Proposed Requirement American Rescue Plan Act Elementary and Secondary School Emergency Relief Fund
Summary
A Department of Education proposed requirement for the ARP ESSER Fund, Docket ID ED-2021-OESE-0116, scheduled for Federal Register publication on January 3, 2022, would have each state educational agency post on its website maintenance of equity information for every applicable local educational agency. It revises an October 5, 2021 proposal after 27 comments from States, LEAs and national organizations and proposes a longer reporting period. The text recalls the August 6, 2021 Dear Colleague Letter and the Appendix A data States submitted. A burden table estimates 52 responses for LEA-level data posting at 8.5 hours each and 20 for updates, for a total of 532 hours and $28,800. Ian Rosenblum, Deputy Assistant Secretary for Policy and Programs, is the named official.
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Cite this document
“Proposed Requirement American Rescue Plan Act Elementary and Secondary School Emergency Relief Fund.”
Original at www.ed.gov. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/department-of-education-notice-of-proposed-requirements-npr-www-ed-gov-5cab42ed8e/
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Note: The official version of this document is the document published
in the Federal Register. This document has been sent to the Office of
the Federal Register and has been scheduled for publication on January
3, 2022.
4000-01-U
DEPARTMENT OF EDUCATION
34 CFR Chapter II
Proposed Requirement--American Rescue Plan Act Elementary
and Secondary School Emergency Relief Fund
[Docket ID ED-2021-OESE-0116]
AGENCY: Office of Elementary and Secondary Education,
Department of Education.
ACTION: Proposed requirement.
SUMMARY: The Department of Education (Department) proposes
a requirement for the American Rescue Plan Elementary and
Secondary School Emergency Relief (ARP ESSER) Fund, under
the American Rescue Plan Act of 2021 (ARP Act). This
requirement is intended to promote accountability and
transparency by requiring each State educational agency
(SEA) to post on its website maintenance of equity
information for each applicable local educational agency
(LEA).
DATES: We must receive your comments on or before [INSERT
DATE 30 DAYS AFTER DATE OF PUBLICATION IN THE FEDERAL
REGISTER].
1
ADDRESSES: Submit your comments through the Federal
eRulemaking Portal or via postal mail, commercial delivery,
or hand delivery. We will not accept comments submitted by
fax or by email or those submitted after the comment
period. To ensure that we do not receive duplicate copies,
please submit your comments only once. In addition, please
include the Docket ID at the top of your comments.
• Federal eRulemaking Portal: Go to
www.regulations.gov to submit your comments electronically.
Information on using Regulations.gov, including
instructions for accessing agency documents, submitting
comments, and viewing the docket, is available on the site
under “FAQ.”
• Postal Mail, Commercial Delivery, or Hand Delivery:
If you mail or deliver your comments about the proposed
requirement, address them to U.S. Department of Education,
400 Maryland Avenue, SW, Room 3W113, Washington, DC 20202.
Privacy Note: The Department’s policy is to make all
comments received from members of the public available for
public viewing in their entirety on the Federal eRulemaking
Portal at www.regulations.gov. Therefore, commenters
should be careful to include in their comments only
information that they wish to make publicly available.
2
FOR FURTHER INFORMATION CONTACT: Britt Jung, U.S.
Department of Education, 400 Maryland Avenue, SW, Room
3W113, Washington, DC 20202. Telephone: (202) 453-
5563. Email: ESSERF@ed.gov.
If you use a telecommunications device for the deaf
(TDD) or a text telephone (TTY), call the Federal Relay
Service (FRS), toll-free, at 1-800-877-8339.
SUPPLEMENTARY INFORMATION:
Invitation to Comment: We invite you to submit comments
regarding the proposed requirement. To ensure that your
comments have maximum effect in developing the requirement,
we urge you to clearly identify the specific section of the
proposed requirement that each comment addresses.
We invite you to assist us in complying with the
specific requirements of Executive Orders 12866 and 13563
and their overall requirement of reducing regulatory burden
that might result from the proposed requirement.
During and after the comment period, you may inspect
all public comments about the proposed requirement by
accessing Regulations.gov. You may also inspect the
comments in person. Please contact the person listed under
FOR FURTHER INFORMATION CONTACT to make arrangements to
inspect the comments in person.
