Park System account. For the Salute
                          to America and the Mount Rushmore events, NPS also used Federal
                          Lands Recreation Enhancement Act funds for Reimbursable Agreements
                          with the Executive Office of the President to provide financial support for
                          official costs associated with the temporary facility enhancement and
                          visitor services on the south lawn of the White House. The funds were
                          also used to provide financial support for costs associated with travel,
                          temporary facility enhancement, and visitor services related to the
                          presidential visit to Mount Rushmore. NPS also used the Centennial
                          Challenge appropriation account to pay for certain costs incurred for the
                          fireworks display. The Department of the Army entered into an agreement
                          with NPS and transferred funds from its annual appropriations for fiscal
                          year 2020 to NPS to support the Capitol Fourth and Memorial Day
                          concerts, of which $3.2 million was used for the Capitol Fourth Concert.

                          The DC Government received an appropriation of $18 million for fiscal
                          year 2020 from the federal government for emergency planning and
                          security costs in the District of Columbia, which remains available until

                          2Pub. L. No. 116-94, div. D, 133 Stat. 2534, 2694 (Dec. 20, 2019); 54 U.S.C. § 101701.

                          316 U.S.C. § 6806.

                          4We reported on a similar use of Federal Lands Recreation Enhancement Act fees in
                          Independence Day Celebrations: Estimated Costs for Fourth of July Events on the
                          National Mall for 2016 through 2019, GAO-20-470 (Washington, D.C.; June 17, 2020),
                          and are currently considering whether the use of the funds was proper as a matter of
                          appropriations law.




                          Page 10                                       GAO-21-458 Independence Day Celebrations
                      expended. The appropriation is for the costs of providing public safety at
                      events related to the presence of the national capital in the District.
                      According to DC Government officials, they obligated the entire amount
                      appropriated in fiscal year 2020 for various events. The DC Government
                      used funds from other available appropriations to cover the cost of events
                      occurring after the obligation of all of the funds for emergency planning
                      and security costs, including the $1.4 million estimated cost of the 2020
                      Fourth of July events. Finally, the Park Police reimbursed state and local
                      jurisdictions outside the District estimated costs of $35,057 for assistance
                      with the Washington, D.C., events for 2020.

                      On January 31, 2020, the Secretary of Health and Human Services
COVID-19 Guidelines   declared a state of public health emergency in response to COVID-19. On
and Protective        March 11, 2020, the World Health Organization declared COVID-19 a
                      pandemic, and on March 13, 2020, the President proclaimed that COVID-
Measures Taken at     19 constituted a national emergency. As a result, various federal, state,
the Fourth of July    and local entities issued COVID-19 guidelines to help prevent the spread
                      of the virus, including at events and gatherings. Officials we interviewed
Events                said they implemented various protective measures—such as providing
                      masks and other PPE—to help ensure the health and safety of the public,
                      federal employees, and other essential workers at the federally
                      sponsored Fourth of July events.

Federal Guidelines    The CDC issued guidance for events and gatherings that was in effect
                      during the Fourth of July events in Washington, D.C., and at Mount
                      Rushmore. The guidance was designed to enhance the protection of
                      individuals and communities and aid in preventing the spread of COVID-
                      19. The CDC provided the guidance as supplementary guidelines meant
                      to enhance, and not replace, any state or local health and safety laws,
                      regulations, and rules.

                      The CDC defined gatherings as planned or spontaneous events, indoors
                      or outdoors, with a small or large number of people in attendance, such
                      as a community event or gathering, concert, festival, conference, parade,
                      wedding, or sporting event. In order to reduce the spread of COVID-19 for
                      highest-risk events, the CDC advised event planners to (1) advise those
                      who have COVID-19 or have been in contact with someone with COVID-
                      19 to stay home; (2) ensure that there are accessible sinks and enough
                      supplies for people to clean their hands and cover their coughs and
                      sneezes; (3) require employees and encourage attendees to use cloth
                      face coverings; (4) modify layouts and provide guides, such as tape or
                      signs, to ensure that individuals remain at least 6 feet apart; (5) broadcast
                      regular announcements on preventing the spread of COVID-19; and (6)


