Defense’s Exhibit List — No. 1:23-cr-00219 (Dkt. 149, E.D. Cal.)

Summary

Defense exhibit list filed April 13, 2026 as Document 149 in Case 1:23-cr-00219-DAD-EPG in the U.S. District Court for the Eastern District of California, submitted by Anthony P. Capozzi for defendant David He in United States v. David He. It lists the exhibits the defense intends to introduce, with a date of April 21, 2026 at 08:30 a.m. before Hon. Dale A. Drozd. The exhibits include emails among He, Juanj Wu and others, one of them on antigen diagnostic tests for SARS-CoV-2, an FDA document, a Dollar Tree receipt, a UMI document dated April 10, 2020, a UMI action plan and certificates of analysis, a litigation hold notice, and intellectual property license, distribution and exclusive manufacturing supply agreements. It also lists an FDA letter, FedEx activity records, photos of a property in Reedley, and a letter regarding replacing UMI with PBI.

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Case 1:23-cr-00219-DAD-EPG Document149 _ Filed 04/13/26

ANTHONY P. CAPOZZI, CSBN: 068525

THE LAW OFFICE OF ANTHONY P. CAPOZZI
1233 West Shaw Avenue, Suite 102

Fresno, California 93711

‘Telephone:
Facsimile:
E-Mail:

(559) 221-0200
(559) 221-7997
Anthony@capozzilawoffices.com

www.capozzilawoffices.com

Attorney for Defendant,

DAVID HE

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF CALIFORNIA

Page 1 of 3

3h ok oR RB
UNITED STATES OF AMERICA. CASE NO.:  1:23-CR-00219-DAD-EPG
Plaintiff, )
) DEFENSE’S EXHIBIT LIST
DAVID HE, ) DATE: April 21, 2026
) TIME: 08:30 a.m.
Defendant. COURT: Hon. Dale A. Drozd
)
David He, by and through his counsel, Anthony P. Capozzi, hereby submits the following

list of exhibits it intends to introduce:

en DESCRIPTION BATES IDENTIFIED | ADMITTED
A Email between David, ZHU_00136103-
Juanj Wu, and Adam ZHU_00136105
B Email between Juanj Wu, ZHU_00138567-
and David He ZHU_00138569
Antigen Diagnositc Tests
C for SARS-CoV-2 Email ZHU_00087170-
between Kymlee, KK, ZWU_00087177
and Jim Wu
Directions for Scanning 5
on ZHU_00136174-
D an Allegation (FDA ZHU 00136189
Document) _
E Dollar tree receipt Defense Exhibit 001

|
UNITED STATES V. DAVID Hk. CASE NO. 1:23-CR-00219-DAD-EPG
DEPENSESS EXTIBIE LIST


Case 1:23-cr-00219-DAD-EPG Document149_ Filed 04/13/26 Page 2of3
| F Email KK "Refund Defense Exhibit 002-
, Request Defense Exhibit 004
G Email between Justin Defense Exhibit 005-
3 Vecchiarelli, and KK Defense Exhibit 007
5 Defense Exhibit 010
LLC,
6 I UMI document dated Defense Exhibit 011-
4 April 10, 2020 Defense Exhibit 013
; J Pending Trademark | 1) fense Exhibit 014
Cancellation
9 . Defense Exhibit 015-
K UMI Action Plan Defense Exhibit 020
10
Defense Exhibit 021-
1] M °10 (k) Statement Defense Exhibit 022
re . Defense Exhibit 023-
12 N Litigation Hold Notice Defense Exhibit 024
13 , ; _ | Defense Exhibit 025-
4 O Folding Box Worksheet Defense Exhibit 026
ty Defense Exhibit 027-
15 P Letter written by KK Defense Exhibit 030
16 Q UMI Certificate of | Defense Exhibit 031
Analysis
R UMI Certificate of | Defense Exhibit 032
18 Analysis
S Intellectual Property ZHU_00085277-
19 License Agreement ZHU_00085283
ay gs ZHU_00136820-
20 ihyt . _
T Distribution Agreement ZHU 00136836
21 U Exclusive Manufacturing | Defense Exhibit 033-
my) Supply Agreement Defense Exhibit 060
Vv Policy for Coronavirus Defense Exhibit 061-
8 Disease-2019 Defense Exhibit 131
24 W Email between KK, and ZHU_00136628-
05 Ruben Adam ZHU_ 00136632
X Email from Christopher ZHU_00136864-
26 Nagle to Ruben Adam ZHU_ 00136865
97 Acknowledgment Letter Defense Exhibit 132
7 FDA U.S. Food & Drug Defense Exhibit 133-
28 letter; UMI, Tulare Defense Exhibit 137
UNITED STATES ¥. DAVID HE. CASE NO. 1:23-CR-00219-DAD-EPG

DEPENSECS EXHIBIT LIST

Case 1:23-cr-00219-DAD-EPG Document149_ Filed 04/13/26 Page 3of3

ae
a Defense Exhibit 138-
AA FED Ex Activity records Defense Exhibit 179

Photos of 850 I Street, ZHU_00009654-
Reedley, Ca ZHU_ 00009659

Letter Regarding Defense Exhibit 180-
Replacing UMI with PBI Defense Exhibit 182

3 BB

CC

Dated: April 13, 2026, By: /s/ Anthony P. Capozzi
10 ANTHONY P. CAPOZZI, Attorney for
DAVID HE

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UNITED STATES Vo DAVID HE. CASE NO. 1:23-CR-00219-DAD-EPG
DEFENSE’S EXHIBIT LIST

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