Court filing

Notice of Successorship / Notice of Non-Adverse Party / Notice of Interest — Daniel Eric Jay (Document 287)

Summary

A filing by the defendant in United States of America v. Daniel Eric Jay, Case 1:20-cr-00228-MHC-JKL, in the U.S. District Court for the Northern District of Georgia, Atlanta Division, filed July 18, 2022 as Document 287. It is captioned as a Notice of Successorship, Notice of Non-Adverse Party, Notice of Interest, Statement of Interest and Notice of Court's Loss of Jurisdiction. The declarant, Daniel-Eric, described as a member by sanguinity of the Jay family, states that he proceeds sui juris by special appearance as beneficiary, non-adverse party and original grantor of the trust DANIEL ERIC JAY. The 37-page filing ends with a Priority Mail envelope.

Summary drafted by a model from the document's text below and checked by script against that text before publication. It is a navigation aid, not a reading of what the document proves. Where AI is used

Record facts

Court	U.S. District Court for the Northern District of Georgia
Filed	2022-07-18

Cite this document

“Notice of Successorship / Notice of Non-Adverse Party / Notice of Interest — Daniel Eric Jay (Document 287).” U.S. District Court for the Northern District of Georgia, No. 1:20-cr-00228-MHC-JKL, Doc. 287, filed 2022-07-18. Archived at Pandemic Darlings, https://pandemicdarlings.com/court-filings/full-docket-fayne-gand-278523/2022-07-18-order-doc-287/, SHA-256 527ae2e326aa747649fe2e8283e36d6a3e17c26b6c345f3bf735403814561c7b.

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i:ILtP IN Cl~~K'S QFFICt
l.J .~.o.C .. A\\1111\11
UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
JUL \ 8 2022
KEVIN p . WEIMER, Clerk
By:~
k
UNITED STATES OF AMERICA )
)
V.
)
)
DANIEL ERIC JAY
)
CASE #l:20-CR-000228
NOTICE OF FNMWHFIT/
NOTICE OF SUCCESSORSHIP/
NOTICE OF NON-ADVERSE PARTY/
NOTICE OF INTEREST/
STATEMENT OF INTEREST
NOTICE OF COURT'S LOSS OF JURISDICTION
The undersigned declarant, Daniel-Eric, a member by sanguinity of the Jay family, being first
duly sworn, hereby deposes and says:
I am proceeding sui juris, via special appearance, reserving all rights, waiving none, as
Beneficiary, non-adverse party and original grantor of the trust: DANIEL ERIC JAY.
I am over the age of eighteen, suffer no legal disabilities, have personal knowledge of the facts
set forth below, and am competent to testify.
Declaration 1.
The Defendant in the above named action is a legal entity, a trust, incorporated
into the UNITED STATES corporation (see 28 USC 3002 (15)(a)) on or about July 21 , 1976.
Declarant has no record or evidence that Daniel-Eric: Jay is not CFR 26 Subtitle A Chap 1
Subchapter J Part 1 Subpart E Section 672 (b) non-adverse party and believes no such evidence
exists.
Declaration 2. Declarant has no record or evidence that on the Nativity date of July 21 , 1976,
the mother, acting as agent for Daniel-Eric: Jay, did not grant the State, a corporation known as
PENNSYLVANIA, a sub corporation of THE UNITED STATES, a sub corporation
(incorporated in 1871 by The Act to Incorporate the District of Columbia) of the UNITED
KINGDOM, a name/birth for the documentation and to form a corpus resulting in a certain
FNMWHFIT (Fungible Non Mortgage Widely Held Fixed Income Trust) as defined in section
301.7701-4c of the regulations of the Internal Revenue Service, 26 CFR, and believes no such
evidence exists.
Declaration 3. Declarant has no record or evidence that DANIEL ERIC JAY, a trust, Account
#174-64-9418, did not become a United States person under the Internal Revenue Service
regulation 7701 (a) (30) (e) and did not become a corpus in fact from the granting by the mother,
acting as agent at birth for baby boy, grantor of the boy baby, and believes no such evidence
exists.
Declaration 4. Declarant has no record or evidence that a Trust Interest Holder (TIH) is not a
grantor, co-trustee or co-beneficiary holding at least one interest, including but not limited to that
of middleman, in the Trust as applies per IRS General Instructions for forms 1098/1099/5490
and W2G, and believes no such evidence exists.
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 1 of 37

Declaration 5. Declarant has no record or evidence that any outside approval is needed for the
grantor to appoint by will the income of the Trust as per 26 CFR Subtitle A Chap 1 Subchapter J
Part 1 Subpart E Section 674 (b) (3) and believes no such evidence exists.
Declaration 6. Declarant has no record or evidence that he does not have an Interest in the
cestui que trust established by the application for, and resulting issuance of, a Social Security
number and also the foreign situs trust as evidenced by the birth certificate being on file/in the
possession of, as a registered United States security, the Depository Trust Company in New York
City, and believes no such evidence exists.
Declaration 7.
Declarant has no record or evidence that declarant's long since acquired
knowledge of the trust formed at the reading of 26 CFR 300.7701 and 26 USC 671 through 679
(partially from which the Plaintiffs claim derives) did not also put the now alleged, and
mistaken, defendant in the position of grantor and beneficiary of said trust, and believes no such
evidence exists. Declarant has now expressed the trust mentioned and modifies/changes the
terms of said trust to include a provision that private funds/credit may be accepted as lawful
payment and/or payment may be directed from the above described Fungible Non-Mortgage
Widely Held Fixed Income Trust. As grantor/beneficiary, the declarant, using his administrative
powers of a beneficial owner, appoints, the Court to assist in settling the account(s) by providing
details/instructions as to the preparation and submission of, to the Court, the proper
documentation and paperwork required for settlement/closure in EQUITY.
Declaration 8. Declarant has no record or evidence that declarant may not direct a
disbursement/payment, by simple signature of acceptance of balance owed, to equitably settle
any and all controversy before the Court, and believes that, in accordance with Declaration 5
above, no such evidence exists.
Declaration 9. Declarant is absent capacity to make any decisions for the Trust such as entering
a "plea" for he is NOT the Trustee, and is absent capacity, as Beneficial owner and non-adverse
party to take responsibility for the trust known as: DANIEL ERIC JAY.
Declaration 10.
Attorney Meghan Cambre constructively took upon herself the duty of Trustee
and entered a plea of NOT GUILTY, without the approval of this beneficial owner and became
responsible for the debts of the Trust. A trustee is absent capacity to confer responsibility of a
trust upon a beneficiary and to do so is a dereliction of duty (crime).
Declaration 11. The Trustee of the trust known as DANIEL ERIC JAY is THE UNITED
STATES, therefore, the Beneficiary Daniel-Eric can only accept from the Trustee any charge
made to the Trust, DANIEL ERIC JAY, and return the charges for settlement and discharge
against the corpus/res of the Trust which is in the possession and control of the Trustee, THE
UNITED STATES. Daniel-Eric rescinded all controversy and accepted all documents, bills, and
writings from the UNITED STATES but Attorney's for the Trust had them struck from the
record, without the permission or approval and against the wishes of the Beneficiary.
Declaration 12. Whereas there is NO controversy before this Court regarding the above
captioned action, ALL subject matter jurisdiction is lost. The Court remains with the inherent
jurisdiction to recognize these truths and further declare the same.
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 2 of 37

