Exhibit 41 (Dkt. 568-41, S.D. Fla.)

Summary

Exhibit 41 (Document 568-41) in Case 1:21-md-02989-CMA, entered on the FLSD docket June 8, 2023, is a 98-page table of order and execution records, listing for each order the date, symbol, order type, side, price, quantity, timestamps in UTC, and execution price and quantity, for trades from 2021-01-20 to 2021-02-22. The first rows show AMC limit buys on 2021-01-20, 2021-01-22 and 2021-01-27, followed by an AMC limit sell of 15000 shares at 8.25 on 2021-02-03 filled in small lots at 8.29. The last rows show NOK trades ending with a limit sell of 35000 shares on 2021-02-22.

Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used

Date: 2023-06-08

Cite this document

“Exhibit 41 (Dkt. 568-41).” Original at archive.org, dated 2023-06-08. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/2023-06-08-covid-era-misc-69ac6570-1/, SHA-256 69ac6570fd99207680f4ec917876b5564df26ce2ceaa033f7b2b9a83fff4de91.

Full text

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 1 of
                                      98




                              Exhibit 41
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 2 of

98
tel arcount#e limber ony Order Order | Order Order Order Created At Order Cancelled At | ExecutionTimestamp | Execution Execution
= = wm Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-01-20 2021-01-20

| Ac limit buy 3.08 3275}20:22:39.418140+00 20:22:39.651000+00 3.0491 3275
2021-01-22 2021-01-22

| Aic limit buy 3.59 5573}20:24:23.806476+00 20:24:24.163000+00 3.58 5573
2021-01-27 2021-01-27

| AMC limit buy 15.92 6000}18:33:52.790457+00 18:33:53.047000+00 15.89 6000
2021-01-27 2021-01-27

ee | AMC limit buy 18.65 530}19:19:59.084275+00 19:19:59.511000+00 18.288 530
2021-02-03 2021-02-03

a | AMC limit sell 8.25) 15000}]14:31:43.907984+00 14:32:04.378000+00 8.29 6
2021-02-03 2021-02-03

es Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.378000+00 8.29 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.378000+00 8.29 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.377000+00 8.29] 15
2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.377000+00 8.29 7
2021-02-03 2021-02-03

ee) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.377000+00 8.29] 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.377000+00 8.29 25
2021-02-03 2021-02-03

ee | AMC |limit sell 8.25 15000}14:31:43.907984+00 14:32:04.376000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.376000+00 8.29 4

RHMDLO00097433.001

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 3 of

98
Order Order | Order Order Order Created At OrderCancelledAt | Execution Timestamp Execution Execution
rhs_account_number symbol 4 y = =
a Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

av flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.376000+00 8.29 4
2021-02-03 2021-02-03

YM jlimit sell 8.25 15000}14:31:43.907984+00 14:32:04.376000+00 8.29 5
2021-02-03 2021-02-03

| avc limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.376000+00 8.29] 10
2021-02-03 2021-02-03

AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.375000+00 8.29 10
2021-02-03 2021-02-03

f AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.375000+00 8.29 1
2021-02-03 2021-02-03

a uc limit sell 8.25 15000}14:31:43.907984+00 14:32:04.375000+00 8.29 2
2021-02-03 2021-02-03

a auc limit sell 8.25 15000}14:31:43.907984+00 14:32:04.375000+00 8.29 1
2021-02-03 2021-02-03

Le limit sell 8.25 15000}14:31:43.907984+00 14:32:04.375000+00 8.29 1
2021-02-03 2021-02-03

fF AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.374000+00 8.29 1
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.374000+00 8.29 1
2021-02-03 2021-02-03

auc limit sell 8.25 15000]14:31:43.907984+00 14:32:04.374000+00 8.29 4
2021-02-03 2021-02-03

a auc limit sell 8.25) 15000] 14:31:43.907984+00 14:32:04.374000+00 8.29 2

RHMDLO00097433.002
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 4 of

98
TR pe mbol Order Order Order Order Order Created At | Order Cancelled At | ExecutionTimestamp | Execution
= = x Type_| Side | Price | Quantity (UTC) (UTC) (UTC) Price

2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.374000+00 8.29}
2021-02-03 2021-02-03

es | Mic limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.373000+00 8.29]
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.373000+00 8.29
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.373000+00 8.29
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.373000+00 8.29
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.372000+00 8.29]
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.372000+00 8.29
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.372000+00 8.29]
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.372000+00 8.29
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.372000+00 8.29
2021-02-03 2021-02-03

es AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.371000+00 8.29]
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000 14:31:43.907984+00 14:32:04.371000+00 8.29}

RHMDL00097433.003

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 5 of

98
riba cunttaumbaciilits, nba Order | Order | Order Order Order Created At Order Cancelled At | Execution Timestamp | Execution Execution
= S SY Type | Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.371000+00 8.29 4
2021-02-03 2021-02-03

a Amc limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.371000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.371000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.370000+00 8.29 1
2021-02-03 2021-02-03

| Ac |limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.370000+00 8.29 2
2021-02-03 2021-02-03

es | Amc Himit sell 8.25}  15000}14:31:43.907984+00 14:32:04.370000+00 8.29] 6
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.370000+00 8.29] 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.370000+00 8.29 10
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.369000+00 8.29} 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.369000+00 8.29 30
2021-02-03 2021-02-03

S| Avic limit sell 8.25 15000]14:31:43.907984+00 14:32:04.369000+00 8.29] 1
2021-02-03 2021-02-03

rsd limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.369000+00 8.29 1

RHMDLO00097433.004
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 6 of

98
Order | Order | Order Order | OrderCreatedAt | Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol : A , ; 7
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.369000+00 8.29 al
2021-02-03 2021-02-03

| Ac Himit sell 8.25 15000}14:31:43.907984+00 14:32:04.368000+00 8.29 10
2021-02-03 2021-02-03

| Ac limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.368000+00 8.29} 6
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.368000+00 8.29 12
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.368000+00 8.29 4
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.368000+00 8.29 1
2021-02-03 2021-02-03

3 | AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.367000+00 8.29 6
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.367000+00 8.29 10
2021-02-03 2021-02-03

a | Ac Hlimit sell 8.25 15000] 14:31:43.907984+00 14:32:04.367000+00 8.29 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.367000+00 8.29 6
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.367000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.366000+00 8.29 4

RHMDLO00097433.005
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 7 of

98
Seema aint mbes reno Order | Order - Order Order Order Created At OrderCancelledAt | ExecutionTimestamp | Execution Execution
= a yey Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.366000+00 8.294 50
2021-02-03 2021-02-03

| Avic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.366000+00 8.29] 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.366000+00 8.29 7
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.366000+00 8.29 1
2021-02-03 2021-02-03

a | AMC jlimit sell 8.25 15000}14:31:43.907984+00 14:32:04.365000+00 8.29 10
2021-02-03 2021-02-03

ee | AMC biimit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.365000+00 8.29 E
2021-02-03 2021-02-03

es | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.365000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.365000+00 8.29 10:
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.364000+00 8.29] 10
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.364000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.364000+00 8.29 3
2021-02-03 2021-02-03

| A.C limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.364000+00 8.29} 6

RHMDL00097433.006
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 8 of

98
Order Order | Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol 2 E f = "q
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.364000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.364000+00 8.29} 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.363000+00 8.29] 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.363000+00 8.29 40
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.363000+00 8.29 8
2021-02-03 2021-02-03

| AMC jlimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.363000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.363000+00 8.29} i)
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.362000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.362000+00 8.29} 5
2021-02-03 2021-02-03

ee) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32 :04.362000+00 8.29 59
2021-02-03 2021-02-03

AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.362000+00 8.29 20
2021-02-03 2021-02-03

es AMC }limit sell 8.25 15000]14:31:43.907984+00 14:32:04.362000+00 8.29} 90

RHMDLO00097433.007
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 9 of

98
Rn, a iat = a mbol Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= i Ai Type Side Price |} Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.361000+00 8.29} 16
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.361000+00 8.29 1
2021-02-03 2021-02-03

ee) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.361000+00 8.29} 10
2021-02-03 2021-02-03

a AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.361000+00 8.29] 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.361000+00 8.29) 8
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.360000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.360000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.360000+00 8.29 10
2021-02-03 2021-02-03

os | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.360000+00 8.29) 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.360000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.359000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.359000+00 8.29 10

RHMDL00097433.008
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 10 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp | Execution Execution
rhs_account_number | symbol 4 q . - 2
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.359000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25) 15000}14:31:43.907984+00 14:32:04.359000+00 8.29 6
2021-02-03 2021-02-03

as AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.359000+00 8.29 10:
2021-02-03 2021-02-03

as) AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.358000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.358000+00 8.29 10:
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.358000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14 :31:43.907984+00 14:32:04.358000+00 8.29 12
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.358000+00 8.29} 3
2021-02-03 2021-02-03

ee AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.357000+00 8.29 1
2021-02-03 2021-02-03

es) AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.357000+00 8.29 17
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.35 7000+00 8.29 22
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.357000+00 8.29 Zi

RHMDLO00097433.009
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 11 of

98
ERR oa, linge oan ae Order } Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = » Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.357000+00 8.29} 6
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.357000+00 8.29} 20
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.356000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.356000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.356000+00 8.29} 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.356000+00 8.29) 1
2021-02-03 2021-02-03

qs Avic limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.356000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25] — 15000}14:31:43.907984+00 14:32:04.355000+00 8.29 5
2021-02-03 2021-02-03

| AMC jlimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.355000+00 8.29 119
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.355000+00 8.29] 4
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.355000+00 8.29 12
2021-02-03 2021-02-03

es | AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.355000+00 8.29 6

RHMDLO00097433.010
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 12 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol “ > . r :
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.354000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.354000+00 8.29 1
2021-02-03 2021-02-03

| Ac flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.354000+00 8.29 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.354000+00 8.29 2
2021-02-03 2021-02-03

| ic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.354000+00 8.29 5
2021-02-03 2021-02-03

| Ac flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.353000+00 8.29 117
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.353000+00 8.29 10
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.353000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.353000+00 8.29 4
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.353000+00 8.29 1
2021-02-03 2021-02-03

| Ac jlimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.353000+00 8.29 2
2021-02-03 2021-02-03

es | AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.352000+00 8.29 9

RHMDLO00097433.011
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 13 of

98
Order | Order Order Order Order Created At | Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol . . ;
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.352000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.352000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.352000+00 8.29 1
2021-02-03 2021-02-03

Ss | AMC jlimit sell 8.25 15000}14:31:43.907984+00 14:32:04.352000+00 8.29 1
2021-02-03 2021-02-03

a AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.351000+00 8.29 11
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.351000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.351000+00 8.29 12
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.351000+00 8.29 9
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.351000+00 8.29} 7
2021-02-03 2021-02-03

Ss | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.351000+00 8.29 6
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.350000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.350000+00 8.29 1

