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Report on the Activities of the Committee on Finance During the 116th Congress: Senate Report 117-9

Summary

Senate Report 117-9 of the 117th Congress, 1st Session, dated April 13, 2021, on the activities of the Committee on Finance during the 116th Congress, issued under Rule XXVI of the Standing Rules of the Senate. The text lists the committee membership under Chairman Chuck Grassley, along with subcommittees. In its section on official communications, the report states that during the 116th Congress a total of 472 official communications were submitted, of which 4 were Presidential Messages, 420 were Executive Communications and 48 were Petitions and Memorials.

Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used

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Congressional materials
Document type
Crpt Crpt 117Srpt9 Crpt 117Srpt9
Case
Crpt Crpt 117Srpt9 Crpt 117Srpt9

Cite this document

“Report on the Activities of the Committee on Finance During the 116th Congress: Senate Report 117-9.” Original at www.govinfo.gov. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/crpt-crpt-117srpt9-crpt-117srpt9/, SHA-256 038a9325b159663d2dc254202e0fb88fd15d828965a83a441bf28fbda0a5d15c.

Full text

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                                                                                 117TH CONGRESS                                                                       REPORT
                                                                                                "                             SENATE                         !
                                                                                    1st Session                                                                        117–9




                                                                                                                          R E P O R T

                                                                                                                ON THE ACTIVITIES
                                                                                                                               OF THE


                                                                                                        COMMITTEE ON FINANCE
                                                                                                                               OF THE


                                                                                                         UNITED STATES SENATE
                                                                                                                            DURING THE


                                                                                                                  116TH CONGRESS
                                                                                                                           PURSUANT TO


                                                                                                    Rule XXVI of the Standing Rules
                                                                                                                               OF THE


                                                                                                         UNITED STATES SENATE




                                                                                                             APRIL 13, 2021.—Ordered to be printed




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                                                                                                              U.S. GOVERNMENT PUBLISHING OFFICE
                                                                                     19–010                               WASHINGTON : 2021




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                                                                                                        [116TH CONGRESS—COMMITTEE MEMBERSHIP]


                                                                                                                 COMMITTEE ON FINANCE
                                                                                                        CHUCK GRASSLEY, Iowa, Chairman
                                                                                MIKE CRAPO, Idaho                     RON WYDEN, Oregon
                                                                                PAT ROBERTS, Kansas                   DEBBIE STABENOW, Michigan
                                                                                MICHAEL B. ENZI, Wyoming              MARIA CANTWELL, Washington
                                                                                JOHN CORNYN, Texas                    ROBERT MENENDEZ, New Jersey
                                                                                JOHN THUNE, South Dakota              THOMAS R. CARPER, Delaware
                                                                                RICHARD BURR, North Carolina          BENJAMIN L. CARDIN, Maryland
                                                                                JOHNNY ISAKSON, Georgia   1           SHERROD BROWN, Ohio
                                                                                ROB PORTMAN, Ohio                     MICHAEL F. BENNET, Colorado
                                                                                PATRICK J. TOOMEY, Pennsylvania       ROBERT P. CASEY, JR., Pennsylvania
                                                                                TIM SCOTT, South Carolina             MARK R. WARNER, Virginia
                                                                                BILL CASSIDY, Louisiana               SHELDON WHITEHOUSE, Rhode Island
                                                                                JAMES LANKFORD, Oklahoma              MAGGIE HASSAN, New Hampshire
                                                                                STEVE DAINES, Montana                 CATHERINE CORTEZ MASTO, Nevada
                                                                                TODD YOUNG, Indiana
                                                                                BEN SASSE, Nebraska  2


                                                                                                         KOLAN DAVIS, Staff Director and Chief Counsel
                                                                                                         JOSHUA SHEINKMAN, Democratic Staff Director


                                                                                                                         SUBCOMMITTEES

                                                                                                                          HEALTH CARE
                                                                                                    PATRICK J. TOOMEY, Pennsylvania, Chairman
                                                                                CHUCK GRASSLEY, Iowa                    DEBBIE STABENOW, Michigan
                                                                                PAT ROBERTS, Kansas 3                   MARIA CANTWELL, Washington
                                                                                MICHAEL B. ENZI, Wyoming    4           ROBERT MENENDEZ, New Jersey
                                                                                JOHN THUNE, South Dakota                THOMAS R. CARPER, Delaware
                                                                                RICHARD BURR, North Carolina            BENJAMIN L. CARDIN, Maryland
                                                                                JOHNNY ISAKSON, Georgia   1             SHERROD BROWN, Ohio
                                                                                TIM SCOTT, South Carolina               ROBERT P. CASEY, JR., Pennsylvania
                                                                                BILL CASSIDY, Louisiana                 MARK R. WARNER, Virginia
                                                                                JAMES LANKFORD, Oklahoma                SHELDON WHITEHOUSE, Rhode Island
                                                                                STEVE DAINES, Montana                   MAGGIE HASSAN, New Hampshire
                                                                                TODD YOUNG, Indiana                     CATHERINE CORTEZ MASTO, Nevada
                                                                                BEN SASSE, Nebraska  5


                                                                                                                              ----

                                                                                     INTERNATIONAL TRADE, CUSTOMS, AND GLOBAL COMPETITIVENESS
                                                                                                          JOHN CORNYN, Texas, Chairman
                                                                                MIKE CRAPO, Idaho                      ROBERT P. CASEY, JR., Pennsylvania
                                                                                PAT ROBERTS, Kansas 3                  RON WYDEN, Oregon
                                                                                JOHN THUNE, South Dakota               DEBBIE STABENOW, Michigan
                                                                                JOHNNY ISAKSON, Georgia 1              MARIA CANTWELL, Washington
                                                                                ROB PORTMAN, Ohio                      ROBERT MENENDEZ, New Jersey
                                                                                PATRICK J. TOOMEY, Pennsylvania        BENJAMIN L. CARDIN, Maryland
                                                                                TIM SCOTT, South Carolina              SHERROD BROWN, Ohio
                                                                                BILL CASSIDY, Louisiana                MARK R. WARNER, Virginia
                                                                                STEVE DAINES, Montana                  CATHERINE CORTEZ MASTO, Nevada
                                                                                TODD YOUNG, Indiana




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                                                                                BEN SASSE, Nebraska  5


                                                                                                                                    (II)




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                                                                                             ENERGY, NATURAL RESOURCES, AND INFRASTRUCTURE
                                                                                                      TIM SCOTT, South Carolina, Chairman
                                                                                CHUCK GRASSLEY, Iowa                   MICHAEL F. BENNET, Colorado
                                                                                MIKE CRAPO, Idaho                      RON WYDEN, Oregon
                                                                                PAT ROBERTS, Kansas 3                  MARIA CANTWELL, Washington
                                                                                MICHAEL B. ENZI, Wyoming 4             THOMAS R. CARPER, Delaware
                                                                                JOHN CORNYN, Texas                     SHELDON WHITEHOUSE, Rhode Island
                                                                                RICHARD BURR, North Carolina           MAGGIE HASSAN, New Hampshire
                                                                                STEVE DAINES, Montana



                                                                                                   SOCIAL SECURITY, PENSIONS, AND FAMILY POLICY
                                                                                                        ROB PORTMAN, Ohio, Chairman
                                                                                CHUCK GRASSLEY, Iowa                 SHERROD BROWN, Ohio
                                                                                BILL CASSIDY, Louisiana              MICHAEL F. BENNET, Colorado
                                                                                JAMES LANKFORD, Oklahoma             ROBERT P. CASEY, JR., Pennsylvania
                                                                                TODD YOUNG, Indiana                  CATHERINE CORTEZ MASTO, Nevada



                                                                                                               TAXATION AND IRS OVERSIGHT
                                                                                                     JOHN THUNE, South Dakota, Chairman
                                                                                MIKE CRAPO, Idaho                     MARK R. WARNER, Virginia
                                                                                MICHAEL B. ENZI, Wyoming 4            ROBERT MENENDEZ, New Jersey
                                                                                JOHN CORNYN, Texas                    THOMAS R. CARPER, Delaware
                                                                                RICHARD BURR, North Carolina          BENJAMIN L. CARDIN, Maryland
                                                                                JOHNNY ISAKSON, Georgia 1             MICHAEL F. BENNET, Colorado
                                                                                ROB PORTMAN, Ohio                     SHELDON WHITEHOUSE, Rhode Island
                                                                                PATRICK J. TOOMEY, Pennsylvania
                                                                                JAMES LANKFORD, Oklahoma   6




                                                                                                   FISCAL RESPONSIBILITY AND ECONOMIC GROWTH
                                                                                                         BILL CASSIDY, Louisiana, Chairman
                                                                                TIM SCOTT, South Carolina                MAGGIE HASSAN, New Hampshire
                                                                                JAMES LANKFORD, Oklahoma 7               RON WYDEN, Oregon
                                                                                BEN SASSE, Nebraska 5

                                                                                     —————
                                                                                     1 Left the committee December 31, 2019.
                                                                                     2 Joined the committee January 6, 2020.
                                                                                     3 Left the subcommittee January 6, 2020.
                                                                                     4 Left the subcommittee January 6, 2020.
                                                                                     5 Joined the subcommittee January 6, 2020.
                                                                                     6 Joined the subcommittee January 6, 2020.
                                                                                     7 Left the subcommittee January 6, 2020.




                                                                                                                                  (III)




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                                                                                                             LETTER OF TRANSMITTAL


                                                                                                                            U.S. SENATE,
                                                                                                                     COMMITTEE ON FINANCE,
                                                                                                                  Washington, DC, April 13, 2021.
                                                                                Honorable SONCERIA ‘‘ANN’’ BERRY,
                                                                                Secretary, U.S. Senate,
                                                                                Washington, DC.
                                                                                  DEAR MADAM SECRETARY: In accordance with rule XXVI of the
                                                                                Standing Rules of the United States Senate and the pertinent
                                                                                unanimous consent order pertaining to this rule, I am transmitting
                                                                                herewith a report on the activities of the Committee on Finance of
                                                                                the United States Senate for the 116th Congress.
                                                                                      Sincerely,
                                                                                                                          RON WYDEN, Chairman.

                                                                                                                                    (V)




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                                                                                                                                CONTENTS

                                                                                                                                                                                                               Page
                                                                                116th Congress—Committee Membership .............................................................                                II
                                                                                Letter of Transmittal ...............................................................................................            V
                                                                                Committee Jurisdiction ...........................................................................................                1
                                                                                Rules of Procedure ...................................................................................................            2
                                                                                Tax—Summary of Activities ...................................................................................                     5
                                                                                     Full Committee Hearings ................................................................................                     6
                                                                                     Full Committee Member Meeting ...................................................................                            7
                                                                                     Subcommittee on Fiscal Responsibility and Economic Growth ....................                                               7
                                                                                     Subcommittee on Social Security, Pensions, and Family Policy ..................                                              7
                                                                                Trade—Summary of Activities ................................................................................                      9
                                                                                     Full Committee Hearings ................................................................................                     9
                                                                                     Full Committee Open Executive Session ........................................................                             11
                                                                                     Subcommittee on International Trade, Customs, and Global Competitive-
                                                                                       ness ................................................................................................................    11
                                                                                     SAGON Meetings .............................................................................................               11
                                                                                Health—Summary of Activities ..............................................................................                     13
                                                                                     Full Committee Hearings ................................................................................                   14
                                                                                     Full Committee Open Executive Session ........................................................                             15
                                                                                     Subcommittee on Health Care ........................................................................                       15
                                                                                Human Services—Summary of Activities ..............................................................                             17
                                                                                     Full Committee Hearing ..................................................................................                  18
                                                                                     Full Committee Member Meeting ...................................................................                          18
                                                                                Special Projects—Summary of Activities ...............................................................                          19
                                                                                     Full Committee Hearings ................................................................................                   23
                                                                                     Full Committee Member Meeting ...................................................................                          24
                                                                                         Bi-Partisan Working Group on Paid Family Leave ................................                                        24
                                                                                Oversight and Investigations—Summary of Activities .........................................                                    25
                                                                                     Full Committee Hearings ................................................................................                   36
                                                                                     Full Committee Classified Briefing .................................................................                       37
                                                                                Nominations .............................................................................................................       39
                                                                                Bills and Resolutions Referred to the Committee .................................................                               51
                                                                                Reports, Prints, and Studies ...................................................................................                53
                                                                                Official Communications .........................................................................................               55

                                                                                                                                               (VII)




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                                                                                117TH CONGRESS                                                                    REPORT
                                                                                               "                             SENATE                          !
                                                                                   1st Session                                                                     117–9




                                                                                     REPORT ON THE ACTIVITIES OF THE COMMITTEE ON
                                                                                          FINANCE DURING THE 116TH CONGRESS



                                                                                                             APRIL 13, 2021.—Ordered to be printed




                                                                                                  Mr. WYDEN, from the Committee on Finance,
                                                                                                          submitted the following


                                                                                                                         REPORT
                                                                                   This report reviews the legislative and oversight activities of the
                                                                                Committee on Finance during the 116th Congress. These activities
                                                                                parallel the broad scope of responsibilities vested in the committee
                                                                                by the Legislative Reorganization Act of 1946, as amended, rule
                                                                                XXV(k) of the Standing Rules of the Senate, and additional author-
                                                                                izing resolutions.
                                                                                                             COMMITTEE JURISDICTION
                                                                                  Rule XXV(i) of the Standing Rules of the Senate requires ref-
                                                                                erence to this committee of all proposed legislation, and other mat-
                                                                                ters, dealing with (i) Committee on Finance, to which committee
                                                                                shall be referred all proposed legislation, messages, petitions, me-
                                                                                morials, and other matters relating to the following subjects:
                                                                                         1. Bonded debt of the United States, except as provided in
                                                                                     the Congressional Budget Act of 1974.
                                                                                         2. Customs, collection districts, and ports of entry and de-
                                                                                     livery.
                                                                                         3. Deposit of public moneys.
                                                                                         4. General revenue sharing.
                                                                                         5. Health programs under the Social Security Act and
                                                                                     health programs financed by a specific tax or trust fund.
                                                                                         6. National social security.
                                                                                         7. Reciprocal trade agreements.
                                                                                         8. Revenue measures generally, except as provided in the
                                                                                     Congressional Budget Act of 1974.
                                                                                         9. Revenue measures relating to the insular possessions.
                                                                                        10. Tariffs and import quotas, and matters related thereto.
                                                                                        11. Transportation of dutiable goods.




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                                                                                                                 COMMITTEE RULES
                                                                                                                 I. RULES OF PROCEDURE
                                                                                   Rule 1. Regular Meeting Days.—The regular meeting day of the committee shall
                                                                                be the second and fourth Tuesday of each month, except that if there be no business
                                                                                before the committee the regular meeting shall be omitted.
                                                                                   Rule 2. Committee Meetings.—(a) Except as provided by paragraph 3 of Rule
                                                                                XXVI of the Standing Rules of the Senate (relating to special meetings called by a
                                                                                majority of the committee) and subsection (b) of this rule, committee meetings, for
                                                                                the conduct of business, for the purpose of holding hearings, or for any other pur-
                                                                                pose, shall be called by the chairman. Members will be notified of committee meet-
                                                                                ings at least 48 hours in advance, unless the chairman determines that an emer-
                                                                                gency situation requires a meeting on shorter notice. The notification will include
                                                                                a written agenda together with materials prepared by the staff relating to that
                                                                                agenda. After the agenda for a committee meeting is published and distributed, no
                                                                                nongermane items may be brought up during that meeting unless at least two-
                                                                                thirds of the members present agree to consider those items.
                                                                                     (b) In the absence of the chairman, meetings of the committee may be called
                                                                                by the ranking majority member of the committee who is present, provided author-
                                                                                ity to call meetings has been delegated to such member by the chairman.
                                                                                   Rule 3. Presiding Officer.—(a) The chairman shall preside at all meetings and
                                                                                hearings of the committee except that in his absence the ranking majority member
                                                                                who is present at the meeting shall preside.
                                                                                     (b) Notwithstanding the rule prescribed by subsection (a) any member of the
                                                                                committee may preside over the conduct of a hearing.
                                                                                   Rule 4. Quorums.—(a) Except as provided in subsection (b) one-third of the
                                                                                membership of the committee, including not less than one member of the majority
                                                                                party and one member of the minority party, shall constitute a quorum for the con-
                                                                                duct of business.
                                                                                     (b) Notwithstanding the rule prescribed by subsection (a) one member shall con-
                                                                                stitute a quorum for the purpose of conducting a hearing.
                                                                                   Rule 5. Reporting of Measures or Recommendations.—No measure or rec-
                                                                                ommendation shall be reported from the committee unless a majority of the com-
                                                                                mittee is actually present and a majority of those present concur.
                                                                                   Rule 6. Proxy Voting; Polling.—(a) Except as provided by paragraph 7(a)(3) of
                                                                                Rule XXVI of the Standing Rules of the Senate (relating to limitation on use of
                                                                                proxy voting to report a measure or matter), members who are unable to be present
                                                                                may have their vote recorded by proxy.
                                                                                     (b) At the discretion of the committee, members who are unable to be present
                                                                                and whose vote has not been cast by proxy may be polled for the purpose of record-
                                                                                ing their vote on any rollcall taken by the committee.
                                                                                   Rule 7. Order of Motions.—When several motions are before the committee deal-
                                                                                ing with related or overlapping matters, the chairman may specify the order in
                                                                                which the motions shall be voted upon.
                                                                                   Rule 8. Bringing a Matter to a Vote.—If the chairman determines that a motion
                                                                                or amendment has been adequately debated, he may call for a vote on such motion
                                                                                or amendment, and the vote shall then be taken, unless the committee votes to con-
                                                                                tinue debate on such motion or amendment, as the case may be. The vote on a mo-
                                                                                tion to continue debate on any motion or amendment shall be taken without debate.
                                                                                   Rule 9. Public Announcement of Committee Votes.—Pursuant to paragraph 7(b)
                                                                                of Rule XXVI of the Standing Rules of the Senate (relating to public announcement
                                                                                of votes), the results of rollcall votes taken by the committee on any measure (or
                                                                                amendment thereto) or matter shall be announced publicly not later than the day
                                                                                on which such measure or matter is ordered reported from the committee.
                                                                                   Rule 10. Subpoenas.—Subpoenas for attendance of witnesses and the production
                                                                                of memoranda, documents, and records shall be issued by the chairman, or by any
                                                                                other member of the committee designated by him.
                                                                                   Rule 11. Nominations.—In considering a nomination, the committee may conduct