Declaration 13. Whereas the Beneficiary, as a flesh and blood, living man, recognized by the
Court, has numerous "due process" rights that have been refused to be recognized by this same
District Court in the above captioned case, the en personum/personal jurisdiction over the man,
Daniel-Eric: Jay has been lost.
Declaration 14.
Whereas Declarant has previously accepted and returned for settlement and
discharge all offers, writings, documents, sent to him by the UNITED STATES, the controversy
was settled pursuant to Declaration 11, Declaration 8 and Declaration 5 aforementioned above
Declaration 15. The District Court, when asked, has refused to inform the Beneficiary/
Declarant Daniel-Eric, of the nature and the cause of the allegation as required by the Sixth
Amendment to the Constitution for The United States of America and the US CONSTITUTION.
Whereas, the allegation has been repeated to this Declarant, the nature has been withheld by all
judges including Mark Cohen. Therefore, the Declarant can only assume that this court is
operating under a secret, foreign enemy jurisdiction, and has lost all personal jurisdiction over
the Beneficiary and Declarant Daniel-Eric: Jay.
Declaration 16. Declarant/ Beneficiary Daniel- Eric: Jay does NOT reside within the U.S. nor
any federal corporate zone. Daniel- Jay is domiciled on the land more commonly known as
Pennsylvania in contradistinction to THE COMMONWEAL TH OF PENNSYLVANIA.
Declaration 17. The Declarant Daniel-Eric: Jay has not seen any evidence nor has any been
presented to him that the corpus/res of the Trust, known as DANIEL ERIC JAY, is not the entire
account receivable owed by THE UNITED STATES to the Beneficiary, Daniel-Eric: Jay, where
THE UNITED STATES is the debtor/ Trustee and the Beneficiary is the creditor to THE
UNITED STA TES, and he believes no evidence to the contrary exists.
Declaration 18. Declarant has not seen any evidence nor has any been presented to him that
agents of the Trustee of the Trust known as DANIEL ERIC JAY have NOT attempted to raid
and plunder the res of this Trust, arrest and incarcerate the Beneficial owner in an effort to
deprive the Beneficiary of his beneficial enjoyment of the corpus/res of the Trust, force upon him
while in prison a dangerous gene therapy drug (a death jab) and thus, unjustly enrich these rogue
agents with no further interference from the Beneficiary, and the Declarant believes no evidence
exists to the contrary.
Declaration 19. The Declarant has not seen any evidence nor has any ever been presented to
him where a Debtor can rule over and charge a Creditor with true bill, invoice, or check that
cannot be simply offset and discharged with an accounting adjustment, and he believes no
evidence to the contrary exists.
Declaration 20. The Declarant has not seen any evidence nor has any been presented to him that
these same rogue agents, including but not limited to Mark Cohen, Alan Baverman and John
Larkins have not attempted to criminally raid and plunder this Trust, DANIEL ERIC JAY,
expecting to receive $95,000 and $55,000 per count on the indictment, respectfully, and he
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 3 of 37

believes no such evidence to the contrary exists.
(see attached CRIS report)
I, Daniel- Eric: Jay do hereby declare and affirm that the foregoing document was authored by
me and is true, accurate, complete and not misleading· under the penalty of perjury to the best of
my knowledge and belief.
FURTHER DECLARANT SAYETH NOT
Respectfully submitted:
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 4 of 37

DISTRICT CASE NUMBER
O05TXS
7:98-CV-268
D05TXS
7:98-CV-299
D05TXS
7:99-CV-327
J.1.3 - Minors' Cases Information
ORGDATE BALDATE
4/13/2000 7/19/2006
6/6/2002 7/19/2006
5/1/2003 7/19/2006
ENDING BALANCE
2,345.40
4,643.66
31,845,24
PRINCIPAL
2,000.00
4,325.00
30,000.00
INTEREST
345.40
318.66
1,845.24
8,722,362.29 6,906,379.71
1,815,982.58
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 5 of 37

J.2 DATA AND INSTRUCTIONS FOR PREPARING MOCK FINANCIAL REPORTS
The offeror is requested to use the following information and instructions to generate several sample
reports which must be included as part of the response to this RFP. These reports will be judged for
quality and completeness in evaluating responses.
I.
Liquidity Fund
Assume the assets of the Liquidity Fund are:
UST-Bill
Maturity Date
Value at
CUSIP#
Maturity
912795AA9
10/02/2005
40,460,000.00
912795AB7
10/09/2005
40,810,000.00
912795AC5
10/16/2005
41,835,000.50
Uninvestable amount at the Treasury
Total liquidity fund assets $122,303,585.48
(Valued at purchase price)
Purchase Price
40,203,124.52
40,546,992.15
41,552,555.50
913.31
Net Interest
256,875.48
263,007.85
282,444.50
Assume the individual case balances with the Liquidity Fund as follows below. There are two
participating courts, X and Y. The balances are as of September 25, 2005. Registry fee is 10%
unless otherwise noted.
CourtX .
4:88-CV-12345
Principal
Interest
TOTAL
4:92-CV-4485
Principal
Interest
TOTAL
60,000.00
4,919.69
64,919.69
11,000,000.00
323,452.56
11,323,453.56
Registry fee is to be applied
QTD Fee
. $63.50
YTD Fee
$118.42
Total Fee
$328.44
QTD Earnings $635.00
YTD Earnings $1,184.23
Do not apply a registry fee.
QTDFee
0
YTDFee
0
Total Fee
0
QTD Earnings $ 80,863.39
YTD Earnings $161,726.78
Original
Deposit
Date 02/12/03
Original
Depo~it
Date 06/23/04
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 6 of 37

J.2 DATA AND INSTRUCTIONS FOR PREPARING MOCK FINANCIAL REPORTS
CourtY
5:91-BK-33054
Principal
Interest
Total
5:92-CV-3367
Principal
Interest
TOTAL
104,667,953.13
104,667,953.13
6,000,000.00
237,259.10
6,237,259.10
Grand total for all cases $122,303,585.48
Registry Fee is to be applied
QTDFee
0
YTDFee
0
Total Fee
· 0
QTD Earnings
0
YTD Earnings
0
Registry Fee is to be applied
QTD Fee
$ 4,387.05
YTD Fee
$ 8,821.50
Total Fee
$8,82L50
QTD Earning~ $43,870.52
YTD Earnings $88,215.00
Original
Deposit
Date 09/25/05
Original
Deposit
Date 03/28/05
Task 1:
Apply the anticipated earnings to be realized on October 2, 2005, calculate the
appropriate registry fee, update the period tracking fields · for the registry fee and earnings, and
generate a "Case Allocation Report" and an "Asset Report, " following the requirements included
in section C.5. Provide both a hard copy of the reports and an electronic report file as specified in
Section C. Offeror may include a second electronic report file for any alternative recommendation.
Next, assume that on October 1 you receive the following information from courts X and Y.
Court X activity:
Deposit of $5,400,000.00 in principal for case number 4:88-CV-12345.
Deposit of$1,000,000.00 in principal for case number 4:92-CV-4485.
Court Y activity:
Withdraw $2,000,000.00 in principal and $237,259.10 in interest from case number
5:8 l-BK-33054.
Deposit of $500,000.00 in principal to case number 4:93-BK-43012. (new case)
Task 2:
Generate the October 9 "Asset Report" and "Case Allocation Report". To do this you
must calculate the amount of funds available to invest on October 2nd to purchase a T-Bill maturing
on October 23, 2005. Any remaining funds will be held at the U.S. Treasury as uninvestable. The
following formula is used to calculate the amount available to invest:
(+) Maturing Par Amount
(+) New Deposits
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 7 of 37

