Court filing — No. 1:20-cv-00658 (Dkt. 158-7, E.D. Va.)

Summary

Exhibit 6, filed May 27, 2021 as Document 158-7 in Case 1:20-cv-00658-LMB-IDD. It reproduces pages of the FedLine Training Manual, FedLine Training for Account Holders, from the Federal Reserve Bank of Minneapolis. The table of contents covers funds transfer general information, using the bank directory, steps for sending funds transfers and the standard and full detail entry screens. The exhibit is 8 pages.

Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used

Cite this document

“Court filing — No. 1:20-cv-00658 (Dkt. 158-7, E.D. Va.).” Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/court-filing-no-1-20-cv-00658-dkt-158-7-e-d-va-1d11b0e194/, SHA-256 50d615f61dc1e9ab8ecc260851ef3fd3bdc16cf58c12f6511a66c6bb29f664d9.

Full text

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EXHIBIT 6
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FedLine Training for Account Holders

FedLine Training Manual
Federal Reserve Bank of Minneapolis
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FedLine for Account Holders

Table of Contents
FUNDS TRANSFER (FT)

General Information ................................................................................................ 1
Using the Bank Directory ........................................................................................ 2
Steps for Sending Funds Transfers .......................................................................... 3
Standard Entry Screen ............................................................................................. 4
Full Detail Screen .................................................................................................... 8
Drawdown Screens .................................................................................................. 17
Service Message Screen........................................................................................... 23
Recurring Funds Transfer Functions ....................................................................... 25
Modify Screens Defaults ......................................................................................... 26
Update Funds Appl Attributes ................................................................................. 27
Federal Tax Payment Screen ................................................................................... 28
Balance Funds Transfers.......................................................................................... 33
Detail Transfer Summary ........................................................................................ 36
Reprint FT Outgoing Wires ..................................................................................... 37
Funds Transfer Journal ............................................................................................ 38
Derive Reversals ...................................................................................................... 39
Export a Message File.............................................................................................. 41
Import a Message..................................................................................................... 43
Common Errors........................................................................................................ 45
Functions of Funds Transfers................................................................................... 47
Funds Transfer Lessons ........................................................................................... 49

ACCOUNTING SERVICES (AS)
Four Steps for Accounting Services ........................................................................ 51
IAS Account Inquiry................................................................................................ 52
Daylight Overdraft Inquiry ...................................................................................... 57
Fees .................................................................................................................... 60
Accounting Services Statement of Account............................................................. 61
Sample of Accounting Statement............................................................................. 62
Functions of Accounting Services ........................................................................... 67

TT&L PATAX (TT)
General Information................................................................................................. 69
Three Steps for Entering Next Day AOC ................................................................ 71
Three Steps for Entering Same Day AOC ............................................................... 72
Host Account Activity Report ................................................................................. 74
Local Activity Report .............................................................................................. 76
AOC Lesson............................................................................................................. 77
Report Examples...................................................................................................... 78

TREASURY INVESTMENT PROGRAM (TI)
General Information ………………………………………………………………. 86
Activity Statement or Collateral Monitoring …………………… .......................... 90
Account Status Report …………………………………………………………….. 95
Withdrawal Request ………………… ................................................................... . 97

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Change Main Account Balance Limit ……………………………………............. 99
Update or Cancel a TIP Message ……………………………………………… .... 101
Verify a TIP Message …………………………………………………….............. 102
Browse Outgoing Message ……………………………………………… ............. 103
Types of Reports …………………………………………………… ..................... 104
Transaction Reference Numbers …………………………… ................................. 105

FR2900 AND FR 2950/51 (RR)
Steps for Submitting FR2900 and FR2950/51......................................................... 107
Overview.................................................................................................................. 108
FR2900—Configuration .......................................................................................... 109
FR2900—Data Entry ............................................................................................... 111
Process FR2900 Data............................................................................................... 115
The “Unacceptable File Received” Message ........................................................... 116

LOCAL RESERVE ACCOUNT (RA)
Adding a Sender Account ........................................................................................ 117
Configuring your PC to Monitor your account........................................................ 118
Entering your Opening Balance............................................................................... 119
Enter Memo Posts.................................................................................................... 120
Alt M .................................................................................................................... 121
Functions of RA....................................................................................................... 122

TRAINING EVALUATION .............................................................................................. 124

BHC – Bank Holding Company Report Transmission
Overview.................................................................................................................. 126
Setting BHC File Transmission Specifications........................................................ 127
Three Steps to Transmit BHC Reports .................................................................... 129
Importing and queuing a BHC File.......................................................................... 130

REPORTING AND RESERVES (RR)
Three Steps to RR Report Requests ………………………………………………. 132
Requirement and Position Reports........................................................................... 133
CRR – Required Reserves Report........................................................................ 134
For Weekly Reporters ......................................................................................... 135
For Quarterly Reporters ...................................................................................... 141
CRR- Position Report............................................................................................ 143
For Weekly Reporters ......................................................................................... 144
For Quarterly Reporters ...................................................................................... 148
The Penalty History Report ..................................................................................... 152
Account Balance Report .......................................................................................... 155
Estimated Reserve Requirements Reports ............................................................... 161
How to Determine ERR Request Input.................................................................... 164
Functions of Reporting and Reserves ..................................................................... 171

