PLEASE TAKE NOTICE that, pursuant to that certain Final Order
- Date
- 2022-11-02
Summary
Doc 193-2, filed November 2, 2022 in In re Kabbage, Inc. d/b/a KServicing, et al., Case No. 22-10951 (CTG), jointly administered Chapter 11 cases in the U.S. Bankruptcy Court for the District of Delaware. It is Exhibit 2, a blank form Notice of Substantial Stock Ownership to be used under a Final Order Establishing Notification Procedures and Approving Restrictions on Certain Transfers of Interests in the Debtors. The form has spaces for a filer to report shares of Common Stock and Options beneficially owned, its taxpayer identification number, and a table of record owners, share counts and acquisition dates. The order's date and docket number are left blank. The filing is three pages, including a cover sheet.
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Full text
Case 22-10951-CTG Doc 193-2 Filed 11/02/22 Page 1 of 3
Exhibit 2
Notice of Substantial Stock Ownership
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Case 22-10951-CTG Doc 193-2 Filed 11/02/22 Page 2 of 3
UNITED STATES BANKRUPTCY COURT
DISTRICT OF DELAWARE
------------------------------------------------------------ x
In re : Chapter 11
:
KABBAGE, INC. d/b/a KSERVICING, et al., : Case No. 22-10951 (CTG)
:
:
Debtors.1 : (Jointly Administered)
------------------------------------------------------------ x
NOTICE OF SUBSTANTIAL STOCK OWNERSHIP
PLEASE TAKE NOTICE that, pursuant to that certain Final Order
Establishing Notification Procedures and Approving Restrictions on Certain Transfers of Interests
in the Debtors of the United States Bankruptcy Court for the District of Delaware, dated
[________], 2022, Docket No. No. [__] (with all exhibits thereto, the “Final Order”), [Name of
Filer] (the “Filer”) hereby provides notice that, as of the date hereof, the Filer beneficially owns
(including directly and indirectly):
(i) __________ shares of Common Stock,2 and/or
(ii) Options to acquire (directly or indirectly) __________ shares of Common
Stock.
PLEASE TAKE FURTHER NOTICE that the taxpayer identification
number of the Filer is ______________.
PLEASE TAKE FURTHER NOTICE that the following table sets forth
the following information:
For Common Stock and/or Options to acquire beneficial ownership of Common
Stock that are owned directly by the Filer, the table sets forth (a) the number of shares of Common
Stock and/or the number of shares underlying Options beneficially owned by such Filer and (b)
the date(s) on which such shares and/or Options were acquired (categorized by class, as
applicable).
1
The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax identification
number, as applicable are: Kabbage, Inc. d/b/a KServicing (3937); Kabbage Canada Holdings, LLC (N/A); Kabbage
Asset Securitization LLC (N/A); Kabbage Asset Funding 2017-A LLC (4803); Kabbage Asset Funding 2019-A LLC
(8973); and Kabbage Diameter, LLC (N/A). Kabbage is a trademark of American Express used under license;
Kabbage, Inc. d/b/a KServicing is not affiliated with American Express. The Debtors’ mailing and service address is
925B Peachtree Street NE, Suite 383, Atlanta, GA 30309.
2
Capitalized terms used, but not defined, herein, and the term “beneficial ownership” (and derivatives thereof), shall
have the meanings ascribed to them in Exhibit 1 to the Final Order.
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Case 22-10951-CTG Doc 193-2 Filed 11/02/22 Page 3 of 3
In the case of Common Stock and/or Options to acquire beneficial ownership of
Common Stock that are not owned directly by the Filer but are nonetheless beneficially owned by
the Filer, the table sets forth (a) the name(s) of each record or legal owner of such shares of
Common Stock and/or Options to acquire shares of Common Stock that are beneficially owned by
the Filer, (b) the number of shares of Common Stock and/or the number of shares of Common
Stock underlying Options beneficially owned by such Filer, and (c) the date(s) on which such
Common Stock and/or Options were acquired (categorized by class, as applicable).
Class Name of Shares Shares Underlying Date(s)
Owner Beneficially Options Beneficially Acquired
Owned Owned
Common Stock
(Attach additional pages if necessary.)
[[IF APPLICABLE:] The Filer is represented by [name of law firm], [address],
[phone], (Attn: [name of attorney]).]
Respectfully submitted,
[Name of Filer]
By:
Name:
Address:
Telephone:
Facsimile:
Date: _________________________
2
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