Court filing
Declaration Joint Declaration of Shawn M. Kennedy, Rachel Geman, and Christopher J. Cormier — Plaid Privacy (Dkt. 157.1)
Summary
Joint Declaration of Shawn M. Kennedy, Rachel Geman, and Christopher J. Cormier in support of Plaintiffs' Motion for Attorneys' Fees, Reimbursement of Expenses, and Plaintiff Service Awards, Doc. 157-1 in In re Plaid Inc. Privacy Litigation, Master Docket No. 4:20-cv-03056-DMR, in the U.S. District Court for the Northern District of California. The declarants state that their three firms served as Co-Lead Interim Class Counsel from July 29, 2020 until November 19, 2021, when the Court preliminarily appointed them Co-Lead Class Counsel. A table states total time of 5,626.5 hours and a lodestar of $4,394,236. The declaration describes an investigation that began in January 2020 and states that it led to a complaint filed on May 4, 2020 by plaintiffs James Cottle and Frederick Schoeneman.
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Record facts
| Court | U.S. District Court for the Northern District of California |
|---|---|
| Filed | 2022-05-12 |
Cite this document
“Declaration Joint Declaration of Shawn M. Kennedy, Rachel Geman, and Christopher J. Cormier — Plaid Privacy (Dkt. 157.1).”
U.S. District Court for the Northern District of California, No. 4:20-cv-03056-DMR, Doc. 157-1, filed 2022-05-12. Archived at Pandemic Darlings, https://pandemicdarlings.com/court-filings/full-docket-plaid-privacy-cand-359040/2022-05-12-gov-uscourts-cand-359040-157-1-doc-157-1/
, SHA-256 21c4ec43a949500e206173feaa8a63ad8be305ca363b67325ba9922f95ebf7a2.Full text
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JOINT DECL ISO MOT. FOR ATTORNEYS’ FEES,
EXPENSES, AND SERVICE AWARDS
CASE NO. 4:20-CV-03056-DMR
HERRERA KENNEDY LLP
Shawn M. Kennedy (SBN 218472)
skennedy@herrerakennedy.com
Bret D. Hembd (SBN 272826)
bhembd@herrerakennedy.com
4590 MacArthur Blvd., Suite 500
Newport Beach, CA 92660
Tel: (949) 936-0900
Fax: (855) 969-2050
HERRERA KENNEDY LLP
Nicomedes Sy Herrera (SBN 275332)
nherrera@herrerakennedy.com
1300 Clay Street, Suite 600
Oakland, CA 94612
Tel: (510) 422-4700
Fax: (855) 969-2050
LIEFF CABRASER HEIMANN &
BERNSTEIN, LLP
Rachel Geman (Pro Hac Vice)
rgeman@lchb.com
250 Hudson Street, 8th Floor
New York, NY 10013-1413
Tel: (212) 355-9500
Fax: (212) 355-9592
Co-Lead Class Counsel
[Additional counsel on signature page]
LIEFF CABRASER HEIMANN &
BERNSTEIN, LLP
Michael W. Sobol (SBN 194857)
msobol@lchb.com
Melissa Gardner (SBN 289096)
mgardner@lchb.com
Michael K. Sheen (SBN 288284)
msheen@lchb.com
Nicholas R. Hartmann (SBN 301049)
nhartmann@lchb.com
275 Battery Street, 29th Floor
San Francisco, CA 94111-3339
Tel: (415) 956-1000
Fax: (415) 956-1008
BURNS CHAREST LLP
Christopher J. Cormier (Pro Hac Vice)
ccormier@burnscharest.com
4725 Wisconsin Avenue, NW, Suite 200
Washington, DC 20016
Tel: (202) 577-3977
Fax: (469) 444-5002
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC.
PRIVACY LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
JOINT DECLARATION OF SHAWN M. KENNEDY,
RACHEL GEMAN, AND CHRISTOPHER J.
CORMIER IN SUPPORT OF PLAINTIFFS’
MOTION FOR ATTORNEYS’ FEES,
REIMBURSEMENT OF EXPENSES, AND
PLAINTIFF SERVICE AWARDS
Date: May 12, 2022
Time: 1:00 p.m.
Courtroom: Via videoconference only
Judge: The Hon. Donna M. Ryu
THIS DOCUMENT
RELATES TO:
ALL ACTIONS
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 1 of 68
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JOINT DECL ISO MOT. FOR ATTORNEYS’ FEES,
EXPENSES, AND SERVICE AWARDS
CASE NO. 4:20-CV-03056-DMR
We, SHAWN M. KENNEDY, RACHEL GEMAN, and CHRISTOPHER J. CORMIER
hereby declare as follows:
1.
Shawn Kennedy is a member in good standing of the California State Bar and a
partner in the law firm of Herrera Kennedy LLP (“HK”). Rachel Geman is a member in good
standing of the New York State Bar and a partner in the law firm of Lieff, Cabraser, Heimann &
Bernstein, LLP (“LCHB”). Christopher Cormier is a member in good standing of the District of
Columbia Bar and a partner in the law firm of Burns Charest, LLP (“BC”). We submit this
declaration jointly in support of Plaintiffs’ Motion for Attorneys’ Fees, Reimbursement of
Expenses, and Plaintiff Service Awards. Except as otherwise noted, we have personal knowledge
of the statements contained in this declaration and, if called to testify, could and would testify
competently to them.
2.
HK, LCHB, and BC served as Co-Lead Interim Class Counsel from July 29, 2020
until November 19, 2021, when the Court preliminarily appointed them Co-Lead Class Counsel.
(Dkts. 57, 153.) In these positions, we have had a primary role in devising the litigation and
settlement strategies for the Class, and we have been actively and personally involved in
prosecuting and resolving the litigation.
OVERVIEW
3.
Prosecution of this complex litigation required an enormous amount of work,
effort, and expense by HK, LCHB, and BC (collectively, “Class Counsel”) over more than two
years. Throughout this litigation, Class Counsel devoted whatever resources were necessary to
see it through to a successful outcome. The following table summarizes the total hours dedicated
by Class Counsel to this action between January 2020 and January 25, 2022:
Table 1
Summary of Time Incurred
Law Firm
Total Hours
Total Lodestar
HK
1,944.9
$1,811,332.50
LCHB
2,080.8
$1,296,641.00
BC
1,600.8
$1,286.262.50
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Total
5,626.5
$4,394,236
4.
These figures are derived from our respective time records, which are prepared
contemporaneously in the ordinary course of business. As noted above and described in detail
herein, the lodestar resulting from those hours is $4,394,236.
5.
These amounts do not include time that we have written off in the exercise of
billing discretion upon review of our law firms’ respective time records. Only time and expenses
that inured to the benefit of the Class and that advanced the claims resolved in the Settlement
have been included in the time and costs presented in Class Counsel’s fee motion.
LITIGATION HISTORY
I.
Discovery and Investigation of Claims, Filing of Initial Action, and Consolidated
Amended Complaint
6.
This action did not result from the release of a public statement by Plaid or a news
report. Rather, the genesis of this action was Class Counsel’s discovery of the privacy breaches
alleged in this action, followed by several months of factual and legal investigatory work that
Class Counsel undertook beginning in January 2020.
7.
As part of the investigation, Class Counsel reviewed numerous videos, message
board posts, web pages, submissions to government regulators, podcasts, marketing materials,
articles, and other publicly available information. Our investigation included delving into the
history and evolution of Plaid’s business, including its founding and growth within the fintech
industry. We developed an understanding of Plaid’s historical and current business practices, as
well as the distinctions between its consumer-facing and industry-facing messaging.
8.
Class Counsel also gathered information about how Plaid’s software worked,
including the methods Plaid used to collect data from consumers and deliver that data to its
fintech customers. To get a fuller understanding of how Plaid’s software worked, we engaged an
expert to analyze various aspects of the software, including the nature of the software templates
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provided to Plaid clients and the security involved in transmitting login information through Plaid
Link.
9.
Class Counsel’s investigation led to the filing of an 81-page complaint on May 4,
2020 by plaintiffs James Cottle and Frederick Schoeneman in an action captioned Cottle et al. v.
Plaid Inc., No. 4:20-cv-03056-DMR (the “Cottle Action”). (Dkt. 1.) Plaid initially was
represented in the Cottle Action by attorneys from the San Francisco and New York offices of
Gibson, Dunn & Crutcher LLP. (Dkt. 51.) After several months, Plaid substituted Gibson Dunn
for new counsel from the San Francisco office of Cooley LLP. (Dkt. 97.)
10.
On July 17, 2020, Plaid, the Cottle Action plaintiffs, and plaintiffs in four
subsequently-filed actions filed a stipulation to consolidate the cases and appoint Class Counsel
as interim co-lead counsel under Federal Rule of Civil Procedure 23(g). (Dkt. 51.) On July 29,
2020, the Court consolidated the Cottle Action with the four related actions (collectively, the
“Action”), and appointed Class Counsel as interim co-lead counsel. (Dkt. 57.) On August 5, 2020,
consolidated Plaintiffs filed the 105-page Consolidated Amended Class Action Complaint
(“CAC”). (Dkt. 61.)
II.
Plaid’s Motion to Dismiss
11.
On September 14, 2020, Plaid filed a 38-page motion to dismiss the CAC in its
entirety. (Dkt. 78.) Plaid argued, among other things, that (1) Plaintiffs lacked standing to pursue
any of their claims, including because they had not sufficiently pled an injury in fact; (2) most of
Plaintiffs’ claims were barred by relevant statutes of limitations; (3) Plaintiffs’ equitable claims
were barred; (4) Plaintiffs failed to plead actionable claims under the Stored Communications
Act, 18 U.S.C. §§ 2701 et seq. (“SCA”), Computer Fraud and Abuse Act, 18 U.S.C. § 1030
(“CFAA”), or the Computer Data and Access Fraud Act, Cal. Penal Code § 502 (“CDAFA”); (5)
Plaintiffs filed to allege economic harm under the Unfair Competition Law, Cal. Bus. & Prof.
Code §§ 17200 et seq. (“UCL”); (6) Plaintiffs failed to plead common-law claims for invasion of
privacy, violation of the California Constitution (Article I, Section I), or deceit; and (7) Plaintiffs
failed to plead a claim under California’s Anti-Phishing Act of 2005, Cal. Bus. & Prof. Code
§ 22948 et seq. (“CAPA”).
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12.
On November 17, 2020, Plaintiffs filed a 45-page opposition to Plaid’s motion to
dismiss, arguing that each of the claims in the CAC was adequate under the relevant standards.
(Dkt. 108.) On December 11, 2020, Plaid filed its 22-page reply brief. (Dkt. 111.)
13.
On February 11, 2021, the parties participated in a hearing on Plaid’s motion to
dismiss. On April 30, 2021, the Court issued an order granting in part Plaid’s motion, dismissing
with prejudice Plaintiffs’ claims for declaratory and injunctive relief and their claims under the
SCA, CFAA, CDAFA, and UCL, and sustaining Plaintiffs’ invasion of privacy/intrusion into
private affairs and unjust enrichment claims for a nationwide class, as well as their claims for
deceit, violations of the California Constitution, and violations of CAPA for a California class.
