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S. 5027, Secure Data and Privacy for Contact Tracing Act of 2020

Summary

S. 5027, the Secure Data and Privacy for Contact Tracing Act of 2020, was introduced December 16, 2020 by Mr. Schatz (for himself and Ms. Baldwin) and referred to the Committee on Health, Education, Labor, and Pensions. It would direct the Director of the Centers for Disease Control and Prevention to award grants to eligible State, Tribal, and territorial public health agencies for digital contact tracing for COVID–19. An agency that develops or procures digital contact-tracing technology not meeting the listed requirements would be ineligible for grant funds. The last section authorizes $75,000,000, to remain available until expended.

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Congressional materials
Document type
Bills Bills 116S5027Is Bills 116S5027Is
Case
Bills Bills 116S5027Is Bills 116S5027Is

Cite this document

“S. 5027, Secure Data and Privacy for Contact Tracing Act of 2020.” Original at www.govinfo.gov. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/bills-bills-116s5027is-bills-116s5027is/, SHA-256 c57fc0d812b19ee21672b7da858a924043ef8ea05156ceeae9810ebe15228652.

Full text

                                                                                                                                  II




                               116TH CONGRESS
                                  2D SESSION
                                                                      S. 5027
                               To authorize the Director of the Centers for Disease Control and Prevention
                                   to award grants to eligible State, Tribal, and territorial public health
                                   agencies to develop and administer a program for digital contact tracing
                                   for COVID–19, and for other purposes.




                                           IN THE SENATE OF THE UNITED STATES
                                                          DECEMBER 16, 2020
                               Mr. SCHATZ (for himself and Ms. BALDWIN) introduced the following bill;
                                   which was read twice and referred to the Committee on Health, Edu-
                                   cation, Labor, and Pensions




                                                                         A BILL
                               To authorize the Director of the Centers for Disease Control
                                  and Prevention to award grants to eligible State, Tribal,
                                  and territorial public health agencies to develop and ad-
                                  minister a program for digital contact tracing for
                                  COVID–19, and for other purposes.

                                 1              Be it enacted by the Senate and House of Representa-
                                 2 tives of the United States of America in Congress assembled,
                                 3     SECTION 1. SHORT TITLE.

                                 4              This Act may be cited as the ‘‘Secure Data and Pri-
                                 5 vacy for Contact Tracing Act of 2020’’.




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                                 1     SEC. 2. GRANT PROGRAM FOR DIGITAL CONTACT TRACING

                                 2                             FOR COVID–19.

                                 3              (a) IN GENERAL.—The Director of the Centers for
                                 4 Disease Control and Prevention shall award grants to eli-
                                 5 gible State, Tribal, and territorial public health agencies
                                 6 to—
                                 7                        (1) establish a contact tracing program that im-
                                 8              plements traditional contact tracing protocols with
                                 9              the assistance of digital contact-tracing technology
                               10               to track and prevent the spread of COVID–19;
                               11                         (2) incorporate digital contact-tracing tech-
                               12               nology into a contact tracing program that imple-
                               13               ments traditional contact tracing protocols to track
                               14               and prevent the spread of COVID–19; and
                               15                         (3) expand or maintain an existing program as
                               16               described in paragraph (1).
                               17               (b) USE OF FUNDS.—Grant funding may be used for
                               18 the development, maintenance, or staffing of digital con-
                               19 tact tracing programs, associated outreach and marketing,
                               20 or other activities identified by a State, Tribal, or terri-
                               21 torial public health agency that advance the effectiveness
                               22 and reach of digital contact-tracing technologies.
                               23               (c) FUNDING DISQUALIFICATION.—If a State, Trib-
                               24 al, or territorial public health agency develops or procures
                               25 any digital contact-tracing technology with respect to
                               26 COVID–19 that does not meet each of the requirements
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                                 1 listed in subsection (d), such State, Tribal, or territorial
                                 2 public health agency shall be ineligible to receive or con-
                                 3 tinue to receive—
                                 4                        (1) any funds through a grant under this sec-
                                 5              tion; and
                                 6                        (2) any other Federal funds, including under
                                 7              the CARES Act (Public Law 116–136), for any dig-
                                 8              ital contact-tracing technology with respect to
                                 9              COVID–19.
                               10               (d) DIGITAL CONTACT-TRACING REQUIREMENTS.—
                               11 A State, Tribal, or territorial public health agency may
                               12 use a grant under this section for digital contact-tracing
                               13 technology, as described in subsections (a) and (b), only
                               14 if the technology meets each of the following requirements:
                               15                         (1) The technology shall be voluntary for the
                               16               user and provide to the user complete and clear in-
                               17               formation on the intended use and processing of
                               18               data collected by the technology. To be voluntary for
                               19               the user, the technology shall meet requirements in-
                               20               cluding each of the following:
                               21                                  (A) Use of the technology and of contact-
                               22                         tracing data collected using the technology shall
                               23                         be predicated on the user’s affirmative consent.