RHMDLO00097433.012
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 14 of

98
y Order Order Order | Order Order Created At | Order Cancelled At | ExecutionTimestamp | Execution Execution
shs_account_number symbol - \ . .
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity
2021-02-03 2021-02-03
| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.350000+00 8.29 6
2021-02-03 2021-02-03
a AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.350000+00 8.29] 2
2021-02-03 2021-02-03
a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.350000+00 8.29] 4
2021-02-03 2021-02-03
AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.349000+00 8.29 1
2021-02-03 2021-02-03
aE Mic limit sell 8.25 15000} 14 :31:43.907984+00 14:32:04.349000+00 8.29 3
2021-02-03 2021-02-03
a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.349000+00 8.29 1
2021-02-03 2021-02-03
| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.349000+00 8.29 il
2021-02-03 2021-02-03
es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.349000+00 8.29 5
2021-02-03 2021-02-03
Ss | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.349000+00 8.29 2
2021-02-03 2021-02-03
a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.348000+00 8.29 1
2021-02-03 2021-02-03
AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.348000+00 8.29 30)
2021-02-03 2021-02-03
AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.348000+00 8.29 2

RHMDLO00097433.013
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 15 of

98
Order Order Order | Order Order Created At Order Cancelled At | Execution Timestamp | Execution Execution
rhs_account_number symbo} | . ‘ ‘ . ‘
| Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMc limit sell 8.25 15000}14:31:43.907984+00 14:32:04.348000+00 8.29 4
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.348000+00 8.29 5
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.347000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.347000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.347000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.347000+00 8.29 1
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.347000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.347000+00 8.29] 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.346000+00 8.29 i
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.346000+00 8.29 40
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.346000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.346000+00 8.29 3

RHMDLO00097433.014
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 16 of

98
Ceci nianen <piagys Order Order Order Order Order Created At | OrderCancelledAt | Execution Timestamp Execution Execution
= = e | Type Side Price | Quantit (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.346000+00 8.29 7
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.346000+00 8.29 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.345000+00 8.29] 20
2021-02-03 2021-02-03

| A Vic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.345000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.345000+00 8.29 4
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.345000+00 8.29] 10:
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}]14:31:43.907984+00 14:32:04.345000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32 :04.344000+00 8.29 1
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.344000+00 8.29 41
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.344000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.344000+00 8.29 4
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.344000+00 8.29 8

RHMDLO00097433.015
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 17 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp | Execution Execution
rhs_account_number symbol > . : . =
| Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.344000+00 8.29 12
2021-02-03 2021-02-03

ee | AMC hhimit sell 8.25) 15000}14:31:43.907984+00 14:32:04.343000+00 8.29] 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.343000+00 8.29} 6
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.343000+00 8.29 1
2021-02-03 2021-02-03

ae) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.343000+00 8.29 24
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.343000+00 8.29 2
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.343000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.342000+00 8.29] 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.342000+00 8.29} 5
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.342000+00 8.29 12
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.342000+00 8.29 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.342000+00 8.29} 1

RHMDLO00097433.016
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 18 of

98
ite ourtlaknber mbol Order Order Order Order Order Created At Order Cancelled At | ExecutionTimestamp | Execution Execution
= x Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.342000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.341000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43 .907984+00 14:32:04.341000+00 8.29} 3
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.341000+00 8.29 10
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43 .907984+00 14:32:04.341000+00 8.29 3
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.341000+00 8.29) 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.340000+00 8.29 16
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.340000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.340000+00 8.29] 3
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.340000+00 8.29 11
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.340000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.340000+00 8.29 1

RHMDLO00097433.017
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 19 of

98
| Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol . : . x -
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.339000+00 8.29 25
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.339000+00 8.29 6
2021-02-03 2021-02-03

| Ac flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.339000+00 8.29 7
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.339000+00 8.29 64
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.339000+00 8.29 il
2021-02-03 2021-02-03

| AMC jlimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.339000+00 8.29 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.338000+00 8.29 30
2021-02-03 2021-02-03

ee) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.338000+00 8.29 1
2021-02-03 2021-02-03

| A Mic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.338000+00 8.29 i
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.338000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.338000+00 8.29} 6
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.338000+00 8.29 12

RHMDLO00097433.018
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 20 of

98
rnebaccount number ara Order Order Order Order Order Created At | OrderCancelled At | Execution Timestamp | Execution Execution
= + y Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

qu | Vic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.337000+00 8.29) 6
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.337000+00 3.29) 1
2021-02-03 2021-02-03

a) Avic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.337000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.337000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.337000+00 8.29 1
| 2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.337000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.336000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.336000+00 8.29 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.336000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.336000+00 8.29 2
2021-02-03 2021-02-03

| Amc limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.336000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.336000+00 8.29 1

RHMDLO00097433.019
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 21 of

98
| Order | Order Order Order Order Created At Order Cancelled At | ExecutionTimestamp | Execution | €xecution
rhs_account_number symbol m, a 5 .
: Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| ic limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.335000+00 8.29} 12
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.335000+00 8.29 5
2021-02-03 2021-02-03

| Ac }limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.335000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.335000+00 8.29 29
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.335000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.335000+00 8.29] 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32 :04.334000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.334000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.334000+00 8.29] 1
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.334000+00 8.29 2

————TTT

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.334000+00 8.29 10
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.334000+00 8.29 1

RHMDL00097433.020

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 22 of

98
Order Order Order | Order Order Created At | OrderCancelled At | ExecutionTimestamp | Execution | Execution
rhs_account_number symbol " s ; : 4
5 _ Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.333000+00 8.29} 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.333000+00 8.29} 10
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.333000+00 8.29 20
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.333000+00 8.29] 2
2021-02-03 2021-02-03

ee limit sell 8.25 15000}14:31:43.907984+00 14:32:04.333000+00 8.29 6
2021-02-03 2021-02-03

ee) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.333000+00 8.29} 20
2021-02-03 2021-02-03

a AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.332000+00 8.29} 15
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.332000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.332000+00 8.29} 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.332000+00 8.29 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.332000+00 8.29 25
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.332000+00 8.29 1

RHMDLO00097433.021

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 23 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp | Execution Execution
rhs_account_number symbol — ’ ; ; 7
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity
2021-02-03 2021-02-03
es | AMC flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.332000+00 8.29 1
2021-02-03 2021-02-03
es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04,331000+00 8.29 2
2021-02-03 2021-02-03
es | AMC siiviit sell 8.25 15000] 14:31:43.907984+00 14:32:04.331000+00 8.29) 2
2021-02-03 2021-02-03
a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.331000+00 8.29 1
2021-02-03 2021-02-03
| AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.331000+00 8.29 2
2021-02-03 2021-02-03
| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.331000+00 8.29 4
2021-02-03 2021-02-03
| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.331000+00 8.29 1
2021-02-03 2021-02-03
es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.330000+00 8.29} 5
2021-02-03 2021-02-03
| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.330000+00 8.29 3}
2021-02-03 2021-02-03
| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.330000+00 8.29} 25
2021-02-03 2021-02-03
| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.330000+00 8.29] 5
2021-02-03 2021-02-03
es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.330000+00 8.29} 1

RHMDL00097 433.022
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 24 of

98
Order | Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol ° i , :
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a | AMC Hlimit sell 8.25 15000] 14:31:43.907984+00 14:32:04.330000+00 3.29] 8
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.330000+00 gal 4
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.329000+00 8.29 11
2021-02-03 2021-02-03

| Avi limit sell 8.25 15000}14:31:43.907984+00 14:32:04.329000+00 8.29 2
2021-02-03 2021-02-03

| Ac Hlimit sell 8.25 15000}14:31:43.907984+00 14:32:04.329000+00 8.29 100
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.329000+00 8.29 iL
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.329000+00 8.29 7
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.329000+00 8.29 5
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.328000+00 8.29 2
2021-02-03 2021-02-03

——— hitait sell 8.25 15000] 14:31:43.907984+00 14:32:04.328000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.328000+00 8.29] 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.328000+00 8.29 3

RHMDL00097433.023
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 25 of

98
Order Order Order | Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol] ‘ , . “
| Type Side Price |} Quantity _ (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.328000+00 8.29 1
2021-02-03 2021-02-03

qu |i {limit sell 8.25 15000}14:31:43.907984+00 14:32:04.328000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.328000+00 8.29 25
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.327000+00 8.29 2
2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.327000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.327000+00 8.29 2
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.327000+00 8.29 5
| 2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.327000+00 8.29 120
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.327000+00 8.29} 17
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.326000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:3 1:43.907984+00 14:32:04.326000+00 8.29] 1
2021-02-03 2021-02-03

| AMC timit sell 8.25 15000} 14:31:43.907984+00 14:32:04.326000+00 8.29] 5

RHMDL00097433.024
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 26 of

98
eter nha oe bee | mbo! | Order Order Order Order Order Created At | OrderCancelledAt | ExecutionTimestamp | Execution Execution
= = 2 Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| ac Hlimit sell 8.25]  15000}14:31:43.907984+00 14:32:04.326000+00 8.29 3
2021-02-03 2021-02-03

| Ac jlimit sell 8.25] _ 15000}14:31:43.907984+00 14:32:04.326000+00 8.29 100
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.326000+00 8.29 10
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.325000+00 8.29 20
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.325000+00 8.29 2
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.325000+00 8.29 3
2021-02-03 2021-02-03

a Ac |limit sell 8.25}  15000}14:31:43.907984+00 14:32:04.325000+00 8.29} 4
2021-02-03 2021-02-03

| Amc limit sell 8.25 15000}14:31:43.907984+00 14:32:04.325000+00 8.29 5
2021-02-03 2021-02-03

| Amc limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.325000+00 8.29] 2
2021-02-03 2021-02-03

| Avic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.325000+00 8.29 30
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.324000+00 8.29 2
2021-02-03 2021-02-03

a Amc limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.324000+00 8.29} 2

RHMDLO00097433.025
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 27 of

98
Order | Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol . - p ‘A
= Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.324000+00 8.29 100)
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.324000+00 8.29) 2
2021-02-03 2021-02-03

es | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.324000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.324000+00 8.29 1
2021-02-03 2021-02-03

AMC jlimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.324000+00 8.29 1
2021-02-03 2021-02-03

| Ac jlimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.323000+00 8.29 2
2021-02-03 2021-02-03

| A Mc limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.323000+00 8.29) 1
2021-02-03 2021-02-03

qu AVC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.323000+00 8.29 )
| 2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.323000+00 8.29 5
2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.323000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.323000+00 8.29 6
2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.322000+00 8.29 5

RHMDLO00097433.026
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 28 of

98
a Se ‘Order | Order | Order | Order Order Created At | Order Cancelled At | ExecutionTimestamp | Execution | Execution
ies a y Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04,.322000+00 8.29} 17
2021-02-03 2021-02-03

a AMC limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.322000+00 8.29} 3
2021-02-03 2021-02-03

a | ANC limit sell 8.25 15000|14:31:43.907984+00 14:32:04.322000+00 8.29} 1
| 2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.322000+00 8.29} 2
2021-02-03 2021-02-03

| Ac limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.322000+00 8.29 3
2021-02-03 2021-02-03

| AMC jlimit sell 8.25 15000}14:31:43.907984+00 14:32:04.322000+00 8.29 5
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.321000+00 8.29} )
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.321000+00 8.29 11
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.321000+00 8.29] 1
2021-02-03 2021-02-03

a | AVC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.321000+00 8.29 3
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.321000+00 8.29 7
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.321000+00 8.29 37

