Disclosure of Corporate Affiliations Statement

Date: 2019-12-01

Summary

A disclosure statement filed November 10, 2021 as Doc: 13 in U.S. Court of Appeals for the Fourth Circuit Nos. 21-2218, 21-2219, JPMorgan Chase Bank, N.A. v. Chain Bridge Bank, N.A. It is filed on the court's standard form under FRAP 26.1 and Local Rule 26.1 by JPMorgan Chase Bank, N.A. as appellant. The statement discloses that JPMorgan Chase Bank, N.A. is a wholly-owned subsidiary of JPMorgan Chase & Co., which is publicly held and has no parent corporation. It states that no publicly held corporation owns 10% or more of JPMorgan Chase & Co.'s stock, while noting that The Vanguard Group, Inc. has reported aggregate ownership under certain regulations of 10% or more through funds and accounts it or its subsidiaries sponsor, manage or advise. The two-page form is signed by counsel Alan Schoenfeld.

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USCA4 Appeal: 21-2219 Doc: 13 Filed: 11/10/2021 Pg: 1 of 2

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE STATEMENT

x In civil, agency, bankruptcy, and mandamus cases, a disclosure statement must be filed by all
parties, with the following exceptions: (1) the United States is not required to file a disclosure
statement; (2) an indigent party is not required to file a disclosure statement; and (3) a state
or local government is not required to file a disclosure statement in pro se cases. (All parties
to the action in the district court are considered parties to a mandamus case.)
x In criminal and post-conviction cases, a corporate defendant must file a disclosure statement.
x In criminal cases, the United States must file a disclosure statement if there was an
organizational victim of the alleged criminal activity. (See question 7.)
x Any corporate amicus curiae must file a disclosure statement.
x Counsel has a continuing duty to update the disclosure statement.

No. __________
21-2218, 21-2219 Caption: __________________________________________________
JPMorgan Chase Bank, N.A. v. Chain Bridge Bank, N.A.

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________
JPMorgan Chase Bank, N.A.
(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:
appellant
(appellant/appellee/petitioner/respondent/amicus/intervenor)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES ✔ NO

2. Does party/amicus have any parent corporations? ✔ YES NO
If yes, identify all parent corporations, including all generations of parent corporations:

JPMorgan Chase Bank, N.A. is a wholly-owned subsidiary of JPMorgan Chase & Co., which is
a publicly held corporation. JPMorgan Chase & Co. does not have a parent corporation.

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or
other publicly held entity? YES ✔ NO
If yes, identify all such owners:
No publicly held corporation owns 10% or more of JPMorgan Chase & Co.'s stock. However,
The Vanguard Group, Inc., an investment adviser which is not a publicly held corporation, has
reported that registered investment companies, other pooled investment vehicles and
institutional accounts that it or its subsidiaries sponsor, manage or advise have aggregate
ownership under certain regulations of 10% or more of the stock of JPMorgan Chase & Co.

12/01/2019 SCC -1-
USCA4 Appeal: 21-2219 Doc: 13 Filed: 11/10/2021 Pg: 2 of 2

4. Is there any other publicly held corporation or other publicly held entity that has a direct
financial interest in the outcome of the litigation? YES ✔ NO
If yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES ✔ NO
If yes, identify any publicly held member whose stock or equity value could be affected
substantially by the outcome of the proceeding or whose claims the trade association is
pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES ✔ NO
If yes, the debtor, the trustee, or the appellant (if neither the debtor nor the trustee is a
party) must list (1) the members of any creditors’ committee, (2) each debtor (if not in the
caption), and (3) if a debtor is a corporation, the parent corporation and any publicly held
corporation that owns 10% or more of the stock of the debtor.

7. Is this a criminal case in which there was an organizational victim? YES ✔ NO
If yes, the United States, absent good cause shown, must list (1) each organizational
victim of the criminal activity and (2) if an organizational victim is a corporation, the
parent corporation and any publicly held corporation that owns 10% or more of the stock
of victim, to the extent that information can be obtained through due diligence.

/s/ Alan Schoenfeld
Signature: ____________________________________ Date: ___________________
11/10/2021

JPMorgan Chase Bank, N.A.
Counsel for: __________________________________

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