(Dkt. 125.)
III.
Formal and Informal Discovery
14.
Shortly after the Cottle Action was filed, the Court set an initial Case Management
Conference for August 5, 2020. (Dkt. 10.) On July 27, 2020, the Cottle Action plaintiffs filed an
administrative motion to continue the initial CMC, explaining that it was necessary to do so
pending the Court’s decision on the parties’ then-pending stipulation to consolidate the related
actions, but that Plaid refused to agree to a short continuance and instead indicated that it would
only agree to a continuance until a date after the Court ruled on a motion to dismiss. (Dkt. 54.)
Plaid thus sought to indefinitely delay discovery. But on July 29, 2020, the Court granted
Plaintiffs’ request, continuing the initial CMC to October 7, 2020. (Dkt. 58.)
15.
On September 14, 2020, Plaid filed a motion styled as an “Administrative Motion
to Continue Case Management Conference,” in which Plaid requested that the Court continue the
initial CMC and related deadlines, including the Rule 26(f) report and initial disclosures, until
after the Court ruled on the motion to dismiss. (Dkt. 83.) Plaid thus made a second attempt to stay
discovery pending its motion to dismiss. Plaintiffs opposed Plaid’s motion, arguing that discovery
should be allowed to proceed on schedule. On September 25, 2020, the Court denied Plaid’s
motion, finding that it failed to meet its burden to demonstrate that a discovery stay was
appropriate. (Dkt. 89.)
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16.
On October 7, 2020, the Court conducted the first Case Management Conference.
At the CMC, Plaid renewed its request that the Court stay discovery pending its ruling on Plaid’s
motion to dismiss. Class Counsel again opposed Plaid’s request, asking the Court to allow
discovery to proceed. The Court again denied Plaid’s request, ruling that discovery was open.
17.
On October 27, 2020, Plaintiffs served a First Set of Requests for Production to
Plaid. On March 19, 2021, Plaintiffs served Plaid with a First Set of Requests for Admission and
a First Set of Interrogatories. On April 20, 2021, Plaintiffs served a Second Set of Requests for
Production to Plaid. In all, Class Counsel served—and Plaid responded to—57 document
requests, 21 interrogatories, and 51 requests for admissions.
18.
In responding to Plaintiffs’ written discovery requests, Plaid initially avoided
committing to produce responsive documents and information, instead asserting objections and
stating that it would meet and confer with Class Counsel regarding the scope of terms used in
Plaintiffs’ requests.
19.
As a result, Class Counsel embarked upon a months-long process of meeting and
conferring with Plaid about its obligations to produce relevant documents and information as
requested. Class Counsel began that process on December 23, 2020, and it did not conclude until
May 8, 2021. Over that period, Class Counsel participated in dozens of telephonic and written
meet-and-confer sessions, expending a great deal of time and effort to hold Plaid accountable for
its obligations to produce key relevant documents. Class Counsel pushed throughout that time for
documents and information related to issues such as the nature of Plaid’s software and data
collection practices, the data Plaid provided to its clients, the revenues Plaid earned, the internal
policies and procedures in place at Plaid, the consumer disclosures employed by Plaid at various
points, and the agreements between Plaid and various financial institutions as well as between
Plaid and its clients.
20.
These issues were highly contested. Plaid eventually agreed to produce certain
categories of documents, while continuing to push back on others. When it appeared that the
parties had reached an impasse, Class Counsel ultimately teed up motions to compel on several
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issues. But just before those motions would have been filed, Plaid agreed to multiple
compromises and to produce the documents Plaintiffs requested.
21.
Plaid ultimately produced over 12,000 pages of documents, including internal
policies and procedures, agreements, correspondence, investigatory materials, client lists, and
detailed financial information.
22.
During this same time period, Class Counsel commenced third-party discovery as
well, subpoenaing JP Morgan Chase and starting discussions with other banks. Class Counsel
also responded to a set of document requests served by Plaid. In addition, Class Counsel engaged
a forensic consultant to preserve data from the named Plaintiffs, and oversaw the preservation of
data from several Plaintiffs’ personal mobile devices.
23.
Class Counsel also sought and received significant discovery from Plaid as part of
the mediation and negotiation process that led to the Settlement. In response to informal
discovery requests, Plaid provided further information, internal documents, and data that shed
light on the nature and function of Plaid’s software and business practices during the class period,
its finances, and the size and scope of the potential class, among other things. Prior to the
mediation, for example, the parties participated in a technology tutorial session with Judge
Gandhi, in which Plaid’s businesspeople explained aspects of Plaid’s technology and business
model. After reaching agreement on settlement terms with Plaid, Class Counsel sought and
received confirmatory discovery from Plaid as well.
24.
As a result of the significant discovery provided by Plaid, Class Counsel were able
to properly assess the value of the Class’s claims and negotiate a fully-informed settlement that
maximizes the financial recovery available to the Class and provides important injunctive relief
designed to substantially remedy the alleged misconduct going forward while avoiding litigation
risks that were brought to light in the process.
IV.
Mediation and Settlement
25.
Between February 2021 and July 2021, the Parties engaged in lengthy and
contentious arm’s-length negotiations to resolve the claims in the Action. On February 16, 2021,
the Parties engaged in a full-day mediation session with the Hon. Jay Gandhi (ret.). Prior to the
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mediation, the parties prepared detailed mediation briefs outlining their positions on the strengths
and weaknesses of the case. The Parties went into the mediation with substantially different
positions relating to appropriate settlement terms and did not resolve the Action at the initial
mediation session.
26.
For the next several months, while the parties continued to litigate, they continued
to engage in the mediation process with Judge Gandhi, who helped bridge the gap between their
positions.
27.
The parties held another mediation session on April 13, 2021. Before and after that
mediation session, the parties engaged in extensive communications with each other and Judge
Gandhi regarding points of contention and additional information required to move discussions
forward.
28.
On June 7, 2021, Judge Gandhi made a mediator’s proposal for a class-wide
settlement for $58 million subject to the parties’ negotiation of, and agreement to, appropriate
injunctive relief. That recommendation was accepted by all parties in a double-blind process on
June 11, 2021. Over the next six weeks, the parties negotiated the terms of a long-form settlement
agreement, including injunctive relief. These negotiations ultimately resulted in the Settlement
Agreement, which was executed on July 30, 2021.
29.
The negotiations of the Settlement Agreement were intense and included multiple
lengthy telephone conferences and extensive email correspondence, as well as the exchange of
multiple drafts of the proposed Settlement Agreement and related materials.
30.
During the negotiation process, the parties were at many times far apart and often
at odds. The mediator’s direct resolution of disputes was required, at times, to prevent the
discussions from collapsing altogether.
31.
Throughout the mediation and settlement process, Class Counsel vigorously
pursued the best interests of the putative Class. In negotiating the Settlement Agreement, the
parties negotiated at arms’ length and did not engage in substantive negotiation about or reach
any agreement concerning the amount of attorneys’ fees that should be awarded, reimbursement
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of expenses, or class representative service awards. At no point did Class Counsel seek to
advance their own interests over those of the Class.
32.
Certain differences between the proposed litigation classes reflected in the CAC
and the Settlement Class reflect Class Counsel’s determination, based upon information learned
through formal and informal discovery, that (1) the challenged aspects of Plaid’s software and
conduct apply to the users of a broader set of fintech apps and services than those enabling
payments and money transfers; and (2) the “OAuth Process” and “Managed OAuth Process” that
Plaid employed with certain financial institutions at certain points in time should be excluded
from the Class. The Settlement Class is thus broader in that it includes users of more fintech apps
and narrower in that it excludes users who connected to their accounts using a different process
than was described in the CAC.
33.
On August 6, 2021, Class Counsel filed the Motion for Preliminary Approval of
Class Action Settlement, including a description of the monetary and injunctive relief provided by
the Settlement and a notice plan prepared by Angeion Group, LLC. (Dkts. 137, 138, 139.)
Following a hearing on September 30, 2021, the Court granted preliminary approval of the
Settlement on November 19, 2021. (Dkt. 153.)
34.
Should the Court approve the Settlement, Class Counsel will continue to
vigorously represent the interests of the Class throughout settlement administration.
CHARACTERISTICS OF THE CLASS
35.
Class Counsel estimates that the Settlement Class reflected in the Settlement
Agreement includes approximately 98 million individuals. That estimate is based upon an internal
analysis performed by Plaid of its own data in 2020.
WORK PERFORMED BY CLASS COUNSEL
36.
Each of our law firms has categorized their time spent in this litigation according
to the nature of the task. Exhibits A, B, and C hereto are summaries describing the amount of
time spent by each attorney and staff member whose time is included in Class Counsel’s total
lodestar, as divided among each of the following ten categories:
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37.
The Lead Counsel Calls / Meetings category includes communications and
conferences between and among Class Counsel.
38.
The Investigations / Factual Research category includes all work and research
required to develop knowledge of facts related to the claims alleged on behalf of the Class;
research concerning the impact of Plaid’s conduct on Plaintiffs and putative Class members;
communications with the Class Representatives regarding the allegations included in the initial
complaints and the CAC; and ongoing analysis of relevant technical and other developments
throughout the course of the litigation.
39.
The Discovery (Draft / Respond / Meet & Confer) category includes work to
form a discovery plan; drafting of discovery requests and responses; meeting and conferring on
discovery responses; communications and conferences regarding evidence and information
provided by Plaid through formal and informal discovery; planning, drafting and serving third-
party discovery; meeting and conferring with third parties’ counsel; and coordination and
communication with the Class Representatives and, where applicable, their counsel regarding the
location of potentially relevant evidence and information, evidence preservation, and the
provision of personal information.
40.
The Discovery (Document Review) category includes review and analysis of
documents and data produced by Plaid through formal and informal discovery.
41.
The Pleadings, Briefs, Motions category includes drafting, review, and filing of
all pleadings, briefs, and motions before the Court, including without limitation the CAC, status
reports and case management statements, and the opposition to Plaid’s motion to dismiss.
42.
The Court Appearances & Preparation category includes all conferences and
other tasks undertaken to prepare for hearings, case management conferences, and other
appearances before the Court; the analysis and preparation of materials for use in Court
appearances; and time spent in appearances before the Court.
43.
The Settlement category includes strategy, analysis, correspondence, and
conferences related to settlement negotiations; drafting of mediation briefs, term sheets, and the
Settlement Agreement; preparation and conduct of each mediation and settlement conference;
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preparation and filing of the settlement approval briefing and associated exhibits; evaluating and
selecting a Settlement Administrator; oversight of the scope and implementation of the notice
program; research and selection of proposed cy pres recipients; and communications with defense
counsel, Class Representatives, class members, and the Court regarding the Settlement.
44.