                      Page 11                                 GAO-21-458 Independence Day Celebrations
                            post signs in highly visible locations (e.g., at entrances and in restrooms)
                            that promote everyday protective measures, such as handwashing and
                            using proper cloth face coverings. 5

State and Local             In response to COVID-19, the Governor of South Dakota issued a series
Guidelines                  of executive orders, beginning March 13, 2020, declaring a state of
                            emergency in the state. Executive Order 2020-20, issued on April 28,
                            2020, initiated South Dakota’s “Back to Normal Plan,” rescinding previous
                            orders and detailing the expectations for individuals, businesses, schools,
                            health care providers, and local governments to return to normal business
                            and social interactions, including practicing good hygiene, staying home
                            when sick, practicing physical distancing, and taking extra care if a
                            vulnerable individual.

                            The Mayor of Washington, D.C., issued Mayor’s Order 2020-045 on
                            March 11, 2020, declaring a public health emergency because of COVID-
                            19 in Washington, D.C. Effective May 29, 2020, Mayor’s Order 2020-067
                            provided a four-phase approach to reopening businesses, government
                            activities, and other operations. Effective June 22, 2020, Mayor’s Order
                            2020-075 implemented phase two of the Mayor’s reopening approach
                            and continued during the Fourth of July events in Washington, D.C.
                            However, the Mayor’s orders are not applicable to gatherings on property
                            within the District of Columbia owned by the federal government.
                            Therefore, all federal events held on federal property in the District of
                            Columbia, including the Independence Day Fireworks Display, Capitol
                            Fourth Concert, and Salute to America, were not governed by restrictions
                            put in place by the Mayor.

Protective Measures         According to documentation we reviewed and officials we interviewed,
Taken in Washington, D.C.   Capitol Police personnel took several protective measures during the
                            production of the Capitol Fourth Concert to mitigate COVID-19 risks. The
                            Capitol Police business board issued the permit for the prerecorded
                            Capitol Fourth Concert event on the Capitol grounds in June. This permit
                            included COVID-19 restrictions, taking into consideration the local and
                            federal guidelines in place at the time. Specifically, the permit limited the
                            event to no more than nine participants, required adherence to CDC
                            guidelines, and required sanitization of all equipment. Capitol Police
                            personnel involved in the prerecording event and security on the Fourth of


                            5The CDC defined highest risk events as large in-person gatherings where it is difficult for
                            individuals to remain spaced at least 6 feet apart and with attendees coming from outside
                            the local area.




                            Page 12                                         GAO-21-458 Independence Day Celebrations
July were provided with and required to use PPE and encouraged to
remain socially distanced.

Numerous protective measures were taken to mitigate the spread of
COVID-19 at the Independence Day Fireworks Display on the National
Mall. Specifically, NPS devised and implemented mitigation strategies to
help ensure the safety and health of the public, federal employees, and
other essential workers at the event. These included (1) encouraging
visitors to wear masks and follow CDC COVID-19 guidelines, placing
signs at all entry points, medical aid stations, and portable toilet banks 20
feet apart from each other; (2) making masks available to the public, law
enforcement, and medical staff; (3) providing 114 handwashing stations;
and (4) disseminating pre-event communications that discouraged those
who were sick from attending.

Multiple other protective measures were taken. For example, restrooms
were stocked with hand sanitizer and were sanitized throughout the day.
Concessionaries were directed to follow the CDC guidelines. A separate
screening area was established outside each medical aid station and
fenced with 6 feet between the fence and the tent to encourage social
distancing. A portion of each station was screened off and designated as
a treatment area for any patient who screened positive for COVID-19
symptoms and was disinfected after each patient discharge. Each station
was supported with a team leader from HHS to maintain adherence to
COVID-19 precautions. HHS also deployed multiple safety officers at the
event to address any concerns and encourage adherence to strict
COVID-19 precautions by medical responders. All HHS personnel were
screened for COVID-19 symptoms, provided with and required to use
PPE, and instructed to take necessary precautions. According to officials
we interviewed, personnel were provided with PPE and recommended to
socially distance and received screening for COVID-19 symptoms before
entering on duty.