RHMDLO00097 433.027
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 29 of

98
rhotormantidemher ~ Order | Order Order Order Order Created At | OrderCancelled At | Execution Timestamp Execution £xecution
= “E ¥ Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25] 15000}14:31:43.907984+00 14:32:04.321000+00 8.29} al
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.320000+00 8.29 11
2021-02-03 2021-02-03

| Amc limit sell 8.25} _ 15000}14:31:43.907984+00 14:32:04.320000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.320000+00 8.29 4
2021-02-03 2021-02-03

a Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.320000+00 8.29 2
2021-02-03 2021-02-03

| EA limit sell 8.25 15000}14:31:43.907984+00 14:32:04.320000+00 8.29 1
| 2021-02-03 2021-02-03

| Ac Hlimit sell 8.25} _ 15000}14:31:43.907984+00 14:32:04.320000+00 8.29} 2
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.320000+00 8.29 18
2021-02-03 2021-02-03

a) Ac limit sell 8.25} _ 15000}14:31:43.907984+00 14:32:04.319000+00 8.29} 1
2021-02-03 2021-02-03

| AM limit sell 8.25 15000}14:31:43.907984+00 14:32:04.319000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25] 15000}14:31:43.907984+00 14:32:04.319000+00 8.29 6
2021-02-03 2021-02-03

a Ac limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.319000+00 8.29 3

RHMDL00097433.028

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 30 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol ; fe . ; x
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984400 14:32:04.319000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.319000+00 8.29 72
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.319000+00 8.29 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.318000+00 8.29 24
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.318000+00 8.29 3
2021-02-03 2021-02-03

eS | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.318000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.318000+00 8.29 1
2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.318000+00 8.29 S
2021-02-03 2021-02-03

| AMC limit sell 8.25) 15000}14:31:43.907984+00 14:32:04.318000+00 8.29] 6
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.318000+00 8.29 35
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.317000+00 8.29 4
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.317000+00 8.29 1

RHMDL00097433.029
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 31 of

98
aw Senet ein = ae Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
A = vi Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.317000+00 8.29 1
2021-02-03 2021-02-03

ES) AVic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.317000+00 8.29 1
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.317000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.317000+00 8.29 2
2021-02-03 2021-02-03

a | AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.317000+00 8.29 1
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.316000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.316000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.316000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.316000+00 8.29 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14;32:04.316000+00 8.29 2
2021-02-03 2021-02-03

| AMC Hlimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.316000+00 8.29 8
2021-02-03 2021-02-03

| flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.316000+00 8.29 1

RHMDLO00097433.030
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 32 of

98
a eaeranntt namier tes Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
oa = y Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.315000+00 8.29 10
2021-02-03 2021-02-03

_—— limit sell 8.25 15000}14:31:43.907984+00 14:32:04.315000+00 8.29 2
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.315000+00 8.29 5
2021-02-03 2021-02-03

| AMvic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.315000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.315000+00 8.29 1
2021-02-03 2021-02-03

| Ac Hlimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.315000+00 8.29 7
| 2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.315000+00 8.29 1
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}]14:31:43.907984+00 14:32:04.315000+00 8.29} 2
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.314000+00 8.29 1
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.314000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.314000+00 8.29 1
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.314000+00 8.29 20

RHMDLO00097433.031
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 33 of

98
Sin orgies ahr Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= . 2 Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25} _ 15000}14:31:43.907984+00 14:32:04.314000+00 8.29 11
2021-02-03 2021-02-03

ua limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.314000+00 8.29] 35
2021-02-03 2021-02-03

| Ac limit sell 8.25} 15000}14:31:43.907984+00 14:32:04.314000+00 8.29 37
2021-02-03 2021-02-03

| ss limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.313000+00 8.29 3
2021-02-03 2021-02-03

| Ac limit sell 8.25} 15000}14:31:43.907984+00 14:32:04.313000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25] __ 15000}14:31:43.907984+00 14:32:04.313000+00 8.29 1
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.313000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.313000+00 8.29} 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000/14:31:43.907984+00 14:32:04.313000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.313000+00 8.29 3
2021-02-03 2021-02-03

fs AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.313000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25} 15000}14:31:43.907984+00 14:32:04.312000+00 8.29 48

RHMDLO00097433.032
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 34 of

98
Femara tarts mbol Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = ry Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Aic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.312000+00 8.29 18
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.312000+00 8.29 12
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.312000+00 8.29 6
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.312000+00 8.29 5
2021-02-03 2021-02-03

| AMC Hhrare sell 8.25 15000}14:31:43.907984+00 14:32:04.312000+00 8.29 12
2021-02-03 2021-02-03

| Aic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.312000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.311000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.311000+00 8.29) 36
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.311000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.311000+00 8.29 2
2021-02-03 2021-02-03

as | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.311000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.311000+00 8.29 2

RHMDLO00097433.033
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 35 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol . ; 9 S 3
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

NYS limit sell 8.25 15000}14:31:43.907984+00 14:32:04.311000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.311000+00 8.29 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.310000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.310000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.310000+00 8.29} 2
2021-02-03 2021-02-03

ee | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.310000+00 8.29 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.310000+00 8.29 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.310000+00 8.29} 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.310000+00 8.29 5
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.310000+00 8.29 8
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.309000+00 8.29 3
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000} 14:31:43 .907984+00 14:32:04.309000+00 8.29 5

RHMDLO00097433.034
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 36 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
ths_account_number symbol . f ! ;
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.309000+00 8.29 6
2021-02-03 2021-02-03

| Ac limit sell 8.25] 15000} 14:31:43.907984+00 14:32:04.309000+00 8.29 11
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.309000+00 8.29 13
2021-02-03 2021-02-03

a 8c limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.309000+00 8.29) 9
2021-02-03 2021-02-03

ee limit sell 8.25] _15000}14:31:43.907984+00 14:32:04.309000+00 8.29 5
2021-02-03 2021-02-03

FY AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.309000+00 8.29] 2
2021-02-03 2021-02-03

| Ac limit sell 8.25) 15000] 14:31:43.907984+00 14:32:04.308000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.308000+00 8.29 4
2021-02-03 2021-02-03

Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.308000+00 8.29 50)
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.308000+00 8.29 3
2021-02-03 2021-02-03

a Ac flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.308000+00 8.29 1
2021-02-03 2021-02-03

"ite flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.308000+00 8.29 1

RHMDLO00097433.035
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 37 of

98
Order Order Order Order Order Created At OrderCancelledAt | Execution Timestamp Execution Execution
rhs_account_number symbol! , : . . ’
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.308000+00 8.29 2
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.308000+00 8.29} 11
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.307000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.307000+00 8.29 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.307000+00 8.29 7
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.307000+00 8.29} 8
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.307000+00 8.29 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.307000+00 8.29] 4
2021-02-03 2021-02-03

| AMC limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.307000+00 a2 6
2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.307000+00 8.29 3
2021-02-03 2021-02-03

es | AMC limit sell 8.25) 15000}14:31:43.907984+00 14:32:04.306000+00 8.29} 3
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.306000+00 8.29 10

RHMDL00097433.036
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 38 of

98
thefatcountirnimiber aS) Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = y Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.306000+00 8.29] 35
2021-02-03 2021-02-03

| ic limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.306000+00 8.29 2
2021-02-03 2021-02-03

| ac limit sell 8.25}  15000}14:31:43.907984+00 14:32:04.306000+00 8.29 5
2021-02-03 2021-02-03

| ac limit sell 8.25] 15000}14:31:43.907984+00 14:32:04.306000+00 8.29 1
2021-02-03 2021-02-03

| Avic limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.306000+00 8.29 1
2021-02-03 2021-02-03

| amc limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.306000+00 8.29} 2
2021-02-03 2021-02-03

| ic limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.305000+00 8.29 5
2021-02-03 2021-02-03

| amc limit sell 8.25}  15000}14:31:43.907984+00 14:32:04.305000+00 8.29 3
2021-02-03 2021-02-03

| amc limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.305000+00 8.29 1
2021-02-03 2021-02-03

| vic limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.305000+00 8.29 10
2021-02-03 2021-02-03

| ac limit sell 8.25}  15000}14:31:43.907984+00 14:32:04.305000+00 8.29 54
2021-02-03 2021-02-03

a | ic limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.305000+00 8.29 6

RHMDLO00097433.037
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 39 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp | Execution Execution
rhs_aecount_number symbol 4 : . “ rn
| Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.305000+00 8.29 1
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.305000+00 8.29 1
2021-02-03 2021-02-03

| ANMc limit sell 8.25 15000}14:31:43.907984+00 14:32:04.305000+00 8.29] 1
2021-02-03 2021-02-03

es | AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04 .304000+00 8.29 [72
2021-02-03 2021-02-03

a | AMic limit sell 8.25 15000]14:31:43.907984+00 14:32:04.304000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.304000+00 8.29] 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.304000+00 8.29 200
2021-02-03 2021-02-03

Se | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.304000+00 8.29 4
2021-02-03 2021-02-03

| A Mc flimit sell 8.25 15000]14:31:43.907984+00 14:32:04.304000+00 8.29 2
2021-02-03 2021-02-03

| Ac flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.304000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.304000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.303000+00 8.29} 1

RHMDL00097433.038
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 40 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol ‘ , , é F
Type Side Price |} Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.303000+00 8.29 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.303000+00 8.29] 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.303000+00 8.29 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.303000+00 8.29 2
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.303000+00 8.29] 9
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.303000+00 8.29] 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.303000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.303000+00 8.29 al
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.302000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14;32:04.302000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.302000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.302000+00 8.29 10

RHMDLO00097433.039
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 41 of

98
Pacbacedaneinundier symbol Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.302000+00 3.29] 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.302000+00 8.29 1
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.302000+00 8.29 1
2021-02-03 2021-02-03

SS | Ac limit sell 8.25] 15000}14:31:43.907984+00 14:32:04.302000+00 8.29 4
2021-02-03 2021-02-03

ee limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.301000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25] — 15000}14:31:43.907984+00 14:32:04.301000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.301000+00 8.29 14
2021-02-03 2021-02-03

SS | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.301000+00 8.29 1
2021-02-03 2021-02-03

es | AMC jlimit sell 8.25 15000}14:31:43.907984+00 14:32:04.301000+00 8.29) 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.301000+00 8.29 2
2021-02-03 2021-02-03

| Avic limit sell 8.25 15000]14:31:43.907984+00 14:32:04.301000+00 8.29] 11
2021-02-03 2021-02-03

| Avic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.301000+00 8.29 5

RHMDLO00097433.040
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 42 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol . ; . . :
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.301000+00 8.29) 4
2021-02-03 2021-02-03

eS) AVC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.300000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.300000+00 8.29 1
2021-02-03 2021-02-03

| Aic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.300000+00 8.29 1
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.300000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.300000+00 3.29] 4
2021-02-03 2021-02-03

es) AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.300000+00 8.29 23
2021-02-03 2021-02-03

S| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.300000+00 8.29 5
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984 +00 14:32:04.300000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.300000+00 8.29 20
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.299000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.299000+00 8.29} 1

