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Home Court filings In re KServicing Wind Down Corp., et al. U.S. Reservation of Rights and Limited Objection to Disclosure Statement — In re KServicing (Bankr. D. Del.)

Court filing

U.S. Reservation of Rights and Limited Objection to Disclosure Statement — In re KServicing (Bankr. D. Del.)

Filed January 11, 2023 in Kservicing Bankruptcy; one of 140 filings from this case.

Record facts

CourtU.S. Bankruptcy Court for the District of Delaware
Filed2023-01-11

U.S. Bankruptcy Court for the District of Delaware · No. 22-10951 · Doc. 433 · 2023-01-11 · Docket on CourtListener

Full text

IN THE UNITED STATES BANKRUPTCY COURT 
FOR THE DISTRICT OF DELAWARE 
 
 
 
 
In re: 
KABBAGE, INC. d/b/a KSERVICING, et 
al.,1 
Debtors. 
 
 
Chapter 11 
 
 
Case No. 22-10951 (CTG) 
 
(Jointly Administered) 
 
Re: Docket Nos. 176, 396, 397, 398 
Obj. Deadline: January 6, 2023, at  
4:00 p.m. (ET)2 
Hearing Date: January 19, 2023, at  
10:00 a.m. (ET) 
 
 
 
 
UNITED STATES’ RESERVATION OF RIGHTS AND LIMITED OBJECTION TO 
DEBTORS’ MOTION FOR ENTRY OF ORDER APPROVING THE DISCLOSURE 
STATEMENT OF THE DEBTORS AND TO THE ADEQUACY OF DEBTORS’ 
AMENDED DISCLOSURE STATEMENT FOR THE AMENDED JOINT CHAPTER 11 
PLAN OF LIQUIDATION 
 
 
The United States of America (the “United States”) on behalf of itself and the U.S. Small 
Business Administration (“SBA”), submits this reservation of rights and limited objection 
regarding the adequacy of the Amended Disclosure Statement for the Amended Joint Chapter 11 
 
1 The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax 
identification number, as applicable are: Kabbage, Inc. d/b/a KServicing (3937) (the “Company”); 
Kabbage Canada Holdings, LLC (N/A); Kabbage Asset Securitization LLC (N/A); Kabbage Asset 
Funding 2017-A LLC (4803); Kabbage Asset Funding 2019-A LLC (8973); and Kabbage 
Diameter, LLC (N/A). Kabbage is a trademark of American Express used under license; Kabbage, 
Inc. d/b/a KServicing is not affiliated with American Express.  The Debtors’ mailing and service 
address is 925B Peachtree Street NE, Suite 383, Atlanta, GA 30309. 
 
2 On December 1, 2022, Debtors filed a Notice of Continued Hearing to Consider Approval of (I) 
the Disclosure Statement and (II) the Relief Requested in the Disclosure Statement Motion (the 
“Disclosure Statement Adjournment Notice”).  ECF 313.  Debtors agreed to extend the objection 
deadline of the United States to January 11, 2023 at 4:00 p.m. (ET).   
Case 22-10951-CTG    Doc 433    Filed 01/11/23    Page 1 of 6

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Plan of Liquidation of Kabbage, Inc. (d/b/a KServicing) and Its Affiliated Debtors (ECF 396) (the 
“Disclosure Statement” or “DS”) and the Motion of Debtors for Entry of Order Approving the 
Disclosure Statement of the Debtors  (ECF 176) (“Motion”), and avers as follows:   
NOTICE CONFORMING TO LOCAL RULE 9013-1 
Pursuant to Rule 9013-1(h) of the Local Rules of Bankruptcy Practice and Procedure of 
the United States Bankruptcy Court for the District of Delaware (the “Local Rules”), the United 
States does not consent to the entry of final orders or judgments by the Court if it is determined 
that the Court, absent consent of the parties, cannot enter final orders or judgments consistent with 
Article III of the United States Constitution.    
FACTUAL BACKGROUND 
 
1. 
Debtors filed voluntary petitions under Chapter 11 of the Bankruptcy Code on 
October 3, 2022 (the “Petition Date”). 
2. 
The Company has been servicing online loans since its founding in 2008.3  See 
Declaration of Deborah Rieger-Paganis, ¶ 9.  ECF 13. 
3. 
In response to the COVID-19 pandemic, Congress enacted the Coronavirus Aid, 
Relief, and Economic Security (“CARES”) Act, Pub. L.  No. 116-136, 134 Stat. 28, signed into 
law on March 27, 2020.  The CARES Act created the Paycheck Protection Program (“PPP”), a 
program administered by the SBA and designed to help eligible small businesses, non-profits and 
self-employed individuals make payroll and pay certain operating expenses during the pandemic.  
The CARES Act authorized the SBA to guarantee loans to eligible small businesses, non-profits, 
and self-employed individuals for covered uses.  CARES Act § 1102, 134 Stat. at 286 (codified at 
 
