Exhibit 2 (Dkt. 435-3, S.D. Fla.)
Summary
Exhibit 2 (Document 435-3) in Case 1:21-md-02989-CMA, entered on the FLSD docket November 5, 2021, is a four-page printout, dated 11/4/21, of the LinkedIn professional profile of William Capuzzi, headed CEO Apex; Partner PEAK6; Husband & Father of 4, New York City Metropolitan Area. The About section, written in the first person, describes running a company that offers digital clearing and custody to Fintech disrupters, global banks, RIAs and other advisory firms, online trading platforms, community banks and credit unions, and equipping firms built on manual processes to enter an all-digital future. The printout closes with LinkedIn's footer links, including Accessibility and User Agreement.
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- Date
- 2021-11-05
Cite this document
“Exhibit 2 (Dkt. 435-3).”
Original at archive.org, dated 2021-11-05. Archived at Pandemic Darlings, https://pandemicdarlings.com/source-documents/2021-11-05-covid-era-misc-7ba8607d-1/
, SHA-256 7ba8607de9ef03324accd1ccefb3b7f8999b91e2cabb48873eb9831ead2ef5d7.Full text
Case 1:21-md-02989-CMA Document 435-3 Entered on FLSD Docket 11/05/2021 Page 1 of 4
EXHIBIT 2
Case
11/4/21, 1:21-md-02989-CMA
12:39 PM Document
William 435-3
Capuzzi - Entered
New York City on FLSD
Metropolitan Area | Docket 11/05/2021
Professional Profile | LinkedIn Page 2 of 4
William Capuzzi
William Capuzzi
CEO Apex; Partner PEAK6; Husband & Father of 4
New York City Metropolitan Area · 500+ connections
Join to Connect
About
I am proud to run a company that offers digital clearing and custody to Fintech disrupters, global banks,
RIAs and others advisory firms, online trading platforms, community banks, and credit unions. But here’s
what I’d really like you to know about me: When I boot up my laptop every morning, it’s not just to grow
earnings.
I come to work to change the world.
Sounds pretentious, I know, but I mean this from the heart: I am privileged to be in the right place (in the
middle of Fintech world), at the right time (the dawn of digitization), and working with the right people
(brilliant and devoted), to make a difference to millions of investors. All of which is possible because I am
stationed at the right lever of investing’s massive machinery: operations. In equipping firms built on manual
processes to enter an all-digital future, my teammates and I allow them to create the streamlined financial
experiences that rising generations of investors will demand.
My measure of personal success uses the same expansive metric: It’s not the size of my bank account that
nourishes my self-esteem – it’s the number of those for whom I’ve made a difference in some way.
Beyond the office (which today means upstairs) I am a grateful husband, devoted father of four, and
longtime triathlete with a couple of Ironman races under my belt. What book would I want with me if I was
stranded on a desert island? The same one that sits on my nightstand: Greg McKeown’s Essentialism. At a
time when many of us commit reflexively to doing more – taking more meetings, mentoring more people,
sitting on more boards, etc. – this brilliant volume celebrates “the disciplined pursuit of less.”
https://www.linkedin.com/in/william-capuzzi-8b1666 1/3
Case
11/4/21, 1:21-md-02989-CMA
12:39 PM Document
William 435-3
Capuzzi - Entered
New York City on FLSD
Metropolitan Area | Docket 11/05/2021
Professional Profile | LinkedIn Page 3 of 4
Instead of pursuing everything, it teaches, pursue the right things.
William Capuzzi
Words to live by.
View William’s full profile
See who you know in common
Get introduced
Contact William directly
Join to view full profile
1 other named William Capuzzi is on LinkedIn
See others named William Capuzzi
Add new skills with these courses
Behavioral Finance Foundations
Managing Your Personal Investments
Finance Foundations: Risk Management
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William’s public profile badge
Include this LinkedIn profile on other websites
William Capuzzi
CEO Apex; Partner PEAK6; Husband & Father of 4
https://www.linkedin.com/in/william-capuzzi-8b1666 2/3
Case
11/4/21, 1:21-md-02989-CMA
12:39 PM Document
William 435-3
Capuzzi - Entered
New York City on FLSD
Metropolitan Area | Docket 11/05/2021
Professional Profile | LinkedIn Page 4 of 4
View profile
William Capuzzi
View profile badges
© 2021 About
Accessibility User Agreement
Privacy Policy Cookie Policy
Copyright Policy Brand Policy
Guest Controls Community Guidelines
Language
https://www.linkedin.com/in/william-capuzzi-8b1666 3/3
File and source
- File
- gov.uscourts.flsd.590042.435.3.pdf
- Size
- 406,924 bytes
- SHA-256
- 7ba8607de9ef03324accd1ccefb3b7f8999b91e2cabb48873eb9831ead2ef5d7
- Original
- archive.org