RHMDL00097433.041
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 43 of

98
7 _ Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
ths_account_number symbol , . ‘4 ;
Type Side Price Quantity (UTC) (UTC) (UTC) Price” Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.299000+00 8.29 10
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:3 1:43.907984+00 14:32:04.299000+00 8.29 3
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.299000+00 8.29 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.299000+00 8.29 3
2021-02-03 2021-02-03

AMC limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.299000+00 8.29 30)
2021-02-03 2021-02-03

| AMvic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.299000+00 8.29 Gs
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.299000+00 8.29 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.298000+00 8.29 8
2021-02-03 2021-02-03

SS | Ac Himit sell 8.25]  15000]14:31:43.907984+00 14:32:04.298000+00 8.29 4
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.298000+00 8.29 15
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.298000+00 8.29 5
2021-02-03 2021-02-03

aS | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.298000+00 8.29 2

RHMDLO00097433.042
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 44 of

98
rte ae mbo! Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = au Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.298000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.298000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.298000+00 8.29 5
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.298000+00 8.29 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.297000+00 8.29] 7
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.297000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.297000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.297000+00 8.29 7
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.297000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.297000+00 8.29} 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.297000+00 8.29} 6
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.297000+00 8.29 178

RHMDLO00097 433.043

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 45 of

98
Para pte a A Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = y Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.297000+00 8.29 15
2021-02-03 2021-02-03

—_ | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.296000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.296000+00 8.29] 3
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04 .296000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.296000+00 8.29 10
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.296000+00 8.29} 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.296000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.296000+00 8.29 10
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.296000+00 8.29 8
2021-02-03 2021-02-03

ee | AMC flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.296000+00 8.29 2
2021-02-03 2021-02-03

es | AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.295000+00 8.29] i)
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.295000+00 8.29 2

RHMDL00097433.044
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 46 of

98
Order Order Order | Order Order Created At | OrderCancelledAt | Execution Timestamp Execution Execution
rhs_account_number symbol ‘ 5 p “ 4
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.295000+00 8.29) 6
2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.295000+00 8.29] 1
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.295000+00 8.29 25
2021-02-03 2021-02-03

es | AMC limit sell 8.25) 15000] 14:31:43.907984+00 14:32:04.295000+00 8.29 5
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.295000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.295000+00 8.29 9
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.295000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.294000+00 8.29 23
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.294000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.294000+00 8.29} 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.294000+00 8.29 11
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.294000+00 8.29 1

RHMDLO00097 433.045
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 47 of

98
freer orm 5 mini ey oval Sambal Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = i Type Side Price _| Quantity (UTC) (UTC) (UTC) Price Quantity
2021-02-03 2021-02-03
Fs AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.294000+00 8.29 10
2021-02-03 2021-02-03
| Ac limit sell 8.25] _ 15000}14:31:43.907984+00 14:32:04.294000+00 8.29 2
2021-02-03 2021-02-03
a Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.294000+00 8.29 4
2021-02-03 2021-02-03
JAMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.294000+00 8.29 1
2021-02-03 2021-02-03
| Ac limit sell 8.25} _ 15000}14:31:43.907984+00 14:32:04.294000+00 8.29 1
2021-02-03 2021-02-03
as Ac limit sell 8.25} 15000}14:31:43.907984+00 14:32:04.293000+00 8.29 1
2021-02-03 2021-02-03
PY AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.293000+00 8.29 1
2021-02-03 2021-02-03
AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.293000+00 8.29 4
2021-02-03 2021-02-03
| Ac limit sell 8.25} — 15000}14:31:43.907984+00 14:32:04.293000+00 8.29 1
2021-02-03 2021-02-03
| AM c limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.293000+00 8.29 30
2021-02-03 2021-02-03
| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.293000+00 8.29 1
2021-02-03 2021-02-03
a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.293000+00 8.29 3

RHMDLO00097433.046

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 48 of

98
Order Order Order | Order Order Created At OrderCancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol P - : A .
= Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AM. limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.293000+00 8.29] 10
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.293000+00 8.29 4
2021-02-03 2021-02-03

| AM limit sell 8.25 15000]14:31:43.907984+00 14:32:04.293000+00 8.29] al
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.292000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.292000+00 8.29] 1
2021-02-03 2021-02-03

| AMc limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.292000+00 8.29 30.
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.292000+00 8.29) 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.292000+00 8.29 11
2021-02-03 2021-02-03

— ee limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.292000+00 8.29 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.292000+00 8.29 11
2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.292000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.292000+00 8.29} 6

RHMDLO0097433.047
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 49 of

98
Ca Feast cs patio avd Order Order Order Order Order Created At | Order Cancelled At | Execution Timestamp Execution Execution
az! = ny Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.291000+00 8.29] 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.291000400 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.291000+00 8.29 2
2021-02-03 2021-02-03

| AMC Hlimit sell 8.25 15000] 14:31:43.907984+00 14:32:04.291000+00 8.29} 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.291000+00 8.29} 28
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.291000+00 8.29} 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.291000+00 8.29 2,
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.291000+00 8.29) 14
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.291000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.291000+00 8.29 3
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.290000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.290000+00 8.29 14

RHMDLO00097433.048
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 50 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol e 2 . -
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC flimit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.290000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.290000+00 8.29 42
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.290000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.290000+00 8.29 61
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.290000+00 8.29 1
2021-02-03 2021-02-03

| ic Hlimit sell 8.25] 15000}14:31:43.907984+00 14:32:04.290000+00 8.29 4
2021-02-03 2021-02-03

| Ac limit sell 8.25) 15000] 14:31:43.907984+00 14:32:04.290000+00 8.29} 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.290000+00 8.29} 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.290000+00 8.29 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.289000+00 8.29] 8
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.289000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.289000+00 8.29 8

RHMDLO00097433.049
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 51 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol . x A ; 5
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

— limit sell 8.25 15000}]14:31:43.907984+00 14:32:04.289000+00 8.29] 1
2021-02-03 2021-02-03

| Aic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.289000+00 8.29 1
2021-02-03 2021-02-03

S| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.289000+00 8.29] 5
2021-02-03 2021-02-03

| Aic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.289000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.289000+00 8.29 2
2021-02-03 2021-02-03

| Avic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.289000+00 8.29 4
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.289000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.288000+00 8.29 11
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.288000+00 8.29 6
2021-02-03 2021-02-03

| Amc limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.288000+00 8.29 6
ae 2021-02-03

| Avic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.288000+00 8.29 3
2021-02-03 2021-02-03

| Avic jlimit sell 8.25 15000}14:31:43.907984+00 14:32:04.288000+00 8.29} 5

RHMDLO00097433.050

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 52 of

98
_ Order Order Order Order Order Created At | Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol . ‘ . h ;
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.288000+00 8.29] i
2021-02-03 2021-02-03

a Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.288000+00 8.29 11
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.288000+00 8.29 3
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.288000+00 8.29 5
2021-02-03 2021-02-03

| Avic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.287000+00 8.29 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.287000+00 8.29] 4
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.287000+00 8.29 12
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.287000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984 +00 14:32:04.287000+00 8.29 1
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.287000+00 8.29} 4
2021-02-03 2021-02-03

ee | AMC limit sell 8.25) 15000] 14:31:43.907984+00 14:32:04.287000+00 8.29 11
2021-02-03 2021-02-03

| Aic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.287000+00 8.29 13

RHMDLO00097433.051

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 53 of

98
pie sarccn) Fouamsh ct Popa Order Order Order | Order Order Created At Order Cancelled At | Execution Timestamp | Execution Execution
= = y Type — Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.287000+00 8.29 10
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.287000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.286000+00 8.29 1
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.286000+00 8.29 1
2021-02-03 2021-02-03

| AMc limit sell 8.25 15000}14:31:43.907984+00 14:32:04.286000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.286000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.286000+00 8.29 11
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.286000+00 8.29 14
2021-02-03 2021-02-03

Nv limit sell 8.25 15000}14:31:43.907984+00 14:32:04.286000+00 8.29 11
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.286000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.286000+00 8.29 11
2021-02-03 2021-02-03

| CS limit sell 8.25 15000}14:31:43.907984+00 14:32:04.286000+00 8.29} 1

RHMDLO00097433.052

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98
a Sep on ae “ea Order Order Order Order Order Created At | Order Cancelled At | Execution Timestamp Execution Execution
= a od Type _ Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.285000+00 8.29 10
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.285000+00 8.29 3
2021-02-03 2021-02-03

| Ac Hlimit sell 8.25 15000]14:31:43.907984+00 14:32:04.285000+00 8.29] 10
2021-02-03 2021-02-03

| Ac limit sell 8.25] __ 15000} 14:31:43.907984+00 14:32:04.285000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.285000+00 8.29] 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.285000+00 8.29 20
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.285000+00 8.29 6
2021-02-03 2021-02-03

a AM flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.285000+00 8.29} 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.285000+00 8.29} 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.285000+00 8.29] 3
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.285000+00 8.29} 40
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.284000+00 8.29} 19

RHMDL00097433.053
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 55 of

98
PE eacceunrtitiniee <eeg ety Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
- — ui Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.284000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.284000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.284000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.284000+00 8.29 2
2021-02-03 2021-02-03

es | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.284000+00 8.29 1
2021-02-03 2021-02-03

| ic limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.284000+00 8.29 8
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.284000+00 8.29 2
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.284000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.284000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.283000+00 8.29 1
2021-02-03 2021-02-03

a | AVC limit sell 8.25) 15000}14:31:43.907984+00 14:32:04.283000+00 8.29 70
2021-02-03 2021-02-03

| Ac limit sell 8.25}  15000}14:31:43.907984+00 14:32:04.283000+00 8.29 5

RHMDLO00097433.054
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 56 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_aecount_number symbol ' ; , . ;
Type Side Price Quantity (UTC) (UTC) {UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.283000+00 8.29} 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.283000+00 8.29 12
2021-02-03 2021-02-03

| Avic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.283000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.283000+00 8.29] 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.283000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.283000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.283000+00 8.29] 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.283000+00 8.29} 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.283000+00 8.29 12
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.282000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.282000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.282000+00 8.29 2

RHMDLO00097433.055
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 57 of

98
Order Order Order Order Order Created At | Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol : : F
Type Side Price | Quantity. (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC ilimit sell 8.25 15000}14:31:43.907984+00 14:32:04.282000+00 8.29 1
2021-02-03 2021-02-03

es | Ac flimit sell 8.25 15000]14:31:43.907984+00 14:32:04.282000+00 8.29 3
2021-02-03 2021-02-03

es | AMC flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.282000+00 8.29 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.282000+00 8.29 30}
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.282000+00 8.29 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.282000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.282000+00 8.29 1
2021-02-03 2021-02-03

a | AMC [limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.282000+00 8.29} 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.281000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.281000+00 8.29 50:
2021-02-03 2021-02-03

| AVic limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.281000+00 8.29 8
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.281000+00 8.29 26