3
Assistance to Individuals With Disabilities in Reviewing
the Rulemaking Record: On request we will provide an
appropriate accommodation or auxiliary aid to an individual
with a disability who needs assistance to review the
comments or other documents in the public rulemaking record
for the proposed requirement. If you want to schedule an
appointment for this type of accommodation or auxiliary
aid, please contact the person listed under FOR FURTHER
INFORMATION CONTACT.
Purpose of Program: The ARP ESSER Fund provides nearly
$122 billion to SEAs and LEAs to help them safely reopen
and sustain the safe operation of schools and address the
impacts of the COVID-19 pandemic by addressing students’
academic, social, emotional, and mental health needs. As a
condition of receiving the funds, each SEA and LEA must
comply with multiple requirements, including the
maintenance of equity requirements in section 2004 of the
ARP Act.
Program Authority: ARP Act, Public Law 117-2, March 11,
2021.
PROPOSED REQUIREMENT: This document contains one proposed
requirement.
Background:
4
The ARP Act provides nearly $122 billion via the ARP
ESSER Fund to SEAs and LEAs to help schools return safely
to in-person instruction; sustain the safe operation of
schools; and address the academic, social, emotional, and
mental health impacts of the COVID-19 pandemic on the
Nation’s students. Under section 2004 of the ARP Act, SEAs
and LEAs must meet new maintenance of equity requirements
to receive funds under the ARP ESSER Fund. These
provisions ensure that LEAs and schools serving a large
share of students from low-income backgrounds do not
experience a disproportionate share of reduced funding in
fiscal years (FYs) 2022 and 2023, and that, for the
highest-poverty LEAs, State funding is not decreased below
their FY 2019 level. In addition, the maintenance of
equity provisions ensure that each LEA safeguards its high-
poverty schools from disproportionate cuts to funding and
staffing. On August 6, 2021, the Department issued a Dear
Colleague Letter (DCL) to Chief State School Officers and
District School Superintendents emphasizing the importance
of maintaining equity and addressing specific
implementation challenges for FY 2022. On August 6, the
Department also issued updated Frequently Asked Questions
5
on the Maintenance of Equity Requirements (FAQs)1 providing
detailed guidance on how each SEA and LEA can maintain
equity and comply with the maintenance of equity
provisions. In that guidance, the Department indicated
that SEAs and LEAs should consider making maintenance of
equity data publicly available.
In Appendix A to the FAQs issued in June 2021 and
updated on August 6and October 1, 2021, the Department
required each SEA to report to it baseline and initial data
on the State’s high-need and highest-poverty LEAs. These
data include: a list of the high-need LEAs; the statewide
per-pupil amount of State funds provided to all LEAs in FYs
2021 and 2022 as well as the per-pupil amount provided to
each high-need LEA in those years; a list of the highest-
poverty LEAs; and the per-pupil amount of State funds
provided to each highest-poverty LEA in FYs 2019 and 2022.
In addition, each SEA was required to submit a list of the
high-poverty schools in each LEA that must maintain equity
in FY 2022. The Department is posting these data on its
website at: https://oese.ed.gov/offices/american-rescue-
plan/american-rescue-plan-elementary-and-secondary-school-
1 See https://oese.ed.gov/files/2021/08/Maintenance-of-Equity-updated-
FAQs_final_08.06.2021.pdf .
6
emergency-relief/maintenance-of-equity/ and will update the
website as new data become available. The Department also
intends to collect SEA-level maintenance of equity data
through each State’s annual performance report and will
make those data publicly available.
Although data on State-level maintenance of equity
will be available on the Department’s website, there are
not publicly available data for LEA-level maintenance of
equity. Accordingly, on October 5, 2021, the Department
proposed a requirement2 to address this need for
transparency and accountability consistent with the
Department’s policy goals of ensuring that schools serving
large proportions of historically underserved groups of
students--including students from low-income families,
students of color, English learners, students with
disabilities, migratory students, and students experiencing
homelessness--receive an equitable share of State and local
funds as the Nation continues to recover from the impact of
the COVID-19 pandemic on our education system. To support
these goals, and to ensure public accountability for the
implementation of the LEA-level maintenance of equity
2 www.federalregister.gov/documents/2021/10/05/2021-21764/proposed-
requirement-american-rescue-plan-act-elementary-and-secondary-school-
emergency-relief-fund
7
provisions of the ARP Act, the Department proposed to
require that each SEA make publicly available information
on how each LEA in the State is maintaining fiscal and
staffing equity to meet the requirements of section 2004(c)
of the ARP Act. Requiring that maintenance of equity data
be publicly available would allow parents, families, and
local communities to access information on how the LEA is
maintaining equity for schools with high concentrations of
students from low-income families. Additionally, public
posting of data and information on how each LEA in the
State is maintaining equity is an important accountability
tool for SEAs and the Department.