The Case Management & Litigation Strategy category includes time spent
developing and furthering a cohesive and comprehensive case strategy and goals; analysis of
relevant developments in case law and other areas; management of the case file, including
administrative work; the allocation of work among counsel, and all related oversight.
45.
The Legal Research category includes research and analysis regarding substantive
and procedural legal issues.
46.
The Experts / Consultants category includes time incurred to identify and retain
consulting experts, as well as consultations to assist with preparation of the initial complaint in
the Cottle Action.
47.
We, and attorneys under our supervision, reviewed the time records kept by our
respective law firms for purposes of this declaration and assigned each time entry to one of the
ten categories described above, which were distributed by Class Counsel to all Plaintiffs’ counsel
in this litigation. The total hours and lodestar incurred by Class Counsel for each of the ten
categories are detailed in Table 2 below.
Table 2
Lodestar and Rates by Category
Category
Total Hours
Total Lodestar
Lead Counsel Calls / Meetings
390.8
$332,359.00
Investigations / Factual Research
462.7
$392,851.50
Discovery (Draft / Respond / Meet & Confer)
714.4
$528,447.50
Discovery (Document Review)
39.1
$32,562.50
Pleadings, Briefs, Motions
1,330.2
$1,022,038.50
Court Appearances & Preparation
297.8
$241,689.00
Settlement
1,055.1
$842,240.50
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Case Management & Litigation Strategy
817.2
$571,284.50
Legal Research
433.2
$362,315.00
Experts / Consultants
86
$68,448.00
Totals
5,626.5
$4,394,236
48.
These submitted hours do not include every hour reported, even by Class Counsel.
They do not include timekeepers from Class Counsel who billed less than 10 total hours. They
also do not include time from other counsel representing named Plaintiffs, who made
contributions to the Action, but collectively submitted a relatively small number of hours
compared to Class Counsel. The above amounts also do not include the additional time that Class
Counsel will spend going forward in seeking approval of, and implementing, the Settlement,
including responding to inquiries from Class Members and overseeing distribution of the
Settlement Fund. Based on prior experience, these responsibilities may require a significant
further time commitment from Class Counsel. If there are objections to the Settlement and
subsequent appeals, those commitments and responsibilities may extend for several more years.
49.
The time that Class Counsel spent on this case has been completely contingent
on the outcome. We prosecuted this case on a purely contingent basis and agreed to advance all
necessary expenses, to the exclusion of other fee-generating work, knowing that we would
receive a fee and be reimbursed our expenses only if we obtained meaningful relief on a class-
wide basis.
50.
Additional work will be required to obtain final approval of the Settlement;
to protect the Settlement on appeal (if any appeals are lodged); to respond to inquiries from Class
Members about their rights and relief provided by the Settlement; to oversee and monitor Plaid’s
compliance with the injunctive relief provided by the Settlement; to oversee the distribution and
allocation of any cy pres funding awarded by the Court; and to ensure and report on compliance
by each cy pres recipient with the terms of the Settlement.
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51.
Based on our experience with other class actions and complex cases, we believe
that the time expended in connection with this matter was necessary to ensure the success of the
action and reasonable in amount, particularly given the result achieved by the Settlement and the
novelty and complexity of the litigation.
CLASS COUNSEL’S HOURLY RATES
52.
This case involves Plaid’s actions in collecting and handling some of the most
private of all consumer information: banking login credentials and detailed financial data for tens
of millions of people. At issue are novel and untested claims for violation of CAPA (with
attendant statutory penalties) as well as claims for invasion of privacy/intrusion into private
affairs, unjust enrichment, deceit, and violations of the California Constitution. These issues were
disputed in a highly technical context that required our attorneys and consulting experts to apply
expertise in the functioning of the Plaid Link interface in various fintech apps, Plaid’s use of
different methods for collecting data from financial institutions, and Plaid’s delivery and use of
banking data to its clients. These and other difficult issues implicated by these claims required us
to research and devise litigation strategies to move the case through motion practice and
contentious merits discovery towards trial, without the certainty of ever receiving compensation.
The hourly rates utilized in the lodestar calculation include no risk multiplier.
53.
The rates sought for each law firm’s attorneys and staff are the firm’s current
commercial billing rates, which have been approved and paid in other cases, and are supported by
Class Counsel’s extensive and specialized experience in these types of cases and recognized
expertise, as described below for each of HK, LCHB, and BC, respectively.
Herrera Kennedy (by Shawn Kennedy)
54.
HK is a litigation firm that routinely leads high-stakes, novel, and complex
contingency and class action cases. HK’s partners have been entrusted with leadership roles in
significant antitrust and consumer class actions and have discovered, initiated, and pursued
groundbreaking qui tam actions alleging anticompetitive conduct by some of the largest and most
well-represented companies in the world. Over the last three years, HK’s partners have recovered
over $200 million in damages on behalf of injured consumers in exceedingly large and
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complicated class actions. More information on HK can be found at the firm’s website,
http://herrerakennedy.com.
55.
HK’s audited lodestar of $1,811,332.50 through January 25, 2022, reflects 1,944.9
hours of work by highly qualified attorneys. This case was litigated by HK partners Shawn
Kennedy, Nico Herrera, and Bret Hembd, with additional work contributed by Laura Seidl and
Andrew Purdy.
56.
Shawn Kennedy received his JD in 2001 from Duke University School of Law.
He has over 20 years of experience handling class actions and other complex litigation matters.
He has litigated numerous high-stakes consumer class actions involving securities, antitrust and
consumer fraud claims. In addition, as the founder of technology companies in the legal and
financial industries, he has extensive experience and substantive knowledge regarding cloud-
based technology; software development; security and privacy; and data storage and analytics.
This experience and knowledge proved invaluable in allowing him to uncover Plaid’s wrongful
conduct alleged in this action. He had primary responsibility for guiding the investigation and
development of the factual allegations and claims in this case. Prior to joining HK, he practiced
with international law firms Morgan, Lewis & Bockius LLP, and Howrey LLP, where he was
selected as a “Rising Star” by Super Lawyers and was selected as Attorney of the Year by the
Public Law Center.
57.
Nicomedes Sy Herrera received his JD in 1997 from Columbia Law School,
where he was a Harlan Fiske Stone Scholar. He is a strategic litigator with over 24 years of
experience litigating a broad range of complex, high-impact privacy, antitrust, and consumer class
actions, derivative suits, and qui tams. He investigated and commenced a groundbreaking series
of billion dollar qui tam lawsuits against some of the largest pharmaceutical manufacturers based
on the drug companies’ assertion of fraudulently-procured patents to exclude generic competition.
Prior to joining HK, he also held senior executive and general counsel positions for several New
York and Chicago-based financial services firms. He has been selected as a “Super Lawyer” and
a “Rising Star” by Super Lawyers.
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58.
Bret D. Hembd received his JD from Yale Law School in 2010, where he served
as an Editor of The Yale Law Journal. He is an accomplished litigator who represents individuals
and companies in a broad array of business litigation in state and federal court. With his partners,
he has litigated high-stakes consumer class actions and qui tam lawsuits in federal courts across
the nation. Prior to joining HK, he practiced at Irell & Manella LLP. He has been selected as a
“Rising Star” by Super Lawyers each year from 2017 to 2022.
59.
Laura E. Seidl received her JD from New York Law School in 2008. She is a
skilled litigator with a history of outstanding success representing people from all walks of life.
Her clients have ranged from private equity investors litigating complex derivative lawsuits with
hundreds of millions of dollars at stake to individuals suffering homelessness during the Bay Area
housing crisis.
60.
HK’s customary rates, which were used for purposes of calculating HK’s lodestar
reflected in Exhibit A, are consistent with prevailing rates in this District and have been billed to
and paid by HK’s hourly clients. See also In re Capacitors Antitrust Litig., No. 3:17-md-02801-
JD, 2020 U.S. Dist. LEXIS 209514, at *64–65 (N.D. Cal. Nov. 7, 2020) (approving HK partner’s
fees at prior firm as part of total award of $69.6 million in fees); In re Restasis (Cyclosporine
Ophthalmic Emulsion) Antitrust Litig., No. 18-MD-2819 (NG) (LB), 2020 U.S. Dist. LEXIS
198674, at *26–27 (E.D.N.Y. Oct. 6, 2020) (approving HK partner’s fees at prior firm as part of
total award of $16.4 million in fees); In re HP Printer Firmware Update Litig., No. 5:16-cv-
05820-EJD, 2019 U.S. Dist. LEXIS 108959, at *8–9 (N.D. Cal. June 28, 2019) (approving HK
partner’s fees at prior firm as part of total award of $2.75 million in fees).
Lieff, Cabraser, Heimann & Bernstein (by Rachel Geman)
61.
LCHB is one of the oldest, largest, most-respected, and most-successful class
action firms in the country, and has recovered billions of dollars for class members. The firm
brings to the table extensive experience litigating and settling consumer and privacy class actions
and other complex matters, and has played a lead role in prosecuting numerous privacy class
actions, including: In re Google Location History Litigation, No. 18-05062 (N.D. Cal.) (Co-Lead
Class Counsel); Campbell v. Facebook, No. 13-05996 (N.D. Cal.) (Co-Lead Class Counsel);
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Perkins v. LinkedIn Corp., No. 13-04303 (N.D. Cal.) (Co-Lead Class Counsel); Corona v. Sony
Pictures Entertainment, Inc., No. 14-09600 (C.D. Cal.) (Co-Lead Class Counsel); Ebarle et al. v.
LifeLock Inc., No. 15-00258 (N.D. Cal.) (Co-Lead Class Counsel); and Matera v. Google LLC,
No. 15-04062 (N.D. Cal.) (Co-Lead Class Counsel). More information on LCHB can be found at
the firm’s website, www.lieffcabraser.com.
62.
LCHB’s audited lodestar of $1,296,641 through January 25, 2022, reflects
2,080.80 hours of work by highly qualified attorneys, as addressed in the following paragraphs.
63.
Rachel Geman received her J.D. in 1997 from Columbia Law School, with
honors. In addition to serving as Co-Lead counsel in this matter, Ms. Geman is active in the
firm’s consumer, false claims, and employment practice groups. She presently serves on the
Plaintiffs’ Steering Committee in contaminated drug litigation (Valsartan) and is proposed co-
lead class counsel for medical monitoring; represents a certified class of women in employment
discrimination litigation against Goldman Sachs; is co-lead counsel in kickback litigation against
AbbVie; and represents multiple whistleblowers in complex matters. Ms. Geman has been co-
lead counsel or counsel of record in consumer and other complex litigation that has resolved in
the N.D. Cal. See In re: Bank of Am. Credit Protection Marketing & Sales Practices Litig., No.
