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Kabbage - Evans Reply Declaration re Motion to Enforce

Date
2021-10-25

Summary

A declaration by Donna R. Evans, Vice President of Operations of Kabbage, Inc. d/b/a KServicing, filed March 13, 2023 as Doc 672 in In re Kabbage, Inc. d/b/a KServicing, et al., Case No. 22-10951 (CTG), in the U.S. Bankruptcy Court for the District of Delaware. It supports the debtors' reply in support of their motion for an order enforcing the settlement order and settlement agreement between KServicing and Customers Bank. The declaration responds to the trial balance analysis described in Customers Bank's opposition, Docket No. 356, and its supporting declaration, Docket No. 358. It states that trial balance reports maintained by American Express after the AmEx Transaction are inaccurate and require reconciliation, and cites Exhibit A to the Settlement Agreement on daily trial balance reports. The declaration is four pages and is made under 28 U.S.C. § 1746.

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Full text

                   Case 22-10951-CTG           Doc 672           Filed 03/13/23      Page 1 of 4




                             UNITED STATES BANKRUPTCY COURT
                                  DISTRICT OF DELAWARE

------------------------------------------------------------ x
In re                                                        :          Chapter 11
                                                             :
KABBAGE, INC. d/b/a KSERVICING, et al., :                               Case No. 22-10951 (CTG)
                                                             :
                                                             :          (Jointly Administered)
                             1                                          Re: Docket No. 670
                  Debtors.                                   :
------------------------------------------------------------ x

         DECLARATION OF DONNA R. EVANS IN FURTHER SUPPORT OF
    DEBTORS’ REPLY IN SUPPORT OF MOTION OF DEBTORS FOR ENTRY OF AN
     ORDER ENFORCING THE SETTLEMENT ORDER AND THE SETTLEMENT
         AGREEMENT BETWEEN KSERVICING AND CUSTOMERS BANK

                   I, Donna R. Evans, declare pursuant to 28 U.S.C. § 1746, under penalty of perjury

that the following is true and correct to the best of my knowledge, information, and belief:

                   1.     I am the Vice President of Operations of Kabbage, Inc. d/b/a KServicing

(the “Company” or “KServicing”) and its affiliated debtors in the above-captioned chapter 11

cases    (the “Chapter 11        Cases”),      as   debtors       and     debtors-in-possession     (collectively,

the “Debtors”). I started working with KServicing in August 2021. Starting on October 25, 2021,

I served in the role of Senior Director of Operations. On September 30, 2022, my title changed to

Vice President of Operations.

                   2.     I submit this declaration in support of the Debtors’ motion to enforce the

settlement agreement with Customers Bank (“CB”).2 I am knowledgeable about, and familiar


1
  The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax identification
number, as applicable are: Kabbage, Inc. d/b/a KServicing (3937); Kabbage Canada Holdings, LLC (N/A); Kabbage
Asset Securitization LLC (N/A); Kabbage Asset Funding 2017-A LLC (4803); Kabbage Asset Funding 2019-A LLC
(8973); and Kabbage Diameter, LLC (N/A). Kabbage is a trademark of American Express used under license;
Kabbage, Inc. d/b/a KServicing is not affiliated with American Express. The Debtors’ mailing and service address is
925B Peachtree Street NE, Suite 383, Atlanta, GA 30309.
2
 Capitalized terms not defined herein shall have the same meaning as those in the Motion of Debtors for Entry of an
Order Enforcing the Settlement Order and the Settlement Agreement Between KServicing and Customers Bank, dated
December 7, 2022 [Docket No. 340] (the “Motion”) and the Debtors’ reply in support of the Motion, filed
contemporaneously herewith.




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with, the Settlement Agreement and the subsequent reconciliation process. Except as otherwise

indicated, the facts set forth in this declaration are based upon my personal knowledge, my review

of relevant documents and databases, as well as information provided to me by employees working

under my supervision or direction. If called upon to testify, I would testify to the facts set forth in

this declaration.