. J.2 DATA AND INSTRUCTIONS FOR PREPARING MOCK FINANCIAL REPORTS
(-) Disbursements
(-) Registry Fee
( +) Uninvestable at Treasury
(=) Amount to invest on October 2
Provide both a hard copy of the reports and an electronic report file as specified in Section C.
Offeror may include a second electronic report file for any alternative recommendation.
Task 3:
Prepare a quarterly report as of September 30, 2005 detailing the CRIS balance by
court, by case type, and with the grand total for each participating court as required in C.5.6.
Provide both a hard copy of the report and an electronic report file as specified in Section C.
Offeror may include a third electronic report file for any alternative recommendation.
n. Alternative Fund
Assume the following deposit is received on July 281\ 2004 for the following case:
CaseNmnber
3 :02-CV-000082
Principal Deposited
$150,000,000.00
Task 1: Establish an alternative fund portfolio using the deposit. The fund invests in U.S. Treasury
STRIP securities and U.S. Treasury Bill securities. The investment parameters of the alternative
fund portfolio are an average holding period of 1 year, with semi-annual maturities. Assume
securities are purchased at the following prices/quotes on July 291\ 2004:
Purchase Date
Cusip
7/29/04
912795RX1
7/29/04
912833ZM5
7/29/04
7/29/04
912833CP3
912833CQ1
Maturity Date
Quote
U.S. T-BILL 1/27/05
99.11
U.S. TSY STRIP 8/15/05
97.85
U.S. TSY STRIP 2/15/06 96.17
U.S. TSY STRIP 8/15/06
94.49
Prepare an "Asset Report'', "Case Allocation Report" and "Amortization Schedule".for 7/31/04,
following the requirements included in section C.5 & C.6. A Registry Fee of 9% of earnings must
be deducted from earnings and accounted for. All earnings are to be applied on a straight line
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 8 of 37

J.2 DATA AND INSTRUCTIONS FOR PREPARING MOCK FINANCIAL REPORTS
accrual accounting basis. Provide both a hard copy of the report and an electronic report file as
specified in Section C. Offeror may include a second electronic report file for any alternative
recommendation.
Any unirivestable cash remaining after the initial investment shall remain on deposit in our Treasury
Account and will be carried over as a portion ofinvestable cash for the semi-annual maturity.
Next, assume the following activity will occur on 8/16/04:
Case Number
3 :02-CV-00082
To raise cash:
Sell Securities
Security Description
U.S. T-Bill 1/27/05
Principal Withdrawal
$10,000,000.00
Quote
99.13
Task 2: Prepare the necessary reports for the principal withdrawai on 8/16/04:
1. Prepare a report that brings earnings current to 8/ 15/04, the day before the principal withdrawal.
A registry fee of 9% of earnings must be reflected in the report.
Provide both a hard copy of the reports and an electronic report file as specified in Section C.
Offeror may include a second electronic report file for any alternative recommendation.
2. All earnings are to be applied on a straight line accrual accounting basis. Prepare the month end
report that reflects the withdrawal activity, registry fee, as well as any capital gain or loss.
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 9 of 37

J.3
QUESTIONNAIRE FOR OFFERORS
Offerors are required to complete and attach this questionnaire as a cover page to their proposals.
Proposals will be accepted from offerors who are designated depositaries under the requirements
set forth in 31 CFR Part 202 or are brokers/dealers registered with the Securities and Exchange
Commission (SEC) and subject to the supervision and regulation of the NASD and the SEC: (1)
that have effective management programs designed to monitor compliance with all standards and
guidelines set forth by the applicable supervisory or regulatory body; (2) that meet the capital
standards required by the Federal Reserve Bank of New York for accepting new primary dealers,
as set forth on January 22, 1992; and (3) with an average weekly volume of U.S. Government
securities transactions of at least $50 million.
Name of organization:
Address:
Type of organization:
Name of applicable supervisory/
regulatory body:
Current average weekly volume
of U.S. Government securities
transactions:
Name of person to contact if
questions arise on proposal:
Title:
Phone Number:
Address (if different
from above):
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 10 of 37

ATTACHMENT J.4- GLOSSARY OF TERMS
Throughout this RFP several terms are used frequently. In the following paragraphs we provide
a brieflisting of these terms and their meaning within the context of the RFP.
Allocation Report -- The contractor delivers to all participating courts, two days prior to the
next settlement date, a report reflecting the allocation of earnings to the case assets invested on
the previous settlement date. The contractor shall deliver to the CRIS Fund Manager a List of
Assets, showing both the source of earnings on the next settlement date and an allocation report
for the next settlement date two days prior to the next allocation report.
CRIS -The Court Registry Investment System (CRIS) is a cash management system used by the
Judiciary to manage funds that are temporarily deposited with a federal court while a dispute is
resolved. CRIS, which is currently administered by the Clerk of the Texas Southern, is
characterized by the pooling of funds from individual cases to purchase Treasury notes and bills
which are held to maturity. The smooth operation of CRIS requires a contractor to perform
several tasks.
CRIS Eligible investments - The contractor must l:lllllually prepare a list of investments that are
eligible for inclusion in the CRIS portfolio. The list must be consistent with the CRIS
investment strategy and must reflect the contractor's best professional advice about the
investment instruments that will most effectively accomplish the established objectives for the
CRJS system. The list must be approved by the CRIS Fund Manager. Currently, the only
eligible investments are Treasury securities.
CRIS Investment Strategy -- This is a strategy to be developed by the contractor and approved
by the CRIS Fund Manager yearly. The ob3ective is to provide a guide for the individual
investment decisions for the CRIS system. The strategy must reflect the best professional advice
of the contractor on managing the CRIS portfolio to achieve the established objectives for the
CRIS process.
Contractor -- For the purposes of this RFP the contractor is the organization with the financial
and management capacity to -- in accordance with the requirements and specifications set forth in
section C - develop a CRIS Investment Strategy, buy and sell securities, provide for the
maintenance of case records, and manage and perform controlled disbursement functions.
Registry Funds -- U.S. courts often require one or both of the parties to a dispute to deposit
funds with the court while the litigation is resolved. These funds are known collectively as
registry funds. The clerk of the court with whom the funds are deposited is required to
administer
a cash management system to assure the safe keeping of the funds. The clerk has fiduciary
responsibility for all funds in the registry. Nationally, the total amount of funds in the registry on
any given day will normally total more than a billion dollars.
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 11 of 37

ATTACHMENT J.4- GLOSSARY OF TERMS
CRIS Fund Managers -- All investment and management decisions associated with the
operation of CRIS shall be the responsibility of the CRIS Fund Manager, currently the Clerk of ·
Texas Southern. This Clerk has been designated the CRIS Fund Manager by the Chief Judge of
that court. The CRIS Fund Manager may designate a CRIS Program Administrator as necessary.
The CRIS Fund Manager is not authorized to modify the terms and conditions of this contract.
The government reserves the right to replace the CRIS Fund Manager at any time without
affecting the contractor's responsibility to.perform under the terms of the contract, nor resulting
in any extra compensation owed to the contractor.
Transaction Date -- The transaction date is normally Thursday of each week. It is the day upon
which the CRIS Fund Manager, with the advice of the contractor, makes investment decisions
and notifies the contractor of those decisions.
Settlement Date - This settlement date, normally Thursday of each week, is the date the
selected securities are delivered to the CRIS account by the contractor.
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 12 of 37

