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Home Court filings Shibley Indictment — United States v. Eric Shibley (Dkt. 57, W.D. Wash. No. 2:20-cr-00174)

Court filing

Indictment — United States v. Eric Shibley (Dkt. 57, W.D. Wash. No. 2:20-cr-00174)

Filed November 20, 2020 in Shibley; one of 139 filings from this case.

Record facts

CourtU.S. District Court for the Western District of Washington
Filed2020-11-20

U.S. District Court for the Western District of Washington · No. 2:20-cr-00174-JCC · Doc. 57 · 2020-11-20 · Docket on CourtListener

Full text

Government’s Response to Court Order Re: Defendant’s Health - 1 
U.S. v. Eric Shibley, CR20-174JCC 
UNITED STATES ATTORNEY 
700 STEWART STREET, STE 5220 
SEATTLE, WASHINGTON 98101 
(206) 553-7970 
 
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The Honorable John C. Coughenour 
 
 
 
 
 
 
 
 
 
UNITED STATES DISTRICT COURT FOR THE 
WESTERN DISTRICT OF WASHINGTON 
AT SEATTLE 
 
 
UNITED STATES OF AMERICA, 
 
 
 
Plaintiff, 
                        v. 
ERIC SHIBLEY,  
 
Defendant. 
 
NO. CR20-174JCC 
 
GOVERNMENT’S RESPONSE TO COURT 
ORDER RE: DEFENDANT’S HEALTH 
(Dkt. #49) 
 
 
 
 
The government files this response to the Court’s order to brief what measures, if 
any, should be taken to address Defendant Eric Shibley’s health.  Dkt. # 49.  The 
government does not oppose Defendant’s apparent request for a hearing and psychiatric 
evaluation to determine his mental competency. 
I. 
BACKGROUND 
On October 15, 2020, the grand jury returned a 15-count indictment charging 
Defendant with wire fraud, bank fraud, and money laundering related to a scheme to 
submit false and fraudulent applications for Paycheck Protection Program (PPP) loans. 
Dkt. #31.   
Defendant is currently detained pending trial at FDC-Seatac after Judge Peterson 
revoked Defendant’s appearance bond on September 28, 2020. Dkt. #29.  On November 
Case 2:20-cr-00174-JCC     Document 57     Filed 11/20/20     Page 1 of 5

 
 
Government’s Response to Court Order Re: Defendant’s Health - 2 
U.S. v. Eric Shibley, CR20-174JCC 
UNITED STATES ATTORNEY 
700 STEWART STREET, STE 5220 
SEATTLE, WASHINGTON 98101 
(206) 553-7970 
 
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20, 2020, Judge Peterson denied Defendant’s motion to reopen detention (Dkt. # 46) after 
a hearing.   
Trial was initially scheduled for December 14, 2020.  Dkt. #37.  On Monday, 
November 16, the Court held a status conference with the parties and discussed the 
upcoming trial date.  At this status hearing, counsel for Defendant raised concerns about 
his ability to be ready for the upcoming December trial date.  Defendant’s counsel also 
raised concerns related to Defendant’s current mental health, including that Defendant 
was confused, panicked, and hearing voices. 
On November 18, 2020, in response to the Court’s order, counsel for Defendant 
filed a sealed response detailing more concerns about Defendant’s mental health, as well 
as details about his physical health.  Dkt. # 52. 
II. 
DISCUSSION 
A. 
Legal standard for ordering a competency evaluation 
18 U.S.C. § 4241(a) states: 
At any time after the commencement of a prosecution for an offense and 
prior to the sentencing of the defendant, . . . the defendant or the attorney 
for the Government may file a motion for a hearing to determine the mental 
competency of the defendant. The court shall grant the motion, or shall 
order such a hearing on its own motion, if there is reasonable cause to 
believe that the defendant may presently be suffering from a mental disease 
or defect rendering him mentally incompetent to the extent that he is unable 
to understand the nature and consequences of the proceedings against him 
or to assist properly in his defense. 
18 U.S.C. § 4241(b) directs that after the request for a hearing on the mental competency 
is granted,  “the court may order that a psychiatric or psychological examination of the 
defendant be conducted, and that a psychiatric or psychological report be filed with the 
court, pursuant to the provisions of section 4247(b) and (c).” 
B. 
The government does not oppose a hearing and psychiatric evaluation 
to determine the mental competency of Defendant 
Defendant’s sealed filing regarding his medical status appears to be a request for a 
hearing and psychiatric evaluation to determine the mental competency of the defendant 
Case 2:20-cr-00174-JCC     Document 57     Filed 11/20/20     Page 2 of 5

 
 
Government’s Response to Court Order Re: Defendant’s Health - 3 
U.S. v. Eric Shibley, CR20-174JCC 
UNITED STATES ATTORNEY 
700 STEWART STREET, STE 5220 
SEATTLE, WASHINGTON 98101 
(206) 553-7970 
 
