Robinhood's Certificate of Interested Persons and Corporate Disclosure Statement — In re January 2021 Short Squeeze Trading Litigation (Dkt. 513, S.D. Fla.)

Summary

Robinhood's Certificate of Interested Persons and Corporate Disclosure Statement in In re: January 2021 Short Squeeze Trading Litigation, Case 1:21-md-02989-CMA (Case No. 21-2989-MDL-ALTONAGA, Document 513, 4 pages), in the U.S. District Court for the Southern District of Florida, dated October 6, 2022 and entered that day, relating to the Securities Tranche. Filed under the Court's Order of September 22, 2022 and Federal Rule of Civil Procedure 7.1, the statement certifies that Robinhood Financial LLC and Robinhood Securities, LLC are wholly owned subsidiaries of Robinhood Markets, Inc. (NASDAQ: HOOD), with no publicly-traded corporation holding 10% or more of any of them. An alphabetical list of interested persons runs from Ava Bernard to Trevor Tarvis (entries 1 to 26), over the /s/ signature of Samuel A. Danon of Hunton Andrews Kurth LLP.

Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used

Date: 2022-10-06

Cite this document

“Robinhood's Certificate of Interested Persons and Corporate Disclosure Statement (Dkt. 513).” Original at archive.org, dated 2022-10-06. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/2022-10-06-covid-era-misc-e0546c35-1/, SHA-256 e0546c35c32d35b23b28f32c0e7e16943c7706bb6f676c7362c5ceab91bb37ff.

Full text

Case 1:21-md-02989-CMA Document 513 Entered on FLSD Docket 10/06/2022 Page 1 of 4

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA

CASE NO. 21-2989-MDL-ALTONAGA

In re:

JANUARY 2021 SHORT SQUEEZE
TRADING LITIGATION

This Document Relates to the Securities Tranche

ROBINHOOD’S CERTIFICATE OF INTERESTED
PERSONS AND CORPORATE DISCLOSURE STATEMENT

HUNTON ANDREWS KURTH LLP CRAVATH, SWAINE & MOORE LLP

Samuel A. Danon (FBN 892671) Antony L. Ryan
María Castellanos Alvarado (FBN Kevin J. Orsini
116545) Brittany L. Sukiennik
333 S.E. 2 Avenue, Suite 2400 825 Eighth Avenue New
Miami, FL 33131 York, NY 10019
Telephone: (212) 474-1000
Telephone: (305) 810-2500
aryan@cravath.com
Facsimile: (305) 810-2460
korsini@cravath.com
sdanon@HuntonAK.com
bsukiennik@cravath.com
mcastellanos@HuntonAK.com
Attorneys for Defendants Robinhood Markets,
Inc., Robinhood Financial LLC and Robinhood
Securities, LLC
Case 1:21-md-02989-CMA Document 513 Entered on FLSD Docket 10/06/2022 Page 2 of 4

CERTIFICATE OF INTERESTED PERSONS AND
CORPORATE DISCLOSURE STATEMENT

Pursuant to the Court’s September 22, 2022 Order Requiring Scheduling Report and

Certificates of Interested Parties (ECF 511), and Federal Rule of Civil Procedure 7.1, the

undersigned counsel hereby certify as follows:

Defendants Robinhood Financial LLC and Robinhood Securities, LLC are wholly owned

subsidiaries of Robinhood Markets, Inc. (NASDAQ: HOOD), and no publicly-traded corporation

has a 10% or greater ownership interest in Robinhood Financial LLC, Robinhood Securities, LLC

or Robinhood Markets, Inc.

The following is a complete list, in alphabetical order, of interested persons:

1. Bernard, Ava
2. Bohórquez, Santiago G.
3. Castellanos Alvarado, Maria
4. Clarke, Brendan
5. Cohen, Michael A.
6. Cravath, Swaine & Moore LLP
7. Danon, Samuel A.
8. Gurney, Joseph
9. Harbison, Brian
10. Howald, Robin B.
11. Huacuja, Abraham
12. Hunton Andrews Kurth LLP
13. Huynh, Andrew D.
14. Laine-Beveridge, Blue
15. Martin, Brandon
16. Orsini, Kevin J.
17. Ragland Jr., Garland

1
Case 1:21-md-02989-CMA Document 513 Entered on FLSD Docket 10/06/2022 Page 3 of 4

18. Rivas, Cecilia
19. Robinhood Financial LLC
20. Robinhood Markets, Inc.
21. Robinhood Securities, LLC
22. Rosen, Laurence M.
23. The Rosen Law Firm, P.A.
24. Ryan, Antony L.
25. Sukiennik, Brittany L.
26. Tarvis, Trevor

DATED: October 6, 2022 Respectfully submitted,

/s/ Samuel A. Danon
HUNTON ANDREWS KURTH LLP
Samuel A. Danon (FBN 892671)
María Castellanos Alvarado (FBN 116545)
333 S.E. 2 Avenue, Suite 2400
Miami, FL 33131
Telephone: (305) 810-2500
Facsimile: (305) 810-2460
sdanon@HuntonAK.com
mcastellanos@HuntonAK.com

CRAVATH, SWAINE & MOORE LLP
Antony L. Ryan
Kevin J. Orsini
Brittany L. Sukiennik
825 Eighth Avenue
New York, NY 10019
Telephone: (212) 474-1000
aryan@cravath.com
korsini@cravath.com
bsukiennik@cravath.com

Attorneys for Defendants Robinhood
Markets, Inc., Robinhood Financial LLC
and Robinhood Securities, LLC

2
Case 1:21-md-02989-CMA Document 513 Entered on FLSD Docket 10/06/2022 Page 4 of 4

CERTIFICATE OF SERVICE

I hereby certify that on October 6, 2022, I electronically filed the foregoing document with

the Clerk of the Court using CM/ECF. I also certify that the foregoing document is being served

this day on all counsel of record identified on the attached service list via transmission of Notices of

Electronic Filing generated by CM/ECF.

DATED: October 6, 2022 /s/ Samuel A. Danon
Samuel A. Danon (FBN 892671)

SERVICE LIST

All counsel of record, via ECF

File and source

File: gov.uscourts.flsd.590042.513.0.pdf
Size: 132,125 bytes
SHA-256: e0546c35c32d35b23b28f32c0e7e16943c7706bb6f676c7362c5ceab91bb37ff
Our copy: gov.uscourts.flsd.590042.513.0.pdf
Original: archive.org