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                                                                                an investigation or review of the nominee’s experience, qualifications, and suit-
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                                                                                ability, to serve in the position to which he or she has been nominated. To aid in
                                                                                such investigation or review, each nominee may be required to submit a sworn de-
                                                                                tailed statement including biographical, financial, policy, and other information
                                                                                which the committee may request. The committee may specify which items in such
                                                                                statement are to be received on a confidential basis. Witnesses called to testify on
                                                                                the nomination may be required to testify under oath.
                                                                                   Rule 12. Open Committee Hearings.—To the extent required by paragraph 5 of
                                                                                Rule XXVI of the Standing Rules of the Senate (relating to limitations on open hear-
                                                                                ings), each hearing conducted by the committee shall be open to the public.
                                                                                   Rule 13. Announcement of Hearings.—The committee shall undertake consistent
                                                                                with the provisions of paragraph 4(a) of Rule XXVI of the Standing Rules of the
                                                                                Senate (relating to public notice of committee hearings) to issue public announce-
                                                                                ments of hearings it intends to hold at least one week prior to the commencement
                                                                                of such hearings.
                                                                                   Rule 14. Witnesses at Hearings.—(a) Each witness who is scheduled to testify at
                                                                                any hearing must submit his written testimony to the staff director not later than
                                                                                noon of the business day immediately before the last business day preceding the day
                                                                                on which he is scheduled to appear. Such written testimony shall be accompanied
                                                                                by a brief summary of the principal points covered in the written testimony. Having
                                                                                submitted his written testimony, the witness shall be allowed not more than 10
                                                                                minutes for oral presentation of his statement.
                                                                                     (b) Witnesses may not read their entire written testimony, but must confine
                                                                                their oral presentation to a summarization of their arguments.
                                                                                     (c) Witnesses shall observe proper standards of dignity, decorum, and propriety
                                                                                while presenting their views to the committee. Any witness who violates this rule
                                                                                shall be dismissed, and his testimony (both oral and written) shall not appear in
                                                                                the record of the hearing.
                                                                                     (d) In scheduling witnesses for hearings, the staff shall attempt to schedule wit-
                                                                                nesses so as to attain a balance of views early in the hearings. Every member of
                                                                                the committee may designate witnesses who will appear before the committee to tes-
                                                                                tify. To the extent that a witness designated by a member cannot be scheduled to
                                                                                testify during the time set aside for the hearing, a special time will be set aside
                                                                                for the witness to testify if the member designating that witness is available at that
                                                                                time to chair the hearing.
                                                                                   Rule 15. Audiences.—Persons admitted into the audience for open hearings of
                                                                                the committee shall conduct themselves with the dignity, decorum, courtesy, and
                                                                                propriety traditionally observed by the Senate. Demonstrations of approval or dis-
                                                                                approval of any statement or act by any member or witness are not allowed. Persons
                                                                                creating confusion or distractions or otherwise disrupting the orderly proceeding of
                                                                                the hearing shall be expelled from the hearing.
                                                                                   Rule 16. Broadcasting of Hearings.—(a) Broadcasting of open hearings by tele-
                                                                                vision or radio coverage shall be allowed upon approval by the chairman of a re-
                                                                                quest filed with the staff director not later than noon of the day before the day on
                                                                                which such coverage is desired.
                                                                                     (b) If such approval is granted, broadcasting coverage of the hearing shall be
                                                                                conducted unobtrusively and in accordance with the standards of dignity, propriety,
                                                                                courtesy, and decorum traditionally observed by the Senate.
                                                                                     (c) Equipment necessary for coverage by television and radio media shall not
                                                                                be installed in, or removed from, the hearing room while the committee is in ses-
                                                                                sion.
                                                                                     (d) Additional lighting may be installed in the hearing room by the media in
                                                                                order to raise the ambient lighting level to the lowest level necessary to provide ade-
                                                                                quate television coverage of the hearing at the then current state of the art of tele-
                                                                                vision coverage.
                                                                                     (e) The additional lighting authorized by subsection (d) of this rule shall not be
                                                                                directed into the eyes of any members of the committee or of any witness, and at
                                                                                the request of any such member or witness, offending lighting shall be extinguished.
                                                                                   Rule 17. Subcommittees.—(a) The chairman, subject to the approval of the com-
                                                                                mittee, shall appoint legislative subcommittees. All legislation shall be kept on the
                                                                                full committee calendar unless a majority of the members present and voting agree
                                                                                to refer specific legislation to an appropriate subcommittee.
                                                                                     (b) The chairman may limit the period during which House-passed legislation
                                                                                referred to a subcommittee under paragraph (a) will remain in that subcommittee.
                                                                                At the end of that period, the legislation will be restored to the full committee cal-
                                                                                endar. The period referred to in the preceding sentences should be 6 weeks, but may
                                                                                be extended in the event that adjournment or a long recess is imminent.




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                                                                                     (c) All decisions of the chairman are subject to approval or modification by a
                                                                                majority vote of the committee.




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                                                                                                                                    4
                                                                                     (d) The full committee may at any time by majority vote of those members
                                                                                present discharge a subcommittee from further consideration of a specific piece of
                                                                                legislation.
                                                                                     (e) The chairman and ranking minority member shall serve as nonvoting ex
                                                                                officio members of the subcommittees on which they do not serve as voting mem-
                                                                                bers.
                                                                                     (f) Any member of the committee may attend hearings held by any sub-
                                                                                committee and question witnesses testifying before that subcommittee.
                                                                                     (g) Subcommittee meeting times shall be coordinated by the staff director to en-
                                                                                sure that—
                                                                                        (1) no subcommittee meeting will be held when the committee is in executive
                                                                                     session, except by unanimous consent;
                                                                                        (2) no more than one subcommittee will meet when the full committee is hold-
                                                                                     ing hearings; and
                                                                                        (3) not more than two subcommittees will meet at the same time.
                                                                                  Notwithstanding paragraphs (2) and (3), a subcommittee may meet when the full
                                                                                committee is holding hearings and two subcommittees may meet at the same time
                                                                                only upon the approval of the chairman and the ranking minority member of the
                                                                                committee and subcommittees involved.
                                                                                     (h) All nominations shall be considered by the full committee.
                                                                                     (i) The chairman will attempt to schedule reasonably frequent meetings of the
                                                                                full committee to permit consideration of legislation reported favorably to the com-
                                                                                mittee by the subcommittees.
                                                                                  Rule 18. Transcripts of Committee Meetings.—An accurate record shall be kept
                                                                                of all markups of the committee, whether they be open or closed to the public. A
                                                                                transcript, marked as ‘‘uncorrected,’’ shall be available for inspection by members
                                                                                of the Senate, or members of the committee together with their staffs, at any time.
                                                                                Not later than 21 business days after the meeting occurs, the committee shall make
                                                                                publicly available through the Internet—
                                                                                     (a) a video recording;
                                                                                     (b) an audio recording; or
                                                                                     (c) after all members of the committee have had a reasonable opportunity to cor-
                                                                                rect their remarks for grammatical errors or to accurately ref lect statements, a cor-
                                                                                rected transcript.
                                                                                  Notwithstanding the above, in the case of the record of an executive session of
                                                                                the committee that is closed to the public pursuant to Rule XXVI of the Standing
                                                                                Rules of the Senate, the record shall not be published or made public in any way
                                                                                except by majority vote of the committee after all members of the committee have
                                                                                had a reasonable opportunity to correct their remarks for grammatical errors or to
                                                                                accurately ref lect statements made.
                                                                                  Rule 19. Amendment of Rules.—The foregoing rules may be added to, modified,
                                                                                amended, or suspended at any time.




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                                                                                                                               TAX
                                                                                                             SUMMARY OF ACTIVITIES
                                                                                   In the 116th Congress, the Senate Finance Committee was re-
                                                                                sponsible for the enactment of significant legislation including ex-
                                                                                pansion of retirement savings, improvements to tax administration,
                                                                                extension of expiring provisions, and tax relief to address the indi-
                                                                                vidual and economic effects of the Coronavirus pandemic.
                                                                                   During the first session, the Finance Committee focused on com-
                                                                                pleting several pieces of unfinished business from the 115th Con-
                                                                                gress. This included finalizing legislation to improve tax adminis-
                                                                                tration and compliance with a focus on improving taxpayer service,
                                                                                strengthening taxpayer rights, and modernizing the Internal Rev-
                                                                                enue Service. The legislation was ultimately enacted as the Tax-
                                                                                payer First Act (Pub. L. No. 116–25), in July 2019. The committee
                                                                                also completed work that began in the 114th Congress to enhance
                                                                                retirement saving in the Setting Every Community Up for Retire-
                                                                                ment Enhancement (SECURE) Act of 2019, which was enacted as
                                                                                part of the Further Consolidated Appropriations Act, 2020 (Pub. L.
                                                                                No. 116–94) in December 2019.
                                                                                   The Further Consolidated Appropriations Act of 2020 also ex-
                                                                                tended numerous expired and expiring provisions, known as ‘‘ex-
                                                                                tenders,’’ generally through 2020. The Finance Committee formed
                                                                                five member-led task forces to examine and report on the expiring
                                                                                provisions, which served as a foundation for the extenders legisla-
                                                                                tion. A sixth task force focused on disaster assistance and contrib-
                                                                                uted to the tax relief included in the Further Consolidated Appro-
                                                                                priations Act, 2020 for individuals and businesses affected by re-
                                                                                cent natural disasters.
                                                                                   The committee’s work in the second session was dominated by
                                                                                the Coronavirus pandemic and its far-reaching effects on the health
                                                                                and safety of individuals, families, and businesses across the Na-
                                                                                tion. The committee played a leading role in providing tax relief to
                                                                                help Americans during the pandemic response and assist busi-
                                                                                nesses to continue their operations and keep employees on payroll
                                                                                to the greatest extent possible, which was included in the Families
                                                                                First Coronavirus Response Act (Pub. L. No. 116–127) and the
                                                                                Coronavirus Aid, Relief, and Economic Security (CARES) Act (Pub.
                                                                                L. No. 116–136) enacted in March 2020. The committee worked
                                                                                closely with the Treasury Department and the Internal Revenue
                                                                                Service to ensure that individual relief, in particular the Economic
                                                                                Impact Payments, and the business and employment provisions,
                                                                                were implemented as quickly as possible. The committee also
                                                                                worked throughout the remainder of the year to develop additional
                                                                                legislation to provide tax relief to help families and to help employ-
                                                                                ers rehire workers and resume operations, significant portions of




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                                                                                which were enacted on December 27, 2020, in the Consolidated Ap-
                                                                                propriations Act, 2021 (Pub. L. No. 116–260).
                                                                                   Building on the work from the first session, the committee devel-
                                                                                oped legislation to address the tax extenders expiring at the end
                                                                                of 2020. The Consolidated Appropriations Act, 2021 included the
                                                                                committee’s legislation making a number of provisions permanent,
                                                                                extending some for 5 years, and continuing others through 2021.
                                                                                The Consolidated Appropriations Act, 2021 also included tax relief
                                                                                for victims of the natural disasters that occurred across the country
                                                                                in 2020.
                                                                                   Throughout both sessions, the committee continued its consulta-
                                                                                tions with the Treasury Department on the implementation of the
                                                                                Tax Cuts and Jobs Act of 2017 (Pub. L. No. 115–97). Additionally,
                                                                                the committee continued to engage with the Treasury Department
                                                                                and other stakeholders regarding the ongoing discussions of the
                                                                                Organisation for Economic Co-operation and Development and its
                                                                                efforts to develop consensus proposals regarding the taxation of
                                                                                digital services, global profit allocation, nexus, and anti-tax base
                                                                                erosion proposals.
                                                                                                              FULL COMMITTEE HEARINGS
                                                                                2019
                                                                                March 14, 2019—‘‘President’s Fiscal Year 2020 Budget.’’ The hear-
                                                                                  ing covered the President’s 2020 budget as well as the operations
                                                                                  of the Department of the Treasury and various issues concerning
                                                                                  implementation of the Tax Cuts and Jobs Act of 2017. Testimony
                                                                                  was heard from the Honorable Steven T. Mnuchin, Secretary, De-
                                                                                  partment of the Treasury, Washington, DC.
                                                                                April 10, 2019—‘‘The 2019 Tax Filing Season and the 21st-Century
                                                                                  IRS.’’ The hearing examined issues related to the 2019 tax filing
                                                                                  season and modernization of the Internal Revenue Service, in-
                                                                                  cluding IRS performance, customer service challenges, and infor-
                                                                                  mation technology. Testimony was heard from the Honorable
                                                                                  Charles P. Rettig, Commissioner, Internal Revenue Service,
                                                                                  Washington, DC.
                                                                                May 14, 2019—‘‘Challenges in the Retirement System.’’ The hear-
                                                                                  ing focused on current challenges in the U.S. retirement system
                                                                                  and reviewed current legislation, including the Retirement En-
                                                                                  hancement and Savings Act (RESA), additional policy ideas to
                                                                                  improve retirement savings, and State programs to increase ac-
                                                                                  cess to tax-preferred retirement savings plans. Testimony was
                                                                                  heard from Joni Tibbetts, vice president, retirement and income
                                                                                  solutions, The Principal Financial Group, Des Moines, IA; the
                                                                                  Honorable Tobias Read, Oregon State Treasurer, Salem, OR;
                                                                                  Joan Ruff, board chair, AARP, Washington, DC; and Lynn D.
                                                                                  Dudley, senior vice president, global retirement and compensa-
                                                                                  tion policy, American Benefits Council, Washington, DC.
                                                                                2020
                                                                                February 12, 2020—‘‘President’s Fiscal Year 2021 Budget.’’ The




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                                                                                  hearing covered the President’s 2021 budget and the operations
                                                                                  of the Department of the Treasury. Testimony was heard from




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                                                                                  the Honorable Steven T. Mnuchin, Secretary, Department of the
                                                                                  Treasury, Washington, DC.
                                                                                June 30, 2020—‘‘2020 Filing Season and IRS COVID–19 Recovery.’’
                                                                                  The hearing examined issues related to the 2020 tax filing sea-
                                                                                  son and the Internal Revenue Service’s efforts to implement the
                                                                                  provisions of the Coronavirus Aid, Relief, and Economic Security
                                                                                  (CARES) Act and recover from the COVID–19 pandemic shut-
                                                                                  down requirements. Testimony was heard from the Honorable
                                                                                  Charles P. Rettig, Commissioner, Internal Revenue Service,
                                                                                  Washington, DC.
                                                                                                        FULL COMMITTEE MEMBER MEETING
                                                                                December 11, 2019—Full Committee Member Meeting to review
                                                                                 options available to address the financial challenges facing the
                                                                                 Pension Benefit Guaranty Corporation and the multiemployer
                                                                                 pension system. The meeting focused on the current state of the
                                                                                 multiemployer pension system and plans in the most critical con-
                                                                                 dition. Panelists focused on features of the Grassley-Alexander
                                                                                 multiemployer pension relief proposal, including financial relief
                                                                                 to failing plans and the need for funding and other reforms to
                                                                                 protect participant and retiree benefits and to ensure the long-
                                                                                 term stability of the Pension Benefit Guaranty Corporation’s in-
                                                                                 surance fund. The briefing panel included the Honorable Gordon
                                                                                 Hartogensis, Director, Pension Benefit Guaranty Corporation,
                                                                                 Washington, DC; Thomas Barthold, Chief of Staff, Joint Com-
                                                                                 mittee on Taxation, Washington, DC; and Sheila Dacey, Chief,
                                                                                 Income Security and Education Cost Estimates Unit, Congres-
                                                                                 sional Budget Office, Washington, DC.
                                                                                SUBCOMMITTEE ON FISCAL RESPONSIBILITY AND ECONOMIC GROWTH
                                                                                2020
                                                                                October 7, 2020—‘‘The Fiscal Outlook.’’ Testimony was heard from
                                                                                  the Honorable Phillip L. Swagel, Ph.D., Director, Congressional
                                                                                  Budget Office, Washington, DC; and the Honorable Gene L.
                                                                                  Dodaro, Comptroller General of the United States, Government
                                                                                  Accountability Office, Washington, DC.
                                                                                                  SUBCOMMITTEE ON SOCIAL SECURITY, PENSIONS,
                                                                                                             AND FAMILY POLICY

                                                                                2020
                                                                                December 9, 2020—‘‘Investigating Challenges to American Retire-
                                                                                  ment Security.’’ Testimony was heard from Scott Barr, AAMS, fi-
                                                                                  nancial advisor, Edward Jones, Zanesville, OH; Eric Stevenson,
                                                                                  president, retirement plans, Nationwide, Columbus, OH; Michael
                                                                                  P. Kreps, principal, Groom Law Group, Washington, DC; and
                                                                                  Joshua Luskin, president, National Association of Government
                                                                                  Defined Contribution Administrators, Lexington, KY.




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                                                                                                                            TRADE
                                                                                                             SUMMARY OF ACTIVITIES
                                                                                  In the 116th Congress, the Senate Finance Committee sought to
                                                                                enact policies to expand trade and investment-related opportunities
                                                                                for American businesses, farmers, and workers, including through
                                                                                oversight of how the administration conducted trade policy. Nota-
                                                                                bly, the committee guided passage of landmark legislation approv-
                                                                                ing and implementing the United States-Mexico-Canada Agree-
                                                                                ment (USMCA), the modernized successor to the North American
                                                                                Free Trade Agreement. This modernized agreement will enhance
                                                                                opportunities for Americans with two of our most important trad-
                                                                                ing partners, Canada and Mexico.
                                                                                  The committee also advised and conducted oversight of ongoing
                                                                                trade agreement negotiations being conducted pursuant to Trade
                                                                                Promotion Authority, including those with the European Union,
                                                                                Japan, the United Kingdom, and Kenya, as well as other trade-
                                                                                related negotiations including those that culminated in the phase
                                                                                1 deal with China. The committee ensured the administration re-
                                                                                mained abreast of committee priorities as those negotiations ad-
                                                                                vanced.
                                                                                  The committee held several hearings to examine the U.S. trade
                                                                                policies and to assess opportunities to improve and increase trade.
                                                                                Of particular importance, the committee held two hearings regard-
                                                                                ing the World Trade Organization (WTO). Those hearings provided
                                                                                an opportunity for members to consider how U.S. trade policy could
                                                                                help reform this critically important institution.
                                                                                  Outside of hearings, the committee also examined a number of
                                                                                the administration’s trade actions, including investigations that the
                                                                                Department of Commerce undertook pursuant to section 232 of the
                                                                                Trade Expansion Act of 1962 and the U.S. Trade Representative
                                                                                pursuant to section 301 of the Trade Act of 1974. The committee
                                                                                also requested that the U.S. International Trade Commission con-
                                                                                duct investigations pursuant to section 332 of the Tariff Act of 1930
                                                                                to identify and understand the trade in goods related to addressing
                                                                                the coronavirus pandemic, as well as an investigation into how for-
                                                                                eign censorship practices adversely affect American trade interests.
                                                                                                              FULL COMMITTEE HEARINGS
                                                                                2019
                                                                                March 12, 2019—‘‘Approaching 25: The Road Ahead for the World
                                                                                  Trade Organization.’’ The committee examined the administra-
                                                                                  tion’s approach to reform at the World Trade Organization, par-
                                                                                  ticularly with regard to the Appellate Body’s operation and how
                                                                                  to move forward with new WTO rules to address China’s unfair
                                                                                  trade practices. Testimony was heard from the Honorable Robert




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                                                                                  E. Lighthizer, United States Trade Representative, Executive Of-
                                                                                  fice of the President, Washington, DC.
                                                                                June 18, 2019—‘‘The President’s 2019 Trade Policy Agenda and the
                                                                                  United States-Mexico-Canada Agreement.’’ The committee exam-
                                                                                  ined the President’s trade priorities for 2019, particularly the
                                                                                  push to replace NAFTA with the USMCA. The hearing also fea-
                                                                                  tured discussions on enforcement of U.S. trade laws to address
                                                                                  trade irritants; pursuing trade agreements with the European
                                                                                  Union, Japan, and the United Kingdom; negotiations with China
                                                                                  to resolve a broad range of trade issues; and WTO reform. Testi-
                                                                                  mony was heard from the Honorable Robert E. Lighthizer,
                                                                                  United States Trade Representative, Executive Office of the
                                                                                  President, Washington, DC.
                                                                                July 30, 2019—‘‘The United States-Mexico-Canada Agreement.’’
                                                                                  The committee examined the provisions in the USMCA and em-
                                                                                  phasized the benefits the updated agreement would bring to
                                                                                  American businesses, families, and workers. Testimony was
                                                                                  heard from Paula Barnett, owner, designer, maker, Paula Elaine
                                                                                  Barnett Jewelry, Brownsville, OR; the Honorable Matt Blunt,
                                                                                  president, American Automotive Policy Council, Washington, DC;
                                                                                  James C. Collins, Jr., chief executive officer, Corteva Agriscience,
                                                                                  Wilmington, DE; Derek Leathers, president and chief executive
                                                                                  officer, Werner Enterprises, Inc., Omaha, NE; the Honorable
                                                                                  Thomas J. Vilsack, president and chief executive officer, U.S.
                                                                                  Dairy Export Council, Arlington, VA; and Michael Wessel, staff
                                                                                  chair, Labor Advisory Committee for Trade Negotiations and
                                                                                  Trade Policy, and president, The Wessel Group, Washington, DC.
                                                                                2020
                                                                                June 17, 2020—‘‘The President’s 2020 Trade Policy Agenda.’’ The
                                                                                  committee examined the President’s trade priorities for 2020 in
                                                                                  light of the COVID–19 pandemic. The committee examined im-
                                                                                  plementation of the USMCA and China phase 1 deal, trade nego-
                                                                                  tiations with the United Kingdom and Kenya, WTO reform, and
                                                                                  digital services taxes implemented by U.S. trading partners. Tes-
                                                                                  timony was heard from the Honorable Robert E. Lighthizer,
                                                                                  United States Trade Representative, Executive Office of the
                                                                                  President, Washington, DC.
                                                                                July 29, 2020—‘‘WTO Reform: Making Global Rules Work for Glob-
                                                                                  al Challenges.’’ The committee examined longstanding issues at
                                                                                  the WTO and the need for a strong WTO reform agenda. The
                                                                                  committee highlighted the importance of the WTO to U.S. inter-
                                                                                  ests, particularly in regard to confronting China. Testimony was
                                                                                  heard from Jennifer A. Hillman, senior fellow for trade and inter-
                                                                                  national political economy, Council on Foreign Relations, and
                                                                                  professor, Georgetown University Law Center, Washington, DC;
                                                                                  Thomas R. Graham, partner, Cassidy Levy Kent, Washington,
                                                                                  DC; Laura J. Lane, chief corporate affairs and communications
                                                                                  officer, UPS, Washington, DC; Joseph W. Glauber, Ph.D., senior
                                                                                  research fellow, International Food Policy Research Institute,




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                                                                                  Washington, DC; and Michele Kuruc, vice president, ocean pol-
                                                                                  icy, World Wildlife Fund, Washington, DC.