11-02269 (N.D. Cal.) (Ms. Geman and LCHB were co-lead class counsel); Brazil v. Dell, No. 7-
01700 (N.D. Cal.) (LCHB co-lead class counsel); and In re Axa Rosenberg Inv. Litig., No. 11-
00536 (N.D. Cal.) (LCHB co-lead class counsel)]. Ms. Geman chairs NELA-NY’s amicus
committee and is a frequent writer and speaker on topics in complex litigation. Ms. Geman has
been selected for inclusion by peers in The Best Lawyers in America in the field of “Employment
Law - Individuals” from 2012-2022. She was named among the “Lawdragon 500 Leading
Plaintiff Financial Lawyers in America” in 2021, “Lawdragon 500 Leading Plaintiff Employment
Lawyers in America” from 2018-2021, and “Lawdragon 500 Leading Plaintiff Consumer
Lawyers” in 2019.
64.
Michael Sobol is the Chair of LCHB’s Cybersecurity and Data Privacy practice
group. Mr. Sobol received his J.D. in 1989 from Boston University School of Law. Since joining
LCHB in 1997, Mr. Sobol has represented plaintiffs in numerous nationwide consumer
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protection, data privacy and other class actions and complex matters. Mr. Sobol is widely
recognized for his expertise and substantial experience in the area of digital privacy and security,
including most recently by the Daily Journal as a “Top Cyber/Artificial Intelligence Lawyer,”
2018-2019; by Law360 as “MVP for Cybersecurity and Privacy” in 2017; and by the National
Law Journal as “Cybersecurity & Data Privacy Trailblazer” in 2017.
65.
Melissa Gardner received her J.D. in 2011 from Harvard Law School. Ms.
Gardner joined LCHB as an associate in 2012 and became a partner at the firm in 2019. Ms.
Gardner focuses her practice on representing plaintiffs in consumer protection and digital privacy
class action litigation, and has significant experience with class action consumer privacy litigation
involving claims under the Wiretap Act. Ms. Gardner has been selected by Super Lawyers as a
“Rising Star for Northern California” each year from 2017-2020.
66.
Mike Sheen received his J.D. in 2012 from the University of California, Berkeley.
His practice centers on securities and financial fraud and consumer and data privacy fraud
matters. Prior to joining the firm in 2018, Mr. Sheen served as a law clerk to the Honorable Dale
A. Drozd of the U.S. District Court for the Eastern District of California. He was also an associate
at Milbank, Tweed, Hadley & McCloy LLP, where his practice focused on intellectual property
and commercial litigation.
67.
Rhea Ghosh received her J.D. in 2016 from the University of Pennsylvania Law
School. Before coming to Lieff Cabraser, Ms. Ghosh served as a judicial clerk to the Honorable
Charles S. Haight, Jr. of the Southern District of New York and also was an associate at Kirkland
& Ellis LLP. Presently, Ms. Ghosh is clerking on the Tenth Circuit Court of Appeals.
68.
Madeline Gomez received her J.D in 2015 from Columbia Law School where she
served as the Executive Editor and Notes Editor for the Columbia Journal of Gender and Law and
won the Myra Bradwell Award for the best student note on women and the law and the Pauline
Berman Heller Prize for the most outstanding record of academic achievement in the service of
gender equality. Ms. Gomez served as a law clerk for the Honorable Martha Craig Daughtrey of
the U.S. Court of Appeals for the Sixth Circuit. Ms. Gomez worked on this case in its early
stages.
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69.
Nicholas Hartmann received his J.D. in 2014 from the University of California,
Irvine School of Law. Prior to joining the firm, Mr. Hartmann served as a judicial clerk to the
Honorable Andrew J. Peck of the U.S. District Court for the Southern District of New York and
to the Honorable Eric L. Clay of the U.S. Court of Appeals for the Sixth Circuit. He was also an
associate at Patterson Belknap Webb & Tyler LLP, New York City. Mr. Hartmann began work
on this case when it was in its settlement posture.
70.
Ariana Delucchi is a paralegal. She obtained her Bachelor of Arts from the
University of San Francisco in 2010 and her Paralegal Studies Certificate from San Francisco
State University in 2017.
71.
LCHB’s customary rates, which were used for purposes of calculating LCHB’s
lodestar reflected in Exhibit B, are consistent with prevailing rates in this District and repeatedly
have been approved by federal courts in this Circuit: See, e.g., In re Volkswagen “Clean Diesel”
Mktg., Sales Practices, & Prod. Liab. Litig., MDL 2672, Dkt. No. 3489 (N.D. Cal. July 21, 2017)
(approving in lodestar cross-check rates of Class Counsel, including LCHB, which ranged “from
$250 to $1,650 for partners, $185 to $850 for associates, and $65 to $390 for paralegals”); In re
Intuit Data Litig., No. 15-1778, 2019 WL 2166236, at *2 (N.D. Cal. May 15, 2019) (awarding
requested attorneys’ fees); Campbell et al. v. Facebook, Inc., No. 13-05996, Dkt. No. 253 (N.D.
Cal. August 18, 2017) (approving LCHB rates); Allagas v. BP Solar Int’l, Inc., No. 14-00560,
2016 WL 9114162, at *2 (N.D. Cal. Dec. 22, 2016) (approving LCHB rates as “in line with
prevailing rates in this District”); Perkins v. LinkedIn Corp., No. 13-CV-04303, 2016 WL
613255, at *15 (N.D. Cal. Feb. 16, 2016) (approving LCHB rates); In re High-Tech Employee
Antitrust Litig., No. 11-02509, Dkt. No. 1112 (N.D. Cal. Sept. 2, 2015) (approving LCHB rates);
In re TracFone Unlimited Serv. Plan Litig., 112 F. Supp. 3d 993, 1009 (N.D. Cal. 2015)
(awarding requested attorneys’ fees); Steinfeld v. Discover Financial Services, No. 3:12-01118
(N.D. Cal. Mar. 31, 2014) (“Class counsel have submitted declarations that show the hourly rates
that they have requested are reasonable and have provided the Court with information about other
cases that approved their rates.”); In re: Toyota Motor Corp. Unintended Acceleration Marketing,
Sales Practices, and Products Liability Litig., No. 10-ml-02151, Dkt. No. 3933 (C.D. Cal. June
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24, 2013) (awarding requested fees and finding that “[c]lass counsel’s experience, reputation, and
skill, as well as the complexity of the case” justified billing rates).
Burns Charest LLP (by Christopher Cormier)
72.
BC is a boutique trial firm that represents individuals, businesses, and classes in
complex, high-value disputes, primarily in the fields of antitrust, privacy, intellectual property,
energy, and mass torts. Founded in 2015 by former Susman Godfrey LLP partners and associates,
its partnership now includes former partners of other prominent firms like Arnold & Porter LLP
and Cohen Milstein Sellers & Toll PLLC. With offices in Dallas, New Orleans and Washington,
DC, the firm has quickly gained a reputation as one of the preeminent complex plaintiff-side
litigation firms in the nation. The firm has obtained judgments and settlements totaling well into
the hundreds of millions of dollars for their clients as lead counsel in various class actions and
mass torts and for individual and corporate clients in various business disputes. The firm and its
lawyers have been repeatedly ranked by preeminent legal publications such as Benchmark
Litigation, Best Lawyers in America, Chambers and Partners, Global Competition Review,
Lawdragon, and Super Lawyers. More information on BC can be found at the firm’s website,
https://www.burnscharest.com.
73.
BC’s audited lodestar of $1,286,262.50 through January 25, 2022, reflects
1,600.80 hours of work by highly qualified attorneys and support staff. This case primarily was
litigated by BC partners Christopher J. Cormier and Warren T. Burns, with additional work
contributed by associates and paralegals.
74.
Christopher J. Cormier has led BC’s investigation, litigation, and settlement
efforts in this case. He graduated magna cum laude from American University’s Washington
College of Law in 2002 and earned a BA in Government from the University of Virginia in 1999.
He has 20 years of experience handling antitrust, privacy and other class actions as well as
representing business clients in high-value commercial litigation. After spending the first 16 years
of his career as an associate and partner at Cohen Milstein Sellers & Toll PLLC, he moved to BC
in 2018. He has served as court-appointed co-lead counsel in numerous antitrust class actions
resulting in successful settlements and verdicts exceeding $1.5 billion, including In re Urethane
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Antitrust Litigation (D. Kan.), where he served on the trial team that secured the largest price-
fixing verdict in the history of the Sherman Antitrust Act. Federal courts across the country also
have personally appointed him co-lead counsel in various successful antitrust and other class
actions. A leading publication notes that he is “lauded as ‘an excellent competition plaintiff
lawyer’ who is regularly engaged in high-value antitrust proceedings before state and federal
courts.” He has been named to the Lawdragon 500 Leading Plaintiff Financial Lawyers guide
(2021) and the Lawdragon 500 Leading Plaintiff Consumer Lawyers guide (2021), honored as
one the globe’s top plaintiffs’ antitrust lawyers in the Global Competition Review’s Who’s Who
Legal: Competition (2020), selected to the Best Lawyers in America (2020-2022), called a
“Rising Star” in the field of Antitrust Litigation by Super Lawyers (2016-2017), and recognized
by Benchmark Plaintiff as an Antitrust Litigation Star (2013-2015).
75.
Warren T. Burns graduated summa cum laude and Order of the Coif in 2004
from Tulane Law School, where he served as Editor in Chief of the Tulane Law Review. After
law school, he clerked for the Hon. Paul J. Kelly, Jr. on the U.S. Court of Appeals for the Tenth
Circuit, and then joined Susman Godfrey LLP, where was an associate and then partner. He co-
founded BC in 2015 and serves as the firm’s co-managing partner. He has served as co-lead
counsel in numerous antitrust and other class actions and as counsel for numerous individuals and
companies in commercial litigations and arbitrations. He has obtained settlements and verdicts for
his clients well into the hundreds of millions of dollars. He is an elected member of the American
Law Institute, is a Fellow of the American Bar Foundation, and sits on the Board of Advisory
Editors of the Tulane Law Review. He has been honored by the following legal publications:
Texas Rising Stars (2011-2015), Texas Super Lawyers (2019-2021), International Who’s Who of
Competition Lawyers (2014-2021), Top 100 National Trial Lawyers (2015-2016, 2020), Best
Lawyers in Dallas (2020), Best Lawyers in America (2019-2022), Lawdragon 500 Leading
Plaintiff Consumer Lawyers (2021), and Lawdragon 500 Leading Plaintiff Financial Lawyers
(2021).
76.
BC’s customary rates, which were used for purposes of calculating BC’s lodestar
reflected in Exhibit C, are consistent with prevailing rates in this District and elsewhere and have
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been billed to and paid by BC’s clients. See, e.g., In re EpiPen (Epinephrine Injection, USP)
Marketing, Sales Practices and Antitrust Litig., MDL No. 2785, 2021 WL 5369798, at *4-5 (D.
Kan. Nov. 17, 2021) (granting requested attorney fees representing specified multiplier of hourly
rates of Burns Charest and other co-lead counsel in class action settlement); In re Anadarko Basin
Oil and Gas Lease Antitrust Litig., No. CIV-16-209-HE, 2019 WL 1867446, at *1-3 (W.D. Okla.
Apr. 25, 2019) (granting requested attorney fees representing specified multiplier of hourly rates
of Burns Charest and other co-lead counsel set forth in co-lead counsel declaration in class action
settlement).