The Salute to America event included several COVID-19 precautions.
Specifically, attendee arrival times at the Salute to America event on the
south lawn of the White House were staggered in order to facilitate social
distancing. In addition, markings delineating distancing were placed in all
areas where guests queued, including entrances, beverage stations, and
restrooms. Signs were placed throughout the event encouraging social
distancing, handwashing, and the wearing of face coverings. Attendees
were seated at tables with 50 percent capacity and spaced apart.
According to officials we interviewed, personnel were required to wear



Page 13                                 GAO-21-458 Independence Day Celebrations
                      face coverings and maintain social distance where appropriate and were
                      screened for COVID-19 symptoms.

Protective Measures   As outlined in the project agreement, the state of South Dakota,
Taken at the Mount    Department of the Interior, and NPS were responsible for the protective
                      measures taken to help ensure the health and safety of the public, federal
Rushmore National
                      employees, and other essential workers at Mount Rushmore on July 3,
Memorial              2020. According to the agreement, all parties were responsible for
                      directing COVID-19 protective measures for the event to ensure
                      adherence to all CDC guidelines.

                      Prior to the event, the state of South Dakota included information on the
                      event’s Frequently Asked Questions page of its website asking
                      participants to follow CDC guidelines. During the event, NPS provided
                      PPE to event staff, developed signage that was distributed throughout the
                      event, and encouraged attendees to remain socially distanced and wear
                      masks. However, social distancing and mask wearing were not
                      requirements. The National Guard participants were required to wear
                      masks and gloves, and the President’s security and those who would
                      meet or be in proximity to the President were screened for COVID-19
                      symptoms by state of South Dakota officials at the event.

                      We provided a draft of this report to the Executive Office of the President,
Agency and Third-     DOD, Department of the Interior, Department of Homeland Security,
Party Comments        Department of Energy, Capitol Police, DC Government, HHS, WMATA,
                      DOT, state of South Dakota, and Department of Justice for review and
                      comment. The Executive Office of the President, Department of the
                      Interior, DC Government, and Department of Justice provided technical
                      comments, which we incorporated as appropriate. DOD, Department of
                      Homeland Security, Capitol Police, Department of Energy, HHS, DOT,
                      WMATA, and state of South Dakota told us that they had no comments
                      on the draft report.

                      We are sending copies of this report to the appropriate congressional
                      committees, the Executive Office of the President, the Secretary of the
                      Interior, the Acting Secretary of Homeland Security, the Secretary of
                      Defense, the Secretary of Health and Human Services, and other
                      interested parties. In addition, the report is available at no charge on the
                      GAO website at https://www.gao.gov.

                      If you or your staff have any questions about this report, please contact
                      me at (202) 512-2989 or kociolekk@gao.gov. Contact points for our
                      Offices of Congressional Relations and Public Affairs may be found on


                      Page 14                                 GAO-21-458 Independence Day Celebrations
the last page of this report. GAO staff who made key contributions to this
report are listed in appendix II.




Kristen Kociolek
Director
Financial Management and Assurance




Page 15                                GAO-21-458 Independence Day Celebrations
Appendix I: Objectives, Scope, and
              Appendix I: Objectives, Scope, and
              Methodology


Methodology

              Our objectives were to describe for the federal 2020 Fourth of July events
              in Washington, D.C., and at the Mount Rushmore National Memorial (1)
              the total estimated costs that federal agencies and state and local
              jurisdictions incurred for planning, producing, and executing the events,
              including Coronavirus Disease 2019 (COVID-19) mitigation costs; the
              appropriations that were used to pay the federal costs; and the extent to
              which the federal government reimbursed costs incurred by state and
              local jurisdictions and (2) the protective measures that federal agencies
              and state jurisdictions took to help ensure the health and safety of the
              public, federal employees, and other essential workers at the events.