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                                                                                                   FULL COMMITTEE OPEN EXECUTIVE SESSION
                                                                                January 7, 2020—Open Executive Session to consider the United
                                                                                  States-Mexico-Canada Implementation Act and to favorably re-
                                                                                  port the bill to the floor.
                                                                                            SUBCOMMITTEE ON INTERNATIONAL TRADE, CUSTOMS,
                                                                                                     AND GLOBAL COMPETITIVENESS

                                                                                2019
                                                                                June 12, 2019—‘‘China’s Belt and Road Initiative.’’ The sub-
                                                                                  committee examined China’s Belt and Road Initiative and ex-
                                                                                  pressed concerns over China using this initiative to exert influ-
                                                                                  ence over recipient countries. Testimony was heard from Carolyn
                                                                                  Bartholomew, Chairman, U.S.-China Economic and Security Re-
                                                                                  view Commission, Washington, DC; Roy D. Kamphausen, Com-
                                                                                  missioner, U.S.-China Economic and Security Review Commis-
                                                                                  sion; Daniel Kliman, Ph.D., senior fellow and director, Asia-
                                                                                  Pacific Security Program, Center for a New American Security,
                                                                                  Washington, DC; and Derek Scissors, Ph.D., resident scholar,
                                                                                  American Enterprise Institute, Washington, DC.
                                                                                2020
                                                                                June 30, 2020—‘‘Censorship as a Non-Tariff Barrier to Trade.’’ The
                                                                                  subcommittee met to highlight the economic harm Chinese cen-
                                                                                  sorship imposes on U.S. companies. Testimony was heard from
                                                                                  Richard Gere, chairman, International Campaign for Tibet,
                                                                                  Washington, DC; Nigel Cory, associate director, trade policy, In-
                                                                                  formation Technology and Innovation Foundation, Washington,
                                                                                  DC; Beth Baltzan, fellow, Open Markets Institute, Washington,
                                                                                  DC; and Clete R. Willems, partner, Akin, Gump, Strauss, Hauer,
                                                                                  and Feld LLP, Washington, DC.
                                                                                                                     SAGON MEETINGS
                                                                                February 6, 2019—Meeting of the Senate Advisory Group on Nego-
                                                                                  tiations, as required by section 104(c)(1) of the Bipartisan Con-
                                                                                  gressional Trade Priorities and Accountability Act of 2015, to dis-
                                                                                  cuss congressional priorities for trade negotiations and agree-
                                                                                  ments during the 116th Congress. The Honorable Robert E.
                                                                                  Lighthizer, United States Trade Representative, Executive Office
                                                                                  of the President, Washington, DC, testified.
                                                                                March 12, 2020—Meeting of the Senate Advisory Group on Nego-
                                                                                  tiations to discuss potential trade negotiations with Kenya. The
                                                                                  Honorable Robert E. Lighthizer, United States Trade Represent-
                                                                                  ative, Executive Office of the President, Washington, DC, testi-
                                                                                  fied.




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                                                                                                                          HEALTH
                                                                                                             SUMMARY OF ACTIVITIES
                                                                                   In the 116th Congress, the committee focused on improving
                                                                                Medicare and Medicaid programs for individuals, providers, and
                                                                                taxpayers.
                                                                                   In July of 2019, the committee reported the Prescription Drug
                                                                                Pricing Reduction Act (PDPRA) in a bipartisan vote of 19–9.
                                                                                PDPRA, which is based on information gathered in a three-part
                                                                                hearing series, would lower patient’s costs, address manufacturer
                                                                                price increases, increase transparency, reduce Federal spending,
                                                                                and lower commercial drug costs.
                                                                                   The committee played a key role in passing Medicaid and Medi-
                                                                                care improvements into law. In April of 2019, Congress passed and
                                                                                the President signed the Medicaid Services Investment and Ac-
                                                                                countability Act of 2019, which helps ensure medically complex
                                                                                children receive coordinated care in the Medicaid program, and
                                                                                prevents drug makers from misclassifying drugs to avoid paying
                                                                                Medicaid rebates. In December of 2019, the committee crafted poli-
                                                                                cies that were signed into law in the Further Consolidated Appro-
                                                                                priations Act of 2020 that ensure Medicare beneficiaries have ac-
                                                                                cess to vital services and items, including stem cell transplants,
                                                                                laboratory tests, and complex wheelchair equipment.
                                                                                   The committee also authored several policies included in legisla-
                                                                                tion to respond to the COVID–19 pandemic, most notably the
                                                                                Coronavirus Aid, Relief, and Economic Security (CARES) Act that
                                                                                the Congress passed and the President signed into law in March
                                                                                of 2020. Examples of CARES Act policies that help patients and
                                                                                providers include: expanded Medicare telehealth flexibilities; Medi-
                                                                                care coverage of COVID–19 vaccines with no beneficiary cost-
                                                                                sharing; loans to hospitals and other providers in the form of an
                                                                                advance on future Medicare payments, and expanded patient use
                                                                                of Health Savings Accounts and Flexible Spending Accounts.
                                                                                   In March of 2020, the committee issued a bipartisan stakeholder
                                                                                request for information on how to tackle poor maternal health out-
                                                                                comes, a crisis that disproportionately affects women of color and
                                                                                women living in rural areas. The committee undertook a process to
                                                                                identify bipartisan policy ideas to improve maternal health out-
                                                                                comes in Medicaid and the Children’s Health Insurance Program
                                                                                recommended by stakeholders and individual Senators.
                                                                                   The committee authored several provisions that were included in
                                                                                H.R. 133, the vehicle for government funding, health extenders,
                                                                                COVID–19 relief, and other matters that Congress passed and the
                                                                                President signed into law in December 2020. The bill includes poli-
                                                                                cies that extend expiring Medicare, Medicaid, and Human Services
                                                                                programs for 3 years and provide other support to patients and
                                                                                providers, including by strengthening rural health care infrastruc-




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                                                                                ture and permanently expanding access to mental health services
                                                                                via telehealth.
                                                                                                              FULL COMMITTEE HEARINGS
                                                                                2019
                                                                                January 29, 2019—‘‘Drug Pricing in America: A Prescription for
                                                                                  Change, Part I.’’ Testimony was heard from Kathy Sego, mother
                                                                                  of a child with insulin-dependent diabetes, Madison, IN; Douglas
                                                                                  Holtz-Eakin, Ph.D., president, American Action Forum, Wash-
                                                                                  ington, DC; Mark Miller, Ph.D., executive vice president of
                                                                                  health care, Laura and John Arnold Foundation, Houston, TX;
                                                                                  and Peter B. Bach, M.D., director, Center for Health Policy and
                                                                                  Outcomes, Memorial Sloan Kettering Cancer Center, New York,
                                                                                  NY.
                                                                                February 26, 2019—‘‘Drug Pricing in America: A Prescription for
                                                                                  Change, Part II.’’ Testimony was heard from Richard A. Gon-
                                                                                  zalez, chairman and chief executive officer, AbbVie Inc., North
                                                                                  Chicago, IL; Pascal Soriot, chief executive officer, AstraZeneca,
                                                                                  Wilmington, DE; Giovanni Caforio, M.D., chairman of the board
                                                                                  and chief executive officer, Bristol-Meyers Squibb Company, New
                                                                                  York, NY; Jennifer Taubert, executive vice president, worldwide
                                                                                  chairman, Janssen Pharmaceuticals, Johnson & Johnson, New
                                                                                  Brunswick, NJ; Kenneth C. Frazier, chairman and chief execu-
                                                                                  tive officer, Merck and Company, Inc., Kenilworth, NJ; Albert
                                                                                  Bourla, DVM, Ph.D., chief executive officer, Pfizer, New York,
                                                                                  NY; and Olivier Brandicourt, M.D., chief executive officer, Sanofi,
                                                                                  Bridgewater, NJ.
                                                                                March 14, 2019—‘‘President’s Fiscal Year 2020 Health Care Pro-
                                                                                  posals.’’ Testimony was heard from the Honorable Alex M. Azar
                                                                                  II, Secretary, Department of Health and Human Services, Wash-
                                                                                  ington, DC.
                                                                                April 9, 2019—‘‘Drug Pricing in America: A Prescription for
                                                                                  Change, Part III.’’ Testimony was heard from Steve Miller, M.D.,
                                                                                  executive vice president and chief clinical officer, Cigna Corpora-
                                                                                  tion, Bloomfield, CT; Derica Rice, executive vice president, CVS
                                                                                  Health, and president, CVS Caremark, Woonsocket, RI; William
                                                                                  K. Fleming, Pharm.D., segment president, healthcare services,
                                                                                  Humana, Inc., Louisville, KY; John M. Prince, chief executive of-
                                                                                  ficer, OptumRx, Minnetonka, MN; and Mike Kolar, interim presi-
                                                                                  dent and CEO, Prime Therapeutics, LLC, Eagan, MN.
                                                                                May 8, 2019—‘‘Medicare Physician Payment Reform After Two
                                                                                  Years: Examining MACRA Implementation and the Road
                                                                                  Ahead.’’ Testimony was heard from Barbara L. McAneny, M.D.,
                                                                                  president, American Medical Association, Chicago, IL; John
                                                                                  Cullen, M.D., FAAFP, president, American Academy of Family
                                                                                  Physicians, Leawood, KS; Frank Opelka, M.D., FACS, medical di-
                                                                                  rector for quality and health policy, American College of Sur-
                                                                                  geons, Chicago, IL; Scott Hines, M.D., director, American Medical
                                                                                  Group Association, Alexandria, VA; and Matthew Fiedler, Ph.D.,
                                                                                  fellow, USC–Brookings Schaeffer Initiative for Health Policy,




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                                                                                  Brookings Institution, Washington, DC.




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                                                                                2020
                                                                                February 13, 2020—‘‘President’s Fiscal Year 2021 Health Care Pro-
                                                                                  posals.’’ Testimony was heard from the Honorable Alex M. Azar
                                                                                  II, Secretary, Department of Health and Human Services, Wash-
                                                                                  ington, DC.
                                                                                                   FULL COMMITTEE OPEN EXECUTIVE SESSION
                                                                                July 25, 2019—Open Executive Session to consider an original bill
                                                                                  entitled ‘‘The Prescription Drug Pricing Reduction Act of 2019.’’
                                                                                                             SUBCOMMITTEE ON HEALTH CARE
                                                                                2019
                                                                                October 30, 2019—‘‘Medicaid: Compliance With Eligibility Require-
                                                                                  ments.’’ Testimony was heard from Brian P. Ritchie, Assistant
                                                                                  Inspector General for Audit Services, Office of Inspector General,
                                                                                  Department of Health and Human Services, Washington, DC;
                                                                                  Carolyn L. Yocom, Director, Health Care, Government Account-
                                                                                  ability Office, Washington, DC; Daryl G. Purpera, CPA, CFE,
                                                                                  Legislative Auditor, State of Louisiana, Baton Rouge, LA; and
                                                                                  Judith Solomon, senior fellow, Center on Budget and Policy Pri-
                                                                                  orities, Washington, DC.
                                                                                November 20, 2019—‘‘Alzheimer’s Awareness: Barriers to Diag-
                                                                                  nosis, Treatment, and Care Coordination.’’ Testimony was heard
                                                                                  from Jason Karlawish, M.D., professor of medicine, medical eth-
                                                                                  ics and health policy, and neurology, and co-director, Penn Mem-
                                                                                  ory Center, University of Pennsylvania, Philadelphia, PA; Janet
                                                                                  Tomcavage, R.N., MSN, chief nursing executive, Geisinger, Win-
                                                                                  field, PA; Marc A. Cohen, Ph.D., clinical professor of gerontology,
                                                                                  McCormack Graduate School, and co-director, LeadingAge LTSS
                                                                                  Center, University of Massachusetts Boston, and research direc-
                                                                                  tor, Center for Consumer Engagement in Health Innovation,
                                                                                  Community Catalyst, Newton, MA; and Lauren Kovach, Alz-
                                                                                  heimer’s advocate, Brighton, MI.
                                                                                2020
                                                                                December 16, 2020—‘‘The Alzheimer’s Crisis: Examining Testing
                                                                                  and Treatment Pipelines and Fiscal Implications.’’ Testimony
                                                                                  was heard from Nikolay Dokholyan, Ph.D., M.S., G. Thomas
                                                                                  Passananti professor and vice chair for research, Pennsylvania
                                                                                  State College of Medicine, Hershey, PA; Randall J. Bateman,
                                                                                  M.D., Charles F. and Joanne Knight distinguished professor of
                                                                                  neurology, and director, Dominantly Inherited Alzheimer’s Net-
                                                                                  work (DIAN), DIAN Trials Unit (DIAN–TU), Washington Univer-
                                                                                  sity School of Medicine, St. Louis, MO; Richard C. Mohs, Ph.D.,
                                                                                  chief scientific officer, Global Alzheimer’s Platform Foundation,
                                                                                  Chicago, IL; and Maria Carrillo, Ph.D., chief science officer, Alz-
                                                                                  heimer’s Association, Chicago, IL.




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                                                                                                                HUMAN SERVICES
                                                                                                             SUMMARY OF ACTIVITIES
                                                                                   In the 116th Congress, the Senate Finance Committee was re-
                                                                                sponsible for the enactment of significant legislation including child
                                                                                welfare support, extension of expiring human services programs,
                                                                                unemployment insurance, and relief to support children and fami-
                                                                                lies in the child welfare system in relation to the Coronavirus
                                                                                (COVID–19) pandemic.
                                                                                   On December 20, 2020, the Family First Transition Act was en-
                                                                                acted as part of the Further Consolidated Appropriations Act, 2020
                                                                                (Pub. L. No. 116–94). This law helps States transform their child
                                                                                welfare systems to keep more children safely at home with their
                                                                                families. It builds upon foster care reforms made by the 2018 Fam-
                                                                                ily First Prevention Services Act (FFPSA) and helps jurisdictions
                                                                                have the resources to successfully transition to FFPSA implementa-
                                                                                tion. The committee also authored the Emergency Aid for Return-
                                                                                ing Americans Affected by Coronavirus Act (Pub. L. No. 116–148),
                                                                                which became law on July 13, 2020. This law temporarily raised
                                                                                the cap for the Department of Health and Human Services repatri-
                                                                                ation program from $1 million to $10 million for fiscal year 2020
                                                                                to help individuals brought back to the U.S. as a result of the
                                                                                COVID–19 pandemic, while ensuring that individuals engaged di-
                                                                                rectly with those repatriated have proper training and protective
                                                                                equipment.
                                                                                   The committee also authored several human services policies in-
                                                                                cluded in legislation to respond to the COVID–19 pandemic. Most
                                                                                notably, the Coronavirus Aid, Relief, and Economic Security
                                                                                (CARES) Act (Pub. L. No. 116–136), which became law on March
                                                                                27, 2020, included substantial funding for unemployment insurance
                                                                                (UI) programs to address the needs of millions who lost jobs or who
                                                                                were otherwise unable to work as a result of COVID–19. The com-
                                                                                mittee held a hearing to review the implementation of the UI poli-
                                                                                cies and to discuss the role of UI in responding to the economic ef-
                                                                                fects of the pandemic.
                                                                                   The committee authored several human services provisions that
                                                                                became law on December 27, 2020, as part of the Consolidated Ap-
                                                                                propriations Act, 2021 (Pub. L. No. 116–260). The bill includes poli-
                                                                                cies that extend expiring Human Services programs through the
                                                                                end of fiscal year 2021 and in select cases extends programs for 3
                                                                                years. It also provided enhanced UI benefits and included the Sup-
                                                                                porting Foster Youth and Families through the Pandemic Act that
                                                                                provided additional support to children and families in the foster
                                                                                care system, including transition-age youth impacted by the
                                                                                COVID–19 pandemic.




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                                                                                                               FULL COMMITTEE HEARING
                                                                                June 9, 2020—‘‘Unemployment Insurance During COVID–19: The
                                                                                  CARES Act and the Role of Unemployment Insurance During
                                                                                  The Pandemic.’’ Testimony was heard from the Honorable Eu-
                                                                                  gene Scalia, Secretary, Department of Labor, Washington, DC;
                                                                                  Scott B. Sanders, executive director, National Association of
                                                                                  State Workforce Agencies, Washington, DC; Beth Townsend, Di-
                                                                                  rector, Iowa Workforce Development, Des Moines, IA; José Javier
                                                                                  Rodrı́guez, State Senator, Florida Senate, Miami, FL; Les Neilly,
                                                                                  president, Neilly Canvas Goods Company, Pittsburgh, PA; and
                                                                                  Michele Evermore, senior researcher and policy analyst, National
                                                                                  Employment Law Project, Washington, DC.
                                                                                                        FULL COMMITTEE MEMBER MEETING
                                                                                July 30, 2019—Meeting to review the status of the Temporary As-
                                                                                  sistance for Needy Families program and opportunities for re-
                                                                                  form. The briefing panel included: Clarence Carter, Director, Of-
                                                                                  fice of Family Assistance, Department of Health and Human
                                                                                  Services, Washington, DC; Gene Falk, Specialist in Social Policy,
                                                                                  Congressional Research Service, Washington, DC; Donna Pavetti,
                                                                                  vice president for family income support, Center on Budget and
                                                                                  Policy Priorities, Washington, DC; and Michelle Derr, senior re-
                                                                                  searcher, Mathematica, Washington, DC.