3  Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed 
to them in the Plan and Disclosure Statement. 
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§ 636(a)(36)(F)(i)).  The PPP loans were funded by lenders, while the SBA guaranteed the loans 
and paid lenders a processing fee for each loan. 
4. 
The Company’s current business consists of servicing its loan portfolio and the loan 
portfolio of its Partner Banks, which as of the Petition Date, included mostly loans issued to small 
businesses, non-profits, and self-employed individuals under the PPP.  Rieger-Paganis Decl., ¶ 9 
ECF 13.  Pursuant to an agreement with the SBA, the Company became an authorized PPP lender.  
Id. at ¶ 11.  It originated and serviced PPP loans.  Id. at ¶ 15.   
5. 
The Board of Governors of the Federal Reserve System authorized the 
establishment of the Paycheck Protection Program Liquidity Facility (“PPPLF”), pursuant to 
which PPP lenders obtained financing to originate PPP loans from, among others, the Federal 
Reserve Bank of San Francisco (the “Reserve Bank”).  Rieger-Paganis Decl., ¶ 27.  The Company 
obtained financing from the PPPLF with certain PPP loans made by the Company securing the 
financing.  Id. ¶ 28.   
6. 
Debtors filed their Joint Chapter 11 Plan of Liquidation on October 4, 2022.  ECF 
14.   On October 5, 2022, Debtors filed their initial Disclosure Statement.  ECF 63. 
7. 
On October 31, 2022, Debtors filed the Motion seeking approval of the Disclosure 
Statement.  ECF 176. 
8. 
On November 15, 2022, Debtors filed a Notice of Continued Hearing to Consider 
Approval of (I) the Disclosure Statement and (II) the Relief Requested in the Disclosure Statement 
Motion.  ECF 252. 
9. 
On December 30, 2022, Debtors filed the Disclosure Statement (ECF 396), along 
with their Amended Joint Chapter 11 Plan of Liquidation of Kabbage, Inc. (d/b/a KServicing) and 
Its Affiliated Debtors (the “Plan”) ECF 395.   
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ARGUMENT 
The Disclosure Statement Must Include Information About How Third-Party Loan 
Servicers Will Be Able to Access Necessary Information to Continue Servicing Loans   
10. 
Under the Bankruptcy Code, a disclosure statement must provide “adequate 
information,” that is, information sufficient to enable those with claims against or interests in the 
Debtor “to make an informed judgment about the plan.”  11 U.S.C. §§ 1125(a)(1), 1125(b).  “[I]t 
is understood that the general purpose of the disclosure statement is to provide ‘adequate 
information’ to enable ‘impaired’ classes of creditors and interest holders to make an informed 
judgment about the proposed plan and determine whether to vote in favor of or against the plan.”  
In re Phoenix Petroleum Co., 278 B.R. 385, 392 (Bankr. E.D. Pa. 2001). 
11. 
Here, although Debtors included significant disclosures about ongoing obligations 
for their PPP business and some discussion of risks associated with their business and industry, 
the Disclosure Statement still lacks substantive information that would be relevant for creditors to 
make an informed voting decision.   
12. 
As part of “Implementation” of the Plan, the Disclosure Statement provides that 
KServicing has been and will continue to service PPP loans in the ordinary course and in 
accordance with agreements, “until the Effective Date.”  DS at 7 (§ I.B).  While supplying some 
detail on how KServicing would undertake Post-Effective Date PPP Servicing, the Disclosure 
Statement is otherwise silent as to what will happen if the Debtors do not provide Post-Effective 
Date PPP Servicing, except to say that their priority is to transfer “PPP servicing obligations to 
third-party loan servicer(s).”  Id.   
13. 
Importantly, the Disclosure Statement is silent on how Debtors will ensure that any 
third-party loan servicer will have access to AmEx-held loan documentation that is necessary to 
service the loans.  As already noted in the Disclosure Statement, Debtors appear to be having 
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difficulty “retrieving documents from AmEx,” including on the “AmEx Platform,” and “responses 
are often delayed and incomplete.”  DS at 31 (§ IV.B.).  Whether a third-party servicer has access 
to the loan documentation on the AmEx platform for Debtor-serviced loans impacts the value of 
the servicing rights for those loans because those documents will likely aid in collecting the 
outstanding amounts.  Hence, the disclosure of Debtors’ efforts to ensure any third-party servicer 
would have access to the documents on the AmEx platform is an item that a creditor would 
consider in assessing the likelihood of its recovery under the Plan and in making an informed 
voting decision. 
14. 
Therefore, Debtors should amend the Disclosure Statement to address how Debtors 
intend to properly transition servicing, including providing access to PPP loan borrower 
information, such as the “necessary and critical” “books and records” on the AmEx Platform.  DS 
at 31 (§ IV.B). 
RESERVATION OF RIGHTS 
15. The United States and Debtors’ counsel have been negotiating language to address 
these concerns and others regarding the adequacy of the Disclosure Statement.  Although the 
parties aim to resolve the issues consensually, the United States files this objection in the interest 
of time and out of an abundance of caution.  The United States expressly reserves its rights to raise 
any and all other objections to the Disclosure Statement at the hearing. 
CONCLUSION 
16. For the foregoing reasons, the United States respectfully requests the Court to (a) deny 
approval of the Disclosure Statement absent modification to address the United States’ concerns 
raised in this objection, and (b) grant such other and further relief as this Court deems just and 
proper.  
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Dated:  January 11, 2023 
 
 
 
Respectfully submitted, 
BRIAN M. BOYNTON 
Principal Deputy Assistant Attorney General  
 
DAVID C. WEISS 
United States Attorney  
 
/s/ Alastair M. Gesmundo 
 
 
RUTH A. HARVEY 
RODNEY A. MORRIS 
ALASTAIR M. GESMUNDO 
STANTON McMANUS  
Commercial Litigation Branch 
Civil Division 
United States Department of Justice  
P.O. Box 875 
Ben Franklin Station 
Washington, D.C. 20044  
 
   
Tel. (202) 305-4659  
Fax (202) 514-9163 
Alastair.M.Gesmundo@usdoj.gov 
Case 22-10951-CTG    Doc 433    Filed 01/11/23    Page 6 of 6

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