                                        Loan Trial Balances

                   3.    I have reviewed and am familiar with the opposition of CB to the Motion

and the accompanying declaration of Alyssa White. See Opposition of Customers Bank to Debtor’s

Motion for an Order Enforcing the Settlement Order and Settlement Agreement Between

KServicing and Customers Bank, (Dec. 21, 2022) [Docket No. 356] (the “Opposition”);

Declaration of Alyssa White in Support of Opposition of Customers Bank to Debtor’s Motion for

an Order Enforcing the Settlement Order and Settlement Agreement Between KServicing and

Customers Bank, (Dec. 21, 2022) [Docket No. 358] (the “White Declaration”). CB states in its

Opposition that, “[i]n determining the Settlement Payment, Customers Bank considered not just

the calculation of borrower remittances and cancelled loans in isolation, but also in terms of the

entire trial balance of its portfolio of loans that the Debtor is servicing.” See Opposition, ¶ 26. I

have also reviewed the White Declaration with respect to this supposed “trial balance” analysis as

well as a one-page document provided by CB concerning this analysis. See White Decl. ¶¶ 23-24.

It is entirely unclear from the papers filed by CB what analysis was performed and what

information CB considered in performing such an analysis. To my knowledge, none of the

underlying support for this work was provided to the Company for our review.

                   4.    While it is unclear what “trial balances” were used by CB, it appears that

CB may be using certain trial balance reports provided to CB directly from American Express



                                                  2
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(“AmEx”). As explained below, these AmEx trial balance reports are not reliable, require

significant reconciliation, and cannot be blindly relied upon. This is not a new issue. I have spoken

with various individuals at CB, including prior to this dispute, about why those trial balance reports

are not accurate and require further data and reconciliation.

                   5.    Prior to the merger transaction between Kabbage, Inc. and AmEx (the

“AmEx Transaction”), CB relied on automatically generated reports of loan trial balances that

reflected the total PPP portfolio that was being serviced by Kabbage for CB. Prior to the AmEx

Transaction, these trial balance reports were generated by Kabbage.

                   6.    Following the AmEx Transaction, the trial balance reports were maintained

by AmEx, over which KServicing has no control. Unfortunately, our experience has been that

these post-transaction reports generated by AmEx are inaccurate in various ways. For example,

these reports do not include a large number of transactions and some of the transactions they do

include are not properly identified with the accurate transaction codes.

                   7.    This issue of the unreliability of the AmEx reports has been the subject of

numerous discussions between CB and KServicing, particularly in weekly meetings during

September and October 2022. Indeed, at these meetings, CB representatives have recognized the

flaws in the AmEx reports and have worked with KServicing representatives, including myself, to

determine whether there was a way to implement an automated update that would layer KServicing

data on top of the AmEx trial balances. However, we determined that combining systems between

AmEx and KServicing would be either impossible or impractical.

                   8.    CB’s recognition that the AmEx data needs to be reconciled and corrected

was also reflected in the “Servicing Plan Reports” described in Exhibit A to the Settlement

Agreement. That Exhibit A states that



                                                  3
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                   Daily Trial Balance Reports will continue to be generated
                   automatically each business day from the CoreCredit system of
                   record maintained by American Express in the format such reports
                   are current[ly] prepared. A supplemental report will be provided
                   each business day for the entire originated portfolio that provides
                   the bank total balance reflecting all payment types (i.e., remittance,
                   guaranty, forgiveness, return, fraud recovery, etc.). KServicing will
                   perform reconciliation and implement appropriate controls to ensure
                   data sets are harmonized. Settlement Agreement, Ex. A, ¶ 2.

                   9.     Thus, while it is unclear what information has been used by CB to perform

its “trial balance” analysis set forth in Alyssa White’s declaration, if CB used the AmEx data as

the basis for such an analysis, any such analysis would be inherently inaccurate and unreliable.




                   I declare under penalty of perjury that, to the best of my knowledge and after

reasonable inquiry, the foregoing is true and correct.


Dated: March 13, 2023
       Atlanta, Georgia


                                                  /s/ Donna R. Evans
                                                  Donna R. Evans




                                                     4
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