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Home Court filings In re Plaid Inc. Privacy Litigation — N.D. Cal., No. 4:20-cv-03056-DMR OBJECTIONS filed by Steven Helfand. (far, COURT STAFF) (Filed on 3/3/2022) — Plaid Priv…

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OBJECTIONS filed by Steven Helfand. (far, COURT STAFF) (Filed on 3/3/2022) — Plaid Privacy (Dkt. 162)

No. 4:20-cv-03056-DMR · Doc. 162 · Docket on CourtListener

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      Case 4:20-cv-03056-DMR            Document 162        Filed 03/03/22     Page 1 of 6




Steven Helfand, in pro se
410 SE 16th Court, Apartment 730
Fort Lauderdale, FL 33316
Steven.helfand1400@outlook.com
786.676.1018

Objector and absent class member

                               UNITED STATES DISTRICT COURT
                              NORTHERN DISTRICT OF CALIFORNIA
                                    OAKLAND DIVISION

IN RE PLAID INC. PRIVACY LITIGATION:                 Master Docket No.: 4:20-cv-03056 DMR

THIS DOCUMENT RELATES TO: ALL ACTIONS.               OBJECTION AND NOTICE OF
                                                     INTENTION TO APPEAR

                                                             Date:       May 12, 2022
                                                             Time:       1:00 p.m.
                                                             Ctrm:       Videoconference
                                                             Judge:      The Hon. Donna M. Ryu

                                       CLASS MEMBERSHIP

       I am a class member in the above referenced case. My notice ID is PLD1036874260. My

confirmation code is 72089AF62D. I submitted a claim on January 30, 2022, at 6:01:46 AM. My

contact information is listed in the caption. This is sufficient evidence of class membership. I

intend to appear at the fairness hearing.

                                               OBJECTIONS

       STRUCTURAL PROBLEM WITH NOTICE AND JURISDICTION

       The Notice is misleading and violates due process. This implicates jurisdictional

concerns. See, Molski v. Gleich, 318 F.3d 937 (9th Cir. 2002). Here, the notice implies,

erroneously, that the judge overseeing this case is an Article III judge, when she is not. See,

Notice, § 26 [“Please check www.PlaidSettlement.com, or Judge Donna M. Ryu’s Calendar


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[website link for federal court omitted here] for any updates about the Settlement and Final

Approval Hearing”]. In fact, the Notice should have indicated “Magistrate Judge,” and not

“Judge.” There is a case out of the Seventh Circuit directly on point: Williams v. GE Capital 159

F.3d 266, 269-270 (7th Cir. 1997).

       “Alternatively, the unnamed class member could try to show in a collateral attack that

the decision to proceed before a magistrate judge was a matter on which there was a potential

(or, in the light of the fully developed record, an actual) significant intra-class conflict and that

the notice the absentee received was inadequate to inform her of this conflict. [citations

omitted here]. “In this case, the ‘Notice of Pendency of Class Action, and Notice of Proposed

Settlement and Hearing Thereon’ that went to the unnamed Williams class members clearly

indicated that the lawsuit was before ‘Magistrate Judge Joan H. Lefkow.’ Due process requires

no more.”

       Here, class members were not put on sufficient notice of the Court’s status within the

constitutional system; and suggested, wrongly, that it was an Article III court.

       The issue is important. In 1968, Congress enacted the Federal Magistrates Act to

enhance judicial efficiency in the federal courts. Since then, some judicial functions delegated

to magistrate judges have been challenged on constitutional grounds: while federal district

judges, appointed pursuant to Article III of the United States Constitution, are protected with

life tenure and undiminishable salary, thereby enhancing judicial independence, federal

magistrate judges, appointed pursuant to Article I, have no such protection.

       While a Magistrate Judge plainly has the authority to determine the fairness of a

proposed settlement with the consent of the named parties, one reason the district court


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should consider voiding a reference to a magistrate sua sponte is where the rights of numerous

parties not present before the court might be affected by the decision. See, Pacemaker

Diagnostic Clinic of America v. Instromedix, Inc., 725 F.2d 537, 545 (9th Cir. 1984) (en

banc)(Kennedy, J.)(one reason district court should consider voiding a reference to a magistrate

sua sponte is where "rights of numerous parties not present before the court might be affected

by the decision"). Here, the reference should be voided due to the problem with the Notice

and because of the magnitude of the class. It is claimed that the Settlement Class includes

approximately 98 million consumers.