Court Registry Investment System .(CRIS)
J.5.1
.
Descnptipn of CRIS Liquidity and Alternative Fund Pro~esses - Flow Chart
Task
.r
event
J_uly 2003
Process Map ..
Another fully defined
process
Hard copy, email, or
verbal lnformalJon
Legend
(
End of process
• )
1
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 13 of 37

Court· Regl~try Investment System (CRIS)
Court Registry
Investment System
. (CRIS)
Tender ·
Receipt
·
I . -
"T,, .... ,-::>
Accountablllty transfers fU_nds from court unit Treasury symbol to CRJsnx-s Treasury
symbol, (no cheeks exhanaed). Funds always controlled by either Treasury or the
Federal Reserve Bank.
I
, , .
,J ---'1
":.
! I
~ .. , ~,:t~
.
,
~
--· _. .. ·- ~
_ ___..--;z_.....-lO-
~-~~~=~pECJElt(("RESERvE - BANK
(FRB)
*control -Points
* Control· Points
- $50 million notification
- "Versus" Payment (FRB)
- Court Internal Controls
- Selling Securities (KM10)
J.uly2003
_ Non-Standard
Withdrawals
- Wire Transfers
- Transfer Securities
- Controlled Disbursements
Disburse
Che<:k
* Control .Points
- Transfer of AccountabRfty (A0283)
- Bankruptcy (1166)
2
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 14 of 37

Co~rt Reg_lstry Investment System (CRIS)
Court Registry
Investment System
(CRIS)
Deposit In CRIS
CRIS
Administration
Standard
Withdrawals From
CRIS
Court Trm1sfe1s
Accountability
Of Funds To
CRIS
CRIS Receives
AccountcJbility
Of Funds From
Cou,is
CRIS Deducts
Registry Fee
And Prior
Wl'ek's FRB
Fee
CRIS Sells
Securities
(C.)
(A). CRIS lnstrucls bank to purchase securttles; bank transfers to
FRB.
(B.) FRB deposits proceeds frOm matured securities Into Treasury
·
· accounl
(C.) Securltles are usual!Y held to maturity; rarely are they sold.
•·Process maps for Wire transfers end transferring
securities are not Included In this set of process maps.
July 2003
CRIS Purchases
Securities
(A)
CRIS Receives
Proceeds From
Matured
Sccudtic-s
(8.)
CRIS Transfers
Accountability
Of Funds Back
To Courts
Court Requests
Transfor Of
Accountability
Of Funds From
CRIS
Court Receives
Accountability
Of Funds From
CRIS
Non-Standard
Withdrawals From
CRIS*
GRIS DisbursP.s
For Bankruptcy
Courts
Controlled
Disbursements
Reconciliation
CRIS Weekly
Reconciliation
CRIS Month End
Reconciliatiorr
AO Month End
Reconci liation
3
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 15 of 37

Court Registry rnvestment System (CRIS}
Court order
Notice of deposit
Cash receipts . CaS& Information
joltmal
Receipt
TRANSFERS INTO CRIS
ti
CRIS
control
point
Court Transfers
Accountability Of
Funds To CRIS
NollfyCRIS
Detennlne If ·
~glble to transfer
Yes
Yes
Administration of 1--....w~ Prepare AO 290
$50 mffllon or more
(Element A 1----
deposlt
worksheet) *
Prepare AO 283 ,___.,. Prepa:: cover
No
(.,..,!....,.)
'------No,------~-
Court Registry P'und9 are transfemid ·1nto CRIS not by sending checks or wires of
cash, but rather by trensferrlnr, the sccountabllfty for the funds between Treeaury
· account symbols.
· r Court·and AO
L!ontrol point
Endofmonlh
i.-----1 SUbmltAO 27-4to ,.._ __
_, = ::::: __ _,
AO
-transfers
• The AO 290 Is a form containing
case detans and associated fees
July2003
A027-4
Ale copies
AO 290 (Element
A worksheet)
A0283
Yes
FOfWard for
b .
approval
Court
ontrol point
..._ __________ _
Weekly-~
· report
Resolve prcblem
Update acccu,tlng
Fax and Mail AO
No
system to reflect
283 and AO 290
transfer of
14-----1
to CRIS
__
__.
ac:countablllty
""'ednesday)
fTom court to CR1S
'••
AccountabUlty of
funds transferred
toCRIS
· Yes
Sign forms
No
4
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 16 of 37

Court RegfSfJy Investment System (CRIS)
A0283sfrom
oourts
AO 290s (Element
A) from COllrts
Relllew fax ·cover ·· ·
sheet from each 1---~K
CRIScoult
No
Contact cowt
CRIS
Administration
CRIS Receives
Accountability Of Funds
From Courts
Post receipt In
Yes
~
spreadsheet"
Updall!d CRIS
spreadsheet With
deposltll/
withdrawals
Post receipt In
CFS-1
Ale copies
• CRIS spreadsheet maintains the control account for each court.
July2003
[
Courtand
AO control point
End or mon1h ·
Prepare monthly
..,_ __ A0274toreflect i-----eoi SutmltA0274to
transfers
AO
AO'Z14
End of process
5
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 17 of 37

Court Registry Investment~~ (CRIS)
JP Morgan repcrt Maturfng securtty
llstlng.all ~ rwport from Ille
securities ·
FRB (Boston)
Matured securllles
Recondle reports
1i'om Ille FRB with
CRIS secutlles ~-K'
report
'-----------1 Resolve problem
Yes
CRIS
Administration
CRIS Receives Proceeds From
Matured Securities
\Jpdalle CRIS
spreadSheet
. Updated CRIS .
spr99daheet with
matured securttln
Md Interest to
eecurtty
~(s) • In
~1
Enter receipt for
matLrtng
securttles
In CFS-1
Receipt
Faxed deposit
ticket from the
FRB fa' matured
securflles ..
Post deposfb into
~--lndMdualncurtty~--
aecounts In CFS-1
.. FRB-NY deposits into Treasury ALC; FRB-Boston monitors process.
•Anew account Is established In CFS-1 for each seamty purchased.
July2003
-
-
-
-
- - - - - -
End of process
6
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 18 of 37

Court Registry Investment System (CRIS)
JP Morgan report
Mnga!ICRIS
securffles
Post ieglstry fee
Prepare journal
ftml CRIS maslar
CRIS
Administration
CRIS Deducts Registry Fee
And Prior Week's FRB Fee
voucher (AO 283 J---...i clearing accoont i-----:.--ai
Upda19CRIS
spreadsheet
Encl of process
July 2003
In CFS-1)
Into n,glslry fee
account ln-CFS-1
~fee In
registry fee
account
spreadsheet with
registry fn and
prior week FRB
fee
7
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 19 of 37