RHMDLO00097433.056
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98
Pee atainber mbol Order Order | Order Order Order Created At | OrderCancelled At | Execution Timestamp Execution Execution
= = Wey) Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.281000+00 8.29 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.281000+00 8.29 i
2021-02-03 2021-02-03

es | Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.281000+00 8.29} 4
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.281000+00 8.29 18
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.281000+00 8.29 5
2021-02-03 2021-02-03

| AMC jlimit sell 8.25 15000}14:31:43.907984+00 14:32:04.281000+00 8.29} 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.281000+00 8.29 30
2021-02-03 2021-02-03

eS | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.280000+00 8.29 1
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.280000+00 8.29 4
2021-02-03 2021-02-03

ee limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.280000+00 8.29 1
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.280000+00 8.29} 5
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.280000+00 8.29} 1

RHMDLO00097433.057
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98
alec cuntindrebar mbol - Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = sy Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.280000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.280000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.280000+00 8.29 58
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.280000+00 8.29 1
2021-02-03 2021-02-03

| Ac Hlimit sell 8.25] 15000} 14:31:43.907984+00 14:32:04.280000+00 8.29 1
2021-02-03 2021-02-03

a | Ac fhinit sell 8.25]  15000}14:31:43.907984+00 14:32:04.280000+00 8.291 5
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.279000+00 8.29} 4
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.279000+00 8.29} 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.279000+00 8.29 56)
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.279000+00 8.29} 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.279000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.279000+00 8.29 2

RHMDLO0097 433.058
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98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol . rs “4 '
Ss: | Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.279000+00 8.29] 3
2021-02-03 2021-02-03

| AMC limit sell 8.25) 15000}14:31:43.907984+00 14:32:04.279000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.279000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.279000+00 8.29 47
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.278000+00 8.29 25
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.278000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.278000+00 8.29 1
2021-02-03 2021-02-03

| Amc limit sell 8.25 15000]14:31:43.907984+00 14:32:04.278000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.278000+00 8.29] 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.278000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.278000+00 8.29 2
2021-02-03 2021-02-03

a) Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.278000+00 8.29 1

RHMDLO00097433.059

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98
Pnemattount hucber ei Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = s¥ Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.278000+00 8.29] 1
2021-02-03 2021-02-03

es | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.278000+00 8.29} 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.278000+00 8.29} 2
2021-02-03 2021-02-03

S| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.277000+00 8.29} 108
2021-02-03 2021-02-03

| Avic limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.277000+00 8.29 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.277000+00 8.29 1
2021-02-03 2021-02-03

es | Ac limit sell 8.25}  15000}14:31:43.907984+00 14:32:04.277000+00 8.29 6
2021-02-03 2021-02-03

| Amc limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.277000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.277000+00 8.29 1
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.277000+00 8.29 8
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14 :31:43.907984+00 14:32:04.277000+00 8.29} 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.277000+00 8.29 10

RHMDLO00097 433.060
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98
a ae ae WS ani oy E Ass Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= ¥ sy Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

f AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.277000+00 8.29 4
2021-02-03 2021-02-03

a 4c limit sell 8.25 15000}14:31:43.907984+00 14:32:04.277000+00 8.29 4
| 2021-02-03 2021-02-03

P| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.277000+00 8.29 2
2021-02-03 2021-02-03

Av limit sell 8.25 15000}14:31:43.907984+00 14:32:04.276000+00 8.29 2
2021-02-03 2021-02-03

Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.276000+00 8.29 5
2021-02-03 2021-02-03

re limit sell 8.25 15000}14:31:43.907984+00 14:32:04.276000+00 8.29 1
2021-02-03 2021-02-03

a A vc flimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.276000+00 8.29 9
2021-02-03 2021-02-03

re AM limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.276000+00 8.29 1
2021-02-03 2021-02-03

| Ac flimit sell 8.25 15000}14:31:43.907984+00 14:32:04.276000+00 8.29 2
2021-02-03 2021-02-03

P| AMC limit sell 8.25) 15000]14:31:43.907984+00 14:32:04.276000+00 8.29 5
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.276000+00 8.29 1
2021-02-03 2021-02-03

Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.276000+00 8.29 18

RHMDLO00097433.061

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98
Order | Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol 3 j ; R
Type Side Price } Quantity (UTC) (UTC) (UTC) Price ‘Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.276000+00 8.29} 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.276000+00 8.29] 1
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.276000+00 8.29 6
2021-02-03 2021-02-03

Ft AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.275000+00 8.29 12
2021-02-03 2021-02-03

| Ac limit sell 8.25] _ 15000}]14:31:43.907984+00 14:32:04.275000+00 8.29 4
2021-02-03 2021-02-03

fs AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.275000+00 8.29 45
2021-02-03 2021-02-03

| Mc limit sell 8.25] _ 15000}14:31:43.907984+00 14:32:04.275000+00 8.29} 1
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.275000+00 8.29 9
2021-02-03 2021-02-03

| Amc limit sell 8.25} _ 15000}14:31:43.907984+00 14:32:04.275000+00 8.29 1
2021-02-03 2021-02-03

ve limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.275000+00 8.29 20
2021-02-03 2021-02-03

| Ac }limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.275000+00 8.29} 1
2021-02-03 2021-02-03

| Avic limit sell 8.25} 15000}14:31:43.907984+00 14:32:04.275000+00 8.29 1

RHMDLO0097433.062
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98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol x i 2 5
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.275000+00 8.29} 27
2021-02-03 2021-02-03

es | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.275000+00 8.29 1
2021-02-03 2021-02-03

es Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.274000+00 8.29 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.274000+00 8.29 4
2021-02-03 2021-02-03

a | aic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.274000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.274000+00 8.29 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:32:04.274000+00 8.29 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.274000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.274000+00 8.29} 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.274000+00 8.29 24
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.274000+00 8.29} 5
2021-02-03 2021-02-03

ee limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.274000+00 8.29 1

RHMDLO00097433.063
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 65 of

98
Preece iabes sacra Order | Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= a x Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| A.C limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.274000+00 8.29} 8
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.274000+00 8.29} 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.274000+00 8.29 2
2021-02-03 2021-02-03

ee | AMC limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.273000+00 8.29 4
2021-02-03 2021-02-03

| Ac limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.273000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.273000+00 8.29] 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.273000+00 8.29 11
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.273000+00 8.29} 1
2021-02-03 2021-02-03

es | AMic limit sell 8.25) 15000] 14:31:43.907984+00 14:32:04.273000+00 8.29 7
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.273000+00 8.29} 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.273000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.273000+00 8.29 6

RHMDLO00097433.064
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98
Frabarencrniente ber ate Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = v, Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.273000+00 8.29 4
2021-02-03 2021-02-03

| Aic limit sell 8.25 15000]14:31:43.907984+00 14:32:04.273000+00 8.29 23
2021-02-03 2021-02-03

| Aic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.273000+00 8.29 13
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.273000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.272000+00 8.29 2
2021-02-03 2021-02-03

| Ac flimit sell 8.25) 15000}14:31:43.907984+00 14:32:04.272000+00 8.29 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.272000+00 8.29 24
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.272000+00 8.29 1
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.272000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.272000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.272000+00 8.29 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.272000+00 8.29 1

RHMDL00097433.065
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 67 of

98
Order Order | Order | Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbo! , y FE ¢ .
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25] — 15000}14:31:43.907984+00 14:32:04.272000+00 8.29 6
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.272000+00 8.29 2
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:04.272000+00 8.29 40)
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.272000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.272000+00 8.29 11
2021-02-03 2021-02-03

es | AMC }limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.271000+00 8.29 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.271000+00 8.29 20
2021-02-03 2021-02-03

a | AVic limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.271000+00 8.29} 119
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.271000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.271000+00 8.29] 12
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.271000+00 8.29 5
2021-02-03 2021-02-03

S| AMC timit sell 8.25 15000} 14:31:43.907984+00 14:32:04.271000+00 8.29 5

RHMDLO0097433.066
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98
A ae ied mbol Order Order | Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = v Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a | AMC limit sell 8.25) 15000}14:31:43.907984+00 14:32:04.271000+00 8.29 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.271000+00 8.29 1
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.271000+00 8.29} 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.27 1000+00 8.29] 10:
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.271000+00 8.29 11
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.271000+00 8.29 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.270000+00 8.29 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.270000+00 8.29 7
2021-02-03 2021-02-03

| AMC jlimit sell 8.25 15000] 14:31:43 .907984 +00 14:32:04.270000+00 8.29} 5
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.270000+00 8.29 20:
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.270000+00 8.29} 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.270000+00 8.29 1

RHMDLO00097 433.067
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98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol , : ‘ 4
= a Type Side Price | Quanti (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

que Ac limit sell 8.25 15000}14:31:43.907984+00 14:32:04.270000+00 8.29 6
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.270000+00 8.29) 4
2021-02-03 2021-02-03

_— limit sell 8.25 15000]14:31:43.907984+00 14:32:04.270000+00 8.29 7
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.270000+00 8.29 1
2021-02-03 2021-02-03

es | AMC {limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.270000+00 8.29 1
2021-02-03 2021-02-03

| Avic limit sell 8.25 15000}14:31:43.907984+00 14:32:04.270000+00 8.29} 2
2021-02-03 2021-02-03

ee Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.270000+00 8.29} 5
2021-02-03 2021-02-03

qu | limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.270000+00 8.29 3
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32:04.269000+00 8.29 al
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.269000+00 8.29 1
2021-02-03 2021-02-03

| AMC jlimit sell 8.25 15000} 14:31:43.907984+00 14:32:04.269000+00 8.29 10
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.269000+00 8.29 2

RHMDLO00097433.068
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 70 of

98
rictotrounrendn ben bol Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp | Execution Execution
: = dal Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC limit sell 8.25) 15000} 14:31:43.907984+00 14:32:04.269000+00 8.29 3
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.269000+00 8.29 2
2021-02-03 2021-02-03

es | Ac limit sell 8.25]  15000}14:31:43.907984+00 14:32:04.269000+00 8.29 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.269000+00 8.29 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.269000+00 8.29 6
2021-02-03 2021-02-03

| AMC {limit sell 8.25 15000}14:31:43.907984+00 14:32:04.269000+00 8.29 2
2021-02-03 2021-02-03

S| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.267000+00 8.44 100
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.267000+00 8.44 108
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.267000+00 8.44 287
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14;32:04.264000+00 8.46) 179
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:04.262000+00 8.295 1
2021-02-03 2021-02-03

ee) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.073000+00 8.295 10:

RHMDLO00097433.069
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 71 of

98
rhobaccotaatt au rner +) Order Order | Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = Pu Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.039000+00 8.295 15
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.036000+00 8.295 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:04.002000+00 8.295 69
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:03.901000+00 8.295 23
2021-02-03 2021-02-03

Ss | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:03.768000+00 8.295 1
2021-02-03 2021-02-03

a AMC flimit sell 8.25 15000}14:31:43.907984+00 14:32:03.312000+00 8.305 6
2021-02-03 2021-02-03

S| Ac flimit sell 8.25 15000}14:31:43.907984+00 14:32:03.279000+00 8.305 5
2021-02-03 2021-02-03

ae AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:03.246000+00 8.305) 87
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:03.212000+00 8.305) 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:03.144000+00 8.305 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:03.079000+00 8.3 24
2021-02-03 2021-02-03

a Ac flimit sell 8.25 15000} 14:31:43.907984+00 14:32:03.078000+00 8.3 6

RHMDLO00097433.070
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 72 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol ‘ ; 4 . :
Type Side Price _| Quantity (UTC) (UTC) (UTC) Price _ Quantity