EXPENSES INCURRED BY PLAINTIFFS’ COUNSEL
77.
Class Counsel seek reimbursement of $115,920.21 in litigation expenses. As
detailed in Exhibit D, to date HK has incurred expenses totaling $33,052.40; LCHB has incurred
expenses totaling $48,857.80; BC has incurred expenses totaling $27,843.03; these expenses are
reflected in our respective books and records as maintained in the ordinary course of business. As
also detailed in Exhibit D, the other counsel representing named Plaintiffs have reported expenses
totaling $6,166.98.
78.
The expenses incurred by Plaintiffs’ counsel include consultant fees, mediation
costs, and other customary litigation expenses. Table 3 below provides an overview of those
expenses broken down by expense category:
Table 3
Expenses by Category
Category
Cumulative Expense
Electronic Research (Lexis/Westlaw/Pacer)
$21,892.09
Court Costs – Filing Fees
$4,530.00
Federal Express/Overnight Delivery
$72.20
Photocopies – In House
$469.60
Photocopies – Outside
$5,504.60
Air Travel
$583.22
Meals
$18.43
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Deposition Costs
$82.58
Service of Process Fees
$100.50
Telephone / Fax
$374.34
Experts / Consultant Fees
$33,330.40
Mediation Expenses
$39,333.59
Electronic Database Charges
$8,820
Other Charges
$808.66
Total
$115,920.21
TIME AND EFFORT BY PLAINTIFFS
79.
In addition to the time and expenses Class Counsel incurred in this action, the
Class Representatives have spent considerable time and effort in their pursuit of this litigation and
in seeking to advance the legal rights and interests of the Class, including time spent in fact-
finding interviews with Plaintiffs’ counsel for the CAC, discussing this litigation with Plaintiffs’
counsel, and communicating with Class Counsel about the proposed settlement. Class
Representatives also participated in discovery by submitting information, declarations, and other
evidence, including electronic devices for forensic imaging, as requested by Class Counsel.
80.
Attached as Exhibit E are true and correct copies of declarations from each of the
eleven Class Representatives.
* * *
81.
For the foregoing reasons, and those set forth in Plaintiffs’ Motion for Attorneys’
Fees, Expenses, and Plaintiff Service Awards, Plaintiffs respectfully request that the Court award
Class Counsel $14,500,000 in fees and $115,920.21 in expenses pursuant to Federal Rule of Civil
Procedure 23(h), to be allocated by Co-Lead Class Counsel among HK, LCHB, BC, and
additional counsel that performed work inuring to the benefit of the Class, and Plaintiff Service
Awards in the total amount of $55,000.
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 22 of 68
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
- 22 -
JOINT DECL ISO MOT. FOR ATTORNEYS’ FEES,
EXPENSES, AND SERVICE AWARDS
CASE NO. 4:20-CV-03056-DMR
I declare under penalty of perjury that the foregoing is true and correct as to all matters of
which I have personal knowledge. Executed this 28th day of January, 2022, in Rancho Santa
Margarita, California.
/s/ Shawn Kennedy
Shawn M. Kennedy
I declare under penalty of perjury that the foregoing is true and correct as to all matters of
which I have personal knowledge. Executed this 28th day of January, 2022, in New York, New
York.
/s/ Rachel Geman
Rachel Geman
I declare under penalty of perjury that the foregoing is true and correct as to all matters of
which I have personal knowledge. Executed this 28th day of January, 2022, in Washington, D.C.
/s/ Christopher Cormier
Christopher J. Cormier
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 23 of 68
EXHIBIT A
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 24 of 68
Hours By Category
Timekeeper
Lead Counsel Calls /
Meetings
Investigations /
Factual Research
Discovery (Draft / Respond
/ Meet & Confer)
Discovery (Document
Review)
Pleadings, Briefs,
Motions
Court Appearances &
Preparation
Settlement
Case Management &
Litigation Strategy
Legal Research
Experts /
Consultants
TOTALS
Shawn Kennedy
98.30
153.50
96.20
12.00
477.10
79.40
130.20
40.70
186.90
11.40
1,285.70
Bret Hembd
69.30
23.90
17.10
81.30
2.50
39.40
19.70
37.70
9.90
300.80
Nicomedes Herrera
69.80
34.40
18.80
40.50
3.60
43.20
22.30
8.60
16.40
257.60
Andrew Purdy
19.70
9.90
21.60
3.60
4.00
0.70
59.50
Laura Seidl
18.10
4.60
4.90
13.00
0.70
41.30
TOTALS
275.20
221.70
132.10
12.00
625.10
90.40
225.80
86.30
237.90
38.40
1,944.90
Lodestar By Category
Timekeeper
Lead Counsel Calls /
Meetings
Investigations /
Factual Research
Discovery (Draft / Respond
/ Meet & Confer)
Discovery (Document
Review)
Pleadings, Briefs,
Motions
Court Appearances &
Preparation
Settlement
Case Management &
Litigation Strategy
Legal Research
Experts /
Consultants
TOTALS
Shawn Kennedy ($950/hour)
$ 93,385.00
$ 145,825.00
$ 91,390.00
$ 11,400.00
$ 453,245.00
$ 75,430.00
$ 123,690.00
$ 38,665.00
$ 177,555.00
$ 10,830.00
1,221,415.00
$
Bret Hembd ($825/hour)
$ 57,172.50
$ 19,717.50
$ 14,107.50
$ -
$ 67,072.50
$ 2,062.50
$ 32,505.00
$ 16,252.50
$ 31,102.50
$ 8,167.50
248,160.00
$
Nicomedes Herrera ($975/hour)
$ 68,055.00
$ 33,540.00
$ 18,330.00
$ -
$ 39,487.50
$ 3,510.00
$ 42,120.00
$ 21,742.50
$ 8,385.00
$ 15,990.00
251,160.00
$
Andrew Purdy ($950/hour)
$ 18,715.00
$ 9,405.00
$ -
$ -
$ 20,520.00
$ -
$ - $ 3,420.00
$ 3,800.00
$ 665.00
56,525.00
$
Laura Seidl ($825/hour)
$ 14,932.50
$ -
$ -
$ -
$ 3,795.00
$ 4,042.50
$ 10,725.00
$ -
$ 577.50
$ -
34,072.50
$
TOTALS
$ 252,260.00
$ 208,487.50
$ 123,827.50
$ 11,400.00
$ 584,120.00
$ 85,045.00
$ 209,040.00
$ 80,080.00
$ 221,420.00
$ 35,652.50
1,811,332.50
$
In re Plaid Inc. Privacy Litigation
CATEGORY TIME REPORT
Reporting Period: Inception - January 25, 2022
HERRERA KENNEDY LLP
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 25 of 68
EXHIBIT B
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 26 of 68
4089-0001
TOTALS
Name
1
2
3
4
6
7
8
12
13
14
Cur. Hrs
Cum. Hrs
Rate
Cur. Lod
Cum. Lod
MICHAEL SOBOL
1.30
3.40
1.90
0
10.50
3.40
13.80
13.90
0.50
6.40
55.10
55.10
1,025.00
56,477.50
56,477.50
ARIANA DELUCCHI
0
32.60
0.70
0
24.90
1.00
12.30
69.10
0
0.50
141.10
141.10
395.00
55,734.50
55,734.50
DANNA ELMASRY
0
0
0
0
7.40
0
12.00
2.40
6.80
0
28.60
28.60
370.00
10,582.00
10,582.00
MELISSA GARDNER
31.00
45.00
137.00
5.20
228.10
64.20
184.10
90.50
53.80
22.50
861.40
861.40
610.00
525,454.00
525,454.00
RACHEL GEMAN
37.90
22.40
21.00
6.20
91.50
60.20
175.50
35.20
6.50
10.00
466.40
466.40
850.00
396,440.00
396,440.00
RHEA GHOSH
3.20
0.70
65.40
4.20
126.50
17.00
105.40
13.70
9.00
5.50
350.60
350.60
465.00
163,029.00
163,029.00
MADELINE GOMEZ
12.70
15.10
0
0
38.30
0
0
9.30
18.90
2.70
97.00
97.00
465.00
45,105.00
45,105.00
NICHOLAS HARTMANN
0.80
0
0
0
15.00
9.20
20.70
0
0
0
45.70
45.70
535.00
24,449.50
24,449.50
MIKE SHEEN
0
0
0
0
26.90
0
2.10
5.90
0
0
34.90
34.90
555.00
19,369.50
19,369.50
TOTALS HOURS:
86.90
119.20
226.00
15.60
569.10
155.00
525.90
240.00
95.50
47.60
2,080.80
2,080.80
$1,296,641.00
$1,296,641.00
TOTAL LODESTAR
$60,279.00
$70,199.00
$134,055.00
$10,395.00
$339,838.50
$107,039.00
$346,170.50
$141,524.50
$54,345.00
$32,795.50
$1,296,641.00
1,236,362.00
$
LIEFF CABRASER HEIMANN & BERNSTEIN, LLP
TASK CODES From Inception to 01-25-22
PLAID FINANCIAL PRIVACY - General Matter
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 27 of 68
Task Code
Description
1
Lead Counsel Calls/Meetings
10
Trial Preparation
11
Trial
12
Case Management & Litigation Strategy
13
Legal Research
14
Experts/Consultants
15
Appeal
2
Investigations/Factual Research
3
Discovery (Draft/Respond/Meet & Confer)
4
Discovery (Document Review)
5
Discovery (Depositions)
6
Pleadings, Briefs, Motions
7
Court Appearances & Preparation
8
Settlement
9
Class Certification
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 28 of 68
EXHIBIT C
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 29 of 68
Timekeeper
Lead Counsel
Calls / Meetings
Investigations /
Factual Research
Discovery (Draft / Respond
/ Meet & Confer)
Discovery
(Document Review)
Pleadings, Briefs,
Motions
Court Appearances &
Preparation
Settlement
Case Management &
Litigation Strategy
Legal Research
Experts /
Consultants
TOTALS
Warren Burns
0.00
0.00
0.00
0.00
0.00
0.00
0.00
49.50
0.00
0.00
49.50
Chris Cormier
10.20
118.20
175.90
11.20
59.20
51.90
300.40
166.00
81.40
0.00
974.40
Jacob Gower
1.90
2.10
7.20
0.00
34.30
0.00
0.00
7.20
0.00
0.00
52.70
Russ Herman
1.00
0.00
128.00
0.00
38.90
0.50
0.00
51.10
8.00
0.00
227.50
Brittney Johnson
15.60
1.50
31.20
0.00
0.00
0.00
3.00
117.50
0.00
0.00
168.80
Mark Anderson
0.00
0.00
0.80
0.00
1.80
0.00
0.00
87.30
10.40
0.00
100.30
Andrew Bynum
0.00
0.00
12.70
0.30
0.00
0.00
0.00
0.20
0.00
0.00
13.20
Julianna Gravois
0.00
0.00
0.50
0.00
1.80
0.00
0.00
12.10
0.00
0.00
14.40
TOTAL
28.70
121.80
356.30
11.50
136.00
52.40
303.40
490.90
99.80
0.00
1,600.80
In re Plaid Inc. Privacy Litigation
CATEGORY TIME REPORT
Reporting Period: Inception - January 25, 2022
Burns Charest LLP
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 30 of 68
Burns Charest LLP
Timekeeper
Rate
Lead Counsel Calls /
Meetings
Investigations /
Factual Research
Discovery (Draft / Respond
/ Meet & Confer)
Discovery (Document
Review)
Pleadings, Briefs,
Motions
Court Appearances &
Preparation
Settlement
Case Management &
Litigation Strategy
Legal Research
Experts /
Consultants
TOTALS
Warren Burns
$1,050.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$51,975.00
$0.00
$0.00
$51,975.00
Chris Cormier
$950.00
$9,690.00
$112,290.00
$167,105.00
$10,640.00
$56,240.00
$49,305.00
$285,380.00
$157,700.00
$77,330.00
$0.00
$925,680.00
Jacob Gower
$500.00
$950.00
$1,050.00
$3,600.00
$0.00
$17,150.00
$0.00
$0.00
$3,600.00
$0.00
$0.00
$26,350.00
Russ Herman
$600.00
$600.00
$0.00
$76,800.00
$0.00
$23,340.00
$300.00
$0.00
$30,660.00
$4,800.00
$0.00
$136,500.00
Brittney Johnson $550.00
$8,580.00
$825.00
$17,160.00
$0.00
$0.00
$0.00
$1,650.00
$64,625.00
$0.00
$0.00
$92,840.00
Mark Anderson
$425.00
$0.00
$0.00
$340.00
$0.00
$765.00
$0.00
$0.00
$37,102.50
$4,420.00
$0.00
$42,627.50
Andrew Bynum
$425.00
$0.00
$0.00
$5,397.50
$127.50
$0.00
$0.00
$0.00
$85.00
$0.00
$0.00
$5,610.00
Julianna Gravois $325.00
$0.00
$0.00
$162.50
$0.00
$585.00
$0.00
$0.00
$3,932.50