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                                                                                                              SPECIAL PROJECTS
                                                                                                             SUMMARY OF ACTIVITIES
                                                                                   During the 116th Congress, the committee focused on child care
                                                                                challenges facing working parents by convening a bipartisan Paid
                                                                                Family Leave Working Group.1 After convening a members’ round-
                                                                                table on this topic during the coronavirus pandemic, the committee
                                                                                also supported enactment of emergency relief legislation to address
                                                                                the paid family leave needs of working parents during the national
                                                                                emergency period.
                                                                                   Also during the 116th Congress, the committee focused on sig-
                                                                                nificant challenges confronting the elderly and other vulnerable
                                                                                populations. In 2019, for example, the committee held two hearings
                                                                                to explore the adequacy of reporting and investigation of abuse, ne-
                                                                                glect, or exploitation in long-term care facilities that participate in
                                                                                Federal financing programs within the committee’s jurisdiction.
                                                                                   The Centers for Medicare and Medicaid Services (CMS), which
                                                                                was invited to participate in the first of these two hearings, an-
                                                                                nounced the same week that the agency would begin making re-
                                                                                forms to the agency’s Nursing Home Compare website, effective the
                                                                                following month.2 (The following year, CMS announced that it
                                                                                would phase out its original Nursing Home Compare tools in favor
                                                                                of a new, unified Care Compare site, launched in September 2020.
                                                                                The chairman, by letter dated February 3, 2021, then called for the
                                                                                U.S. Government Accountability Office (GAO) to conduct a review
                                                                                of Care Compare to ensure that this new site as well as CMS’s
                                                                                nursing home rating system fully addresses any previously identi-
                                                                                fied deficiencies.) At the second hearing, the Finance Committee re-
                                                                                ceived additional testimony from the U.S. Government Account-
                                                                                ability Office and others on the need for reforms to promote the de-
                                                                                tection and reporting of neglect or abuse and thereby enhance the
                                                                                safety of elderly residents of long-term care facilities. Weeks later,
                                                                                CMS announced additional sweeping changes to strengthen the
                                                                                agency’s oversight of nursing home inspections.3
                                                                                   In 2020, committee leaders, joined by Ways and Means Com-
                                                                                mittee leaders in the other chamber, requested an evaluation, by
                                                                                the Office of Inspector General (OIG) at the Department of Health
                                                                                  1 See website of Senator Grassley, ‘‘Grassley, Wyden Convene Finance Committee Paid Family
                                                                                Leave Working Group’’ (May 22, 2019), https://www.grassley.senate.gov/news/news-releases/
                                                                                grassley-wyden-convene-finance-committee-paid-family-leave-working-group.
                                                                                  2 Website of Centers for Medicare and Medicaid Services (CMS), ‘‘CMS Improving Nursing
                                                                                Home Compare in April 2019; Changes offer greater support to consumers looking to compare
                                                                                quality of nursing homes’’ (March 5, 2019), https://www.cms.gov/newsroom/press-releases/cms-
                                                                                improving-nursing-home-compare-april-2019.
                                                                                  3 CMS website, ‘‘Trump Administration Strengthens Oversight of Nursing Home Inspections
                                                                                to Keep Patients and Residents Safe; CMS announces enhanced oversight of State inspectors
                                                                                and the inspection process, responding to growing concerns about consistency and timeliness of
                                                                                inspections’’ (October 17, 2019), https://www.cms.gov/newsroom/press-releases/trump-adminis-




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                                                                                and Human Services (HHS), of psychotropic prescription use in
                                                                                nursing homes.4 This bipartisan, bicameral request was motivated
                                                                                by concerns about whether adequate safeguards exist to protect
                                                                                against these drugs’ unnecessary use in the facilities that partici-
                                                                                pate in financing programs within the committee’s jurisdiction.
                                                                                (The last examination of this topic, a 2011 report by the HHS OIG
                                                                                that followed a request from the chairman, indicated that 14 per-
                                                                                cent of American nursing home residents had Medicare claims for
                                                                                these drugs to treat behavioral symptoms commonly associated
                                                                                with dementia.5 This 2011 report also found that at least half the
                                                                                Medicare claims for these drugs were erroneous, leading to $116
                                                                                million in inappropriate Medicare reimbursements.)
                                                                                   During the coronavirus pandemic, the committee chairman again
                                                                                championed the interests of the mostly frail and elderly residents
                                                                                of nursing homes and other long-term care facilities. Recognizing
                                                                                that these residents were particularly susceptible to the worst ef-
                                                                                fects of this virus, the chairman voiced concerns to HHS and CMS
                                                                                officials about COVID–19 testing capacity, inconsistencies in data
                                                                                tracking, and a lack of personal protective equipment in nursing
                                                                                homes, among other issues.6 The chairman also encouraged issu-
                                                                                ance of Federal guidelines for States, to promote uniformity in
                                                                                tracking and reporting COVID–19 cases in nursing homes. CMS re-
                                                                                sponded 3 days later by publicly announcing a commitment to ad-
                                                                                dress most of the concerns outlined in the chairman’s letter of April
                                                                                17, 2019.7
                                                                                   Committee leaders later called for the issuance by the HHS OIG
                                                                                of public alerts to ensure that Medicaid recipients who reside in
                                                                                nursing facilities are not required to hand over, to the facilities in
                                                                                which they reside, any Economic Impact Payments that these resi-
                                                                                dents received under legislation adopted by Congress in response
                                                                                to the coronavirus pandemic.8 In September 2020, the majority
                                                                                staff of the committee also issued a comprehensive report detailing
                                                                                the factors that may have fueled the virus’s early transmission in
                                                                                nursing homes and led to an especially high case and fatality rate
                                                                                among nursing home residents.9 This majority staff report also
                                                                                  4 Letter from Senate Finance Committee (SFC) Chairman Grassley and Ranking Member
                                                                                Wyden et al. to Acting Inspector General Christi Grimm, Department of Health and Human
                                                                                Services (HHS) (April 3, 2020), available at https://www.finance.senate.gov/imo/media/doc/
                                                                                2020-04-06%20CEG,%20RW,%20et%20al%20to%20HHS%20OIG%20(Psychotropic%20Drugs%20
                                                                                in%20Nursing%20Facilities).pdf.
                                                                                  5 Report by HHS Office of Inspector General, ‘‘Medicare Atypical Antipsychotic Drug Claims
                                                                                for Elderly Nursing Home Residents’’ (May 2011), available at https://oig.hhs.gov/oei/reports/
                                                                                oei-07-08-00150.pdf.
                                                                                  6 Letter from Senator Grassley to CMS Administrator Seema Verma (April 17, 2020), available
                                                                                at https://www.finance.senate.gov/imo/media/doc/HHSCOVIDLetter17Apr2020Final.pdf (cit-
                                                                                ing factors, such as the high death toll and infection control failure rate in some nursing homes,
                                                                                which underscore the importance of ‘‘encouraging coronavirus testing and compliance with CDC
                                                                                guidelines for reducing COVID–19 transmission in these facilities’’ and ensuring ‘‘that any
                                                                                Medicaid- and Medicare-funded facilities accepting COVID–19 patients have adequate staffing,
                                                                                equipment, and other necessary safeguards in place’’).
                                                                                  7 See website of Senator Grassley, ‘‘Grassley Welcomes CMS Action to Require Coronavirus
                                                                                Reporting in Nursing Homes’’ (April 20, 2020), https://www.grassley.senate.gov/news/news-re-
                                                                                leases/grassley-welcomes-cms-action-require-coronavirus-reporting-nursing-homes.
                                                                                  8 Letter from SFC Chairman Grassley and Ranking Member Wyden to Acting Inspector Gen-
                                                                                eral Christi Grimm (June 8, 2020), available at https://www.finance.senate.gov/imo/media/
                                                                                doc/2020-06-08%20CEG,%20Wyden%20to%20HHSOIG%20(Stimulus%20Checks%20in%20
                                                                                Nursing%20Homes).pdf.
                                                                                  9 Report of SFC Majority Staff, ‘‘COVID–19 in Nursing Homes: What Went Wrong and Next




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                                                                                Steps’’ (September 2020), available at https://www.finance.senate.gov/imo/media/doc/SFC
                                                                                NursingHomesCOVIDMajorityStaffSFCReport23Sep2020FINAL.pdf. See also website of Senator
                                                                                Grassley, ‘‘Finance Committee Releases Report on Performance of Nursing Homes and Long-




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                                                                                highlighted best practices adopted by some nursing homes to limit
                                                                                the spread of COVID–19 among the personnel and residents of
                                                                                these facilities.
                                                                                   Also in 2020, the Finance Committee chairman unveiled a pro-
                                                                                posal to make resources available for strike teams to support nurs-
                                                                                ing homes that were overwhelmed by the pandemic and extend
                                                                                Elder Justice Act programs. The chairman later led a group of col-
                                                                                leagues in calling on Senate leaders to make resources available for
                                                                                these same programs (as well as related initiatives to reduce social
                                                                                isolation among nursing home residents) as part of a year-end
                                                                                coronavirus relief package.10
                                                                                   The committee also explored challenges facing those struggling
                                                                                with addiction, for example, by conducting a Finance Committee
                                                                                hearing on the 1-year anniversary of the enactment of the SUP-
                                                                                PORT for Patients and Communities Act. At this hearing, the Sur-
                                                                                geon General described ongoing efforts to implement the statute’s
                                                                                provisions to combat the national opioid crisis, while other wit-
                                                                                nesses testified to instances of addiction treatment fraud in a grow-
                                                                                ing number of States. In a letter to senior officials at HHS and
                                                                                CMS, the committee chairman also pressed for full implementation
                                                                                of strategies recommended by the Government Accountability Of-
                                                                                fice to prevent opioid misuse and abuse in programs within the
                                                                                committee’s jurisdiction.11
                                                                                   In another letter to these same HHS and CMS officials, the com-
                                                                                mittee chairman requested information on why other recommended
                                                                                reforms to improve the accountability of certain mental health
                                                                                grant programs had yet to be implemented.12 (This September
                                                                                2019 letter from the chairman followed the issuance by GAO of two
                                                                                reports that cited deficiencies in tracking and evaluating the use of
                                                                                grant funding.) Among other requests, the chairman sought a list
                                                                                of the Department’s crisis intervention programs designed to pre-
                                                                                vent acts of violence as well as each program’s purpose and the
                                                                                amount of funding each receives. This letter also requested that the
                                                                                Department describe metrics used to evaluate certain grantees’
                                                                                performance and provide additional information on the Depart-
                                                                                ment’s process for evaluating program performance.
                                                                                   The chairman also made it a priority, during the 116th Congress,
                                                                                to champion initiatives to promote the accountability of, and there-
                                                                                by prevent waste, fraud, or abuse in, Federal programs that serve
                                                                                vulnerable populations within the committee’s jurisdiction. For ex-
                                                                                ample, in 2019 the chairman revived the committee’s 2004 efforts
                                                                                to identify misspent Medicaid dollars (an area of longstanding con-
                                                                                Term Care Facilities During the COVID–19 Pandemic’’ (last visited October 2020), available at
                                                                                https://www.finance.senate.gov/chairmans-news/finance-committee-releases-report-on-perform-
                                                                                ance-of-nursing-homes-and-long-term-care-facilities-during-the-covid-19-pandemic.
                                                                                   10 Letter from SFC Chairman Grassley, Senator Daines, et al. to Senate Leaders McConnell
                                                                                and Schumer (December 18, 2020), available at https://www.grassley.senate.gov/sites/default/
                                                                                files/2020-12-18%20CEG%20et%20al%20to%20McConnell%2C%20Schumer%20-%20Televisita
                                                                                tion.pdf.
                                                                                   11 Letter from SFC Chairman Grassley to HHS Secretary Alex Azar and CMS Administrator
                                                                                Seema Verma (June 6, 2019), available at https://www.finance.senate.gov/imo/media/doc/
                                                                                2019-06-06%20CEG%20to%20HHS,%20CMS%20(Opioid%20Misuse%20Strategy).pdf. See also
                                                                                website of Senator Grassley, ‘‘Grassley Presses HHS, CMS on Federal Strategies to Combat
                                                                                Opioid Abuse’’ (June 6, 2019), https://www.grassley.senate.gov/news/news-releases/grassley-
                                                                                presses-hhs-cms-federal-strategies-combat-opioid-abuse.
                                                                                   12 Letter from SFC Chairman Grassley to HHS Secretary Alex Azar (September 3, 2019),




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                                                                                cern, because every misspent dollar weakens this program for the
                                                                                tens of millions of low-income individuals and persons with disabil-
                                                                                ities who rely on Medicaid for preventive care, lifesaving health
                                                                                services, and other services to promote independent living). The
                                                                                majority staff of the committee unearthed government audits that
                                                                                cited recurring instances of improper Medicaid payments for de-
                                                                                ceased beneficiaries—in some cases, for as long as 2 years after the
                                                                                beneficiary’s death.
                                                                                   After finding that multiple State agencies charged with distrib-
                                                                                uting Medicaid dollars have yet to fully institute an adequate
                                                                                mechanism to prevent Federal benefits from flowing on behalf of
                                                                                deceased Medicaid beneficiaries, the chairman called on the CMS
                                                                                Administrator to exercise greater leadership in this area, by insti-
                                                                                tuting ‘‘reforms to prevent, rather than simply recoup, wasteful
                                                                                Medicaid payments.’’13 As noted in the chairman’s October 2019
                                                                                letter:
                                                                                     For example, CMS should revisit and possibly upgrade its ex-
                                                                                     isting tools for preventing Medicaid fraud, waste, and abuse.
                                                                                     The agency should identify new tools, in addition to its most
                                                                                     recent informational bulletin, to help States identify providers
                                                                                     or managed care organizations that submit high numbers of
                                                                                     improper Medicaid claims that received managed care pay-
                                                                                     ments from States for the deceased. CMS also should promote
                                                                                     the adoption of protocols or policies to ensure that State Med-
                                                                                     icaid agencies can quickly and efficiently compare Medicaid
                                                                                     payment claims against death records kept by other State or
                                                                                     Federal agencies.
                                                                                   Restoring fiscal integrity to this and other Federal programs
                                                                                under the committee’s jurisdiction is a continuing and vitally im-
                                                                                portant task for the committee to fulfill, in the effort to safeguard
                                                                                Americans’ hard-earned tax dollars and ensure the effective imple-
                                                                                mentation of government programs.
                                                                                   Early in 2019, the committee chairman also led a group of over
                                                                                20 Senators in questioning the adequacy of a new national process
                                                                                for allocating human livers that are donated for transplant.14 The
                                                                                chairman later expanded his efforts in this area, focusing attention
                                                                                not only on organ allocation, but also on organ donation and pro-
                                                                                curement. The committee ultimately launched a comprehensive re-
                                                                                view of the entire organ procurement and transplantation system.
                                                                                This bipartisan effort, led by the chairman with other committee
                                                                                members, has focused on the adequacy of efforts by the govern-
                                                                                ment’s contractor, known as the United Network for Organ Sharing
                                                                                (UNOS), to oversee and ensure the accountability of the Nation’s
                                                                                organ donation and procurement process, which is led by 58 organ
                                                                                procurement organizations (OPOs) across the United States.
                                                                                   The chairman in December 2019 requested that the HHS OIG,
                                                                                which had conducted audits of selected OPOs, provide the com-
                                                                                  13 Letter from SFC Chairman Grassley to CMS Administrator Seema Verma (October 1, 2019),
                                                                                available at https://www.finance.senate.gov/imo/media/doc/MedicaidOversightLetter1Oct.2019
                                                                                SpecProjects%20-%20FINAL%20430PM.pdf.
                                                                                  14 Letter from SFC Chairman Grassley, Senator Blunt, et al. to HHS Secretary Azar (January
                                                                                19, 2019), available at https://www.finance.senate.gov/imo/media/doc/CEG%20Liver%20Letter




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                                                                                %20Signed%20FINAL.pdf. See also website of Senate Finance Committee (last visited December
                                                                                30, 2020), available at https://www.finance.senate.gov/chairmans-news/grassley-blunt-20-sen-
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                                                                                mittee with additional details relating to its audit report findings.
                                                                                (These HHS OIG audit reports cited unallowable and inappropriate
                                                                                uses of Medicare funds for certain OPO expenses.) 15 Committee
                                                                                leaders in February 2020 also sent an initial letter to UNOS re-
                                                                                questing information and documents on UNOS activities.16 The
                                                                                committee later determined that issuance of a subpoena compelling
                                                                                production of UNOS documents related to the committee’s inves-
                                                                                tigation was necessary, and on February 3, 2021, the chairman
                                                                                issued such a subpoena to UNOS with the support of the commit-
                                                                                tee’s ranking member. UNOS has indicated that it will comply with
                                                                                the subpoena. This investigation is ongoing.
                                                                                   During consideration of H.R. 133, an omnibus spending package
                                                                                enacted in December 2020, this committee’s leaders worked with
                                                                                Ways and Means Committee leaders in the other chamber to cham-
                                                                                pion the inclusion of $100 million in emergency funding for elder
                                                                                justice initiatives. Committee leaders in both chambers also pushed
                                                                                for inclusion, in a December 2020 continuing resolution, of legisla-
                                                                                tion that will promote transparency in government, by requiring
                                                                                CMS to furnish information, upon request, to certain non-group
                                                                                health plans (e.g., liability insurers), about whether an individual
                                                                                was enrolled in Medicare, Medicare Advantage, or the Medicare
                                                                                prescription drug benefit during the preceding 3-year period.
                                                                                                              FULL COMMITTEE HEARINGS
                                                                                2019
                                                                                March 6, 2019—‘‘Not Forgotten: Protecting Americans From Abuse
                                                                                  and Neglect in Nursing Homes.’’ Testimony was heard from Pa-
                                                                                  tricia Blank, daughter of nursing home neglect victim, Shell
                                                                                  Rock, IA; Maya Fischer, daughter of nursing home abuse victim,
                                                                                  Seminole, FL; David Grabowski, Ph.D., professor, Harvard Med-
                                                                                  ical School, Boston, MA; David Gifford, M.D., MPH, senior vice
                                                                                  president, quality and regulatory affairs, American Health Care
                                                                                  Association, Washington, DC; Kate Goodrich, M.D., Director,
                                                                                  Center for Clinical Standards and Quality, and Chief Medical Of-
                                                                                  ficer, Centers for Medicare and Medicaid Services, Baltimore,
                                                                                  MD; Antoinette Bacon, Associate Deputy Attorney General and
                                                                                  National Elder Justice Coordinator, Office of the Deputy Attor-
                                                                                  ney General, Department of Justice, Washington, DC; and
                                                                                  Keesha Mitchell, Director, Medicaid Fraud Control Unit, Office of
                                                                                  the Ohio Attorney General, Columbus, OH.
                                                                                July 23, 2019—‘‘Promoting Elder Justice: A Call for Reform.’’ Testi-
                                                                                  mony was heard from Megan H. Tinker, Senior Advisor for Legal
                                                                                  Affairs, Office of Counsel to the Inspector General, Department
                                                                                  of Health and Human Services, Washington, DC; John E. Dicken,
                                                                                  Director, Health Care, Government Accountability Office, Wash-
                                                                                  ington, DC; Robert B. Blancato, national coordinator, Elder Jus-
                                                                                  15 Letter from SFC Chairman Grassley and Senator Young to HHS Acting Inspector General
                                                                                Christi Grimm (December 18, 2019), available at https://www.finance.senate.gov/imo/media/
                                                                                doc/CEG.Young%20to%20HHSOIG%20(OPO%20Oversight)%20Dec.18.2019.pdf.
                                                                                  16 Letter from SFC Chairman Grassley, Ranking Member Wyden, et al., to Brian Shepard,
                                                                                Chief Executive Officer of United Network for Organ Sharing (February 10, 2020), available at




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                                                                                https://www.finance.senate.gov/imo/media/doc/2020-02-10%20Grassley,%20Wyden,%20Young,
                                                                                %20Cardin%20to%20UNOS%20(Information%20Request%20on%20Organ%20Transplant%20Sy
                                                                                stem).pdf.