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BOOK-ENTRY SECURITIES (BA)
Overview .................................................................................................... 172
NBES Customer Support ................................................................................... 174
NBES Operating Hours...................................................................................... 175
2002 Book Entry Prices ..................................................................................... 176
Account Structure .............................................................................................. 178
BA Type/Subtype Codes.................................................................................... 180
Securities Held in Collateral Accounts .............................................................. 182
FedLine BA Function Menus............................................................................. 183
BA Screens .................................................................................................... 185
All Transfers by Wire ........................................................................................ 198

BA DEMONSTRATION
Customizing FedLine ........................................................................................ 200
FedLine Updating Report Options..................................................................... 216
FedLine Reprinting Reports............................................................................... 218
Four Steps for Security Transfers ...................................................................... 219
Matching Instructions Feature ........................................................................... 225
Host Acknowledgments ..................................................................................... 256
Individual Short Acknowledgment ........................................................ 257
Batch Acknowledgment ......................................................................... 258
Rejected Message............................................................................................... 259
Intercepted Message........................................................................................... 260
Receiving Matching Instructions Set ................................................................. 261
Sending Matching Instructions Set .................................................................... 262
Rejected Matching Message .............................................................................. 263
Advice of an Incoming Securities Message....................................................... 264
Original Issue Transfer........................................................................... 265
Maturity Payment................................................................................... 266
Principal and Interest Payment............................................................... 267
Other Securities Message Types and Processing Techniques ........................... 270
FRB Contingency Mode Procedures for the NBES Host Application .............. 278
BA Lessons .................................................................................................... 281
NBES Reports .................................................................................................... 282
Reports Produced Locally Using the BA Function Menu ..................... 282
Reprint BA Out-Wires ............................................................... 283
Reprint BA In-Wires .................................................................. 284
Local Terminal Totals ................................................................ 285
CUSIP Report............................................................................. 286
Activity Status Report ................................................................ 287
Reports Requested Locally and Produced by the Host .......................... 288
Securities Cash Summary........................................................... 289
Batch Acknowledgment Retrievals............................................ 290
Message Retrievals..................................................................... 291
Endpoint (LTERM) Totals ......................................................... 292
CUSIP Balance........................................................................... 293

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Detail Transfer Summary........................................................... 294
Reports Generated by the Host .............................................................. 295
Holdings Statement .................................................................... 296
Detailed Activity Statement ....................................................... 297
Clearing Summary...................................................................... 298
Subsidiary Statement.................................................................. 299
Treasury Fee Detail Report ........................................................ 301
Notification of P&I Credit ....................................................... 302
Maturing Collateral Report ........................................................ 304
DI Reconciliation Report ........................................................... 305
Repo Balance Statement............................................................. 306
Claim Adjustment Notification – Fail........................................ 307
Claim Adjustment Notification – Interim .................................. 309
Claim Adjustment Notification – Repo...................................... 310

Functions of BA Application ............................................................................. 311

BA INSTALLATION.................................................................................................... 314

Book-Entry Securities Glossary......................................................................... 316

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Derive a Reversal
If you receive a funds transfer message and need to return it to the sender ABA, you can derive
the reversal. You can only derive reversals for current day funds transfers.

If the original funds transfer is from a previous day, create the reversal manually in either the
Standard Entry or Full Detail Screen depending upon the original entry. The subtype code is 08.

1. Select FT—Funds Transfer

2. Select 05—Derive a Reversal

Derive a Reversal Funds Transfers MM/DD/YYYY 16:17:49
------------------------------------------------------------------------*M C-F6*---------------------------------------------------

THIS SCREEN IS USED TO DERIVE AN OUTGOING MESSAGE
BASED ON A PREVIOUSLY RECEIVED INCOMING MESSAGE
===================================================

Incoming OMAD Sequence Number:

Dollar comparison type: eq Dollar amount:

Reference field:

------------- OR FIRST RECORD FOUND WITH ----------------

Search Text:

.....

3. Key in the Incoming OMAD Sequence Number from the incoming wire.

Press <F4> until the desired wire is on the screen. Press <Enter>

4. FedLine will display the wire. Enter the correct subtype code (02 for current day
reversal).

*It is advised that you include the reason for reversal in the FI to FI Info field.

<TAB> to the Ref-IMAD field and add three zeros between the Lterm and sequence
number (if needed). <Enter>

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Derive a Reversal Funds Transfers MM/DD/YYYY 16:18:02
------------------------------------------------------------------------*M C-F6*-----------------------------------------------------
Standard Screen
Sender ABA: 096600003 Name: FEDLINE BK THREE
Receiver ABA: 096400009 Name: FEDLINE BK ONE Type Code: 1002
Amount: 800.00 Bus Function Code: CTR Ref #: 0002

Originator: ID Code: D Identifier: 123456789
Name JOHN HENRY Adr 3489 CLEVELAND AVE SO
Adr PO BOX 234 Adr MPLS, MN 55498

Beneficiary: ID Code: D Identifier: 34269
Name JANICE HENRY Adr 876 WEST 50TH STREET
Adr MPLS, MN 55480 Adr:

Orig to Benef Info:

FI to FI Info:
Not our customer or account number.

Ref-IMAD 20020730I1P1K 000002
IMAD URC OMAD
LOC NOTES: PDM:
CNTL#: 1 STATUS: ET Enter/Update Transaction
....

5. <ALT>+<F> Select 09—Verify a message <Enter>
or
<F9>

Select 09 – Verify a message <Enter>

6. <CTRL E> Quick Host Communications
Establish a Session 2

NOTE: If the original funds transfer message (1031, 1032, 1033, 1631, 1632, and
1633) was a Drawdown, the reversal will be mapped to the “Create a
Structured Drawdown” screen.

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