$0.00
$0.00
$4,680.00
TOTAL
$19,820.00
$114,165.00
$270,565.00
$10,767.50
$98,080.00
$49,605.00
$287,030.00
$349,680.00
$86,550.00
$0.00 $1,286,262.50
In re Plaid Inc. Privacy Litigation
CATEGORY LODESTAR REPORT
Reporting Period: Inception - January 25, 2022
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 31 of 68
EXHIBIT D
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 32 of 68
Disbursement
Burns
Charest
Herrera
Kennedy
Lieff
Cabraser
Nussbaum
Law
Reinhardt
Wendorf
Robins
Kaplan
Spector
Roseman
Tostrud
Law
Glancy
Prongay
Criden
Love PA
Hartley
Cumulative Totals
Electronic Research (Lexis/Westlaw/PACER)
$160.60
$14,612.41
$5,312.12
$303.02
$7.70
$300.19
$796.35
$310.00
$79.50
$10.20
$21,892.09
Court Costs - Filing Fees
$400.00
$620.00
$310.00
$310.00
$710.00
$1,240.00
$320.00
$620.00
$4,530.00
Federal Express/Overnight Delivery/Messengers
$40.00
$32.20
$72.20
Photocopies - In House
$323.80
$17.55
$128.25
$469.60
Photocopies - Outside
$5,504.60
$5,504.60
Air Travel
$583.22
$583.22
Meals
$18.43
$18.43
Deposition Costs
$82.58
$82.58
Service of Process Fees
$100.50
$100.50
Telephone / Fax
$253.34
$121.00
$374.34
Experts/Consultant Fees
$12,913.90
$8,166.60
$12,249.90
$33,330.40
Mediation Expenses
$14,750.10
$9,833.39
$14,750.10
$39,333.59
Misc. (Describe) Electronic Database
$8,820.00
$8,820.00
Misc. (Describe) Other Charges
$808.66
$808.66
TOTAL
$27,843.03
$33,052.40
$48,857.80
$630.57
$317.70
$1,010.19
$2,036.35
$1,142.47
$399.50
$630.20
$0.00
$115,920.21
In re Plaid Inc. Privacy Litigation
ALL FIRM EXPENSE REPORT
Firm Name: ALL FIRMS
Reporting Period: Inception - January 25, 2022
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 33 of 68
EXHIBIT E
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 34 of 68
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
2333486.1
DECLARATION OF CAROLINE ANDERSON ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC. PRIVACY
LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
DECLARATION OF CAROLINE
ANDERSON IN SUPPORT OF FINAL
APPROVAL OF SETTLEMENT
THIS DOCUMENT RELATES TO:
ALL ACTIONS
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 35 of 68
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
2333486.1
DECLARATION OF CAROLINE ANDERSON ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
I, Caroline Anderson, declare as follows:
1.
I am one of the class representatives appointed in this case.
2.
I submit this declaration in support of final approval of the settlement. I have
personal knowledge of the facts stated herein. If called to testify to the contents of this
declaration, I could and would competently do so.
3.
I voluntarily undertook the burdens and risks associated with this lawsuit to try to
stop Defendant’s unauthorized collection and use of my private financial information as well as
that of other class members.
4.
I have participated actively in this lawsuit. I have followed the status and progress
of the case and met in person with counsel on multiple occasions or communicated by phone and
email to stay informed, including during the mediations and settlement negotiations. I will
continue to do so during this settlement approval process, as needed. In addition, I have also:
• helped counsel draft the amended complaint by describing to them my story and
relevant facts and events. As part of that process, I reviewed and provided
documents and information, including from my mobile device, applications I use,
and my financial account(s).
• reviewed and discussed with my counsel numerous other documents related to this
case, including this Court’s motion to dismiss order, discovery request responses,
the preliminary approval briefing, and the settlement.
• searched for and provided to counsel and preserved any documents that were
pertinent to the case, understanding that Defendant would receive copies of
documents to which they were entitled, possibly even private documents,
including some related to my mobile device, applications I use, and my financial
account(s).
• gathered and provided information relevant to the case needed to respond to
numerous interrogatories served by Defendant, and reviewed the responses to
those interrogatories for accuracy.
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 36 of 68
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
2333486.1
- 2 -
DECLARATION OF CAROLINE ANDERSON ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
• provided my counsel with my mobile device, which contains highly sensitive and
important personal information. I agreed to allow my device to be forensically
imaged, and for certain data to be extracted and provided to Defendant, in order to
support my claims and this litigation generally.
5.
I believe that the injunctive and monetary relief provided by the settlement, which
is described in detail in the settlement agreement, offers a fair resolution of my claims against
Defendant, and that implementing these changes now is preferable to continuing this litigation for
a lengthy amount of time and and an uncertain and possibly negative outcome. As reflected in
Plaintiffs’ motion for final approval, counsel is available to address all questions about the
settlement, including allocation of settlement funds.
6.
I have never been promised any compensation for performing my duties as a
plaintiff and class representative, including any service award, and am aware of no interest of
mine in this litigation that conflicts with the interests of other class members. I understand,
however, that Class Counsel intends to request that the Court award me $5,000 for my time and
efforts on behalf of the settlement class.
I declare under penalty of perjury that the foregoing is true and correct.
Executed this 10th day of January, 2022, in Dunbarton, New Hampshire.
By:
Caroline Anderson
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 37 of 68
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
2333486.1
DECLARATION OF JAMES COTTLE ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC. PRIVACY
LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
DECLARATION OF JAMES COTTLE IN
SUPPORT OF FINAL APPROVAL OF
SETTLEMENT
THIS DOCUMENT RELATES TO:
ALL ACTIONS
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 38 of 68
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
2333486.1
DECLARATION OF JAMES COTTLE ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
I, James Cottle, declare as follows:
1.
I am one of the class representatives appointed in this case.
2.
I submit this declaration in support of final approval of the settlement. I have
personal knowledge of the facts stated herein. If called to testify to the contents of this
declaration, I could and would competently do so.
3.
I voluntarily undertook the burdens and risks associated with this lawsuit to try to
stop Defendant’s unauthorized collection and use of my private financial information as well as
that of other class members.
4.
I have participated actively in this lawsuit. I have followed the status and progress
of the case and met in person with counsel on multiple occasions or communicated by phone and
email to stay informed, including during the mediations and settlement negotiations. I will
continue to do so during this settlement approval process, as needed. In addition, I have also:
• helped counsel draft the amended complaint by describing to them my story and
relevant facts and events. As part of that process, I reviewed and provided
documents and information, including from my mobile device, applications I use,
and my financial account(s).
• reviewed and discussed with my counsel numerous other documents related to this
case, including this Court’s motion to dismiss order, discovery request responses,
the preliminary approval briefing, and the settlement.
• searched for and provided to counsel and preserved any documents that were
pertinent to the case, understanding that Defendant would receive copies of
documents to which they were entitled, possibly even private documents,
including some related to my mobile device, applications I use, and my financial
account(s).
• gathered and provided information relevant to the case needed to respond to
numerous interrogatories served by Defendant, and reviewed the responses to
those interrogatories for accuracy.
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 39 of 68
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
2333486.1
- 2 -
DECLARATION OF JAMES COTTLE ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
• provided my counsel with my mobile device, which contains highly sensitive and
important personal information. I agreed to allow my device to be forensically
imaged, and for certain data to be extracted and provided to Defendant, in order to
support my claims and this litigation generally.
5.
I believe that the injunctive and monetary relief provided by the settlement, which
is described in detail in the settlement agreement, offers a fair resolution of my claims against
Defendant, and that implementing these changes now is preferable to continuing this litigation for
a lengthy amount of time and and an uncertain and possibly negative outcome. As reflected in
Plaintiffs’ motion for final approval, counsel is available to address all questions about the
settlement, including allocation of settlement funds.
6.
I have never been promised any compensation for performing my duties as a
plaintiff and class representative, including any service award, and am aware of no interest of
mine in this litigation that conflicts with the interests of other class members. I understand,
however, that Class Counsel intends to request that the Court award me $5,000 for my time and
efforts on behalf of the settlement class.
I declare under penalty of perjury that the foregoing is true and correct.
Executed this 21st day of January, 2022, in San Anselmo, California.
By:
James Cottle
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 40 of 68
Certificate Of Completion
Envelope Id: 43A39987415347E9A395D65F425DDC6A
Status: Completed
Subject: Please DocuSign: Plaid - Class Representative Declaration ISO Final Approval of Settlement (COT...