~ourt R~lstay lnves~ent System (CRIS) .
JP Morgan report
11s11ng all CRIS
aeeurlll•s
WeeldyCRIS ·
report
Treasury blll rate
-CRIS spreadsheet
sheet
CRIS esllmatBs
rna1urlly
requirements for
·furure
dlsburaements
Total funds lo
Invest
Update CRIS
spreadsheet
(securtlles
purchaSed carry
Forward balance)
Updafa CRIS
spreadsheet with
each court's
lnformatlon . .
July2003
CRIS ccnlac:ts JP
Morgan
set up account In
CFS-1 for each ·
seairlty
purchased
Reconc:Be CRIS
sprvadsheet with
WeelclyCRIS
report
Treasury bin offer
slieet
JPMo!gar,
calCufate8 number
of secul1tles to
·
purchase and
Interest needed 1D
meet estlma1ed
R(IIAdlty
requirements
Debit voucher for ·
securities and
FRBfee
Post debit voucher
. In CFS-110 CRIS
master dearlng ·
account
No
Resolwl problem
CRIS Administration
JPMorgan
purchases
securities
Sealrltles (owned
by JP Moigan)
transfers
securities to the
FRB(ban
accomt-ln CRIS
~
control point
CRIS lnl1lalsdeblt
voucher and
purchase
Yes
transaction
cloc:Umenta11o11
No
Resolvaprobfem
Yea
I
►c
~d of proces~
Fa,c from CRIS
con1akllng tQtal .
. fund8 to Invest·
T11eFRB
compares
securities from JP 1---?"',,
Morgan with CRIS
tDtals
Debit voucher
Approved
purchase
transaction
documentation
CRISA!alllClles
debit voucher with
. CRIS transacllon
d0Qlffl8ntatlon
No
Resolve problem
FRB contrcl point
(versus-payment •
JP Morgan Is paid by .
FRB AFTER bt.l)'lng
securities}
Yes
l11e FRB raceivea
securities
TIie FRB prepares
a debit voucher
The FRB faxes the
debit voucher to
CRIS
The FRB poets 1he
debit voucher
Payment for 1he
securities lD JP
Morgan
8
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 20 of 37

. Court ·Reg~try lnvestme
- CRIS ·Administration
Sell Securities
(Rare - Usually Held Until
Maturity}
CRIS.,..._., dsheet Treasury bill rate
..,.,_
. sheet
WeeklyCRIS
report
JPMorgar,report
llstlrg all CRIS .
securftles
CRIS determines
cash needed
,___ __ CRIS a:intac:ls JP
Morgan to sen
securities
Approved sell
transaction
• documentation
CRIS reconc:Ues
Amount of cash
neede~
Treuury 'bm bid
sheet
. JPMorgan
calculates number
1---... ofsecurllles.to ·
sell
CRIS faxas sell
CRIS reoelYes sell 1----,,i lnfalmatlon to the
prl0e 1t1X!1 JP
FRB (collateral
Morgan
unit)
The FRB sells
the voucher With
The FRB faxes the
The FRB posts the
The FRB prepares
securities to cover
CRIS transadlon
voucher 10 CRIS
voucher
aY0Ucher
amount needed
. documenta'°'1
Resolve problem
Voucher for
Resolve problem
securities and
Yes
FRBfee
No
CRIS lhllals 1t1e
'
~
Reconcle CRIS
CRIS posts the
YOUcher and sen
voueher In CFS-1
Receives
spreadsheet with
Proceeds
1ransact1on
10 CRIS master
From Ma!urad
weekly CRIS
documentallot1
clearing account
Sealrltles
report
July 2003 .
CRIS provides the
The FRB forwards
FR8's off-line
· se!l lnfonnation 1o
transfer unit with 1---..i
CRIS for
sen Information
conflnnatlon
@a control point
The FRB signs
outgoing
Yes
· securttles
.delcription
No
Cancel sale
Ye:s
End of proco3S
9
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 21 of 37

Court ~lstry lnvestmer,t System (CRIS)
>ri 290s (Element
es from courts)
WeeldyCRIS
repo,t
Rec:onclle
balances
No
...._ __
----1 R~ove problem
CRISSetts
Securities
CRIS
Administration
Postjeu-nal
voucher In CFs-1
to transfer funds•
Enddmon1h
Prepse monthly
End of process ---
--1 Submit NJ 21410 ----1 AD 214 to reflect ---1
· AO
transfers
* Posting the journal voucher In CFS-1 (AO 283) transfers fLtnds
from the CRIS account to each court's master clearing account.
July 2003.
A0274
Prepare an AO
283 for each court
requesting funds
AO 283(s)
Rlecoples
nollftcatlon of
transfer of
3CC01#113b1Hy and
weekly CRIS
A0283
AccountablHty of
funds back at
originating courts
Fax AO 283 back
to courts
UpdaleCRIS
spreadsheet
Postdeartng
14----1 receipt kl CFS-11D
the master
dearlng accounts
UpdnldCRIS
spreadsheet. with
wlthdrawal:s
10
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 22 of 37

Court Registry Investment System (CRIS)
Standard
Withdrawals From
GRIS
Case lnformallon
Court order
WeMyCHS
Motion to 1991,e
report (Monday)·
· court order
Recanclle court
order/motion with i----.c
WeeldyCRIS
report
July2003
No
Court Requests Transfer
Of Accountability Of
Funds From CRIS
. Plepal'9 AO 290
(ament8
----,..i
wortcsheet)
AO 290 (Element
B worfcsheet)
Sign forms
Faxto CRIS
(Wednesday)
End of pl'OCMS
11
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 23 of 37

Court Registry Investment_ System (CRIS). -
Standard
Withdrawals From
CRIS
Court order
. Case lnfamatlon
. Reconcile case·.
balances With
accounting
aystem .
.
WeeklyCRIS
. report
A0283
No
------------1 Resolve pn,blem
July2003
Court Receives
Accountability Of Funds
From CRIS
Post Interest
recelVed from
~RIS In accounting
system
Update accounting
system to reflect
. transfer of
accountabITTty
from CRIS 110 C0i1rt
Accountablllty of
Funds transferred
flmlCRIS
FIia copies
I Court and AO control point
End of month
Prepare monthly
t---- AO 274 to reftact i----...i Submit AO 274 fD
transfer
AO
/,o 274
_End of process
12
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 24 of 37

Court Registry Investment System (CRIS)
Non-Standard
Withdrawals From
CRIS *
AO 2909 (Element
Signed voucher
Ba)
(SF 1168)
-
WeeklyCRIS
rep~rt
Court order
Raconclle case
lnfonnallon with
court onler and ----<
·sF 1166.
No
'-----------. Resofve ~
Yes
Texas Southern Disburses For
Bankruptcy Courts
Set up case
Post tienl<ruptcy
account_ In CFS-1 1---.i case account In
(payee -
==
· lnfonnatlon)
aooount
Enterpao;rnent
\'Ollcher lnCFS-1
Voucher data
I Court and AO oontrol pohlt
Enddmonth
Prepare monlllly -
·
End of proc:e11a i.------1 Submft AO 27410 -------. AO 274 to reflect ----1
AO
dsbll'Sements
• Otst>urse funds Is part of TX-5' nqrmal disbursement processes. The process map
for Disburse Funds Is not Included In this set of CRIS process maps.
A0274
July2003_
Disburse
Funds•
'file copies
SF 1188
Stampo:,pyof
voucher -pa1cr
MaD voucher to
the bankruptcy
court
PaldSF1166
voucher to
bankl'Uptey court
13
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 25 of 37