In response to the proposed requirement, the
Department received 27 comments from States, LEAs, and
national organizations. After considering those comments
and other stakeholder input, the Department proposes this
significantly revised requirement.
Many commenters recommended that the Department extend
the reporting deadline to allow more time for SEAs and LEAs
to prepare to meet the data reporting requirements and
ensure more accurate reporting. The Department recognizes
the concerns of grantees regarding accurate data reporting
on a constricted timeline. As a result, the Department
8
proposes to adjust the deadline to significantly extend the
period for reporting data.
In addition, multiple commenters strongly recommended
allowing for increased flexibility in the reporting
requirements to accommodate SEAs’ and LEAs’ different
school finance reporting systems. In response to these
comments, the Department proposes to specify expanded
options available to SEAs for reporting data to allow an
LEA to demonstrate that the LEA maintained equity by
providing applicable per-pupil expenditure data where
appropriate. Specifically, paragraph (d) of the proposed
requirement permits an SEA and its LEAs, in meeting and
reporting LEA-level maintenance of equity, to rely on the
applicable per-pupil expenditure data required to be
included on the State report card pursuant to section
1111(h)(1)(C)(x) of the Elementary and Secondary Education
Act of 1965 (ESEA). This paragraph would provide an LEA
additional flexibility in meeting the LEA-level maintenance
of effort requirement by using expenditure data the LEA may
already have available for reporting per-pupil expenditures
under section 1111(h)(1)(C)(x) of the ESEA without
establishing new reporting systems.
9
Finally, commenters expressed concern over the
potential burden that these data reporting requirements
would place on SEAs and LEAs, noting that systems may not
be in place yet to collect and analyze the data and that
developing such systems takes significant amounts of time
and labor.
The Department acknowledges these concerns and has
addressed them through changes designed to achieve the
benefit of sharing information on State and local funding
in order to support students who have been subject to
longstanding opportunity gaps in our education system.
Under paragraph (c) of the proposed requirements, each
State would be required to publish, by December 31
following each applicable school year, specific data
regarding compliance with the LEA-level maintenance of
equity requirements. We are specifically requesting
comment on whether such data elements would be available on
the proposed timeline and, if not, when such data would be
available. We also solicit comment as to whether, in the
alternative, States would be able to publish data on the
same proposed timeline demonstrating how each LEA met the
fiscal and staffing equity requirements generally, instead
of the specific data elements in proposed paragraph (c),
10
and whether it would achieve similar transparency
objectives. Under this alternative approach, States would
have additional flexibility in the data they use to
demonstrate LEA compliance with the requirements, though
such an approach could limit cross-State data comparability
and provide less certainty for stakeholders regarding the
types of data they may reasonably expect from their SEA on
LEA implementation.
Finally, given the proposed flexibilities in reporting
on LEA-level maintenance of equity, the Department proposes
in paragraph (b) that each SEA, by March 31, 2022 for FY
2022 which is the 2021-2022 school year and by November 1,
2022 for FY 2023 which is the 2022-2023 school year,
publish on its website a description of how the SEA will
ensure that each LEA that is not excepted from LEA-level
maintenance of equity requirements is ensuring that its
high-poverty schools are protected from any reduction of
per-pupil funding by an amount that exceeds the overall
per-pupil reduction in the LEA, if any, such that the LEA
can make any necessary adjustments in a timely manner.
This provision is designed to ensure an SEA has a process
for determining that its LEAs actually maintain equity and,
if the LEAs do not, are able to make any necessary
11
adjustments in a timely manner.
Several questions in the FAQs on LEA-level maintenance
of equity (see generally Questions 22-32) address the data
an SEA would report under this proposed requirement. For
example, Question 32 discusses LEAs that may be excepted
under proposed paragraph (a)(1) from meeting the LEA-level
maintenance of equity requirements, including those LEAs
that qualify as having exceptional or uncontrollable
circumstances in FY 2022 due to the pandemic. (See also
the August 6, 2021, DCL.) Similarly, Questions 23-25
clarify how to identify high-poverty schools under proposed
paragraph (a)(2). Question 26 provides information
applicable to proposed paragraphs (c)(1) and (2) and (d) on
how the amount of per-pupil funding aligns with reporting
on per-pupil expenditures under section 1111(h)(1)(C)(x) of
the ESEA. Questions 28 and 29 clarify how to determine
full-time-equivalent (FTE) staff applicable to proposed
paragraphs (c)(3) and (4). Finally, Questions 27 and 30
address how to determine if an LEA has maintained equity in
its high-poverty schools for proposed paragraph (c)(5).