              To accomplish these objectives, we obtained and reviewed
              documentation, such as financial data, contracts, and relevant
              agreements, from federal agencies and state and local jurisdictions. We
              also interviewed officials from agencies and jurisdictions that contributed
              resources to the events. Federal agencies and state and local
              jurisdictions we contacted were the Executive Office of the President,
              Department of Defense (DOD), Department of the Interior, Department of
              Homeland Security, United States Capitol Police, Department of Energy, 1
              Department of Health and Human Services, Department of
              Transportation, Department of Justice, Washington Metropolitan Area
              Transit Authority, District of Columbia Government, and the state of South
              Dakota. We also interviewed officials to determine the extent to which the
              federal government reimbursed costs incurred by state and local
              jurisdictions. In addition, we reviewed cost documents and other agency
              records to understand the assets, including financial, physical, and
              human capital that each agency devoted to the events. We interviewed
              officials about estimated costs, any reimbursed costs, and any COVID-19
              mitigation costs.

              In addition, we reviewed relevant COVID-19 guidance and
              recommendations issued by the Centers for Disease Control and
              Prevention and other federal, state, and local public health authorities that
              were in place during the 2020 events. We also interviewed officials and
              documented the protective measures that, according to officials, federal
              agencies took because of COVID-19 to help ensure the health and safety
              of the public, federal employees, and other essential workers at the
              Fourth of July events. The COVID-19 prevention measures taken for the



              1Department of Energy officials stated that the agency did not incur costs directly related
              to their involvement with the 2020 Fourth of July events.




              Page 16                                         GAO-21-458 Independence Day Celebrations
Appendix I: Objectives, Scope, and
Methodology




events are based on discussions with federal and state and local officials.
We did not assess the implementation of these measures.

The scope of our review of the total costs consisted of estimated costs
that federal agencies and state and local jurisdictions incurred for the
events and the associated appropriation accounts. For the purpose of this
audit, we define “estimated costs” as the costs that agencies estimated to
have been directly traceable to planning, producing, and executing the
2020 Fourth of July events in Washington, D.C., and at the Mount
Rushmore National Memorial. For example, we included personnel
overtime and holiday pay expenses for federal employees associated with
the events in the estimated costs. The costs also included contracts that
various federal agencies awarded to private entities that were specifically
attributable to the events.

We excluded costs that were not directly traceable to planning, producing,
and executing the specific Fourth of July events in Washington, D.C., and
at the Mount Rushmore National Memorial and that would have been
incurred regardless of whether the events took place. For example, salary
costs for civilian federal employees and military personnel who performed
duties during the events were not included. Also, we excluded the costs
to operate and maintain DOD aircraft that were used in the events
because the aircraft were existing DOD assets. In addition, according to
DOD, the flying hours associated with the event were used to meet
annual pilot training requirements. Further, we excluded the cost
associated with private entity donations. Cost estimates are attributable to
each agency that provided them. We did not independently verify the
estimated cost data provided during this audit.

We conducted this performance audit from July 2020 to June 2021 in
accordance with generally accepted government auditing standards.
Those standards require that we plan and perform the audit to obtain
sufficient, appropriate evidence to provide a reasonable basis for our
findings and conclusions based on our audit objectives. We believe that
the evidence obtained provides a reasonable basis for our findings and
conclusions based on our audit objectives.




Page 17                                GAO-21-458 Independence Day Celebrations
Appendix II: GAO Contact and Staff
                  Appendix II: GAO Contact and Staff
                  Acknowledgments


Acknowledgments

                  Kristen Kociolek, (202) 512-2989 or kociolekk@gao.gov
GAO Contact
                  In addition to the contact named above, Jonathan Meyer (Assistant
Staff             Director), Kevin Scott (Auditor in Charge), and John Ledford made major
Acknowledgments   contributions to this report. Other key contributors include Carl Barden,
                  Marcia Carlsen, Angela Clowers, Elizabeth Erdmann, Pat Frey, Richard
                  Geiger, Gretta Goodwin, Maxine Hattery, William Hong, Jason Kirwan,
                  and Lisa Motley.




(104443)
                  Page 18                               GAO-21-458 Independence Day Celebrations
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