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James Cottle
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Time Zone: (UTC-08:00) Pacific Time (US & Canada)
181 3rd St #225
San Rafael, CA 94901
james@holmesburrell.com
IP Address: 76.126.107.247
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james@holmesburrell.com
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James Cottle
james@holmesburrell.com
Holmes Burrell Real Estate
Holmes Burrell Real Estate
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Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 41 of 68
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2333486.1
DECLARATION OF DAVID EVANS ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC. PRIVACY
LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
DECLARATION OF DAVID EVANS IN
SUPPORT OF FINAL APPROVAL OF
SETTLEMENT
THIS DOCUMENT RELATES TO:
ALL ACTIONS
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 45 of 68
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2333486.1
DECLARATION OF DAVID EVANS ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
I, DAVID EVANS, declare as follows:
1.
I am one of the class representatives appointed in this case.
2.
I submit this declaration in support of final approval of the settlement. I have
personal knowledge of the facts stated herein. If called to testify to the contents of this
declaration, I could and would competently do so.
3.
I voluntarily undertook the burdens and risks associated with this lawsuit to try to
stop Defendant’s unauthorized collection and use of my private financial information as well as
that of other class members.
4.
I have participated actively in this lawsuit. I have followed the status and progress
of the case and met in person with counsel on multiple occasions or communicated by phone and
email to stay informed, including during the mediations and settlement negotiations. I will
continue to do so during this settlement approval process, as needed. In addition, I have also:
helped counsel draft the amended complaint by describing to them my story and
relevant facts and events. As part of that process, I reviewed and provided
documents and information, including from my mobile device, applications I use,
and my financial account(s).
reviewed and discussed with my counsel numerous other documents related to this
case, including this Court’s motion to dismiss order, discovery request responses,
the preliminary approval briefing, and the settlement.
searched for and provided to counsel and preserved any documents that were
pertinent to the case, understanding that Defendant would receive copies of
documents to which they were entitled, possibly even private documents,
including some related to my mobile device, applications I use, and my financial
account(s).
gathered and provided information relevant to the case needed to respond to
numerous interrogatories served by Defendant, and reviewed the responses to
those interrogatories for accuracy.
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 46 of 68
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2333486.1
- 2 -
DECLARATION OF DAVID EVANS ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
offered to provide my counsel with my mobile device, which contains highly
sensitive and important personal information. I agreed to allow my device to be
forensically imaged, and for certain data to be extracted and provided to
Defendant, in order to support my claims and this litigation generally.
5.
I believe that the injunctive and monetary relief provided by the settlement, which
is described in detail in the settlement agreement, offers a fair resolution of my claims against
Defendant, and that implementing these changes now is preferable to continuing this litigation for
a lengthy amount of time and and an uncertain and possibly negative outcome. As reflected in
Plaintiffs’ motion for final approval, counsel is available to address all questions about the
settlement, including allocation of settlement funds.
6.
I have never been promised any compensation for performing my duties as a
plaintiff and class representative, including any service award, and am aware of no interest of
mine in this litigation that conflicts with the interests of other class members. I understand,
however, that Class Counsel intends to request that the Court award me $5,000 for my time and
efforts on behalf of the settlement class.
I declare under penalty of perjury that the foregoing is true and correct.
Executed this _____ day of January, 2022, in __________, _______.
By:
David Evans
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 47 of 68
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2333486.1
DECLARATION OF LOGAN MITCHELL ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC. PRIVACY
LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
DECLARATION OF LOGAN MITCHELL
IN SUPPORT OF FINAL APPROVAL OF
SETTLEMENT
THIS DOCUMENT RELATES TO:
ALL ACTIONS
DocuSign Envelope ID: AD9ADBA2-4741-44E6-9564-45226D979994
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 48 of 68
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2333486.1
DECLARATION OF LOGAN MITCHELL ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
I, Logan Mitchell declare as follows:
1.
I am one of the class representatives appointed in this case.
2.
I submit this declaration in support of final approval of the settlement. I have
personal knowledge of the facts stated herein. If called to testify to the contents of this
declaration, I could and would competently do so.
3.
I voluntarily undertook the burdens and risks associated with this lawsuit to try to
stop Defendant’s unauthorized collection and use of my private financial information as well as
that of other class members.
4.
I have participated actively in this lawsuit. I have followed the status and progress
of the case and met with counsel on multiple occasions or communicated by phone and email to
stay informed, including during the mediations and settlement negotiations. I will continue to do
so during this settlement approval process, as needed. In addition, I have also:
helped counsel draft the amended complaint by describing to them my story and
relevant facts and events. As part of that process, I reviewed and provided
documents and information, including from my mobile device, applications I use,
and my financial account(s).
reviewed and discussed with my counsel numerous other documents related to this
case, including this Court’s motion to dismiss order, discovery request responses,
the preliminary approval briefing, and the settlement.
searched for and provided to counsel and preserved any documents that were
pertinent to the case, understanding that Defendant would receive copies of
documents to which they were entitled, possibly even private documents,
including some related to my mobile device, applications I use, and my financial
account(s).
gathered and provided information relevant to the case needed to respond to
numerous interrogatories served by Defendant, and reviewed the responses to
those interrogatories for accuracy.
DocuSign Envelope ID: AD9ADBA2-4741-44E6-9564-45226D979994
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 49 of 68
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2333486.1
- 2 -
DECLARATION OF LOGAN MITCHELL ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
provided my counsel with my mobile device, which contains highly sensitive and
important personal information. I agreed to allow my device to be forensically
imaged, and for certain data to be extracted and provided to Defendant, in order to
support my claims and this litigation generally.
5.
I believe that the injunctive and monetary relief provided by the settlement, which
is described in detail in the settlement agreement, offers a fair resolution of my claims against
Defendant, and that implementing these changes now is preferable to continuing this litigation for
a lengthy amount of time and and an uncertain and possibly negative outcome. As reflected in
Plaintiffs’ motion for final approval, counsel is available to address all questions about the
settlement, including allocation of settlement funds.
6.
I have never been promised any compensation for performing my duties as a
plaintiff and class representative, including any service award, and am aware of no interest of
mine in this litigation that conflicts with the interests of other class members. I understand,
however, that Class Counsel intends to request that the Court award me $5,000 for my time and
efforts on behalf of the settlement class.
I declare under penalty of perjury that the foregoing is true and correct.
Executed this ___th day of January, 2022, in San Diego, California.
By:
Logan Mitchell
DocuSign Envelope ID: AD9ADBA2-4741-44E6-9564-45226D979994
19
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 50 of 68
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2333486.1
DECLARATION OF ALEXIS MULLEN ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC. PRIVACY
LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
DECLARATION OF ALEXIS MULLEN IN
SUPPORT OF FINAL APPROVAL OF
SETTLEMENT
THIS DOCUMENT RELATES TO:
ALL ACTIONS
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 51 of 68
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2333486.1
DECLARATION OF ALEXIS MULLEN ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
I, ALEXIS MULLEN declare as follows:
1.
I am one of the class representatives appointed in this case.
2.
I submit this declaration in support of final approval of the settlement. I have
personal knowledge of the facts stated herein. If called to testify to the contents of this
declaration, I could and would competently do so.
3.
I voluntarily undertook the burdens and risks associated with this lawsuit to try to
stop Defendant’s unauthorized collection and use of my private financial information as well as
that of other class members.
4.
I have participated actively in this lawsuit. I have followed the status and progress
of the case and met in person with counsel on multiple occasions or communicated by phone and
email to stay informed, including during the mediations and settlement negotiations. I will
continue to do so during this settlement approval process, as needed. In addition, I have also:
• helped counsel draft the amended complaint by describing to them my story and
relevant facts and events. As part of that process, I reviewed and provided
documents and information, including from my mobile device, applications I use,
and my financial account(s).
• reviewed and discussed with my counsel numerous other documents related to this
case, including this Court’s motion to dismiss order, discovery request responses,
the preliminary approval briefing, and the settlement.
• searched for and provided to counsel and preserved any documents that were
pertinent to the case, understanding that Defendant would receive copies of
documents to which they were entitled, possibly even private documents,
including some related to my mobile device, applications I use, and my financial
account(s).
• gathered and provided information relevant to the case needed to respond to
numerous interrogatories served by Defendant, and reviewed the responses to
those interrogatories for accuracy.
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 52 of 68
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2333486.1
- 2 -
DECLARATION OF ALEXIS MULLEN ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
• provided my counsel with my mobile device, which contains highly sensitive and
important personal information. I agreed to allow my device to be forensically
imaged, and for certain data to be extracted and provided to Defendant, in order to
support my claims and this litigation generally.
5.
I believe that the injunctive and monetary relief provided by the settlement, which
is described in detail in the settlement agreement, offers a fair resolution of my claims against
Defendant, and that implementing these changes now is preferable to continuing this litigation for
a lengthy amount of time and and an uncertain and possibly negative outcome. As reflected in
Plaintiffs’ motion for final approval, counsel is available to address all questions about the
settlement, including allocation of settlement funds.
6.
I have never been promised any compensation for performing my duties as a
plaintiff and class representative, including any service award, and am aware of no interest of
mine in this litigation that conflicts with the interests of other class members. I understand,
however, that Class Counsel intends to request that the Court award me $5,000 for my time and
efforts on behalf of the settlement class.
I declare under penalty of perjury that the foregoing is true and correct.
Executed this _____ day of January, 2022, in __________, _______.
By:
ALEXIS MULLEN
10
PA
Philadelphia
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 53 of 68
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2333486.1
DECLARATION OF JORDAN SACKS ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC. PRIVACY
LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
DECLARATION OF JORDAN SACKS IN
SUPPORT OF FINAL APPROVAL OF
SETTLEMENT
THIS DOCUMENT RELATES TO:
ALL ACTIONS
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 54 of 68
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2333486.1
DECLARATION OF JORDAN SACKS ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
I, JORDAN SACKS declare as follows:
1.
I am one of the class representatives appointed in this case.
2.
I submit this declaration in support of final approval of the settlement. I have
personal knowledge of the facts stated herein. If called to testify to the contents of this
declaration, I could and would competently do so.
3.
I voluntarily undertook the burdens and risks associated with this lawsuit to try to
stop Defendant’s unauthorized collection and use of my private financial information as well as
that of other class members.
4.
I have participated actively in this lawsuit. I have followed the status and progress
of the case and met in person with counsel on multiple occasions or communicated by phone and
email to stay informed, including during the mediations and settlement negotiations. I will
continue to do so during this settlement approval process, as needed. In addition, I have also:
x helped counsel draft the amended complaint by describing to them my story and
relevant facts and events. As part of that process, I reviewed and provided
documents and information, including from my mobile device, applications I use,
and my financial account(s).
x reviewed and discussed with my counsel numerous other documents related to this
case, including this Court’s motion to dismiss order, discovery request responses,
the preliminary approval briefing, and the settlement.
x searched for and provided to counsel and preserved any documents that were
pertinent to the case, understanding that Defendant would receive copies of
documents to which they were entitled, possibly even private documents,
including some related to my mobile device, applications I use, and my financial
account(s).
x gathered and provided information relevant to the case needed to respond to
numerous interrogatories served by Defendant, and reviewed the responses to
those interrogatories for accuracy.