2021-02-03 2021-02-03

es | AMC jlimit sell 8.25 15000} 14:31:43.907984+00 14:32:03.010000+00 8.3 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:02.811000+00 8.3 12
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:02.745000+00 8.31 3
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:02.576000+00 8.305 10
2021-02-03 2021-02-03

|__|fnile limit sell 8.25 15000}14:31:43.907984+00 14:32:02.508000+00 8.305 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:02.473000+00 8.305 8
2021-02-03 2021-02-03

| Ac Hlimit sell 8.25 15000}14:31:43.907984+00 14:32:02.472000+00 8.305 200
2021-02-03 2021-02-03

| AMC limit sell 8.25) 15000} 14:31:43.907984+00 14:32:02.368000+00 8.305 2
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000}14:31:43.907984+00 14:32:02.299000+00 8.32 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:02.266000+00 8.32 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:02.265000+00 8.32 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:02.232000+00 8.315 1

RHMDLO00097 433.071

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 73 of

98
ric Pace dint nutoher a Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = y Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:32 :02.063000+00 8.315 3
2021-02-03 2021-02-03

es | AMC ilimit sell 8.25 15000} 14:31:43.907984+00 14:32:02.05 7000+00 8.315 6
2021-02-03 2021-02-03

—— Ne limit sell 8.25 15000]14:31:43.907984+00 14:32:02.022000+00 8.325 12
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:01.917000+00 8.325 2
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}]14:31:43.907984+00 14:32:01.884000+00 8.325 1
2021-02-03 2021-02-03

MC limit sell 8.25 15000]14:31:43.907984+00 14:32:01.613000+00 8.33 3
2021-02-03 2021-02-03

| Ac Hlimit sell 8.25 15000} 14:31:43.907984+00 14:32:01.548000+00 8.33 6
2021-02-03 2021-02-03

es | AMC Hlimit sell 8.25 15000} 14:31:43.907984+00 14:32:01.513000+00 8.33) 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:01.378000+00 8.33} pal
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:01.341000+00 8.33 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:01.308000+00 8.33] 120
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:01.308000+00 8.33 3

RHMDL00097433.072
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 74 of

98
ee pee i ate) Order Order Order Order Order Created At OrderCancelledAt | ExecutionTimestamp Execution Execution
= = y Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| ic limit sell 8.25 15000] 14:31:43.907984+00 14:32:01.274000+00 8.33 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:01.273000+00 8.33 12
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000] 14:31:43.907984+00 14:32:01.168000+00 8.335 1
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:01.135000+00 8.335 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:01.134000+00 8.335 1
2021-02-03 2021-02-03

| Ac limit sell 8.25]  15000}14:31:43.907984+00 14:32:00.354000+00 8.33 19
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000]14:31:43.907984+00 14:32:00.352000+00 8.33 40
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:32:00.338000+00 8.33 10
2021-02-03 2021-02-03

| Ac }limit sell 8.25]  15000}14:31:43.907984+00 14:32:00.067000+00 8.33 15
2021-02-03 2021-02-03

a | Avic limit sell 8.25 15000}14:31:43.907984+00 14:31:59.989000+00 8.335 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:31:59.511000+00 8.33 1193
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:31:59.476000+00 8.33 1

RHMDLO00097433.073
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 75 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol 4 , 4 ; J
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:59.439000+00 8.33 1
2021-02-03 2021-02-03

ee AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:59.404000+00 8.33 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:59.403000+00 8.33 2
2021-02-03 2021-02-03

| ic limit sell 8.25 15000} 14:31:43.907984+00 14:31:59.370000+00 8.33 120
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:59.335000+00 8.335 1
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:31:59.196000+00 8.33 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:59.127000+00 8.33 2
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:59.072000+00 8.33 12
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:59.037000+00 8.33 1
2021-02-03 2021-02-03

_— limit sell 8.25, 15000} 14:31:43.907984+00 14:31:58.963000+00 8.33 5
2021-02-03 2021-02-03

a AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:58.928000+00 8.33 12
2021-02-03 2021-02-03

| AMC |limit sell 8.25 15000} 14:31:43.907984+00 14:31:58.927000+00 8.33 3

RHMDLO00097433.074

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 76 of

98
Sie pats aa me Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
- = Y Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a | Avic flimit sell 8.25} 15000}14:31:43.907984+00 14:31:58.856000+00 8.34 8
2021-02-03 2021-02-03

| Ac limit sell 8.25] 15000}14:31:43.907984+00 14:31:58.819000+00 8.34 2
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000}14:31:43.907984+00 14:31:58.783000+00 8.33 110
2021-02-03 2021-02-03

| limit sell 8.25} _ 15000}14:31:43.907984+00 14:31:58.713000+00 8.34 1
2021-02-03 2021-02-03

| Ac limit sell 8.25] _ 15000}14:31:43.907984+00 14:31:58.450000+00 8.325 1
2021-02-03 2021-02-03

a Ac limit sell 8.25 15000}14:31:43.907984+00 14:31:58.272000+00 8.335 2
2021-02-03 2021-02-03

a | Amc limit sell 8.25 15000}14:31:43.907984+00 14:31:58.270000+00 8.335 5
2021-02-03 2021-02-03

as Ac limit sell 8.25} __ 15000}14:31:43.907984+00 14:31:58.269000+00 8.335 3
2021-02-03 2021-02-03

| anc limit sell 8.25 15000] 14:31:43.907984+00 14:31:58.128000+00 8.335 35
2021-02-03 2021-02-03

ae Ac Hlimit sell 8.25} __15000}14:31:43.907984+00 14:31:57.917000+00 8.33 1
2021-02-03 2021-02-03

| NS |limit sell 8.25} _ 15000}14:31:43.907984+00 14:31:57.878000+00 8.33 8
2021-02-03 2021-02-03

| amc jlimit sell 8.25} _ 15000}14:31:43.907984+00 14:31:57.843000+00 8.325 2

RHMDLO00097433.075
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 77 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol n 4 &
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a | Aic limit sell 8.25 15000] 14:31:43.907984+00 14:31:57.731000+00 8.345 5
2021-02-03 2021-02-03

| ic limit sell 8.25 15000} 14:31:43.907984+400 14:31:57.587000+00 8.335 1
2021-02-03 2021-02-03

| Ac limit sell 8.25] _ 15000]14:31:43.907984+00 14:31:57.515000+00 8.335 12
2021-02-03 2021-02-03

| anic timit sell 8.25 15000} 14:31:43.907984+00 14:31:57.514000+00 8.335 18
2021-02-03 2021-02-03

| ac limit sell 8.25} _ 15000}14:31:43.907984+00 14:31:57.476000+00 8.335 10
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:31:57.474000+00 8.335 420
2021-02-03 2021-02-03

| Aic limit sell 8.251  15000]14:31:43.907984+00 14:31:57.440000+00 8.335) 12
2021-02-03 2021-02-03

a | Amc limit sell 8.25 15000]14:31:43.907984+00 14:31:57.402000+00 8.345 Al
2021-02-03 2021-02-03

| avic limit sell 8.25 15000} 14:31:43.907984+00 14:31:57.365000+00 8.35 15
2021-02-03 2021-02-03

| ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:57.287000+00 8.34 10
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:57.208000+00 8.34 1
2021-02-03 2021-02-03

| Ac limit sell 8.25] _ 15000}14:31:43.907984+00 14:31:57.129000+00 8.34 7

RHMDLO00097433.076
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 78 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol P 2 A A E
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:57,122000+00 8.34 5
2021-02-03 2021-02-03

| AMC limit sell 8.25) 15000] 14:31:43.907984+00 14:31:57.086000+00 8.34) 4
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:31:57.085000+00 8.34 14
2021-02-03 2021-02-03

| Ac limit sell 8.25]  15000}14:31:43.907984+00 14:31:56.926000+00 8.34 4
2021-02-03 2021-02-03

| Ac Hlimit sell 8.25 15000} 14:31:43.907984+00 14:31:56.747000+00 8.35 95
2021-02-03 2021-02-03

a) Ac flimit sell 8.25 15000} 14:31:43.907984+00 14:31:56.712000+00 8.35 10
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000]14:31:43.907984+00 14:31:56.710000+00 8.35 6
2021-02-03 2021-02-03

Ss | AMC limit sell 8.25) 15000} 14:31:43.907984+00 14:31:56.674000+00 8.35 10
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:56.639000+00 8.365 3
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:56.565000+00 8.335 5
2021-02-03 2021-02-03

| AMc limit sell 8.25 15000} 14:31:43.907984+00 14:31:56.527000+00 8.335 100
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:56.488000+00 8.335 1

RHMDL00097433.077
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98
Order Order Order | Order Order Created At | OrderCancelledAt | Execution Timestamp Execution Execution
rhs_account_number symbol - P . .
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

Ee limit sell 8.25 15000}14:31:43.907984+00 14:31:56.487000+00 8.335 2
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:56.447000+00 8.345 22
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:56.337000+00 8.345 2
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:56.231000+00 8.345 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:55.881000+00 8.345 30
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000]14:31:43.907984+00 14:31:55.847000+00 8.345 3
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:55.533000+00 8.365 300
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:55.494000+00 8.365 2
2021-02-03 2021-02-03

a) AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:55.423000+00 8.365 1
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:55.040000+00 8.375 1
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:54.538000+00 8.375 1
2021-02-03 2021-02-03

sea limit sell 8.25 15000]14:31:43.907984+00 14:31:54.433000+00 8.385 10

RHMDLO00097433.078
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 80 of

98
Order Order Order Order Order Created At | Order CancelledAt | ExecutionTimestamp Execution Execution
rhs_account_number symbol . ; *
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:54.396000+00 8.385 1
2021-02-03 2021-02-03

es | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:54.395000+00 8.385 56
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000] 14:31:43.907984+00 14:31:54.393000+00 8.385 9
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:54.354000+00 8.385 1
2021-02-03 2021-02-03

a | Avic limit sell 8.25 15000}14:31:43.907984+00 14:31:54.318000+00 8.385 1
2021-02-03 2021-02-03

| AM. limit sell 8.25 15000} 14:31:43.907984+00 14:31:54.280000+00 8.385 3
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:54.244000+00 8.385 1
2021-02-03 2021-02-03

a Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:54.137000+00 8.385 90
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:54.136000+00 8.385 1
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:54.063000+00 8.385 30:
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:54.026000+00 8.385 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:53.987000+00 8.385 5

RHMDLO00097433.079
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98
Phefaren uot meat mbol Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = “v Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:53.953000+00 8.385 11
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:53.766000+00 8.385 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:53.730000+00 8.385 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:53.558000+00 8.385 18
2021-02-03 2021-02-03

| AMc limit sell 8.25 15000} 14:31:43.907984+00 14:31:53.486000+00 8.385 2
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:31:53.483000+00 8.385 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:53.409000+00 8.395 1
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:53.300000+00 8.395 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:31:53.299000+00 8.395 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:53.298000+00 8.395 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:53.256000+00 8.395 7
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:31:53.108000+00 8.405 3

RHMDLO00097433.080
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98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbo} . f i
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:53.039000+00 8.405 50
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:52.963000+00 8.405 11
2021-02-03 2021-02-03