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                                 1                                 (B) Use of the technology shall not be a
                                 2                        condition for the reception of government bene-
                                 3                        fits.
                                 4                                 (C) Use of the technology shall not be
                                 5                        made a condition of employment or employment
                                 6                        status.
                                 7                        (2) The technology shall limit the collection of
                                 8              data by the technology to only the data that is nec-
                                 9              essary to meet contact tracing objectives, includ-
                               10               ing—
                               11                                  (A) the status of any person as an infected
                               12                         or potentially infected person; and
                               13                                  (B) the proximity of a person to someone
                               14                         who is symptomatic or has tested positive.
                               15                         (3) The technology—
                               16                                  (A) shall delete or de-identify any contact-
                               17                         tracing data that is individually identifiable in-
                               18                         formation not later than the date that is 30
                               19                         days after the end of the COVID–19 emergency
                               20                         declaration; and
                               21                                  (B) shall include notifications to prompt
                               22                         users to disable or completely remove any dig-
                               23                         ital contact-tracing technology where practical.
                               24                         (4) The technology shall have robust contact
                               25               detection specifications, including for distance and


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                                 1              time, that allow for detection consistent with guid-
                                 2              ance of the Centers for Disease Control and Preven-
                                 3              tion on COVID–19.
                                 4                        (5) The technology shall ensure that the storing
                                 5              of proximity and any contact-tracing data is
                                 6              encrypted to the maximum extent possible.
                                 7              (e) PLAN FOR INTEROPERABILITY.—As a condition
                                 8 on receipt of a grant under this section, a State, Tribal,
                                 9 or territorial public health agency shall—
                               10                         (1) develop and make publicly available a plan
                               11               for how the digital contact-tracing technology of the
                               12               agency with respect to COVID–19 augments—
                               13                                  (A) traditional contact tracing efforts, if
                               14                         applicable; and
                               15                                  (B) statewide efforts to prevent, prepare
                               16                         for, and respond to COVID–19; and
                               17                         (2) include in such plan a description of the
                               18               agency’s efforts to ensure that the digital contact-
                               19               tracing technologies of the agency with respect to
                               20               COVID–19 are interoperable with the digital con-
                               21               tact-tracing technology and public health agency
                               22               databases of other jurisdictions with respect to
                               23               COVID–19; and
                               24                         (3) ensure that data collected by the digital
                               25               contact-tracing technology of the agency—


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                                 1                                 (A) is accessed and processed only by pub-
                                 2                        lic health authorities (or their designees); and
                                 3                                 (B) is not shared with any person, or
                                 4                        accessed or used by any person, for any purpose
                                 5                        other than diagnosis, containment, treatment,
                                 6                        or reduction of, or research into, COVID–19.
                                 7              (f) INDEPENDENT SECURITY ASSESSMENTS.—
                                 8                        (1) IN GENERAL.—As a condition on receipt of
                                 9              a grant under this section, a State, Tribal, or terri-
                               10               torial public health agency shall—
                               11                                  (A) establish procedures for completing or
                               12                         obtaining independent security assessments of
                               13                         digital contact tracing infrastructure to ensure
                               14                         that physical and network security is resilient
                               15                         and secure; and
                               16                                  (B) develop a process to address the miti-
                               17                         gation          or        remediation                 of        the     security
                               18                         vulnerabilities discovered during such inde-
                               19                         pendent security assessments.
                               20                         (2) SOURCE CODE.—A State, Tribal, or terri-
                               21               torial public health agency should consider making
                               22               public the source code of the digital contact-tracing
                               23               technology used by the agency.
                               24               (g) APPLICATION.—To seek a grant under this sec-
                               25 tion, an eligible State, Tribal, or territorial public health