Proposed Requirement:
(a) By March 31, 2022 for FY 2022 which is the 2021-
2022 school year and by November 1, 2022 for FY 2023 which
12
is the 2022-2023 school year, a State educational agency
(SEA) must publish the following LEA-level maintenance of
equity data on its website:
(1) The identity of each LEA in the State that is
excepted from LEA-level maintenance of equity requirements
under section 2004(c)(2) of the ARP Act for each of the
following reasons:
(i) The LEA has a total enrollment of less than 1,000
students.
(ii) The LEA operates a single school.
(iii) The LEA serves all students within each grade
span with a single school.
(iv) The LEA has notified the SEA that the LEA
demonstrates an exceptional or uncontrollable circumstance
under section 2004(c)(2)(D) of the ARP Act and has not
implemented an aggregate reduction in combined State and
local per-pupil funding.
(v) The LEA has been granted an exception from LEA-
level maintenance of equity requirements by the Department
due to an exceptional or uncontrollable circumstance under
section 2004(c)(2)(D) of the ARP Act and the Department has
informed the SEA of this exception.
(2) For each LEA that is not excepted from LEA-level
13
maintenance of equity requirements as detailed in paragraph
(a)(1), the schools in the LEA that are identified as
“high-poverty schools” as defined in section 2004(d)(4) of
the ARP Act.
(b) By March 31, 2022 for FY 2022 which is the 2021-
2022 school year and by November 1, 2022 for FY 2023 which
is the 2022-2023 school year, each SEA must publish on its
website a description of how the SEA will ensure that each
LEA that is not excepted from LEA-level maintenance of
equity requirements is ensuring that its high-poverty
schools are protected from any reduction of per-pupil
funding by an amount that exceeds the overall per-pupil
reduction in the LEA, if any, such that the LEA can make
any necessary adjustments in a timely manner.
(c) By December 31 following each applicable school
year (e.g., December 31, 2022, for FY 2022 which is the
2021-2022 school year) or such other date as the Department
may approve upon request from an SEA due to the SEA’s
specific circumstances, an SEA must publish the following
LEA-level maintenance of equity data on its website for
each LEA in the State that is not excepted from LEA-level
maintenance of equity requirements as detailed in paragraph
(a)(1):
14
(1) The per-pupil amount of funding for each high-
poverty school in the LEA in FYs 2021, 2022, and 2023, as
applicable for the year for which the data are published.
(2) The per-pupil amount of funding in the aggregate
for all schools in the LEA, on a districtwide basis or by
grade span, in FYs 2021, 2022, and 2023, as applicable for
the year for which the data are published.
(3) The per-pupil number of full-time-equivalent
(FTE) staff for each high-poverty school in the LEA in FYs
2021, 2022, and 2023, as applicable for the year for which
the data are published, which may also be indicated as the
number of students per FTE staff.
(4) The per-pupil number of FTE staff in the
aggregate for all schools in the LEA, on a districtwide
basis or by grade span, in FYs 2021, 2022, and 2023, as
applicable for the year for which the data are published,
which may also be indicated as the number of students per
FTEs.
(5) Whether the LEA did not maintain equity for any
high-poverty school in FY 2022 or 2023, as applicable for
the year for which the data are published.
(d) For the purpose of the reporting required in
paragraph (c), an SEA and its LEAs may rely on the
15
applicable per-pupil expenditure data required to be
included on the State report card pursuant to section
1111(h)(1)(C)(x) of the Elementary and Secondary Education
Act of 1965.
(e) All data required to be published under
paragraphs (a)-(d) must be published in a way that is
machine-readable and accessible, in a location accessible
for parents and families. LEA- and school-level data must
be listed by the applicable National Center for Education
Statistics LEA ID and school ID, where applicable.