       Parties consenting to allow a magistrate judge to hear a civil action deprive Article III

judges of the essential attributes of judicial power. In light of inaccurate notice, the case should

be referred to an Article III judge, precisely as the notice contemplates. Williams notes, “It may

also be open to the unnamed class members to present such an argument directly to an Article

III judge of the district court; because the record does not indicate that the plaintiffs made any

effort to do so here, we offer no definitive view on the matter.” Williams, at 270. As such, I

specifically request that this matter be referred back to an Article III judge for evaluation of

fairness under Rule 23.

THE PLAID PORTAL PROVIDES VALUABLE CONSIDERATION AND THE PROPOSED SETTLEMENT
SHOULD BE APPROVED

       Given that individual recoveries are likely not going to be significant, the portal is one

aspect of the overall compensation to be provided the class that is most exciting. It is an

important aspect of the settlement but receives very little description in the Settlement

Agreement and minimal discussion in the briefs. The portal to some extent appears to be a

work in progress and is evolving. This is reasonable because the portal must be dynamic to

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keep class members’ interest. If the Court overrules my initial objection, I support approval of

the proposed settlement.

       In fact, the concept of the portal provides valuable consideration to the class. However,

the parties should continue to enhance the user experience and stipulate that the portal and

the primary features offered through it are always available free of charge to class members.

Plaid should also not be allowed to use the portal to, for example, bombard class members with

marketing materials from third parties or to sell services. Its primary purpose must be

informational. Apart from the availability of the portal free of charge, the Court and the

settling parties should resist the urge to place requirements on the portal as this might disrupt

what should be continual enhancements to the user experience. This would damage what

appears to be a genuine effort to provide meaningful information to class members.

HERRERA KENNEDY LLP HAS INFLATED RATES AND DUPLICATED THE WORK

       The parties seek a benchmark award. But the lodestar cross check reveals a substantial

multiplier, well excess of 3. This excessive multiplier is based on already, very high hourly rates

and utilization of timekeepers in place of lower cost associates to handle much of the work.

       Herrera Kennedy LLP’s fees are simply in outer space. Moreover, Herrera Kennedy LLP

duplicated the work of LCHB and Burns Charest. There was simply no underlying reason for

Herrera Kennedy LLP’s extensive involvement in this case when the class was already more than

adequately represented by LCHB and Burns Charest. This is underscored because Herrera

Kennedy LLP evidently retains no modest timekeepers who were capable of performing routine

litigation tasks not requiring billings at $825 per hour and greater.




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        The lowest cost timekeeper at Herrera Kennedy LLP is $825 per hour. Meanwhile, at

LCHB, the firm appropriately used a mix of timekeepers, presumably based on the type of work

required. For example, there is a timekeeper listed at $370 per hour. Burns Charest is similar

to LCHB. While Burns Charest lists a $1,000+ hourly rate for Warren Burns, his billings, along

with other timekeepers, is, appropriately, modest. Burns Charest also had mixed timekeepers

with rates as low as $325 per hour. The captain(s) of the ship should have high rates; but not if

they are rowing.

       Quite frankly, the class would have been better served by simply appointing LCHB and

Burns Charest as the class attorneys and firing everyone else from Herrera Kennedy LLP. There

is little question that LCHB could have handled this case on its own. LCHB is already more than

adequate and had Burns Charest further augmenting them. It is unclear what distinct services

were required to be performed by Herrera Kennedy LLP or why class members should be

compelled to pay its artificially high rates when they already had outstanding attorneys

representing them and charging reasonable fees.

       I take no issue with the fees requested by LCHB and Burns Charest. However, I dispute

the rates used by Herrera Kennedy LLP and their failure to use lower cost timekeepers. What is

particularly untoward is that Herrera Kennedy LLP is using inflated rates that may result in class

attorneys at LCHB and Burnest Charest receiving less compensation. Had more modestly priced

timekeepers been properly utilized by Herrera Kennedy LLP, it is plain the true multiplier here is

upwards of 4 plus. This is too much.

March 3, 2022




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___________________________
Steven Helfand
Objector and absent class member

                                           PROOF OF SERVICE

        A copy of this objection was furnished to the Court by One Legal on March 3, 2022. The
address for the Court is: Clerk of Court, United States District Court for the Northern District of
California, 1301 Clay Street, Oakland, CA 94612. This objection was sent electronically to the
aforementioned:

       COOLEY LLP
       Michael Rhodes
       rhodesmg@cooley.com

       HERRERA KENNEDY LLP
       Shawn M. Kennedy
       skennedy@herrerakennedy.com

       LCHB
       Rachel Geman
       rgeman@lchb.com

       BURNS CHAREST LLP
       Christopher J. Cormier
       ccormier@burnscharest.com


       I declare that this declaration is executed under penalty of perjury under the laws of the
United States of America on March 3, 2022.


___________________________
Steven Helfand
Objector and absent class member




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