Court filing
Plea Agreement — U.S. v. Maurice Fayne (Dkt. 293, N.D. Ga. No. 1:20-cr-00228, GAND 278523)
Filed July 25, 2022 in United States v. Maurice Fayne related docket; one of 163 filings from this case.
Record facts
| Court | U.S. District Court for the Northern District of Georgia |
|---|---|
| Filed | 2022-07-25 |
Full text
[DO NOT PUBLISH]
In the
United States Court of Appeals
For the Eleventh Circuit
____________________
No. 21-13194
Non-Argument Calendar
____________________
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
MAURICE FAYNE,
a.k.a. Arkansas Mo,
Defendant-Appellant.
____________________
Appeal from the United States District Court
for the Northern District of Georgia
D.C. Docket No. 1:20-cr-00228-MHC-JKL-1
____________________
USCA11 Case: 21-13194 Date Filed: 07/25/2022 Page: 1 of 6
2
Opinion of the Court
21-13194
Before LUCK, LAGOA, and ANDERSON, Circuit Judges.
PER CURIAM:
Maurice Fayne appeals from his 210-month sentence im-
posed after he pled guilty pursuant to a plea agreement that re-
quired the government to recommend a 151-month sentence.
Fayne argues that the government breached the plea agreement at
sentencing when it emphasized his criminal history and the details
of his offense and failed to meaningfully argue for the sentence that
it agreed to recommend.
Whether the government breached a plea agreement is a
question of law that we generally review de novo. United States v.
Hunter, 835 F.3d 1320, 1324 (11th Cir. 2016). But where the de-
fendant failed to raise the issue before the district court, we apply
plain error review. United States v. De La Garza, 516 F.3d 1266,
1269 (11th Cir. 2008). “To establish plain error, a defendant must
show there is (1) error, (2) that is plain, and (3) that affects substan-
tial rights.” United States v. Moriarty, 429 F.3d 1012, 1019 (11th
Cir. 2005). If all three factors are established, we may exercise our
discretion to correct the error if it “seriously affects the fairness,
integrity[,] or public reputation of judicial proceedings.” Rosales-
Mireles v. United States, 138 S. Ct. 1897, 1905 (2018).
An error is plain if it is clearly contrary to settled law. United
States v. Shelton, 400 F.3d 1325, 1331 (11th Cir. 2005). For an error
to affect substantial rights, it must have been prejudicial, meaning
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21-13194
Opinion of the Court
3
that “[i]t must have affected the outcome of the district court pro-
ceedings.” De La Garza, 516 F.3d at 1269 (quoting United States v.
Olano, 507 U.S. 725, 734 (1993)). The defendant has the burden of
persuasion as to prejudice. United States v. Rodriguez, 398 F.3d
1291, 1299 (11th Cir. 2005); Shelton, 400 F.3d at 1331–32. If it is
unclear whether the government’s breach of a plea agreement af-
fected the defendant’s sentence, the defendant cannot show plain
error. See De La Garza, 516 F.3d at 1270–71.
A plea agreement is analyzed according to the defendant’s
reasonable understanding in executing the agreement. United
States v. Rewis, 969 F.2d 985, 988 (11th Cir. 1992). To determine
whether the government breached a plea agreement, the court
must determine the scope of the government’s promises. United
States v. Copeland, 381 F.3d 1101, 1105 (11th Cir. 2004). The gov-
ernment is bound to any material promise that induces the defend-
ant to plead guilty. United States v. Hunter, 835 F.3d 1320,
1324 (11th Cir. 2016). Nevertheless, implied obligations not agreed
to by the parties will not be inferred. See United States v.
Benchimol, 471 U.S. 453, 455 (1985) (“[O]ur view of [Federal Rule
of Civil Procedure] 11(e) is that it speaks in terms of what the par-
ties in fact agree to, and does not suggest that . . . implied-in-law
terms [be] read into [a plea] agreement.”). There is generally no
limitation about what information a district court may receive for
sentencing purposes concerning the background, character, and
conduct of a person convicted of a federal offense. 18 U.S.C. § 3661.
USCA11 Case: 21-13194 Date Filed: 07/25/2022 Page: 3 of 6
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Opinion of the Court
21-13194
For example, in United States v. Levy, we held that the gov-
ernment did not breach a plea agreement that required it to recom-
mend concurrent sentences when it made “grudging and apolo-
getic” references to the agreement, asserted that its hands were
“tied,” and that its sentencing recommendation was given “with a
heavy heart.” 374 F.3d 1023, 1030–32 (11th Cir. 2004), vacated and
remanded on other grounds, 545 U.S. 1101 (2005) (vacating and re-
manding because of the intervening decision in United States v.
Booker, 543 U.S. 220 (2005)). We concluded that because nothing
in the agreement prevented the government from providing infor-
mation about Levy’s offenses, it had fulfilled its obligation to rec-
ommend a particular sentence. Id. at 1030.