Executive Orders 12866 and 13563
Regulatory Impact Analysis
Under Executive Order 12866, the Office of Management
and Budget (OMB) must determine whether this regulatory
action is “significant” and, therefore, subject to the
requirements of the Executive order and subject to review
by OMB. Section 3(f) of Executive Order 12866 defines a
“significant regulatory action” as an action likely to
result in a rule that may--
(1) Have an annual effect on the economy of $100
million or more, or adversely affect a sector of the
economy, productivity, competition, jobs, the environment,
public health or safety, or State, local, or Tribal
16
governments or communities in a material way (also referred
to as an “economically significant” rule);
(2) Create serious inconsistency or otherwise
interfere with an action taken or planned by another
agency;
(3) Materially alter the budgetary impacts of
entitlement grants, user fees, or loan programs or the
rights and obligations of recipients thereof; or
(4) Raise novel legal or policy issues arising out of
legal mandates, the President’s priorities, or the
principles stated in the Executive Order.
This proposed regulatory action is not a significant
regulatory action subject to review by OMB under section
3(f) of Executive Order 12866.
We have also reviewed this proposed regulatory action
under Executive Order 13563, which supplements and
explicitly reaffirms the principles, structures, and
definitions governing regulatory review established in
Executive Order 12866. To the extent permitted by law,
Executive Order 13563 requires that an agency--
(1) Propose or adopt regulations only on a reasoned
determination that their benefits justify their costs
(recognizing that some benefits and costs are difficult to
17
quantify);
(2) Tailor its regulations to impose the least burden
on society, consistent with obtaining regulatory objectives
and taking into account--among other things and to the
extent practicable--the costs of cumulative regulations;
(3) In choosing among alternative regulatory
approaches, select those approaches that maximize net
benefits (including potential economic, environmental,
public health and safety, and other advantages;
distributive impacts; and equity);
(4) To the extent feasible, specify performance
objectives, rather than the behavior or manner of
compliance a regulated entity must adopt; and
(5) Identify and assess available alternatives to
direct regulation, including economic incentives--such as
user fees or marketable permits--to encourage the desired
behavior, or provide information that enables the public to
make choices.
Executive Order 13563 also requires an agency “to use
the best available techniques to quantify anticipated
present and future benefits and costs as accurately as
possible.” The Office of Information and Regulatory
Affairs of OMB has emphasized that these techniques may
18
include “identifying changing future compliance costs that
might result from technological innovation or anticipated
behavioral changes.”
We are issuing the proposed requirement only on a
reasoned determination that its benefits would justify its
costs. In choosing among alternative regulatory
approaches, we selected the approach that would maximize
net benefits. Based on an analysis of anticipated costs
and benefits, we believe that the proposed requirement is
consistent with the principles in Executive Order 13563.
We also have determined that this regulatory action
does not unduly interfere with State, local, and Tribal
governments in the exercise of their governmental
functions.
In accordance with the Executive orders, the
Department has assessed the potential costs and benefits,
both quantitative and qualitative, of this regulatory
action. The potential costs are those resulting from
statutory requirements and those we have determined as
necessary for administering the Department’s programs and
activities.
Potential Costs and Benefits
The Department has analyzed the costs and benefits of
19
complying with the proposed requirement. Due to the
varying capacity and administrative structures of affected
entities, we cannot estimate, with absolute precision, the
likely effects of the proposed requirement. However, as
discussed below, we estimate that the proposed requirement
would have a net cost of $60,000 over two years.
As an initial matter, the Department recognizes that
staff at SEAs and LEAs nationwide expend considerable
effort every year on education finance, both in their
general supervisory capacity and as part of their efforts
to comply with the maintenance of equity requirements in
the ARP Act. The analysis below is not an attempt to
quantify those efforts. Rather, this analysis is limited
only to the incremental cost of complying with the proposed
requirement (e.g., through public reporting).
For the purposes of these estimates, the Department
assumes that the proposed requirement does not generate any
additional data collection or retention burdens beyond
those already imposed by the statutory requirement itself.
To the extent that these assumptions are incorrect, actual
costs borne by States could be higher than those outlined
below.
We assume that a representative from each of the 50
20
States, the District of Columbia, and the Commonwealth of
Puerto Rico (hereafter collectively referred to as States)
would review the final requirement. We assume that such
review would take, on average, one hour per State for a
one-time cost of approximately $2,800.3
We assume that, for each State, a management analyst
would spend approximately eight hours, on average,
compiling the relevant data and preparing it for posting.