Court Registry Investment System (CRIS)
Ccurtorder
AO 290s (Element
Bs)
3rd party bank
containing
number/amount of
checks cl
Conflnn 1hat
Set up controlled
enough money Is
disbursement 1----
In the bank fD 1---...c
~nt In CFS-1
cover
dlabtnament
No
Non-Standard
Withdrawals From
CRIS *
Wire taxes to the
Yes
bank to 09Y9r
amount dsbursed
Court order to
close account
Check ccntrolled
disbursement
account for
unclalmed funds
'------~--1 Resolve problem
• Controlled disburs~ments are used In cases with large numbers of payees; e.g., a class action suit
Nlth thQUsallds of parties to the suit. A 3rd party bank enters Into an agreement ·to provide disbursing functions.
br the court. As drafts {checks) clear, tu.nds ·are _transferred to cover the amounts.
July2003
End of process
Close c:ontrolled
dlsbcnement
account In CFS-1
Yes
Unclaimed tmds
for ttte controlled
disbursment
account
Transfers
Accountablllt
yOf Funds
Back To
' Unclaimed funds
back at originating
court unit ·
14
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 26 of 37

Court Registry investment System (CRIS)
Reconciliation
IIWeStment debit
Debit vouchers
voucflers
flom the FRB
Deposit tJckafs
~
disbursements
Registry Fee
Weekly CRIS.
depcslts
Calculate the
Compare weekly
weekly Treasury ..,._ __ ._ Treasury balance i-----c
balance In the
to CRIS masl8r
CRIS spreadsheet
acoount In CFS-1
. Weekly Tl'88SlJrY
balance
---------1 ·Resolve problem _
• The- new FRB fee becomes the prior week's FRB for next Yo'eek's debit voucher.
July200.3
Previous week
TreaSU!Y balance
JP Morgan report
listing al CRIS
securttles
Add lheCRIS
WeeklyCRIS
report
Taal CRIS balance
Yes
secul1tles to the 1-----.i
Treasury balance
Add 1he total CRIS
balance to the
weeklyCRIS
report .
Tola! CRIS balance
Updated CRIS
report with new
FRSfae•
End of process
15
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 27 of 37

·Court Registry Investment System (CRIS)
Prtormondi CFS-1
CRIS balanoe
Add pr1or month
CFS-1CRIS
balance and
deposit tfQk~ for
themonlh
Subtract all CRIS
debit vou¢,ers
Add all lncorri"->
Pi0283s(for
• Investments In
CRIS}
CRIS spreadsheet
Current month
Treasury balance
Lag FRB fee ·
Reconciliation
Subtract all
outgoing AO 283s
(for ~lthdrawals
from CRIS}
Yes
Subtract ECS
payments
Add lntarast from
1'101l-<:R1S
I~
(memo entry}
. ,. The CRis monthly reco~llation -reconciles CF~1 wHh CRIS iwes1ments, and the CRIS spreadsheet .
.,. Non--CRIS Investments are for large dollar i~ents In CRIS
that are invested in CRIS outside of the normal Investment cycle.
July2003
Subhctoutprfor
month AO 283 for
non-CRIS .
. Investments
Compare a.nrent
monlh Treasury
balance tD CRIS
master account In
CFS:1
· AddlnTX-S
inveslments in
0'fS
Subtract total
registry fee
CUrrent month
Treasury balance
Subtract checks
. for participating
bankruptcy courts
Subtract TX-S
case
dlatusements
16
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 28 of 37

Court Re_glstry Investment System (CRIS)
Consolldated AO
274 report fol' all
CRIS cot.sis
AO 274 for TX-S
Yes
July 2003
No
Reso!Ye problem:
If due to Prl«
month adjustment,
corilpara to prior
month to ensure
dtrrerence Is
offset to zero:
contac:k court or
TX-S to resolve
problem
Reconciliation
Ye•~ FloA027 ...
No
AO 283 trom TX-S
Enter NJ 283 ln1D
spreadsheet
Conduct further
research and i---- End of process
resolYe problem
17
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 29 of 37

J.5.2 Description of Other Processes and Alternative Fund Process
1.
Tax-Re,porting Database: The contractor keeps a database of payee names, addresses, tax
identification numbers, and earnings disbursed for 1099 and other tax reporting purposes.
The participating courts pro~de this information to the contractor.
2.
Periodic Reports: The contractor provides the following hard copy reports for each
portfolio:
o Case Allocation Report. Total case balances at the end of each trading cycle (to be
provided weekly).
o Asset Report. Total security holdings at the end of each trading cycle (to be provided
weekly). ·
o Quarterly Report Of Cases Applying< 10% Registry Fee. A quarterly report listing
each case applying a registry fee less than 10%; the actual fee should be listed
along with a reason code.
o Quarterly Case Allocation Summary Report. Summary balances for each court
participant at the end of each calendar quarter.
o Yield Comparison Report. A quarterly comparison of CRIS fund performances
against other comparable market indices
o Fiscal Year End Detailed Transaction Report. A list of each purchase and
redemption transaction providing the security CUSIP and description, par amount,
price, trade date, discount/premium, gain/loss, and net cost/proceeds.
o 1099s. For qualifying cases, 1099-INT will be prepared and mailed to recipients and
applicable information will be furnished to the IRS.
A.
Step-by-Step Description of CRIS Alternative Fund Process
The Alternative Fund is identical to the Liquidity Fund, except that it does not follow a
weekly cycle and its earnings are allocated using the straight line accrual method of
accounting. The Fund requires the reports listed below. The Yield Comparison Report
is to be provided quarterly or upon request. The other reports are to be provided annually
or upon request.
1.
Periodic Reports - Alternative Fund
· o Case Allocation Report. Total case balances at the end of each month and the day
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 30 of 37

J.5.2 Description of Other Processes and Alternative Fund Process
prior to any activity.
o Asset Report. Total security holdings at the end of each month or one day prior to any
activity.
o Yield Comparison Report: A quarterly comparison of CRIS fund performances
against other comparable market indices.
o Quarterly Report Of Cases Applying < 10% Registry Fee: A quarterly report listing
each case applying a registry fee less than 10%; the actual fee should be listed.
o Fiscal Year End Detailed Transaction Report: A list of each purchase and
redemption transaction providing the security CUSIP and description, par amount,
price, trade date, discount/premium, gain/loss, and net cost/proceeds.
o Cash Receipts Summary and Realized Net Interest Income Report: Provides total
cash available for reinvestment.
o Summary Allocation Report: Provides earnings applied from last trade date to the
present.
o Amortization Schedule: Documents the schedules for the amortization of premiums
and discounts.
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 31 of 37

J.6
Small Case Balance Report
DISTRICT CNUMBER
CMOD DESCR
D1 0COX 1 :02-CV-000436
D02NYS
1 :00-CV-7290
2
D0STXN
2:03-CV-00195
01
D0STXN
3:03-,CV-02140
01
D0STXS
4:96-CV-1462
8P
D09AZX
2:02-CV-1522
D09CAN
4:03-CR-40179
01
D0STXS
3:86-CV-0223
D05TXS
3:00-BK-80137
D02NYS
1 :93-CV-5573
D02NYS
1 :91-CV-8626
DDCDCX 1 :96-CV-1328
D05TXS
4:96-CV-1462
D05TXE
4:95-CV-263
D0STXS
4:97-CV-3178
D0STXS
4:98-CV-3093
3
1
80
E Mollinger-Wilson v Quizno's Franchise
Newby v City of Borger
Star Solar v SolarVision & Montgomery
CHRISTINA L. PYE (1-29-92)
Mullin Steering Gear v Swati Ind
US vs Ericka Brown
USA v 0.33 Acres
Stigile & Balis vs Clinton
PATRICK A. PYE (10-10-89)
USA vs 36.51 Acres of Land
BALANCE PRINBAL EARNBAL
1.00
1.00
0.00
2.01
2.00
0.01
10.02
10.00
0.02
10.03
10.00
0.03
19.00
0.00
19.00
50.23
50.00
0.23
50.87
50.00
0.87
50.91
0.00
50.91
53.67
50.00
3.67
54.65
46.00
8.65
55.19
0.00
55.19
64.51
50.00
14.51
65.66
28.00
37.66
67.58
53.63
13.95
75.27
0.00
75.27
99.32
0.00
99.32
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 32 of 37