Similarly, in United States v. Carranza, we held that the gov-
ernment did not breach its promise in the plea agreement to not
recommend a sentence when it argued against defense counsel’s
recommendation of twenty years’ imprisonment on the ground
that Carranza was the “kingpin” in the criminal enterprise. 921
F.2d 1557, 1569 (11th Cir. 1991). We found that the government’s
characterization of Carranza was relevant conduct for sentencing
purposes, the plea agreement reserved the government’s right to
inform the court “of all facts relevant to the sentencing process,”
and the government never agreed that it would refrain from char-
acterizing Carranza as a kingpin. Id.
In contrast, in United States v. Johnson, we held that the
government breached a plea agreement that bound it to represent
that “an amount of marijuana not greater than 100 pounds should
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21-13194
Opinion of the Court
5
be attributed to this defendant.” 132 F.3d 628, 630 (11th Cir. 1998).
The Presentence Investigation Report, however, recommended
that Johnson be held accountable for 1,400 pounds of marijuana.
Id. When the district court inquired into the difference in amounts,
the government explained that a co-conspirator had not been inter-
viewed until the day after the plea agreement was made and that
the co-conspirator’s credible testimony “substantially and drasti-
cally” changed the amount of marijuana involved. Id. We deter-
mined that the government violated the plea agreement when it
failed to represent that Johnson was responsible for only 100
pounds of marijuana and instead “became an enthusiastic advocate
for a ‘fact’ at odds with the ‘fact’ to which [it] had stipulated.” Id.
at 631.
Here, even if the alleged error was plain, Fayne cannot show
that the district court erred by not finding that the government
breached the plea agreement. The government’s remarks about
Fayne’s criminal history and the details of his offense were made
pursuant to a reservation of rights in the plea agreement, and the
plea agreement did not preclude the government from arguing
against Fayne’s request for a 120-month sentence. Regardless of
whether the government grudgingly honored its recommendation
after learning about Fayne’s criminal history, it nevertheless ful-
filled its obligations under the plea agreement when it opened and
closed its sentencing argument by reiterating that it stood by its
recommendation.
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Opinion of the Court
21-13194
Further, assuming arguendo that Fayne could establish er-
ror, he cannot meet his burden of showing that it affected his sub-
stantial rights. Based on the district court’s statements at sentenc-
ing, it is unclear, at best, whether the government’s alleged breach
of the plea agreement affected Fayne’s sentence and, thus, he can-
not show that any error prejudiced him.
Accordingly, we affirm.
AFFIRMED.
USCA11 Case: 21-13194 Date Filed: 07/25/2022 Page: 6 of 6
UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
ELBERT PARR TUTTLE COURT OF APPEALS BUILDING
56 Forsyth Street, N.W.
Atlanta, Georgia 30303
David J. Smith
Clerk of Court
July 25, 2022
For rules and forms visit
www.ca11.uscourts.gov
MEMORANDUM TO COUNSEL OR PARTIES
Appeal Number: 21-13194-JJ
Case Style: USA v. Maurice Fayne
District Court Docket No: 1:20-cr-00228-MHC-JKL-1
Electronic Filing
All counsel must file documents electronically using the Electronic Case Files ("ECF") system,
unless exempted for good cause. Although not required, non-incarcerated pro se parties are
permitted to use the ECF system by registering for an account at www.pacer.gov. Information
and training materials related to electronic filing are available on the Court's website. Enclosed
is a copy of the court's decision filed today in this appeal. Judgment has this day been entered
pursuant to FRAP 36. The court's mandate will issue at a later date in accordance with FRAP
41(b).
The time for filing a petition for rehearing is governed by 11th Cir. R. 40-3, and the time for
filing a petition for rehearing en banc is governed by 11th Cir. R. 35-2. Except as otherwise
provided by FRAP 25(a) for inmate filings, a petition for rehearing or for rehearing en banc is
timely only if received in the clerk's office within the time specified in the rules. Costs are
governed by FRAP 39 and 11th Cir.R. 39-1. The timing, format, and content of a motion for
attorney's fees and an objection thereto is governed by 11th Cir. R. 39-2 and 39-3.
Please note that a petition for rehearing en banc must include in the Certificate of Interested
Persons a complete list of all persons and entities listed on all certificates previously filed by
any party in the appeal. See 11th Cir. R. 26.1-1. In addition, a copy of the opinion sought to be
reheard must be included in any petition for rehearing or petition for rehearing en banc. See
11th Cir. R. 35-5(k) and 40-1 .
Counsel appointed under the Criminal Justice Act (CJA) must submit a voucher claiming
compensation for time spent on the appeal no later than 60 days after either issuance of mandate
or filing with the U.S. Supreme Court of a petition for writ of certiorari (whichever is later) via
the eVoucher system. Please contact the CJA Team at (404) 335-6167 or
cja_evoucher@ca11.uscourts.gov for questions regarding CJA vouchers or the eVoucher
system.
USCA11 Case: 21-13194 Date Filed: 07/25/2022 Page: 1 of 2
For questions concerning the issuance of the decision of this court, please call the number
referenced in the signature block below. For all other questions, please call Tiffany A. Tucker,
JJ at (404)335-6193.
Sincerely,
DAVID J. SMITH, Clerk of Court
Reply to: Jeff R. Patch
Phone #: 404-335-6151
OPIN-1 Ntc of Issuance of Opinion
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