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                                                                                                                                    24

                                                                                  tice Coalition, Washington, DC; the Honorable Mark Parkinson,
                                                                                  president and chief executive officer, American Health Care As-
                                                                                  sociation, Washington, DC; and Lori Smetanka, executive direc-
                                                                                  tor, National Consumer Voice for Quality Long-Term Care,
                                                                                  Washington, DC.
                                                                                October 24, 2019—‘‘Treating Substance Misuse in America: Scams,
                                                                                  Shortfalls, and Solutions.’’ Testimony was heard from the Honor-
                                                                                  able Jerome M. Adams, M.D., MPH, Surgeon General, Office of
                                                                                  the Secretary, Department of Health and Human Services,
                                                                                  Washington, DC; Mary Denigan-Macauley, Ph.D., Director,
                                                                                  Health Care, Government Accountability Office, Washington, DC;
                                                                                  Gary Cantrell, Deputy Inspector General for Investigations, Of-
                                                                                  fice of Inspector General, Department of Health and Human
                                                                                  Services, Washington, DC; and Gary Mendell, founder and chief
                                                                                  executive officer, Shatterproof, New York, NY.
                                                                                                        FULL COMMITTEE MEMBER MEETING
                                                                                           BI-PARTISAN WORKING GROUP ON PAID FAMILY LEAVE
                                                                                June 18, 2020—Roundtable on ‘‘Paid Leave Proposals in the
                                                                                  COVID Era.’’




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                                                                                              OVERSIGHT AND INVESTIGATIONS
                                                                                                             SUMMARY OF ACTIVITIES
                                                                                Health Care
                                                                                  In 2019, the committee held a series of oversight hearings fo-
                                                                                cused on drug pricing in America. The committee invited patients,
                                                                                parents, pharmaceutical company executives, and pharmacy benefit
                                                                                managers to identify reforms that will help drive down the high
                                                                                cost of prescription drugs.
                                                                                  Chairman Grassley and Ranking Member Wyden have long
                                                                                raised concerns about the lack of transparency in the pharma-
                                                                                ceutical industry. In the past, their oversight work led to the rev-
                                                                                elation that Mylan, the manufacturer of EpiPen, misclassified its
                                                                                popular anti-allergy medication as a generic instead of a brand
                                                                                name and took advantage of a loophole in Medicaid to overcharge
                                                                                taxpayers for the drug by as much as $1.27 billion over 10 years.
                                                                                In 2019, Chairman Grassley and Ranking Member Wyden intro-
                                                                                duced the Right Rebate Act to close the loophole. The legislation
                                                                                also provided the Department of Health and Human Services
                                                                                (HHS) with additional authorities to monitor drug manufacturers,
                                                                                imposed reporting and transparency requirements on the govern-
                                                                                ment to show how its authorities are used, and allowed the Sec-
                                                                                retary of HHS to reclassify drugs and impose civil monetary pen-
                                                                                alties when drugs are knowingly misclassified. The legislation was
                                                                                signed into law in April 2019.
                                                                                  Chairman Grassley and Ranking Member Wyden partnered on a
                                                                                bipartisan investigation into insulin prices. In February 2019, they
                                                                                sent letters to leading insulin manufacturers, Sanofi, Novo Nor-
                                                                                disk, and Eli Lilly, seeking information regarding recent price in-
                                                                                creases of up to 500 percent or more for insulin, a treatment avail-
                                                                                able for diabetes for nearly 100 years. The letter requested infor-
                                                                                mation about list price increases, changes in the net price (i.e., the
                                                                                price pharmaceutical companies received after negotiating rebates
                                                                                and discounts), copies of internal memoranda, correspondence, and
                                                                                rebate agreements with pharmacy benefit managers (PBMs). In
                                                                                April 2019, Chairman Grassley and Ranking Member Wyden also
                                                                                sent letters to the three largest PBMs, CVS Caremark, OptumRx,
                                                                                and Express Scripts, inquiring about their role in the U.S.’s drug
                                                                                pricing system and how their pricing practices contribute to the ris-
                                                                                ing cost of insulin. The letter focused on rebates and other con-
                                                                                tracting practices used by PBMs and health insurers because these
                                                                                terms are not transparent to patients, payers, or Congress. The
                                                                                chairman and ranking member issued their report and findings in
                                                                                January 2021.
                                                                                  In April 2019, Chairman Grassley and Ranking Member Wyden
                                                                                also jointly began investigations of companies in their home States




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                                                                                                                                (25)




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                                                                                that provide services to adults with intellectual and developmental
                                                                                disabilities (I/DD). In December 2020, they released two investiga-
                                                                                tive reports regarding the performance and efficacy of providers
                                                                                REM Iowa and MENTOR Oregon, which receive significant Federal
                                                                                funding through Medicaid to provide care for individuals with
                                                                                I/DD. The committee’s review of REM Iowa found that the com-
                                                                                pany has had and continues to face problems, including failures to
                                                                                report abuse or neglect, failures to follow an individual’s particular
                                                                                care plan, and failures to adhere to clients’ medication schedules.
                                                                                The committee’s report made three specific recommendations to
                                                                                REM Iowa: improve training practices for employees, improve ac-
                                                                                cess to data, and establish a process to track and monitor critical
                                                                                incidents using electronic databases. The committee’s report also
                                                                                recommended that the Federal and State Governments improve
                                                                                oversight, outreach, and support for facilities facing systemic
                                                                                issues.
                                                                                   The MENTOR Oregon report highlighted the fact that despite
                                                                                years of regulatory attention, the company has not turned the cor-
                                                                                ner regarding the level of care provided to its clients. Insufficient
                                                                                staff training, failure to complete incident reports, substantiated
                                                                                acts of neglect, not meeting clients’ medical needs, and poor facility
                                                                                conditions have forced the Oregon Department of Human Serv-
                                                                                ices—and county-level entities—to take increased measures.
                                                                                   The Finance Committee also conducted an investigation of non-
                                                                                profit hospitals. In 2019, Chairman Grassley requested specific in-
                                                                                formation from the IRS regarding its oversight of nonprofit hos-
                                                                                pitals, after media reports emerged on this subject questioning
                                                                                whether these hospitals met the criteria for tax-exempt status,
                                                                                whether they served their communities appropriately, and whether
                                                                                they served individuals in need regardless of ability to pay. Grass-
                                                                                ley later sent letters to the University of Virginia Health System
                                                                                and Methodist Le Bonheur Healthcare in Memphis, TN, requesting
                                                                                information about their billing and debt-collection practices with
                                                                                respect to low-income patients. On December 2, 2020, Chairman
                                                                                Grassley wrote a letter to every member of the Senate Finance and
                                                                                Judiciary Committees about the need for new attention to the tax
                                                                                laws governing non-profit hospitals.
                                                                                Taxes
                                                                                  In 2019, Chairman Grassley and Ranking Member Wyden
                                                                                opened an investigation into syndicated conservation-easement
                                                                                transactions, which are transactions that may abuse charitable
                                                                                conservation tax incentives in order to facilitate tax shelters.
                                                                                  In August 2020, Chairman Grassley and Ranking Member
                                                                                Wyden concluded their investigation and released a report, finding
                                                                                such syndicated transactions are ‘‘nothing more than retail tax
                                                                                shelters that let taxpayers buy tax deductions at the end of any
                                                                                given year, . . . which thousands of taxpayers used to game the tax
                                                                                code and deprive the Federal Government of billions of dollars in
                                                                                revenue.’’ It concluded that ‘‘the IRS has strong reason for taking
                                                                                enforcement action against syndicated conservation-easement
                                                                                transactions as it has to date’’ and called on Congress, the IRS, and




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                                                                                the Department of the Treasury to take further action to preserve
                                                                                the integrity of the conservation-easement tax deduction.




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                                                                                  To that end, Chairman Grassley joined Senators Steve Daines
                                                                                (R–Mont.) and Pat Roberts (R–Kan.) in reintroducing the Chari-
                                                                                table Conservation Easement Program Integrity Act, which will
                                                                                protect conservation easements from abuse, save taxpayers billions
                                                                                of dollars, and promote conservation around the country. In Decem-
                                                                                ber 2020, Senator Grassley and Senator Daines joined Senator
                                                                                Wyden (D–Ore.) and Senator Stabenow (D–Mich.) in introducing
                                                                                similar legislation that would serve the same conservation pur-
                                                                                poses.
                                                                                Trade
                                                                                  In 2019, Chairman Grassley and Ranking Member Wyden
                                                                                partnered on a bipartisan investigation into counterfeit goods sold
                                                                                online and then issued a report, ‘‘The Fight Against Fakes,’’ which
                                                                                detailed five findings and two legislative recommendations. Their
                                                                                report outlined the harm posed to consumers by counterfeits and
                                                                                discussed statutory barriers that prevent information sharing be-
                                                                                tween the Federal Government and its private industry partners
                                                                                with respect to counterfeit goods seized and/or detained at U.S.
                                                                                ports of entry.
                                                                                Tax-Exempts
                                                                                   In June 2019, Chairman Grassley and Ranking Member Wyden
                                                                                conducted an investigation into the financial relationship between
                                                                                opioid manufacturers and tax-exempt organizations. They sent let-
                                                                                ters to 10 tax-exempt organizations, seeking to understand how
                                                                                pharmaceutical manufacturers’ donations to these organizations af-
                                                                                fected their advocacy for specific pain treatment strategies. In De-
                                                                                cember 2020, the chairman and ranking member released a letter
                                                                                to colleagues and a report detailing their findings.
                                                                                   Based on financial data collected for this investigation, the report
                                                                                found that, between 1997 and 2019, opioid manufacturers paid over
                                                                                $65 million dollars to tax-exempt organizations as part of a strat-
                                                                                egy to market and sell their opioids products. The report also cre-
                                                                                ated case studies for three organizations, including the American
                                                                                Chronic Pain Association, Americans for Patient Access, and the
                                                                                International Association for the Study of Pain. These organiza-
                                                                                tions, their officers, and their board members received millions of
                                                                                dollars from manufacturers of opioids and opioid-related products
                                                                                while promoting increased use of their donor’s products. Many of
                                                                                these board members also serve on Federal advisory boards and
                                                                                make recommendations to the public and policy-makers on opioids
                                                                                and opioids prescribing practices.
                                                                                   Chairman Grassley and Ranking Member Wyden urged their col-
                                                                                leagues to consider expanding the Open Payments database to re-
                                                                                quire opioid manufacturers to report payments made to non-profit
                                                                                organizations as well as to increase transparency in Federal advi-
                                                                                sory boards.
                                                                                   In 2019, Ranking Member Wyden issued a staff report after an
                                                                                18-month investigation into the National Rifle Association that re-
                                                                                vealed NRA leaders inappropriately leveraged the organization’s
                                                                                resources and political connections in pursuit of lucrative overseas




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                                                                                personal business deals. In its 2019 990 tax filing, the NRA ac-
                                                                                knowledged that its officers had engaged in at least $1.4 million in




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                                                                                prohibited excess benefit transactions with the true total unknown,
                                                                                pending the outcome of lawsuits against the organization by the
                                                                                Attorneys General of New York and the District of Columbia.
                                                                                   Chairman Grassley issued an accompanying majority staff re-
                                                                                port, which found no wrongdoing by the NRA or its officials for
                                                                                having traveled to Russia in December 2015 that would reasonably
                                                                                call into question the NRA’s tax-exempt status, based on the docu-
                                                                                ments provided to the committee. The majority staff found that a
                                                                                handful of NRA officials may have turned a goodwill trip to Russia
                                                                                into multipurpose travel, tending to both an invitation by Russians
                                                                                to NRA personnel as well as their own professional matters during
                                                                                the same trip. The majority staff also concluded there is nothing
                                                                                wrong with taking a trip with two purposes in mind, even if one
                                                                                of those purposes involves a tax-exempt organization.
                                                                                Pandemic Relief
                                                                                   The coronavirus pandemic that spread throughout the United
                                                                                States in 2020 created a pressing need for oversight. In February
                                                                                2020, Chairman Grassley’s staff received a classified briefing from
                                                                                the HHS Office of National Security (ONS) regarding the corona-
                                                                                virus threat and the status of U.S. Government efforts to combat
                                                                                the spread of the deadly virus. On June 2, 2020, the committee
                                                                                held a hearing titled, ‘‘COVID–19 and Beyond: Oversight of the
                                                                                FDA’s Foreign Drug Manufacturing Inspection Process.’’ The hear-
                                                                                ing was based on Chairman Grassley’s oversight work on the FDA’s
                                                                                foreign drug manufacturing facility inspection process and high-
                                                                                lighted the risks associated with drugs manufactured in foreign
                                                                                countries, especially China, and imported to the United States. At
                                                                                the hearing, Chairman Grassley introduced into the committee
                                                                                record thousands of pages of records that he acquired during his
                                                                                FDA investigation relating to China- and India-based drug manu-
                                                                                facturing facilities.
                                                                                   In order to help protect against waste, fraud, and abuse during
                                                                                the pandemic, Chairman Grassley wrote to the U.S. Treasury In-
                                                                                spector General for Tax Administration (TIGTA) encouraging the
                                                                                IRS watchdog to engage in a public awareness and education cam-
                                                                                paign informing Americans of scams and frauds related to the on-
                                                                                going coronavirus pandemic and the Federal Government’s re-
                                                                                sponse. Chairman Grassley also partnered with Senator Amy Klo-
                                                                                buchar (D–Minn.) in calling on the Department of Justice (DOJ) to
                                                                                take vigorous action to protect consumers from price-gouging dur-
                                                                                ing the pandemic and help prevent the hoarding of essential med-
                                                                                ical supplies.
                                                                                   On May 24, 2020, Chairman Grassley urged the U.S. intelligence
                                                                                community to further incorporate and provide intelligence access to
                                                                                the Department of Health and Human Services Office of National
                                                                                Security (ONS) to strengthen the governmental response to the
                                                                                COVID–19 public health crisis and future health concerns. In re-
                                                                                sponse, the Intelligence Community committed to ensuring better
                                                                                cooperation.
                                                                                   In 2020, Chairman Grassley and a bipartisan group of Senators
                                                                                also introduced legislation to ensure families of public safety offi-




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                                                                                cers lost to COVID–19 could quickly access survivor benefits. The
                                                                                Safeguarding America’s First Responders Act (SAFR), which was




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                                                                                referred to the Judiciary Committee, clarified the certification re-
                                                                                quirements for survivor benefits under the Public Safety Officers
                                                                                Benefits Program to account for the unique challenges presented by
                                                                                the pandemic. In August 2020, President Trump signed the bill
                                                                                into law.
                                                                                   Chairman Grassley also led a bipartisan group of Senators in in-
                                                                                troducing legislation to boost oversight of billions in taxpayer-
                                                                                funded pandemic relief. Referred to the Banking, Housing, and
                                                                                Urban Affairs Committee, The Special Inspector General for Pan-
                                                                                demic Recovery Expedited Hiring Authority Act, which was mod-
                                                                                elled on laws that granted expedited hiring authority to special IGs
                                                                                in the past, would provide the SIGPR temporary hiring authority
                                                                                to bypass the normally lengthy government hiring process, quickly
                                                                                staff his office, and begin timely oversight operations.
                                                                                National Security
                                                                                  On June 5, 2019, the Finance Committee held a hearing on for-
                                                                                eign threats to taxpayer-funded research titled ‘‘Foreign Threats to
                                                                                Taxpayer-Funded Research: Oversight Opportunities and Policy So-
                                                                                lutions.’’ That same day, Chairman Grassley held a classified
                                                                                member-level briefing on the same subject. In addition to his in-
                                                                                quiries to DoD, Chairman Grassley also pressed the National
                                                                                Science Foundation, National Institutes of Health, Health and
                                                                                Human Services Inspector General, Justice Department, and Gov-
                                                                                ernment Accountability Office on foreign threats to taxpayer-
                                                                                funded research. Chairman Grassley also worked to get the Office
                                                                                of National Security, located within HHS, access to additional gov-
                                                                                ernment databases necessary to track and counter these threats.
                                                                                ONS gained access to some additional classified databases as a re-
                                                                                sult of those oversight efforts.
                                                                                  On June 10, 2019, Senator Grassley and Senator Marco Rubio
                                                                                (R–Fla.) wrote to the Department of Health and Human Services
                                                                                Office of Inspector General (HHS OIG) to request a review of
                                                                                whether CMS made payments for genetic testing to U.S. entities
                                                                                with ties to the Chinese Government. The letter also asked about
                                                                                whether CMS considers national security risks when determining
                                                                                whether payments to entities linked to the Chinese Government
                                                                                are permissible. The HHS OIG agreed to perform a review of
                                                                                whether CMS considers national security risks before certifying
                                                                                laboratories that conduct genomic testing.
                                                                                Human Services
                                                                                   The Finance Committee conducted an investigation of the HHS
                                                                                Office of Refugee Resettlement (ORR) to examine serious allega-
                                                                                tions of misconduct and abuse by federally funded grantees oper-
                                                                                ating facilities that house unaccompanied migrant children. On
                                                                                May 9, 2019, Chairman Grassley and Ranking Member Wyden
                                                                                wrote a letter to Assistant Secretary Lynn Johnson raising con-
                                                                                cerns about the severity and systemic nature of allegations against
                                                                                these taxpayer-funded grantees and whether ORR was meeting its




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                                                                                responsibility to hold its grantees accountable and ensure the
                                                                                health and safety of children in their care.




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                                                                                In addition, Senator Grassley undertook several additional
                                                                                oversight efforts, as follows:
                                                                                Defense
                                                                                  During the 116th Congress, Chairman Grassley also investigated
                                                                                wasteful spending by the Department of Defense (DoD). In May
                                                                                2019, Chairman Grassley sent a letter to then-Acting Secretary of
                                                                                Defense Patrick M. Shanahan seeking details about how the DoD
                                                                                contracts with businesses and other entities with respect to over-
                                                                                pricing, specifically citing TransDigm Group Inc. (Transdigm). Ad-
                                                                                ditionally, Chairman Grassley asked about the DoD’s ability to col-
                                                                                lect cost data from those entities and how Congress can help DoD
                                                                                stop price-gouging practices. In October 2019, the Chairman sent
                                                                                a follow-up letter to Ellen M. Lord, Under Secretary of Defense for
                                                                                Acquisition and Sustainment, seeking an update on how DoD was
                                                                                confronting TransDigm’s costly price-gouging schemes. Committee
                                                                                staff then continued to work with DoD IG throughout 2020 to make
                                                                                sure the DoD IG’s second audit of TransDigm contracts was rig-
                                                                                orous and thorough.
                                                                                  Chairman Grassley also conducted oversight of DoD’s Office of
                                                                                Net Assessment (ONA). In a July 2019 letter, Chairman Grassley
                                                                                pressed ONA for information regarding allegations that contracts
                                                                                granted to Professor Stefan Halper were used to support potential
                                                                                partisan political or other improper or wasteful activities. A DoD
                                                                                Inspector General audit revealed significant flaws in ONA’s con-
                                                                                tract management practices.
                                                                                  Additional documents reviewed by Chairman Grassley called into
                                                                                question ONA’s stewardship of taxpayer dollars as well as its con-
                                                                                tract management and internal controls. The Pentagon issued a
                                                                                corrective action plan for ONA in August 2020. On December 18,
                                                                                2020, Chairman Grassley sent a letter urging DoD IG to expand its
                                                                                review of ONA to determine why the office has not performed it’s
                                                                                statutorily mandated duty to perform a formal net assessment
                                                                                since 2007 and whether the office is still necessary in light of these
                                                                                revelations.
                                                                                  Separately, on January 23, 2020, Chairman Grassley sought an
                                                                                Inspector General investigation into the manufacturing practices of
                                                                                Lockheed Martin’s C–130J aircraft after whistleblower reports stat-
                                                                                ed that an apparent lack of oversight by the Department of Defense
                                                                                resulted in significant health and safety concerns. On October 8,
                                                                                2020, Chairman Grassley sought additional information from the
                                                                                Occupational Safety and Health Administration (OSHA) regarding
                                                                                the manufacturing practices of Lockheed Martin’s C–130J after
                                                                                learning of discrepancies in the initial investigation.
                                                                                  In 2020, Chairman Grassley also pressed the DoD on the new
                                                                                Joint Enterprise Defense Infrastructure (JEDI) program regarding
                                                                                alleged conflicts of interest pertaining to those charged with cre-
                                                                                ating its bid and reported disputes between bidders and the De-
                                                                                partment. This came after the DoD Inspector General completed a
                                                                                review and provided recommendations in response to Chairman
                                                                                Grassley and members of Congress raising concerns about the
                                                                                JEDI program.