Court Registry Investment System
Court Number: ___________ _
Court Name: ____________ _
Court Telephone Number: _______ _
Court Contact Person: _________ _
1=EIN
2=SSN
J.7
Reporting 1099 Tax Information
15 characters
1 character 9 characters 35 characters
35 characters
35 characters 35 characters 25 characters 2 characters 9 characters 11 characters
Account Number
TIN Type TIN SSN/EIN Payee Name 1 Payee Name 2
Address 1
Address 2
City
State
Zip Code
Interest on Treasury Securities
The courts must supply the 1099 Information to the contractor because taxable amounts may vary from the disbursements, based on the court order(s).
This, oi' a similar, spreadsheet shall be sent by the contractor to each CRIS court during the first week of January. The court should complete the
spreadsheet and return it to the contractor.
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 33 of 37

/.L-! .. ·.. . .... -· ... rs- Registry Funds Fee Schedul~ _ < > ~,, ::'·• :· , -,-- ! . .
1 -
Notlces
---- " .- ---. -''/'.':F> ~;:i:t;;:_
'.:;~~;r~::~:'1 .
i
..
•
•. , ·· '
.... . :,.·. ::. ·,:.·· .. : :.,.{_·.·:.~.f.· .::.'.:.~· .. /_,.:·~,, ... ~;,-;:,;.;
Monday, ,Ncwa111)!~ 4, 1'991'., .·• :· · -< ; . ; ··
:
· ,! · .. •.'·· .. : -.
:.:.
.-.... , :•:·-::.•··:
...
~
.••·· •::\:· •,!_·_ ..... :·=· •: .'·· .·~
·.·· ... !·.".~ - ·-
\
.~ :~~~· ·~ ·.~·FE;~~ ·~E~I~~ .. ~~co~ts t~ ~.~~~le, ;~:i,~;:~;~e ···the~:;~·;~~; ;~~:.~~~~~~~/ ·:.::~'·· : ..
. •~ris ctocuments other,' than.· ltlles Of
amounts deposited with ~e"oou,t and, . -
·t~ment matw.-ea •.... '"':" .. ~.,~-••. ~.:) .... : ·•.. .
P'~ rules . lhat are applicable to the·. ·- In-certain Qses, ~ ·tength:0( t.lme•fu~ -· - . •:r-befee.-umodified herein!' wtµ :·.'· .... ~. ·~: · . ·
P~ ~ticeS .of hearings a~ .
are held in the cp~ta• registry. . . : . _. ·,
continua·to apply. to &n3' ~se wliere..tl;ie
·
lnves!91ti011s. ~ee ~ngs. ag~ ·
The revised fee will ·be a-fee of 10 • . · oourt has authorlzectthe in~IU o, : : ·
= =.. ':~\!:!:9:~~ ·
of .
pen:ent of the total ltl<;ome J'!K)8lv~d' ·
funds placed In its CU8tody or h11ld by U
applications ·anct agency siat8ll'lent$ Of
during each income pmod fn?m< ·· .. · ...... in-trust In ltuegisb.'y·regardlen of-the··•:·
orgarization and flmctions are examj)les
investments of less tnan $100.000,000 of
. nature of the underlying.action.
. . . •
ot documents appearing .In this section:
registry funds in income-bearing · . .
.' .A.a wlth other D!t.sceUaneo~ fee• . ·.
·
·
· ·
accounts. On investments exc~lng
authorized under·Z8 U.S.C .. 1913, ,t9H,
• $100.000,000. the 10 percent fee ihall be
and 1930. tllie fee ~ay be taxed as cost
ADJIINISTRATIVE OFFICE OF. UNITED
~duced by one percent for each ··
· ·
by the oourfpursuant to 28 U,S.C. 1920.
STATES COURTS
··
·
increment of $50,000,000 over-the initial·
In cases whel'(! the United States ~.•. :, ...
.. . · .i
.,_
·I
:
$100.000,000.Forthoaedeposttawbent'· . Governmelit·ia:apartytothe.actloo·•" ._:;
· Fen and Costs
, .
.
. • ·
funds ~
plaoecJ ~ ~
,;egis~.by·oourt . under_lying the registry investmenf;the~ · ·
·• · ·..
· · · ' .'>, · ·-.. · ...
-· •·· ·, ·
order for a time oo,bl.m,for e~le..by · funds initlally·wtihheltl'in-'Pllyment of···.·
AGENCY: Administrative Office ot the ·
. the terma of.an adjudii;:ated trust, the fee . lhe fee may be restored to•~ United ·"'-·,:
United States Cciurta ..... \
·,- :'. '..· . ·.~~·-~· . will be further reduced. Thl!J further . :· · Statea upon application filed with the·'."'::·
AC'nON: Notice. of cbanse in inethod of. ,
reduction will amount ~ 2.& pen:ent for·
court by the United States Attor:ney br ...
asseumglhe courta' z:esfitry fee.·•.- · .. : : . eaeh five-~ interval'o~ part thereot
other govenunent counsel ,,•,;. ' ·· ... ·. ·•
·
·
· · ·
The total minimum fee ~ be charged ·
·
The fee does not ap,p1y'ln the Di1tricr .
SUMMARY; 'fhe regis1ry fee. a~esiuii~in,
will be ni) less~ tw.c> peroent of·.tha , ·
Court of Giiam. the- Northern Mari-'1~; ·
provisions published In the Fedaral '
. income .i>n·investnients:.. '.· · · _ . . . . .. ·. • Islands, the Virgin Ialanda; th,irUnlt~:·:-'.
Regliter;'<>!:tober' 24,'i9'i> (&U'R 42867), ·
.The followlq table sets !)Ut the fee ·
States Claims~ or,art.Y~~.:::,;.~, ·:;: .- .
are hereby revised and converted {rom a
schedule JJlOlllulsated by this notice::
Federal (:ourt whose fee. are not·set ::
...
~
equid to io percent'olilui iiicome=
.
, . .
. . . . . .
.
under.the statute&:cited•above. .fr~•_.;;'::;
. .
eameil:wtiile funds are held 1n·11ie ·.. . .
. . . .
.
cx,urta' n,sfatry, to a-viuiable'rate . ·
AeGl~Y-SaiEDULE OF FEES..
Dated: Octobet.~;.1991,;.,.t-·:_ :·.',.?~~\.-_':'.: ":
dependins:qn·{t) the .. ~ze of the ~tiosit '
: ·. , i% of~~_;{_/·:.-~ >
LRaf_pbMedaam, •.:.
· · · · ~ · . . ., .. :. ·
.
and (2) the lerigtb. oftime helcfm the ·
-----,--r--~--.--..----..,,.,...,,.. Dheo'lor.'Adillln#.ti,i'iwoif;ct1.4/llilll{al~~··.
·-.._.\. ·~-:a~·~~~:ii~-:-- ···. =~.
·'.;: . >.~
0 >::l~. ;·~ f:'~TJ;~~~;{#itj.4i;:.:.:·.~· .
........... _· ...... _.(_c:utantnmtEll•~~~o~~-ac,:
-·;
~ .. :._..;1.~ ·.:~\~ '.:-':~); ·~.:t.:~ .·:~ ··: .... ~~~;;~.!i~~~~~~~~~<· .. ·,
.... : . ... .
,, ~un.~ .. -.~,····. . . .
100M-<150M,._;
... ,
~·., 4~ :•{, '·, u ·~ 1~
.. ·:· .·· .. ,1::., •.. ,.,. .. ,., .• -""' !'c::ft•·,,,,~,;.1.--.:,3~-- , ,
,
1u;=wuv1•1
;nm..., f..,:_ • ·
150M-<
.. ··· -a · , u · :• •.:,,o :· 2.0
•· :· . •·· .,. •• -·~ · .. , •.· .. ---,.,,, ..... ·.· '· .
. j
. .
".
IJl . 0D:v1,1,1..,. .0 .r~8:1J.~ ;,
200M-<2SQM . ·",··. 7 ·,' .. 4.5 <, .. 2.0 ,'~
.·
.
. . · . . · .. · .•:•"•·: .. "· •·.,,,:,•l.'··•~ ~;ff·.
1
. Biidaet.an. ~~l1.9l1, 1····-'·'• .. :•i:.':
.250lo1',<3D(IM •., : . e •: .. ,u .· ·t .. ~ 2.0: >:til -~~~,qf.~6' ... ~~?;-F-;~: .. ;w . .
. ,
. AibninfstraUvePfiu:f!,0fth~µ¢.t~ · .. , •
~<350M •
. '5· ._.·• . .u .. s .. , 2.0. --.2.!> .... · .· •' ·.:.·,-; .. , i .. ··:•~:r1.' .· . .. ,,,, ·•.
Stat9' Q,urta, 1'.lZQ VeimQril.Avenile~ · .' ::t<~ . · ' '4. '. · .2.0
·.: ~
. . : ·20 ~rest.~
.--;.':';.'."~;:!:~,;~~:;~:,.-.\: .... :~.·
.
NW Wruiliinstoa;•IJC,20544.(2021833-
.<450M
; .. 3 ;:.: a.o .· . . 2'.0°'>•.U
· ..
. · --;·."c•-l'': ,, .. ''•" '.·".'·:•V, ·'· ... .
"~ ·_- .
.
. ,. . · .... r · , ... . CMlf~
,' .... °2; :-, . -."2,0.' · :.
. U
. ·2,0
Rabbit-and Slstws·Tlmber.'salea;: < • ' : .:P!
=...MENTARY·iN·~~:U.-lts . • ~-~
ot11en11ii ~tivt. One>
ColvH'8 ~
~
~~·~IJ,,
authorftyat281.fS.C..1918, i9tt(b)..-nd !:.t,.-:'~fn\:;._~ .. trealed ...,_ WA · ... ·.
• .. · ..
.. ,:. :·· ,;••.
1930{b) lq establish.miacell~udeea ·•
'
.. ·.
AGENCY: ForeatService,USDA. .' . . - ·
to be charged and· oellected by-the. ·· , :..
This new, method-of .asse11ment
Acnok: Notice; intenfto .. p~)>are·" · · , , ;. ·
clerks of court. the Judicial Conference
recognizes tlJe d~ing cost of . .
environmental Impact ·atatemeoL • .
of the United Stales ln.September.1988,.
administering fnvea~p.t boldbJss o~
authorized the Director of the
time and also takes into account
fHfMMARY: The Foreit Service wµI
Administrative Office to Impose a tee
reduced administrative costs associated
prepare an environmental impact
not ex~eding three percent of the
•with large investment holding■, .
statement (BIS) on a•proposal to harvest
principal for the handling of registry
The new fee applies to all earnings
and ~enerate timber, to construct and
funds held In the courts and Invested in
applied to.investments on and after the
re~truct roads. to enheµce wildlife
interest-bearing accounts. The fee la to
effective date of this change, except for
habitat. to enhance recreational ·
be aaaesR<l from and mayll!)t exceed
earnings on investments in cases belll8
oppo~ties, and:ro analyze eme.rging
Interest earnings. The Director was.also. • administered under the provisions of the
forest health proble~ in .the.area. The
instructed to ~view Implementation of
May 11, 1989 notice (54 FR 2.0407), Le., to
proposed projec.ts will be 1n· compliance
the fee and mak.e adjustments frolJl time
which the fee eql;Ull to the first 45 days'
with the Colville Nattonal ·Foreat Land ·_.
lb ·tfJlle.
.
'
.
.
.
income ii appUcable.: The fee will be ·
and Resource Management Plan, which .
As a ·result of a ~ntinutng review of ,_:
deducted periodically,. either at the time
provides the ov~rall guldario11; for . · ~ .
. and consultation· on the i1DpQSition cif
income 11 credited to the llCCOunt or ·
management .ol this area for the n'ext ·tO
the· fee~ the Director ~a~ 'decided thllt ~e •. prior to ,ny. Qther dtatJ_ibutton.
· • • · yearsI The projects •~. proposed'l't'it~ _.·.
:=· .. . . _
_..
,1
.~ .. y.,ill.albel ·1re.v.l~ q
}.10-~~t.., ·. :•
lnv~stmthl!.ntsJ~vi~. a, ~!~betjty dat~ d · · ~~~_!1,:!!~ilcJth!,~kalBot,ulof. dlhet:;i.;. ; ' .
....
... ... on
ncomeeameuontli11 .. · :: . · · · ·81'9ater .. anone-ye~ww.
linesse ·. · =~e":'-~~~ .. _u..,.ng· . , .. .. ~
.:~• ·
!
.
~ . .l
:·-~:'l
.":• -: I
·-
I
I I
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 34 of 37