S| Ac Himit sell 8.25 15000} 14:31:43.907984+00 14:31:52.890000+00 8.405 1
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:31:52.785000+00 8.4) 90
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:52.713000+00 8.41 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:52.450000+00 8.405 1
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:52.304000+00 8.405 1
2021-02-03 2021-02-03

S| AMC flimit sell 8.25 15000} 14:31:43.907984+00 14:31:52.303000+00 8.405 20
2021-02-03 2021-02-03

es | AMC [limit sell 8.25 15000} 14:31:43.907984+00 14:31:52.266000+00 8.405 36
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000] 14:31:43.907984+00 14:31:52.231000+00 8.405 5
2021-02-03 2021-02-03

a Ac Himit sell 8.25 15000} 14:31:43.907984+00 14:31:52.157000+00 8.405 2
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:51.907000+00 8.405) 90

RHMDLO00097433.081

Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 83 of

98
re pi symbol Order | Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= i Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| Ac limit sell 8.25] _ 15000}14:31:43.907984+00 14:31:51.803000+00 8.405 2
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:51.766000+00 8.405 dual
2021-02-03 2021-02-03

| Ac limit sell 8.25] _ 15000}14:31:43.907984+00 14:31:51.659000+00 8.405 7
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:51.658000+00 8.405 1
2021-02-03 2021-02-03

| AMC limit sell 8.25. 15000}14:31:43.907984+00 14:31:51.368000+00 8.405 11
2021-02-03 2021-02-03

| Ac limit sell 8.25}  15000}14:31:43.907984+00 14:31:51.367000+00 8.405 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:51.209000+00 8.405 1900
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:51.170000+00 8.405 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:31:51.167000+00 8.405 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:51.125000+00 8.405 23
| 2021-02-03 2021-02-03

| Ac limit sell 8.25} _ 15000}14:31:43.907984+00 14:31:51.089000+00 8.405 1
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:50.975000+00 8.415 10:

RHMDLO0097433.082
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98
Order Order Order Order Order Created At Order Cancelled At Execution Timestamp Execution Execution
rhs_account_number symbo! 3 f , . :
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:50.719000+00 8.415 5
2021-02-03 2021-02-03

Ss | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:31:50.390000+00 8.415 12
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:50.134000+00 8.415 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:50.062000+00 8.415 10
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:31:49.986000+00 8.42 12
2021-02-03 2021-02-03

a | Ac limit sell 8.25 15000]14:31:43.907984+00 14:31:49.907000+00 8.42 21
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000] 14:31:43.907984+00 14:31:49.834000+00 8.42 5
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000}14:31:43.907984+00 14:31:49.799000+00 8.42 1
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:49.761000+00 8.42 12
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000]14:31:43.907984+00 14:31:49.760000+00 8.42 3
2021-02-03 2021-02-03

ee) AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:49.360000+00 8.425 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:49.196000+00 8.425 4

RHMDL00097433.083
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98
hes ae man Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = *y Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:49.021000+00 8.425 1
2021-02-03 2021-02-03

a Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:48.943000+00 8.425 5
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:48.906000+00 8.425 2
2021-02-03 2021-02-03

ee AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:48.790000+00 8.425 12
2021-02-03 2021-02-03

S| Ac limit sell 8.25 15000}14:31:43.907984+00 14:31:48.780000+00 8.425 100
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:48.771000+00 8.425 6
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:48.770000+00 8.425 1
2021-02-03 2021-02-03

|_{ui/s limit sell 8.25 15000}14:31:43.907984+00 14:31:48.717000+00 8.425 20
2021-02-03 2021-02-03

AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:48.679000+00 8.425 5
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:48.640000+00 8.425 20:
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:48.350000+00 8.425 8
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:48.277000+00 8.425 12

RHMDL00097433.084
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98
5 wy tor 4 CENT aa Fal Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = y Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:48.197000+00 8.425 6
2021-02-03 2021-02-03

es | Ac limit sell 8.25 15000] 14:31:43.907984+00 14:31:48.122000+00 8.425 11
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:48.043000+00 8.425 2
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:47.970000+00 8.425 1
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000]14:31:43.907984+00 14:31:47.898000+00 8.425 100
2021-02-03 2021-02-03

| Ai limit sell 8.25 15000]14:31:43.907984+00 14:31:47.753000+00 8.43 5
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:47.598000+00 8.43 20
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:47.558000+00 8.43 200
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:47.519000+00 8.435 4
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:47.482000+00 8.435 4
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:47.481000+00 8.435 2
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:47.298000+00 8.435 45

RHMDLO00097433.085
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 87 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol , P , : ;
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

ee AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:47.297000+00 8.435 3
2021-02-03 2021-02-03

es | AMC jlimit sell 8.25 15000} 14:31:43.907984+00 14:31:47.226000+00 8.435 189
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:47.225000+00 8.435 1
nemo 2021-02-03

es | AMC limit sell 8.25) 15000} 14:31:43.907984+00 14:31:47.076000+00 8.44 10:
2021-02-03 2021-02-03

| Vic limit sell 8.25 15000]14:31:43.907984+00 14:31:46.596000+00 8.445 8
2021-02-03 2021-02-03

| A Vic limit sell 8.25 15000}14:31:43.907984+00 14:31:46.595000+00 8.445 1
2021-02-03 2021-02-03

| AMC flimit sell 8.25 15000}14:31:43.907984+00 14:31:46.522000+00 8.435 1
2021-02-03 2021-02-03

| AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:46.521000+00 8.435 2
2021-02-03 2021-02-03

ee | AMC limit sell 8.25 15000}14:31:43.907984+00 14:31:46.450000+00 8.44 10
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:46.413000+00 8.44 al
2021-02-03 2021-02-03

| Mic limit sell 8.25 15000}14:31:43.907984+00 14:31:46.373000+00 8.44 139
2021-02-03 2021-02-03

| Ac limit sell 8.25 15000} 14:31:43.907984+00 14:31:46.372000+00 8.44 1

RHMDL00097433.086
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 88 of

98
Fh eere na ieui ber ripen Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = x Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-02-03 2021-02-03

Ac limit sell 8.25 15000]14:31:43.907984+00 14:31:46.334000+00 8.44) 12
2021-02-03 2021-02-03

ae | AMc limit sell 8.25 15000}14:31:43.907984+00 14;31:46.297000+00 8.44 1
2021-02-03 2021-02-03

| Ac limit sell 8.25}  15000}14:31:43.907984+00 14:31:46.296000+00 8.44} 2
2021-02-03 2021-02-03

Ac flimit sell 8.25 15000} 14:31:43.907984+00 14:31:46.259000+00 8.44) 1
2021-02-03 2021-02-03

a |AMc limit sell 8.25] _ 15000}14:31:43.907984+00 14:31:46.221000+00 8.44 1
2021-02-03 2021-02-03

a |AMc limit sell 8.25] _ 15000}14:31:43.907984+00 14:31:46.182000+00 8.44 4
2021-02-03 2021-02-03

a | 4c limit sell 8.25 15000} 14:31:43.907984+00 14:31:45.927000+00 8.44 100
2021-02-03 2021-02-03

AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:45.887000+00 8.445 23
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:45.812000+00 8.435 10
2021-02-03 2021-02-03

ae Mc limit sell 8.25 15000}14:31:43.907984+00 14:31:45.738000+00 8.435 8
2021-02-03 2021-02-03

| Amc {limit sell 8.25 15000}14:31:43.907984+00 14:31:45.447000+00 8.455 100
2021-02-03 2021-02-03

a AMc limit sell 8.25] _ 15000}14:31:43.907984+00 14:31:45.188000+00 8.44) 5

RHMDLO00097433.087
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98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol A k , : ~
Type Side Price Quantity (UTC) (UTC) {UTC) Price Quantity

2021-02-03 2021-02-03

| Avi limit sell 8.25 15000}14:31:43.907984+00 14:31:45.000000+00 8.45 2
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000}]14:31:43.907984+00 14:31:44.960000+00 8.45 450
2021-02-03 2021-02-03

| Avi limit sell 8.25 15000}14:31:43.907984+00 14:31:44.851000+00 8.455 10
2021-02-03 2021-02-03

| AVC limit sell 8.25 15000} 14:31:43.907984+00 14:31:44.775000+00 8.445 7]
2021-02-03 2021-02-03

es | AMC limit sell 8.25 15000} 14:31:43.907984+00 14:31:44.697000+00 8.445 11
2021-02-03 2021-02-03

a | AMC limit sell 8.25 15000] 14:31:43.907984+00 14:31:44.697000+00 8.445 1
2021-01-27 2021-01-27

a | NOK limit }buy 6.73 15000}18:27:57.287555+00 18:31:49.711000+00 6.73 269
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.711000+00 6.73 40
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.694000+00 6.67 794
2021-01-27 2021-01-27

Ss | NOK [limit buy 6.73) 15000}18:27:57.287555+00 18:31:49.694000+00 6.73 800
2021-01-27 2021-01-27

S| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.693000+00 6.67 1323
2021-01-27 2021-01-27

SOK limit fbuy 6.73 15000}18:27:57.287555+00 18:31:49.693000+00 6.73 9

RHMDLO00097433.088
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98
Order Order Order Order Order Created At Order Cancelled At Execution Timestamp Execution Execution
ths_account_number symbol , 4 . .
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-01-27 2021-01-27

ee ere limit buy 6.73 15000}18:27:57.287555+00 18:31:49.692000+00 6.73 2
2021-01-27 2021-01-27

es | NOK limit buy 6.73 15000]18:27:57.287555+00 18:31:49.690000+00 6.73 837
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000]18:27:57.287555+00 18:31:49.690000+00 6.73 20
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.675000+00 6.73 17
2021-01-27 2021-01-27

NOK limit buy 6.73} 15000}18:27:57.287555+00 18:31:49.675000+00 6.68 100
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.675000+00 6.73 15
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000]18:27:57.287555+00 18:31:49.674000+00 6.73 218
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.674000+00 6.73 223
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000]18:27:57.287555+00 18:31:49.667000+00 6.73 100
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.667000+00 6.73) 100
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.667000+00 6.73) 31
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.665000+00 6.73] 500

RHMDLO00097433.089
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98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
ths_account_number symbol : 4 ; : .
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-01-27 2021-01-27

a | NOK limit jbuy 6.73 15000]18:27:57.287555+00 18:31:49.665000+00 6.73) 2
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.665000+00 6.73) is
2021-01-27 2021-01-27

SS | NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.664000+00 6.73 100
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.664000+00 6.73) 12
2021-01-27 2021-01-27

| NOK limit jbuy 6.73 15000}18:27:57.287555+00 18:31:49.664000+00 6.73 25
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.659000+00 6.73 2
2021-01-27 2021-01-27