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                                                                                  In 2020, Chairman Grassley and others sent a letter to the
                                                                                House and Senate Armed Services Committees, urging them to in-




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                                                                                clude in the National Defense Authorization Act (NDAA) for fiscal
                                                                                year 2021 certain provisions that would make progress towards a
                                                                                clean audit, including more detailed reporting to Congress on DoD
                                                                                financial management systems. Both of the provisions were ulti-
                                                                                mately included in the final version of the NDAA passed in Decem-
                                                                                ber 2020.
                                                                                   In 2020, Chairman Grassley also made inquiries into potential
                                                                                wasteful and inappropriate travel spending at the Department of
                                                                                Defense Education Activity (DoDEA), specifically seeking full and
                                                                                complete answers to prior questions he had raised about multiple
                                                                                unnecessary trips by DoDEA personnel to Hawaii.
                                                                                Department of Justice and Federal Bureau of Investigation
                                                                                   Throughout the 116th Congress, Chairman Grassley and Chair-
                                                                                man Ron Johnson (R–Wis.), who chaired the Senate Homeland Se-
                                                                                curity Committee, engaged in oversight activity with respect to
                                                                                Crossfire Hurricane and its origins. The DOJ Inspector General
                                                                                conducted an investigation into portions of Crossfire Hurricane and
                                                                                issued a nearly 500-page report. The report determined the dossier
                                                                                to be central and essential to the Justice Department’s and FBI’s
                                                                                efforts to obtain Foreign Intelligence Surveillance Act (FISA) war-
                                                                                rant applications with one FBI General Counsel Unit Chief stating
                                                                                that with respect to finding probable cause the dossier ‘‘pushed it
                                                                                over’’ the line. The Inspector General determined that the FBI’s
                                                                                FISA applications included at least 17 errors and omissions. After
                                                                                further reviewing the DOJ OIG report on Crossfire Hurricane,
                                                                                Chairman Grassley and Chairman Johnson then sent Barr a
                                                                                follow-up letter requesting the declassification of four footnotes in
                                                                                the classified version of the Inspector General report. Those foot-
                                                                                notes were later declassified. On April 2, 2020, Chairmen Grassley
                                                                                and Johnson requested that the Director of National Intelligence,
                                                                                Ambassador Richard Grenell, declassify additional footnotes from
                                                                                the classified version of the report. Additional footnotes were later
                                                                                declassified.
                                                                                   On April 25, 2019, Chairman Grassley and Chairman Johnson
                                                                                wrote to the DOJ about allegations the FBI may have improperly
                                                                                used a counterintelligence briefing to conduct surveillance on the
                                                                                Trump transition team during Crossfire Hurricane. The Senators’
                                                                                letter inquired about the extent of the FBI’s surveillance of the
                                                                                Trump campaign and transition staff. Subsequently, in its review
                                                                                of the FBI’s Crossfire Hurricane Investigation, the DOJ OIG found
                                                                                that an FBI Supervisory Special Agent did attend certain counter-
                                                                                intelligence briefings for 2016 presidential candidates and that at
                                                                                least one briefing was used for investigative purposes. The OIG
                                                                                found that DOJ and FBI did not have a policy with respect to using
                                                                                candidate counterintelligence briefings for investigative purposes;
                                                                                however, after the report issued, the FBI established new protocols
                                                                                that prohibited those briefings from being used for investigative
                                                                                purposes.
                                                                                   In October 2019, Chairman Grassley again joined Chairman
                                                                                Johnson in sending a letter to Attorney General Barr, calling for
                                                                                transparency in the reported DOJ criminal inquiry into the origins




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                                                                                of the Russia investigation. On October 2, 2019, Chairman Grass-
                                                                                ley also sent a letter to the Intelligence Community Inspector Gen-




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                                                                                eral (IC IG) regarding a number of leaks of highly sensitive infor-
                                                                                mation relating to the Russia investigation, as well as a whistle-
                                                                                blower complaint that led to Trump’s impeachment.
                                                                                   As part of his effort to bring transparency to the events sur-
                                                                                rounding the FBI’s investigation and surveillance of the Trump
                                                                                campaign and transition, on May 12, 2020, Chairman Grassley and
                                                                                Chairman Johnson requested a list of Obama-era officials who un-
                                                                                masked Lieutenant General Michael Flynn’s name in classified in-
                                                                                telligence documents where it had previously been redacted. In re-
                                                                                sponse, the Intelligence Community provided a list that identified
                                                                                nearly two dozen senior government officials, including then-Vice
                                                                                President Biden, who requested to unmask Flynn. News reports
                                                                                have indicated that the DOJ’s unmasking review found no wrong-
                                                                                doing; however, DOJ has not formally communicated its findings to
                                                                                Congress.
                                                                                   On October 14, 2020, Chairman Grassley and Chairman Johnson
                                                                                sent another letter to FBI Director Christopher Wray and Director
                                                                                of National Intelligence John Ratcliffe seeking an unredacted
                                                                                version of a spreadsheet created by the FBI to attempt to corrobo-
                                                                                rate allegations made in the Steele Dossier.
                                                                                   In October 2020, Chairman Grassley and Chairman Johnson also
                                                                                released a majority staff report raising concerns about how the FBI
                                                                                and Special Counsel Robert Mueller’s Office sought and received
                                                                                access to the records of Donald J. Trump’s presidential transition
                                                                                team, Trump for America, Inc.
                                                                                   In September 2020, Chairman Grassley pressed DOJ for details
                                                                                on steps taken to recover material deleted from mobile devices as-
                                                                                signed to Mueller’s team and investigate potential violations of
                                                                                Federal record-keeping laws.
                                                                                   In November 2020, Chairman Grassley and Chairman Johnson
                                                                                received a partially declassified version of briefing notes for then-
                                                                                Director James Comey summarizing the FBI’s investigative efforts
                                                                                regarding Crossfire Hurricane. After receipt, the chairmen sent a
                                                                                follow-up letter to Barr requesting full declassification.
                                                                                   On December 3, 2020, Chairman Grassley and Chairman John-
                                                                                son released over 400 pages of records acquired from the DOJ, FBI,
                                                                                and State Department during their investigation into the FBI’s
                                                                                handling of the Crossfire Hurricane investigation.
                                                                                   On December 17, 2020, Chairman Grassley and Chairman John-
                                                                                son released declassified messages from former FBI agent Peter
                                                                                Strzok related to Crossfire Hurricane.
                                                                                   Chairman Grassley also conducted oversight of DOJ’s enforce-
                                                                                ment of the Foreign Agents Registration Act (FARA). On June 18,
                                                                                2019, Chairman Grassley and other Senators wrote to DOJ to ask
                                                                                why it had not required Al Jazeera to register as a foreign agent
                                                                                under FARA. In November 2020, Chairman Grassley asked the
                                                                                Justice Department to evaluate whether Hunter and James Biden
                                                                                should have registered as foreign agents for their business arrange-
                                                                                ments with the Chinese Government-backed energy company,
                                                                                CEFC China Energy, in compliance with FARA.
                                                                                   During 2019 and 2020, Chairman Grassley and Senator Mark
                                                                                Warner (D–Va.) continued to investigate the fatal shooting of Bijan




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                                                                                Ghaisar by U.S. Park Police in 2017. In June 2019, Grassley and
                                                                                Warner decried the opaque and drawn-out nature of the review in




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                                                                                letters to both the FBI and National Park Service (NPS). The DOJ
                                                                                then announced its decision not to pursue action against the U.S.
                                                                                Park Police officers who shot and killed Ghaisar. Throughout 2020,
                                                                                Chairman Grassley continued to press the DOJ to provide details
                                                                                on specific reforms being implemented to improve investigations of
                                                                                fatal shootings.
                                                                                Education
                                                                                  In 2019, Chairman Grassley sent letters to the presidents of
                                                                                Duke University, Harvard University, Sarah Lawrence College,
                                                                                and Villanova University, seeking information on the current cul-
                                                                                ture of academic freedom on campus. In October 2020, Chairman
                                                                                Grassley followed up by sending a letter to his colleagues dis-
                                                                                cussing the responses of those colleges and universities.
                                                                                  Chairman Grassley also conducted extensive oversight work re-
                                                                                lating to the Chinese Government-backed Confucius Institutes and
                                                                                urged colleges and universities around the country to request FBI
                                                                                briefings to fully understand the academic research and national
                                                                                security threats posed by the organizations operating on campuses.
                                                                                In addition, Chairman Grassley was a co-sponsor and strong sup-
                                                                                porter of the Concerns Over Nations Funding University Campus
                                                                                Institutes in the United States (CONFUCIUS) Act, which passed
                                                                                the Senate in July 2020.
                                                                                Good Government and Transparency
                                                                                   In 2019, following complaints from dozens of whistleblowers,
                                                                                Chairman Grassley began investigating whistleblower allegations
                                                                                of low morale, low productivity, and staff departures at the Depart-
                                                                                ment of Commerce Office of Inspector General. During the inves-
                                                                                tigation, which also included the Senate Committee on Commerce,
                                                                                Science, and Transportation, as well as the Senate Committee on
                                                                                Homeland Security and Governmental Affairs, dozens of current
                                                                                and former staff for the Department of Commerce Office of the In-
                                                                                spector General spoke with committee staff. Chairman Grassley
                                                                                wrote multiple public letters which brought public attention to the
                                                                                IG’s significant management challenges.
                                                                                   In the spring of 2020, Chairman Grassley objected to the remov-
                                                                                als of the Intelligence Community Inspector General and the State
                                                                                Department Inspector General, after President Trump removed
                                                                                each without providing substantive reasons to Congress as required
                                                                                by statute. Chairman Grassley introduced bipartisan legislation,
                                                                                the Securing Inspector General Independence Act of 2020, referred
                                                                                to the Homeland Security and Governmental Affairs Committee, to
                                                                                amend the Inspector General Act of 1978 to provide that the Presi-
                                                                                dent or certain agency heads may remove an Inspector General, or
                                                                                place an Inspector General on non-duty status, only if certain con-
                                                                                ditions are satisfied.
                                                                                   On April 14, 2020, Chairman Grassley and Ranking Member
                                                                                Wyden wrote to Department of Justice Inspector General Michael
                                                                                Horowitz, in his role as Chair of the Council of Inspectors General
                                                                                on Integrity and Efficiency (CIGIE), regarding CIGIE’s role in the
                                                                                Inspector General nominating process. They inquired about the




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                                                                                CIGIE recommendation process, the consistency of its advice to the
                                                                                White House, the rate at which its advice is taken by the White




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                                                                                House, and how often CIGIE has expressed concerns about IG va-
                                                                                cancies.
                                                                                   Additionally, Chairman Grassley partnered with Senator Maggie
                                                                                Hassan (D–N.H.) to introduce bipartisan legislation to increase
                                                                                transparency and accountability within the Federal Government.
                                                                                The Oversight.gov Authorization Act, referred to the Homeland Se-
                                                                                curity and Governmental Affairs Committee, would formally au-
                                                                                thorize the establishment and maintenance of a website to help the
                                                                                public more easily access reports that have been generated by the
                                                                                independent work of Inspectors General.
                                                                                   On August 14, 2019, Chairman Grassley and Chairman Johnson,
                                                                                who chaired the Senate Committee on Homeland Security and Gov-
                                                                                ernmental Affairs, publicly released a Majority Staff Memo and all
                                                                                supporting documentation regarding an investigation into whether
                                                                                China hacked Hillary Clinton’s non-government server.
                                                                                   The committee also conducted an investigation into potential con-
                                                                                flicts of interest involving the Biden family. Chairman Grassley
                                                                                wrote a letter to the Department of Treasury on August 14, 2019,
                                                                                regarding potential conflicts of interest with respect to Obama ad-
                                                                                ministration policy relating to the Henniges transaction. During
                                                                                the Obama administration, the Committee on Foreign Investment
                                                                                in the United States approved a transaction that gave control over
                                                                                Henniges, an American maker of anti-vibration technologies with
                                                                                military applications, to a Chinese Government-owned aviation
                                                                                company and a China-based investment firm with established ties
                                                                                to the Chinese Government. One of the companies involved in the
                                                                                transaction is linked to Hunter Biden. Then, on November 6, 2019,
                                                                                Chairman Grassley and Chairman Johnson wrote to the State De-
                                                                                partment regarding actual or apparent conflicts of interest between
                                                                                then-Vice President Biden and U.S. foreign policy toward Ukraine
                                                                                in light of Hunter Biden’s position on the board of directors of a
                                                                                Ukrainian natural gas firm that was under investigation for cor-
                                                                                ruption while then-Vice President Biden was the public face of the
                                                                                Obama administration’s Ukraine policy. As part of the investiga-
                                                                                tion, Chairman Grassley sent numerous requests for information to
                                                                                the Department of State and the National Archives, among other
                                                                                agencies, and conducted several transcribed interviews of relevant
                                                                                witnesses. The Homeland Security and Governmental Affairs Com-
                                                                                mittee also served a subpoena for records on Blue Star Strategies,
                                                                                a consulting firm representing Burisma, which that committee au-
                                                                                thorized. On September 23, 2020, Chairman Grassley and Chair-
                                                                                man Johnson released a report on that investigation, titled ‘‘Hunter
                                                                                Biden, Burisma, and Corruption: The Impact on U.S. Government
                                                                                Policy and Related Concerns,’’ summarizing its findings. On the
                                                                                same day, the minority issued a staff report, titled ‘‘Election Inter-
                                                                                ference: Majority Investigation Amplifies Russian Attack on 2020
                                                                                Election.’’ On September 29, 2020, Chairman Grassley gave a floor
                                                                                speech disputing the minority’s characterization of his oversight
                                                                                work. On November 18, 2020, Chairman Grassley and Chairman
                                                                                Johnson released a supplemental report based on additional infor-




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                                                                                mation that came to light on this topic.




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                                                                                Housing
                                                                                    In 2019, Chairman Grassley requested information from the De-
                                                                                partment of Housing and Urban Development (HUD) about over-
                                                                                sight of Federal spending by Public Housing Agencies (PHAs) and
                                                                                delays in implementing reforms that HUD has pledged to imple-
                                                                                ment. Over 3,300 PHAs across the country receive millions of dol-
                                                                                lars in the annual congressional appropriations process. These
                                                                                funds are appropriated to support housing for low-income house-
                                                                                holds. Chairman Grassley raised concerns that many PHAs—in-
                                                                                cluding the country’s largest—use a portion of those funds to cover
                                                                                ‘‘fees’’ for property management and other services to the housing
                                                                                projects they operate.
                                                                                Immigration
                                                                                  During the 116th Congress, Chairman Grassley also continued
                                                                                his oversight of the Department of Homeland Security’s implemen-
                                                                                tation of the Nation’s immigration laws. Chairman Grassley contin-
                                                                                ued his oversight of F–1 visa fraud in 2020 by pressing DHS about
                                                                                the steps it is taking to crack down on fraudulent companies pro-
                                                                                viding fake employment offers to foreign students seeking to extend
                                                                                their F–1 visas and remain in the U.S. after graduation.
                                                                                Law Enforcement
                                                                                   In 2019, Chairman Grassley introduced the Protecting America’s
                                                                                First Responders Act, referred to the Senate Judiciary Committee,
                                                                                which would update the definition of disability to ensure that offi-
                                                                                cers who are permanently unable to secure meaningful gainful em-
                                                                                ployment following a catastrophic injury in the line of duty remain
                                                                                eligible for benefits. This bill cleared the Senate Judiciary Com-
                                                                                mittee and also passed the full Senate. Grassley had previously
                                                                                sent a letter to Attorney General Barr raising concerns about this
                                                                                program.
                                                                                Human Rights
                                                                                  In 2019, Chairman Grassley wrote to the World Bank to request
                                                                                a briefing on a $50-million loan provided to an organization associ-
                                                                                ated with the forcible internment of Chinese Uighur Muslims, a
                                                                                population that has experienced grave human rights violations at
                                                                                the hands of the communist Chinese Government.
                                                                                Whistleblower Protections
                                                                                  In 2019, Chairman Grassley sent a letter to DoD Secretary Mark
                                                                                Esper, urging action on DoD Office of Inspector General (OIG) rec-
                                                                                ommendations regarding cases of whistleblower retaliation. Chair-
                                                                                man Grassley also joined his colleagues, Chairman Johnson and
                                                                                Senator Mike Lee (R–Utah) in sending a letter to the Inspector
                                                                                General of the Intelligence Community, Michael Atkinson, to push
                                                                                for answers related to the intelligence community’s decision to
                                                                                change requirements for whistleblowers seeking to report ‘‘urgent
                                                                                concerns’’ to Congress.
                                                                                  In 2019, Chairman Grassley also introduced the Whistleblower
                                                                                Programs Improvement Act of 2019, referred to the Agriculture,




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                                                                                Nutrition, and Forestry Committee. This legislation is a response
                                                                                to the Supreme Court’s decision in Digital Realty v. Somers, in




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                                                                                which the Court ruled that a whistleblower who reports violations
                                                                                of the Nation’s securities laws is protected from retaliation only
                                                                                when he or she discloses wrongdoing directly to the Securities and
                                                                                Exchange Commission (SEC). The bill makes clear that internal
                                                                                disclosures should be protected under the SEC program and
                                                                                strengthened other whistleblower protections for whistleblowers
                                                                                working in a variety of key sectors, including the securities and
                                                                                commodities industries and the Foreign Service.
                                                                                   In 2020, Chairman Grassley introduced the CFTC Fund Manage-
                                                                                ment Act, referred to the Agriculture, Nutrition, and Forestry Com-
                                                                                mittee. This legislation includes important updates to the Com-
                                                                                modity Futures Trading Commission’s highly successful whistle-
                                                                                blower program, including an increase to the statutory cap for the
                                                                                fund used to pay whistleblower awards and new audit require-
                                                                                ments designed to increase transparency.
                                                                                   To honor the critical role played by whistleblowers in promoting
                                                                                good governance and effective oversight, Chairman Grassley also
                                                                                introduced resolutions designating July 30, 2019, and July 30,
                                                                                2020, as ‘‘National Whistleblower Appreciation Day.’’ Both resolu-
                                                                                tions passed the Senate by unanimous consent.
                                                                                                              FULL COMMITTEE HEARINGS
                                                                                2019
                                                                                June 5, 2019—‘‘Foreign Threats to Taxpayer-Funded Research:
                                                                                  Oversight Opportunities and Policy Solutions.’’ Testimony was
                                                                                  heard from Captain Michael Schmoyer, Ph.D., Assistant Deputy
                                                                                  Secretary for National Security and Director, Office of National
                                                                                  Security, Department of Health and Human Services, Wash-
                                                                                  ington, DC; Lawrence A. Tabak, D.D.S., Ph.D., Principal Deputy
                                                                                  Director, National Institutes of Health, Bethesda, MD; Leslie W.
                                                                                  Hollie, Chef of Investigative Operations, Office of Inspector Gen-
                                                                                  eral, Department of Health and Human Services, Washington,
                                                                                  DC; Louis A. Rodi III, Deputy Assistant Director, National Secu-
                                                                                  rity Investigations Division, Immigration and Customs Enforce-
                                                                                  ment, Department of Homeland Security, Washington, DC; and
                                                                                  Joe W. Gray, Ph.D., Gordon Moore chair of biomedical engineer-
                                                                                  ing and associate director for biophysical oncology, Knight Can-
                                                                                  cer Institute, Oregon Health and Science University, Portland,
                                                                                  OR.
                                                                                2020
                                                                                June 2, 2020—‘‘COVID–19 and Beyond: Oversight of the FDA’s
                                                                                  Foreign Drug Manufacturing Inspection Process.’’ Testimony was
                                                                                  heard from Mark Abdoo, Associate Commissioner for Global Pol-
                                                                                  icy and Strategy, Food and Drug Administration, Department of
                                                                                  Health and Human Services, Silver Spring, MD; Judith
                                                                                  McMeekin, Pharm.D., Associate Commissioner for Regulatory Af-
                                                                                  fairs, Food and Drug Administration, Department of Health and
                                                                                  Human Services, Silver Spring, MD; Mary Denigan-Macauley,
                                                                                  Ph.D., Director, Health Care, Government Accountability Office,
                                                                                  Washington, DC; Douglas C. Throckmorton, M.D., Deputy Direc-