( )
· ... ..
J.9 Other Sample Reports
Court Registry Investment System
Pool Summary Allocation Report
Liquidity Pool
U.S. District Court and Bankruptcy Courts
Period: 07/27/2006-08/02/2006
Number of Cases: 2,551
PRINCIPAL
Beginning Balance
Transferred In
791,908.81
Transferred Out
(10,585,148.04)
Period Change ·
. Ending Principal Balance
EARNINGS
Beginning Balance
Transferred In
0.00
Allocations
2,002,909.98
Transferred Out
(
54,266.45)
Period Change
Ending Earnings Balance
ENDING POOL BALANCE
Current Registry Fee
2,317,283,470.79
( 9,793,239.23)
2,307,490,231.56
116,921,845.42
1,948,643.53
118,870,488.95
2,426,360,720.51
135,497.77
Calculated & Printed
0712812006
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 35 of 37

' )
c··)
J.9 other Sample Reports
Court Registry Investment System
District Summary Allocation Report
Liquidity Pool
U.S. District Court
Southern District of Texas
Period: 07/27/2006- 08/02/2006
Number of Cases: 951
PRINCIPAL
Beginning Balance
Transferred In
75,220.84
Transferred Out
0.00
Period Change
Ending Principal Balance
EARNINGS
Beginning Balance
Transferred In
0.00
Allocations
398,266.71
Transfened Out
0.00
· Period Change
Ending Earnings Balance
ENDING BALANCE
Current Registry Fee
DOSTXS
469,566,721.72
75,220.84
469,641,942.56
29,056,105.50
· 398,266. 71
29,454,372.21
499~096,314.77
41,610.49
Calculated & Printed
07128/2006
11 :37
Case 1:20-cr-00228-MHC-JKL Document 287 Filed 07/18/22 Page 36 of 37

0 RESS FIRMLY TO SEAL
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