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 55 of 68
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2333486.1
- 2 -
DECLARATION OF JORDAN SACKS ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
x provided my counsel with my mobile device, which contains highly sensitive and
important personal information. I agreed to allow my device to be forensically
imaged, and for certain data to be extracted and provided to Defendant, in order to
support my claims and this litigation generally.
5.
I believe that the injunctive and monetary relief provided by the settlement, which
is described in detail in the settlement agreement, offers a fair resolution of my claims against
Defendant, and that implementing these changes now is preferable to continuing this litigation for
a lengthy amount of time and and an uncertain and possibly negative outcome. As reflected in
Plaintiffs’ motion for final approval, counsel is available to address all questions about the
settlement, including allocation of settlement funds.
6.
I have never been promised any compensation for performing my duties as a
plaintiff and class representative, including any service award, and am aware of no interest of
mine in this litigation that conflicts with the interests of other class members. I understand,
however, that Class Counsel intends to request that the Court award me $5,000 for my time and
efforts on behalf of the settlement class.
I declare under penalty of perjury that the foregoing is true and correct.
Executed this _____ day of January, 2022, in __________, _______.
By:
JORDAN SACKS
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 56 of 68
11
Arlington, VA
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2333486.1
DECLARATION OF FREDERICK SCHOENEMAN ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC. PRIVACY
LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
DECLARATION OF FREDERICK
SCHOENEMAN IN SUPPORT OF FINAL
APPROVAL OF SETTLEMENT
THIS DOCUMENT RELATES TO:
ALL ACTIONS
DocuSign Envelope ID: 4B46EA56-731E-4B6F-B2DB-4EE3FB842D68
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 57 of 68
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2333486.1
DECLARATION OF FREDERICK SCHOENEMAN ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
I, Frederick Schoeneman, declare as follows:
1.
I am one of the class representatives appointed in this case.
2.
I submit this declaration in support of final approval of the settlement. I have
personal knowledge of the facts stated herein. If called to testify to the contents of this
declaration, I could and would competently do so.
3.
I voluntarily undertook the burdens and risks associated with this lawsuit to try to
stop Defendant’s unauthorized collection and use of my private financial information as well as
that of other class members.
4.
I have participated actively in this lawsuit. I have followed the status and progress
of the case and met in person with counsel on multiple occasions or communicated by phone and
email to stay informed, including during the mediations and settlement negotiations. I will
continue to do so during this settlement approval process, as needed. In addition, I have also:
helped counsel draft the amended complaint by describing to them my story and
relevant facts and events. As part of that process, I reviewed and provided
documents and information, including from my mobile device, applications I use,
and my financial account(s).
reviewed and discussed with my counsel numerous other documents related to this
case, including this Court’s motion to dismiss order, discovery request responses,
the preliminary approval briefing, and the settlement.
searched for and provided to counsel and preserved any documents that were
pertinent to the case, understanding that Defendant would receive copies of
documents to which they were entitled, possibly even private documents,
including some related to my mobile device, applications I use, and my financial
account(s).
gathered and provided information relevant to the case needed to respond to
numerous interrogatories served by Defendant, and reviewed the responses to
those interrogatories for accuracy.
DocuSign Envelope ID: 4B46EA56-731E-4B6F-B2DB-4EE3FB842D68
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 58 of 68
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2333486.1
- 2 -
DECLARATION OF [NAME] ISO
FINAL APPROVAL OF SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
provided my counsel with my mobile device, which contains highly sensitive and
important personal information. I agreed to allow my device to be forensically
imaged, and for certain data to be extracted and provided to Defendant, in order to
support my claims and this litigation generally.
5.
I believe that the injunctive and monetary relief provided by the settlement, which
is described in detail in the settlement agreement, offers a fair resolution of my claims against
Defendant, and that implementing these changes now is preferable to continuing this litigation for
a lengthy amount of time and and an uncertain and possibly negative outcome. As reflected in
Plaintiffs’ motion for final approval, counsel is available to address all questions about the
settlement, including allocation of settlement funds.
6.
I have never been promised any compensation for performing my duties as a
plaintiff and class representative, including any service award, and am aware of no interest of
mine in this litigation that conflicts with the interests of other class members. I understand,
however, that Class Counsel intends to request that the Court award me $5,000 for my time and
efforts on behalf of the settlement class.
I declare under penalty of perjury that the foregoing is true and correct.
Executed this 2st day of January, 2022, in __________, _______.
By:
FREDERICK SCHOENEMAN
DocuSign Envelope ID: 4B46EA56-731E-4B6F-B2DB-4EE3FB842D68
1/21/2022
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 59 of 68
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2346352.1
DECLARATION OF GABRIEL SOTELO ISO COURT
APPROVAL OF THE SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC. PRIVACY
LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
DECLARATION OF GABRIEL SOTELO
IN SUPPORT OF COURT APPROVAL OF
THE SETTLEMENT
THIS DOCUMENT RELATES TO:
ALL ACTIONS
DocuSign Envelope ID: 8B6D8361-D8EB-4C9B-991C-0C2A3D6FFA45
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 60 of 68
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2346352.1
DECLARATION OF GABRIEL SOTELO ISO COURT
APPROVAL OF THE SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
I, Gabriel Sotelo declare as follows:
1.
I am one of the class representatives appointed in this case.
2.
I submit this declaration in support of Court approval of the settlement. I have
personal knowledge of the facts stated herein. If called to testify to the contents of this
declaration, I could and would competently do so.
3.
I voluntarily undertook the burdens and risks associated with this lawsuit to try to
stop Defendant’s unauthorized collection and use of my private financial information as well as
that of other class members.
4.
I have participated actively in this lawsuit. I have followed the status and progress
of the case and met in person with counsel on multiple occasions or communicated by phone and
email to stay informed, including during the mediations and settlement negotiations. I will
continue to do so during this settlement approval process, as needed. In addition, I have also:
helped counsel draft the amended complaint by describing to them my story and
relevant facts and events. As part of that process, I reviewed and provided
documents and information, including from my mobile device, applications I use,
and my financial account(s).
reviewed or discussed with my counsel numerous other documents related to this
case, including this Court’s motion to dismiss order, discovery request responses,
the preliminary approval briefing, and the settlement.
searched for and provided to counsel or preserved any documents that were
pertinent to the case, understanding that Defendant would receive copies of
documents to which they were entitled, possibly even private documents,
including some related to my mobile device, applications I use, or my financial
account(s).
gathered and provided information relevant to the case needed to respond to
numerous interrogatories served by Defendant, and reviewed the responses to
those interrogatories for accuracy.
DocuSign Envelope ID: 8B6D8361-D8EB-4C9B-991C-0C2A3D6FFA45
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 61 of 68
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2346352.1
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DECLARATION OF GABRIEL SOTELO ISO COURT
APPROVAL OF THE SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
5.
I believe that the injunctive and monetary relief provided by the settlement, which
is described in close detail in the settlement agreement, offers a fair resolution of my claims
against Defendant, and that implementing these changes now is preferable to carrying on for
uncertain and possibly low classwide payments. As reflected in Plaintiffs’ motion for final
approval, counsel is available to address all questions about the settlement, including allocation of
settlement funds.
6.
I have never been promised any compensation for performing my duties as a
plaintiff and class representative, including any service award, and am aware of no interest of
mine in this litigation that conflicts with the interests of other class members. I understand,
however, that Class Counsel intends to request that the Court award me $5,000 for my time and
efforts on behalf of the settlement class.
I declare under penalty of perjury that the foregoing is true and correct.
Executed this 24th day of January, 2022, in Portland, Oregon.
By:
Gabriel Sotelo
DocuSign Envelope ID: 8B6D8361-D8EB-4C9B-991C-0C2A3D6FFA45
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 62 of 68
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2346354.1
DECLARATION OF JEFFREY UMALI ISO COURT
APPROVAL OF THE SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION
IN RE PLAID INC. PRIVACY
LITIGATION
Master Docket No.: 4:20-cv-03056-DMR
DECLARATION OF JEFFREY UMALI IN
SUPPORT OF COURT APPROVAL OF
THE SETTLEMENT
THIS DOCUMENT RELATES TO:
ALL ACTIONS
DocuSign Envelope ID: 21E70D82-0BA1-4581-AD26-3B2A0DBCA589
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 63 of 68
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2346354.1
DECLARATION OF JEFFREY UMALI ISO COURT
APPROVAL OF THE SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
I, Jeffrey Umali declare as follows:
1.
I am one of the class representatives appointed in this case.
2.
I submit this declaration in support of Court approval of the settlement. I have
personal knowledge of the facts stated herein. If called to testify to the contents of this
declaration, I could and would competently do so.
3.
I voluntarily undertook the burdens and risks associated with this lawsuit to try to
stop Defendant’s unauthorized collection and use of my private financial information as well as
that of other class members.
4.
I have participated actively in this lawsuit. I have followed the status and progress
of the case and met in person with counsel or communicated by phone and email to stay
informed, including during the mediations and settlement negotiations. I will continue to do so
during this settlement approval process, as needed. In addition, I have also:
helped counsel draft the amended complaint by describing to them my story and
relevant facts and events. As part of that process, I reviewed and provided
documents and information, including from my mobile device, applications I use,
and my financial account(s).
reviewed or discussed with my counsel numerous other documents related to this
case, including this Court’s motion to dismiss order, discovery request responses,
the preliminary approval briefing, and the settlement.
searched for and provided to counsel or preserved any documents that were
pertinent to the case, understanding that Defendant would receive copies of
documents to which they were entitled, possibly even private documents,
including some related to my mobile device, applications I use, or my financial
account(s).
gathered and provided information relevant to the case needed to respond to
numerous interrogatories served by Defendant, and reviewed the responses to
those interrogatories for accuracy.
DocuSign Envelope ID: 21E70D82-0BA1-4581-AD26-3B2A0DBCA589
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 64 of 68
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2346354.1
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DECLARATION OF JEFFREY UMALI ISO COURT
APPROVAL OF THE SETTLEMENT
CASE NO. 4:20-CV-03056-DMR
5.
I believe that the injunctive and monetary relief provided by the settlement, which
is described in close detail in the settlement agreement, offers a fair resolution of my claims
against Defendant, and that implementing these changes now is preferable to carrying on for
uncertain and possibly low classwide payments. As reflected in Plaintiffs’ motion for final
approval, counsel is available to address all questions about the settlement, including allocation of
settlement funds.
6.
I have never been promised any compensation for performing my duties as a
plaintiff and class representative, including any service award, and am aware of no interest of
mine in this litigation that conflicts with the interests of other class members. I understand,
however, that Class Counsel intends to request that the Court award me $5,000 for my time and
efforts on behalf of the settlement class.
I declare under penalty of perjury that the foregoing is true and correct.
Executed this _____th day of January, 2022, in Spring Valley, California.
By:
Jeffrey Umali
DocuSign Envelope ID: 21E70D82-0BA1-4581-AD26-3B2A0DBCA589
13
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 65 of 68
Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 66 of 68
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Case 4:20-cv-03056-DMR Document 157-1 Filed 01/28/22 Page 68 of 68File and source
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