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                                                                                  tor for Regulatory Programs, Center for Drug Evaluation and Re-
                                                                                  search, Food and Drug Administration, Department of Health




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                                                                                  and Human Services, Silver Spring, MD; David Light, founder
                                                                                  and CEO, Valisure, New Haven, CT; and Martin VanTrieste,
                                                                                  president and CEO, CivicaRx, Inc., Lehi, UT.
                                                                                July 28, 2020—‘‘Part 1: Protecting the Reliability of the U.S. Med-
                                                                                  ical Supply Chain During the COVID–19 Pandemic.’’ Testimony
                                                                                  was heard from Soraya Correa, Chief Procurement Officer, De-
                                                                                  partment of Homeland Security, Washington, DC; Thomas F.
                                                                                  Overacker, Executive Director, Cargo and Conveyance Security,
                                                                                  Customs and Border Protection, Washington, DC; and Steve
                                                                                  Francis, Assistant Director, Global Trade Investigations Division,
                                                                                  and Director, National Intellectual Property Rights Coordination
                                                                                  Center, Immigration and Customs Enforcement, Department of
                                                                                  Homeland Security,Washington, DC.
                                                                                July 30, 2020—‘‘Part 2: Protecting the Reliability of the U.S. Med-
                                                                                  ical Supply Chain During the COVID–19 Pandemic.’’ Testimony
                                                                                  was heard from Cathy Denning, R.N., MSN, group senior vice
                                                                                  president, Sourcing Operations, Analytics, and Center of Excel-
                                                                                  lence, Vizient, Irving, TX; Robert J. Wiehe, senior vice president,
                                                                                  chief supply chain and logistics officer, UC Health, Cincinnati,
                                                                                  OH; Charles Johnson, president, International Safety Equipment
                                                                                  Association, Arlington, VA; and Ernest Grant, Ph.D., R.N.,
                                                                                  FAAN, president, American Nurses Association, Silver Spring,
                                                                                  MD.
                                                                                                      FULL COMMITTEE CLASSIFIED BRIEFING
                                                                                June 5, 2019—‘‘Foreign Threats to Taxpayer-Funded Research:
                                                                                  Oversight Opportunities and Policy Solutions.’’ Testimony was
                                                                                  heard from Captain Michael Schmoyer, Ph.D., Assistant Deputy
                                                                                  Secretary for National Security and Director, Office of National
                                                                                  Security, Department of Health and Human Services, Wash-
                                                                                  ington, DC; Lawrence A. Tabak, D.D.S., Ph.D., Principal Deputy
                                                                                  Director, National Institutes of Health, Bethesda, MD; Leslie W.
                                                                                  Hollie, Chef of Investigative Operations, Office of Inspector Gen-
                                                                                  eral, Department of Health and Human Services, Washington,
                                                                                  DC; and Louis A. Rodi III, Deputy Assistant Director, National
                                                                                  Security Investigations Division, Immigration and Customs En-
                                                                                  forcement, Department of Homeland Security, Washington, DC.




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                                                                                                                         Nominations
                                                                                Michael N. Nemelka, of Utah, to be a Deputy United States
                                                                                    Trade Representative (Investment, Services, Labor, Environ-
                                                                                    ment, Africa, China, and the Western Hemisphere), with the
                                                                                    rank of Ambassador, vice C.J. Mahoney.
                                                                                  May 4, 2020: Received in the Senate and referred to the Com-
                                                                                      mittee on Finance.
                                                                                  July 21, 2020: Committee on Finance. Hearings held.
                                                                                  August 3, 2020: Committee on Finance. Ordered to be reported
                                                                                      favorably.
                                                                                  August 3, 2020: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                  August 3, 2020: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 819. Subject to nominee’s commitment to respond to re-
                                                                                      quests to appear and testify before any duly constituted com-
                                                                                      mittee of the Senate.
                                                                                  August 13, 2020: Considered by Senate.
                                                                                  August 13, 2020: Confirmed by the Senate by voice vote.
                                                                                Christian N. Weiler, of Louisiana, to be a judge of the United
                                                                                    States Tax Court for a term of 15 years, vice Albert G. Lauber,
                                                                                    term expiring.
                                                                                  November 19, 2019: Received in the Senate and referred to the
                                                                                      Committee on Finance.
                                                                                  July 21, 2020: Committee on Finance. Hearings held.
                                                                                  August 3, 2020: Committee on Finance. Ordered to be reported
                                                                                      favorably.
                                                                                  August 3, 2020: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                  August 3, 2020: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 818. Subject to nominee’s commitment to respond to re-
                                                                                      quests to appear and testify before any duly constituted com-
                                                                                      mittee of the Senate.
                                                                                  August 13, 2020: Considered by Senate.
                                                                                  August 13, 2020: Confirmed by the Senate by voice vote.
                                                                                Alina I. Marshall, of Virginia, to be a judge of the United States
                                                                                    Tax Court for a term of 15 years, vice L. Paige Marvel, term
                                                                                    expiring.
                                                                                  November 19, 2019: Received in the Senate and referred to the
                                                                                      Committee on Finance.
                                                                                  July 21, 2020: Committee on Finance. Hearings held.
                                                                                  August 3, 2020: Committee on Finance. Ordered to be reported
                                                                                      favorably.
                                                                                  August 3, 2020: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                  August 3, 2020: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 817. Subject to nominee’s commitment to respond to re-




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                                                                                                                                (39)




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                                                                                       quests to appear and testify before any duly constituted com-
                                                                                       mittee of the Senate.
                                                                                  August 13, 2020: Considered by Senate.
                                                                                  August 13, 2020: Confirmed by the Senate by voice vote.
                                                                                Sarah C. Arbes, of Virginia, to be an Assistant Secretary of
                                                                                    Health and Human Services, vice Matthew Bassett, resigned.
                                                                                  October 30, 2019: Received in the Senate.
                                                                                  October 30, 2019: Placed on Senate Executive Calendar in the
                                                                                       Privileged Nominations section with nominee information re-
                                                                                       quested by the Committee on Finance, pursuant to S. Res.
                                                                                       116, 112th Congress.
                                                                                  February 5, 2020: Committee on Finance. Hearings held.
                                                                                  March 10, 2020: Referred to the Committee on Finance as re-
                                                                                       quested by Senator Grassley.
                                                                                  March 11, 2020: Committee on Finance. Ordered to be reported
                                                                                       favorably.
                                                                                  March 11, 2020: Reported by Senator Grassley, Committee on Fi-
                                                                                       nance, without printed report.
                                                                                  March 11, 2020: Placed on Senate Executive Calendar. Calendar
                                                                                       No. 595. Subject to nominee’s commitment to respond to re-
                                                                                       quests to appear and testify before any duly constituted com-
                                                                                       mittee of the Senate.
                                                                                  March 21, 2020: Considered by Senate.
                                                                                  March 21, 2020: Confirmed by the Senate by voice vote.
                                                                                Kipp Kranbuhl, of Ohio, to be an Assistant Secretary of the
                                                                                    Treasury, vice Matthew S. Rutherford, resigned.
                                                                                  October 15, 2019: Received in the Senate and referred to the
                                                                                       Committee on Finance.
                                                                                  February 5, 2020: Committee on Finance. Hearings held.
                                                                                  March 11, 2020: Committee on Finance. Ordered to be reported
                                                                                       favorably.
                                                                                  March 11, 2020: Reported by Senator Grassley, Committee on Fi-
                                                                                       nance, without printed report.
                                                                                  March 11, 2020: Placed on Senate Executive Calendar. Calendar
                                                                                       No. 594. Subject to nominee’s commitment to respond to re-
                                                                                       quests to appear and testify before any duly constituted com-
                                                                                       mittee of the Senate.
                                                                                  January 3, 2021: Returned to the President under the provisions
                                                                                       of Senate Rule XXXI, paragraph 6 of the Standing Rules of
                                                                                       the Senate.
                                                                                Amy Karpel, of Washington, to be a member of the United States
                                                                                    International Trade Commission for a term expiring June 16,
                                                                                    2023, vice Irving A. Williamson, term expired.
                                                                                  June 5, 2019: Received in the Senate and referred to the Com-
                                                                                       mittee on Finance.
                                                                                  June 11, 2019: Committee on Finance. Ordered to be reported fa-
                                                                                       vorably.
                                                                                  June 11, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                       nance, without printed report.
                                                                                  August 1, 2019: Considered by Senate.
                                                                                  August 1, 2019: Confirmed in Senate by voice vote.




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                                                                                Brent James McIntosh, of Michigan, to be an Under Secretary
                                                                                    of the Treasury, vice David Malpass, resigned.




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                                                                                 May 23, 2019: Received in the Senate and referred to the Com-
                                                                                      mittee on Finance.
                                                                                 July 24, 2019: Committee on Finance. Hearings held.
                                                                                 July 31, 2019: Committee on Finance. Ordered to be reported fa-
                                                                                      vorably.
                                                                                 July 31, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                 July 31, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 419. Subject to nominee’s commitment to respond to re-
                                                                                      quests to appear and testify before any duly constituted com-
                                                                                      mittee of the Senate.
                                                                                 September 12, 2019: Motion to proceed to executive session to
                                                                                      consideration of nomination agreed to in Senate by voice
                                                                                      vote.
                                                                                 September 12, 2019: Cloture motion presented in Senate.
                                                                                 September 16, 2019: By unanimous consent agreement, debate
                                                                                      September 17, 2019.
                                                                                 September 17, 2019: Cloture invoked in Senate by Yea–Nay vote,
                                                                                      54–40.
                                                                                 September 17, 2019: Considered by Senate.
                                                                                 September 17, 2019: By unanimous consent agreement, debate.
                                                                                 September 18, 2019: Considered by Senate.
                                                                                 September 18, 2019: Confirmed by the Senate by Yea–Nay vote,
                                                                                      54–38.
                                                                                Brian Callanan, of New Jersey, to be General Counsel for the De-
                                                                                    partment of the Treasury, vice Brent James McIntosh.
                                                                                 May 23, 2019: Received in the Senate and referred to the Com-
                                                                                      mittee on Finance.
                                                                                 July 24, 2019: Committee on Finance. Hearings held.
                                                                                 July 31, 2019: Committee on Finance. Ordered to be reported fa-
                                                                                      vorably.
                                                                                 July 31, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                 July 31, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 418. Subject to nominee’s commitment to respond to re-
                                                                                      quests to appear and testify before any duly constituted com-
                                                                                      mittee of the Senate.
                                                                                 September 12, 2019: Motion to proceed to executive session to
                                                                                      consideration of nomination agreed to in Senate by voice
                                                                                      vote.
                                                                                 September 12, 2019: Cloture motion presented in Senate.
                                                                                 September 9, 2019: By unanimous consent agreement, manda-
                                                                                      tory quorum required under Rule XXII waived.
                                                                                 September 16, 2019: By unanimous consent agreement, debate
                                                                                      September 17, 2019.
                                                                                 September 17, 2019: Cloture invoked in Senate by Yea–Nay vote,
                                                                                      55–37.
                                                                                 September 17, 2019: Considered by Senate.
                                                                                 September 18, 2019: Considered by Senate.
                                                                                 September 18, 2019: Confirmed by the Senate by Yea–Nay vote,
                                                                                      55–39.
                                                                                Brian McGuire, of New York, to be a Deputy Under Secretary of




SSpencer on DSK126QN23PROD with REPORTS
                                                                                    the Treasury, vice Andrew K. Maloney, resigned.
                                                                                 February 25, 2019: Received in the Senate.




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                                                                                                                                    42

                                                                                 February 25, 2019: Placed on Senate Executive Calendar in the
                                                                                     Privileged Nominations section with nominee information re-
                                                                                     quested by the Committee on Finance, pursuant to S. Res.
                                                                                     116, 112th Congress.
                                                                                 July 24, 2019: Committee on Finance. Hearings held.
                                                                                 July 30, 2019: Referred to the Committee on Finance as re-
                                                                                     quested by Senator Grassley.
                                                                                 July 31, 2019: Committee on Finance. Ordered to be reported fa-
                                                                                     vorably.
                                                                                 July 31, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                     nance, without printed report.
                                                                                 July 31, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                     No. 417. Subject to nominee’s commitment to respond to re-
                                                                                     quests to appear and testify before any duly constituted com-
                                                                                     mittee of the Senate.
                                                                                 September 18, 2019: Motion to proceed to executive session to
                                                                                     consideration of nomination agreed to in Senate by voice
                                                                                     vote.
                                                                                 September 18, 2019: Cloture motion presented in Senate.
                                                                                 September 18, 2019: By unanimous consent agreement, debate
                                                                                     September 19, 2019.
                                                                                 September 19, 2019: Considered by Senate.
                                                                                 September 23, 2019: Considered by Senate.
                                                                                 September 23, 2019: Cloture invoked in Senate by Yea–Nay vote,
                                                                                     82–6.
                                                                                 September 23, 2019: By unanimous consent agreement, debate
                                                                                     and vote September 24, 2019.
                                                                                 September 24, 2019: Considered by Senate.
                                                                                 September 24, 2019: Confirmed by the Senate by Yea–Nay vote,
                                                                                     88–6. Record vote number: 298.
                                                                                Emin Toro, of Virginia, to be a judge of the United States Tax
                                                                                   Court for a term of 15 years, vice Joseph Robert Goeke, term
                                                                                   expired.
                                                                                 February 6, 2019: Received in the Senate and referred to the
                                                                                     Committee on Finance.
                                                                                 May 9, 2019: Committee on Finance. Hearings held.
                                                                                 May 25, 2019: Committee on Finance. Ordered to be reported fa-
                                                                                     vorably.
                                                                                 May 25, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                     nance, without printed report.
                                                                                 May 25, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                     No. 293. Subject to nominee’s commitment to respond to re-
                                                                                     quests to appear and testify before any duly constituted com-
                                                                                     mittee of the Senate.
                                                                                 August 1, 2019: Considered by Senate.
                                                                                 August 1, 2019: Confirmed by the Senate by voice vote.
                                                                                Courtney Dunbar Jones, of Virginia, to be a judge of the United
                                                                                   States Tax Court for a term of 15 years, vice John O. Colvin,
                                                                                   retired.
                                                                                 February 6, 2019: Received in the Senate and referred to the
                                                                                     Committee on Finance.




SSpencer on DSK126QN23PROD with REPORTS
                                                                                 March 26, 2019: Committee on Finance. Ordered to be reported
                                                                                     favorably.




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                                                                                                                                    43

                                                                                  March 26, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                  March 26, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 158. Subject to nominee’s commitment to respond to re-
                                                                                      quests to appear and testify before any duly constituted com-
                                                                                      mittee of the Senate.
                                                                                  August 1, 2019: Considered by Senate.
                                                                                  August 1, 2019: Confirmed by the Senate by voice vote.
                                                                                Mark Van Dyke Holmes, of New York, to be a judge of the
                                                                                    United States Tax Court for a term of 15 years (reappoint-
                                                                                    ment).
                                                                                  February 6, 2019: Received in the Senate and referred to the
                                                                                      Committee on Finance.
                                                                                  January 3, 2020: Returned to the President under the provisions
                                                                                      of Senate Rule XXXI, paragraph 6 of the Standing Rules of
                                                                                      the Senate.
                                                                                Mark Van Dyke Holmes, of New York, to be a judge of the
                                                                                    United States Tax Court for a term of 15 years (reappoint-
                                                                                    ment).
                                                                                  December 10, 2020: Received in the Senate and referred to the
                                                                                      Committee on Finance.
                                                                                  January 3, 2021: Returned to the President under the provisions
                                                                                      of Senate Rule XXXI, paragraph 6 of the Standing Rules of
                                                                                      the Senate.
                                                                                Travis Greaves, of the District of Columbia, to be a judge of the
                                                                                    United States Tax Court for a term of 15 years, vice Juan F.
                                                                                    Vasquez, term expired.
                                                                                  February 6, 2019: Received in the Senate and referred to the
                                                                                      Committee on Finance.
                                                                                  July 24, 2019: Committee on Finance. Hearings held.
                                                                                  July 31, 2019: Committee on Finance. Ordered to be reported fa-
                                                                                      vorably.
                                                                                  July 31, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                  July 31, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 416. Subject to nominee’s commitment to respond to re-
                                                                                      quests to appear and testify before any duly constituted com-
                                                                                      mittee of the Senate.
                                                                                  February 13, 2020: Motion to proceed to executive session to con-
                                                                                      sideration of nomination agreed to in Senate by voice vote.
                                                                                  February 13, 2020: Cloture motion presented in Senate.
                                                                                  February 13, 2020: By unanimous consent agreement, mandatory
                                                                                      quorum required under Rule XXII waived.
                                                                                  February 24, 2020: By unanimous consent agreement, debate
                                                                                      and vote February 25, 2020.
                                                                                  February 25, 2020: Cloture invoked in Senate by Yea–Nay vote,
                                                                                      91–5.
                                                                                  February 25, 2020: Considered by Senate.
                                                                                  February 25, 2020: By unanimous consent agreement, debate
                                                                                      and vote February 27, 2020.
                                                                                  February 27, 2020: Considered by Senate.




SSpencer on DSK126QN23PROD with REPORTS
                                                                                  February 27, 2020: Confirmed by the Senate by Yea–Nay vote,
                                                                                      85–3.