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                                 1 agency shall submit an application in such form, in such
                                 2 manner, and containing such information and assurances
                                 3 as the Director may require.
                                 4              (h) SECURING DIGITAL CONTACT-TRACING DATA.—
                                 5                        (1) IN           GENERAL.—The                        provisions of the
                                 6              HIPAA privacy and security law (as defined in sec-
                                 7              tion 3009(a)(2) of the Public Health Service Act (42
                                 8              U.S.C. 300jj–19(a)(2))) shall apply to a State, Trib-
                                 9              al, or territorial public health agency receiving a
                               10               grant under subsection (a) with respect to individ-
                               11               ually identifiable health information (as defined in
                               12               section 1171(a)(6) of the Social Security Act (42
                               13               U.S.C. 1320d(a)(6))) received by, maintained on, or
                               14               transmitted through a contact tracing program de-
                               15               scribed in such subsection (a) in the same manner
                               16               as such provisions apply with respect to such infor-
                               17               mation and a covered entity (as defined in section
                               18               13400(3)              of       the        HITECH                Act         (42   U.S.C.
                               19               17921(3))).
                               20                         (2) BUSINESS ASSOCIATES.—
                               21                                  (A) IN GENERAL.—Any entity with a con-
                               22                         tract in effect with an agency described in para-
                               23                         graph (1) for the development, maintenance, or
                               24                         operation of a program described in such para-
                               25                         graph shall be deemed to be a business asso-


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                                 1                        ciate of such agency for purposes of subtitle D
                                 2                        of the HITECH Act (42 U.S.C. 17921 et seq.).
                                 3                                 (B) REVISION OF SAMPLE AGREEMENT.—
                                 4                        Not later than 180 days after the date of the
                                 5                        enactment of this Act, the Secretary shall revise
                                 6                        the sample business associate agreement provi-
                                 7                        sions published on January 25, 2013, to take
                                 8                        account of the provisions of this subsection.
                                 9                                 (C) EFFECTIVE DATE.—The provisions of
                               10                         subparagraph (A) shall apply beginning on the
                               11                         day after the Secretary revises the provisions
                               12                         described in subparagraph (B).
                               13               (i) LIMITATION ON USE OF DATA.—Data generated
                               14 in connection with the operation of digital contact-tracing
                               15 technology funded pursuant to this section may not be
                               16 used for any punitive purpose, including law enforcement,
                               17 immigration enforcement, or criminal prosecution. Such
                               18 data and any information derived from it, whether in
                               19 whole or in part, may not be received as evidence in any
                               20 trial, hearing, or other proceeding in or before any court,
                               21 grand jury, department, officer, agency, regulatory body,
                               22 legislative committee, or other authority of the United
                               23 States, a State, or a political subdivision thereof.




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                                 1              (j) REPORT                TO       CONGRESS.—Not later than 24
                                 2 months after the date of enactment of this Act, the Comp-
                                 3 troller General of the United States shall—
                                 4                        (1) evaluate the outcome of the grants awarded
                                 5              under this section, including an assessment of the
                                 6              impact of the implementation of digital contact trac-
                                 7              ing programs funded through such grants on the
                                 8              spread of COVID–19; and
                                 9                        (2) submit to the Congress a report on the re-
                               10               sults of such evaluation.
                               11               (k) DEFINITIONS.—In this section:
                               12                         (1) AFFIRMATIVE                       EXPRESS              CONSENT.—The

                               13               term ‘‘affirmative express consent’’ means an affirm-
                               14               ative act by an individual that clearly and conspicu-
                               15               ously communicates the individual’s authorization
                               16               for an act or practice, in response to a specific re-
                               17               quest that—
                               18                                  (A) is provided to the individual in a clear
                               19                         and conspicuous disclosure that is separate
                               20                         from other options or acceptance of general
                               21                         terms;
                               22                                  (B) includes a description of each act or
                               23                         practice for which the individual’s consent is
                               24                         sought and—




