Video Recorded Deposition of Claudia Mojica-Guadron (E.D. Va., Dkt. 132-47, May 7, 2021)

Summary

Case 1:20-cv-00658, Document 132-47, is an excerpt of the remote videoconference deposition of Claudia Mojica-Guadron, taken on Tuesday, January 26, 2021, in Blue Flame Medical LLC v. Chain Bridge Bank, N.A. The witness testifies that a post-no-transactions flag means no transactions are to be posted to an account and is not the same as a hold, and that a wire passing the automatic check system is automatically posted to the client's account. Asked about Plaintiff's Exhibit 38, the witness says no manual check is known and that the witness was not involved in posting the transaction. The witness testifies that a signature by Rick Claburn on the document means the wire was manually approved after review of the OFAC list.

Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used

Full text

Text recognized from a scanned document; may contain errors. Page 1 of 4 is not shown because the text could not be recognized reliably.

Case 1:20-cv-00658-LMB-IDD Document 132-47 Filed 05/07/21 Page 2 of 4 PagelD#

2925
Page 1
1 IN THE UNITED STATES DISTRICT COURT
2 FOR THE EASTERN DISTRICT OF VIRGINIA
3 (Alexandria Division)
4
BLUE FLAME MEDICAL, LLC, )
5 )
Plaintiff, ) Civil Action No.
6 )
vs. ) 1:20-cv-00658
7 )
CHAIN BRIDGE BANK, M.A., ) (LMB/IDD)
8 JOHN J. BROUGH, and DAVID )
M. EVINGER, )
9 )
Defendants. )
10 )
)
11 CHAIN BRIDGE BANK, N.A., )
)
12 Third Party Plaintiff, )
)
13 Vs )
)
14 JPMORGAN CHASE BANK, N.A., )
)
15 Third Party Defendant. )
16 REMOTE VIDEOCONFERENCE
17 VIDEO RECORDED DEPOSITION OF CLAUDIA MOJICA-GUADRON
18 Tuesday, January 26, 2021, 9:37 a.m.
19 Sterling, Virginia
20

21 Reported By: Marjorie Peters, FAPR, RMR, CRR, RSA
22 Job Number: 4398494

Veritext Legal Solutions
212-267-6868 www.veritext.com 516-608-2400
Case 1:20-cv-00658-LMB-IDD Document 132-47 Filed 05/07/21 Page 3 of 4 PagelD#

2926
Page 100

1 Q. What does that mean?
2 A. Some accounts may be flagged as
3 post-no-transactions.
4 Q. What does post-no-transactions mean?
5 A. That no transactions are to be posted to
6 that account.
7 Q. Is that the same thing as a hold?
8 A. No, I would say no.
9 Q. What is the circumstance in which an
10 account would have a post-no-transactions flag?
11 A. I -- an example I could give you is, a
12 client has called us and said, "I believe my
13 identity has been stolen." So I -- there are still
14 transactions that would need to come out or go into
15 that account, but we would need to monitor those.
16 Q. Thank you.
17 With respect to the posting of the
18 wire, if it passes through the automatic check
19 system you described, is the wire automatically
20 posted to the client's account?
21 A. I would say it is, yes.
22 Q. So when you say -- said earlier that

Veritext Legal Solutions
212-267-6868 www.veritext.com 516-608-2400
Case 1:20-cv-00658-LMB-IDD Document 132-47 Filed 05/07/21 Page 4 of 4 PagelD#

10

11

12

13

14

15

16

17

18

19

20

21

22

2927

Page 101

you -- that the Chain Bridge Bank tries to post them
within an hour, are you referring to the automatic
check process, or manual check, if something is
flagged during the automatic process?

A. Manual check.

Q. Do you know whether there was any manual
check involved in the wire transfer reflected in
Plaintiff's Exhibit 38?

A. No. I wasn't involved in the posting of
that transaction.

Q. Do you see that there's a signature on
the bottom right, Rick Claburn?

A. Yes, that is correct.

Q. Do you know what the signature on this
document represents?

A. It represents that he looked at the

transaction, and went through the OFAC list.

Q. If the --

A. That he worked this transaction.

Q. Does it mean that the wire was manually
approved?

A. Yes.

Veritext Legal Solutions

212-267-6868 www.veritext.com 516-608-2400


File and source

File

132-att47.pdf

Size

3,080,378 bytes

SHA-256

aa18983739498f11762dd19dc2e2fdbd9ced4483d9e28ec1da6e2de2ddb1083b

Our copy

132-att47.pdf

Original

No public link identified.