Within this estimate, we assume a management analyst would
employ any necessary data suppression rules, add NCES
identifiers, and make any necessary formatting changes for
posting of the data. We assume that posting the data
online would take a network administrator ($59.094 per hour)
approximately 30 minutes. In total, we assume posting data
would cost approximately $23,900 per year.
Finally, we assume that approximately 20 States would
need to update their data after initial posting. We assume
the updates would take a management analyst approximately 4
3 The Department assumes a loaded wage rate of $53.79 per hour based on
the average hourly wage rate for management analysts employed in State
governments, excluding schools and hospitals
(https://www.bls.gov/oes/current/naics4_999200.htm), which is
multiplied by 1.61 to account for the employer cost for employee
compensation (https://www.bls.gov/news.release/pdf/ecec.pdf).
4 The Department assumes a loaded wage rate of $59.09 per hour based on
the average hourly wage rate for network and computer systems
administrators employed in State governments, excluding schools and
hospitals (https://www.bls.gov/oes/current/naics4_999200.htm), which is
multiplied by two to account for overhead and benefits.
21
hours to complete and would require 30 minutes for a
network administrator to post. In total, we assume posting
corrections would cost approximately $4,900 per year.
In general, we believe that the costs outlined above
could be offset with funds the States have reserved under
the ARP ESSER grant program. The benefit of publicly
posting LEA-level maintenance of equity data is to
facilitate public accountability so that parents and
families will be able to access publicly available
information on how each LEA in the State is maintaining
fiscal and staffing equity. Additionally, public posting
of data and information on how each LEA in the State is
maintaining equity is an important accountability tool for
SEAs and the Department. As such, we believe the benefit
to the general public would far outweigh any burden on
States.
Clarity of the Regulations
Executive Order 12866 and the Presidential memorandum
“Plain Language in Government Writing” require each agency
to write regulations that are easy to understand.
The Secretary invites comments on how to make the
proposed requirement easier to understand, including
answers to questions such as the following:
22
• Are the requirements in the proposed regulations
clearly stated?
• Do the proposed regulations contain technical terms
or other wording that interferes with their clarity?
• Would the proposed regulations be difficult to
understand for or to explain to someone with literacy
challenges or limited English proficiency?
• Does the format of the proposed regulations
(grouping and order of sections, use of headings,
paragraphing, etc.) aid or reduce their clarity?
• Would the proposed regulations be easier to
understand if we divided them into more (but shorter)
sections?
• Could the description of the proposed regulations in
the SUPPLEMENTARY INFORMATION section of this preamble be
more helpful in making the proposed regulations easier to
understand? If so, how?
• What else could we do to make the proposed
regulations easier to understand?
To send any comments that concern how the Department
could make the proposed requirement easier to understand,
see the instructions in the ADDRESSES section.
Intergovernmental Review: These programs are not subject
23
to Executive Order 12372 and the regulations in 34 CFR part
79. Regulatory Flexibility Act Certification
The Secretary certifies that this proposed regulatory
action would not have a significant economic impact on a
substantial number of small entities. The U.S. Small
Business Administration Size Standards define proprietary
institutions as small businesses if they are independently
owned and operated, are not dominant in their field of
operation, and have total annual revenue below $7,000,000.
Nonprofit institutions are defined as small entities if
they are independently owned and operated and not dominant
in their field of operation. Public institutions are
defined as small organizations if they are operated by a
government overseeing a population below 50,000.
The proposed regulatory action would affect only
States, none of which is a small entity for the purpose of
this analysis.
Paperwork Reduction Act
As part of its continuing effort to reduce paperwork
and respondent burden, the Department provides the general
public and Federal agencies with an opportunity to comment
on proposed and continuing collections of information in
accordance with the Paperwork Reduction Act of 1995 (PRA)
24
(44 U.S.C. 3501 et seq.). This helps ensure that the
public understands the Department’s collection
instructions, respondents provide the requested data in the
desired format, reporting burden (time and financial
resources) is minimized, collection instruments are clearly
understood, and the Department can properly assess the
impact of collection requirements on respondents.
The proposed requirement that an SEA must publish on
its website LEA-level maintenance of equity data for each
LEA in the State contains an information collection
requirement. Under the PRA, the Department has submitted
this requirement to OMB for its review.