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                                 1                                         (i) is written clearly and unmistakably
                                 2                                 stated; and
                                 3                                         (ii) includes a prominent heading that
                                 4                                 would enable a reasonable individual to
                                 5                                 identify and understand the act or prac-
                                 6                                 tice; and
                                 7                                 (C) cannot be inferred from inaction.
                                 8                        (2) CONTACT-TRACING DATA.—The term ‘‘con-
                                 9              tact-tracing data’’ means information linked or rea-
                               10               sonably linkable to a user or device, that—
                               11                                  (A) concerns the COVID–19 pandemic;
                               12                         and
                               13                                  (B) is gathered, processed, or transferred
                               14                         by digital contact-tracing technology.
                               15                         (3) COVID–19 EMERGENCY DECLARATION.—
                               16               The term ‘‘COVID–19 emergency declaration’’ has
                               17               the meaning given to such term in section
                               18               1135(g)(1)(B) of the Social Security Act (42 U.S.C.
                               19               1320b–5).
                               20                         (4)      DE-IDENTIFY.—The                           term         ‘‘de-identify’’
                               21               means to ensure that information cannot reasonably
                               22               identify, relate to, describe, be capable of being asso-
                               23               ciated with, or be linked, directly or indirectly, to a
                               24               particular individual.
                               25                         (5) DESIGNEE.—The term ‘‘designee’’—


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                                 1                                 (A) subject to subparagraph (B), means
                                 2                        any person or entity, other than a public health
                                 3                        agency, that collects, processes, or transfers
                                 4                        contact-tracing data in the course of performing
                                 5                        a service or function on behalf of, for the ben-
                                 6                        efit of, under instruction of, and under contrac-
                                 7                        tual agreement with a public health authority;
                                 8                        and
                                 9                                 (B) excludes any Federal, State, Tribal,
                               10                         territorial, or local law (including immigration
                               11                         law) enforcement personnel or entity.
                               12                         (6)         DIGITAL                CONTACT-TRACING                      TECH-

                               13               NOLOGY.—

                               14                                  (A) IN GENERAL.—The term ‘‘digital con-
                               15                         tact-tracing technology’’ means a website, on-
                               16                         line application, mobile application, mobile oper-
                               17                         ating system feature, or smart device applica-
                               18                         tion that is designed, in part or in full, for the
                               19                         purpose of—
                               20                                          (i) determining that a contact incident
                               21                                  has occurred relating to the COVID–19
                               22                                  pandemic; and
                               23                                          (ii) taking consequent steps such as
                               24                                  reporting the incident to a public health
                               25                                  authority or user, or providing guidance or


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                                 1                                 instructions to the user of the mobile de-
                                 2                                 vice or the user’s household.
                                 3                                 (B) LIMITATIONS.—Such term does not in-
                                 4                        clude any technology to assist individuals to
                                 5                        evaluate whether they are experiencing COVID–
                                 6                        19 symptoms to the extent the technology is not
                                 7                        used as described in subparagraph (A).
                                 8                        (7) DIRECTOR.—The term ‘‘Director’’ means
                                 9              the Director of the Centers for Disease Control and
                               10               Prevention.
                               11                         (8) MOBILE APPLICATION.—The term ‘‘mobile
                               12               application’’ means a software program that runs on
                               13               the operating system of a mobile device.
                               14                         (9) MOBILE DEVICE.—The term ‘‘mobile de-
                               15               vice’’ means a smartphone, tablet computer, or simi-
                               16               lar portable computing device that transmits data
                               17               over a wireless connection.
                               18                         (10) SOURCE CODE.—The term ‘‘source code’’
                               19               is the programming instruction for a computer pro-
                               20               gram in its original form and saved in a file.
                               21                         (11) TRADITIONAL                       CONTACT              TRACING.—The

                               22               term ‘‘traditional contact tracing’’ means contact
                               23               tracing by traditional means prior to contemporary
                               24               digital contact tracing.




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                                 1                        (12) USER.—The term ‘‘user’’ means a member
                                 2              of the public who utilizes the software or hardware
                                 3              product.
                                 4              (l) AUTHORIZATION OF APPROPRIATIONS.—To carry
                                 5 out this section, there are authorized to be appropriated
                                 6 $75,000,000, to remain available until expended.
                                                                                          Æ




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