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pursuant to 18 U.S.C. § 4241.  The government does not oppose such a request, in light 
of the statements made by Defendant’s counsel at the November 16, 2020 status 
conference and the statements about Defendant’s mental health put forward in 
Defendant’s filing.  These statements, taken together, suggest that “there is reasonable 
cause to believe that the defendant may presently be suffering from a mental disease or 
defect rendering him mentally incompetent to the extent that he is unable to understand 
the nature and consequences of the proceedings against him or to assist properly in his 
defense” under 18 U.S.C. § 4241. 
Should the Court agree with Defendant’s request for a hearing and psychiatric 
evaluation, the government has provided a proposed order for a hearing and a psychiatric 
evaluation of Defendant to determine Defendant’s mental competency and excluding the 
time required to determine Defendant’s competency under the Speedy Trial Act.   See 
Attachment 1.  The time should be excluded as “delay resulting from any proceeding, 
including examinations, to determine the mental competency … of the defendant” within 
the meaning of 18 U.S.C. § 3161(h)(1).   
C. 
Defendant’s request for an independent medical/psychiatric evaluation 
In his response, Defendant requests that any medical or psychiatric “evaluation be 
done by professionals not employed or habitually contracted by FDC Seatac,” but does 
not identify such a professional.  Dkt. # 52 at 3-4.  18 U.S.C. § 4247(b) governs 
psychiatric examinations ordered pursuant to 18 U.S.C. § 4241 and states: 
A psychiatric or psychological examination ordered pursuant to this chapter 
shall be conducted by a licensed or certified psychiatrist or psychologist, or, 
if the court finds it appropriate, by more than one such examiner. Each 
examiner shall be designated by the court, except that if the examination is 
ordered under section 4245, 4246, or 4248, upon the request of the 
defendant an additional examiner may be selected by the defendant. . . . 
Unless impracticable, the psychiatric or psychological examination shall be 
conducted in the suitable facility closest to the court. 
 A “suitable facility” is one “that is suitable to provide care or treatment given the nature 
of the offense and the characteristics of the defendant.”  18 U.S.C. § 4247(a)(2).   
Case 2:20-cr-00174-JCC     Document 57     Filed 11/20/20     Page 3 of 5

 
 
Government’s Response to Court Order Re: Defendant’s Health - 4 
U.S. v. Eric Shibley, CR20-174JCC 
UNITED STATES ATTORNEY 
700 STEWART STREET, STE 5220 
SEATTLE, WASHINGTON 98101 
(206) 553-7970 
 
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Defendant is not entitled under 18 U.S.C. §§ 4241 or 4247 to select the examiner; 
the Court is empowered to appoint the examiner.  “[A]n accused, ordered to have an 
examination by a court appointed expert, is not entitled to have present his own expert or 
his own counsel.”  United States v. Mattson, 469 F.2d 1234, 1236 (9th Cir. 1972).  And 
district courts who have ordered psychiatric evaluations have noted that the Bureau of 
Prisons is well equipped to evaluate competency.  See, e.g., United States v. Sampson, 12 
F. Supp. 3d 214, 217 (D. Mass. 2014) (“The BOP has experience and expertise in the 
evaluation of competency, and it performs such evaluations on a regular basis. . . .  The 
court expects that the BOP’s Examiner will remain, as required, neutral and detached.”) 
(quotations and citations omitted); see also United States v. Loughner, 770 F. Supp. 2d 
1026, 1027 (D. Ariz. 2011).  Especially in light of the fact that Defendant has not 
identified an expert to conduct the examination, the government submits that the mental 
health professionals at FDC-Seatac, who are well-equipped to handle issues such as the 
ones presented here, should perform the evaluation requested in this case.   
As to his request for an evaluation of his physical health, Defendant has provided 
nothing in his response suggesting medical professionals at FDC-Seatac have even 
conducted a medical evaluation related to his general physical condition, and Defendant 
has proffered no evidence to suggest that they would not be impartial and professional in 
their evaluation.  Furthermore, Defendant has not identified any medical professional 
who could perform this evaluation.  The government opposes any request by Defendant 
to receive an outside medical evaluation until Defendant provides an explanation of why 
it is necessary. 
 
// 
 
// 
 
// 
Case 2:20-cr-00174-JCC     Document 57     Filed 11/20/20     Page 4 of 5

 
 
Government’s Response to Court Order Re: Defendant’s Health - 5 
U.S. v. Eric Shibley, CR20-174JCC 
UNITED STATES ATTORNEY 
700 STEWART STREET, STE 5220 
SEATTLE, WASHINGTON 98101 
(206) 553-7970 
 
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III. 
CONCLUSION 
The government does not oppose Defendant’s request for a hearing and 
psychiatric evaluation to determine his mental competency.  Should the Court order that 
Defendant be evaluated for competency, the government submits a proposed draft order 
and asks that the Court exclude the time under the Speedy Trial Act. 
 
DATED this 20th day of November, 2020. 
 
Respectfully submitted, 
 
 
 
BRIAN T. MORAN 
 
 
 
 
 
 
 
United States Attorney  
 
DANIEL S. KAHN 
 
 
 
 
 
 
 
Acting Chief, Fraud Section,  
Criminal Division 
U.S. Department of Justice  
 
 
s/ Brian Werner 
 
 
 
BRIAN WERNER 
Assistant United States Attorney 
 
s/ Laura Connelly 
 
 
 
LAURA CONNELLY 
Trial Attorney
 
Case 2:20-cr-00174-JCC     Document 57     Filed 11/20/20     Page 5 of 5

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