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                                                                                                                                    44

                                                                                Gordon Hartogensis, of Connecticut, to be Director of the Pen-
                                                                                   sion Benefit Guaranty Corporation for a term of 5 years, vice
                                                                                   W. Thomas Reeder, Jr., resigned.
                                                                                 January 16, 2019: Received in the Senate and referred jointly to
                                                                                      the Committees on Finance and Health, Education, Labor,
                                                                                      and Pensions pursuant to section 411(c) of Pub. L. 109–280.
                                                                                 March 26, 2019: Committee on Finance. Ordered to be reported
                                                                                      favorably.
                                                                                 March 26, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                 April 9, 2019: Committee on Health, Education, Labor, and Pen-
                                                                                      sions. Ordered to be reported favorably.
                                                                                 April 9, 2019: Reported by Senator Alexander, Committee on
                                                                                      Health, Education, Labor, and Pensions, without printed re-
                                                                                      port.
                                                                                 April 9, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 214. Subject to nominee’s commitment to respond to re-
                                                                                      quests to appear and testify before any duly constituted com-
                                                                                      mittee of the Senate.
                                                                                 April 11, 2019: Motion to proceed to executive session to consid-
                                                                                      eration of nomination agreed to in Senate by voice vote.
                                                                                 April 11, 2019: Cloture motion presented in Senate.
                                                                                 April 11, 2019: By unanimous consent agreement, mandatory
                                                                                      quorum required under Rule XXII waived.
                                                                                 April 30, 2019: Cloture invoked in Senate by Yea–Nay vote, 72–
                                                                                      27.
                                                                                 April 30, 2019: Considered by Senate.
                                                                                 April 30, 2019: By unanimous consent agreement, debate April
                                                                                      30, 2019.
                                                                                 April 30, 2019: Confirmed by the Senate by Yea–Nay vote, 72–
                                                                                      27.
                                                                                Randolph J. Stayin, of Virginia, to be a member of the United
                                                                                   States International Trade Commission for a term expiring
                                                                                   June 16, 2026, vice Meredith M. Broadbent, term expired.
                                                                                 January 16, 2019: Received in the Senate and referred to the
                                                                                      Committee on Finance.
                                                                                 June 11, 2019: Committee on Finance. Ordered to be reported fa-
                                                                                      vorably.
                                                                                 June 11, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                 June 11, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 296. Subject to nominee’s commitment to respond to re-
                                                                                      quests to appear and testify before any duly constituted com-
                                                                                      mittee of the Senate.
                                                                                 August 1, 2019: Considered by Senate.
                                                                                 August 1, 2019: Confirmed by the Senate by voice vote.
                                                                                Andrew M. Saul, of New York, to be Commissioner of Social Secu-
                                                                                   rity for the term expiring January 19, 2025 (reappointment).
                                                                                 January 16, 2019: Received in the Senate and referred to the
                                                                                      Committee on Finance.
                                                                                 March 26, 2019: Committee on Finance. Ordered to be reported
                                                                                      favorably.




SSpencer on DSK126QN23PROD with REPORTS
                                                                                 March 26, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.




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                                                                                                                                    45

                                                                                  March 26, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                       No. 157. Subject to nominee’s commitment to respond to re-
                                                                                       quests to appear and testify before any duly constituted com-
                                                                                       mittee of the Senate.
                                                                                  May 23, 2019: Motion to proceed to executive session to consider-
                                                                                       ation of nomination agreed to in Senate by voice vote.
                                                                                  May 23, 2019: Cloture motion presented in Senate.
                                                                                  May 23, 2019: By unanimous consent agreement, mandatory
                                                                                       quorum required under Rule XXII waived.
                                                                                  June 3, 2019: Cloture invoked in Senate by Yea–Nay vote, 74–
                                                                                       17.
                                                                                  June 3, 2019: Considered by Senate.
                                                                                  June 3, 2019: By unanimous consent agreement, debate and vote
                                                                                       June 4, 2019.
                                                                                  June 4, 2019: Considered by Senate.
                                                                                  June 4, 2019: Confirmed by the Senate by Yea–Nay vote, 77–16.
                                                                                Andrew M. Saul, of New York, to be Commissioner of Social Secu-
                                                                                    rity for the term expiring January 19, 2019, vice Michael J.
                                                                                    Astrue, resigned.
                                                                                  January 16, 2019: Received in the Senate and referred to the
                                                                                       Committee on Finance.
                                                                                  January 3, 2020: Returned to the President under the provisions
                                                                                       of Senate Rule XXXI, paragraph 6 of the Standing Rules of
                                                                                       the Senate.
                                                                                Jeffrey Kessler, of Virginia, to be an Assistant Secretary of Com-
                                                                                    merce, vice Paul Piquado, resigned.
                                                                                  January 16, 2019: Received in the Senate and referred to the
                                                                                       Committee on Finance.
                                                                                  February 5, 2019: Committee on Finance. Ordered to be reported
                                                                                       favorably.
                                                                                  February 5, 2019: Reported by Senator Grassley, Committee on
                                                                                       Finance, without printed report.
                                                                                  February 5, 2019: Placed on Senate Executive Calendar. Cal-
                                                                                       endar No. 8.
                                                                                  April 1, 2019: Motion to proceed to executive session to consider-
                                                                                       ation of nomination agreed to in Senate by voice vote.
                                                                                  April 1, 2019: Cloture motion presented in Senate.
                                                                                  April 2, 2019: By unanimous consent agreement, debate April 2,
                                                                                       2019.
                                                                                  April 3, 2019: Considered by Senate.
                                                                                  April 3, 2019: Cloture invoked in Senate by Yea–Nay vote, 95–
                                                                                       3.
                                                                                  April 3, 2019: Point of order by Senator McConnell that the post-
                                                                                       cloture time under Rule XXII for all executive branch nomi-
                                                                                       nations other than a position at level I of the Executive
                                                                                       Schedule under section 5312 of title 5, U.S.C. is 2 hours in
                                                                                       Senate.
                                                                                  April 3, 2019: Ruling of the chair that the point of order raised
                                                                                       by Senator McConnell with respect to the post-cloture time
                                                                                       under Rule XXII was not sustained.
                                                                                  April 3, 2019: Motion by Senator McConnell to appeal the ruling
                                                                                       of the chair agreed to, the question being, ‘‘Shall the decision




SSpencer on DSK126QN23PROD with REPORTS
                                                                                       of the chair stand as the judgment of the Senate?’’; deter-
                                                                                       mined by Yea–Nay vote, 48–51.




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                                                                                                                                    46

                                                                                  April 3, 2019: Confirmed by the Senate by voice vote.
                                                                                Amy Karpel, of Washington, to be a member of the United States
                                                                                    International Trade Commission for the remainder of the term
                                                                                    expiring June 16, 2020, vice F. Scott Kieff, resigned.
                                                                                  January 16, 2019: Received in the Senate and referred to the
                                                                                       Committee on Finance.
                                                                                  June 5, 2019: Received message of withdrawal of nomination
                                                                                       from the President.
                                                                                Michael Faulkender, of Maryland, to be an Assistant Secretary
                                                                                    of the Treasury, vice Karen Dynan.
                                                                                  January 16, 2019: Received in the Senate and referred to the
                                                                                       Committee on Finance.
                                                                                  February 5, 2019: Committee on Finance. Ordered to be reported
                                                                                       favorably.
                                                                                  February 5, 2019: Reported by Senator Grassley, Committee on
                                                                                       Finance, without printed report.
                                                                                  February 5, 2019: Placed on Senate Executive Calendar. Cal-
                                                                                       endar No. 7.
                                                                                  August 1, 2019: Considered by Senate.
                                                                                  August 1, 2019: Confirmed by the Senate by voice vote.
                                                                                Michael J. Desmond, of California, to be Chief Counsel for the
                                                                                    Internal Revenue Service and an Assistant General Counsel in
                                                                                    the Department of the Treasury, vice William J. Wilkins.
                                                                                  January 16, 2019: Received in the Senate and referred to the
                                                                                       Committee on Finance.
                                                                                  February 5, 2019: Reported by Senator Grassley, Committee on
                                                                                       Finance, without printed report.
                                                                                  February 5, 2019: Placed on Senate Executive Calendar. Cal-
                                                                                       endar No. 6.
                                                                                  February 14, 2019: Motion to proceed to executive session to con-
                                                                                       sideration of nomination in Senate by voice vote.
                                                                                  February 14, 2019: Cloture motion presented in Senate.
                                                                                  February 14, 2019: By unanimous consent agreement, mandatory
                                                                                       quorum required under Rule XXII waived.
                                                                                  February 26, 2019: Cloture invoked in Senate by Yea–Nay vote,
                                                                                       84–15.
                                                                                  February 26, 2019: Considered by Senate.
                                                                                  February 26, 2019: By unanimous consent agreement, debate
                                                                                       and vote February 27, 2019.
                                                                                  February 27, 2019: Considered by Senate.
                                                                                  February 27, 2019: Confirmed by the Senate by Yea–Nay vote,
                                                                                       83–15.
                                                                                Elizabeth Darling, of Texas, to be Commissioner on Children,
                                                                                    Youth, and Families, Department of Health and Human Serv-
                                                                                    ices, vice Rafael J. Lopez.
                                                                                  January 16, 2019: Received in the Senate.
                                                                                  January 16, 2019: Placed on Senate Executive Calendar in the
                                                                                       Privileged Nominations section with nominee information re-
                                                                                       quested by the Committee on Finance, pursuant to S. Res.
                                                                                       116, 112th Congress.
                                                                                  January 16, 2019: Received in the Senate and referred to the
                                                                                       Committee on Finance.




SSpencer on DSK126QN23PROD with REPORTS
                                                                                  February 4, 2019: Referred to the Committee on Finance as re-
                                                                                       quested by Senator Grassley.




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                                                                                                                                    47

                                                                                 February 5, 2019: Committee on Finance. Ordered to be reported
                                                                                     favorably.
                                                                                 February 5, 2019: Reported by Senator Grassley, Committee on
                                                                                     Finance, without printed report.
                                                                                 February 5, 2019: Placed on Senate Executive Calendar. Cal-
                                                                                     endar No. 5.
                                                                                 August 1, 2019: Motion to proceed to executive session to consid-
                                                                                     eration of nomination agreed to in Senate by voice vote.
                                                                                 August 1, 2019: Cloture motion presented in Senate.
                                                                                 August 1, 2019: By unanimous consent agreement, mandatory
                                                                                     quorum required under Rule XXII waived.
                                                                                 September 9, 2019: By unanimous consent agreement, debate
                                                                                     and vote September 10, 2019.
                                                                                 September 10, 2019: Cloture invoked in Senate by Yea–Nay vote,
                                                                                     57–37.
                                                                                 September 10, 2019: Considered by Senate.
                                                                                 September 10, 2019: Confirmed by the Senate by Yea–Nay vote,
                                                                                     57–37.
                                                                                David Fabian Black, of North Dakota, to be Deputy Commis-
                                                                                   sioner of Social Security for a term expiring January 19, 2025
                                                                                   (reappointment).
                                                                                 January 16, 2019: Received in the Senate and referred to the
                                                                                     Committee on Finance.
                                                                                 May 9, 2019: Committee on Finance. Hearings held.
                                                                                 May 23, 2019: Committee on Finance. Ordered to be reported fa-
                                                                                     vorably.
                                                                                 May 23, 2019: Reported by Senator Grassley, Committee on Fi-
                                                                                     nance, without printed report.
                                                                                 May 23, 2019: Placed on Senate Executive Calendar. Calendar
                                                                                     No. 292. Subject to nominee’s commitment to respond to re-
                                                                                     quests to appear and testify before any duly constituted com-
                                                                                     mittee of the Senate.
                                                                                 September 19, 2019: Motion to proceed to executive session to
                                                                                     consideration of nomination agreed to in Senate by voice
                                                                                     vote.
                                                                                 September 19, 2019: Cloture motion presented in Senate.
                                                                                 September 19, 2019: By unanimous consent agreement, manda-
                                                                                     tory quorum required under Rule XXII waived.
                                                                                 September 23, 2019: By unanimous consent agreement, debate
                                                                                     and vote September 24, 2019.
                                                                                 September 24, 2019: Cloture invoked in Senate by Yea–Nay vote,
                                                                                     66–25. Record vote number: 297.
                                                                                 September 24, 2019: Considered by Senate.
                                                                                 September 24, 2019: Confirmed by the Senate by Yea–Nay vote,
                                                                                     68–26. Record vote number: 301.
                                                                                David Fabian Black, of North Dakota, to be Deputy Commis-
                                                                                   sioner of Social Security for the term expiring January 19,
                                                                                   2019, vice Carolyn W. Colvin, term expired.
                                                                                 January 16, 2019: Received in the Senate and referred to the
                                                                                     Committee on Finance.
                                                                                 January 3, 2020: Returned to the President under the provisions




SSpencer on DSK126QN23PROD with REPORTS
                                                                                     of Senate Rule XXXI, paragraph 6 of the Standing Rules of
                                                                                     the Senate.




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                                                                                Jason J. Fichtner, of the District of Columbia, to be a member
                                                                                    of the Social Security Advisory Board for a term expiring Sep-
                                                                                    tember 30, 2024, vice Lanhee J. Chen, term expired.
                                                                                  January 16, 2020: Received in the Senate.
                                                                                  January 16, 2020: Placed on Senate Executive Calendar in the
                                                                                      Privileged Nominations section with nominee information re-
                                                                                      quested by the Committee on Finance, pursuant to S. Res.
                                                                                      116, 112th Congress.
                                                                                  February 5, 2020: Committee on Finance. Hearings held.
                                                                                  March 10, 2020: Referred to the Committee on Finance as re-
                                                                                      quested by Senator Grassley.
                                                                                  March 11, 2020: Committee on Finance. Ordered to be reported
                                                                                      favorably.
                                                                                  March 11, 2020: Reported by Senator Grassley, Committee on Fi-
                                                                                      nance, without printed report.
                                                                                  March 11, 2020: Placed on Senate Executive Calendar. Calendar
                                                                                      No. 593. Subject to nominee’s commitment to respond to re-
                                                                                      quests to appear and testify before any duly constituted com-
                                                                                      mittee of the Senate.
                                                                                Geoffrey William Seiji Okamoto, of California, to be Deputy
                                                                                    Under Secretary of the Treasury, vice Ramin Toloui.
                                                                                  January 9, 2019: Received in the Senate and referred to the
                                                                                      Committee on Finance.
                                                                                  January 3, 2020: Returned to the President under the provisions
                                                                                      of Senate Rule XXXI, paragraph 6 of the Standing Rules of
                                                                                      the Senate.
                                                                                William G. Dauster, of Maryland, to be a member of the Board
                                                                                    of Trustees of the Federal Old-Age and Survivors Insurance
                                                                                    Trust Fund and the Federal Disability Insurance Trust Fund
                                                                                    for a term of 4 years, vice Robert D. Reischauer, term expired.
                                                                                  February 12, 2020: Placed on Senate Executive Calendar in the
                                                                                      Privileged Nominations section with nominee information re-
                                                                                      quested by the Committee on Finance, pursuant to S. Res.
                                                                                      116, 112th Congress.
                                                                                William G. Dauster, of Maryland, to be a member of the Board
                                                                                    of Trustees of the Federal Hospital Insurance Trust Fund for
                                                                                    a term of 4 years, vice Robert D. Reischauer, term expired.
                                                                                  February 12, 2020: Placed on Senate Executive Calendar in the
                                                                                      Privileged Nominations section with nominee information re-
                                                                                      quested by the Committee on Finance, pursuant to S. Res.
                                                                                      116, 112th Congress.
                                                                                William G. Dauster, of Maryland, to be a member of the Board
                                                                                    of Trustees of the Federal Supplementary Medical Insurance
                                                                                    Trust Fund for a term of 4 years, vice Robert D. Reischauer,
                                                                                    term expired.
                                                                                  February 12, 2020: Placed on Senate Executive Calendar in the
                                                                                      Privileged Nominations section with nominee information re-
                                                                                      quested by the Committee on Finance, pursuant to S. Res.
                                                                                      116, 112th Congress.
                                                                                James B. Lockhart III, of Connecticut, to be a member of the
                                                                                    Board of Trustees of the Federal Hospital Insurance Trust




SSpencer on DSK126QN23PROD with REPORTS
                                                                                    Fund for a term of 4 years, vice Charles P. Blahous III, term
                                                                                    expired.




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                                                                                                                                    49

                                                                                  January 16, 2019: Placed on Senate Executive Calendar in the
                                                                                      Privileged Nominations section with nominee information re-
                                                                                      quested by the Committee on Finance, pursuant to S. Res.
                                                                                      116, 112th Congress.
                                                                                James B. Lockhart III, of Connecticut, to be a member of the
                                                                                    Board of Trustees of the Federal Old-Age and Survivors Insur-
                                                                                    ance Trust Fund and the Federal Disability Insurance Trust
                                                                                    Fund for a term of 4 years, vice Charles P. Blahous III, term
                                                                                    expired.
                                                                                  January 16, 2019: Placed on Senate Executive Calendar in the
                                                                                      Privileged Nominations section with nominee information re-
                                                                                      quested by the Committee on Finance, pursuant to S. Res.
                                                                                      116, 112th Congress.
                                                                                James B. Lockhart III, of Connecticut, to be a member of the
                                                                                    Board of Trustees of the Federal Supplementary Medical In-
                                                                                    surance Trust Fund for a term of 4 years, vice Charles P.
                                                                                    Blahous III, term expired.
                                                                                  January 16, 2019: Placed on Senate Executive Calendar in the
                                                                                      Privileged Nominations section with nominee information re-
                                                                                      quested by the Committee on Finance, pursuant to S. Res.
                                                                                      116, 112th Congress.
                                                                                Michael J. Astrue, of Massachusetts, to be a member of the Social
                                                                                    Security Advisory Board for a term expiring September 30,
                                                                                    2022, vice Alan L. Cohen, term expired.
                                                                                  January 16, 2019: Received in the Senate.
                                                                                  January 16, 2019: Placed on Senate Executive Calendar in the
                                                                                      Privileged Nominations section with nominee information re-
                                                                                      quested by the Committee on Finance, pursuant to S. Res.
                                                                                      116, 112th Congress.
                                                                                  September 9, 2019: Received message of withdrawal of nomina-
                                                                                      tion from the President.
                                                                                William Patrick Joseph Kimmitt, of Virginia, to be a member
                                                                                    of the United States International Trade Commission for a
                                                                                    term expiring June 16, 2029, vice F. Scott Kieff, term expired.
                                                                                  December 2, 2020: Received in the Senate and referred to the
                                                                                      Committee on Finance.
                                                                                  January 3, 2021: Returned to the President under the provisions
                                                                                      of Senate Rule XXXI, paragraph 6 of the Standing Rules of
                                                                                      the Senate.




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                                                                                                  BILLS AND RESOLUTIONS REFERRED
                                                                                                         TO THE COMMITTEE
                                                                                   There were 918 Senate bills and 12 House bills referred to the
                                                                                committee for consideration during the 116th Congress. In addi-
                                                                                tion, 12 Senate and House resolutions ( joint, concurrent, or simple
                                                                                resolutions) were referred to the committee.




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                                                                                                      REPORTS, PRINTS, AND STUDIES

                                                                                  During the 116th Congress, the committee and supporting joint
                                                                                committees prepared and issued 6 reports, special prints, and stud-
                                                                                ies on the following topics:

                                                                                                             Title                               Document no.          To accompany

                                                                                United States-Mexico-Canada Agreement Imple-                     116–283 .........     H.R. 5430
                                                                                  mentation Act.
                                                                                The Prescription Drug Pricing Reduction Act of                   116–120 .........     S. 2543
                                                                                  2019.
                                                                                Insulin: Examining the Factors Driving the Rising                116–51 ...........    ........................
                                                                                  Cost of a Century Old Drug.
                                                                                Syndicated Conservation-Easement Transactions ..                 116–44 ...........    ........................
                                                                                Report on the Activities of the Committee on Fi-                 116–19 ...........    ........................
                                                                                  nance of the United States Senate During the
                                                                                  115th Congress.
                                                                                Rules of Procedure of the Committee on Finance ...               116–2 .............   ........................




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                                                                                                         OFFICIAL COMMUNICATIONS

                                                                                   During the 116th Congress, a total of 472 official communica-
                                                                                tions were submitted to the committee. Of these, 4 were Presi-
                                                                                dential Messages; 420 were Executive Communications—these
                                                                                communications include reports to advise and inform the Congress,
                                                                                required annual or semi-annual agency budget and activities sum-
                                                                                maries, and requests for legislative action. The committee also re-
                                                                                ceived 48 Petitions and Memorials.

                                                                                                                                    Æ




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