A Federal agency may not conduct or sponsor a
collection of information unless OMB approves the
collection under the PRA and the corresponding information
collection instrument displays a currently valid OMB
control number. Notwithstanding any other provision of the
law, no person is required to comply with, or is subject to
penalty for failure to comply with, a collection of
information if the collection instrument does not display a
currently valid OMB control number.
As discussed in the Potential Costs and Benefits
section of the Regulatory Impact Analysis, this proposed
25
requirement would create cost and burden hours for SEAs.
In the following paragraphs, we estimate the cost and
burden hours associated with complying with this proposed
requirement. Differences between the estimates in the
Regulatory Impact Analysis and this section are due to
differences in calculating the net impact and annual impact
of this requirement.
We assume that, for each SEA, including the District
of Columbia and the Commonwealth of Puerto Rico, a
management analyst, at an hourly rate of $53.79, will spend
approximately 8 hours compiling the relevant data and
preparing it for publication on the SEA website. At an
hourly rate of $59.09, we estimate that posting the data
online would take a network administrator approximately 30
minutes. We estimate that posting the LEA-level
maintenance of equity data would cost each SEA $460 and
result in 8.5 burden hours annually for a total annual cost
of $23,900, and 442 burden hours.
We estimate that approximately 20 States will need to
update their data after initial posting. We assume the
updates would take a management analyst approximately 4
hours to complete and would require 30 minutes for a
network administrator to post. We estimate posting
26
corrections will cost each SEA $240 and result in 4.5
burden hours for a total cost of $4,900, and 90 burden
hours.
Collectively, we estimate that this proposed
requirement would result in a total estimated cost of
$28,800 and a total estimated burden of 532 hours to the
public annually.
The Department is requesting paperwork clearance on
the OMB 1810-0759 data collection associated with this
proposed requirement. That request will account for all
burden hours and costs discussed within this section.
Consistent with 5 CFR 1320.8(d), the Department is
soliciting comments on the information collection through
this document. Between 30 and 60 days after publication of
this document in the Federal Register, OMB is required to
make a decision concerning the collections of information
contained in this proposed requirement. Therefore, to
ensure that OMB gives your comments full consideration, it
is important that OMB receives your comments on these
Information Collection Requests by [INSERT DATE 30 DAYS
AFTER DATE OF PUBLICATION IN THE FEDERAL REGISTER].
Comments related to the information collection activities
must be submitted electronically through the Federal
27
eRulemaking Portal at www.regulations.gov by selecting the
Docket ID number ED-2021-OESE-0116 or via postal mail,
commercial delivery, or hand delivery by referencing the
Docket ID number and the title of the information
collection request at the top of your comment. Comments
submitted by postal mail or delivery should be addressed to
the PRA Coordinator of the Strategic Collections and
Clearance Governance and Strategy Division, U.S. Department
of Education, 400 Maryland Ave., SW, Room 6W208D,
Washington, DC 20202–8240.
Note: The Office of Information and Regulatory Affairs and
the Department review all comments related to the
information collection activities posted at
www.regulations.gov.
Collection of Information
Total
Information Estimated Hours Estimated
Collection Number of Per Burden Estimated
Activity Responses Response Hours Total Cost
LEA-level
Maintenance
of Equity
Data Posting 52 8.5 442 $23,900
LEA-level
Maintenance
of Equity
Data Updates 20 4.5 90 $4,900
Annualized
Total 72 532 $28,800
28
Accessible Format: On request to the program contact
person listed under FOR FURTHER INFORMATION CONTACT,
individuals with disabilities can obtain this document in
an accessible format. The Department will provide the
requestor with an accessible format that may include Rich
Text Format (RTF) or text format (txt), a thumb drive, an
MP3 file, braille, large print, audiotape, or compact disc,
or other accessible format.
Electronic Access to This Document: The official version
of this document is the document published in the Federal
Register. You may access the official edition of the
Federal Register and the Code of Federal Regulations at
www.govinfo.gov. At this site you can view this document,
as well as all other documents of the Department published
in the Federal Register, in text or Portable Document
Format (PDF). To use PDF you must have Adobe Acrobat
Reader, which is available free at the site.
You may also access documents of the Department
published in the Federal Register by using the article
search feature at www.federalregister.gov. Specifically,
through the advanced search feature at this site, you can
limit your search to documents published by the Department.
Dated:
29
_________________________
Ian Rosenblum,
Deputy Assistant Secretary for Policy
and Programs Delegated the authority to
perform the functions and duties of the
Assistant Secretary for Elementary and
Secondary Education.
30
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