Exhibit 3 (Dkt. 435-4, S.D. Fla.)
Summary
Exhibit 3 (Document 435-4) in Case 1:21-md-02989-CMA, entered on the FLSD docket November 5, 2021, is a four-page printout of the professional networking profile of William Brennan, Chief Administrative Officer at Apex Clearing Corporation, Summit, New Jersey, United States. The profile lists Apex Clearing Corporation experience of 5 yrs 7 mos, as Chief Administrative Officer from Sep 2019 and as Chief Operating Officer & Chief Financial Officer from May 2016, Dallas, TX, after service as Chief Operating Officer of Prophecy Asset Management, L.P. from Jul 2014. Education listed is a Bachelor of Science in Accounting from the University of Illinois at Urbana-Champaign and a Doctor of Law from IIT - Chicago Kent College of Law, with the Illinois CPA Exam and the Illinois Bar Examination passed.
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- Date
- 2021-11-05
Cite this document
“Exhibit 3 (Dkt. 435-4).”
Original at archive.org, dated 2021-11-05. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/2021-11-05-covid-era-misc-a7d1cbca-1/
, SHA-256 a7d1cbcae4a27e41e01513b708dd2a324df8a394328f631b64e0bb439711e6eb.Full text
Case 1:21-md-02989-CMA Document 435-4 Entered on FLSD Docket 11/05/2021 Page 1 of 4
EXHIBIT 3
Case 1:21-md-02989-CMA Document 435-4 Entered on FLSD Docket 11/05/2021 Page 2 of 4
Home My Network Jobs
William Brennan
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Chief Administrative Officer at Apex Clearing Corporation
William Brennan · 3rd
Chief Administrative Officer at Apex Clearing Corporation
Apex Clearing Corporation
University of Illinois at Urbana-Champaign
Summit, New Jersey, United States · Contact info
500+ connections
Message More
About
C-level financial services executive with broad management experience in the
financial services industry. Successful in helping clients by empowering innovation.
Leverage leadership, vision, and business acumen to build high performing business
Activity
900 followers
Well done. Great turnout!
William commented
Collaborative, passionate and motivated. These are a few traits
Case 1:21-md-02989-CMA Document 435-4 Entered on FLSD Docket 11/05/2021 Page 3 of 4
we look for in each of our employees. Sound like a good fit?…
William shared this Home My Network Jobs
3 Reactions
William Brennan
More Message
Collaborative,
Chief Administrative Officer at Apex passionate and motivated. These are a few traits
Clearing Corporation
we look for in each of our employees. Sound like a good fit?…
William shared this
5 Reactions
Don't miss out on a great opportunity. We're growing and
searching for extraordinary individuals to join our team. Visit…
William shared this
10 Reactions
See all activity
Experience
Apex Clearing Corporation
5 yrs 7 mos
Chief Administrative Officer
Sep 2019 – Present · 2 yrs 3 mos
Greater New York City Area
Chief Operating Officer & Chief Financial Officer
May 2016 – Present · 5 yrs 7 mos
Dallas, TX
Chief Operating Officer
Prophecy Asset Management, L.P.
Jul 2014 – Apr 2016 · 1 yr 10 mos
Greater New York City Area
Managing Director
Goldman Sachs Execution and Clearing
2008 – 2012 · 4 yrs
New York and London
Goldman Sachs Execution and Clearing
7 yrs
Case 1:21-md-02989-CMA Document 435-4 Entered on FLSD Docket 11/05/2021 Page 4 of 4
Business Unit CFO - Clearing Division
2004 – 2007 · 3 yrs
Home My Network Jobs
William Brennan
More Message
Chief AdministrativeChief Financial
Officer Officer/Treasurer
at Apex Clearing Corporation
2000 – 2004 · 4 yrs
Senior Vice President & Treasurer of Man Financial, Inc
ED&F Man
1994 – 1999 · 5 yrs
Greater Chicago Area
Education
University of Illinois at Urbana-Champaign
Bachelor of Science (B.S.), Accounting
Passed Illinois CPA Exam
IIT - Chicago Kent College of Law
Doctor of Law (J.D.)
Passed Illinois Bar Examination
Skills & endorsements
Hedge Funds · 31
Endorsed by Steve Fuchs and 3 others who are highly skilled at this
Accounting · 24
Ravi M. and 23 connections have given endorsements for this skill
Business Development · 16
Ravi M. and 15 connections have given endorsements for this skill
File and source
- File
- gov.uscourts.flsd.590042.435.4.pdf
- Size
- 314,020 bytes
- SHA-256
- a7d1cbcae4a27e41e01513b708dd2a324df8a394328f631b64e0bb439711e6eb
- Original
- archive.org