SS | NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.658000+00 6.73 10
2021-01-27 2021-01-27

a | NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.657000+00 6.73) 2000:
2021-01-27 2021-01-27

| 0K limit jbuy 6.73 15000} 18:27:57.287555+00 18:31:49.65 7000+00 6.73) 500
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.657000+00 6.73 849}
2021-01-27 2021-01-27

| NOK jlimit buy 6.73) 15000} 18:27:57.287555+00 18:31:49.656000+00 6.73) 20
2021-01-27 2021-01-27

| NOK jlimit buy 6.73 15000]18:27:57.287555+00 18:31:49.655000+00 6.73 100

RHMDLO00097433.090
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 92 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol “ . . a ’
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.655000+00 6.73 9
2021-01-27 2021-01-27

es | NOK limit buy 6.73 15000] 18:27:57.287555+00 18:31:49.654000+00 6.73) 1000
2021-01-27 2021-01-27

a | NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.654000+00 6.73) 100
2021-01-27 2021-01-27

S| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.653000+00 6.73) 180
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.653000+00 6.73 16
2021-01-27 2021-01-27

NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.652000+00 6.73 98
2021-01-27 2021-01-27

es | NOK limit buy 6.73) 15000}18:27:57.287555+00 18:31:49.651000+00 6.73 291
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.651000+00 6.73) 1000
2021-01-27 2021-01-27

es | NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.651000+00 6.73) 100
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.651000+00 6.73 350
2021-01-27 2021-01-27

| NOK limit buy 6.73) 15000} 18:27:57.287555+00 18:31:49.650000+00 6.73 100
2021-01-27 2021-01-27

NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.647000+00 6.73 50

RHMDLO0097433.091

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98
a a ates ear or Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= - me Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-01-27 2021-01-27

| NOK limit buy 6.73 15000}18:27:57.287555+00 18:31:49.647000+00 6.73 100
2021-01-27 2021-01-27

SS | NOK limit jbuy 6.73 15000} 18:27:57.287555+00 18:31:49.647000+00 6.73 50
2021-01-27 2021-01-27

SS | NOK limit buy 6.73} 15000}18:27:57.287555+00 18:31:49.647000+00 6.73) 325
2021-01-27 2021-01-27

| NOK limit buy 6.73 15000} 18:27:57.287555+00 18:31:49.646000+00 6.73 15
2021-01-27 2021-01-27

| NOK limit buy 6.73]  15000}18:27:57.287555+00 18:31:49.646000+00 6.73 12
2021-01-27 2021-01-27

| NOK limit jbuy 6.73 15000}18:27:57.287555+00 18:31:49.645000+00 6.73 1065
2021-01-27 2021-01-27

a | NOK limit buy 6.73 15000] 18:27:57.287555+00 18:31:49.645000+00 6.73 90:
2021-01-27 2021-01-27

a | NOK limit jbuy 6.73 15000} 18:27:57.287555+00 18:31:49.645000+00 6.73 5
2021-01-27 2021-01-27

NOK limit jbuy 6.73 15000} 18:27:57.287555+00 18:31:49.645000+00 6.73 1011
2021-01-27 2021-01-27

NOK limit buy 6.95 6900} 18:35:11.547903+00 18:35:11.912000+00 6.82 521
2021-01-27 2021-01-27

| NOK flimit buy 6.95 6900}18:35:11.547903+00 18:35:11.910000+00 6.8201 1876
2021-01-27 2021-01-27

a | NOK jlimit buy 6.95 6900]18:35:11.547903+00 18:35:11,909000+00 6.82 2403

RHMDLO00097433.092
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98
Order Order Order | Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
chs_account_number symbol ~ r . t 4
Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-01-27 2021-01-27

| NOK limit buy 6.95 6900}18:35:11.547903+00 18:35:11.909000+00 6.82 100
2021-01-27 2021-01-27

Se | NOK limit buy 6.95 6900}18:35:11.547903+00 18:35:11.908000+00 6.82 1000
2021-01-27 2021-01-27

a | NOK limit buy 6.95 6900}18:35:11.547903+00 18:35:11.908000+00 6.82 100
2021-01-27 2021-01-27

| NOK limit buy 6.95 6900}18:35:11.547903+00 18:35:11.903000+00 6.82 600
2021-01-27 2021-01-27

| NOK limit jbuy 6.95 6900}18:35:11.547903+00 18:35:11.903000+00 6.82 100
2021-01-27 2021-01-27

NOK limit Ibuy 6.95 6900}18:35:11.547903+00 18:35:11.797000+00 6.83 100
2021-01-27 2021-01-27

| NOK limit jbuy 6.95 6900} 18:35:11.547903+00 18:35:11.796000+00 6.83 100
2021-01-27 2021-01-27

SE) NOK [limit buy 7.15 9100}18:41:11.796172+00 18:41:12.061000+00 6.98 9100
2021-01-27 2021-01-27

| NOK limit buy 7 350} 18:45:05.660601+00 18:45:05.909000+00 6.9188 350
2021-01-27 2021-01-27

| NOK limit buy 7.65 13400]19:17:30.862236+00 19:17:36.708000+00 7.469} 917
2021-01-27 2021-01-27

| NOK limit jbuy 7.65 13400} 19:17:30.862236+00 19:17:36.707000+00 7.469 1276
2021-01-27 2021-01-27

S| NOK flimit buy 7.65 13400}19:17:30.862236+00 19:17:36.643000+00 7.46 100
2021-01-27 2021-01-27

| NOK limit buy 7.65 13400]19:17:30.862236+00 19:17:36.632000+00 7.46 200

RHMDLO00097433.093
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 95 of

98
ehslsrcotartatinbes Pe nbol Order Order Order Order Order Created At OrderCancelled At | Execution Timestamp Execution Execution
= — Y Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-01-27 2021-01-27

| NOK limit buy 7.65 13400] 19:17:30.862236+00 19:17:36.622000+00 7,46 98
2021-01-27 2021-01-27

NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:36.611000+00 7.46 625
2021-01-27 2021-01-27

| NOK limit buy 7.65 13400]19:17:30.862236+00 19:17:36.596000+00 7.46 25
2021-01-27 2021-01-27

| NOK limit buy 7.65) 13400} 19:17:30.862236+00 19:17:36.510000+00 7.46) 2000
2021-01-27 2021-01-27

| NOK limit buy 7.65) 13400] 19:17:30.862236+00 19:17:36.500000+00 7.46) 100
2021-01-27 2021-01-27

| NOK limit buy 7.65) 13400}19:17:30.862236+00 19:17:36.490000+00 7.46 25
2021-01-27 2021-01-27

Se | NOK limit jbuy 7.65) 13400}19:17:30.862236+00 19:17:36.479000+00 7.46 100
oro? 2021-01-27

Ss | NOK limit buy 7.65) 13400}19:17:30.862236+00 19:17:36.463000+00 7.46 1400
2021-01-27 2021-01-27

SS | NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:36.447000+00 7.46 600
poo 2021-01-27

| NOK limit buy 7.65) 13400}19:17:30.862236+00 19:17:36.433000+00 7.46 100
2021-01-27 2021-01-27

SS | NOK limit Ibuy 7.65 13400}19:17:30.862236+00 19:17:36.421000+00 7.46 200
2021-01-27 2021-01-27

| NOK }limit buy 7.65 13400} 19:17:30.862236+00 19:17:36.413000+00 7.46 100

RHMDLO00097433.094
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98
En abarcotinrintcsen onal Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= a ve Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity

2021-01-27 2021-01-27

ee | NOK limit buy 7.65 13400} 19:17:30.862236+00 19:17:36.405000+00 7.46 1800
2021-01-27 2021-01-27

a | NOK limit buy 7.65 13400} 19:17:30.862236+00 19:17:36.396000+00 7.46 100
2021-01-27 2021-01-27

a | NOK jlimit buy 7.65 13400}19:17:30.862236+00 19:17:36.383000+00 7.46 425
2021-01-27 2021-01-27

| NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:36.284000+00 7.435 50)
2021-01-27 2021-01-27

es | NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:36.277000+00 7.43 Sk
2021-01-27 2021-01-27

| NOK limit buy 7.65 13400} 19:17:30.862236+00 19:17:36.262000+00 7.43 100
2021-01-27 2021-01-27

| NOK limit buy 7.65 13400} 19:17:30.862236+00 19:17:36.247000+00 7.43 300
2021-01-27 2021-01-27

| NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:36.231000+00 743 100
2021-01-27 2021-01-27

| NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:36.215000+00 7.43 99
2021-01-27 2021-01-27

es | NOK limit buy 7.65 13400} 19:17:30.862236+00 19:17:36.199000+00 7.43 100
2021-01-27 2021-01-27

a | NOK limit buy 7.65) 13400}19:17:30.862236+00 19:17:36.182000+00 7.43 100
2021-01-27 2021-01-27

a | NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:36.162000+00 7.43 100

RHMDLO00097433.095
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 97 of

98
Ppslocrodtihuinbec sty Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
= = y Type Side Price | Quantity (UTC) (UTC) (UTC) Price Quantity

2021-01-27 2021-01-27

| NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:36.063000+00 7.445 200
2021-01-27 2021-01-27

{NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:36.030000+00 7.445 135
2021-01-27 2021-01-27

| NOK limit jbuy 7.65 13400}19:17:30.862236+00 19:17:36.016000+00 7.445 65
2021-01-27 2021-01-27

| NOK limit buy 7.65}  13400}19:17:30.862236+00 19:17:35.981000+00 7.445 200
2021-01-27 2021-01-27

| NOK limit buy 7.65 13400} 19:17:30.862236+00 19:17:35.969000+00 7445 200
2021-01-27 2021-01-27

S| NOK limit buy 7.65}  13400}19:17:30.862236+00 19:17:35.958000+00 7.445 100
2021-01-27 2021-01-27

| NOK {limit buy 7.65 13400}19:17:30.862236+00 19:17:35.922000+00 7.445 200
2021-01-27 2021-01-27

es | NOK limit Ibuy 7.65) 13400} 19:17:30.862236+00 19:17:35.876000+00 7.445 200
2021-01-27 2021-01-27

ee | NOK limit jbuy 7.65 13400} 19:17:30.862236+00 19:17:35.842000+00 7.445 200
2021-01-27 2021-01-27

Se) NOK limit buy 7.65 13400} 19:17:30.862236+00 19:17:35.807000+00 7.445 12
2021-01-27 2021-01-27

| NOK limit Jbuy 7.65 13400]19:17:30.862236+00 19:17:35.804000+00 7.445 200
2021-01-27 2021-01-27

| OK flimit buy 7.65 13400} 19:17 :30.862236+00 19:17:35.767000+00 7.445 100

RHMDLO00097433.096
Case 1:21-md-02989-CMA Document 568-41 Entered on FLSD Docket 06/08/2023 Page 98 of

98
Order Order Order Order Order Created At Order Cancelled At | Execution Timestamp Execution Execution
rhs_account_number symbol! 5 3 : . .
Type Side Price Quantity (UTC) (UTC) (UTC) Price Quantity
2021-01-27 2021-01-27
| se flimit buy 7.65 13400}19:17:30.862236+00 19:17:35.742000+00 7.455 100
2021-01-27 2021-01-27
a | NOK limit buy 7.65 13400}19:17:30.862236+00 19:17:35.712000+00 7.45 297
2021-02-22 2021-02-22
| NoK limit sell 4} 35000}15:23:12.957533+00 15:23:13.107000+00 4.0002 35000

RHMDLO0097433.097

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Our copy: gov.uscourts.flsd.590042.568.41.pdf
Original: archive.org

Exhibit 41 (Dkt. 568-41, S.D. Fla.)

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